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INFORMATIONAL
Internet Engineering Task Force (IETF)                 J. Palet MartinezRequest for Comments: 8585                              The IPv6 CompanyCategory: Informational                                     H. M.-H. LiuISSN: 2070-1721                                     D-Link Systems, Inc.                                                            M. Kawashima                                                     NEC Platforms, Ltd.                                                                May 2019Requirements for IPv6 Customer Edge Routersto Support IPv4-as-a-ServiceAbstract   This document specifies the IPv4 service continuity requirements for   IPv6 Customer Edge (CE) routers that are provided either by the   service provider or by vendors who sell through the retail market.   Specifically, this document extends the basic requirements for IPv6   CE routers as described inRFC 7084 to allow the provisioning of IPv6   transition services for the support of IPv4-as-a-Service (IPv4aaS) by   means of new transition mechanisms.  The document only covers   IPv4aaS, i.e., transition technologies for delivering IPv4 in   IPv6-only access networks.  IPv4aaS is necessary because there aren't   sufficient IPv4 addresses available for every possible customer/   device.  However, devices or applications in the customer Local Area   Networks (LANs) may be IPv4-only or IPv6-only and still need to   communicate with IPv4-only services on the Internet.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are candidates for any level of Internet   Standard; seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8585.Palet Martinez, et al.        Informational                     [Page 1]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019Copyright Notice   Copyright (c) 2019 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .31.1.  Requirements Language . . . . . . . . . . . . . . . . . .42.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .53.  Requirements  . . . . . . . . . . . . . . . . . . . . . . . .53.1.  LAN-Side Configuration  . . . . . . . . . . . . . . . . .5     3.2.  Transition Technologies Support for IPv4 Service           Continuity (IPv4-as-a-Service)  . . . . . . . . . . . . .53.2.1.  464XLAT . . . . . . . . . . . . . . . . . . . . . . .73.2.2.  Dual-Stack Lite (DS-Lite) . . . . . . . . . . . . . .83.2.3.  Lightweight 4over6 (lw4o6)  . . . . . . . . . . . . .93.2.4.  MAP-E . . . . . . . . . . . . . . . . . . . . . . . .103.2.5.  MAP-T . . . . . . . . . . . . . . . . . . . . . . . .104.  IPv4 Multicast Support  . . . . . . . . . . . . . . . . . . .115.  UPnP Support  . . . . . . . . . . . . . . . . . . . . . . . .116.  Comparison toRFC 7084  . . . . . . . . . . . . . . . . . . .127.  Code Considerations . . . . . . . . . . . . . . . . . . . . .128.  Security Considerations . . . . . . . . . . . . . . . . . . .139.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .1310. References  . . . . . . . . . . . . . . . . . . . . . . . . .1310.1.  Normative References . . . . . . . . . . . . . . . . . .1310.2.  Informative References . . . . . . . . . . . . . . . . .16Appendix A.  Usage Scenarios  . . . . . . . . . . . . . . . . . .17Appendix B.  End-User Network Architecture  . . . . . . . . . . .18   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .21   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .21Palet Martinez, et al.        Informational                     [Page 2]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 20191.  Introduction   This document defines IPv4 service continuity features over an   IPv6-only network for residential or small office routers (referred   to as "IPv6 Transition CE Routers") in order to establish an industry   baseline for transition features to be implemented on such routers.   These routers rely upon requirements for IPv6 CE routers defined in   [RFC7084].  The scope of this document is to ensure IPv4 service   continuity support for devices in the LAN side.  This ensures that   remote IPv4-only services continue to be accessible, for both   IPv4-only and IPv6-only applications and devices, located in the LAN   side behind an IPv6 Transition CE Router connected to an IPv6-only   access network.  These ISP access networks are typically referred to   as Wide Area Networks (WANs), even if they may be metropolitan or   regional in some cases.  Figure 1 presents a simplified view of this   architecture.            +------------+   +------------+   \            | IPv4-only  |   | IPv4/IPv6  |    \            |   Remote   |   |   Remote   |     |            |    Host    |   |    Host    |     | Internet            +--------+---+   +---+--------+     |                     |           |             /                     |           |            /                   +-+-----------+-+               \                   |   Service     |                \                   |   Provider    |                 \                   |    Router     |                  | Service                   +-------+-------+                  | Provider                           | IPv6-only                | Network                           | Customer                /                           | Internet Connection    /                           |                       /                    +------+--------+                    \                    |     IPv6      |                     \                    | Transition CE |                      \                    |    Router     |                       |                    +---+-------+---+                       |          LAN A       |       |       LAN B                 | End-User    -+----------------+-     -+-----+-------------+-        | Network(s)     |                              |             |         | +---+------+                  +----+-----+ +-----+----+    | | IPv6-only|                  | IPv4-only| |IPv4/IPv6 |   / |   Host   |                  |   Host   | |   Host   |  / +----------+                  +----------+ +----------+ /           Figure 1: Simplified Typical IPv6-Only Access NetworkPalet Martinez, et al.        