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INFORMATIONAL
Independent Submission                                    D. Dolson, Ed.Request for Comments: 8517Category: Informational                                      J. SnellmanISSN: 2070-1721                                                       M. Boucadair, Ed.                                                            C. Jacquenet                                                                  Orange                                                           February 2019An Inventory of Transport-Centric Functions Provided by Middleboxes:An Operator PerspectiveAbstract   This document summarizes an operator's perception of the benefits   that may be provided by intermediary devices that execute functions   beyond normal IP forwarding.  Such intermediary devices are often   called "middleboxes".RFC 3234 defines a taxonomy of middleboxes and issues in the   Internet.  Most of those middleboxes utilize or modify application-   layer data.  This document primarily focuses on devices that observe   and act on information carried in the transport layer, and especially   information carried in TCP packets.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This is a contribution to the RFC Series, independently of any other   RFC stream.  The RFC Editor has chosen to publish this document at   its discretion and makes no statement about its value for   implementation or deployment.  Documents approved for publication by   the RFC Editor are not candidates for any level of Internet Standard;   seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8517.Dolson, et al.                Informational                     [Page 1]

RFC 8517          Transport-Centric Middlebox Functions    February 2019Copyright Notice   Copyright (c) 2019 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .31.1.  Operator Perspective  . . . . . . . . . . . . . . . . . .31.2.  Scope . . . . . . . . . . . . . . . . . . . . . . . . . .42.  Measurements  . . . . . . . . . . . . . . . . . . . . . . . .52.1.  Packet Loss . . . . . . . . . . . . . . . . . . . . . . .52.2.  Round-Trip Times  . . . . . . . . . . . . . . . . . . . .62.3.  Measuring Packet Reordering . . . . . . . . . . . . . . .62.4.  Throughput and Bottleneck Identification  . . . . . . . .72.5.  Congestion Responsiveness . . . . . . . . . . . . . . . .72.6.  Attack Detection  . . . . . . . . . . . . . . . . . . . .82.7.  Packet Corruption . . . . . . . . . . . . . . . . . . . .82.8.  Application-Layer Measurements  . . . . . . . . . . . . .93.  Functions beyond Measurement: A Few Examples  . . . . . . . .93.1.  NAT . . . . . . . . . . . . . . . . . . . . . . . . . . .93.2.  Firewall  . . . . . . . . . . . . . . . . . . . . . . . .103.3.  DDoS Scrubbing  . . . . . . . . . . . . . . . . . . . . .103.4.  Implicit Identification . . . . . . . . . . . . . . . . .113.5.  Performance-Enhancing Proxies . . . . . . . . . . . . . .113.6.  Network Coding  . . . . . . . . . . . . . . . . . . . . .123.7.  Network-Assisted Bandwidth Aggregation  . . . . . . . . .133.8.  Prioritization and Differentiated Services  . . . . . . .133.9.  Measurement-Based Shaping . . . . . . . . . . . . . . . .143.10. Fairness to End-User Quota  . . . . . . . . . . . . . . .144.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .145.  Security Considerations . . . . . . . . . . . . . . . . . . .145.1.  Confidentiality and Privacy . . . . . . . . . . . . . . .145.2.  Active On-Path Attacks  . . . . . . . . . . . . . . . . .155.3.  Improved Security . . . . . . . . . . . . . . . . . . . .156.  Informative References  . . . . . . . . . . . . . . . . . . .16   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .21   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .21Dolson, et al.                Informational                     [Page 2]

RFC 8517          Transport-Centric Middlebox Functions    February 20191.  Introduction   From [RFC3234], "A middlebox is defined as any intermediary device   performing functions other than the normal, standard functions of an   IP router on the datagram path between a source host and destination   host."   Middleboxes are usually (but not exclusively) deployed at locations   permitting observation of bidirectional traffic flows.  Such   locations are typically points where leaf networks connect to the   Internet, for example:   o  Where a residential or business customer connects to its service      provider(s), which may include multihoming;   o  On the Gi interface where a Gateway General Packet Radio Service      (GPRS) Support Node (GGSN) connects to a Packet Data Network (PDN)      (Section 3.1 of [RFC6459]).   For the purposes of this document (and to be consistent with the   definition inRFC 3234), middlebox functions may be found in routers   and switches in addition to dedicated devices.   This document itemizes a variety of features provided by middleboxes   and by ad hoc analysis performed by operators using packet analyzers.   Many of the techniques described in this document require stateful   analysis of transport streams.  A generic state machine is described   in [PATH-STATE].   This document summarizes an operator's perception of the benefits   that may be provided by middleboxes.  A primary goal is to provide   information to the Internet community to aid understanding of what   might be gained or lost by decisions that may affect (or be affected   by) middlebox operation in the design of new transport protocols.   