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Internet Engineering Task Force (IETF)                           E. VoitRequest for Comments: 8639                                 Cisco SystemsCategory: Standards Track                                       A. ClemmISSN: 2070-1721                                                Futurewei                                                      A. Gonzalez Prieto                                                               Microsoft                                                       E. Nilsen-Nygaard                                                             A. Tripathy                                                           Cisco Systems                                                          September 2019Subscription to YANG NotificationsAbstract   This document defines a YANG data model and associated mechanisms   enabling subscriber-specific subscriptions to a publisher's event   streams.  Applying these elements allows a subscriber to request and   receive a continuous, customized feed of publisher-generated   information.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8639.Voit, et al.                 Standards Track                    [Page 1]

RFC 8639                Subscribed Notifications          September 2019Copyright Notice   Copyright (c) 2019 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Voit, et al.                 Standards Track                    [Page 2]

RFC 8639                Subscribed Notifications          September 2019Table of Contents1. Introduction ....................................................31.1. Motivation .................................................41.2. Terminology ................................................41.3. Solution Overview ..........................................61.4. Relationship toRFC 5277 ...................................72. Solution ........................................................82.1. Event Streams ..............................................82.2. Event Stream Filters .......................................92.3. QoS ........................................................92.4. Dynamic Subscriptions .....................................102.5. Configured Subscriptions ..................................192.6. Event Record Delivery .....................................272.7. Subscription State Change Notifications ...................282.8. Subscription Monitoring ...................................33      2.9. Support for the "ietf-subscribed-notifications"           YANG Module ...............................................343. YANG Data Model Tree Diagrams ..................................343.1. The "streams" Container ...................................343.2. The "filters" Container ...................................353.3. The "subscriptions" Container .............................354. Event Notification Subscription YANG Module ....................375. IANA Considerations ............................................666. Implementation Considerations ..................................667. Transport Requirements .........................................678. Security Considerations ........................................689. References .....................................................729.1. Normative References ......................................729.2. Informative References ....................................74Appendix A. Example Configured Transport Augmentation .............75   Acknowledgments ...................................................77   Authors' Addresses ................................................771.  Introduction   This document defines a YANG data model and associated mechanisms   enabling subscriber-specific subscriptions to a publisher's event   streams.  This effectively enables a "subscribe, then publish"   capability where the customized information needs and access   permissions of each target receiver are understood by the publisher   before subscribed event records are marshaled and pushed.  The   receiver then gets a continuous, customized feed of   publisher-generated information.Voit, et al.                 Standards Track                    [Page 3]

RFC 8639                Subscribed Notifications          September 2019   While the functionality defined in this document is transport   agnostic, transports like the Network Configuration Protocol   (NETCONF) [RFC6241] or RESTCONF [RFC8040] can be used to configure or   dynamically signal subscriptions.  Bindings for subscribed event   record delivery for NETCONF and RESTCONF are defined in [RFC8640] and   [RESTCONF-Notif], respectively.   The YANG data model defined in this document conforms to the Network   Management Datastore Architecture defined in [RFC8342].1.1.  Motivation   Various limitations to subscriptions as described in [RFC5277] were   alleviated to some extent by the requirements provided in [RFC7923].   Resolving any remaining issues is the primary motivation for this   work.  Key capabilities supported by this document include:   o  multiple subscriptions on a single transport session   o  support for dynamic and configured subscriptions   o  modification of an existing subscription in progress   o  per-subscription operational counters   o  negotiation of subscription parameters (through the use of hints      returned as part of declined subscription requests)   o  subscription state change notifications (e.g., publisher-driven      suspension, parameter modification)   o  independence from transport1.2.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described inBCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all   capitals, as shown here.   o  Client: Defined in [RFC8342].   o  Configuration: Defined in [RFC8342].   o  Configuration datastore: Defined in [RFC8342].Voit, et al.                 Standards Track                    [Page 4]

RFC 8639                Subscribed Notifications          September 2019   o  Configured subscription: A subscription installed via      configuration into a configuration datastore.   o  Dynamic subscription: A subscription created dynamically by a      subscriber via a Remote Procedure Call (RPC).   o  Event: An occurrence of something that may be of interest.      Examples include a configuration change, a fault, a change in      status, crossing a threshold, or an external input to the system.   o  Event occurrence time: A timestamp matching the time an      originating process identified as when an event happened.   o  Event record: A set of information detailing an event.   o  Event stream: A continuous, chronologically ordered set of events      aggregated under some context.   o  Event stream filter: Evaluation criteria that may be applied      against event records in an event stream.  Event records pass the      filter when specified criteria are met.   o  Notification message: Information intended for a receiver      indicating that one or more events have occurred.   o  Publisher: An entity responsible for streaming notification      messages per the terms of a subscription.   o  Receiver: A target to which a publisher pushes subscribed event      records.  For dynamic subscriptions, the receiver and subscriber      are the same entity.   o  Subscriber: A client able to request and negotiate a contract for      the generation and push of event records from a publisher.  For      dynamic subscriptions, the receiver and subscriber are the same      entity.   o  Subscription: A contract with a publisher, stipulating the      information that one or more receivers wish to have pushed from      the publisher without the need for further solicitation.   All YANG tree diagrams used in this document follow the notation   defined in [RFC8340].Voit, et al.                 Standards Track                    [Page 5]

RFC 8639                Subscribed Notifications          September 20191.3.  Solution Overview   This document describes a transport-agnostic mechanism for   subscribing to and receiving content from an event stream in a   publisher.  This mechanism operates through the use of a   subscription.   Two types of subscriptions are supported:   1.  Dynamic subscriptions, where a subscriber initiates a       subscription negotiation with a publisher via an RPC.  If the       publisher is able to serve this request, it accepts it and then       starts pushing notification messages back to the subscriber.  If       the publisher is not able to serve it as requested, then an error       response is returned.  This response MAY include hints for       subscription parameters that, had they been present, may have       enabled the dynamic subscription request to be accepted.   2.  Configured subscriptions, which allow the management of       subscriptions via a configuration so that a publisher can send       notification messages to a receiver.  Support for configured       subscriptions is optional, with its availability advertised via a       YANG feature.   Additional characteristics differentiating configured from dynamic   subscriptions include the following:   o  The lifetime of a dynamic subscription is bound by the transport      session used to establish it.  For connection-oriented stateful      transports like NETCONF, the loss of the transport session will      result in the immediate termination of any associated dynamic      subscriptions.  For connectionless or stateless transports like      HTTP, a lack of receipt acknowledgment of a sequential set of      notification messages and/or keep-alives can be used to trigger a      termination of a dynamic subscription.  Contrast this to the      lifetime of a configured subscription.  This lifetime is driven by      relevant configuration being present in the publisher's applied      configuration.  Being tied to configuration operations implies      that (1) configured subscriptions can be configured to persist      across reboots and (2) a configured subscription can persist even      when its publisher is fully disconnected from any network.   o  Configured subscriptions can be modified by any configuration      client with write permission on the configuration of the      subscription.  Dynamic subscriptions can only be modified via an      RPC request made by the original subscriber or by a change to      configuration data referenced by the subscription.Voit, et al.                 Standards Track                    [Page 6]

RFC 8639                Subscribed Notifications          September 2019   Note that there is no mixing and matching of dynamic and configured   operations on a single subscription.  Specifically, a configured   subscription cannot be modified or deleted using RPCs defined in this   document.  Similarly, a dynamic subscription cannot be directly   modified or deleted by configuration operations.  It is, however,   possible to perform a configuration operation that indirectly impacts   a dynamic subscription.  By changing the value of a preconfigured   filter referenced by an existing dynamic subscription, the selected   event records passed to a receiver might change.   Also note that transport-specific specifications based on this   specification MUST detail the lifecycle of dynamic subscriptions as   well as the lifecycle of configured subscriptions (if supported).   A publisher MAY terminate a dynamic subscription at any time.   Similarly, it MAY decide to temporarily suspend the sending of   notification messages for any dynamic subscription, or for one or   more receivers of a configured subscription.  Such termination or   suspension is driven by internal considerations of the publisher.1.4.  Relationship toRFC 5277   This document is intended to provide a superset of the subscription   capabilities initially defined in [RFC5277].  It is important to   understand what has been reused and what has been replaced,   especially when extending an existing implementation that is based on   [RFC5277].  Key relationships between these two documents include the   following:   o  This document defines a transport-independent capability;      [RFC5277] is specific to NETCONF.   o  For the new operations, the data model defined in this document is      used instead of the data model defined inSection 3.4 of      [RFC5277].   o  The RPC operations in this document replace the operation      <create-subscription> as defined in[RFC5277], Section 4.   o  The <notification> message of[RFC5277], Section 4 is used.   o  The included contents of the "NETCONF" event stream are identical      between this document and [RFC5277].   o  A publisher MAY implement both the Notification Management Schema      and RPCs defined in [RFC5277] and this document concurrently.Voit, et al.                 Standards Track                    [Page 7]

RFC 8639                Subscribed Notifications          September 2019   o  Unlike [RFC5277], this document enables a single transport session      to intermix notification messages and RPCs for different      subscriptions.   o  A subscription "stop-time" can be specified as part of a      notification replay.  This supports a capability analogous to the      <stopTime> parameter of [RFC5277].  However, in this      specification, a "stop-time" parameter can also be applied without      replay.2.  Solution   Per the overview provided inSection 1.3, this section details the   overall context, state machines, and subsystems that may be assembled   to allow the subscription of events from a publisher.2.1.  Event Streams   An event stream is a named entity on a publisher; this entity exposes   a continuously updating set of YANG-defined event records.  An event   record is an instantiation of a "notification" YANG statement.  If   the "notification" is defined as a child to a data node, the   instantiation includes the hierarchy of nodes that identifies the   data node in the datastore (seeSection 7.16.2 of [RFC7950]).  Each   event stream is available for subscription.  Identifying a) how event   streams are defined (other than the NETCONF stream), b) how event   records are defined/generated, and c) how event records are assigned   to event streams is out of scope for this document.   There is only one reserved event stream name in this document:   "NETCONF".  The "NETCONF" event stream contains all NETCONF event   record information supported by the publisher, except where an event   record has explicitly been excluded from the stream.  Beyond the   "NETCONF" stream, implementations MAY define additional event   streams.   As YANG-defined event records are created by a system, they may be   assigned to one or more streams.  The event record is distributed to   a subscription's receiver(s) where (1) a subscription includes the   identified stream and (2) subscription filtering does not exclude the   event record from that receiver.   Access control permissions may be used to silently exclude event   records from an event stream for which the receiver has no read   access.  See[RFC8341], Section 3.4.6 for an example of how this   might be accomplished.  Note that perSection 2.7 of this document,   subscription state change notifications are never filtered out.Voit, et al.                 Standards Track                    [Page 8]

RFC 8639                Subscribed Notifications          September 2019   If no access control permissions are in place for event records on an   event stream, then a receiver MUST be allowed access to all the event   records.  If subscriber permissions change during the lifecycle of a   subscription and event stream access is no longer permitted, then the   subscription MUST be terminated.   Event records MUST NOT be delivered to a receiver in a different   order than the order in which they were placed on an event stream.2.2.  Event Stream Filters   This document defines an extensible filtering mechanism.  The filter   itself is a boolean test that is placed on the content of an event   record.  A "false" filtering result causes the event record to be   excluded from delivery to a receiver.  A filter never results in   information being stripped from an event record prior to that event   record being encapsulated in a notification message.  The two   optional event stream filtering syntaxes supported are [XPATH] and   subtree [RFC6241].   If no event stream filter is provided in a subscription, all event   records on an event stream are to be sent.2.3.  QoS   This document provides for several Quality of Service (QoS)   parameters.  These parameters indicate the treatment of a   subscription relative to other traffic between publisher and   receiver.  Included are:   o  A "dscp" marking to differentiate prioritization of notification      messages during network transit.   o  A "weighting" so that bandwidth proportional to this weighting can      be allocated to this subscription relative to other subscriptions.   o  A "dependency" upon another subscription.   If the publisher supports the "dscp" feature, then a subscription   with a "dscp" leaf MUST result in a corresponding Differentiated   Services Code Point (DSCP) marking [RFC2474] being placed in the IP   header of any resulting notification messages and subscription state   change notifications.  A publisher MUST respect the DSCP markings for   subscription traffic egressing that publisher.Voit, et al.                 Standards Track                    [Page 9]

RFC 8639                Subscribed Notifications          September 2019   Different DSCP code points require different transport connections.   As a result, where TCP is used, a publisher that supports the "dscp"   feature must ensure that a subscription's notification messages are   returned in a single TCP transport session where all traffic shares   the subscription's "dscp" leaf value.  If this cannot be guaranteed,   any "establish-subscription" RPC request SHOULD be rejected with a   "dscp-unavailable" error.   For the "weighting" parameter, when concurrently dequeuing   notification messages from multiple subscriptions to a receiver, the   publisher MUST allocate bandwidth to each subscription proportional   to the weights assigned to those subscriptions.  "Weighting" is an   optional capability of the publisher; support for it is identified   via the "qos" feature.   If a subscription has the "dependency" parameter set, then any   buffered notification messages containing event records selected by   the parent subscription MUST be dequeued prior to the notification   messages of the dependent subscription.  If notification messages   have dependencies on each other, the notification message queued the   longest MUST go first.  If a "dependency" included in an RPC   references a subscription that does not exist or is no longer   accessible to that subscriber, that "dependency" MUST be silently   removed.  "Dependency" is an optional capability of the publisher;   support for it is identified via the "qos" feature.   "Dependency" and "weighting" parameters will only be respected and   enforced between subscriptions that share the same "dscp" leaf value.   There are additional types of publisher capacity overload that this   specification does not address, as they are out of scope.  For   example, the prioritization of which subscriptions have precedence   when the publisher CPU is overloaded is not discussed.  As a result,   implementation choices will need to be made to address such   considerations.2.4.  Dynamic Subscriptions   Dynamic subscriptions are managed via protocol operations (in the   form of RPCs, per[RFC7950], Section 7.14) made against targets   located in the publisher.  These RPCs have been designed extensibly   so that they may be augmented for subscription targets beyond event   streams.  For examples of such augmentations, see the RPC   augmentations in the YANG data model provided in [RFC8641].Voit, et al.                 Standards Track                   [Page 10]

