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PROPOSED STANDARD
Network Working Group                                            P. KarnRequest for Comments: 1829                                      QualcommCategory: Standards Track                                     P. Metzger                                                                Piermont                                                              W. Simpson                                                              Daydreamer                                                             August 1995The ESP DES-CBC TransformStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Abstract   This document describes the DES-CBC security transform for the IP   Encapsulating Security Payload (ESP).Table of Contents1.     Introduction ..........................................11.1       Keys ............................................11.2       Initialization Vector ...........................11.3       Data Size .......................................21.4       Performance .....................................22.     Payload Format ........................................33.     Algorithm .............................................53.1       Encryption ......................................53.2       Decryption ......................................5     SECURITY CONSIDERATIONS ......................................6     ACKNOWLEDGEMENTS .............................................7     REFERENCES ...................................................8     AUTHOR'S ADDRESS .............................................10Karn, Metzger & Simpson     Standards Track                     [Page i]

RFC 1829                      ESP DES-CBC                    August 19951.  Introduction   The Encapsulating Security Payload (ESP) [RFC-1827] provides   confidentiality for IP datagrams by encrypting the payload data to be   protected.  This specification describes the ESP use of the Cipher   Block Chaining (CBC) mode of the US Data Encryption Standard (DES)   algorithm [FIPS-46,FIPS-46-1,FIPS-74,FIPS-81].   All implementations that claim conformance or compliance with the   Encapsulating Security Payload specification MUST implement this   DES-CBC transform.   This document assumes that the reader is familiar with the related   document "Security Architecture for the Internet Protocol"   [RFC-1825], which defines the overall security plan for IP, and   provides important background for this specification.1.1.  Keys   The secret DES key shared between the communicating parties is eight   octets in length.  This key consists of a 56-bit quantity used by the   DES algorithm.  The 56-bit key is stored as a 64-bit (eight octet)   quantity, with the least significant bit of each octet used as a   parity bit.1.2.  Initialization Vector   This mode of DES requires an Initialization Vector (IV) that is eight   octets in length.   Each datagram contains its own IV.  Including the IV in each datagram   ensures that decryption of each received datagram can be performed,   even when other datagrams are dropped, or datagrams are re-ordered in   transit.   The method for selection of IV values is implementation dependent.   Notes:      A common acceptable technique is simply a counter, beginning with      a randomly chosen value.  While this provides an easy method for      preventing repetition, and is sufficiently robust for practical      use, cryptanalysis may use the rare serendipitous occurrence when      a corresponding bit position in the first DES block increments in      exactly the same fashion.Karn, Metzger & Simpson     Standards Track                     [Page 1]

RFC 1829                      ESP DES-CBC                    August 1995      Other implementations exhibit unpredictability, usually through a      pseudo-random number generator.  Care should be taken that the      periodicity of the number generator is long enough to prevent      repetition during the lifetime of the session key.1.3.  Data Size   The DES algorithm operates on blocks of eight octets.  This often   requires padding after the end of the unencrypted payload data.   Both input and output result in the same number of octets, which   facilitates in-place encryption and decryption.   On receipt, if the length of the data to be decrypted is not an   integral multiple of eight octets, then an error is indicated, as   described in [RFC-1825].1.4.  Performance   At the time of writing, at least one hardware implementation can   encrypt or decrypt at about 1 Gbps [Schneier94, p. 231].Karn, Metzger & Simpson     Standards Track                     [Page 2]

RFC 1829                      ESP DES-CBC                    August 19952.  Payload Format   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                Security Parameters Index (SPI)                |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   ~                   Initialization Vector (IV)                  ~   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                                                               |   ~                          Payload Data                         ~   |                                                               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+             ... Padding           |  Pad Length   | Payload Type  |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Security Parameters Index (SPI)      A 32-bit value identifying the Security Parameters for this      datagram.  The value MUST NOT be zero.   Initialization Vector (IV)      The size of this field is variable, although it is constant for      all DES-CBC datagrams of the same SPI and IP Destination.  Octets      are sent in network order (most significant octet first)      [RFC-1700].      The size MUST be a multiple of 32-bits.  Sizes of 32 and 64 bits      are required to be supported.  The use of other sizes is beyond      the scope of this specification.  The size is expected to be      indicated by the key management mechanism.      When the size is 32-bits, a 64-bit IV is formed from the 32-bit      value followed by (concatenated with) the bit-wise complement of      the 32-bit value.  This field size is most common, as it aligns      the Payload Data for both 32-bit and 64-bit processing.      All conformant implementations MUST also correctly process a      64-bit field size.  This provides strict compatibility with      existing hardware implementations.         It is the intent that the value not repeat during the lifetime         of the encryption session key.  Even when a full 64-bit IV is         used, the session key SHOULD be changed at least as frequently         as 2**32 datagrams.Karn, Metzger & Simpson     Standards Track                     [Page 3]