SeeSection 1.1 for more details.1.1.  Operator Perspective   Network operators are often the ones first called upon when   applications fail to function properly, often with user reports about   application behaviors (not about packet behaviors).  Therefore, it   isn't surprising that operators (wanting to be helpful) desire some   visibility into flow information to identify how well the problem   flows are progressing and how well other flows are progressing.Dolson, et al.                Informational                     [Page 3]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   Advanced service functions (e.g., Network Address Translators (NATs),   firewalls, etc.)  [RFC7498] are widely used to achieve various   objectives such as IP address sharing, firewalling, avoiding covert   channels, detecting and protecting against ever-increasing   Distributed Denial of Service (DDoS) attacks, etc.  For example,   environment-specific designs may require a number of service   functions, such as those needed at the Gi interface of a mobile   infrastructure [USE-CASE].   These sophisticated service functions are located in the network but   also in service platforms or intermediate entities (e.g., Content   Delivery Networks (CDNs)).  Network maintenance and diagnostic   operations are complicated, particularly when responsibility is   shared among various players.   Network Providers are challenged to deliver differentiated services   as a competitive business advantage while mastering the complexity of   the applications, (continuously) evaluating the impacts on   middleboxes, and enhancing customers' quality of experience.   Despite the complexity, removing all those service functions is not   an option because they are used to address constraints that are often   typical of the current (and changing) Internet.  Operators must deal   with constraints such as global IPv4 address depletion and support a   plethora of services with different requirements for QoS, security,   robustness, etc.1.2.  Scope   Although many middleboxes observe and manipulate application-layer   content (e.g., session boarder controllers [RFC5853]), they are out   of scope for this document, the aim being to describe middleboxes   using transport-layer features.  [RFC8404] describes the impact of   pervasive encryption of application-layer data on network monitoring,   protecting, and troubleshooting.   The current document is not intended to recommend (or prohibit)   middlebox deployment.  Many operators have found the value provided   by middleboxes to outweigh the added cost and complexity; this   document attempts to provide that perspective as a reference in   discussion of protocol design trade-offs.   This document is not intended to discuss issues related to   middleboxes.  These issues are well known and are recorded in   existing documents such as [RFC3234] and [RFC6269].  This document   aims to elaborate on the motivations leading operators to enable such   functions in spite of complications.Dolson, et al.                Informational                     [Page 4]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   This document takes an operator perspective that measurement and   management of transport connections is of benefit to both parties:   the end user receives a better quality of experience, and the network   operator improves resource usage, the former being a consequence of   the latter.   This document does not discuss whether exposing some data to on-path   devices for network-assistance purposes can be achieved by using   in-band or out-of-band mechanisms.2.  Measurements   A number of measurements can be made by network devices that are   either on-path or off-path.  These measurements can be used either by   automated systems or for manual network troubleshooting purposes   (e.g., using packet-analysis tools).  The automated systems can   further be classified into two types: 1) monitoring systems that   compute performance indicators for single connections or aggregates   of connections and generate aggregated reports from them; and 2)   active systems that make decisions also on how to handle packet flows   based on these performance indicators.   Long-term trends in these measurements can aid an operator in   capacity planning.   Short-term anomalies revealed by these measurements can identify   network breakages, attacks in progress, or misbehaving devices/   applications.2.1.  Packet Loss   It is very useful for an operator to be able to detect and isolate   packet loss in a network.   Network problems and underprovisioning can be detected if packet loss   is measurable.  TCP packet loss can be detected by observing gaps in   sequence numbers, retransmitted sequence numbers, and selective   acknowledgement (SACK) options [RFC2018].  Packet loss can be   detected per direction.   Gaps indicate loss upstream of the traffic observation point;   retransmissions indicate loss downstream of the traffic observation   point.  SACKs can be used to detect either upstream or downstream   packet loss (although some care needs to be taken to avoid   misidentifying packet reordering as packet loss) and to distinguish   between upstream versus downstream losses.Dolson, et al.                Informational                     [Page 5]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   Packet-loss measurements on both sides of the measurement point are   an important component in precisely diagnosing insufficiently   dimensioned devices or links in networks.  