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PROPOSED STANDARD
Internet Engineering Task Force (IETF)                      S. DickinsonRequest for Comments: 8310                                       SinodunUpdates:7858                                                 D. GillmorCategory: Standards Track                                           ACLUISSN: 2070-1721                                                 T. Reddy                                                                  McAfee                                                              March 2018Usage Profiles for DNS over TLS and DNS over DTLSAbstract   This document discusses usage profiles, based on one or more   authentication mechanisms, which can be used for DNS over Transport   Layer Security (TLS) or Datagram TLS (DTLS).  These profiles can   increase the privacy of DNS transactions compared to using only   cleartext DNS.  This document also specifies new authentication   mechanisms -- it describes several ways that a DNS client can use an   authentication domain name to authenticate a (D)TLS connection to a   DNS server.  Additionally, it defines (D)TLS protocol profiles for   DNS clients and servers implementing DNS over (D)TLS.  This document   updatesRFC 7858.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8310.Dickinson, et al.            Standards Track                    [Page 1]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018Copyright Notice   Copyright (c) 2018 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Dickinson, et al.            Standards Track                    [Page 2]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018Table of Contents1. Introduction ....................................................42. Terminology .....................................................63. Scope ...........................................................74. Discussion ......................................................85. Usage Profiles ..................................................85.1. DNS Resolution ............................................116. Authentication in DNS over (D)TLS ..............................116.1. DNS-over-(D)TLS Startup Configuration Problems ............116.2. Credential Verification ...................................126.3. Summary of Authentication Mechanisms ......................126.4. Combining Authentication Mechanisms .......................156.5. Authentication in Opportunistic Privacy ...................156.6. Authentication in Strict Privacy ..........................166.7. Implementation Guidance ...................................167. Sources of Authentication Domain Names .........................177.1. Full Direct Configuration .................................177.2. Direct Configuration of ADN Only ..........................177.3. Dynamic Discovery of ADN ..................................177.3.1. DHCP ...............................................188. Credential Verification Based on Authentication Domain Name ....188.1. Authentication Based on PKIX Certificate ..................188.2. DANE ......................................................198.2.1. Direct DNS Meta-Queries ............................208.2.2. TLS DNSSEC Chain Extension .........................209. (D)TLS Protocol Profile ........................................2010. IANA Considerations ...........................................2111. Security Considerations .......................................2111.1. Countermeasures to DNS Traffic Analysis ..................2212. References ....................................................2212.1. Normative References .....................................2212.2. Informative References ...................................24Appendix A. Server Capability Probing and Caching by DNS Clients ..26   Acknowledgments ...................................................27   Authors' Addresses ................................................27Dickinson, et al.            Standards Track                    [Page 3]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 20181.  Introduction   DNS privacy issues are discussed in [RFC7626].  The specific issues   described in [RFC7626] that are most relevant to this document are   o  Passive attacks that eavesdrop on cleartext DNS transactions on      the wire (Section 2.4 of [RFC7626]) and   o  Active attacks that redirect clients to rogue servers to monitor      DNS traffic (Section 2.5.3 of [RFC7626]).   Mitigating these attacks increases the privacy of DNS transactions;   however, many of the other issues raised in [RFC7626] still apply.   Two documents that provide ways to increase DNS privacy between DNS   clients and DNS servers are   o  "Specification for DNS over Transport Layer Security (TLS)"      [RFC7858], referred to here as simply "DNS over TLS".   o  "DNS over Datagram Transport Layer Security (DTLS)" [RFC8094],      referred to here as simply "DNS over DTLS".  Note that [RFC8094]      is an Experimental specification.   Both documents are limited in scope to communications between stub   clients and recursive resolvers, and the same scope is applied to   this document (see Sections2 and3).  The proposals here might be   adapted or extended in future to be used for recursive clients and   authoritative servers, but this application was out of scope for the   DNS PRIVate Exchange (dprive) Working Group charter at the time this   document was published.   This document specifies two usage profiles (Strict Privacy and   Opportunistic Privacy) for DTLS [RFC6347] and TLS [RFC5246] that   provide improved levels of mitigation for the attacks described above   compared to using only cleartext DNS.Section 5 presents a generalized discussion of usage profiles by   separating the usage profile, which is based purely on the security   properties it offers the user, from the specific mechanism or   mechanisms that are used for DNS server authentication.  