RFC 1829                      ESP DES-CBC                    August 1995   Payload Data      The size of this field is variable.      Prior to encryption and after decryption, this field begins with      the IP Protocol/Payload header specified in the Payload Type      field.  Note that in the case of IP-in-IP encapsulation (Payload      Type 4), this will be another IP header.   Padding      The size of this field is variable.      Prior to encryption, it is filled with unspecified implementation      dependent (preferably random) values, to align the Pad Length and      Payload Type fields at an eight octet boundary.      After decryption, it MUST be ignored.   Pad Length      This field indicates the size of the Padding field.  It does not      include the Pad Length and Payload Type fields.  The value      typically ranges from 0 to 7, but may be up to 255 to permit      hiding of the actual data length.      This field is opaque.  That is, the value is set prior to      encryption, and is examined only after decryption.   Payload Type      This field indicates the contents of the Payload Data field, using      the IP Protocol/Payload value.  Up-to-date values of the IP      Protocol/Payload are specified in the most recent "Assigned      Numbers" [RFC-1700].      This field is opaque.  That is, the value is set prior to      encryption, and is examined only after decryption.         For example, when encrypting an entire IP datagram (Tunnel-         Mode), this field will contain the value 4, which indicates         IP-in-IP encapsulation.Karn, Metzger & Simpson     Standards Track                     [Page 4]

RFC 1829                      ESP DES-CBC                    August 19953.  Algorithm   In DES-CBC, the base DES encryption function is applied to the XOR of   each plaintext block with the previous ciphertext block to yield the   ciphertext for the current block.  This provides for   re-synchronization when datagrams are lost.   For more explanation and implementation information for DES, see   [Schneier94].3.1.  Encryption   Append zero or more octets of (preferably random) padding to the   plaintext, to make its modulo 8 length equal to 6.  For example, if   the plaintext length is 41, 5 octets of padding are added.   Append a Pad Length octet containing the number of padding octets   just added.   Append a Payload Type octet containing the IP Protocol/Payload value   which identifies the protocol header that begins the payload.   Provide an Initialization Vector (IV) of the size indicated by the   SPI.   Encrypt the payload with DES in CBC mode, producing a ciphertext of   the same length.   Octets are mapped to DES blocks in network order (most significant   octet first) [RFC-1700].  Octet 0 (modulo 8) of the payload   corresponds to bits 1-8 of the 64-bit DES input block, while octet 7   (modulo 8) corresponds to bits 57-64 of the DES input block.   Construct an appropriate IP datagram for the target Destination, with   the indicated SPI, IV, and payload.   The Total/Payload Length in the encapsulating IP Header reflects the   length of the encrypted data, plus the SPI, IV, padding, Pad Length,   and Payload Type octets.3.2.  Decryption   First, the SPI field is removed and examined.  This is used as an   index into the local Security Parameter table to find the negotiatedKarn, Metzger & Simpson     Standards Track                     [Page 5]

RFC 1829                      ESP DES-CBC                    August 1995   parameters and decryption key.   The negotiated form of the IV determines the size of the IV field.   These octets are removed, and an appropriate 64-bit IV value is   constructed.   The encrypted part of the payload is decrypted using DES in the CBC   mode.   The Payload Type is removed and examined.  If it is unrecognized, the   payload is discarded with an appropriate ICMP message.   The Pad Length is removed and examined.  The specified number of pad   octets are removed from the end of the decrypted payload, and the IP   Total/Payload Length is adjusted accordingly.   The IP Header(s) and the remaining portion of the decrypted payload   are passed to the protocol receive routine specified by the Payload   Type field.Security Considerations   Users need to understand that the quality of the security provided by   this specification depends completely on the strength of the DES   algorithm, the correctness of that algorithm's implementation, the   security of the key management mechanism and its implementation, the   strength of the key [CN94], and upon the correctness of the   implementations in all of the participating nodes.   Among other considerations, applications may wish to take care not to   select weak keys, although the odds of picking one at random are low   [Schneier94, p 233].   The cut and paste attack described by [Bell95] exploits the nature of   all Cipher Block Chaining algorithms.  When a block is damaged in   transmission, on decryption both it and the following block will be   garbled by the decryption process, but all subsequent blocks will be   decrypted correctly.  If an attacker has legitimate access to the   same key, this feature can be used to insert or replay previously   encrypted data of other users of the same engine, revealing the   plaintext.  The usual (ICMP, TCP, UDP) transport checksum can detect   this attack, but on its own is not considered cryptographically   strong.  In this situation, user or connection oriented integrity   checking is needed [RFC-1826].   At the time of writing of this document, [BS93] demonstrated aKarn, Metzger & Simpson     Standards Track                     [Page 6]

