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INFORMATIONAL
Network Working Group                                       S. JackowskiRequest for Comments: 1946                        NetManage IncorporatedCategory: Informational                                         May 1996Native ATM Support for ST2+Status of This Memo   This memo provides information for the Internet community.  This memo   does not specify an Internet standard of any kind.  Distribution of   this memo is unlimited.Abstract   As the demand for networked realtime services grows, so does the need   for shared networks to provide deterministic delivery services. Such   deterministic delivery services demand that both the source   application and the network infrastructure have capabilities to   request, setup, and enforce the delivery of the data. Collectively   these services are referred to as bandwidth reservation and Quality   of Service (QoS).   The IETF is currently working on an integrated services model to   support realtime services on the Internet  The IETF has not yet   focused on the integration of ATM and its inherent QoS and bandwidth   allocation mechanisms for delivery of realtime traffic over shared   wires. (ATM hardware and interfaces provide the network   infrastructure for the determinitic data delivery, however the host   resident protocol stacks and applications need more attention.)   Current IETF efforts underway in the IP over ATM (ipatm) working   group rely on intserv, rsvp and ST2 to address QoS issues for ATM. As   such,RFC 1577 and the ATM Forum's Lan Emulation do not provide   direct QoS and bandwidth allocation capabilities to  network   applications. Without providing a mapping of reservations-style QoS   to ATM signalling, ATM will remain a 'wire' rather than a shared   media infrastructure component.   This memo describes a working implementation which enables   applications to directly invoke ATM services in the following   environments:        - ATM to internet,        - internet to ATM, and        - internet to internet across ATM.Jackowski                    Informational                      [Page 1]

RFC 1946              Native ATM Support for ST2+               May 1996Table of Contents1.0     Introduction...............................................22.0     ST-2 and ST-2+.............................................53.0     Implementation Issues for Reservations over ATM............63.1     Addressing.................................................63.2     Changes to Bandwidth and QoS...............................63.3     Multicasting...............................................73.4     Receiver Initiated JOIN Requests to Multicast Groups.......83.5     Computation of QoS Parameters..............................83.6     Use of HELLOs..............................................94.0     Reservation Signalling with ATM............................94.1     Embedded Reservation Signalling within Q.2931.............104.2     In-Band Reservation Signalling............................114.3     Dedicated Virtual Circuits for Reservation Signalling.....124.4     Reservation Signalling via IP over ATM or LAN Emulation...134.5     Summary of Reservation Signalling Options.................145.0     Mapping Reservation QoS to ATM QoS........................155.1     CPCS-SDU Size Computation.................................165.2     PCR Computation...........................................175.3     Maximum End to End Transit Delay..........................175.4     Maximum Bit Error Rate....................................185.5     Accumulated Mean Delay....................................185.6     Accumulated Delay Variance (jitter).......................186.0     Data Stream Transmission..................................187.0     Implementation Considerations and Conclusions.............198.0     Security Considerations...................................209.0     References................................................2010.0    Author's Address..........................................211.0 Introduction   The ATM Forum and the IETF seem to approach ATM networking   differently.   The ATM forum appeaars to believe that host systems require no   protocols beyond OSI layer 2 to deal with ATM.  They define a layer 2   API and Q.2931 signaling for all new applications.   LAN Emulation, a mechanism to make the ATM interface appear to be a   LAN/internet, is intended to support 'legacy' network applications.   LAN emulation does not provide applications any visibility of the ATM   features, nor does it provide a mechanism to allow applications to   request specific ATM services. With LAN Emulation, application   traffic shares virtual circuits with no policing or guarantees of   service. LAN Emulation simply extends LAN characteristics to ATM.Jackowski                    Informational                      [Page 2]

RFC 1946              Native ATM Support for ST2+               May 1996   Thus far, the IETF, throughRFC 1577[1]  treats an ATM network as a   wire.  The ipatm working group has explicitly left issues of specific   QoS handling out of their specifications and working documents.   Current approaches do not give the application access to individual   virtualcircuits and their associated guaranteed bandwidth and QoS.   Instead, all IP traffic between two hosts shares virtual circuits   with no granularity assigned to application-specific traffic or QoS   requirements.   Thus, neither LAN Emulation norRFC 1577 (IP over ATM) uses the   features of ATM that make it a unique and desirable technology.RFC1821 (Integration of Realtime Services in an IP-ATM Network   Architecture) [2] raises many of the issues associated with current   IETF efforts towards integrating ATM into the Internet, but it does   not propose any solutions.   This document offers a  framework for provision of native ATM   circuits for applications which require bandwidth guarantees and QoS.   It identifies  the requirements of  a native ATM protocol which is   complementary to standard IP and describes one working   implementation.   This document recognizes  the fact that it is critical that such a   native ATM  protocol  is consistent in the four topologies described   in [2]:   *       Communication across an ATM-only network between two hosts           directly connected to the ATM network,   *       Communication between ATM connected hosts which involves some           non-ATM subnets,   *       Communication between a host on a non-ATM subnet and a host           directly connected to ATM,   *       Communication between two hosts, neither of which has a direct           ATM connection, but which may make use of one or more ATM           networks for some part of the path.   That is, to the host systems, the underlying type of network remains   transparent even when QoS is involved in internet, ATM, and mixed   networking environments.  To make this consistency possible, the   'native ATM' protocol must also be:   *       Multicast capable, to optimize transmission overhead and           support ATM multipoint facilities,   *       Routable, to enable transmissions across subnets and           internets,   *       QoS knowledgeable, to take advantage of ATM QoS facilities,   *       Capable of Bandwidth/QoS Reservation to allocate proper           facilities for application traffic as it travels acrossJackowski                    Informational                      [Page 3]