RFC 8639                Subscribed Notifications          September 20192.4.1.  Dynamic Subscription State Machine   Below is the publisher's state machine for a dynamic subscription.   Each state is shown in its own box.  It is important to note that   such a subscription doesn't exist at the publisher until an   "establish-subscription" RPC is accepted.  The mere request by a   subscriber to establish a subscription is not sufficient for that   subscription to be externally visible.  Start and end states are   depicted to reflect subscription creation and deletion events.                      .........                      : start :                      :.......:                          |                 establish-subscription                          |                          |   .-------modify-subscription--------.                          v   v                                  |                    .-----------.                          .-----------.         .--------. | receiver  |--insufficient CPU, b/w-->| receiver  |     modify-       '|  active   |                          | suspended |     subscription   |           |<----CPU, b/w sufficient--|           |         ---------->'-----------'                          '-----------'                          |                                      |               delete/kill-subscription                     delete/kill-                          |                                 subscription                          v                                      |                      .........                                  |                      :  end  :<---------------------------------'                      :.......:      Figure 1: Publisher's State Machine for a Dynamic Subscription   Of interest in this state machine are the following:   o  Successful "establish-subscription" or "modify-subscription" RPCs      move the subscription to the "active" state.   o  Failed "modify-subscription" RPCs will leave the subscription in      its previous state, with no visible change to any streaming      updates.   o  A "delete-subscription" or "kill-subscription" RPC will end the      subscription, as will reaching a "stop-time".Voit, et al.                 Standards Track                   [Page 11]

RFC 8639                Subscribed Notifications          September 2019   o  A publisher may choose to suspend a subscription when there is not      sufficient CPU or bandwidth available to service the subscription.      This is announced to the subscriber via the "subscription-      suspended" subscription state change notification.   o  A suspended subscription may be modified by the subscriber (for      example, in an attempt to use fewer resources).  Successful      modification returns the subscription to the "active" state.   o  Even without a "modify-subscription" request, a publisher may      return a subscription to the "active" state when sufficient      resources are again available.  This is announced to the      subscriber via the "subscription-resumed" subscription state      change notification.2.4.2.  Establishing a Dynamic Subscription   The "establish-subscription" RPC allows a subscriber to request the   creation of a subscription.   The input parameters of the operation are:   o  A "stream" name, which identifies the targeted event stream      against which the subscription is applied.   o  An event stream filter, which may reduce the set of event records      pushed.   o  If the transport used by the RPC supports multiple encodings, an      optional "encoding" for the event records pushed.  If no      "encoding" is included, the encoding of the RPC MUST be used.   o  An optional "stop-time" for the subscription.  If no "stop-time"      is present, notification messages will continue to be sent until      the subscription is terminated.   o  An optional "replay-start-time" for the subscription.  The      "replay-start-time" MUST be in the past and indicates that the      subscription is requesting a replay of previously generated      information from the event stream.  For more on replay, seeSection 2.4.2.1.  If there is no "replay-start-time", the      subscription starts immediately.   If the publisher can satisfy the "establish-subscription" request, it   replies with an identifier for the subscription and then immediately   starts streaming notification messages.Voit, et al.                 Standards Track                   [Page 12]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for "establish-subscription".  All objects   contained in this tree are described in the YANG module inSection 4.       +---x establish-subscription          +---w input          |  +---w (target)          |  |  +--:(stream)          |  |     +---w (stream-filter)?          |  |     |  +--:(by-reference)          |  |     |  |  +---w stream-filter-name          |  |     |  |          stream-filter-ref          |  |     |  +--:(within-subscription)          |  |     |     +---w (filter-spec)?          |  |     |        +--:(stream-subtree-filter)          |  |     |        |  +---w stream-subtree-filter?   <anydata>          |  |     |        |          {subtree}?          |  |     |        +--:(stream-xpath-filter)          |  |     |           +---w stream-xpath-filter?          |  |     |                   yang:xpath1.0 {xpath}?          |  |     +---w stream                               stream-ref          |  |     +---w replay-start-time?          |  |             yang:date-and-time {replay}?          |  +---w stop-time?          |  |       yang:date-and-time          |  +---w dscp?                                      inet:dscp          |  |       {dscp}?          |  +---w weighting?                                 uint8          |  |       {qos}?          |  +---w dependency?          |  |       subscription-id {qos}?          |  +---w encoding?                                  encoding          +--ro output             +--ro id                            subscription-id             +--ro replay-start-time-revision?   yang:date-and-time                     {replay}?            Figure 2: "establish-subscription" RPC Tree Diagram   A publisher MAY reject the "establish-subscription" RPC for many   reasons, as described inSection 2.4.6.  The contents of the   resulting RPC error response MAY include details on input parameters   that, if considered in a subsequent "establish-subscription" RPC, may   result in successful subscription establishment.  Any such hints MUST   be transported in a yang-data "establish-subscription-stream-error-   info" container included in the RPC error response.Voit, et al.                 Standards Track                   [Page 13]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for "establish-subscription-stream-error-   info" RPC yang-data.  All objects contained in this tree are   described in the YANG module inSection 4.       yang-data establish-subscription-stream-error-info         +--ro establish-subscription-stream-error-info            +--ro reason?                   identityref            +--ro filter-failure-hint?      string           Figure 3: "establish-subscription-stream-error-info"                        RPC yang-data Tree Diagram2.4.2.1.  Requesting a Replay of Event Records   Replay provides the ability to establish a subscription that is also   capable of passing event records generated in the recent past.  In   other words, as the subscription initializes itself, it sends any   event records in the target event stream that meet the filter   criteria that have an event time that is after the "replay-start-   time" and also have an event time before the "stop-time" should this   "stop-time" exist.  The end of these historical event records is   identified via a "replay-completed" subscription state change   notification.  Any event records generated since the subscription   establishment may then follow.  For a particular subscription, all   event records will be delivered in the order in which they are placed   in the event stream.   Replay is an optional feature that is dependent on an event stream   supporting some form of logging.  This document puts no restrictions   on the size or form of the log, where it resides in the publisher, or   when event record entries in the log are purged.   The inclusion of a "replay-start-time" in an "establish-subscription"   RPC indicates a replay request.  If the "replay-start-time" contains   a value that is earlier than what a publisher's retained history   supports, then if the subscription is accepted, the actual   publisher's revised start time MUST be set in the returned   "replay-start-time-revision" object.   A "stop-time" parameter may be included in a replay subscription.   For a replay subscription, the "stop-time" MAY be earlier than the   current time but MUST be later than the "replay-start-time".Voit, et al.                 Standards Track                   [Page 14]

RFC 8639                Subscribed Notifications          September 2019   If the given "replay-start-time" is later than the time marked in any   event records retained in the replay buffer, then the publisher MUST   send a "replay-completed" notification immediately after a successful   "establish-subscription" RPC response.   If an event stream supports replay, the "replay-support" leaf is   present in the "/streams/stream" list entry for the event stream.  An   event stream that does support replay is not expected to have an   unlimited supply of saved notifications available to accommodate any   given replay request.  To assess the timeframe available for replay,   subscribers can read the leafs "replay-log-creation-time" and   "replay-log-aged-time".  See Figure 18 for the YANG tree andSection 4 for the YANG module describing these elements.  The actual   size of the replay log at any given time is a publisher-specific   matter.  Control parameters for the replay log are outside the scope   of this document.2.4.3.  Modifying a Dynamic Subscription   The "modify-subscription" operation permits changing the terms of an   existing dynamic subscription.  Dynamic subscriptions can be modified   any number of times.  Dynamic subscriptions can only be modified via   this RPC using a transport session connecting to the subscriber.  If   the publisher accepts the requested modifications, it acknowledges   success to the subscriber, then immediately starts sending event   records based on the new terms.   Subscriptions created by configuration cannot be modified via this   RPC.  However, configuration may be used to modify objects referenced   by the subscription (such as a referenced filter).Voit, et al.                 Standards Track                   [Page 15]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for "modify-subscription".  All objects   contained in this tree are described in the YANG module inSection 4.       +---x modify-subscription          +---w input             +---w id             |       subscription-id             +---w (target)             |  +--:(stream)             |     +---w (stream-filter)?             |        +--:(by-reference)             |        |  +---w stream-filter-name             |        |          stream-filter-ref             |        +--:(within-subscription)             |           +---w (filter-spec)?             |              +--:(stream-subtree-filter)             |              |  +---w stream-subtree-filter?   <anydata>             |              |          {subtree}?             |              +--:(stream-xpath-filter)             |                 +---w stream-xpath-filter?             |                         yang:xpath1.0 {xpath}?             +---w stop-time?                     yang:date-and-time             Figure 4: "modify-subscription" RPC Tree Diagram   If the publisher accepts the requested modifications on a currently   suspended subscription, the subscription will immediately be resumed   (i.e., the modified subscription is returned to the "active" state).   The publisher MAY immediately suspend this newly modified   subscription through the "subscription-suspended" notification before   any event records are sent.   If the publisher rejects the RPC request, the subscription remains as   it was prior to the request.  That is, the request has no impact   whatsoever.  Rejection of the RPC for any reason is indicated via an   RPC error as described inSection 2.4.6.  The contents of such a   rejected RPC MAY include hints on inputs that (if considered) may   result in a successfully modified subscription.  These hints MUST be   transported in a yang-data "modify-subscription-stream-error-info"   container inserted into the RPC error response.Voit, et al.                 Standards Track                   [Page 16]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for "modify-subscription-stream-error-info"   RPC yang-data.  All objects contained in this tree are described in   the YANG module inSection 4.       yang-data modify-subscription-stream-error-info         +--ro modify-subscription-stream-error-info            +--ro reason?                identityref            +--ro filter-failure-hint?   string             Figure 5: "modify-subscription-stream-error-info"                        RPC yang-data Tree Diagram2.4.4.  Deleting a Dynamic Subscription   The "delete-subscription" operation permits canceling an existing   subscription.  If the publisher accepts the request and the publisher   has indicated success, the publisher MUST NOT send any more   notification messages for this subscription.   Below is a tree diagram for "delete-subscription".  All objects   contained in this tree are described in the YANG module inSection 4.       +---x delete-subscription          +---w input             +---w id     subscription-id             Figure 6: "delete-subscription" RPC Tree Diagram   Dynamic subscriptions can only be deleted via this RPC using a   transport session connecting to the subscriber.  Configured   subscriptions cannot be deleted using RPCs.2.4.5.  Killing a Dynamic Subscription   The "kill-subscription" operation permits an operator to end a   dynamic subscription that is not associated with the transport   session used for the RPC.  A publisher MUST terminate any dynamic   subscription identified by the "id" parameter in the RPC request, if   such a subscription exists.   Configured subscriptions cannot be killed using this RPC.  Instead,   configured subscriptions are deleted as part of regular configuration   operations.  Publishers MUST reject any RPC attempt to kill a   configured subscription.Voit, et al.                 Standards Track                   [Page 17]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for "kill-subscription".  All objects   contained in this tree are described in the YANG module inSection 4.       +---x kill-subscription          +---w input             +---w id     subscription-id              Figure 7: "kill-subscription" RPC Tree Diagram2.4.6.  RPC Failures   Whenever an RPC is unsuccessful, the publisher returns relevant   information as part of the RPC error response.  Transport-level error   processing MUST be done before the RPC error processing described in   this section.  In all cases, RPC error information returned by the   publisher will use existing transport-layer RPC structures, such as   those seen with NETCONF (Appendix A of [RFC6241]) or RESTCONF   (Section 7.1 of [RFC8040]).  These structures MUST be able to encode   subscription-specific errors identified below and defined in this   document's YANG data model.   As a result of this variety, how subscription errors are encoded in   an RPC error response is transport dependent.  Valid errors that can   occur for each RPC are as follows:      establish-subscription         modify-subscription      ----------------------         ----------------------      dscp-unavailable               filter-unsupported      encoding-unsupported           insufficient-resources      filter-unsupported             no-such-subscription      insufficient-resources      replay-unsupported      delete-subscription            kill-subscription      ----------------------         ----------------------      no-such-subscription           no-such-subscription   To see a NETCONF-based example of an error response from the list   above, see the "no-such-subscription" error response illustrated in   [RFC8640], Figure 10.Voit, et al.                 Standards Track                   [Page 18]

RFC 8639                Subscribed Notifications          September 2019   There is one final set of transport-independent RPC error elements   included in the YANG data model defined in this document: three   yang-data structures that enable the publisher to provide to the   receiver any error information that does not fit into existing   transport-layer RPC structures.  These structures are:   1.  "establish-subscription-stream-error-info": This MUST be returned       with the leaf "reason" populated if an RPC error reason has not       been placed elsewhere in the transport portion of a failed       "establish-subscription" RPC response.  This MUST be sent if       hints on how to overcome the RPC error are included.   2.  "modify-subscription-stream-error-info": This MUST be returned       with the leaf "reason" populated if an RPC error reason has not       been placed elsewhere in the transport portion of a failed       "modify-subscription" RPC response.  This MUST be sent if hints       on how to overcome the RPC error are included.   3.  "delete-subscription-error-info": This MUST be returned with the       leaf "reason" populated if an RPC error reason has not been       placed elsewhere in the transport portion of a failed       "delete-subscription" or "kill-subscription" RPC response.2.5.  Configured Subscriptions   A configured subscription is a subscription installed via   configuration.  Configured subscriptions may be modified by any   configuration client with the proper permissions.  Subscriptions can   be modified or terminated via configuration at any point during their   lifetime.  Multiple configured subscriptions MUST be supportable over   a single transport session.   Configured subscriptions have several characteristics distinguishing   them from dynamic subscriptions:   o  persistence across publisher reboots,   o  persistence even when transport is unavailable, and   o  an ability to send notification messages to more than one      receiver.  (Note that receivers are unaware of the existence of      any other receivers.)   On the publisher, support for configured subscriptions is optional   and advertised using the "configured" feature.  On a receiver of a   configured subscription, support for dynamic subscriptions is   optional.  However, if replaying missed event records is required forVoit, et al.                 Standards Track                   [Page 19]