RFC 1829                      ESP DES-CBC                    August 1995   differential cryptanalysis based chosen-plaintext attack requiring   2^47 plaintext-ciphertext pairs, and [Matsui94] demonstrated a linear   cryptanalysis based known-plaintext attack requiring only 2^43   plaintext-ciphertext pairs.  Although these attacks are not   considered practical, they must be taken into account.   More disturbingly, [Weiner94] has shown the design of a DES cracking   machine costing $1 Million that can crack one key every 3.5 hours.   This is an extremely practical attack.   One or two blocks of known plaintext suffice to recover a DES key.   Because IP datagrams typically begin with a block of known and/or   guessable header text, frequent key changes will not protect against   this attack.   It is suggested that DES is not a good encryption algorithm for the   protection of even moderate value information in the face of such   equipment.  Triple DES is probably a better choice for such purposes.   However, despite these potential risks, the level of privacy provided   by use of ESP DES-CBC in the Internet environment is far greater than   sending the datagram as cleartext.Acknowledgements   This document was reviewed by the IP Security Working Group of the   Internet Engineering Task Force (IETF).  Comments should be submitted   to the ipsec@ans.net mailing list.   Some of the text of this specification was derived from work by   Randall Atkinson for the SIP, SIPP, and IPv6 Working Groups.   The use of DES for confidentiality is closely modeled on the work   done for SNMPv2 [RFC-1446].   Steve Bellovin, Steve Deering, Karl Fox, Charles Lynn, Craig Metz,   Dave Mihelcic and Jeffrey Schiller provided useful critiques of   earlier versions of this draft.Karn, Metzger & Simpson     Standards Track                     [Page 7]

RFC 1829                      ESP DES-CBC                    August 1995References   [Bell95]  Bellovin, S., "An Issue With DES-CBC When Used Without            Strong Integrity", Proceedings of the 32nd IETF, Danvers,            MA, April 1995.   [BS93]   Biham, E., and Shamir, A., "Differential Cryptanalysis of            the Data Encryption Standard", Berlin: Springer-Verlag,            1993.   [CN94]   Carroll, J.M., and Nudiati, S., "On Weak Keys and Weak Data:            Foiling the Two Nemeses", Cryptologia, Vol. 18 No. 23 pp.            253-280, July 1994.   [FIPS-46]            US National Bureau of Standards, "Data Encryption Standard",            Federal Information Processing Standard (FIPS) Publication            46, January 1977.   [FIPS-46-1]            US National Bureau of Standards, "Data Encryption Standard",            Federal Information Processing Standard (FIPS) Publication            46-1, January 1988.   [FIPS-74]            US National Bureau of Standards, "Guidelines for            Implementing and Using the Data Encryption Standard",            Federal Information Processing Standard (FIPS) Publication            74, April 1981.   [FIPS-81]            US National Bureau of Standards, "DES Modes of Operation"            Federal Information Processing Standard (FIPS) Publication            81, December 1980.   [Matsui94]            Matsui, M., "Linear Cryptanalysis method dor DES Cipher,"            Advances in Cryptology -- Eurocrypt '93 Proceedings, Berlin:            Springer-Verlag, 1994.   [RFC-1446]            Galvin, J., and McCloghrie, K., "Security Protocols for            Version 2 of the Simple Network Management Protocol            (SNMPv2)",RFC-1446, DDN Network Information Center, April            1993.   [RFC-1700]            Reynolds, J., and Postel, J., "Assigned Numbers", STD 2,Karn, Metzger & Simpson     Standards Track                     [Page 8]

RFC 1829                      ESP DES-CBC                    August 1995RFC-1700, USC/Information Sciences Institute, October 1994.   [RFC-1800]            Postel, J., "Internet Official Protocol Standards", STD 1,RFC-1800, USC/Information Sciences Institute, July 1995.   [RFC-1825]            Atkinson, R., "Security Architecture for the Internet            Protocol",RFC-1825, Naval Research Laboratory, July 1995.   [RFC-1826]            Atkinson, R., "IP Authentication Header",RFC-1826, Naval            Research Laboratory, July 1995.   [RFC-1827]            Atkinson, R., "IP Encapsulating Security Protocol (ESP)",RFC-1827, Naval Research Laboratory, July 1995.   [Schneier94]            Schneier, B., "Applied Cryptography", John Wiley & Sons, New            York, NY, 1994.  ISBN 0-471-59756-2   [Weiner94]            Wiener, M.J., "Efficient DES Key Search", School of Computer            Science, Carleton University, Ottawa, Canada, TR-244, May            1994.  Presented at the Rump Session of Crypto '93.Karn, Metzger & Simpson     Standards Track                     [Page 9]

RFC 1829                      ESP DES-CBC                    August 1995Author's Address   Questions about this memo can also be directed to:      Phil Karn      Qualcomm, Inc.      6455 Lusk Blvd.      San Diego, California  92121-2779      karn@unix.ka9q.ampr.org      Perry Metzger      Piermont Information Systems Inc.      160 Cabrini Blvd., Suite #2      New York, NY  10033      perry@piermont.com      William Allen Simpson      Daydreamer      Computer Systems Consulting Services      1384 Fontaine      Madison Heights, Michigan  48071      Bill.Simpson@um.cc.umich.edu          bsimpson@MorningStar.comKarn, Metzger & Simpson     Standards Track                    [Page 10]

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