RFC 1946              Native ATM Support for ST2+               May 1996           different types of networks: to effectively extend virtual           circuits across internets, and   *       Capable of policing to ensure proper packet scheduling           behavior and to protect guaranteed services at merge points.   Clearly the protocol should support reservations.  Reservation   protocols enable creation of  'virtual circuits'  with guaranteed   bandwidth and QoS on the LAN or internet, and simultaneously can act   as signaling mechanisms to routers or ATM interfaces to request   provisioning of circuits. Use of a reservation protocol makes   characteristics of  mixed networks (LANs, internet, ATM, ISDN)   transparent to the host systems.   That is, a reservation will allow   the host or router to provision ATM circuits which match the   reservation, but in mixed networks, will allow routers and host to   provide bandwidth reservation and QoS across the non-ATM interfaces   as well.  Effectively, the reservation maps ATM virtual circuits to   reservations on subnets and internets.   This creates a consistent End-to-End, QoS-guaranteed service for   mixed network topologies.   While it is beyond the scope of this document, the same requirements   apply to mixed ISDN networks and are currently being explored by the   ITU for their H.323, H.223, and T.123 standards.   Arguably, the reservation protocol that provides this end-to-end   guaranteed service should be connection-oriented to facilitate   mapping of real connections (ATM or ISDN) with virtual connections on   the LAN/internet.  [2] points out the shortcomings of IP and RSVP [3]   in the ATM environment. Most notable among these are the difficulty   of mapping connectionless traffic to ATM connections, the constant   softstate refreshes of RSVP (and merging of RESV messages), the   receiver orientation of  RSVP, and the dependence on IP multicast.   [6] is an excellent document that proposes solutions to many of the   issues raised in [2], but the solutions recommend modifications to   the current RSVP and ATM implementations.  Recently, issues of   incompatibility with the current IP over ATM model, VC explosions due   to use of multicast groups and VC explosions due to features   associated with heterogeneous receivers suggest that the current   version of RSVP may be inappropriate for ATM implementations.   Since ATM is connection-oriented, hard state, and origin-oriented for   transmission, signaling, and multicast, and is bandwidth and QoS   knowledgeable, perhaps the simplest and most elegant approach to a   native protocol for ATM would include a protocol that shares these   characteristics.Jackowski                    Informational                      [Page 4]

RFC 1946              Native ATM Support for ST2+               May 1996   In surveying protocols described in IETF RFCs and Internet Drafts,   only two seem to meet these requirements: Experimental Internet   Stream Protocol: Version 2 (RFC 1190) [4] and Internet STream   Protocol Version 2+ (RFC 1819) [5]; ST2 and ST2+ respectively.2.0 ST2 and ST2+   Both ST2 and ST2+ have been given the Internet Protocol Version 5   (IPv5) designation.  In fact, ST2+ is an updated version of ST2.   Both protocols are origin-oriented reservation and multicast   protocols that provide bandwidth and QoS guarantees through   internets.  Unlike IPv4 or IPv6, ST2 and ST2+ are connection-   oriented, subscribing to the philosophy that once a connection is   established, protocol and routing overhead can be substantially   reduced.  This carries forward to QoS and Bandwidth Reservation as   well, simplifying the implementation of QoS guarantees. THESE   PROTOCOLS WERE INTENDED TO COMPLEMENT STANDARD CONNECTIONLESS IP,   RECOGNIZING THAT WHILE MOST INTERNET TRAFFIC BENEFITS FROM   CONNECTIONLESS NETWORKING, PERFORMANCE AND QoS GUARANTEES COULD BE   ACHIEVED MOST EASILY WITH INTERNET CONNECTIONS.   Both ST2 and ST2+ really consist of two protocols: SCMP and ST.  SCMP   is analogous to ICMP in that it is the control and signaling   protocol, while ST is the low-overhead streaming protocol.   ST-2   uses standard IP addresses during connection setup, but then reduces   header overhead by including a stream identifier in each data packet.   ST2+ includes simplification of many of the original ST2 features as   well as clarification of the ST2 specification.  Among these   simplifications and clarifications are:   1) Much simpler connection setup.   2) Flow Specification independence and consolidation of experimental      Flow Specifications.   3) Clarification on the implementation of Groups of Streams.   4) Clarification of leaf-initiated JOINs in multicast trees (several      ST2 implementations had done this).   While there continues to be a  dramatic increase in the use of ST2   for videoconferencing, video on demand, telemetry applications and   networked virtual reality, ST2+  has no commercial implementations   and is not yet supported by any router vendors.  This is because ST2+   was released as an RFC late in the summer of 1995.  It is expected   that several implementations will appear over the coming months.  As   such, the approach described in this document applies to both   protocols, and, in fact, would be valid for any other similar   protocol used to establish 'native' ATM circuits.  Since ST2 and ST2+   are so similar, this document will refer to  'the ST2 protocols'Jackowski                    Informational                      [Page 5]