The profiles   described are   o  A Strict Privacy profile, which requires an encrypted connection      and successful authentication of the DNS server; this mitigates      both passive eavesdropping and client redirection (at the expense      of providing no DNS service if an encrypted, authenticated      connection is not available).Dickinson, et al.            Standards Track                    [Page 4]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   o  An Opportunistic Privacy profile, which will attempt, but does not      require, encryption and successful authentication; it therefore      provides limited or no mitigation for such attacks but maximizes      the chance of DNS service.   The above usage profiles attempt authentication of the server using   at least one authentication mechanism.Section 6.4 discusses how to   combine authentication mechanisms to determine the overall   authentication result.  Depending on that overall authentication   result (and whether encryption is available), the usage profile will   determine if the connection should proceed, fall back, or fail.   One authentication mechanism is already described in [RFC7858].   [RFC7858] specifies an authentication mechanism for DNS over TLS that   is based on Subject Public Key Info (SPKI) in the context of a   specific case of a Strict Privacy profile using that single   authentication mechanism.  Therefore, the "out-of-band key-pinned   privacy profile" described in [RFC7858] would qualify as a "Strict   Privacy profile" that used SPKI pinning for authentication.   This document extends the use of authentication based on SPKI   pin sets, so that it is considered a general authentication mechanism   that can be used with either DNS-over-(D)TLS usage profile.  That is,   the mechanism for SPKI pin sets as described in [RFC7858] MAY be used   with DNS over (D)TLS.   This document also describes a number of additional authentication   mechanisms, all of which specify how a DNS client should authenticate   a DNS server based on an "authentication domain name".  In   particular, the following topics are described:   o  How a DNS client can obtain the combination of an authentication      domain name and IP address for a DNS server.  SeeSection 7.   o  What acceptable credentials a DNS server can present to prove its      identity for (D)TLS authentication based on a given authentication      domain name.  SeeSection 8.   o  How a DNS client can verify that any given credential matches the      authentication domain name obtained for a DNS server.  SeeSection 8.   This document defines a (D)TLS protocol profile for use with DNS; seeSection 9.  This profile defines the configuration options and   protocol extensions required of both parties to (1) optimize   connection establishment and session resumption for transporting DNS   and (2) support all currently specified authentication mechanisms.Dickinson, et al.            Standards Track                    [Page 5]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 20182.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described inBCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all   capitals, as shown here.   Several terms are used specifically in the context of this document:   o  DNS client: A DNS stub resolver or forwarder.  In the case of a      forwarder, the term "DNS client" is used to discuss the side that      sends queries.   o  DNS server: A DNS recursive resolver or forwarder.  In the case of      a forwarder, the term "DNS server" is used to discuss the side      that responds to queries.  Note that, as used in this document,      this term does not apply to authoritative servers.   o  Privacy-enabling DNS server: A DNS server that implements      DNS over TLS [RFC7858] and may optionally implement DNS over DTLS      [RFC8094].  The server should also offer at least one of the      credentials described inSection 8 and implement the (D)TLS      profile described inSection 9.   o  (D)TLS: Used for brevity; refers to both Transport Layer Security      [RFC5246] and Datagram Transport Layer Security [RFC6347].      Specific terms will be used for any text that applies to either      protocol alone.   o  DNS over (D)TLS: Used for brevity; refers to both DNS over TLS      [RFC7858] and DNS over DTLS [RFC8094].  Specific terms will be      used for any text that applies to either protocol alone.   o  Authentication domain name: A domain name that can be used to      authenticate a privacy-enabling DNS server.  Sources of      authentication domain names are discussed inSection 7.   o  SPKI pin sets: [RFC7858] describes the use of cryptographic      digests to "pin" public key information in a manner similar to      HTTP Public Key Pinning (HPKP) [RFC7469].  An SPKI pin set is a      collection of these pins that constrains a DNS server.Dickinson, et al.            Standards Track                    [Page 6]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   o  Authentication information: Information a DNS client may use as      the basis of an authentication mechanism.  In this context, this      information can be either      *  an SPKI pin set or      *  an authentication domain name   o  Reference identifier: A reference identifier as described in      [RFC6125], constructed by the DNS client when performing TLS      authentication of a DNS server.   o  Credential: Information available for a DNS server that proves its      identity for authentication purposes.  Credentials discussed here      include      *  a PKIX certificate      *  a DNSSEC-validated chain to a TLSA record      but may also include SPKI pin sets.3.  Scope   This document is limited to describing   o  Usage profiles based on general authentication mechanisms.   o  The details of domain-name-based authentication of DNS servers by      DNS clients (as defined inSection 2).   o  The (D)TLS profiles needed to support authentication in      DNS over (D)TLS.   