Informational                     [Page 3]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   This document covers a set of IP transition techniques required when   ISPs have, or want to have, an IPv6-only access network.  This is a   common situation when sufficient IPv4 addresses are no longer   available for every possible customer and device, which causes IPv4   addresses to become prohibitively expensive.  This, in turn, may   result in service providers provisioning IPv6-only WAN access.  At   the same time, they need to ensure that both IPv4-only and IPv6-only   devices and applications in the customer networks can still reach   IPv4-only devices and applications on the Internet.   This document specifies the IPv4 service continuity mechanisms to be   supported by an IPv6 Transition CE Router and relevant provisioning   or configuration information differences from [RFC7084].   This document is not a recommendation for service providers to use   any specific transition mechanism.   Automatic provisioning of more complex topology than a single router   with multiple LAN interfaces may be handled by means of the Home   Networking Control Protocol (HNCP) [RFC7788], which is out of the   scope of this document.   Since it is impossible to know prior to sale which transition   mechanism a device will need over its lifetime, an IPv6 Transition CE   Router intended for the retail market MUST support all the IPv4aaS   transition mechanisms listed in this document.  Service providers   that specify feature sets for the IPv6 Transition CE Router may   define a different set of features from those included in this   document, for example, features that support only some of the   transition mechanisms enumerated in this document.   Appendices A and B contain a complete description of the usage   scenarios and end-user network architecture, respectively.  These   appendices, along with [RFC7084], will facilitate a clearer   understanding of this document.1.1.  Requirements Language   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described inBCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all   capitals, as shown here.Palet Martinez, et al.        Informational                     [Page 4]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 20192.  Terminology   This document uses the same terms as in [RFC7084], with minor   clarifications.   "IPv4aaS" stands for "IPv4-as-a-Service", meaning transition   technologies for delivering IPv4 in IPv6-only connectivity.   The term "IPv6 transition Customer Edge Router with IPv4aaS"   (shortened as "IPv6 Transition CE Router") is defined as an IPv6   Customer Edge Router that provides features for the delivery of IPv4   services over an IPv6-only WAN network, including IPv6-IPv4   communications.   The term "WAN Interface" as used in this document is defined as an   IPv6 Transition CE Router attachment to an IPv6-only link used to   provide connectivity to a service provider network, including link   Internet-layer (or higher layers) tunnels, such as IPv4-in-IPv6   tunnels.3.  Requirements   The IPv6 Transition CE Router MUST comply with [RFC7084] ("Basic   Requirements for IPv6 Customer Edge Routers").  This document adds   new requirements, as described in the following subsections.3.1.  LAN-Side Configuration   A new LAN requirement is added, which is, in fact, common in regular   IPv6 Transition CE Routers, and is required by most of the transition   mechanisms:   L-1:  The IPv6 Transition CE Router MUST implement a DNS proxy as         described in [RFC5625] ("DNS Proxy Implementation Guidelines").3.2.  Transition Technologies Support for IPv4 Service Continuity (IPv4-      as-a-Service)   The main target of this document is the support of IPv6-only WAN   access.  To enable legacy IPv4 functionality, this document also   includes the support of IPv4-only devices and applications in the   customer LANs, as well as IPv4-only services on the Internet.  Thus,   both IPv4-only and IPv6-only devices in the customer-side LANs of the   IPv6 Transition CE Router are able to reach the IPv4-only services.Palet Martinez, et al.        Informational                     [Page 5]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   Note that this document only configures IPv4aaS in the IPv6   Transition CE Router itself; it does not forward such information to   devices attached to the LANs.  Thus, the WAN configuration and   availability of native IPv4 or IPv4aaS are transparent for the   devices attached to the LANs.   This document takes no position on simultaneous operation of one or   several transition mechanisms and/or native IPv4.   In order to seamlessly provide IPv4 service continuity in the   customer LANs and allow automated IPv6 transition mechanism   provisioning, the following general transition requirements are   defined.   General transition requirements:   TRANS-1:  The IPv6 Transition CE Router MUST support the DHCPv6 S46             priority options described in [RFC8026] ("Unified IPv4-in-             IPv6 Softwire Customer Premises Equipment (CPE): A             DHCPv6-Based Prioritization Mechanism").   TRANS-2:  The IPv6 Transition CE Router MUST have a GUI and either a             CLI or API (or both) to manually enable/disable each of the             supported transition mechanisms.   