RFC 1946              Native ATM Support for ST2+               May 1996   generically in describing an implementation approach to both.  Where   particular features of ST2+ are required or affect implementation,   'ST2+ ' will be used specifically.3.0 Implementation Issues for Reservations over ATM   As described above, ST is a connection-oriented, hard state, origin-   oriented multicast protocol and thus maps fairly well to ATM.   However, ST-2 has several features that may be difficult to support   in the current version of ATM signaling with Q.2931 and UNI 3.1.   Among these are:   1) Addressing.   2) Changes to Bandwidth and QoS.   3) Multicasting.   4) Receiver initiated JOINs to multicast groups.   5) Computation of certain QoS parameters.   6) Use of HELLOs.   The degree of difficulty in supporting these functions is dependent   on the signaling mechanism chosen.  SeeSection 4 for descriptions of   possible signaling approaches and their respective impact on the   features listed above.3.1 Addressing   Of course mapping an Internet address to ATM address is always   problematic.  It would be possible to set up a well known ARP server   to resolve the IP addresses of targets.  However, the widespread   deployment of IP over ATM and LAN emulation in host-based ATM   drivers, and the assumption that most host systems will be running   some  IP applications that do not need specific QoS and bandwidth   provisioning, suggests that  use of ARP facilities provided by IP   over ATM and LAN Emulation  is the most obvious choice for address   resolution.   It should be noted that ATMARP returns the ATM address.  For some   implementations (particularly kernel-based protocols), an NSAP   address is also required.  Since these addresses are often difficult   to get from the ATM network itself in advance of the connection, it   may be necessary to invoke out-of-band signaling mechanisms to pass   this address, or it may be better to create an NSAP address server.3.2 Changes to Bandwidth and QoS   Both ST-2 and ST-2+ allow the origin to dynamically change the QoS   and Bandwidth of a particular stream.  At this time Q.2931 and UNI   3.1 do not support this feature. Until this capability is available,Jackowski                    Informational                      [Page 6]

RFC 1946              Native ATM Support for ST2+               May 1996   full support of the SCMP CHANGE message for dedicated ATM circuits   (one reservation = one ATM circuit) can only be implemented  by   tearing down the existing VC for a stream and establishing a new one   if efficient use of ATM resources are to be preserved.   Of course, the CHANGE message can simply be passed across the ATM   virtual circuit to the hosts or routers. This would allow the hosts   to relax resource requirements locally, and permit routers to relax   access to downstream circuits, but the ATM VC itself, would still   retain excessive bandwidth.   In addition, if the implementation allows sharing of virtual circuits   by multiple streams, the bandwidth/QoS of individual streams within   the VC can be CHANGEd.3.3 Multicasting   ST-2 and ST-2+ support origin-oriented multicasting.  That is, the   origin of a stream explicitly specifies the addresses of the targets   it wants involved in the connection.  In addition, the origin can Add   or drop targets as desired.  Aside from receiver-initiated JOINs   (discussed insection 3.4), there is a one to one mapping between   ST-2 multicast and ATM multipoint connections.  Origin-initiated   additions can be accomplished through an ADDPARTY, and drops can be   done through DROPPARTY.   A key goal in implementation of a native ATM protocol is to ensure   consistent implementation for unicast and multicast data transfers.   One difficulty in doing this with ATM Virtual Circuits is the fact   that point-to-point circuits are duplex, while multipoint circuits   are simplex.  This means that for multicast connections to be mapped   to multipoint ATM Virtual Circuits, any two-way, end-to-end signaling   must be done out of band.  An alternative is to  let the local   reservation agent act as a split/merge point for the connection by   establishing point-to-point Virtual Circuits for each member of the   multicast group directly connected to the ATM network.  For multicast   group members not directly connected to the ATM network, traffic can   be multicast to the router connected at the edge across a single   virtual circuit associated with the reservation.Section 4 describes alternative mechanisms for implementing   signaling.   Included in each discussion is the optimal means for mapping   multicast to ATM  point-to-point or multipoint circuits.   Note that the fact that ST-2 does not rely on IP multicast is a   strong advantage in implementation of a native protocol for ATM.  TheJackowski                    Informational                      [Page 7]