Additionally, packet   losses are one of the two main ways for congestion to manifest, the   others being queuing delay or Explicit Congestion Notification (ECN)   [RFC3168]; therefore, packet loss is an important measurement for any   middlebox that needs to make traffic handling decisions based on   observed levels of congestion.2.2.  Round-Trip Times   The ability to measure partial-path round-trip times (RTTs) is   valuable in diagnosing network issues (e.g., abnormal latency,   abnormal packet loss).  Knowing if latency is poor on one side of the   observation point or the other provides more information than is   available at either endpoint, which can only observe full RTTs.   For example, a TCP packet stream can be used to measure the RTT on   each side of the measurement point.  During the connection handshake,   the SYN, SYN/ACK, and ACK timings can be used to establish a baseline   RTT in each direction.  Once the connection is established, the RTT   between the server and the measurement point can only reliably be   determined using TCP timestamps [RFC7323].  On the side between the   measurement point and the client, the exact timing of data segments   and ACKs can be used as an alternative.  For this latter method to be   accurate when packet loss is present, the connection must use   selective acknowledgements.   In many networks, congestion will show up as increasing packet   queuing, and congestion-induced packet loss will only happen in   extreme cases.  RTTs will also show up as a much smoother signal than   the discrete packet-loss events.  This makes RTTs a good way to   identify individual subscribers for whom the network is a bottleneck   at a given time or geographical sites (such as cellular towers) that   are experiencing large-scale congestion.   The main limit of RTT measurement as a congestion signal is the   difficulty of reliably distinguishing between the data segments being   queued versus the ACKs being queued.2.3.  Measuring Packet Reordering   If a network is reordering packets of transport connections, caused   perhaps by Equal-Cost Multipath (ECMP) misconfiguration (described in   [RFC2991] and [RFC7690], for example), the endpoints may react as if   packet loss is occurring and retransmit packets or reduce forwarding   rates.  Therefore, a network operator desires the ability to diagnose   packet reordering.Dolson, et al.                Informational                     [Page 6]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   For TCP, packet reordering can be detected by observing TCP sequence   numbers per direction.  See, for example, a number of standard   packet-reordering metrics in [RFC4737] and informational metrics in   [RFC5236].2.4.  Throughput and Bottleneck Identification   Although throughput to or from an IP address can be measured without   transport-layer measurements, the transport layer provides clues   about what the endpoints were attempting to do.   One way of quickly excluding the network as the bottleneck during   troubleshooting is to check whether the speed is limited by the   endpoints.  For example, the connection speed might instead be   limited by suboptimal TCP options, the sender's congestion window,   the sender temporarily running out of data to send, the sender   waiting for the receiver to send another request, or the receiver   closing the receive window.   This data is also useful for middleboxes used to measure network   quality of service.  Connections, or portions of connections, that   are limited by the endpoints do not provide an accurate measure of   the network's speed and can be discounted or completely excluded in   such analyses.2.5.  Congestion Responsiveness   Congestion control mechanisms continue to evolve.  Tools exist that   can interpret protocol sequence numbers (e.g., from TCP or RTP) to   infer the congestion response of a flow.  Such tools can be used by   operators to help understand the impact of specific transport   protocols on other traffic that shares their network.  For example,   packet sequence numbers can be analyzed to help understand whether an   application flow backs off its load in the face of persistent   congestion (as TCP does) and, hence, whether the behavior is   appropriate for sharing limited network capacity.   These tools can also be used to determine whether mechanisms are   needed in the network to prevent flows from acquiring excessive   network capacity under severe congestion (e.g., by deploying rate   limiters or network transport circuit breakers [RFC8084]).Dolson, et al.                Informational                     [Page 7]