TRANS-3:  If an IPv6 Transition CE Router supports more than one LAN             subnet, the IPv6 Transition CE Router MUST allow             appropriate subnetting and configuration of the address             space among several interfaces.  In some transition             mechanisms, this may require differentiating mappings/             translations on a per-interface basis.   In order to allow the service provider to disable all the transition   mechanisms and/or choose the most convenient one, the IPv6 Transition   CE Router MUST follow the following configuration steps:   CONFIG-1:  Request the relevant configuration options for each              supported transition mechanisms, which MUST remain              disabled at this step.   CONFIG-2:  Following the steps inSection 1.4 of [RFC8026], MUST              check for a valid match in OPTION_S46_PRIORITY, which              allows enabling/disabling a transition mechanism.   CONFIG-3:  Keep disabled all the transition mechanisms if no match is              found between the priority list and the candidate list,              unless a NAT64 [RFC6146] prefix has been configured, in              which case, 464XLAT [RFC6877] MUST be enabled.Palet Martinez, et al.        Informational                     [Page 6]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   Because 464XLAT has no DHCPv6 configuration options, it can't   currently be included in the OPTION_S46_PRIORITY.  In the future, an   update of [RFC8026] or a NAT64 DHCPv6 configuration option may enable   it.  Meanwhile, if an operator provides 464XLAT, it needs to ensure   that OPTION_S46_PRIORITY is not sent for any other transition   mechanism to the relevant customers.   The following subsections describe the requirements for supporting   each one of the transition mechanisms.  An IPv6 Transition CE Router   intended for the retail market MUST support all of them.3.2.1.  464XLAT   464XLAT [RFC6877] is a technique to provide IPv4 service over an   IPv6-only access network without encapsulation.  This architecture   assumes a Stateful NAT64 [RFC6146] function deployed at the service   provider or a third-party network.   The IPv6 Transition CE Router MUST support customer-side translator   (CLAT) functionality [RFC6877] if intended for the retail market.  If   464XLAT is supported, it MUST be implemented according to [RFC6877].   The following IPv6 Transition CE Router requirements also apply.   464XLAT requirements:   464XLAT-1:  Unless a dedicated /64 prefix has been acquired, either               by using DHCPv6-PD (Dynamic Host Configuration Protocol               for IPv6 Prefix Delegation) or by alternative means, the               IPv6 Transition CE Router MUST perform IPv4 Network               Address Translation (NAT) on IPv4 traffic translated               using the CLAT.   464XLAT-2:  The IPv6 Transition CE Router SHOULD support IGD-PCP IWF               [RFC6970] ("Universal Plug and Play (UPnP) Internet               Gateway Device - Port Control Protocol Interworking               Function (IGD-PCP IWF)").   464XLAT-3:  If the Port Control Protocol (PCP) [RFC6887] is               implemented, the IPv6 Transition CE Router MUST also               implement [RFC7291] ("DHCP Options for the Port Control               Protocol (PCP)").  Following [RFC6887], if no PCP server               is configured, the IPv6 Transition CE Router MAY verify               if the default gateway or the NAT64 is the PCP server.               The IPv6 Transition CE Router MUST use plain IPv6 mode               (i.e., not IPv4-in-IPv6 encapsulation) to send PCP               requests to the server.Palet Martinez, et al.        Informational                     [Page 7]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   464XLAT-4:  The IPv6 Transition CE Router MUST implement [RFC7050]               ("Discovery of the IPv6 Prefix Used for IPv6 Address               Synthesis") in order to discover the provider-side               translator (PLAT) translation IPv4 and IPv6               prefix(es)/suffix(es).   464XLAT-5:  If PCP is implemented, the IPv6 Transition CE Router MUST               follow [RFC7225] ("Discovering NAT64 IPv6 Prefixes Using               the Port Control Protocol (PCP)") in order to learn the               PLAT-side translation IPv4 and IPv6 prefix(es)/suffix(es)               used by an upstream PCP-controlled NAT64 device.   464XLAT-6:  If the network provides several choices for the               discovery/learning of the NAT64 prefix, the priority to               use one or the other MUST follow this order: 1) [RFC7225]               and 2) [RFC7050].   The NAT64 prefix could be discovered by means of the method defined   in [RFC7050] only if the service provider uses DNS64 [RFC6147].  It   may be the case that the service provider does not use or does not   trust DNS64 [RFC6147] because the DNS configuration at the CE (or   hosts behind the CE) can be modified by the customer.  In that case,   the service provider may opt to configure the NAT64 prefix by means   of the option defined in [RFC7225].  This can also be used if the   service provider uses DNS64 [RFC6147].3.2.2.  Dual-Stack Lite (DS-Lite)   DS-Lite [RFC6333] enables continued support for IPv4 services.   DS-Lite enables a broadband service provider to share IPv4 addresses   among customers by combining two well-known technologies: IP in IP   (IPv4-in-IPv6) and Network Address Translation (NAT).  It is expected   that DS-Lite traffic is forwarded over the IPv6 Transition CE   Router's native IPv6 WAN interface and not encapsulated in another   tunnel.   