RFC 1946              Native ATM Support for ST2+               May 1996   one-to-one mapping of ST-2 multicast connections to ATM multipoint   virtual circuits minimizes the number of circuits required to support   large multicast groups.3.4 Receiver Initiated JOINs to Multicast Groups   ST-2+ provides an in-band mechanism to permit receivers to join an   existing stream.  Based on an origin-established authorization level,   the JOIN can be refused immediately, can be allowed with notification   of the origin, or can be allowed without notifying the origin.  This   capability is made available through a new SCMP JOIN message.  If the   receiver knows the IP address of the origin and the Stream ID, he can   join the stream if authorized to do so.   Note that since the JOIN flows from the receiver to the origin, there   will be issues in trying to  support this feature with Q.2931 and UNI   3.1. The JOIN may have to be sent out of band depending on the   signaling mechanism chosen (section 4) because of the uni-directional   flow for point to multipoint ATM connections.  This is supposed to   change with availability of UNI 4.0.   ST-2 did not support receiver initiated JOINs (unlike ST-2+).   However, most implementations created an out-of-band, or SCMP   extension to support this facility.  Again, depending on the SCMP   signaling mechanism chosen, this feature may be difficult to support.3.5 Computation of QoS Parameters   The recommended flow specifications (flowspecs) for ST-2 and ST-2+   include parameters that are not currently available to ATM virtual   circuits through Q.2931 and  UNI 3.1.  The mapping of packet rate to   cell rate,  packet delay to cell delay, and other translatable QoS   parameters is described insection 5.  However,  the ST-2 flowspecs   also include parameters like accumulated end-to-end delay and   accumulated jitter.  These parameters assume that the SCMP messages   follow the same path as the data.  Depending on the signaling   mechanism chosen, this may not be true with ATM and thus certain QoS   parameters may be rendered useless.   It should also be noted that since ST-2 connections are simplex, all   QoS parameters are specified separately for each direction of data   transfer.  Thus two connections and two QoS negotiations are required   for a duplex connection.  To take advantage of the full duplex nature   of point-to-point ATM connections, special multiplexing of ST   connections would be required by ST-2 agents.Jackowski                    Informational                      [Page 8]

RFC 1946              Native ATM Support for ST2+               May 19963.6 Use of HELLOs   Both ST-2 and ST-2+ support HELLO messages.  HELLOs are intended to   assure that the neighboring agent is alive.  Failure to respond to a   HELLO indicates that the connection is down and that the reservation   for that particular link should be freed.   While the ATM network will notify an ST-2 agent if the network   connection is down, there is still the possibility that the   connection is intact but that the ST-2 agent itself is down.   Knowledge of the neighboring agent's status is increasingly important   when multiple ST-2 connections share virtual circuits, when the   neighboring agents are routers, and when there are multiple dedicated   virtual circuits between agents.   As such, HELLO is a desirable feature.  Note that some signaling   schemes (section 4), provide less than optimal support for HELLO.4.0 Reservation Signaling with ATM   Use of Permanent Virtual Circuits (PVCs) for reservation signaling   presents no problem for ST-2, ST-2+, or RSVP.  Each circuit is   considered to be a dedicated link to the next hop.  If the PVCs are   to be shared, reservation protocols can divide and regulate the   bandwidth just as they would with any other link type.   Where ATM connections become more interesting is when the ATM network   takes on the role of an extended LAN or internet.  To do this,   Switched Virtual Circuits are used to establish dynamic connections   to various endpoints and routers.  The ITU-TS Q.2931 SETUP message is   used to request a connection from the network with specific bandwidth   and QoS requirements, and a CONNECT message is received by the origin   to indicate that connection establishment is complete.   For IP over ATM and LAN Emulation, SVCs are established between   endpoints and data traffic for a given destination shares the SVCs.   There is no mechanism to allow specific QoS guarantees for the   traffic, nor is there a mechanism to set up virtual circuits with   specific bandwidth and QoS for a particular type of traffic.  This is   what reservation protocols will attempt to do.  The goal is to use   reservations to request establishment of individual virtual circuits   with matching bandwidth and QoS for each reservation.  This will   guarantee the requirements of the application while taking full   advantage of the ATM network's capabilities.   There are four possible mechanisms to perform reservation signaling   over ATM:Jackowski                    Informational                      [Page 9]

RFC 1946              Native ATM Support for ST2+               May 1996   1) Embedding  reservation signaling equivalents within the ATM Q.2931      controls.   2) Signaling in-band with the data.   3) Signaling over dedicated signaling VCs.   4) Implicitly sharing existing VCs for IP over ATM or LAN Emulation.   Note that ATM circuits are not necessarily reliable.  As such, the   reliability mechanisms provided by SCMP must be maintained to assure   delivery of all reservation signaling messages.4.1 Embedded Reservation Signaling Equivalents within ATM Q.2931    Controls   The basic idea in embedding reservation signaling within the ATM   controls is to use the Q.2931 SETUP and CONNECT messages to establish   both reservations and dedicated data paths (virtual circuits) across   the ATM network.  This eliminates the need for dedicated signaling   channels, in-band signaling, or out of band mechanisms to communicate   between endpoints.  Since SETUP and CONNECT include bandwidth and QoS   information, the basic concept is sound.  In fact, this approach will   speed network connection by preventing multiple passes at   establishing a reservation and associated connection.  This normally   results from the fact that most higher layer protocols (network and   transport) first require a link to signal their connection   requirements.  As such,  with ATM, the ATM virtual circuit must be   established before the network  and/or transport protocols can do   their own signaling.   Embedded reservation signaling allows the reservation information to   be carried in the SETUP and CONNECT messages, allowing the   reservation protocol to do its signaling simultaneously with the ATM   signaling.   [7] describes a clever way of combining the reservation signaling   with the ATM control plane signaling for ST-2.  This 'simultaneous   connection establishment' process will optimize the establishment of   circuits and minimize connection setup time while simultaneously   eliminating unnecessary network layer signaling in ST-2.  To be   effective, [7] requires enhancements to Q.2931 signaling and to the   ST-2 protocol implementations.  In addition, it currently only   applies to point-to-point connections and will not work with   multipoint largely due to the simplex nature of multipoint   communication in current ATM implementations.   Implementation of multicast for Embedded Reservation Signaling is   done as described above: the reservation agent at the edge of the ATM   network must create point-to-point virtual circuits for each target   that is directly connected to the ATM network, and for each routerJackowski                    Informational                     [Page 10]