RFC 8517          Transport-Centric Middlebox Functions    February 20192.6.  Attack Detection   When an application or network resource is under attack, it is useful   to identify this situation from the network perspective, upstream of   the attacked resource.   Although detection methods tend to be proprietary, attack detection   from within the network may comprise:   o  Identifying uncharacteristic traffic volumes or sources;   o  Identifying congestion, possibly using techniques in Sections2.1      and 2.2;   o  Identifying incomplete connections or transactions, from attacks      that attempt to exhaust server resources;   o  Fingerprinting based on whatever available fields are determined      to be useful in discriminating an attack from desirable traffic.   Two trends in protocol design will make attack detection more   difficult:   o  The desire to encrypt transport-layer fields;   o  The desire to avoid statistical fingerprinting by adding entropy      in various forms.   While improving privacy, those approaches may hinder attack   detection.2.7.  Packet Corruption   One notable source of packet loss is packet corruption.  This   corruption will generally not be detected until the checksums are   validated by the endpoint and the packet is dropped.  This means that   detecting the exact location where packets are lost is not sufficient   when troubleshooting networks.  An operator would like to find out   where packets are being corrupted.  IP and TCP checksum verification   allows a measurement device to correctly distinguish between upstream   packet corruption and normal downstream packet loss.   Transport protocol designers should consider whether a middlebox will   be able to detect corrupted or tampered packets.Dolson, et al.                Informational                     [Page 8]

RFC 8517          Transport-Centric Middlebox Functions    February 20192.8.  Application-Layer Measurements   Information about network health may also be gleaned from   application-layer diagnosis, such as:   o  DNS response times and retransmissions calculated by correlating      answers to queries;   o  Various protocol-aware voice and video quality analyses.   Could this type of information be provided in a transport layer?3.  Functions beyond Measurement: A Few Examples   This section describes features provided by on-path devices that go   beyond measurement by modifying, discarding, delaying, or   prioritizing traffic.3.1.  NAT   Network Address Translators (NATs) allow multiple devices to share a   public address by dividing the transport-layer port space among the   devices.   NAT behavior recommendations are found for UDP inBCP 127 [RFC4787]   and for TCP inBCP 142 [RFC7857].   To support NAT, there must be transport-layer port numbers that can   be modified by the NAT.  Note that required fields (e.g., port   numbers) are visible in all IETF-defined transport protocols.   The application layer must not assume the port number was left   unchanged (e.g., by including it in a checksum or signing it).   Address sharing is also used in the context of IPv6 transition.  For   example, DS-Lite Address Family Transition Router (AFTR) [RFC6333],   NAT64 [RFC6146], or A+P [RFC7596][RFC7597] are features that are   enabled in the network to allow for IPv4 service continuity over an   IPv6 network.   Further, because of some multihoming considerations, IPv6 prefix   translation may be enabled by some enterprises by means of IPv6-to-   IPv6 Network Prefix Translation (NPTv6) [RFC6296].Dolson, et al.                Informational                     [Page 9]

RFC 8517          Transport-Centric Middlebox Functions    February 20193.2.  Firewall   Firewalls are pervasive and essential components that inspect   incoming and outgoing traffic.  Firewalls are usually the cornerstone   of a security policy that is enforced in end-user premises and other   locations to provide strict guarantees about traffic that may be   authorized to enter/leave the said premises, as well as end users who   may be assigned different clearance levels regarding which networks   and portions of the Internet they access.   An important aspect of a firewall policy is differentiating   internally initiated from externally initiated communications.      For TCP, this is easily done by tracking the TCP state machine.      Furthermore, the ending of a TCP connection is indicated by RST or      FIN flags.      For UDP, the firewall can be opened if the first packet comes from      an internal user, but the closing is generally done by an idle      timer of arbitrary duration, which might not match the      expectations of the application.   Simple IPv6 firewall capabilities for customer premises equipment   (both stateless and stateful) are described in [RFC6092].   A firewall functions better when it can observe the protocol state   machine, described generally by "Transport-Independent Path Layer   State Management" [PATH-STATE].3.3.  DDoS Scrubbing   In the context of a DDoS attack, the purpose of a scrubber is to   discard attack traffic while permitting useful traffic.  Such a   mitigator is described in [DOTS].   When attacks occur against constrained resources, some traffic will   be discarded before reaching the intended destination.  A user   receives better experience and a server runs more efficiently if a   scrubber can discard attack traffic, leaving room for legitimate   traffic.   Scrubbing must be provided by an on-path network device, because   neither endpoint of a legitimate connection has any control over the   source of the attack traffic.   Source-spoofed DDoS attacks can be mitigated at the source usingBCP38 [RFC2827], but it is more difficult if source address filtering   cannot be applied.Dolson, et al.                Informational                    [Page 10]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   In contrast to devices in the core of the Internet, middleboxes   statefully observing bidirectional transport connections can reject   source-spoofed TCP traffic based on the inability to provide sensible   acknowledgement numbers to complete the three-way handshake.   