The IPv6 Transition CE Router MUST implement DS-Lite B4 functionality   [RFC6333] if intended for the retail market.  If DS-Lite is   supported, it MUST be implemented according to [RFC6333].  The   following IPv6 Transition CE Router requirements also apply.Palet Martinez, et al.        Informational                     [Page 8]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   DS-Lite requirements:   DSLITE-1:  The IPv6 Transition CE Router MUST support configuration              of DS-Lite via the DS-Lite DHCPv6 option [RFC6334]              ("Dynamic Host Configuration Protocol for IPv6 (DHCPv6)              Option for Dual-Stack Lite").  The IPv6 Transition CE              Router MAY use other mechanisms to configure DS-Lite              parameters.  Such mechanisms are outside the scope of this              document.   DSLITE-2:  The IPv6 Transition CE Router SHOULD support IGD-PCP IWF              [RFC6970].   DSLITE-3:  If PCP [RFC6887] is implemented, the IPv6 Transition CE              Router SHOULD implement [RFC7291].  If PCP [RFC6887] is              implemented and a PCP server is not configured, the IPv6              Transition CE Router MUST assume, by default, that the              Address Family Transition Router (AFTR, commonly called              "CGN" - Carrier-Grade NAT) is the PCP server.  The IPv6              Transition CE Router MUST use plain IPv6 mode (i.e., not              IPv4-in-IPv6 encapsulation) to send PCP requests to the              server.  The term "default" above is to be interpreted as              pertaining to a configuration as applied by a vendor prior              to the administrator changing it for its initial              activation.   DSLITE-4:  The IPv6 Transition CE Router MUST NOT perform IPv4              Network Address Translation (NAT) on IPv4 traffic              encapsulated using DS-Lite [RFC6333].3.2.3.  Lightweight 4over6 (lw4o6)   lw4o6 [RFC7596] specifies an extension to DS-Lite that moves the NAPT   function from the DS-Lite tunnel concentrator to the tunnel client   located in the IPv6 Transition CE Router, removing the requirement   for an AFTR (CGN) function in the tunnel concentrator and reducing   the amount of centralized state.   The IPv6 Transition CE Router MUST implement lwB4 functionality   [RFC7596] if intended for the retail market.  If DS-Lite is   implemented, lw4o6 SHOULD be implemented as well.  If lw4o6 is   supported, it MUST be implemented according to [RFC7596].  The   following IPv6 Transition CE Router requirements also apply.Palet Martinez, et al.        Informational                     [Page 9]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   lw4o6 requirements:   LW4O6-1:  The IPv6 Transition CE Router MUST support configuration of             lw4o6 via the lw4o6 DHCPv6 options [RFC7598] ("DHCPv6             Options for Configuration of Softwire Address and Port-             Mapped Clients").  The IPv6 Transition CE Router MAY use             other mechanisms to configure lw4o6 parameters.  Such             mechanisms are outside the scope of this document.   LW4O6-2:  The IPv6 Transition CE Router MUST support the DHCPv4-over-             DHCPv6 (DHCP 4o6) transport described in [RFC7341]             ("DHCPv4-over-DHCPv6 (DHCP 4o6) Transport").   LW4O6-3:  The IPv6 Transition CE Router MAY support Dynamic             Allocation of Shared IPv4 Addresses as described in             [RFC7618] ("Dynamic Allocation of Shared IPv4 Addresses").3.2.4.  MAP-E   Mapping of Address and Port with Encapsulation (MAP-E) [RFC7597] is a   mechanism for transporting IPv4 packets across an IPv6 network using   IP encapsulation.  MAP-E includes an algorithmic mechanism for   mapping between IPv6 and IPv4 addresses.   The IPv6 Transition CE Router MUST support MAP-E CE functionality   [RFC7597] if intended for the retail market.  If MAP-E is supported,   it MUST be implemented according to [RFC7597].  The following IPv6   Transition CE Router requirements also apply.   MAP-E requirements:   MAPE-1:  The IPv6 Transition CE Router MUST support configuration of            MAP-E via the MAP-E DHCPv6 options [RFC7598].  The IPv6            Transition CE Router MAY use other mechanisms to configure            MAP-E parameters.  Such mechanisms are outside the scope of            this document.   MAPE-2:  The IPv6 Transition CE Router MAY support Dynamic Allocation            of Shared IPv4 Addresses as described in [RFC7618].3.2.5.  MAP-T   MAP-T [RFC7599] is a mechanism similar to MAP-E, differing from it in   that MAP-T uses IPv4-IPv6 translation, instead of encapsulation, as   the form of IPv6 domain transport.Palet Martinez, et al.        Informational                    [Page 10]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   The IPv6 Transition CE Router MUST support MAP-T CE functionality   [RFC7599] if intended for the retail market.  If MAP-T is supported,   it MUST be implemented according to [RFC7599].  The following IPv6   Transition CE Router requirements also apply.   MAP-T requirements:   MAPT-1:  The IPv6 Transition CE Router MUST support configuration of            MAP-T via the MAP-T DHCPv6 options [RFC7598].  The IPv6            Transition CE Router MAY use other mechanisms to configure            MAP-T parameters.  Such mechanisms are outside the scope of            this document.   MAPT-2:  The IPv6 Transition CE Router MAY support Dynamic Allocation            of Shared IPv4 Addresses as described in [RFC7618].4.  IPv4 Multicast Support   Existing IPv4 deployments support IPv4 multicast for services such as   IPTV.  In the transition phase, it is expected that multicast   services will still be provided using IPv4 to the customer LANs.   