RFC 1946              Native ATM Support for ST2+               May 1996   that supports downstream targets.  This ensures two-way signaling   between targets and the origin.   Signaling itself is quite simple:        CONNECT maps directly to one or more (multicast) Q.2931                SETUPs and CONNECTs.        ACCEPT maps directly to Q.2931 CONNECTACK.        CHANGE/CHANGE REQUEST are  not supported.        DISCONNECT maps directly to Q.2931 RELEASE.        HELLOs are not needed.   Unfortunately, the flowspec in the reservation protocol CONNECT   message cannot be passed across the ATM network in the signaling   messages and thus must be regenerated by the receiving agent.   In addition, User Data, which can be sent in most SCMP messages   cannot be supported without substantial changes to current Q.2931   signaling.   One of the additional complexities with embedding the reservation   signaling occurs in heterogeneous networks.  Since ATM signaling only   operates point to point across the ATM network itself, if the   endpoints reside on other types of networks or subnets, the routers   at the edge of the ATM networks must generate and regenerate   endpoint-based signaling messages on behalf of the host reservation   agents.  In particular, CONNECT and ACCEPT messages and their   associated flowspecs must be regenerated.  Refer toSection 5 for   details on the QoS mappings and on which QoS parameters can be   recreated for the generated flowspecs.   This approach is worth revisiting as an optimal signaling method in   pure ATM network environments once ATM signaling capabilities expand.   However, for heterogeneous networks,  other signaling mechanisms may   be more appropriate.4.2 In-Band Reservation Signaling   In-Band Reservation Signaling is the easiest signaling mechanism to   implement.  When the applications requests a reservation, the   reservation agent simply sets up ATM virtual circuits to the   endpoints with the   QoS specified in the CONNECT request.  When   ACCEPTed, all subsequent data transmissions proceed  on the virtual   circuits.   Once again, to support multicast, the reservation agent must create   individual point-to-point virtual circuits to the targets which areJackowski                    Informational                     [Page 11]

RFC 1946              Native ATM Support for ST2+               May 1996   directly connected to the ATM network, as well as to routers which   can access downstream targets.   Since signaling is done in-band, all reservation signaling messages   can be passed between agents.  However, some minimal additional   bandwidth must be allocated in the Q.2931 SETUP to allow for the   signaling messages themselves.   Note that the primary disadvantage to In-Band Reservation Signaling   is the fact that it does not make use of  the multipoint capabilities   of ATM and will thus overreserve ATM network bandwidth and create a   larger than necessary number of virtual circuits.4.3 Dedicated Reservation Signaling Virtual Circuits   One mechanism that can be used to take advantage of the full data   transmission capabilities of ATM networks is to use Dedicated Virtual   Circuits for reservation signaling.  This guarantees a two-way   signaling pipe between the endpoints in a connection while enabling   the data transmission to take advantage of the multipoint   capabilities of ATM.  Data and Signaling are done over separate   virtual circuits.   When an application requests a reservation, the reservation agent   reviews the list of targets in the CONNECT request.  For any targets   which have no current signaling virtual circuits established, the   agent establishes UBR (unspecified bit rate) virtual circuits and   forwards the CONNECT message to the targets over these virtual   circuits. ATMARP is used to resolve any endpoint addresses.  For any   targets for which there already exist signaling virtual circuits, the   agent simply forwards the CONNECT message over the existing virtual   circuit.   Once an ACCEPT message is received, the agent issues a Q.2931 SETUP   to the associated target.  Upon receipt of a CONNECTACK, data can   begin to flow.  As additional ACCEPTs are received, the Q.2931   ADDPARTY message is used to add a target to the multicast and   multipoint connection.  Depending on the cause of any ADDPARTY   failure, the agent may attempt to establish a dedicated point-to-   point virtual circuit to complete the multicast group.   DISCONNECT requests result in  Q.2931 DROPPARTY messages and will   cause a member to be dropped from a multicast and multipoint   connection.  When all targets are dropped from a multipoint   connection, a RELEASE can be issued to take down the virtual circuit.   Signaling virtual circuits are shared among reservations while data   circuits are dedicated to a particular  reservation.   Once allJackowski                    Informational                     [Page 12]