RFC 8639                Subscribed Notifications          September 2019   a configured subscription, support for dynamic subscription is highly   recommended.  In this case, a separate dynamic subscription can be   established to retransmit the missing event records.   In addition to the subscription parameters available to dynamic   subscriptions as described inSection 2.4.2, the following additional   parameters are also available to configured subscriptions:   o  A "transport", which identifies the transport protocol to use to      connect with all subscription receivers.   o  One or more receivers, each intended as the destination for event      records.  Note that each individual receiver is identifiable by      its "name".   o  Optional parameters to identify where traffic should egress a      publisher:      *  A "source-interface", which identifies the egress interface to         use from the publisher.  Publisher support for this parameter         is optional and advertised using the "interface-designation"         feature.      *  A "source-address" address, which identifies the IP address to         stamp on notification messages destined for the receiver.      *  A "source-vrf", which identifies the Virtual Routing and         Forwarding (VRF) instance on which to reach receivers.  This         VRF is a network instance as defined in [RFC8529].  Publisher         support for VRFs is optional and advertised using the         "supports-vrf" feature.      If none of the above parameters are set, notification messages      MUST egress the publisher's default interface.   A tree diagram that includes these parameters is provided in   Figure 20 inSection 3.3.  These parameters are described in the YANG   module inSection 4.2.5.1.  Configured Subscription State Machine   Below is the state machine for a configured subscription on the   publisher.  This state machine describes the three states ("valid",   "invalid", and "concluded") as well as the transitions between these   states.  Start and end states are depicted to reflect configured   subscription creation and deletion events.  The creation or   modification of a configured subscription initiates an evaluation by   the publisher to determine if the subscription is in theVoit, et al.                 Standards Track                   [Page 20]

RFC 8639                Subscribed Notifications          September 2019   "valid" state or the "invalid" state.  The publisher uses its own   criteria in making this determination.  If in the "valid" state, the   subscription becomes operational.  See (1) in the diagram below. ......... : start :-. :.......: |      create  .---modify-----.----------------------------------.           |  |              |                                  |           V  V          .-------.         .......         .---------.  .----[evaluate]--no--->|invalid|-delete->: end :<-delete-|concluded|  |                      '-------'         :.....:         '---------'  |-[evaluate]--no-(2).      ^                ^                 ^  |        ^          |      |                |                 | yes       |          '->unsupportable      delete           stop-time  |      modify         (subscription-   (subscription-   (subscription-  |        |             terminated*)     terminated*)      concluded*)  |        |                 |                |                 | (1)       |                (3)              (4)               (5)  |   .---------------------------------------------------------------.  '-->|                         valid                                 |      '---------------------------------------------------------------' Legend:   Dotted boxes: subscription added or removed via configuration   Dashed boxes: states for a subscription   [evaluate]: decision point on whether the subscription               is supportable   (*): resulting subscription state change notification     Figure 8: Publisher's State Machine for a Configured Subscription   A subscription in the "valid" state may move to the "invalid" state   in one of two ways.  First, it may be modified in a way that fails a   re-evaluation.  See (2) in the diagram.  Second, the publisher might   determine that the subscription is no longer supportable.  This could   be because of an unexpected but sustained increase in an event   stream's event records, degraded CPU capacity, a more complex   referenced filter, or other subscriptions that have usurped   resources.  See (3) in the diagram.  No matter the case, a   "subscription-terminated" notification is sent to any receivers in   the "active" or "suspended" state.  A subscription in the   "valid" state may also transition to the "concluded" state via (5) if   a configured stop time has been reached.  In this case, a   "subscription-concluded" notification is sent to any receivers in the   "active" or "suspended" state.  Finally, a subscription may be   deleted by configuration (4).Voit, et al.                 Standards Track                   [Page 21]

RFC 8639                Subscribed Notifications          September 2019   When a subscription is in the "valid" state, a publisher will attempt   to connect with all receivers of a configured subscription and   deliver notification messages.  Below is the state machine for each   receiver of a configured subscription.  This receiver state machine   is fully contained in the state machine of the configured   subscription and is only relevant when the configured subscription is   in the "valid" state.     .-----------------------------------------------------------------.     |                         valid                                   |     |   .----------.                           .------------.         |     |   | receiver |---timeout---------------->|  receiver  |         |     |   |connecting|<----------------reset--(c)|disconnected|         |     |   |          |<-transport                '------------'         |     |   '----------'  loss,reset------------------------------.       |     |      (a)          |                                     |       |     |  subscription-   (b)                                   (b)      |     |  started*    .--------.                             .---------. |     |       '----->|        |(d)-insufficient CPU,------->|         | |     |              |receiver|    buffer overflow          |receiver | |     | subscription-| active |                             |suspended| |     |   modified*  |        |<----CPU, b/w sufficient,-(e)|         | |     |        '---->'--------'     subscription-modified*  '---------' |     '-----------------------------------------------------------------'     Legend:       Dashed boxes that include the word "receiver" show the possible       states for an individual receiver of a valid configured       subscription.      * indicates a subscription state change notification      Figure 9: Receiver State Machine for a Configured Subscription                              on a Publisher   When a configured subscription first moves to the "valid" state, the   "state" leaf of each receiver is initialized to the "connecting"   state.  If transport connectivity is not available to any receivers   and there are any notification messages to deliver, a transport   session is established (e.g., per [RFC8071]).  Individual receivers   are moved to the "active" state when a "subscription-started"   subscription state change notification is successfully passed to that   receiver (a).  Event records are only sent to active receivers.   Receivers of a configured subscription remain active on the publisher   if both (1) transport connectivity to the receiver is active and   (2) event records are not being dropped due to a publisher's sending   capacity being reached.  In addition, a configured subscription's   receiver MUST be moved to the "connecting" state if the receiver isVoit, et al.                 Standards Track                   [Page 22]

RFC 8639                Subscribed Notifications          September 2019   reset via the "reset" action (b), (c).  For more on the "reset"   action, seeSection 2.5.5.  If transport connectivity cannot be   achieved while in the "connecting" state, the receiver MAY be moved   to the "disconnected" state.   A configured subscription's receiver MUST be moved to the "suspended"   state if there is transport connectivity between the publisher and   receiver but (1) delivery of notification messages is failing due to   a publisher's buffer capacity being reached or (2) notification   messages cannot be generated for that receiver due to insufficient   CPU (d).  This is indicated to the receiver by the "subscription-   suspended" subscription state change notification.   A configured subscription's receiver MUST be returned to the "active"   state from the "suspended" state when notification messages can be   generated, bandwidth is sufficient to handle the notification   messages, and a receiver has successfully been sent a "subscription-   resumed" or "subscription-modified" subscription state change   notification (e).  The choice as to which of these two subscription   state change notifications is sent is determined by whether the   subscription was modified during the period of suspension.   Modification of a configured subscription is possible at any time.  A   "subscription-modified" subscription state change notification will   be sent to all active receivers, immediately followed by notification   messages conforming to the new parameters.  Suspended receivers will   also be informed of the modification.  However, this notification   will await the end of the suspension for that receiver (e).   The mechanisms described above are mirrored in the RPCs and   notifications defined in this document.  It should be noted that   these RPCs and notifications have been designed to be extensible and   allow subscriptions into targets other than event streams.  For   instance, the YANG module defined inSection 5 of [RFC8641] augments   "/sn:modify-subscription/sn:input/sn:target".2.5.2.  Creating a Configured Subscription   Configured subscriptions are established using configuration   operations against the top-level "subscriptions" subtree.   Because there is no explicit association with an existing transport   session, configuration operations MUST include additional parameters   beyond those of dynamic subscriptions.  These parameters identify   each receiver, how to connect with that receiver, and possibly   whether the notification messages need to come from a specific egressVoit, et al.                 Standards Track                   [Page 23]

RFC 8639                Subscribed Notifications          September 2019   interface on the publisher.  Receiver-specific transport connectivity   parameters MUST be configured via transport-specific augmentations to   this specification.  SeeSection 2.5.7 for details.   After a subscription is successfully established, the publisher   immediately sends a "subscription-started" subscription state change   notification to each receiver.  It is quite possible that upon   configuration, reboot, or even steady-state operations, a transport   session may not be currently available to the receiver.  In this   case, when there is something to transport for an active   subscription, transport-specific "call home" operations [RFC8071]   will be used to establish the connection.  When transport   connectivity is available, notification messages may then be pushed.   With active configured subscriptions, it is allowable to buffer event   records even after a "subscription-started" has been sent.  However,   if events are lost (rather than just delayed) due to replay buffer   capacity being reached, a new "subscription-started" must be sent.   This new "subscription-started" indicates an event record   discontinuity.   To see an example of subscription creation using configuration   operations over NETCONF, seeAppendix A.2.5.3.  Modifying a Configured Subscription   Configured subscriptions can be modified using configuration   operations against the top-level "subscriptions" subtree.   If the modification involves adding receivers, added receivers are   placed in the "connecting" state.  If a receiver is removed, the   subscription state change notification "subscription-terminated" is   sent to that receiver if that receiver is active or suspended.   If the modification involves changing the policies for the   subscription, the publisher sends to currently active receivers a   "subscription-modified" notification.  For any suspended receivers, a   "subscription-modified" notification will be delayed until the   receiver's subscription has been resumed.  (Note: In this case, the   "subscription-modified" notification informs the receiver that the   subscription has been resumed, so no additional "subscription-   resumed" need be sent.  Also note that if multiple modifications have   occurred during the suspension, only the "subscription-modified"   notification describing the latest one need be sent to the receiver.)Voit, et al.                 Standards Track                   [Page 24]

RFC 8639                Subscribed Notifications          September 20192.5.4.  Deleting a Configured Subscription   Subscriptions can be deleted through configuration against the   top-level "subscriptions" subtree.   Immediately after a subscription is successfully deleted, the   publisher sends to all receivers of that subscription a subscription   state change notification stating that the subscription has ended   (i.e., "subscription-terminated").2.5.5.  Resetting a Configured Subscription's Receiver   It is possible that a configured subscription to a receiver needs to   be reset.  This is accomplished via the "reset" action in the YANG   module at "/subscriptions/subscription/receivers/receiver/reset".   This action may be useful in cases where a publisher has timed out   trying to reach a receiver.  When such a reset occurs, a transport   session will be initiated if necessary, and a new "subscription-   started" notification will be sent.  This action does not have any   effect on transport connectivity if the needed connectivity already   exists.2.5.6.  Replay for a Configured Subscription   It is possible to do replay on a configured subscription.  This is   supported via the configuration of the "configured-replay" object on   the subscription.  The setting of this object enables the streaming   of the buffered event records for the subscribed event stream.  All   buffered event records that have been retained since the last   publisher restart will be sent to each configured receiver.   Replay of event records created since restart is useful.  It allows   event records generated before transport connectivity establishment   to be passed to a receiver.  Setting the restart time as the earliest   configured replay time precludes the possibility of resending event   records that were logged prior to publisher restart.  It also ensures   that the same records will be sent to each configured receiver,   regardless of the speed of transport connectivity establishment to   each receiver.  Finally, by establishing restart as the earliest   potential time for event records to be included in notification   messages, a well-understood timeframe for replay is defined.   As a result, when any configured subscription's receivers become   active, buffered event records will be sent immediately after the   "subscription-started" notification.  If the publisher knows the last   event record sent to a receiver and the publisher has not rebooted,   the next event record on the event stream that meets filtering   criteria will be the leading event record sent.  Otherwise, theVoit, et al.                 Standards Track                   [Page 25]

RFC 8639                Subscribed Notifications          September 2019   leading event record will be the first event record meeting filtering   criteria subsequent to the latest of three different times: the   "replay-log-creation-time", the "replay-log-aged-time", or the most   recent publisher boot time.  The "replay-log-creation-time" and   "replay-log-aged-time" are discussed inSection 2.4.2.1.  The most   recent publisher boot time ensures that duplicate event records are   not replayed from a previous time the publisher was booted.   It is quite possible that a receiver might want to retrieve event   records from an event stream prior to the latest boot.  If such   records exist where there is a configured replay, the publisher MUST   send the time of the event record immediately preceding the   "replay-start-time" in the "replay-previous-event-time" leaf.   Through the existence of the "replay-previous-event-time", the   receiver will know that earlier events prior to reboot exist.  In   addition, if the subscriber was previously receiving event records   with the same subscription "id", the receiver can determine if there   was a time gap where records generated on the publisher were not   successfully received.  And with this information, the receiver may   choose to dynamically subscribe to retrieve any event records placed   in the event stream before the most recent boot time.   All other replay functionality remains the same as with dynamic   subscriptions as described inSection 2.4.2.1.2.5.7.  Transport Connectivity for a Configured Subscription   This specification is transport independent.  However, supporting a   configured subscription will often require the establishment of   transport connectivity.  And the parameters used for this transport   connectivity establishment are transport specific.  As a result, the   YANG module defined inSection 4 is not able to directly define and   expose these transport parameters.   It is necessary for an implementation to support the connection   establishment process.  To support this function, the YANG data model   defined in this document includes a node where transport-specific   parameters for a particular receiver may be augmented.  This node is   "/subscriptions/subscription/receivers/receiver".  By augmenting   transport parameters from this node, system developers are able to   incorporate the YANG objects necessary to support the transport   connectivity establishment process.   The result of this is the following requirement.  A publisher   supporting the feature "configured" MUST also support at least one   YANG data model that augments transport connectivity parameters on   "/subscriptions/subscription/receivers/receiver".  For an example of   such an augmentation, seeAppendix A.Voit, et al.                 Standards Track                   [Page 26]