If the IPv6 Transition CE Router supports delivery of IPv4 multicast   services, then it MUST support [RFC8114] ("Delivery of IPv4 Multicast   Services to IPv4 Clients over an IPv6 Multicast Network") and   [RFC8115] ("DHCPv6 Option for IPv4-Embedded Multicast and Unicast   IPv6 Prefixes").5.  UPnP Support   If the UPnP WANIPConnection:2 service [UPnP-WANIPC][OCF-IGD] is   enabled on a CE router, but cannot be associated with an IPv4   interface established by an IPv4aaS mechanism or cannot determine   which ports are available, an AddPortMapping() or AddAnyPortMapping()   action MUST be rejected with error code 729   ("ConflictWithOtherMechanisms").  Port availability could be   determined through PCP or access to a configured port set (if the   IPv4aaS mechanism limits the available ports).   An AddPortMapping() request for a port that is not available MUST   result in "ConflictInMappingEntry".   An AddAnyPortMapping() request for a port that is not available   SHOULD result in a successful mapping with an alternative   "NewReservedPort" value from within the configured port set range or   as assigned by PCP as perSection 5.6.1 of [RFC6970].Palet Martinez, et al.        Informational                    [Page 11]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   Note that IGD:1 and its WANIPConnection:1 service have been   deprecated by OCF (Open Connectivity Foundation) [OCF-IGD].6.  Comparison toRFC 7084   This document doesn't include support for 6rd [RFC5969] because it is   an IPv6-in-IPv4 tunneling.   Regarding DS-LITE [RFC6333], this document includes slightly   different requirements related to the support of PCP [RFC6887],   IGD-PCP IWF [RFC6970], and the prioritization of the transition   mechanisms, including dual-stack.7.  Code Considerations   At the time of this writing, one of the apparent main issues for   vendors with regard to including new functionalities, such as support   for new transition mechanisms, is the lack of space in the flash (or   equivalent) memory.  However, it has been confirmed from existing   open-source implementations (e.g., OpenWRT/LEDE, Linux, and VPP) that   adding the support for the new transition mechanisms requires around   10-12 KBs because most of the code base is shared among several   transition mechanisms, which are already supported by [RFC7084].  A   single data plane is common to all of them, which typically means, in   popular CEs already in the market [OpenWRT], the new required code is   only about 0.15% of the total existing code size.   In general, the new requirements don't have extra cost in terms of   RAM memory, nor other hardware requirements such as more powerful   CPUs, if compared to the cost of NAT44 code.  Thus, existing hardware   should be able to support all of them with minimal impact.   The other issue seems to be the cost of developing the code for those   new functionalities.  However, at the time of writing this document,   it has been confirmed that there are several open-source versions of   the required code for supporting all the new transition mechanisms,   and several vendors already have implementations and provided them to   ISPs.  Therefore, the development cost is negligible, and only   integration and testing cost may become an issue.   Finally, in some cases, operators supporting several transition   mechanisms may need to consider training costs for staff in all the   techniques for the operation and management of these mechanisms, even   if the costs are not directly caused by supporting this document but   because of business decisions.Palet Martinez, et al.        Informational                    [Page 12]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 20198.  Security Considerations   The IPv6 Transition CE Router must comply with the Security   Considerations in [RFC7084] as well as those for each transition   mechanism implemented by the IPv6 Transition CE Router.   As described in the Security Considerations of [RFC8026] and   [RFC8415], there are generic DHCP security issues, which, in the case   of this document, mean that malicious nodes may alter the priority of   the transition mechanisms.   Access network architecture for securing DHCP within the access   network is out of scope for this document.  Securing DHCP in the LAN   is also not in scope.  DHCP packets MUST NOT be forwarded between LAN   and WAN interfaces of an IPv6 Transition CE Router.9.  IANA Considerations   This document has no IANA actions.10.  References10.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <https://www.rfc-editor.org/info/rfc2119>.   [RFC5625]  Bellis, R., "DNS Proxy Implementation Guidelines",BCP 152,RFC 5625, DOI 10.17487/RFC5625, August 2009,              <https://www.rfc-editor.org/info/rfc5625>.   [RFC5969]  Townsley, W. and O. Troan, "IPv6 Rapid Deployment on IPv4              Infrastructures (6rd) -- Protocol Specification",RFC 5969, DOI 10.17487/RFC5969, August 2010,              <https://www.rfc-editor.org/info/rfc5969>.   [RFC6146]  Bagnulo, M., Matthews, P., and I. van Beijnum, "Stateful              NAT64: Network Address and Protocol Translation from IPv6              Clients to IPv4 Servers",RFC 6146, DOI 10.17487/RFC6146,              April 2011, <https://www.rfc-editor.org/info/rfc6146>.   [RFC6147]  Bagnulo, M., Sullivan, A., Matthews, P., and I. van              Beijnum, "DNS64: DNS Extensions for Network Address              Translation from IPv6 Clients to IPv4 Servers",RFC 6147,              DOI 10.17487/RFC6147, April 2011,              <https://www.rfc-editor.org/info/rfc6147>.Palet Martinez, et al.        