RFC 1946              Native ATM Support for ST2+               May 1996   reservations to a given endpoint are terminated, the signaling   virtual circuit to that endpoint can be RELEASEd.   Note that this approach  would allow the NSAP address to be passed as   user data in the ACCEPT message to enable a kernel-based reservation   protocol to establish the dedicated data circuit.  In addition,   because the connectivity to the endpoint is identical to that of the   data circuit, this approach assures the fact that accumulated   information in the flowspecs retains it validity.4.4 Reservation Signaling via IP over ATM or LAN Emulation   As described in the previous section, it would be possible to set up   unique SVCs for SCMP signaling, however, since the streaming,   connection-oriented data transport offered by ST-2 is intended to be   complementary to IP and other connectionless protocol   implementations, it would be simpler and more elegant to simply use   classical IP over ATM (RFC 1577) mechanisms, or to use LAN Emulation.   The widespread deployment of IP over ATM and LAN emulation in host-   based ATM drivers, and the assumption that most host systems will be   running applications that do not need specific QoS and bandwidth   provisioning, makes this the most straightforward (if not performance   optimal) solution for signaling.  Once an end-to-end acceptance of a   reservation request is completed via normal LAN or IP transmission,   then a unique direct virtual circuit can be established for each data   flow.   If LAN Emulation is used, as long as the ST-2 implementation allows   for different paths for SCMP and data, there would be no changes to   the signaling mechanisms employed by the reservation agent.   For IP over ATM, all SCMP messages would be encapsulated in IP as   described in bothRFC 1190 andRFC 1819.  This is required because   current ATM drivers will not accept Ipv5 packets, and most drivers do   not provide direct access to the shared signaling virtual circuits   used for IP.   In either case, LAN Emulation or IP over ATM, the reservation agent   would handle SCMP messages as it normally does.  However, once the   first ACCEPT is received for  a reservation request, a dedicated   virtual circuit is established for the data flow.  Subsequent ACCEPTs   will result in the use of ADDPARTY to add multicast targets to the   multipoint virtual circuit.  In fact, processing of   multipoint/multicast is identical to that described insection 4.3.   Once again, the use of an out-of-band signaling mechanism makes it   possible to carry the NSAP address of the target in the ACCEPT   message.Jackowski                    Informational                     [Page 13]

RFC 1946              Native ATM Support for ST2+               May 1996   One potential drawback to using LAN Emulation or SCMP messages   encapsulated in IP over ATM, is the fact that there is no guarantee   that the connectivity achieved to reach the target via signaling has   any relationship to the data path.  This means that accumulated   values in the flowspec may be rendered useless.   In addition, it is possible that the targets will actually  reside   outside the ATM network.  That is, there may be no direct ATM access   to the Targets and it may be difficult to identify ATM addresses of   the associated ATM connected routers.  This approach will involve   some additional complexity in routing to the targets.  However, since   ST-2 is intended to run with IP, if ATM vendors would accept IPv5   packets or would allow direct access to the IP over ATM signaling   virtual circuits, this approach would be optimal in minimizing the   number of virtual circuits required.4.5 Summary of ReservationSignaling Approaches   Embedded Reservation Signaling (section 4.1) is ideal for homogeneous   ATM connections, but  requires extensions to existing ATM signaling   to support multipoint connections.  In-Band Reservation Signaling   (section 4.2) is the easiest to implement, but cannot employ   multipoint connections either.   Perhaps the simplest way to do this is similar to what is suggested   in [6]: separate the reservation signaling from the actual data   flows, mapping the data flows directly to ATM circuits while doing   the signaling separately.   While there is significant complexity in doing this for IP traffic   and RSVP, the ST2 protocols lend themselves to this quite well.  In   fact, because SCMP reservation signaling results in streaming,   multicast connections, the 'Shortcut' mechanism described in [6],   which can bypass routers where direct ATM connections are possible,   is automatically available to ST2 streams.   Using Reservation Signaling over LAN Emulation or IP over ATM   (section 4.4) is one multipoint-capable approach  to implement in   hosts since most ATM drivers shipping today provide both IP over ATM   and LAN Emulation, as well as associated address resolution   mechanisms. However, it is not complete in its ability to accurately   depict flowspec parameters or to resolve host ATM addresses. In   addition, to be optimal, ATM vendors would either have to support   IPv5 in their drivers or allow direct access to the IP signaling   virtual circuits.  Thus the current ideal approach to implementation   of the ST2 protocols over ATM is to use shared Dedicated Reservation   Signaling Virtual Circuits (section 4.3) for signaling of   reservations, and then to establish appropriate multipoint ATMJackowski                    Informational                     [Page 14]

RFC 1946              Native ATM Support for ST2+               May 1996   virtual circuits for the data flows.5.0 Mapping of Reservation QoS to ATM QoS   QoS negotiation in ST-2 (and ST-2+) is done via a two-way   negotiation.   The origin proposes a QoS for the connection in a Flow Specification   (Flowspec) associated with the CONNECT message.  Most of the   network-significant QoS parameters in the Flowspec include both a   minimum and a desired value.  Each ST agent along the path to the   Target validates its ability to provide the specified QoS (at least   the minimum value for each), updates certain values in the Flowspec,   and propagates the CONNECT until it reaches the Target.  The Target   can either ACCEPT the Flowspec or REFUSE it if it cannot meet at   least the minimum QoS requirements.  Negotiation takes place as part   of the process in that the Target can specify changes to the desired   QoS values as long as the new value meets at least the minimum   requirements specified by the Origin system.  In addition, both the   Target and the Origin can assess actual network performance by   reviewing the values that are accumulated along the path.   The primary Reservation QoS parameters that impact an ATM network   are:ST-2 (RFC 1190)                                 ST-2+ (RFC 1819)Desired PDU Bytes,                              Desired Message Size,Limit on PDU Bytes (minimum).                   Limit on Message Size.Desired PDU Rate,                               Desired Rate,Limit on PDU Rate (minimum).                    Limit on Rate.Minimum Transmission Rate in Bytes.Limit on Delay (maximum).                       Desired Delay,                                                Limit on Delay.Maximum Bit Error Rate.Accumulated Delay.Accumulated Delay Variance (Jitter).Q.2931 ATM signaling offers the following QoS parameters:-       Cumulative Transit Delay,-       Maximum End to End Transit Delay.-       Forward Peak Cell Rate (PCR),-       Backward Peak Cell Rate (PCR).Jackowski                    Informational                     [Page 15]