As such, the following topics are out of scope for this document:   o  Authentication of authoritative servers by recursive resolvers.   o  Authentication of DNS clients by DNS servers.   o  The details of how to perform authentication based on SPKI      pin sets.  This is defined in [RFC7858].   o  Any server identifier other than domain names, including IP      addresses, organizational names, country of origin, etc.Dickinson, et al.            Standards Track                    [Page 7]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 20184.  Discussion   One way to mitigate eavesdropping on cleartext DNS transactions by   passive attackers is to encrypt the query (and response).  Such   encryption typically provides integrity protection as a side effect;   this means that on-path attackers cannot simply inject bogus DNS   responses.  To also mitigate active attackers pretending to be the   server, the client must authenticate the (D)TLS connection to the   server.   This document discusses usage profiles, which provide differing   levels of attack mitigation to DNS clients, based on the requirements   for authentication and encryption, regardless of the context (for   example, which network the client is connected to).  A usage profile   is a concept distinct from a usage policy or usage model; a usage   policy or usage model might dictate which profile should be used in a   particular context (enterprise vs. coffee shop), with a particular   set of DNS servers or with reference to other external factors.  A   description of the variety of usage policies is out of scope for this   document but may be the subject of future work.   The term "privacy-enabling DNS server" is used throughout this   document.  This is a DNS server that   o  MUST implement DNS over TLS [RFC7858].   o  MAY implement DNS over DTLS [RFC8094].   o  SHOULD offer at least one of the credentials described inSection 8.   o  Implements the (D)TLS profile described inSection 9.5.  Usage Profiles   A DNS client has a choice of usage profiles available to increase the   privacy of DNS transactions.  This choice is briefly discussed in   both [RFC7858] and [RFC8094].  These usage profiles are   o  Strict Privacy profile: The DNS client requires both an encrypted      and authenticated connection to a privacy-enabling DNS server.  A      hard failure occurs if this is not available.  This requires the      client to securely obtain authentication information it can use to      authenticate the server.  This profile mitigates both passive and      active attacks, thereby providing the client with the best      available privacy for DNS.  This profile is discussed in detail inSection 6.6.Dickinson, et al.            Standards Track                    [Page 8]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   o  Opportunistic Privacy profile: The DNS client uses Opportunistic      Security as described in [RFC7435].      *  "... the use of cleartext as the baseline communication         security policy, with encryption and authentication negotiated         and applied to the communication when available."      As described in [RFC7435], it might result in      *  an encrypted and authenticated connection      *  an encrypted connection      *  a cleartext connection      depending on the fallback logic of the client, the available      authentication information, and the capabilities of the DNS      server.  In all these cases, the DNS client is willing to continue      with a connection to the DNS server and perform resolution of      queries.  The use of Opportunistic Privacy is intended to support      incremental deployment of increased privacy with a view to      widespread adoption of the Strict Privacy profile.  It should be      employed when the DNS client might otherwise settle for cleartext;      it provides the maximum protection available, depending on the      combination of factors described above.  If all the configured DNS      servers are DNS privacy servers, then it can provide protection      against passive attacks and might protect against active ones.   Both profiles can include an initial meta-query (performed using   Opportunistic Privacy) to obtain the IP address for the privacy-   enabling DNS server to which the DNS client will subsequently   connect.  The rationale for permitting this for the Strict Privacy   profile is that requiring such meta-queries to also be performed   using the Strict Privacy profile would introduce significant   deployment obstacles.  However, it should be noted that in this   scenario an active attack on the meta-query is possible.  Such an   attack could result in a Strict Privacy profile client connecting to   a server it cannot authenticate (and therefore not obtaining DNS   service) or an Opportunistic Privacy client connecting to a server   controlled by the attacker.  DNSSEC validation can detect the attack   on the meta-query, which may result in the client not obtaining DNS   service (for both usage profiles), depending on its DNSSEC validation   policy.  SeeSection 7.2 for more discussion.   To compare the two usage profiles, Table 1 below shows a successful   Strict Privacy profile alongside the three possible outcomes of an   Opportunistic Privacy profile.  In the best-case scenario for the   Opportunistic Privacy profile (an authenticated and encryptedDickinson, et al.            Standards Track                    [Page 9]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   connection), it is equivalent to the Strict Privacy profile.  In the   worst-case scenario, it is equivalent to cleartext.  Clients using   the Opportunistic Privacy profile SHOULD try for the best case but   MAY fall back to the intermediate case and, eventually, the worst-   case scenario, in order to obtain a response.  One reason to fall   back without trying every available privacy-enabling DNS server is if   latency is more important than attack mitigation; seeAppendix A.   