Obviously, this requires middlebox visibility into a transport-layer   state machine.   Middleboxes may also scrub on the basis of statistical   classification: testing how likely a given packet is to be   legitimate.  As protocol designers add more entropy to headers and   lengths, this test becomes less useful, and the best scrubbing   strategy becomes random drop.3.4.  Implicit Identification   In order to enhance the end user's quality of experience, some   operators deploy implicit identification features that rely upon the   correlation of network-related information to access some local   services.  For example, service portals operated by some operators   may be accessed immediately by end users without any explicit   identification for the sake of improved service availability.  This   is doable thanks to on-path devices that inject appropriate metadata   that can be used by the remote server to enforce per-subscriber   policies.  The information can be injected at the application layer   or at the transport layer (when an address-sharing mechanism is in   use).   An experimental implementation using a TCP option is described in   [RFC7974].   For the intended use of implicit identification, it is more secure to   have a trusted middlebox mark this traffic than to trust end-user   devices.3.5.  Performance-Enhancing Proxies   Performance-Enhancing Proxies (PEPs) can improve performance in some   types of networks by improving packet spacing or generating local   acknowledgements; they are most commonly used in satellite and   cellular networks.  Transport-Layer PEPs are described inSection 2.1.1 of [RFC3135].   PEPs allow central deployment of congestion control algorithms more   suited to the specific network, most commonly for delay-based   congestion control.  More advanced TCP PEPs deploy congestion control   systems that treat all of a single end user's TCP connections as a   single unit, improving fairness and allowing faster reaction toDolson, et al.                Informational                    [Page 11]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   changing network conditions.  For example, it was reported that   splitting the TCP connections in some network accesses can result in   a halved page downloading time [ICCRG].   Local acknowledgements generated by PEPs speed up TCP slow start by   splitting the effective latency, and they allow for retransmissions   to be done from the PEP rather than from the actual sender.  Local   acknowledgements will also allow a PEP to maintain a local buffer of   data appropriate to the actual network conditions, whereas the actual   endpoints would often send too much or too little.   A PEP function requires transport-layer fields that allow chunks of   data to be identified (e.g., TCP sequence numbers), acknowledgements   to be identified (e.g., TCP ACK numbers), and acknowledgements to be   created from the PEP.   Note that PEPs are only useful in some types of networks.  In   particular, PEPs are very useful in contexts wherein the congestion   control strategies of the endpoints are inappropriate for the network   connecting them.  That being said, poor design can result in degraded   performances when PEPs are deployed.3.6.  Network Coding   Network Coding is a technique for improving transmission performance   over low-bandwidth, long-latency links such as some satellite links.   Coding may involve lossless compression and/or adding redundancy to   headers and payload.  A Network Coding Taxonomy is provided by   [RFC8406]; an example of end-to-end coding is FECFRAME [RFC6363].  It   is typically deployed with network-coding gateways at each end of   those links, with a network-coding tunnel between them via the   slow/lossy/long-latency links.   Network-coding implementations may be specific to TCP, taking   advantage of known properties of the protocol.   The network-coding gateways may employ some techniques of PEPs, such   as creating acknowledgements of queued data, removing   retransmissions, and pacing data rates to reduce queue oscillation.   The interest in more network coding in some specific networks is   discussed in [SATELLITES].   Note: This is not to be confused with transcoding, which performs   lossy compression on transmitted media streams and is not in scope   for this document.Dolson, et al.                Informational                    [Page 12]

RFC 8517          Transport-Centric Middlebox Functions    February 20193.7.  Network-Assisted Bandwidth Aggregation   The Hybrid Access Aggregation Point is a middlebox that allows   customers to aggregate the bandwidth of multiple access technologies.   One of the approaches uses Multipath TCP (MPTCP) proxies   [TCP-CONVERT] to forward traffic along multiple paths.  The MPTCP   proxy operates at the transport layer while being located in the   operator's network.   The support of multipath transport capabilities by communicating   hosts remains a privileged target design so that such hosts can   directly use the available resources provided by a variety of access   networks they can connect to.  Nevertheless, network operators do not   control end hosts, whereas the support of MPTCP by content servers   remains marginal.   Network-assisted MPTCP deployment models are designed to facilitate   the adoption of MPTCP for the establishment of multipath   communications without making any assumption about the support of   MPTCP capabilities by communicating peers.  