RFC 1946              Native ATM Support for ST2+               May 1996-       Forward Maximum CPCS-SDU size,-       Backward Maximum CPCS-SDU size.-       Forward QoS Class,-       Backward QoS Class.-       B-LLI (one byte user protocol information).   As previously noted, reservation protocols (ST and RSVP) make QoS   reservations in one direction only. Thus, depending on the type of   signaling used (seeSection 4), the 'Backward' ATM parameters may not   be useful.  In particular, if Multipoint ATM connections are used to   map multicast reservations, these parameters are not available.   However, it would be possible to implement a multiplexing scheme to   enable reservations to share bi-directional point-to-point ATM   connections if the reservation agent creates a split/merge point at   the ATM boundary and sets up only point-to-point VC connections to   targets.   The CPCS-SDU parameters are AAL Parameters which are used by the AAL   entity to break packets into cells.  As such, these parameters are   not modified by the network and could conceivably be used for   additional end-to-end signaling, along with the B-LLI.   Finally, QoS Class is somewhat limited in its use and implementation.   While IP over ATM recommends use of Class 0 (Unspecified QoS), this   is not sufficient for guaranteed connections.  Instead, Class 1 with   CLP=0 will provide at least minimum QoS services for the traffic.5.1 CPCS-SDU Size Computation   The CPCS-SDU size computation is the easiest QoS mapping.  Since ST-2   does not require a Service Specific Convergence Sublayer (SSCS), if   AAL 5 is used, the ST packet size plus 8 bytes  (for the AAL 5   Trailer) will be the CPCS-SDU size. Note that the ST-2 packet size   also includes an 8-byte header for ST-2.  Thus the CPCS-SDU size is:        CPCS-SDUsize = PDUbytes + 8 + 8.   For ST-2+, the header is larger than for ST-2, so the CPCS-SDU size   is:        CPCS-SDUsize = PDUbytes + 12 + 8.Jackowski                    Informational                     [Page 16]

RFC 1946              Native ATM Support for ST2+               May 19965.2 PCR Computation   The Peak Cell Rate (PCR) computation is only slightly more complex.   The PCR will be the peak packet rate divided by the ATM payload size.   Since PDU rates in ST-2 are specified in tenths of packets per   second, AAL 5 requires an 8 byte trailer, and the ATM payload size is   48 bytes, the computation for PCR proceeds as follows:        The requested maximum byte transmission rate for ST-2 is:                PDUbytes * PDUrate * 10.        Accounting for the AAL 5 and ST headers, the maximum byte rate        is:                Bytes per second = (PDUbytes + 8 + 8) * PDUrate * 10.        Translating into cells and  eliminating the possibility of a        fractional PDU:                PCR = ((PDUbytes + 8 + 8 + 48) / 48) * PDUrate * 10.   For ST-2+, not only is the header size 12 bytes, but the Rate is in   messages per second, not tenths of packets per second.  Thus, the PCR   for ST-2+ is:                PCR = ((PDUbytes + 12 + 8 + 48) / 48) * PDUrate.5.3 Maximum End to End Transit Delay.   The End to End Transit Delay is a little more complex.   The   requested end to end delay must account for not only the PDU size as   requested by the user, but the additional 8-byte AAL 5 header as   well.  The translation of the user-requested LimitOn Delay is   preserved as long as the delay computation is based on the  CPCS-SDU   size instead of the PDU size.   In addition to the end to end delay introduced by the ATM network,   there is additional delay created by the fragmentation of packets.   Reassembly of these packets can only be accomplished at the rate at   which they are received.  The time (in milliseconds) required to   receive  a cell (inter-cell arrival time) is:           T = 1000 / PCR.Jackowski                    Informational                     [Page 17]

RFC 1946              Native ATM Support for ST2+               May 1996   The number of cells in a CPCS-SDU is:           C = (CPCS-SDUsize + 48) / 48.   Thus the delay for a packet is:           LimitonDelay = (C - 1) * T + MaxCellTransitDelay.   Therefore, the requested Maximum End to End  Transit delay is:           MaxCellTransitDelay = Limiton Delay - (C-1) * T.5.4 Maximum Bit Error Rate   Q.2931 signaling does not offer the ability to directly specify the   requested bit error rate or a corresponding cell error rate.   Instead, this service is supposed to be offered through selection of   QoS class.   Since these classes have few actual implementations, at this time,   there is no effective mapping for bit error rate.5.5 Accumulated Mean Delay   ST allows accumulation of the Mean Delay generated by each ST agent   node and intervening circuits.  With an ATM circuit each agent should   factor in the overhead of the ATM connection.  The delay associated   with the ATM circuit is reflected in the Q.2931 CONNECT message as   the Cummulative Transit Delay.  Since this is a cell-based   computation, the delay experienced for an ST packet, including the   CPCS-SDU header and ST header is, as computed inSection 5.3:        Delay = (C - 1) * T + CummulativeTransit Delay.5.6 Accumulated Delay Variance (Jitter)   Cell Delay Variance is not currently available as a Q.2931 parameter.   Thus, we can assume  that the reassembly of cells into packets will   be consistent, since the cell transmission rate should be constant   for each packet.  As such, except as noted by the specific ATM   service, the ST agent should use its standard mechanisms for tracking   packet arrival times and use this for Accumulated Delay Variance.6.0 Data Stream Transmission   Once virtual circuits for data transmission are established though   one of the mechanisms described insection 4, the ST data must beJackowski                    Informational                     [Page 18]