The Opportunistic Privacy profile therefore provides varying   protection, depending on what kind of connection is actually used,   including no attack mitigation at all.   Note that there is no requirement in Opportunistic Security to notify   the user regarding what type of connection is actually used; the   "detection" described below is only possible if such connection   information is available.  However, if it is available and the user   is informed that an unencrypted connection was used to connect to a   server, then the user should assume (detect) that the connection is   subject to both active and passive attacks, since the DNS queries are   sent in cleartext.  This might be particularly useful if a new   connection to a certain server is unencrypted when all previous   connections were encrypted.  Similarly, if the user is informed that   an encrypted but unauthenticated connection was used, then the user   can detect that the connection may be subject to active attacks.  In   other words, for the cases where no protection is provided against an   attacker (N), it is possible to detect that an attack might be   happening (D).  This is discussed inSection 6.5.    +---------------+------------+------------------+-----------------+    | Usage Profile | Connection | Passive Attacker | Active Attacker |    +---------------+------------+------------------+-----------------+    |     Strict    |    A, E    |        P         |        P        |    | Opportunistic |    A, E    |        P         |        P        |    | Opportunistic |     E      |        P         |       N, D      |    | Opportunistic |            |       N, D       |       N, D      |    +---------------+------------+------------------+-----------------+     P == Protection; N == No protection; D == Detection is possible;         A == Authenticated connection; E == Encrypted connection     Table 1: Attack Protection by Usage Profile and Type of Attacker   The Strict Privacy profile provides the best attack mitigation and   therefore SHOULD always be implemented in DNS clients that implement   the Opportunistic Privacy profile.   A DNS client that implements DNS over (D)TLS SHOULD NOT be configured   by default to use only cleartext.Dickinson, et al.            Standards Track                   [Page 10]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   The choice between the two profiles depends on a number of factors,   including which is more important to the particular client:   o  DNS service, at the cost of no attack mitigation (Opportunistic      Privacy) or   o  Best available attack mitigation, at the potential cost of no DNS      service (Strict Privacy).   Additionally, the two profiles require varying levels of   configuration (or a trusted relationship with a provider) and DNS   server capabilities; therefore, DNS clients will need to carefully   select which profile to use based on their communication needs.   A DNS server that implements DNS over (D)TLS SHOULD provide at least   one credential (Section 2) so that those DNS clients that wish to use   the Strict Privacy profile are able to do so.5.1.  DNS Resolution   A DNS client SHOULD select a particular usage profile when resolving   a query.  A DNS client MUST NOT fall back from Strict Privacy to   Opportunistic Privacy during the resolution of a given query, as this   could invalidate the protection offered against attackers.  It is   anticipated that DNS clients will use a particular usage profile for   all queries to all configured servers until an operational issue or   policy update dictates a change in the profile used.6.  Authentication in DNS over (D)TLS   This section describes authentication mechanisms and how they can be   used in either Strict or Opportunistic Privacy for DNS over (D)TLS.6.1.  DNS-over-(D)TLS Startup Configuration Problems   Many (D)TLS clients use PKIX authentication [RFC6125] based on an   authentication domain name for the server they are contacting.  These   clients typically first look up the server's network address in the   DNS before making this connection.  Such a DNS client therefore has a   bootstrap problem, as it will typically only know the IP address of   its DNS server.   In this case, before connecting to a DNS server, a DNS client needs   to learn the authentication domain name it should associate with the   IP address of a DNS server for authentication purposes.  Sources of   authentication domain names are discussed inSection 7.Dickinson, et al.            Standards Track                   [Page 11]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   One advantage of this domain-name-based approach is that it   encourages the association of stable, human-recognizable identifiers   with secure DNS service providers.6.2.  Credential Verification   Verification of SPKI pin sets is discussed in [RFC7858].   In terms of domain-name-based verification, once an authentication   domain name is known for a DNS server, a choice of authentication   mechanisms can be used for credential verification.Section 8   discusses these mechanisms -- namely, PKIX certificate-based   authentication and DNS-Based Authentication of Named Entities (DANE)   -- in detail.   Note that the use of DANE adds requirements on the ability of the   client to get validated DNSSEC results.  This is discussed in more   detail inSection 8.2.6.3.  Summary of Authentication Mechanisms   This section provides an overview of the various authentication   mechanisms.  Table 2 below indicates how the DNS client obtains   information to use for authentication for each option: either   statically via direct configuration or dynamically.  Of course, the   Opportunistic Privacy profile does not require authentication, and so   a client using that profile may choose to connect to a   privacy-enabling DNS server on the basis of just an IP address.Dickinson, et al.            