Informational                    [Page 13]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   [RFC6333]  Durand, A., Droms, R., Woodyatt, J., and Y. Lee, "Dual-              Stack Lite Broadband Deployments Following IPv4              Exhaustion",RFC 6333, DOI 10.17487/RFC6333, August 2011,              <https://www.rfc-editor.org/info/rfc6333>.   [RFC6334]  Hankins, D. and T. Mrugalski, "Dynamic Host Configuration              Protocol for IPv6 (DHCPv6) Option for Dual-Stack Lite",RFC 6334, DOI 10.17487/RFC6334, August 2011,              <https://www.rfc-editor.org/info/rfc6334>.   [RFC6877]  Mawatari, M., Kawashima, M., and C. Byrne, "464XLAT:              Combination of Stateful and Stateless Translation",RFC 6877, DOI 10.17487/RFC6877, April 2013,              <https://www.rfc-editor.org/info/rfc6877>.   [RFC6887]  Wing, D., Ed., Cheshire, S., Boucadair, M., Penno, R., and              P. Selkirk, "Port Control Protocol (PCP)",RFC 6887,              DOI 10.17487/RFC6887, April 2013,              <https://www.rfc-editor.org/info/rfc6887>.   [RFC6970]  Boucadair, M., Penno, R., and D. Wing, "Universal Plug and              Play (UPnP) Internet Gateway Device - Port Control              Protocol Interworking Function (IGD-PCP IWF)",RFC 6970,              DOI 10.17487/RFC6970, July 2013,              <https://www.rfc-editor.org/info/rfc6970>.   [RFC7050]  Savolainen, T., Korhonen, J., and D. Wing, "Discovery of              the IPv6 Prefix Used for IPv6 Address Synthesis",RFC 7050, DOI 10.17487/RFC7050, November 2013,              <https://www.rfc-editor.org/info/rfc7050>.   [RFC7084]  Singh, H., Beebee, W., Donley, C., and B. Stark, "Basic              Requirements for IPv6 Customer Edge Routers",RFC 7084,              DOI 10.17487/RFC7084, November 2013,              <https://www.rfc-editor.org/info/rfc7084>.   [RFC7225]  Boucadair, M., "Discovering NAT64 IPv6 Prefixes Using the              Port Control Protocol (PCP)",RFC 7225,              DOI 10.17487/RFC7225, May 2014,              <https://www.rfc-editor.org/info/rfc7225>.   [RFC7291]  Boucadair, M., Penno, R., and D. Wing, "DHCP Options for              the Port Control Protocol (PCP)",RFC 7291,              DOI 10.17487/RFC7291, July 2014,              <https://www.rfc-editor.org/info/rfc7291>.Palet Martinez, et al.        Informational                    [Page 14]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   [RFC7341]  Sun, Q., Cui, Y., Siodelski, M., Krishnan, S., and I.              Farrer, "DHCPv4-over-DHCPv6 (DHCP 4o6) Transport",RFC 7341, DOI 10.17487/RFC7341, August 2014,              <https://www.rfc-editor.org/info/rfc7341>.   [RFC7596]  Cui, Y., Sun, Q., Boucadair, M., Tsou, T., Lee, Y., and I.              Farrer, "Lightweight 4over6: An Extension to the Dual-              Stack Lite Architecture",RFC 7596, DOI 10.17487/RFC7596,              July 2015, <https://www.rfc-editor.org/info/rfc7596>.   [RFC7597]  Troan, O., Ed., Dec, W., Li, X., Bao, C., Matsushima, S.,              Murakami, T., and T. Taylor, Ed., "Mapping of Address and              Port with Encapsulation (MAP-E)",RFC 7597,              DOI 10.17487/RFC7597, July 2015,              <https://www.rfc-editor.org/info/rfc7597>.   [RFC7598]  Mrugalski, T., Troan, O., Farrer, I., Perreault, S., Dec,              W., Bao, C., Yeh, L., and X. Deng, "DHCPv6 Options for              Configuration of Softwire Address and Port-Mapped              Clients",RFC 7598, DOI 10.17487/RFC7598, July 2015,              <https://www.rfc-editor.org/info/rfc7598>.   [RFC7599]  Li, X., Bao, C., Dec, W., Ed., Troan, O., Matsushima, S.,              and T. Murakami, "Mapping of Address and Port using              Translation (MAP-T)",RFC 7599, DOI 10.17487/RFC7599, July              2015, <https://www.rfc-editor.org/info/rfc7599>.   [RFC7618]  Cui, Y., Sun, Q., Farrer, I., Lee, Y., Sun, Q., and M.              Boucadair, "Dynamic Allocation of Shared IPv4 Addresses",RFC 7618, DOI 10.17487/RFC7618, August 2015,              <https://www.rfc-editor.org/info/rfc7618>.   [RFC8026]  Boucadair, M. and I. Farrer, "Unified IPv4-in-IPv6              Softwire Customer Premises Equipment (CPE): A DHCPv6-Based              Prioritization Mechanism",RFC 8026, DOI 10.17487/RFC8026,              November 2016, <https://www.rfc-editor.org/info/rfc8026>.   [RFC8114]  Boucadair, M., Qin, C., Jacquenet, C., Lee, Y., and Q.              Wang, "Delivery of IPv4 Multicast Services to IPv4 Clients              over an IPv6 Multicast Network",RFC 8114,              DOI 10.17487/RFC8114, March 2017,              <https://www.rfc-editor.org/info/rfc8114>.   [RFC8115]  Boucadair, M., Qin, J., Tsou, T., and X. Deng, "DHCPv6              Option for IPv4-Embedded Multicast and Unicast IPv6              Prefixes",RFC 8115, DOI 10.17487/RFC8115, March 2017,              <https://www.rfc-editor.org/info/rfc8115>.Palet Martinez, et al.        Informational                    [Page 15]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase inRFC2119 Key Words",BCP 14,RFC 8174, DOI 10.17487/RFC8174,              May 2017, <https://www.rfc-editor.org/info/rfc8174>.   [RFC8415]  Mrugalski, T., Siodelski, M., Volz, B., Yourtchenko, A.,              Richardson, M., Jiang, S., Lemon, T., and T. Winters,              "Dynamic Host Configuration Protocol for IPv6 (DHCPv6)",RFC 8415, DOI 10.17487/RFC8415, November 2018,              <https://www.rfc-editor.org/info/rfc8415>.10.2.  Informative References   [IPv6Survey]              Palet Martinez, J., "Best Current Operational Practice for              operators: IPv6 Prefix Assignment for end-customers --              persistent vs non-persistent and what size to choose",              January 2018,              <https://indico.uknof.org.uk/event/41/contribution/5/material/slides/0.pdf>.   [OCF-IGD]  Open Connectivity Foundation, "Internet Gateway Device              (IGD) V 2.0", March 2015,              <https://openconnectivity.org/developer/specifications/upnp-resources/upnp/internet-gateway-device-igd-v-2-0>.   [OpenWRT]  OpenWRT, "Packages", <https://openwrt.org/packages/start>.   [RFC7788]  Stenberg, M., Barth, S., and P. Pfister, "Home Networking              Control Protocol",RFC 7788, DOI 10.17487/RFC7788, April              2016, <https://www.rfc-editor.org/info/rfc7788>.   [UPnP-IGD]              UPnP Forum, "InternetGatewayDevice:2 Device Template              Version 1.01", December 2010, <http://upnp.org/specs/gw/UPnP-gw-InternetGatewayDevice-v2-Device.pdf>.   [UPnP-WANIPC]              UPnP Forum, "WANIPConnection:2 Service", September 2010,              <http://upnp.org/specs/gw/UPnP-gw-WANIPConnection-v2-Service.pdf>.Palet Martinez, et al.        Informational                    [Page 16]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019Appendix A.  Usage Scenarios   The situation of ongoing IPv6 deployment and a lack of IPv4 addresses   is not happening at the same pace in every country and even within   every country for every ISP.  For different technical, financial,   commercial/marketing, and socio-economic reasons, each network is   transitioning at their own pace; the global transition timings cannot   be reliably estimated.   Different studies (for example, [IPv6Survey]) also show that IPv6   deployment is a changing situation.  In a single country, not all   operators will necessarily provide IPv6 support.  Consumers may also   switch ISPs and use the same IPv6 Transition CE Router with either an   ISP that provides IPv4-only or an ISP that provides IPv6 with   IPv4aaS.   So, to cover all those evolving situations, an IPv6 Transition CE   Router is required, at least from the perspective of transition   support.   Moreover, because some services and service providers will remain   IPv4-only for an undetermined period of time, IPv4 service continuity   is required.  Thus, there is a need for CEs to support IPv4aaS   indefinitely.   Based on these premises, this document ensures that the IPv6   Transition CE Router allows the continued transition from networks   that today may provide access with dual-stack or IPv6-in-IPv4 (as   described in [RFC7084]) to networks that provide IPv6-only access   with IPv4aaS.   Considering that situation and different possible usage cases, the   IPv6 Transition CE Router described in this document is expected to   be used in residential/household; small office, home office (SOHO);   and small/medium enterprise (SME).  Common usage is any kind of   Internet access (web, email, streaming, online gaming, etc.), and   more advanced requirements include inbound connections (IP cameras,   web, DNS, email, VPN, etc.).   The above is not intended to be a comprehensive list of all the   possible usage cases, just an overview.  In fact, combinations of the   above usages are also possible, along with situations where the same   CE is used at different times in different scenarios or even with   different IPv4aaSes at different service providers.Palet Martinez, et al.        Informational                    [Page 17]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   The mechanisms for allowing inbound connections are naturally   available in any IPv6 router when using IPv6 Global Unicast Addresses   (GUAs), unless they are blocked by firewall rules, which may require   some manual configuration.   However, in the case of IPv4aaS, because of the usage of private IPv4   addresses and NAT and depending on the specific transition mechanism,   inbound connections typically require some degree of more complex   manual configuration, such as setting up a DMZ, setting up virtual   servers, or setting up port/protocol forwarding.  In general, IPv4 CE   Routers already provide a GUI, CLI, or API to manually configure   them, or provide the possibility to set up the CE in bridge mode, so   another Router behind the original CE, takes care of inbound   connections.  The requirements for that support are out of the scope   of this document.   Who provides the IPv6 Transition CE Router is not relevant.  In most   cases, the service provider is responsible for provisioning/managing,   at least on the WAN side.  Commonly, the user has access to configure   the LAN interfaces, firewall, DMZ, and many other features.  However,   in many cases, the user must supply or may replace the IPv6   Transition CE Router.  This underscores the importance of the IPv6   Transition CE Routers fulfilling the requirements defined in this   document.   The IPv6 Transition CE Router described in this document is not   intended for usage in other scenarios, such as large enterprises,   data centers, content providers, etc.  Even if the documented   requirements meet their needs, they may have additional requirements,   which are out of the scope of this document.Appendix B.  End-User Network Architecture   An end-user network will likely support both IPv4 and IPv6 (seeSection 1 andAppendix A).  It is not expected that end users will   change their existing network topology with the introduction of IPv6.   There are some differences in how IPv6 works and is provisioned;   these differences have implications for the network architecture.   A typical IPv4 end-user network consists of a "plug and play" router   with NAT functionality and a single link upstream, connected to the   service provider network.   From the perspective of an IPv4 user behind an IPv6 Transition CE   Router, this doesn't change.Palet Martinez, et al.        