RFC 1946              Native ATM Support for ST2+               May 1996   transmitted over the connection.RFC 1483 describes mechanisms for   encapsulating packet transmissions over AAL5.  While the LLC   encapsulation could be used, it is not necessary.  If it is used, the   computations insection 5 should be redone to include the LLC headers   in addition to the AAL5 trailer currently used.  These new values   should be substituted for the QoS values in the SETUP message.   Instead, ST data packets can be encapsulated in standard AAL5 format   with an 8 byte trailer and sent directly over the data virtual   circuit.   The mechanisms for computing the QoS values in the SETUP   message are described insection 5.7.0 Implementation Experience and Conclusions   All of the signaling mechanisms described inSection 4 were   implemented and tested in a mixed ATM network/routed LAN environment.   Initially it appeared that the best approach was to do signaling via   IP over ATM or LANE.  However, because it required IP encapsulation   of the SCMP packets (for IP over ATM), and because some applications   use the accumulated values in the flowspecs (which are not guaranteed   to be accurate in LANE and IP/ATM), using virtual circuits dedicated   to SCMP signaling  turned out to be the best implementation for   taking full advantage of the ATM features.   Also, the issue of mapping ATM address to E.164 NSAP addresses was   resolved through an external signaling mechanism (the User Data field   of the ST-2 CONNECT and ACCEPT messages).  It appears that ATM   vendors need to implement a consistent addressing mechanism   throughout their interfaces.   From a performance point of view, using ST over ATM provided more   than triple the performance of raw IP.  The differences became   increasingly clear as more simultaneous applications were run.  This   resulted in dedicated virtual circuits for the ST traffic while the   IP traffic suffered (saw inconsistent performance) over shared   circuits.  Even more dramatic were results in mixed network   environments where all traffic shared the same LAN/router   connections, and, when both IP and ST traffic was sent, the ST   traffic maintained its quality while the IP traffic saw increasing   variation in performance.   Clearly, using a connection-oriented, origin-oriented reservation   protocol to provide consistent end-to-end guaranteed QoS and   bandwidth in mixed ATM/internet environments is not only feasible, it   results in dramatic performance and quality improvements for   transmission of realtime traffic.Jackowski                    Informational                     [Page 19]

RFC 1946              Native ATM Support for ST2+               May 19968.0 Security Considerations   This memo raises no security considerations.  However, with their   connection-oriented and origin controlled natures, ST-2 and ST-2+   lend themselves to better internet security.  Discussion of this is   beyond the scope of this document.9.0 References   [1] Laubach, M., "Classical IP and ARP over ATM",RFC 1577, Hewlett       Packard Laboratories, December, 1993.   [2] Borden, M., Crawley, E., Davie, B., and S. Batsell, "Integration       of Real-time Services in an IP-ATM network Architecture",RFC1821, August 1995.   [3] Braden, R., Zhang, L., Estrin, D., Herzog, S., and S. Jamin,       "Resource ReSerVation Protocol (RSVP Version 1 Functional       Specification", Work in Progress, November 1995.   [4] Topolcic, C., "Experimental Internet Stream Protocol: Version 2       (ST-II)",RFC 1190, October 1990.   [5] DelGrossi, L., and L. Berger, "Internet STream Protocol Version       2+",RFC 1819, July 1995.   [6] V. Firoiu, R. Guerin, D. Kandlur, A. Birman "Provisioning of       RSVP-based Services over a Large ATM Network', IBM T.J. Watson       Research Center, October 1995.   [7] S. Damaskos, A. Anastassios Gavras, "Connection Oriented       Protocols over ATM: A Case Study", German National Research       Corporation for Mathematics and Data Processing (GMD) and       Research Centre for Open Communications Systems (FOKUS), February       1994.   [8] Heinanen, J., "Multiprotocol Encapsulation over ATM Adaptation       Layer 5",RFC 1483, July 1993.   [9] M. Graf, T. Kober, H. Stuttgen, "ST-II over ATM Implementation       Issues", IBM European Networking Center, October 1995.Jackowski                    Informational                     [Page 20]

RFC 1946              Native ATM Support for ST2+               May 199610.0 Author's Address       Steve Jackowski       NetManage Incorporated       269 Mt. Hermon Road, Suite 201       Scotts Valley, Ca 95066       Phone:  (408) 439-6834       Fax:    (408) 438-5115       EMail:  Stevej@NetManage.comJackowski                    Informational                     [Page 21]

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