RFC 8639                Subscribed Notifications          September 20192.6.  Event Record Delivery   Whether dynamic or configured, once a subscription has been set up,   the publisher streams event records via notification messages per the   terms of the subscription.  For dynamic subscriptions, notification   messages are sent over the session used to establish the   subscription.  For configured subscriptions, notification messages   are sent over the connections specified by the transport and each   receiver of a configured subscription.   A notification message is sent to a receiver when an event record is   not blocked by either the specified filter criteria or receiver   permissions.  This notification message MUST include an <eventTime>   object, as shown in[RFC5277], Section 4.  This <eventTime> MUST be   at the top level of a YANG structured event record.   The following example of XML [W3C.REC-xml-20081126], adapted fromSection 4.2.10 of [RFC7950], illustrates a compliant message:      <notification             xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0">          <eventTime>2007-09-01T10:00:00Z</eventTime>          <link-failure xmlns="https://acme.example.com/system">              <if-name>so-1/2/3.0</if-name>              <if-admin-status>up</if-admin-status>              <if-oper-status>down</if-oper-status>          </link-failure>      </notification>                Figure 10: Subscribed Notification Message[RFC5277], Section 2.2.1 states that a notification message is to be   sent to a subscriber that initiated a <create-subscription>.  With   this document, this statement from [RFC5277] should be more broadly   interpreted to mean that notification messages can also be sent to a   subscriber that initiated an "establish-subscription" or to a   configured receiver that has been sent a "subscription-started".   When a dynamic subscription has been started or modified with   "establish-subscription" or "modify-subscription", respectively,   event records matching the newly applied filter criteria MUST NOT be   sent until after the RPC reply has been sent.   When a configured subscription has been started or modified, event   records matching the newly applied filter criteria MUST NOT be sent   until after the "subscription-started" or "subscription-modified"   notification has been sent, respectively.Voit, et al.                 Standards Track                   [Page 27]

RFC 8639                Subscribed Notifications          September 20192.7.  Subscription State Change Notifications   In addition to sending event records to receivers, a publisher MUST   also send subscription state change notifications when events related   to subscription management have occurred.   Subscription state change notifications are unlike other   notifications in that they are never included in any event stream.   Instead, they are inserted (as defined in this section) into the   sequence of notification messages sent to a particular receiver.   Subscription state change notifications cannot be dropped or filtered   out, they cannot be stored in replay buffers, and they are delivered   only to impacted receivers of a subscription.  The identification of   subscription state change notifications is easy to separate from   other notification messages through the use of the YANG extension   "subscription-state-notif".  This extension tags a notification as a   subscription state change notification.   The complete set of subscription state change notifications is   described in the following subsections.2.7.1.  "subscription-started"   This notification indicates that a configured subscription has   started, and event records may be sent.  Included in this   subscription state change notification are all the parameters of the   subscription, except for (1) transport connection information for one   or more receivers and (2) origin information indicating where   notification messages will egress the publisher.  Note that if a   referenced filter from the "filters" container has been used in the   subscription, the notification still provides the contents of that   referenced filter under the "within-subscription" subtree.   Note that for dynamic subscriptions, no "subscription-started"   notifications are ever sent.Voit, et al.                 Standards Track                   [Page 28]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for "subscription-started".  All objects   contained in this tree are described in the YANG module inSection 4.       +---n subscription-started {configured}?          +--ro id          |       subscription-id          +--ro (target)          |  +--:(stream)          |     +--ro (stream-filter)?          |     |  +--:(by-reference)          |     |  |  +--ro stream-filter-name          |     |  |          stream-filter-ref          |     |  +--:(within-subscription)          |     |     +--ro (filter-spec)?          |     |        +--:(stream-subtree-filter)          |     |        |  +--ro stream-subtree-filter?   <anydata>          |     |        |          {subtree}?          |     |        +--:(stream-xpath-filter)          |     |           +--ro stream-xpath-filter?     yang:xpath1.0          |     |                   {xpath}?          |     +--ro stream                               stream-ref          |     +--ro replay-start-time?          |     |       yang:date-and-time {replay}?          |     +--ro replay-previous-event-time?          |             yang:date-and-time {replay}?          +--ro stop-time?          |       yang:date-and-time          +--ro dscp?                                      inet:dscp          |       {dscp}?          +--ro weighting?                                 uint8 {qos}?          +--ro dependency?          |       subscription-id {qos}?          +--ro transport?                                 transport          |       {configured}?          +--ro encoding?                                  encoding          +--ro purpose?                                   string                  {configured}?        Figure 11: "subscription-started" Notification Tree Diagram2.7.2.  "subscription-modified"   This notification indicates that a subscription has been modified by   configuration operations.  It is delivered directly after the last   event records processed using the previous subscription parameters,   and before any event records processed after the modification.Voit, et al.                 Standards Track                   [Page 29]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for "subscription-modified".  All objects   contained in this tree are described in the YANG module inSection 4.       +---n subscription-modified          +--ro id          |       subscription-id          +--ro (target)          |  +--:(stream)          |     +--ro (stream-filter)?          |     |  +--:(by-reference)          |     |  |  +--ro stream-filter-name          |     |  |          stream-filter-ref          |     |  +--:(within-subscription)          |     |     +--ro (filter-spec)?          |     |        +--:(stream-subtree-filter)          |     |        |  +--ro stream-subtree-filter?   <anydata>          |     |        |          {subtree}?          |     |        +--:(stream-xpath-filter)          |     |           +--ro stream-xpath-filter?     yang:xpath1.0          |     |                   {xpath}?          |     +--ro stream                               stream-ref          |     +--ro replay-start-time?          |             yang:date-and-time {replay}?          +--ro stop-time?          |       yang:date-and-time          +--ro dscp?                                      inet:dscp          |       {dscp}?          +--ro weighting?                                 uint8 {qos}?          +--ro dependency?          |       subscription-id {qos}?          +--ro transport?                                 transport          |       {configured}?          +--ro encoding?                                  encoding          +--ro purpose?                                   string                  {configured}?       Figure 12: "subscription-modified" Notification Tree Diagram   A publisher most often sends this notification directly after the   modification of any configuration parameters impacting a configured   subscription.  But it may also be sent at two other times:   1.  If a configured subscription has been modified during the       suspension of a receiver, the notification will be delayed until       the receiver's suspension is lifted.  In this situation, the       notification indicates that the subscription has been both       modified and resumed.Voit, et al.                 Standards Track                   [Page 30]

RFC 8639                Subscribed Notifications          September 2019   2.  A "subscription-modified" subscription state change notification       MUST be sent if the contents of the filter identified by the       subscription's "stream-filter-ref" leaf have changed.  This state       change notification is to be sent for a filter change impacting       any active receivers of a configured or dynamic subscription.2.7.3.  "subscription-terminated"   This notification indicates that no further event records for this   subscription should be expected from the publisher.  A publisher may   terminate the sending of event records to a receiver for the   following reasons:   1.  Configuration that removes a configured subscription, or a       "kill-subscription" RPC that ends a dynamic subscription.  These       are identified via the reason "no-such-subscription".   2.  A referenced filter is no longer accessible.  This reason is       identified by the "filter-unavailable" identity.   3.  The event stream referenced by a subscription is no longer       accessible by the receiver.  This reason is identified by the       "stream-unavailable" identity.   4.  A suspended subscription has exceeded some timeout.  This reason       is identified by the "suspension-timeout" identity.   Each reason listed above derives from the "subscription-terminated-   reason" base identity specified in the YANG data model in this   document.   Below is a tree diagram for "subscription-terminated".  All objects   contained in this tree are described in the YANG module inSection 4.       +---n subscription-terminated          +--ro id        subscription-id          +--ro reason    identityref      Figure 13: "subscription-terminated" Notification Tree Diagram   Note: This subscription state change notification MUST be sent to a   dynamic subscription's receiver when the subscription ends   unexpectedly.  This might happen when a "kill-subscription" RPC is   successful or when some other event, not including reaching the   subscription's "stop-time", results in a publisher choosing to end   the subscription.Voit, et al.                 Standards Track                   [Page 31]

RFC 8639                Subscribed Notifications          September 20192.7.4.  "subscription-suspended"   This notification indicates that a publisher has suspended the   sending of event records to a receiver and also indicates the   possible loss of events.  Suspension happens when capacity   constraints stop a publisher from serving a valid subscription.  The   two conditions where this is possible are:   1.  "insufficient-resources", when a publisher is unable to produce       the requested event stream of notification messages, and   2.  "unsupportable-volume", when the bandwidth needed to get       generated notification messages to a receiver exceeds a       threshold.   These conditions are encoded in the "reason" object.  No further   notifications will be sent until the subscription resumes or is   terminated.   Below is a tree diagram for "subscription-suspended".  All objects   contained in this tree are described in the YANG module inSection 4.       +---n subscription-suspended          +--ro id        subscription-id          +--ro reason    identityref       Figure 14: "subscription-suspended" Notification Tree Diagram2.7.5.  "subscription-resumed"   This notification indicates that a previously suspended subscription   has been resumed under the unmodified terms previously in place.   Subscribed event records generated after the issuance of this   subscription state change notification may now be sent.   Below is a tree diagram for "subscription-resumed".  All objects   contained in this tree are described in the YANG module inSection 4.       +---n subscription-resumed          +--ro id    subscription-id        Figure 15: "subscription-resumed" Notification Tree DiagramVoit, et al.                 Standards Track                   [Page 32]

RFC 8639                Subscribed Notifications          September 20192.7.6.  "subscription-completed"   This notification indicates that a subscription that includes a   "stop-time" has successfully finished passing event records upon   reaching that time.   Below is a tree diagram for "subscription-completed".  All objects   contained in this tree are described in the YANG module inSection 4.       +---n subscription-completed {configured}?          +--ro id    subscription-id       Figure 16: "subscription-completed" Notification Tree Diagram2.7.7.  "replay-completed"   This notification indicates that all of the event records prior to   the current time have been passed to a receiver.  It is sent before   any notification messages containing an event record with a timestamp   later than (1) the "stop-time" or (2) the subscription's start time.   If a subscription does not contain a "stop-time" or has a "stop-time"   that has not been reached, then after the "replay-completed"   notification has been sent, additional event records will be sent in   sequence as they arise naturally on the publisher.   Below is a tree diagram for "replay-completed".  All objects   contained in this tree are described in the YANG module inSection 4.       +---n replay-completed {replay}?          +--ro id    subscription-id          Figure 17: "replay-completed" Notification Tree Diagram2.8.  Subscription Monitoring   In the operational state datastore, the "subscriptions" container   maintains the state of all dynamic subscriptions as well as all   configured subscriptions.  Using datastore retrieval operations   [RFC8641] or subscribing to the "subscriptions" container   (Section 3.3) allows the state of subscriptions and their   connectivity to receivers to be monitored.   Each subscription in the operational state datastore is represented   as a list element.  Included in this list are event counters for each   receiver, the state of each receiver, and the subscription parameters   currently in effect.  The appearance of the leaf "configured-   subscription-state" indicates that a particular subscription cameVoit, et al.                 Standards Track                   [Page 33]

RFC 8639                Subscribed Notifications          September 2019   into being via configuration.  This leaf also indicates whether the   current state of that subscription is "valid", "invalid", or   "concluded".   To understand the flow of event records in a subscription, there are   two counters available for each receiver.  The first counter is   "sent-event-records", which shows the number of events identified for   sending to a receiver.  The second counter is "excluded-event-   records", which shows the number of event records not sent to a   receiver.  "excluded-event-records" shows the combined results of   both access control and per-subscription filtering.  For configured   subscriptions, counters are reset whenever the subscription's state   is evaluated as "valid" (see (1) in Figure 8).   Dynamic subscriptions are removed from the operational state   datastore once they expire (reaching "stop-time") or when they are   terminated.  While many subscription objects are shown as   configurable, dynamic subscriptions are only included in the   operational state datastore and as a result are not configurable.2.9.  Support for the "ietf-subscribed-notifications" YANG Module   Publishers supporting this document MUST indicate support of the YANG   module "ietf-subscribed-notifications" in the YANG library of the   publisher.  In addition, if supported, the optional features   "encode-xml", "encode-json", "configured", "supports-vrf", "qos",   "xpath", "subtree", "interface-designation", "dscp", and "replay"   MUST be indicated.3.  YANG Data Model Tree Diagrams   This section contains tree diagrams for nodes defined inSection 4.   For tree diagrams of subscription state change notifications, seeSection 2.7.  For the tree diagrams for the RPCs, seeSection 2.4.3.1.  The "streams" Container   A publisher maintains a list of available event streams as   operational data.  This list contains both standardized and   vendor-specific event streams.  This enables subscribers to discover   what streams a publisher supports.Voit, et al.                 Standards Track                   [Page 34]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for the "streams" container.  All objects   contained in this tree are described in the YANG module inSection 4.     +--ro streams        +--ro stream* [name]           +--ro name                        string           +--ro description                 string           +--ro replay-support?             empty {replay}?           +--ro replay-log-creation-time    yang:date-and-time           |       {replay}?           +--ro replay-log-aged-time?       yang:date-and-time                   {replay}?                Figure 18: "streams" Container Tree Diagram3.2.  The "filters" Container   The "filters" container maintains a list of all subscription filters   that persist outside the lifecycle of a single subscription.  This   enables predefined filters that may be referenced by more than one   subscription.   Below is a tree diagram for the "filters" container.  All objects   contained in this tree are described in the YANG module inSection 4.     +--rw filters        +--rw stream-filter* [name]           +--rw name                           string           +--rw (filter-spec)?              +--:(stream-subtree-filter)              |  +--rw stream-subtree-filter?   <anydata> {subtree}?              +--:(stream-xpath-filter)                 +--rw stream-xpath-filter?     yang:xpath1.0 {xpath}?                Figure 19: "filters" Container Tree Diagram3.3.  The "subscriptions" Container   The "subscriptions" container maintains a list of all subscriptions   on a publisher, both configured and dynamic.  It can be used to   retrieve information about the subscriptions that a publisher is   serving.Voit, et al.                 Standards Track                   [Page 35]