Standards Track                   [Page 12]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   +---+------------+-------------+------------------------------------+   | # | Static     | Dynamically | Short name: Description            |   |   | Config     | Obtained    |                                    |   +---+------------+-------------+------------------------------------+   | 1 | SPKI + IP  |             | SPKI: SPKI pin set(s) and IP       |   |   |            |             | address obtained out of band       |   |   |            |             | [RFC7858]                          |   |   |            |             |                                    |   | 2 | ADN + IP   |             | ADN: ADN and IP address obtained   |   |   |            |             | out of band (seeSection 7.1)      |   |   |            |             |                                    |   | 3 | ADN        | IP          | ADN only: Opportunistic Privacy    |   |   |            |             | meta-queries to a NP DNS server    |   |   |            |             | for A/AAAA (seeSection 7.2)       |   |   |            |             |                                    |   | 4 |            | ADN + IP    | DHCP: DHCP configuration only (see |   |   |            |             |Section 7.3.1)                     |   |   |            |             |                                    |   | 5 | [ADN + IP] | [ADN + IP]  | DANE: DNSSEC chain obtained via    |   |   |            | TLSA record | Opportunistic Privacy meta-queries |   |   |            |             | to NP DNS server (see Section      |   |   |            |             | 8.2.1)                             |   |   |            |             |                                    |   | 6 | [ADN + IP] | [ADN + IP]  | TLS extension: DNSSEC chain        |   |   |            | TLSA record | provided by PE DNS server in TLS   |   |   |            |             | DNSSEC chain extension (see        |   |   |            |             |Section 8.2.2)                     |   +---+------------+-------------+------------------------------------+                SPKI == SPKI pin set(s); IP == IP Address;        ADN == Authentication Domain Name; NP == Network-Provided;        PE == Privacy-Enabling; [ ] == Data may be obtained either                         statically or dynamically              Table 2: Overview of Authentication Mechanisms   The following summary attempts to present some key attributes of each   of the mechanisms (using the "Short name" from Table 2), indicating   attractive attributes with a "+" and undesirable attributes   with a "-".   1.  SPKI       + Minimal leakage (note that the ADN is always leaked in the         Server Name Indication (SNI) field in the ClientHello in TLS         when communicating with a privacy-enabling DNS server)       - Overhead of ongoing key management requiredDickinson, et al.            Standards Track                   [Page 13]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   2.  ADN       + Minimal leakage       + One-off direct configuration only   3.  ADN only       + Minimal one-off direct configuration; only a human-recognizable         domain name needed       - A/AAAA meta-queries leaked to network-provided DNS server that         may be subject to active attack (attack can be mitigated by         DNSSEC validation)   4.  DHCP       + No static config       - Requires a non-standard or future DHCP option in order to         provide the ADN       - Requires secure and trustworthy connection to DHCP server if         used with a Strict Privacy profile   5.  DANE       The ADN and/or IP may be obtained statically or dynamically, and       the relevant attributes of that method apply.       + DANE options (e.g., matching on entire certificate)       - Requires a DNSSEC-validating stub implementation (the         deployment of which is limited at the time of this writing)       - DNSSEC chain meta-queries leaked to network-provided DNS server         that may be subject to active attack   6.  TLS extension       The ADN and/or IP may be obtained statically or dynamically, and       the relevant attributes of that method apply.       + Reduced latency compared with DANE       + No network-provided DNS server required if ADN and IP         statically configuredDickinson, et al.            Standards Track                   [Page 14]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018       + DANE options (e.g., matching on entire certificate)       - Requires a DNSSEC-validating stub implementation6.4.  Combining Authentication Mechanisms   This document does not make explicit recommendations about how an   authentication mechanism based on SPKI pin sets should be combined   with a domain-based mechanism from an operator perspective.  However,   it can be envisaged that a DNS server operator may wish to make both   an SPKI pin set and an authentication domain name available to allow   clients to choose which mechanism to use.  Therefore, the following   text provides guidance on how clients ought to behave if they choose   to configure both, as is possible in HPKP [RFC7469].   A DNS client that is configured with both an authentication domain   name and an SPKI pin set for a DNS server SHOULD match on both a   valid credential for the authentication domain name and a valid SPKI   pin set (if both are available) when connecting to that DNS server.   In this case, the client SHOULD treat individual SPKI pins as   specified inSection 2.6 of [RFC7469] with regard to user-defined   trust anchors.  The overall authentication result SHOULD only be   considered successful if both authentication mechanisms are   successful.6.5.  Authentication in Opportunistic Privacy   An Opportunistic Privacy Profile (based on Opportunistic Security   [RFC7435]) that MAY be used for DNS over (D)TLS is described in   [RFC7858] and is further specified in this document.   