Informational                    [Page 18]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   However, while a typical IPv4 NAT deployment, by default, blocks all   incoming connections and may allow opening of ports using a Universal   Plug and Play Internet Gateway Device (UPnP IGD) [UPnP-IGD][OCF-IGD]   or some other firewall control protocol, in the case of an IPv6-only   access and IPv4aaS, that may not be feasible depending on specific   transition mechanism details.  PCP [RFC6887] may be an alternative   solution.   Another consequence of using IPv4 private address space in the end-   user network is that it provides stable addressing; that is, it   doesn't change, even when you change service providers, and the   addresses are always usable even when the WAN interface is down or   the customer edge router has not yet been provisioned.  In the case   of IPv6-only access, private IPv4 addresses are also available if the   IPv4aaS transition mechanism keeps running the NAT interface towards   the LAN side when the WAN interface is down.   More advanced routers support dynamic routing (which learns routes   from other routers), and advanced end users can build arbitrary,   complex networks using manual configuration of address prefixes   combined with a dynamic routing protocol.  Once again, this is true   for both IPv4 and IPv6.   In general, the end-user network architecture for IPv6 should provide   equivalent or better capabilities and functionality than the current   IPv4 architecture.   The end-user network is a stub network in the sense that is not   providing transit to other external networks.  However, HNCP   [RFC7788] allows support for automatic provisioning of downstream   routers.  Figure 2 illustrates the model topology for the end-user   network.Palet Martinez, et al.        Informational                    [Page 19]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019                   +---------------+               \                   |   Service     |                \                   |   Provider    |                 \                   |    Router     |                  | Service                   +-------+-------+                  | Provider                           | IPv6-only                | Network                           | Customer                /                           | Internet Connection    /                           |                       /                    +------+--------+                    \                    |     IPv6      |                     \                    | Transition CE |                      \                    |    Router     |                       |                    +---+-------+---+                       |        Network A       |       |   Network B               |    -+----------------+-+-     -+---+-------------+-        |     |                |             |             |         | +---+------+         |        +----+-----+ +-----+----+    | |   IPv6   |         |        |   IPv4   | |IPv4/IPv6 |    | |   Host   |         |        |   Host   | |   Host   |    | +----------+         |        +----------+ +----------+    | End-User                      |                                     | Network(s)               +------+--------+                            |               |     IPv6      |                            |               |    Router     |                            |               +------+--------+                            |        Network C     |                                     |    -+-------------+--+-                                    |     |             |                                        | +---+------+ +----+-----+                                  | |   IPv6   | |   IPv6   |                                 / |   Host   | |   Host   |                                / +----------+ +----------+                               /              Figure 2: Example of a Typical End-User Network   This architecture describes the:   o  Basic capabilities of the IPv6 Transition CE Router   o  Provisioning of the WAN interface connecting to the service      provider   o  Provisioning of the LAN interfacesPalet Martinez, et al.        Informational                    [Page 20]

RFC 8585       Requirements for IPv6 CE to Support IPv4aaS      May 2019   The IPv6 Transition CE Router may be manually configured in an   arbitrary topology with a dynamic routing protocol or HNCP [RFC7788].   Automatic provisioning and configuration are described for a single   IPv6 Transition CE Router only.Acknowledgements   Thanks to Mikael Abrahamsson, Fred Baker, Mohamed Boucadair, Brian   Carpenter, Lorenzo Colitti, Alejandro D'Egidio, Ian Farrer, Lee   Howard, Richard Patterson, Barbara Stark, Ole Troan, and James   Woodyatt for their review and comments in this and/or previous draft   versions of this document.  Thanks also for the Last Call reviews by   Dan Romascanu (OPS-DIR); Christian Huitema (SEC-DIR); Daniele   Ceccarelli (RTG-DIR); Martin Stiemerling (TSV-ART); Matthew Miller   (Gen-ART); and Alissa Cooper, Benjamin Kaduk, Suresh Krishnan, Ben   Campbell, Spencer Dawkins, Mirja Kuhlewind, and Adam Roach (all   IESG).Authors' Addresses   Jordi Palet Martinez   The IPv6 Company   Molino de la Navata, 75   La Navata - Galapagar, Madrid  28420   Spain   Email: jordi.palet@theipv6company.com   URI:http://www.theipv6company.com/   Hans M.-H. Liu   D-Link Systems, Inc.   17595 Mount Herrmann St.   Fountain Valley, California  92708   United States of America   Email: hans.liu@dlinkcorp.com   URI:https://www.dlink.com/   Masanobu Kawashima   NEC Platforms, Ltd.   2-3, Kanda-Tsukasamachi   Chiyoda-ku, Tokyo  101-8532   Japan   Email: kawashimam@vx.jp.nec.com   URI:https://www.necplatforms.co.jp/en/Palet Martinez, et al.        Informational                    [Page 21]

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