RFC 8639                Subscribed Notifications          September 2019   Below is a tree diagram for the "subscriptions" container.  All   objects contained in this tree are described in the YANG module inSection 4.     +--rw subscriptions        +--rw subscription* [id]           +--rw id           |       subscription-id           +--rw (target)           |  +--:(stream)           |     +--rw (stream-filter)?           |     |  +--:(by-reference)           |     |  |  +--rw stream-filter-name           |     |  |          stream-filter-ref           |     |  +--:(within-subscription)           |     |     +--rw (filter-spec)?           |     |        +--:(stream-subtree-filter)           |     |        |  +--rw stream-subtree-filter?   <anydata>           |     |        |          {subtree}?           |     |        +--:(stream-xpath-filter)           |     |           +--rw stream-xpath-filter?           |     |                   yang:xpath1.0 {xpath}?           |     +--rw stream                               stream-ref           |     +--ro replay-start-time?           |     |       yang:date-and-time {replay}?           |     +--rw configured-replay?                   empty           |             {configured,replay}?           +--rw stop-time?           |       yang:date-and-time           +--rw dscp?                                      inet:dscp           |       {dscp}?           +--rw weighting?                                 uint8 {qos}?           +--rw dependency?           |       subscription-id {qos}?           +--rw transport?                                 transport           |       {configured}?           +--rw encoding?                                  encoding           +--rw purpose?                                   string           |       {configured}?Voit, et al.                 Standards Track                   [Page 36]

RFC 8639                Subscribed Notifications          September 2019           +--rw (notification-message-origin)? {configured}?           |  +--:(interface-originated)           |  |  +--rw source-interface?           |  |          if:interface-ref {interface-designation}?           |  +--:(address-originated)           |     +--rw source-vrf?           |     |       -> /ni:network-instances/network-instance/name           |     |       {supports-vrf}?           |     +--rw source-address?           |             inet:ip-address-no-zone           +--ro configured-subscription-state?             enumeration           |       {configured}?           +--rw receivers              +--rw receiver* [name]                 +--rw name                      string                 +--ro sent-event-records?                 |       yang:zero-based-counter64                 +--ro excluded-event-records?                 |       yang:zero-based-counter64                 +--ro state                     enumeration                 +---x reset {configured}?                    +--ro output                       +--ro time    yang:date-and-time             Figure 20: "subscriptions" Container Tree Diagram4.  Event Notification Subscription YANG Module   This module imports typedefs from [RFC6991], [RFC8343], [RFC8341],   [RFC8529], and [RFC8040].  It references [RFC6241], [XPATH] ("XML   Path Language (XPath) Version 1.0"), [RFC7049], [RFC8259], [RFC7950],   [RFC7951], and [RFC7540].<CODE BEGINS> file "ietf-subscribed-notifications@2019-09-09.yang"module ietf-subscribed-notifications {  yang-version 1.1;  namespace "urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications";  prefix sn;  import ietf-inet-types {    prefix inet;    reference      "RFC 6991: Common YANG Data Types";  }  import ietf-interfaces {    prefix if;    reference      "RFC 8343: A YANG Data Model for Interface Management";Voit, et al.                 Standards Track                   [Page 37]

RFC 8639                Subscribed Notifications          September 2019  }  import ietf-netconf-acm {    prefix nacm;    reference      "RFC 8341: Network Configuration Access Control Model";  }  import ietf-network-instance {    prefix ni;    reference      "RFC 8529: YANG Data Model for Network Instances";  }  import ietf-restconf {    prefix rc;    reference      "RFC 8040: RESTCONF Protocol";  }  import ietf-yang-types {    prefix yang;    reference      "RFC 6991: Common YANG Data Types";  }  organization    "IETF NETCONF (Network Configuration) Working Group";  contact    "WG Web:  <https:/datatracker.ietf.org/wg/netconf/>     WG List: <mailto:netconf@ietf.org>     Author:  Alexander Clemm              <mailto:ludwig@clemm.org>     Author:  Eric Voit              <mailto:evoit@cisco.com>     Author:  Alberto Gonzalez Prieto              <mailto:alberto.gonzalez@microsoft.com>     Author:  Einar Nilsen-Nygaard              <mailto:einarnn@cisco.com>     Author:  Ambika Prasad Tripathy              <mailto:ambtripa@cisco.com>";  description    "This module defines a YANG data model for subscribing to event     records and receiving matching content in notification messages.     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL     NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED',Voit, et al.                 Standards Track                   [Page 38]

RFC 8639                Subscribed Notifications          September 2019     'MAY', and 'OPTIONAL' in this document are to be interpreted as     described inBCP 14 (RFC 2119) (RFC 8174) when, and only when,     they appear in all capitals, as shown here.     Copyright (c) 2019 IETF Trust and the persons identified as     authors of the code.  All rights reserved.     Redistribution and use in source and binary forms, with or     without modification, is permitted pursuant to, and subject to     the license terms contained in, the Simplified BSD License set     forth inSection 4.c of the IETF Trust's Legal Provisions     Relating to IETF Documents     (https://trustee.ietf.org/license-info).     This version of this YANG module is part ofRFC 8639; see the     RFC itself for full legal notices.";  revision 2019-09-09 {    description      "Initial version.";    reference      "RFC 8639: A YANG Data Model for Subscriptions to                 Event Notifications";  }  /*   * FEATURES   */  feature configured {    description      "This feature indicates that configuration of subscriptions is       supported.";  }  feature dscp {    description      "This feature indicates that a publisher supports the ability       to set the Differentiated Services Code Point (DSCP) value in       outgoing packets.";  }  feature encode-json {    description      "This feature indicates that JSON encoding of notification       messages is supported.";  }Voit, et al.                 Standards Track                   [Page 39]

RFC 8639                Subscribed Notifications          September 2019  feature encode-xml {    description      "This feature indicates that XML encoding of notification       messages is supported.";  }  feature interface-designation {    description      "This feature indicates that a publisher supports sourcing all       receiver interactions for a configured subscription from a       single designated egress interface.";  }  feature qos {    description      "This feature indicates that a publisher supports absolute       dependencies of one subscription's traffic over another       as well as weighted bandwidth sharing between subscriptions.       Both of these are Quality of Service (QoS) features that allow       differentiated treatment of notification messages between a       publisher and a specific receiver.";  }  feature replay {    description      "This feature indicates that historical event record replay is       supported.  With replay, it is possible for past event records       to be streamed in chronological order.";  }  feature subtree {    description      "This feature indicates support for YANG subtree filtering.";    reference      "RFC 6241: Network Configuration Protocol (NETCONF),Section 6";  }  feature supports-vrf {    description      "This feature indicates that a publisher supports VRF       configuration for configured subscriptions.  VRF support for       dynamic subscriptions does not require this feature.";    reference      "RFC 8529: YANG Data Model for Network Instances,Section 6";  }Voit, et al.                 Standards Track                   [Page 40]

RFC 8639                Subscribed Notifications          September 2019  feature xpath {    description      "This feature indicates support for XPath filtering.";    reference      "XML Path Language (XPath) Version 1.0       (https://www.w3.org/TR/1999/REC-xpath-19991116)";  }  /*   * EXTENSIONS   */  extension subscription-state-notification {    description      "This statement applies only to notifications.  It indicates       that the notification is a subscription state change       notification.  Therefore, it does not participate in a regular       event stream and does not need to be specifically subscribed       to in order to be received.  This statement can only occur as       a substatement of the YANG 'notification' statement.  This       statement is not for use outside of this YANG module.";  }  /*   * IDENTITIES   */  /* Identities for RPC and notification errors */  identity delete-subscription-error {    description      "Base identity for the problem found while attempting to       fulfill either a 'delete-subscription' RPC request or a       'kill-subscription' RPC request.";  }  identity establish-subscription-error {    description      "Base identity for the problem found while attempting to       fulfill an 'establish-subscription' RPC request.";  }  identity modify-subscription-error {    description      "Base identity for the problem found while attempting to       fulfill a 'modify-subscription' RPC request.";  }  identity subscription-suspended-reason {Voit, et al.                 Standards Track                   [Page 41]

RFC 8639                Subscribed Notifications          September 2019    description      "Base identity for the problem condition communicated to a       receiver as part of a 'subscription-suspended'       notification.";  }  identity subscription-terminated-reason {    description      "Base identity for the problem condition communicated to a       receiver as part of a 'subscription-terminated'       notification.";  }  identity dscp-unavailable {    base establish-subscription-error;    if-feature "dscp";    description      "The publisher is unable to mark notification messages with       prioritization information in a way that will be respected       during network transit.";  }  identity encoding-unsupported {    base establish-subscription-error;    description      "Unable to encode notification messages in the desired       format.";  }  identity filter-unavailable {    base subscription-terminated-reason;    description      "Referenced filter does not exist.  This means a receiver is       referencing a filter that doesn't exist or to which it       does not have access permissions.";  }  identity filter-unsupported {    base establish-subscription-error;    base modify-subscription-error;    description      "Cannot parse syntax in the filter.  This failure can be from       a syntax error or a syntax too complex to be processed by the       publisher.";  }  identity insufficient-resources {    base establish-subscription-error;Voit, et al.                 Standards Track                   [Page 42]

RFC 8639                Subscribed Notifications          September 2019    base modify-subscription-error;    base subscription-suspended-reason;    description      "The publisher does not have sufficient resources to support       the requested subscription.  An example might be that       allocated CPU is too limited to generate the desired set of       notification messages.";  }  identity no-such-subscription {    base modify-subscription-error;    base delete-subscription-error;    base subscription-terminated-reason;    description      "Referenced subscription doesn't exist.  This may be as a       result of a nonexistent subscription ID, an ID that belongs to       another subscriber, or an ID for a configured subscription.";  }  identity replay-unsupported {    base establish-subscription-error;    if-feature "replay";    description      "Replay cannot be performed for this subscription.  This means       the publisher will not provide the requested historic       information from the event stream via replay to this       receiver.";  }  identity stream-unavailable {    base subscription-terminated-reason;    description      "Not a subscribable event stream.  This means the referenced       event stream is not available for subscription by the       receiver.";  }  identity suspension-timeout {    base subscription-terminated-reason;    description      "Termination of a previously suspended subscription.  The       publisher has eliminated the subscription, as it exceeded a       time limit for suspension.";  }  identity unsupportable-volume {    base subscription-suspended-reason;    descriptionVoit, et al.                 Standards Track                   [Page 43]

RFC 8639                Subscribed Notifications          September 2019      "The publisher does not have the network bandwidth needed to       get the volume of generated information intended for a       receiver.";  }  /* Identities for encodings */  identity configurable-encoding {    description      "If a transport identity derives from this identity, it means       that it supports configurable encodings.  An example of a       configurable encoding might be a new identity such as       'encode-cbor'.  Such an identity could use       'configurable-encoding' as its base.  This would allow a       dynamic subscription encoded in JSON (RFC 8259) to request       that notification messages be encoded via the Concise Binary       Object Representation (CBOR) (RFC 7049).  Further details for       any specific configurable encoding would be explored in a       transport document based on this specification.";    reference      "RFC 8259: The JavaScript Object Notation (JSON) Data                 Interchange FormatRFC 7049: Concise Binary Object Representation (CBOR)";  }  identity encoding {    description      "Base identity to represent data encodings.";  }  identity encode-xml {    base encoding;    if-feature "encode-xml";    description      "Encode data using XML as described inRFC 7950.";    reference      "RFC 7950: The YANG 1.1 Data Modeling Language";  }  identity encode-json {    base encoding;    if-feature "encode-json";    description      "Encode data using JSON as described inRFC 7951.";    reference      "RFC 7951: JSON Encoding of Data Modeled with YANG";  }Voit, et al.                 Standards Track                   [Page 44]

RFC 8639                Subscribed Notifications          September 2019  /* Identities for transports */  identity transport {    description      "An identity that represents the underlying mechanism for       passing notification messages.";  }  /*   * TYPEDEFs   */  typedef encoding {    type identityref {      base encoding;    }    description      "Specifies a data encoding, e.g., for a data subscription.";  }  typedef stream-filter-ref {    type leafref {      path "/sn:filters/sn:stream-filter/sn:name";    }    description      "This type is used to reference an event stream filter.";  }  typedef stream-ref {    type leafref {      path "/sn:streams/sn:stream/sn:name";    }    description      "This type is used to reference a system-provided       event stream.";  }  typedef subscription-id {    type uint32;    description      "A type for subscription identifiers.";  }  typedef transport {    type identityref {      base transport;    }    descriptionVoit, et al.                 Standards Track                   [Page 45]

RFC 8639                Subscribed Notifications          September 2019      "Specifies the transport used to send notification messages       to a receiver.";  }  /*   * GROUPINGS   */  grouping stream-filter-elements {    description      "This grouping defines the base for filters applied to event       streams.";    choice filter-spec {      description        "The content filter specification for this request.";      anydata stream-subtree-filter {        if-feature "subtree";        description          "Event stream evaluation criteria encoded in the syntax of           a subtree filter as defined inRFC 6241, Section 6.           The subtree filter is applied to the representation of           individual, delineated event records as contained in the           event stream.           If the subtree filter returns a non-empty node set, the           filter matches the event record, and the event record is           included in the notification message sent to the           receivers.";        reference          "RFC 6241: Network Configuration Protocol (NETCONF),Section 6";      }      leaf stream-xpath-filter {        if-feature "xpath";        type yang:xpath1.0;        description          "Event stream evaluation criteria encoded in the syntax of           an XPath 1.0 expression.           The XPath expression is evaluated on the representation of           individual, delineated event records as contained in           the event stream.           The result of the XPath expression is converted to a           boolean value using the standard XPath 1.0 rules.  If the           boolean value is 'true', the filter matches the event           record, and the event record is included in theVoit, et al.                 Standards Track                   [Page 46]

RFC 8639                Subscribed Notifications          September 2019           notification message sent to the receivers.           The expression is evaluated in the following XPath           context:              o  The set of namespace declarations is the set of                 prefix and namespace pairs for all YANG modules                 implemented by the server, where the prefix is the                 YANG module name and the namespace is as defined by                 the 'namespace' statement in the YANG module.                 If the leaf is encoded in XML, all namespace                 declarations in scope on the 'stream-xpath-filter'                 leaf element are added to the set of namespace                 declarations.  If a prefix found in the XML is                 already present in the set of namespace                 declarations, the namespace in the XML is used.              o  The set of variable bindings is empty.              o  The function library is comprised of the core                 function library and the XPath functions defined inSection 10 in RFC 7950.              o  The context node is the root node.";        reference          "XML Path Language (XPath) Version 1.0           (https://www.w3.org/TR/1999/REC-xpath-19991116)RFC 7950: The YANG 1.1 Data Modeling Language,Section 10";      }    }  }  grouping update-qos {    description      "This grouping describes QoS information concerning a       subscription.  This information is passed to lower layers       for transport prioritization and treatment.";    leaf dscp {      if-feature "dscp";      type inet:dscp;      default "0";      description        "The desired network transport priority level.  This is the         priority set on notification messages encapsulating the         results of the subscription.  This transport priority is         shared for all receivers of a given subscription.";Voit, et al.                 Standards Track                   [Page 47]