DNS clients that issue queries under an Opportunistic Privacy profile   and that know authentication information for a given privacy-enabling   DNS server SHOULD try to authenticate the server using the mechanisms   described here.  This is useful for detecting (but not preventing)   active attacks, since the fact that authentication information is   available indicates that the server in question is a privacy-enabling   DNS server to which it should be possible to establish an   authenticated and encrypted connection.  In this case, whilst a   client cannot know the reason for an authentication failure, from a   security standpoint the client should consider an active attack in   progress and proceed under that assumption.  For example, a client   that implements a nameserver selection algorithm that preferentially   uses nameservers that successfully authenticated (seeSection 5)   might not continue to use the failing server if there were   alternative servers available.Dickinson, et al.            Standards Track                   [Page 15]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   Attempting authentication is also useful for debugging or diagnostic   purposes if there are means to report the result.  This information   can provide a basis for a DNS client to switch to (preferred) Strict   Privacy where it is viable, e.g., where all the configured servers   support DNS over (D)TLS and successfully authenticate.6.6.  Authentication in Strict Privacy   To authenticate a privacy-enabling DNS server, a DNS client needs to   know authentication information for each server it is willing to   contact.  This is necessary to protect against active attacks that   attempt to redirect clients to rogue DNS servers.   A DNS client requiring Strict Privacy MUST use either (1) one of the   sources listed inSection 7, to obtain an authentication domain name   for the server it contacts or (2) an SPKI pin set as described in   [RFC7858].   A DNS client requiring Strict Privacy MUST only attempt to connect to   DNS servers for which at least one piece of authentication   information is known.  The client MUST use the available verification   mechanisms described inSection 8 to authenticate the server and MUST   abort connections to a server when no verification mechanism   succeeds.   With Strict Privacy, the DNS client MUST NOT commence sending DNS   queries until at least one of the privacy-enabling DNS servers   becomes available.   A privacy-enabling DNS server may be temporarily unavailable when   configuring a network.  For example, for clients on networks that   require registration through web-based login (a.k.a. "captive   portals"), such registration may rely on DNS interception and   spoofing.  Techniques such as those used by dnssec-trigger   [dnssec-trigger] MAY be used during network configuration, with the   intent to transition to the designated privacy-enabling DNS servers   after captive-portal registration.  If using a Strict Privacy   profile, the system MUST alert by some means that the DNS is not   private during such a bootstrap operation.6.7.  Implementation GuidanceSection 9 describes the (D)TLS profile for DNS over (D)TLS.   Additional considerations relating to general implementation   guidelines are discussed in bothSection 11 andAppendix A.Dickinson, et al.            Standards Track                   [Page 16]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 20187.  Sources of Authentication Domain Names7.1.  Full Direct Configuration   DNS clients may be directly and securely provisioned with the   authentication domain name of each privacy-enabling DNS server -- for   example, using a client-specific configuration file or API.   In this case, direct configuration for a DNS client would consist of   both an IP address and an authentication domain name for each DNS   server that were obtained via an out-of-band mechanism.7.2.  Direct Configuration of ADN Only   A DNS client may be configured directly and securely with only the   authentication domain name of each of its privacy-enabling DNS   servers -- for example, using a client-specific configuration file   or API.   A DNS client might learn of a default recursive DNS resolver from an   untrusted source (such as DHCP's DNS Recursive Name Server option   [RFC3646]).  It can then use meta-queries performed using an   Opportunistic Privacy profile to an untrusted recursive DNS resolver   to establish the IP address of the intended privacy-enabling DNS   resolver by doing a lookup of A/AAAA records.  A DNSSEC-validating   client SHOULD apply the same validation policy to the A/AAAA   meta-queries as it does to other queries.  A client that does not   validate DNSSEC SHOULD apply the same policy (if any) to the A/AAAA   meta-queries as it does to other queries.  Private DNS resolution can   now be done by the DNS client against the pre-configured privacy-   enabling DNS resolver, using the IP address obtained from the   untrusted DNS resolver.   A DNS client so configured that successfully connects to a privacy-   enabling DNS server MAY choose to locally cache the server host IP   addresses in order to not have to repeat the meta-query.7.3.  Dynamic Discovery of ADN   This section discusses the general case of a DNS client discovering   both the authentication domain name and IP address dynamically.  At   the time of this writing, this is not possible by any standard means.   However, since, for example, a future DHCP extension could (in   principle) provide this mechanism, the required security properties   of such mechanisms are outlined here.Dickinson, et al.            Standards Track                   [Page 17]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   When using a Strict Privacy profile, the dynamic discovery technique   used as a source of authentication domain names MUST be considered   secure and trustworthy.  This requirement does not apply when using   an Opportunistic Privacy profile, given the security expectation of   that profile.7.3.1.  