Network-assisted MPTCP   deployment models rely upon MPTCP Conversion Points (MCPs) that act   on behalf of hosts so that they can take advantage of establishing   communications over multiple paths [TCP-CONVERT].   Note there are cases when end-to-end MPTCP cannot be used even though   both client and server are MPTCP-compliant.  An MPTCP proxy can   provide multipath utilization in these cases.  Examples of such cases   are listed below:   1.  The use of private IPv4 addresses in some access networks.       Typically, additional subflows cannot be added to the MPTCP       connection without the help of an MCP.   2.  The assignment of IPv6 prefixes only by some networks.  If the       server is IPv4-only, IPv6 subflows cannot be added to an MPTCP       connection established with that server, by definition.   3.  Subscription to some service offerings is subject to volume       quota.3.8.  Prioritization and Differentiated Services   Bulk traffic may be served with a higher latency than interactive   traffic with no reduction in throughput.  This fact allows a   middlebox function to improve response times in interactive   applications by prioritizing, policing, or remarking interactive   transport connections differently from bulk-traffic transportDolson, et al.                Informational                    [Page 13]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   connections.  For example, gaming traffic may be prioritized over   email or software updates.  Configuration guidelines for Diffserv   service classes are discussed in [RFC4594].   Middleboxes may identify different classes of traffic by inspecting   multiple layers of header and length of payload.3.9.  Measurement-Based Shaping   Basic traffic-shaping functionality requires no transport-layer   information.  All that is needed is a way of mapping each packet to a   traffic shaper quota.  For example, there may be a rate limit per   5-tuple or per subscriber IP address.  However, such fixed traffic   shaping rules are wasteful as they end up rate-limiting traffic even   when the network has free resources available.   More advanced traffic-shaping devices use transport-layer metrics   described inSection 2 to detect congestion on either a per-site or a   per-user level and use different traffic-shaping rules when   congestion is detected [RFC3272].  This type of device can overcome   limitations of downstream devices that behave poorly (e.g., by   excessive buffering or suboptimally dropping packets).3.10.  Fairness to End-User Quota   Several service offerings rely upon a volume-based charging model   (e.g., volume-based data plans offered by cellular providers).   Operators may assist end users in conserving their data quota by   deploying on-path functions that shape traffic that would otherwise   be aggressively transferred.   For example, a fast download of a video that won't be viewed   completely by the subscriber may lead to quick exhaustion of the data   quota.  Limiting the video download rate conserves quota for the   benefit of the end user.  Also, discarding unsolicited incoming   traffic prevents the user's quota from being unfairly exhausted.4.  IANA Considerations   This document has no IANA actions.5.  Security Considerations5.1.  Confidentiality and Privacy   This document intentionally excludes middleboxes that observe or   manipulate application-layer data.Dolson, et al.                Informational                    [Page 14]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   The measurements and functions described in this document can all be   implemented without violating confidentiality [RFC6973].  However,   there is always the question of whether the fields and packet   properties used to achieve operational benefits may also be used for   harm.   In particular, the question is what confidentiality is lost by   exposing transport-layer fields beyond what can be learned by   observing IP-layer fields:   o  Sequence numbers: an observer can learn how much data is      transferred.   o  Start/Stop indicators: an observer can count transactions for some      applications.   o  Device fingerprinting: an observer may be more easily able to      identify a device type when different devices use different      default field values or options.5.2.  Active On-Path Attacks   An on-path attacker being able to observe sequence numbers or session   identifiers may make it easier to modify or terminate a transport   connection.  For example, observing TCP sequence numbers allows   generation of a RST packet that terminates the connection.  However,   signing transport fields softens this attack.  The attack and   solution are described for the TCP authentication option [RFC5925].   Still, an on-path attacker can also drop the traffic flow.5.3.  Improved Security   Network maintainability and security can be improved by providing   firewalls and DDoS mechanisms with some information about transport   connections.  In contrast, it would be very difficult to secure a   network in which every packet appears unique and filled with random   bits (from the perspective of an on-path device).   Some features providing the ability to mitigate/filter attacks owing   to a network-assisted mechanism will therefore improve security --   e.g., by means of Distributed-Denial-of-Service Open Threat Signaling   (DOTS) [DOTS-SIGNAL].Dolson, et al.                Informational                    [Page 15]