RFC 8639                Subscribed Notifications          September 2019    }    leaf weighting {      if-feature "qos";      type uint8 {        range "0 .. 255";      }      description        "Relative weighting for a subscription.  Larger weights get         more resources.  Allows an underlying transport layer to         perform informed load-balance allocations between various         subscriptions.";      reference        "RFC 7540: Hypertext Transfer Protocol Version 2 (HTTP/2),Section 5.3.2";    }    leaf dependency {      if-feature "qos";      type subscription-id;      description        "Provides the 'subscription-id' of a parent subscription.         The parent subscription has absolute precedence should         that parent have push updates ready to egress the publisher.         In other words, there should be no streaming of objects from         the current subscription if the parent has something ready         to push.         If a dependency is asserted via configuration or via an RPC         but the referenced 'subscription-id' does not exist, the         dependency is silently discarded.  If a referenced         subscription is deleted, this dependency is removed.";      reference        "RFC 7540: Hypertext Transfer Protocol Version 2 (HTTP/2),Section 5.3.1";    }  }  grouping subscription-policy-modifiable {    description      "This grouping describes all objects that may be changed       in a subscription.";    choice target {      mandatory true;      description        "Identifies the source of information against which a         subscription is being applied as well as specifics on the         subset of information desired from that source.";      case stream {        choice stream-filter {Voit, et al.                 Standards Track                   [Page 48]

RFC 8639                Subscribed Notifications          September 2019          description            "An event stream filter can be applied to a subscription.             That filter will either come referenced from a global             list or be provided in the subscription itself.";          case by-reference {            description              "Apply a filter that has been configured separately.";            leaf stream-filter-name {              type stream-filter-ref;              mandatory true;              description                "References an existing event stream filter that is                 to be applied to an event stream for the                 subscription.";            }          }          case within-subscription {            description              "A local definition allows a filter to have the same               lifecycle as the subscription.";            uses stream-filter-elements;          }        }      }    }    leaf stop-time {      type yang:date-and-time;      description        "Identifies a time after which notification messages for a         subscription should not be sent.  If 'stop-time' is not         present, the notification messages will continue until the         subscription is terminated.  If 'replay-start-time' exists,         'stop-time' must be for a subsequent time.  If         'replay-start-time' doesn't exist, 'stop-time', when         established, must be for a future time.";    }  }  grouping subscription-policy-dynamic {    description      "This grouping describes the only information concerning a       subscription that can be passed over the RPCs defined in this       data model.";    uses subscription-policy-modifiable {      augment "target/stream" {        description          "Adds additional objects that can be modified by an RPC.";        leaf stream {Voit, et al.                 Standards Track                   [Page 49]

RFC 8639                Subscribed Notifications          September 2019          type stream-ref {            require-instance false;          }          mandatory true;          description            "Indicates the event stream to be considered for             this subscription.";        }        leaf replay-start-time {          if-feature "replay";          type yang:date-and-time;          config false;          description            "Used to trigger the 'replay' feature for a dynamic             subscription, where event records that are selected             need to be at or after the specified starting time.  If             'replay-start-time' is not present, this is not a replay             subscription and event record push should start             immediately.  It is never valid to specify start times             that are later than or equal to the current time.";        }      }    }    uses update-qos;  }  grouping subscription-policy {    description      "This grouping describes the full set of policy information       concerning both dynamic and configured subscriptions, with the       exclusion of both receivers and networking information       specific to the publisher, such as what interface should be       used to transmit notification messages.";    uses subscription-policy-dynamic;    leaf transport {      if-feature "configured";      type transport;      description        "For a configured subscription, this leaf specifies the         transport used to deliver messages destined for all         receivers of that subscription.";    }    leaf encoding {      when 'not(../transport) or derived-from(../transport,      "sn:configurable-encoding")';      type encoding;      description        "The type of encoding for notification messages.  For aVoit, et al.                 Standards Track                   [Page 50]

RFC 8639                Subscribed Notifications          September 2019         dynamic subscription, if not included as part of an         'establish-subscription' RPC, the encoding will be populated         with the encoding used by that RPC.  For a configured         subscription, if not explicitly configured, the encoding         will be the default encoding for an underlying transport.";    }    leaf purpose {      if-feature "configured";      type string;      description        "Open text allowing a configuring entity to embed the         originator or other specifics of this subscription.";    }  }  /*   * RPCs   */  rpc establish-subscription {    description      "This RPC allows a subscriber to create (and possibly       negotiate) a subscription on its own behalf.  If successful,       the subscription remains in effect for the duration of the       subscriber's association with the publisher or until the       subscription is terminated.  If an error occurs or the       publisher cannot meet the terms of a subscription, an RPC       error is returned, and the subscription is not created.       In that case, the RPC reply's 'error-info' MAY include       suggested parameter settings that would have a higher       likelihood of succeeding in a subsequent       'establish-subscription' request.";    input {      uses subscription-policy-dynamic;      leaf encoding {        type encoding;        description          "The type of encoding for the subscribed data.  If not           included as part of the RPC, the encoding MUST be set by           the publisher to be the encoding used by this RPC.";      }    }    output {      leaf id {        type subscription-id;        mandatory true;        description          "Identifier used for this subscription.";Voit, et al.                 Standards Track                   [Page 51]

RFC 8639                Subscribed Notifications          September 2019      }      leaf replay-start-time-revision {        if-feature "replay";        type yang:date-and-time;        description          "If a replay has been requested, this object represents           the earliest time covered by the event buffer for the           requested event stream.  The value of this object is the           'replay-log-aged-time' if it exists.  Otherwise, it is           the 'replay-log-creation-time'.  All buffered event           records after this time will be replayed to a receiver.           This object will only be sent if the starting time has           been revised to be later than the time requested by the           subscriber.";      }    }  }  rc:yang-data establish-subscription-stream-error-info {    container establish-subscription-stream-error-info {      description        "If any 'establish-subscription' RPC parameters are         unsupportable against the event stream, a subscription         is not created and the RPC error response MUST indicate the         reason why the subscription failed to be created.  This         yang-data MAY be inserted as structured data in a         subscription's RPC error response to indicate the reason for         the failure.  This yang-data MUST be inserted if hints are         to be provided back to the subscriber.";      leaf reason {        type identityref {          base establish-subscription-error;        }        description          "Indicates the reason why the subscription has failed to           be created to a targeted event stream.";      }      leaf filter-failure-hint {        type string;        description          "Information describing where and/or why a provided           filter was unsupportable for a subscription.  The           syntax and semantics of this hint are           implementation specific.";      }    }  }Voit, et al.                 Standards Track                   [Page 52]

RFC 8639                Subscribed Notifications          September 2019  rpc modify-subscription {    description      "This RPC allows a subscriber to modify a dynamic       subscription's parameters.  If successful, the changed       subscription parameters remain in effect for the duration of       the subscription, until the subscription is again modified, or       until the subscription is terminated.  In the case of an error       or an inability to meet the modified parameters, the       subscription is not modified and the original subscription       parameters remain in effect.  In that case, the RPC error MAY       include 'error-info' suggested parameter hints that would have       a high likelihood of succeeding in a subsequent       'modify-subscription' request.  A successful       'modify-subscription' will return a suspended subscription to       the 'active' state.";    input {      leaf id {        type subscription-id;        mandatory true;        description          "Identifier to use for this subscription.";      }      uses subscription-policy-modifiable;    }  }  rc:yang-data modify-subscription-stream-error-info {    container modify-subscription-stream-error-info {      description        "This yang-data MAY be provided as part of a subscription's         RPC error response when there is a failure of a         'modify-subscription' RPC that has been made against an         event stream.  This yang-data MUST be used if hints are to         be provided back to the subscriber.";      leaf reason {        type identityref {          base modify-subscription-error;        }        description          "Information in a 'modify-subscription' RPC error response           that indicates the reason why the subscription to an event           stream has failed to be modified.";      }      leaf filter-failure-hint {        type string;        description          "Information describing where and/or why a provided           filter was unsupportable for a subscription.  The syntaxVoit, et al.                 Standards Track                   [Page 53]

RFC 8639                Subscribed Notifications          September 2019           and semantics of this hint are           implementation specific.";      }    }  }  rpc delete-subscription {    description      "This RPC allows a subscriber to delete a subscription that       was previously created by that same subscriber using the       'establish-subscription' RPC.       If an error occurs, the server replies with an 'rpc-error'       where the 'error-info' field MAY contain a       'delete-subscription-error-info' structure.";    input {      leaf id {        type subscription-id;        mandatory true;        description          "Identifier of the subscription that is to be deleted.           Only subscriptions that were created using           'establish-subscription' from the same origin as this RPC           can be deleted via this RPC.";      }    }  }  rpc kill-subscription {    nacm:default-deny-all;    description      "This RPC allows an operator to delete a dynamic subscription       without restrictions on the originating subscriber or       underlying transport session.       If an error occurs, the server replies with an 'rpc-error'       where the 'error-info' field MAY contain a       'delete-subscription-error-info' structure.";    input {      leaf id {        type subscription-id;        mandatory true;        description          "Identifier of the subscription that is to be deleted.           Only subscriptions that were created using           'establish-subscription' can be deleted via this RPC.";      }    }Voit, et al.                 Standards Track                   [Page 54]

RFC 8639                Subscribed Notifications          September 2019  }  rc:yang-data delete-subscription-error-info {    container delete-subscription-error-info {      description        "If a 'delete-subscription' RPC or a 'kill-subscription' RPC         fails, the subscription is not deleted and the RPC error         response MUST indicate the reason for this failure.  This         yang-data MAY be inserted as structured data in a         subscription's RPC error response to indicate the reason         for the failure.";      leaf reason {        type identityref {          base delete-subscription-error;        }        mandatory true;        description          "Indicates the reason why the subscription has failed to be           deleted.";      }    }  }  /*   * NOTIFICATIONS   */  notification replay-completed {    sn:subscription-state-notification;    if-feature "replay";    description      "This notification is sent to indicate that all of the replay       notifications have been sent.";    leaf id {      type subscription-id;      mandatory true;      description        "This references the affected subscription.";    }  }  notification subscription-completed {    sn:subscription-state-notification;    if-feature "configured";    description      "This notification is sent to indicate that a subscription has       finished passing event records, as the 'stop-time' has been       reached.";Voit, et al.                 Standards Track                   [Page 55]

RFC 8639                Subscribed Notifications          September 2019    leaf id {      type subscription-id;      mandatory true;      description        "This references the gracefully completed subscription.";    }  }  notification subscription-modified {    sn:subscription-state-notification;    description      "This notification indicates that a subscription has been       modified.  Notification messages sent from this point on will       conform to the modified terms of the subscription.  For       completeness, this subscription state change notification       includes both modified and unmodified aspects of a       subscription.";    leaf id {      type subscription-id;      mandatory true;      description        "This references the affected subscription.";    }    uses subscription-policy {      refine "target/stream/stream-filter/within-subscription" {        description          "Filter applied to the subscription.  If the           'stream-filter-name' is populated, the filter in the           subscription came from the 'filters' container.           Otherwise, it is populated in-line as part of the           subscription.";      }    }  }  notification subscription-resumed {    sn:subscription-state-notification;    description      "This notification indicates that a subscription that had       previously been suspended has resumed.  Notifications will       once again be sent.  In addition, a 'subscription-resumed'       indicates that no modification of parameters has occurred       since the last time event records have been sent.";    leaf id {      type subscription-id;      mandatory true;      description        "This references the affected subscription.";Voit, et al.                 Standards Track                   [Page 56]

RFC 8639                Subscribed Notifications          September 2019    }  }  notification subscription-started {    sn:subscription-state-notification;    if-feature "configured";    description      "This notification indicates that a subscription has started       and notifications will now be sent.";    leaf id {      type subscription-id;      mandatory true;      description        "This references the affected subscription.";    }    uses subscription-policy {      refine "target/stream/replay-start-time" {        description          "Indicates the time that a replay is using for the           streaming of buffered event records.  This will be           populated with the most recent of the following:           the event time of the previous event record sent to a           receiver, the 'replay-log-creation-time', the           'replay-log-aged-time', or the most recent publisher           boot time.";      }      refine "target/stream/stream-filter/within-subscription" {        description          "Filter applied to the subscription.  If the           'stream-filter-name' is populated, the filter in the           subscription came from the 'filters' container.           Otherwise, it is populated in-line as part of the           subscription.";      }      augment "target/stream" {        description          "This augmentation adds additional parameters specific to a           'subscription-started' notification.";        leaf replay-previous-event-time {          when '../replay-start-time';          if-feature "replay";          type yang:date-and-time;          description            "If there is at least one event in the replay buffer             prior to 'replay-start-time', this gives the time of             the event generated immediately prior to the             'replay-start-time'.Voit, et al.                 Standards Track                   [Page 57]

RFC 8639                Subscribed Notifications          September 2019             If a receiver previously received event records for             this configured subscription, it can compare this time             to the last event record previously received.  If the             two are not the same (perhaps due to a reboot), then a             dynamic replay can be initiated to acquire any missing             event records.";        }      }    }  }  notification subscription-suspended {    sn:subscription-state-notification;    description      "This notification indicates that a suspension of the       subscription by the publisher has occurred.  No further       notifications will be sent until the subscription resumes.       This notification shall only be sent to receivers of a       subscription; it does not constitute a general-purpose       notification.";    leaf id {      type subscription-id;      mandatory true;      description        "This references the affected subscription.";    }    leaf reason {      type identityref {        base subscription-suspended-reason;      }      mandatory true;      description        "Identifies the condition that resulted in the suspension.";    }  }  notification subscription-terminated {    sn:subscription-state-notification;    description      "This notification indicates that a subscription has been       terminated.";    leaf id {      type subscription-id;      mandatory true;      description        "This references the affected subscription.";    }    leaf reason {Voit, et al.                 Standards Track                   [Page 58]