DHCP   In the typical case today, a DHCP server [RFC2131] [RFC3315] provides   a list of IP addresses for DNS resolvers (seeSection 3.8 of   [RFC2132]) but does not provide an authentication domain name for the   DNS resolver, thus preventing the use of most of the authentication   methods described here (all of those that are based on a mechanism   with ADN; see Table 2).   This document does not specify or request any DHCP extension to   provide authentication domain names.  However, if one is developed in   future work, the issues outlined inSection 8 of [RFC7227] should be   taken into account, as should the security considerations discussed   inSection 23 of [RFC3315].   This document does not attempt to describe secured and trusted   relationships to DHCP servers, as this is purely a DHCP issue (and   still open, at the time of this writing).  Whilst some implementation   work is in progress to secure IPv6 connections for DHCP, IPv4   connections have received little or no implementation attention in   this area.8.  Credential Verification Based on Authentication Domain Name8.1.  Authentication Based on PKIX Certificate   When a DNS client configured with an authentication domain name   connects to its configured DNS server over (D)TLS, the server may   present it with a PKIX certificate.  In order to ensure proper   authentication, DNS clients MUST verify the entire certification path   per [RFC5280].  The DNS client additionally uses validation   techniques as described in [RFC6125] to compare the domain name to   the certificate provided.   A DNS client constructs one reference identifier for the server based   on the authentication domain name: a DNS-ID, which is simply the   authentication domain name itself.   If the reference identifier is found (as described inSection 6 of   [RFC6125]) in the PKIX certificate's subjectAltName extension, the   DNS client should accept the certificate for the server.Dickinson, et al.            Standards Track                   [Page 18]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   A compliant DNS client MUST only inspect the certificate's   subjectAltName extension for the reference identifier.  In   particular, it MUST NOT inspect the Subject field itself.8.2.  DANE   DANE [RFC6698] provides various mechanisms using DNSSEC to anchor   trust for certificates and raw public keys.  However, this requires   the DNS client to have an authentication domain name (which must be   obtained via a trusted source) for the DNS privacy server.   This section assumes a solid understanding of both DANE [RFC6698] and   DANE operations [RFC7671].  A few pertinent issues covered in these   documents are outlined here as useful pointers, but familiarity with   both of these documents in their entirety is expected.   Note that [RFC6698] says      Clients that validate the DNSSEC signatures themselves MUST use      standard DNSSEC validation procedures.  Clients that rely on      another entity to perform the DNSSEC signature validation MUST use      a secure mechanism between themselves and the validator.   Note that [RFC7671] covers the following topics:   o  Sections4.1 ("Opportunistic Security and PKIX Usages") and 14      ("Security Considerations") of [RFC7671], which both discuss the      use of schemes based on trust anchors and end entities (PKIX-TA(0)      and PKIX-EE(1), respectively) for Opportunistic Security.   oSection 5 ("Certificate-Usage-Specific DANE Updates and      Guidelines") of [RFC7671] -- specifically,Section 5.1 of      [RFC7671], which outlines the combination of certificate usage      DANE-EE(3) and selector SPKI(1) with raw public keys [RFC7250].Section 5.1 of [RFC7671] also discusses the security implications      of this mode; for example, it discusses key lifetimes and      specifies that validity period enforcement is based solely on the      TLSA RRset properties for this case.   oSection 13 ("Operational Considerations") of [RFC7671], which      discusses TLSA TTLs and signature validity periods.   The specific DANE record for a DNS privacy server would take the form      _853._tcp.[authentication-domain-name] for TLS      _853._udp.[authentication-domain-name] for DTLSDickinson, et al.            Standards Track                   [Page 19]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 20188.2.1.  Direct DNS Meta-Queries   The DNS client MAY choose to perform the DNS meta-queries to retrieve   the required DANE records itself.  The DNS meta-queries for such DANE   records MAY use the Opportunistic Privacy profile or be in the clear   to avoid trust recursion.  The records MUST be validated using DNSSEC   as described in [RFC6698].8.2.2.  TLS DNSSEC Chain Extension   The DNS client MAY offer the TLS extension described in   [TLS-DNSSEC-Chain-Ext].  If the DNS server supports this extension,   it can provide the full chain to the client in the handshake.   If the DNS client offers the TLS DNSSEC chain extension, it MUST be   capable of validating the full DNSSEC authentication chain down to   the leaf.  If the supplied DNSSEC chain does not validate, the client   MUST ignore the DNSSEC chain and validate only via other supplied   credentials.9.  (D)TLS Protocol Profile   This section defines the (D)TLS protocol profile of DNS over (D)TLS.   Clients and servers MUST adhere to the (D)TLS implementation   recommendations and security considerations of [RFC7525], except with   respect to the (D)TLS version.   Since encryption of DNS using (D)TLS is a greenfield deployment, DNS   clients and servers MUST implement only (D)TLS 1.2 or later.  For   example, implementing (D)TLS 1.3 [TLS-1.3] [DTLS-1.3] is also an   option.   Implementations MUST NOT offer or provide TLS compression, since   compression can leak significant amounts of information, especially   to a network observer capable of forcing the user to do an arbitrary   DNS lookup in the style of the Compression Ratio Info-leak Made Easy   (CRIME) attacks [CRIME].Dickinson, et al.            