RFC 8517          Transport-Centric Middlebox Functions    February 20196.  Informative References   [DOTS]     Mortensen, A., Andreasen, F., Reddy, T., Compton, R., and              N. Teague, "Distributed-Denial-of-Service Open Threat              Signaling (DOTS) Architecture", Work in Progress,draft-ietf-dots-architecture-07, September 2018.   [DOTS-SIGNAL]              Reddy, T., Boucadair, M., Patil, P., Mortensen, A., and N.              Teague, "Distributed Denial-of-Service Open Threat              Signaling (DOTS) Signal Channel Specification", Work in              Progress,draft-ietf-dots-signal-channel-25, September              2018.   [ICCRG]    Kuhn, N., "MPTCP and BBR performance over Internet              satellite paths", IETF 100, 2017,              <https://datatracker.ietf.org/meeting/100/materials/slides-100-iccrg-mptcp-and-bbr-performance-over-satcom-links-00>.   [PATH-STATE]              Kuehlewind, M., Trammell, B., and J. Hildebrand,              "Transport-Independent Path Layer State Management", Work              in Progress,draft-trammell-plus-statefulness-04, November              2017.   [RFC2018]  Mathis, M., Mahdavi, J., Floyd, S., and A. Romanow, "TCP              Selective Acknowledgment Options",RFC 2018,              DOI 10.17487/RFC2018, October 1996,              <https://www.rfc-editor.org/info/rfc2018>.   [RFC2827]  Ferguson, P. and D. Senie, "Network Ingress Filtering:              Defeating Denial of Service Attacks which employ IP Source              Address Spoofing",BCP 38,RFC 2827, DOI 10.17487/RFC2827,              May 2000, <https://www.rfc-editor.org/info/rfc2827>.   [RFC2991]  Thaler, D. and C. Hopps, "Multipath Issues in Unicast and              Multicast Next-Hop Selection",RFC 2991,              DOI 10.17487/RFC2991, November 2000,              <https://www.rfc-editor.org/info/rfc2991>.   [RFC3135]  Border, J., Kojo, M., Griner, J., Montenegro, G., and              Z. Shelby, "Performance Enhancing Proxies Intended to              Mitigate Link-Related Degradations",RFC 3135,              DOI 10.17487/RFC3135, June 2001,              <https://www.rfc-editor.org/info/rfc3135>.Dolson, et al.                Informational                    [Page 16]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   [RFC3168]  Ramakrishnan, K., Floyd, S., and D. Black, "The Addition              of Explicit Congestion Notification (ECN) to IP",RFC 3168, DOI 10.17487/RFC3168, September 2001,              <https://www.rfc-editor.org/info/rfc3168>.   [RFC3234]  Carpenter, B. and S. Brim, "Middleboxes: Taxonomy and              Issues",RFC 3234, DOI 10.17487/RFC3234, February 2002,              <https://www.rfc-editor.org/info/rfc3234>.   [RFC3272]  Awduche, D., Chiu, A., Elwalid, A., Widjaja, I., and              X. Xiao, "Overview and Principles of Internet Traffic              Engineering",RFC 3272, DOI 10.17487/RFC3272, May 2002,              <https://www.rfc-editor.org/info/rfc3272>.   [RFC4594]  Babiarz, J., Chan, K., and F. Baker, "Configuration              Guidelines for DiffServ Service Classes",RFC 4594,              DOI 10.17487/RFC4594, August 2006,              <https://www.rfc-editor.org/info/rfc4594>.   [RFC4737]  Morton, A., Ciavattone, L., Ramachandran, G., Shalunov,              S., and J. Perser, "Packet Reordering Metrics",RFC 4737,              DOI 10.17487/RFC4737, November 2006,              <https://www.rfc-editor.org/info/rfc4737>.   [RFC4787]  Audet, F., Ed. and C. Jennings, "Network Address              Translation (NAT) Behavioral Requirements for Unicast              UDP",BCP 127,RFC 4787, DOI 10.17487/RFC4787, January              2007, <https://www.rfc-editor.org/info/rfc4787>.   [RFC5236]  Jayasumana, A., Piratla, N., Banka, T., Bare, A., and              R. Whitner, "Improved Packet Reordering Metrics",RFC 5236, DOI 10.17487/RFC5236, June 2008,              <https://www.rfc-editor.org/info/rfc5236>.   [RFC5853]  Hautakorpi, J., Ed., Camarillo, G., Penfield, R.,              Hawrylyshen, A., and M. Bhatia, "Requirements from Session              Initiation Protocol (SIP) Session Border Control (SBC)              Deployments",RFC 5853, DOI 10.17487/RFC5853, April 2010,              <https://www.rfc-editor.org/info/rfc5853>.   [RFC5925]  Touch, J., Mankin, A., and R. Bonica, "The TCP              Authentication Option",RFC 5925, DOI 10.17487/RFC5925,              June 2010, <https://www.rfc-editor.org/info/rfc5925>.Dolson, et al.                Informational                    [Page 17]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   [RFC6092]  Woodyatt, J., Ed., "Recommended Simple Security              Capabilities in Customer Premises Equipment (CPE) for              Providing Residential IPv6 Internet Service",RFC 6092,              DOI 10.17487/RFC6092, January 2011,              <https://www.rfc-editor.org/info/rfc6092>.   [RFC6146]  Bagnulo, M., Matthews, P., and I. van Beijnum, "Stateful              NAT64: Network Address and Protocol Translation from IPv6              Clients to IPv4 Servers",RFC 6146, DOI 10.17487/RFC6146,              April 2011, <https://www.rfc-editor.org/info/rfc6146>.   [RFC6269]  Ford, M., Ed., Boucadair, M., Durand, A., Levis, P., and              P. Roberts, "Issues with IP Address Sharing",RFC 6269,              DOI 10.17487/RFC6269, June 2011,              <https://www.rfc-editor.org/info/rfc6269>.   [RFC6296]  Wasserman, M. and F. Baker, "IPv6-to-IPv6 Network Prefix              Translation",RFC 6296, DOI 10.17487/RFC6296, June 2011,              <https://www.rfc-editor.org/info/rfc6296>.   [RFC6333]  Durand, A., Droms, R., Woodyatt, J., and Y. Lee, "Dual-              Stack Lite Broadband Deployments Following IPv4              Exhaustion",RFC 6333, DOI 10.17487/RFC6333, August 2011,              <https://www.rfc-editor.org/info/rfc6333>.   [RFC6363]  Watson, M., Begen, A., and V. Roca, "Forward Error              Correction (FEC) Framework",RFC 6363,              DOI 10.17487/RFC6363, October 2011,              <https://www.rfc-editor.org/info/rfc6363>.   [RFC6459]  Korhonen, J., Ed., Soininen, J., Patil, B., Savolainen,              T., Bajko, G., and K. Iisakkila, "IPv6 in 3rd Generation              Partnership Project (3GPP) Evolved Packet System (EPS)",RFC 6459, DOI 10.17487/RFC6459, January 2012,              <https://www.rfc-editor.org/info/rfc6459>.   [RFC6973]  Cooper, A., Tschofenig, H., Aboba, B., Peterson, J.,              Morris, J., Hansen, M., and R. Smith, "Privacy              Considerations for Internet Protocols",RFC 6973,              DOI 10.17487/RFC6973, July 2013,              <https://www.rfc-editor.org/info/rfc6973>.   [RFC7323]  Borman, D., Braden, B., Jacobson, V., and              R. Scheffenegger, Ed., "TCP Extensions for High              Performance",RFC 7323, DOI 10.17487/RFC7323, September              2014, <https://www.rfc-editor.org/info/rfc7323>.Dolson, et al.                Informational                    [Page 18]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   [RFC7498]  Quinn, P., Ed. and T. Nadeau, Ed., "Problem Statement for              Service Function Chaining",RFC 7498,              DOI 10.17487/RFC7498, April 2015,              <https://www.rfc-editor.org/info/rfc7498>.   [RFC7596]  Cui, Y., Sun, Q., Boucadair, M., Tsou, T., Lee, Y., and              I. Farrer, "Lightweight 4over6: An Extension to the Dual-              Stack Lite Architecture",RFC 7596, DOI 10.17487/RFC7596,              July 2015, <https://www.rfc-editor.org/info/rfc7596>.   [RFC7597]  Troan, O., Ed., Dec, W., Li, X., Bao, C., Matsushima, S.,              Murakami, T., and T. Taylor, Ed., "Mapping of Address and              Port with Encapsulation (MAP-E)",RFC 7597,              DOI 10.17487/RFC7597, July 2015,              <https://www.rfc-editor.org/info/rfc7597>.   [RFC7690]  Byerly, M., Hite, M., and J. Jaeggli, "Close Encounters of              the ICMP Type 2 Kind (Near Misses with ICMPv6 Packet Too              Big (PTB))",RFC 7690, DOI 10.17487/RFC7690, January 2016,              <https://www.rfc-editor.org/info/rfc7690>.   [RFC7857]  Penno, R., Perreault, S., Boucadair, M., Ed.,              Sivakumar, S., and K. Naito, "Updates to Network Address              Translation (NAT) Behavioral Requirements",BCP 127,RFC 7857, DOI 10.17487/RFC7857, April 2016,              <https://www.rfc-editor.org/info/rfc7857>.   [RFC7974]  Williams, B., Boucadair, M., and D. Wing, "An Experimental              TCP Option for Host Identification",RFC 7974,              DOI 10.17487/RFC7974, October 2016,              <https://www.rfc-editor.org/info/rfc7974>.   [RFC8084]  Fairhurst, G., "Network Transport Circuit Breakers",BCP 208,RFC 8084, DOI 10.17487/RFC8084, March 2017,              <https://www.rfc-editor.org/info/rfc8084>.   [RFC8404]  Moriarty, K., Ed. and A. Morton, Ed., "Effects of              Pervasive Encryption on Operators",RFC 8404,              DOI 10.17487/RFC8404, July 2018,              <https://www.rfc-editor.org/info/rfc8404>.   [RFC8406]  Adamson, B., Adjih, C., Bilbao, J., Firoiu, V., Fitzek,              F., Ghanem, S., Lochin, E., Masucci, A., Montpetit, M-J.,              Pedersen, M., Peralta, G., Roca, V., Ed., Saxena, P., and              S. Sivakumar, "Taxonomy of Coding Techniques for Efficient              Network Communications",RFC 8406, DOI 10.17487/RFC8406,              June 2018, <https://www.rfc-editor.org/info/rfc8406>.Dolson, et al.                Informational                    [Page 19]

RFC 8517          Transport-Centric Middlebox Functions    February 2019   [SATELLITES]              Kuhn, N. and E. Lochin,"Network coding and satellites",              Work in Progress,draft-irtf-nwcrg-network-coding-satellites-02, November 2018.   [TCP-CONVERT]              Bonaventure, O., Boucadair, M., Gundavelli, S., and S.              Seo, "0-RTT TCP Convert Protocol", Work in Progress,draft-ietf-tcpm-converters-04, October 2018.   [USE-CASE] Napper, J., Stiemerling, M., Lopez, D., and J. Uttaro,              "Service Function Chaining Use Cases in Mobile Networks",              Work in Progress,draft-ietf-sfc-use-case-mobility-08,              May 2018.Dolson, et al.                Informational                    [Page 20]

RFC 8517          Transport-Centric Middlebox Functions    February 2019Acknowledgements   The authors thank Brian Trammell, Brian Carpenter, Mirja Kuehlewind,   Kathleen Moriarty, Gorry Fairhurst, Adrian Farrel, and Nicolas Kuhn   for their review and suggestions.Authors' Addresses   David Dolson (editor)   Email: ddolson@acm.org   Juho Snellman   Email: jsnell@iki.fi   Mohamed Boucadair (editor)   Orange   4 rue du Clos Courtel   Rennes  35000   France   Email: mohamed.boucadair@orange.com   Christian Jacquenet   Orange   4 rue du Clos Courtel   Rennes  35000   France   Email: christian.jacquenet@orange.comDolson, et al.                Informational                    [Page 21]

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