RFC 8639                Subscribed Notifications          September 2019      type identityref {        base subscription-terminated-reason;      }      mandatory true;      description        "Identifies the condition that resulted in the termination.";    }  }  /*   * DATA NODES   */  container streams {    config false;    description      "Contains information on the built-in event streams provided by       the publisher.";    list stream {      key "name";      description        "Identifies the built-in event streams that are supported by         the publisher.";      leaf name {        type string;        description          "A handle for a system-provided event stream made up of a           sequential set of event records, each of which is           characterized by its own domain and semantics.";      }      leaf description {        type string;        description          "A description of the event stream, including such           information as the type of event records that are           available in this event stream.";      }      leaf replay-support {        if-feature "replay";        type empty;        description          "Indicates that event record replay is available on this           event stream.";      }      leaf replay-log-creation-time {        when '../replay-support';        if-feature "replay";        type yang:date-and-time;Voit, et al.                 Standards Track                   [Page 59]

RFC 8639                Subscribed Notifications          September 2019        mandatory true;        description          "The timestamp of the creation of the log used to support           the replay function on this event stream.  This time           might be earlier than the earliest available information           contained in the log.  This object is updated if the log           resets for some reason.";      }      leaf replay-log-aged-time {        when '../replay-support';        if-feature "replay";        type yang:date-and-time;        description          "The timestamp associated with the last event record that           has been aged out of the log.  This timestamp identifies           how far back in history this replay log extends, if it           doesn't extend back to the 'replay-log-creation-time'.           This object MUST be present if replay is supported and any           event records have been aged out of the log.";      }    }  }  container filters {    description      "Contains a list of configurable filters that can be applied to       subscriptions.  This facilitates the reuse of complex filters       once defined.";    list stream-filter {      key "name";      description        "A list of preconfigured filters that can be applied to         subscriptions.";      leaf name {        type string;        description          "A name to differentiate between filters.";      }      uses stream-filter-elements;    }  }  container subscriptions {    description      "Contains the list of currently active subscriptions, i.e.,       subscriptions that are currently in effect, used for       subscription management and monitoring purposes.  This       includes subscriptions that have been set up via       RPC primitives as well as subscriptions that have been       established via configuration.";Voit, et al.                 Standards Track                   [Page 60]

RFC 8639                Subscribed Notifications          September 2019    list subscription {      key "id";      description        "The identity and specific parameters of a subscription.         Subscriptions in this list can be created using a control         channel or RPC or can be established through configuration.         If the 'kill-subscription' RPC or configuration operations         are used to delete a subscription, a         'subscription-terminated' message is sent to any active or         suspended receivers.";      leaf id {        type subscription-id;        description          "Identifier of a subscription; unique in a given           publisher.";      }      uses subscription-policy {        refine "target/stream/stream" {          description            "Indicates the event stream to be considered for this             subscription.  If an event stream has been removed             and can no longer be referenced by an active             subscription, send a 'subscription-terminated'             notification with 'stream-unavailable' as the reason.             If a configured subscription refers to a nonexistent             event stream, move that subscription to the             'invalid' state.";        }        refine "transport" {          description            "For a configured subscription, this leaf specifies the             transport used to deliver messages destined for all             receivers of that subscription.  This object is             mandatory for subscriptions in the configuration             datastore.  This object (1) is not mandatory for dynamic             subscriptions in the operational state datastore and             (2) should not be present for other types of dynamic             subscriptions.";        }        augment "target/stream" {          description            "Enables objects to be added to a configured stream             subscription.";          leaf configured-replay {            if-feature "configured";            if-feature "replay";            type empty;Voit, et al.                 Standards Track                   [Page 61]

RFC 8639                Subscribed Notifications          September 2019            description              "The presence of this leaf indicates that replay for               the configured subscription should start at the               earliest time in the event log or at the publisher               boot time, whichever is later.";          }        }      }      choice notification-message-origin {        if-feature "configured";        description          "Identifies the egress interface on the publisher           from which notification messages are to be sent.";        case interface-originated {          description            "When notification messages are to egress a specific,             designated interface on the publisher.";          leaf source-interface {            if-feature "interface-designation";            type if:interface-ref;            description              "References the interface for notification messages.";          }        }        case address-originated {          description            "When notification messages are to depart from a             publisher using a specific originating address and/or             routing context information.";          leaf source-vrf {            if-feature "supports-vrf";            type leafref {              path "/ni:network-instances/ni:network-instance/ni:name";            }            description              "VRF from which notification messages should egress a               publisher.";          }          leaf source-address {            type inet:ip-address-no-zone;            description              "The source address for the notification messages.               If a source VRF exists but this object doesn't, a               publisher's default address for that VRF must               be used.";          }        }      }Voit, et al.                 Standards Track                   [Page 62]

RFC 8639                Subscribed Notifications          September 2019      leaf configured-subscription-state {        if-feature "configured";        type enumeration {          enum valid {            value 1;            description              "The subscription is supportable with its current               parameters.";          }          enum invalid {            value 2;            description              "The subscription as a whole is unsupportable with its               current parameters.";          }          enum concluded {            value 3;            description              "A subscription is inactive, as it has hit a               stop time.  It no longer has receivers in the               'active' or 'suspended' state, but the subscription               has not yet been removed from configuration.";          }        }        config false;        description          "The presence of this leaf indicates that the subscription           originated from configuration, not through a control           channel or RPC.  The value indicates the state of the           subscription as established by the publisher.";      }      container receivers {        description          "Set of receivers in a subscription.";        list receiver {          key "name";          min-elements 1;          description            "A host intended as a recipient for the notification             messages of a subscription.  For configured             subscriptions, transport-specific network parameters             (or a leafref to those parameters) may be augmented to a             specific receiver in this list.";          leaf name {            type string;            description              "Identifies a unique receiver for a subscription.";          }Voit, et al.                 Standards Track                   [Page 63]

RFC 8639                Subscribed Notifications          September 2019          leaf sent-event-records {            type yang:zero-based-counter64;            config false;            description              "The number of event records sent to the receiver.  The               count is initialized when a dynamic subscription is               established or when a configured receiver               transitions to the 'valid' state.";          }          leaf excluded-event-records {            type yang:zero-based-counter64;            config false;            description              "The number of event records explicitly removed via               either an event stream filter or an access control               filter so that they are not passed to a receiver.               This count is set to zero each time               'sent-event-records' is initialized.";          }          leaf state {            type enumeration {              enum active {                value 1;                description                  "The receiver is currently being sent any                   applicable notification messages for the                   subscription.";              }              enum suspended {                value 2;                description                  "The receiver state is 'suspended', so the                   publisher is currently unable to provide                   notification messages for the subscription.";              }              enum connecting {                value 3;                if-feature "configured";                description                  "A subscription has been configured, but a                   'subscription-started' subscription state change                   notification needs to be successfully received                   before notification messages are sent.                   If the 'reset' action is invoked for a receiver of                   an active configured subscription, the state                   must be moved to 'connecting'.";              }Voit, et al.                 Standards Track                   [Page 64]

RFC 8639                Subscribed Notifications          September 2019              enum disconnected {                value 4;                if-feature "configured";                description                  "A subscription has failed to send a                   'subscription-started' state change to the                   receiver.  Additional connection attempts are not                   currently being made.";              }            }            config false;            mandatory true;            description              "Specifies the state of a subscription from the               perspective of a particular receiver.  With this               information, it is possible to determine whether a               publisher is currently generating notification               messages intended for that receiver.";          }          action reset {            if-feature "configured";            description              "Allows the reset of this configured subscription's               receiver to the 'connecting' state.  This enables the               connection process to be reinitiated.";            output {              leaf time {                type yang:date-and-time;                mandatory true;                description                  "Time at which a publisher returned the receiver to                   the 'connecting' state.";              }            }          }        }      }    }  }}<CODE ENDS>Voit, et al.                 Standards Track                   [Page 65]

RFC 8639                Subscribed Notifications          September 20195.  IANA Considerations   IANA has registered one URI in the "ns" subregistry of the "IETF XML   Registry" [RFC3688] maintained at <https://www.iana.org/assignments/xml-registry>.  The following registration has been made per the   format in [RFC3688]:   URI: urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications   Registrant Contact: The NETCONF WG of the IETF.   XML: N/A; the requested URI is an XML namespace.   IANA has registered one YANG module in the "YANG Module Names"   registry [RFC6020] maintained at <https://www.iana.org/assignments/yang-parameters>.  The following registration has been made per the   format in [RFC6020]:   Name: ietf-subscribed-notifications   Namespace: urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications   Prefix: sn   Reference:RFC 86396.  Implementation Considerations   To support deployments that include both configured and dynamic   subscriptions, it is recommended that the subscription "id" domain be   split into static and dynamic halves.  This will eliminate the   possibility of collisions if the configured subscriptions attempt to   set a "subscription-id" that might have already been dynamically   allocated.  A best practice is to use the lower half of the "id"   object's integer space when that "id" is assigned by an external   entity (such as with a configured subscription).  This leaves the   upper half of the subscription integer space available to be   dynamically assigned by the publisher.   If a subscription is unable to marshal a series of filtered event   records into transmittable notification messages, the receiver should   be suspended with the reason "unsupportable-volume".   For configured subscriptions, operations are performed against the   set of receivers using the subscription "id" as a handle for that   set.  But for streaming updates, subscription state change   notifications are local to a receiver.  In the case of this   specification, receivers do not get any information from the   publisher about the existence of other receivers.  But if a network   operator wants to let the receivers correlate results, it is useful   to use the subscription "id" across the receivers to allow thatVoit, et al.                 Standards Track                   [Page 66]

RFC 8639                Subscribed Notifications          September 2019   correlation.  Note that due to the possibility of different access   control permissions per receiver, each receiver may actually get a   different set of event records.   For configured replay subscriptions, the receiver is protected from   duplicated events being pushed after a publisher is rebooted.   However, it is possible that a receiver might want to acquire event   records that failed to be delivered just prior to the reboot.   Delivering these event records can be accomplished by leveraging the   <eventTime> [RFC5277] from the last event record received prior to   the receipt of a "subscription-started" subscription state change   notification.  With this <eventTime> and the "replay-start-time" from   the "subscription-started" notification, an independent dynamic   subscription can be established that retrieves any event records that   may have been generated but not sent to the receiver.7.  Transport Requirements   This section provides requirements for any subscribed notification   transport supporting the solution presented in this document.   The transport selected by the subscriber to reach the publisher MUST   be able to support multiple "establish-subscription" requests made in   the same transport session.   For both configured and dynamic subscriptions, the publisher MUST   authenticate a receiver via some transport-level mechanism before   sending any event records that the receiver is authorized to see.  In   addition, the receiver MUST authenticate the publisher at the   transport level.  The result is mutual authentication between   the two.   A secure transport is highly recommended.  Beyond this, the publisher   MUST ensure that the receiver has sufficient authorization to perform   the function it is requesting against the specific subset of content   involved.   A specification for a transport built upon this document may or may   not choose to require the use of the same logical channel for the   RPCs and the event records.  However, the event records and the   subscription state change notifications MUST be sent on the same   transport session to ensure properly ordered delivery.   A specification for a transport MUST identify any encodings that are   supported.  If a configured subscription's transport allows different   encodings, the specification MUST identify the default encoding.Voit, et al.                 Standards Track                   [Page 67]

RFC 8639                Subscribed Notifications          September 2019   A subscriber that includes a "dscp" leaf in an "establish-   subscription" request will need to understand and consider what the   corresponding DSCP value represents in the domain of the publisher.   Additional transport requirements will be dictated by the choice of   transport used with a subscription.  For an example of such   requirements, see [RFC8640].8.  Security Considerations   The YANG module specified in this document defines a schema for data   that is designed to be accessed via network management protocols such   as NETCONF [RFC6241] or RESTCONF [RFC8040].  The lowest NETCONF layer   is the secure transport layer, and the mandatory-to-implement secure   transport is Secure Shell (SSH) [RFC6242].  The lowest RESTCONF layer   is HTTPS, and the mandatory-to-implement secure transport is TLS   [RFC5246].   The Network Configuration Access Control Model (NACM) [RFC8341]   provides the means to restrict access for particular NETCONF or   RESTCONF users to a preconfigured subset of all available NETCONF or   RESTCONF protocol operations and content.   With configured subscriptions, one or more publishers could be used   to overwhelm a receiver.  To counter this, notification messages   SHOULD NOT be sent to any receiver that does not support this   specification.  Receivers that do not want notification messages need   only terminate or refuse any transport sessions from the publisher.   When a receiver of a configured subscription gets a new   "subscription-started" message for a known subscription where it is   already consuming events, it may indicate that an attacker has done   something that has momentarily disrupted receiver connectivity.  To   acquire events lost during this interval, the receiver SHOULD   retrieve any event records generated since the last event record was   received.  This can be accomplished by establishing a separate   dynamic replay subscription with the same filtering criteria with the   publisher, assuming that the publisher supports the "replay" feature.   For dynamic subscriptions, implementations need to protect against   malicious or buggy subscribers that may send a large number of   "establish-subscription" requests and thereby use up system   resources.  To cover this possibility, operators SHOULD monitor for   such cases and, if discovered, take remedial action to limit the   resources used, such as suspending or terminating a subset of the   subscriptions or, if the underlying transport is session based,   terminating the underlying transport session.Voit, et al.                 Standards Track                   [Page 68]

RFC 8639                Subscribed Notifications          September 2019   The replay mechanisms described in Sections2.4.2.1 and2.5.6 provide   access to historical event records.  By design, the access control   model that protects these records could enable subscribers to view   data to which they were not authorized at the time of collection.   Using DNS names for configured subscription's receiver "name" lookups   can cause situations where the name resolves differently than   expected on the publisher, so the recipient would be different than   expected.   An attacker that can cause the publisher to use an incorrect time can   induce message replay by setting the time in the past and can   introduce a risk of message loss by setting the time in the future.   There are a number of data nodes defined in this YANG module that are   writable/creatable/deletable (i.e., config true, which is the   default).  These data nodes may be considered sensitive or vulnerable   in some network environments.  Write operations (e.g., edit-config)   to these data nodes without proper protection can have a negative   effect on network operations.  These are the subtrees and data nodes   and their sensitivity/vulnerability:   Container: "/filters"   o  "stream-subtree-filter": Updating a filter could increase the      computational complexity of all referencing subscriptions.   o  "stream-xpath-filter": Updating a filter could increase the      computational complexity of all referencing subscriptions.   Container: "/subscriptions"   The following considerations are only relevant for configuration   operations made upon configured subscriptions:   o  "configured-replay": Can be used to send a large number of event      records to a receiver.   o  "dependency": Can be used to force important traffic to be queued      behind updates that are not as important.   o  "dscp": If unvalidated, can result in the sending of traffic with      a higher-priority marking than warranted.   o  "id": Can overwrite an existing subscription, perhaps one      configured by another entity.Voit, et al.                 Standards Track                   [Page 69]

RFC 8639                Subscribed Notifications          September 2019   o  "name": Adding a new key entry can be used to attempt to send      traffic to an unwilling receiver.   o  "replay-start-time": Can be used to push very large logs, wasting      resources.   o  "source-address": The configured address might not be able to      reach a desired receiver.   o  "source-interface": The configured interface might not be able to      reach a desired receiver.   o  "source-vrf": Can place a subscription in a virtual network where      receivers are not entitled to view the subscribed content.   o  "stop-time": Could be used to terminate content at an inopportune      time.   o  "stream": Could set a subscription to an event stream that does      not contain content permitted for the targeted receivers.   o  "stream-filter-name": Could be set to a filter that is not      relevant to the event stream.   o  "stream-subtree-filter": A complex filter can increase the      computational resources for this subscription.   o  "stream-xpath-filter": A complex filter can increase the      computational resources for this subscription.   o  "weighting": Allocating a large weight can overwhelm the dequeuing      of other subscriptions.   Some of the readable data nodes in this YANG module may be considered   sensitive or vulnerable in some network environments.  It is thus   important to control read access (e.g., via get, get-config, or   notification) to these data nodes.  These are the subtrees and data   nodes and their sensitivity/vulnerability:   Container: "/streams"   o  "name": If access control is not properly configured, can expose      system internals to those who should not have access to this      information.   o  "replay-support": If access control is not properly configured,      can expose logs to those who should not have access.Voit, et al.                 Standards Track                   [Page 70]

RFC 8639                Subscribed Notifications          September 2019   Container: "/subscriptions"   o  "excluded-event-records": This leaf can provide information about      filtered event records.  A network operator should have the proper      permissions to know about such filtering.  However, exposing the      count of excluded events to a receiver could leak information      about the presence of access control filters that might be in      place for that receiver.   o  "subscription": Different operational teams might have a desire to      set varying subsets of subscriptions.  Access control should be      designed to permit read access to just the allowed set.   Some of the RPC operations in this YANG module may be considered   sensitive or vulnerable in some network environments.  It is thus   important to control access to these operations.  These are the   operations and their sensitivity/vulnerability:   RPC: all   o  If a malicious or buggy subscriber sends an unexpectedly large      number of RPCs, the result might be an excessive use of system      resources on the publisher just to determine that these      subscriptions should be declined.  In such a situation,      subscription interactions MAY be terminated by terminating the      transport session.   RPC: "delete-subscription"   o  No special considerations.   RPC: "establish-subscription"   o  Subscriptions could overload a publisher's resources.  For this      reason, publishers MUST ensure that they have sufficient resources      to fulfill this request; otherwise, they MUST reject the request.   RPC: "kill-subscription"   o  The "kill-subscription" RPC MUST be secured so that only      connections with administrative rights are able to invoke      this RPC.   RPC: "modify-subscription"   o  Subscriptions could overload a publisher's resources.  For this      reason, publishers MUST ensure that they have sufficient resources      to fulfill this request; otherwise, they MUST reject the request.Voit, et al.                 Standards Track                   [Page 71]

RFC 8639                Subscribed Notifications          September 20199.  References9.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <https://www.rfc-editor.org/info/rfc2119>.   [RFC2474]  Nichols, K., Blake, S., Baker, F., and D. Black,              "Definition of the Differentiated Services Field (DS              Field) in the IPv4 and IPv6 Headers",RFC 2474,              DOI 10.17487/RFC2474, December 1998,              <https://www.rfc-editor.org/info/rfc2474>.   [RFC3688]  Mealling, M., "The IETF XML Registry",BCP 81,RFC 3688,              DOI 10.17487/RFC3688, January 2004,              <https://www.rfc-editor.org/info/rfc3688>.   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security              (TLS) Protocol Version 1.2",RFC 5246,              DOI 10.17487/RFC5246, August 2008,              <https://www.rfc-editor.org/info/rfc5246>.   [RFC5277]  Chisholm, S. and H. Trevino, "NETCONF Event              Notifications",RFC 5277, DOI 10.17487/RFC5277, July 2008,              <https://www.rfc-editor.org/info/rfc5277>.   [RFC6020]  Bjorklund, M., Ed., "YANG - A Data Modeling Language for              the Network Configuration Protocol (NETCONF)",RFC 6020,              DOI 10.17487/RFC6020, October 2010,              <https://www.rfc-editor.org/info/rfc6020>.   [RFC6241]  Enns, R., Ed., Bjorklund, M., Ed., Schoenwaelder, J., Ed.,              and A. Bierman, Ed., "Network Configuration Protocol              (NETCONF)",RFC 6241, DOI 10.17487/RFC6241, June 2011,              <https://www.rfc-editor.org/info/rfc6241>.   [RFC6242]  Wasserman, M., "Using the NETCONF Protocol over Secure              Shell (SSH)",RFC 6242, DOI 10.17487/RFC6242, June 2011,              <https://www.rfc-editor.org/info/rfc6242>.   [RFC6991]  Schoenwaelder, J., Ed., "Common YANG Data Types",RFC 6991, DOI 10.17487/RFC6991, July 2013,              <https://www.rfc-editor.org/info/rfc6991>.Voit, et al.                 Standards Track                   [Page 72]

RFC 8639                Subscribed Notifications          September 2019   [RFC7950]  Bjorklund, M., Ed., "The YANG 1.1 Data Modeling Language",RFC 7950, DOI 10.17487/RFC7950, August 2016,              <https://www.rfc-editor.org/info/rfc7950>.   [RFC7951]  Lhotka, L., "JSON Encoding of Data Modeled with YANG",RFC 7951, DOI 10.17487/RFC7951, August 2016,              <https://www.rfc-editor.org/info/rfc7951>.   [RFC8040]  Bierman, A., Bjorklund, M., and K. Watsen, "RESTCONF              Protocol",RFC 8040, DOI 10.17487/RFC8040, January 2017,              <https://www.rfc-editor.org/info/rfc8040>.   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase inRFC 2119 Key Words",BCP 14,RFC 8174,              DOI 10.17487/RFC8174, May 2017,              <https://www.rfc-editor.org/info/rfc8174>.   [RFC8341]  Bierman, A. and M. Bjorklund, "Network Configuration              Access Control Model", STD 91,RFC 8341,              DOI 10.17487/RFC8341, March 2018,              <https://www.rfc-editor.org/info/rfc8341>.   [RFC8342]  Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K.,              and R. Wilton, "Network Management Datastore Architecture              (NMDA)",RFC 8342, DOI 10.17487/RFC8342, March 2018,              <https://www.rfc-editor.org/info/rfc8342>.   [RFC8343]  Bjorklund, M., "A YANG Data Model for Interface              Management",RFC 8343, DOI 10.17487/RFC8343, March 2018,              <https://www.rfc-editor.org/info/rfc8343>.   [RFC8529]  Berger, L., Hopps, C., Lindem, A., Bogdanovic, D., and X.              Liu, "YANG Data Model for Network Instances",RFC 8529,              DOI 10.17487/RFC8529, March 2019,              <https://www.rfc-editor.org/info/rfc8529>.   [W3C.REC-xml-20081126]              Bray, T., Paoli, J., Sperberg-McQueen, M., Maler, E., and              F. Yergeau, "Extensible Markup Language (XML) 1.0 (Fifth              Edition)", World Wide Web Consortium Recommendation              REC-xml-20081126, November 2008,              <https://www.w3.org/TR/2008/REC-xml-20081126>.   [XPATH]    Clark, J. and S. DeRose, "XML Path Language (XPath)              Version 1.0", November 1999,              <https://www.w3.org/TR/1999/REC-xpath-19991116>.Voit, et al.                 Standards Track                   [Page 73]

RFC 8639                Subscribed Notifications          September 20199.2.  Informative References   [RESTCONF-Notif]              Voit, E., Rahman, R., Nilsen-Nygaard, E., Clemm, A.,              and A. Bierman, "Dynamic subscription to YANG Events              and Datastores over RESTCONF", Work in Progress,draft-ietf-netconf-restconf-notif-15, June 2019.   [RFC7049]  Bormann, C. and P. Hoffman, "Concise Binary Object              Representation (CBOR)",RFC 7049, DOI 10.17487/RFC7049,              October 2013, <https://www.rfc-editor.org/info/rfc7049>.   [RFC7540]  Belshe, M., Peon, R., and M. Thomson, Ed., "Hypertext              Transfer Protocol Version 2 (HTTP/2)",RFC 7540,              DOI 10.17487/RFC7540, May 2015,              <https://www.rfc-editor.org/info/rfc7540>.   [RFC7923]  Voit, E., Clemm, A., and A. Gonzalez Prieto, "Requirements              for Subscription to YANG Datastores",RFC 7923,              DOI 10.17487/RFC7923, June 2016,              <https://www.rfc-editor.org/info/rfc7923>.   [RFC8071]  Watsen, K., "NETCONF Call Home and RESTCONF Call Home",RFC 8071, DOI 10.17487/RFC8071, February 2017,              <https://www.rfc-editor.org/info/rfc8071>.   [RFC8259]  Bray, T., Ed., "The JavaScript Object Notation (JSON) Data              Interchange Format", STD 90,RFC 8259,              DOI 10.17487/RFC8259, December 2017,              <https://www.rfc-editor.org/info/rfc8259>.   [RFC8340]  Bjorklund, M. and L. Berger, Ed., "YANG Tree Diagrams",BCP 215,RFC 8340, DOI 10.17487/RFC8340, March 2018,              <https://www.rfc-editor.org/info/rfc8340>.   [RFC8640]  Voit, E., Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard,              E., and A. Tripathy, "Dynamic Subscription to YANG Events              and Datastores over NETCONF",RFC 8640,              DOI 10.17487/RFC8640, September 2019,              <https://www.rfc-editor.org/info/rfc8640>.   [RFC8641]  Clemm, A. and E. Voit, "Subscription to YANG Notifications              for Datastore Updates",RFC 8641, DOI 10.17487/RFC8641,              September 2019, <https://www.rfc-editor.org/info/rfc8641>.Voit, et al.                 Standards Track                   [Page 74]

RFC 8639                Subscribed Notifications          September 2019Appendix A.  Example Configured Transport Augmentation   This appendix provides a non-normative example of how the YANG module   defined inSection 4 may be enhanced to incorporate the configuration   parameters needed to support the transport connectivity process.   This example is not intended to be a complete transport model.  In   this example, connectivity via an imaginary transport type of "foo"   is explored.  For more on the overall objectives behind configuring   transport connectivity for a configured subscription, seeSection 2.5.7.   The YANG module example defined in this appendix contains two main   elements.  First is a transport identity "foo".  This transport   identity allows a configuration agent to define "foo" as the selected   type of transport for a subscription.  Second is a YANG case   augmentation "foo", which is made to the   "/subscriptions/subscription/receivers/receiver" node ofSection 4.   In this augmentation are the transport configuration parameters   "address" and "port", which are necessary to make the connection to   the receiver.   module example-foo-subscribed-notifications {     yang-version 1.1;     namespace       "urn:example:foo-subscribed-notifications";     prefix fsn;     import ietf-subscribed-notifications {       prefix sn;     }     import ietf-inet-types {       prefix inet;     }     description       "Defines 'foo' as a supported type of configured transport for        subscribed event notifications.";     identity foo {       base sn:transport;       description         "Transport type 'foo' is available for use as a configured          subscription's transport protocol for subscribed          notifications.";     }Voit, et al.                 Standards Track                   [Page 75]

RFC 8639                Subscribed Notifications          September 2019     augment       "/sn:subscriptions/sn:subscription/sn:receivers/sn:receiver" {       when 'derived-from(../../../transport, "fsn:foo")';       description         "This augmentation makes transport parameters specific to 'foo'          available for a receiver.";       leaf address {         type inet:host;         mandatory true;         description           "Specifies the address to use for messages destined for a            receiver.";       }       leaf port {         type inet:port-number;         mandatory true;         description           "Specifies the port number to use for messages destined for a            receiver.";       }     }   }                 Figure 21: Example Transport Augmentation                     for the Fictitious Protocol "foo"   This example YANG module for transport "foo" will not be seen in a   real-world deployment.  For a real-world deployment supporting an   actual transport technology, a similar YANG module must be defined.Voit, et al.                 Standards Track                   [Page 76]

RFC 8639                Subscribed Notifications          September 2019Acknowledgments   For their valuable comments, discussions, and feedback, we wish to   acknowledge Andy Bierman, Tim Jenkins, Martin Bjorklund, Kent Watsen,   Balazs Lengyel, Robert Wilton, Sharon Chisholm, Hector Trevino, Susan   Hares, Michael Scharf, and Guangying Zheng.Authors' Addresses   Eric Voit   Cisco Systems   Email: evoit@cisco.com   Alexander Clemm   Futurewei   Email: ludwig@clemm.org   Alberto Gonzalez Prieto   Microsoft   Email: alberto.gonzalez@microsoft.com   Einar Nilsen-Nygaard   Cisco Systems   Email: einarnn@cisco.com   Ambika Prasad Tripathy   Cisco Systems   Email: ambtripa@cisco.comVoit, et al.                 Standards Track                   [Page 77]

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