Standards Track                   [Page 20]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   Implementations compliant with this profile MUST implement the   following items:   o  TLS session resumption without server-side state [RFC5077], which      eliminates the need for the server to retain cryptographic state      for longer than necessary.  (This statement updates [RFC7858].)   o  Raw public keys [RFC7250], which reduce the size of the      ServerHello and can be used by servers that cannot obtain      certificates (e.g., DNS servers on private networks).  A client      MUST only indicate support for raw public keys if it has an SPKI      pin set pre-configured (for interoperability reasons).   Implementations compliant with this profile SHOULD implement the   following items:   o  TLS False Start [RFC7918], which reduces round trips by allowing      the TLS second flight of messages (ChangeCipherSpec) to also      contain the (encrypted) DNS query.   o  The Cached Information Extension [RFC7924], which avoids      transmitting the server's certificate and certificate chain if the      client has cached that information from a previous TLS handshake.   Guidance specific to TLS is provided in [RFC7858], and guidance   specific to DTLS is provided in [RFC8094].10.  IANA Considerations   This document does not require any IANA actions.11.  Security Considerations   Security considerations discussed in [RFC7525], [RFC8094], and   [RFC7858] apply to this document.   DNS clients SHOULD implement (1) support for the mechanisms described   inSection 8.2 and (2) offering a configuration option that limits   authentication to using only those mechanisms (i.e., with no fallback   to pure PKIX-based authentication) such that authenticating solely   via the PKIX infrastructure can be avoided.Dickinson, et al.            Standards Track                   [Page 21]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 201811.1.  Countermeasures to DNS Traffic Analysis   This section makes suggestions for measures that can reduce the   ability of attackers to infer information pertaining to encrypted   client queries by other means (e.g., via an analysis of encrypted   traffic size or via monitoring of the unencrypted traffic from a DNS   recursive resolver to an authoritative server).   DNS-over-(D)TLS clients and servers SHOULD implement the following   relevant DNS extensions:   o  Extension Mechanisms for DNS (EDNS(0)) padding [RFC7830], which      allows encrypted queries and responses to hide their size, making      analysis of encrypted traffic harder.   Guidance on padding policies for EDNS(0) is provided in   [EDNS0-Pad-Policies].   DNS-over-(D)TLS clients SHOULD implement the following relevant DNS   extensions:   o  Privacy election per [RFC7871] ("Client Subnet in DNS Queries").      If a DNS client does not include an edns-client-subnet EDNS0      option with SOURCE PREFIX-LENGTH set to 0 in a query, the DNS      server may potentially leak client address information to the      upstream authoritative DNS servers.  A DNS client ought to be able      to inform the DNS resolver that it does not want any address      information leaked, and the DNS resolver should honor that      request.12.  References12.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <https://www.rfc-editor.org/info/rfc2119>.   [RFC5077]  Salowey, J., Zhou, H., Eronen, P., and H. Tschofenig,              "Transport Layer Security (TLS) Session Resumption without              Server-Side State",RFC 5077, DOI 10.17487/RFC5077,              January 2008, <https://www.rfc-editor.org/info/rfc5077>.   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security              (TLS) Protocol Version 1.2",RFC 5246,              DOI 10.17487/RFC5246, August 2008,              <https://www.rfc-editor.org/info/rfc5246>.Dickinson, et al.            Standards Track                   [Page 22]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,              Housley, R., and W. Polk, "Internet X.509 Public Key              Infrastructure Certificate and Certificate Revocation List              (CRL) Profile",RFC 5280, DOI 10.17487/RFC5280, May 2008,              <https://www.rfc-editor.org/info/rfc5280>.   [RFC6125]  Saint-Andre, P. and J. Hodges, "Representation and              Verification of Domain-Based Application Service Identity              within Internet Public Key Infrastructure Using X.509              (PKIX) Certificates in the Context of Transport Layer              Security (TLS)",RFC 6125, DOI 10.17487/RFC6125,              March 2011, <https://www.rfc-editor.org/info/rfc6125>.   [RFC6347]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer              Security Version 1.2",RFC 6347, DOI 10.17487/RFC6347,              January 2012, <https://www.rfc-editor.org/info/rfc6347>.   [RFC6698]  Hoffman, P. and J. Schlyter, "The DNS-Based Authentication              of Named Entities (DANE) Transport Layer Security (TLS)              Protocol: TLSA",RFC 6698, DOI 10.17487/RFC6698,              August 2012, <https://www.rfc-editor.org/info/rfc6698>.   [RFC7250]  Wouters, P., Ed., Tschofenig, H., Ed., Gilmore, J.,              Weiler, S., and T. Kivinen, "Using Raw Public Keys in              Transport Layer Security (TLS) and Datagram Transport              Layer Security (DTLS)",RFC 7250, DOI 10.17487/RFC7250,              June 2014, <https://www.rfc-editor.org/info/rfc7250>.   [RFC7525]  Sheffer, Y., Holz, R., and P. Saint-Andre,              "Recommendations for Secure Use of Transport Layer              Security (TLS) and Datagram Transport Layer Security              (DTLS)",BCP 195,RFC 7525, DOI 10.17487/RFC7525,              May 2015, <https://www.rfc-editor.org/info/rfc7525>.   [RFC7671]  Dukhovni, V. and W. Hardaker, "The DNS-Based              Authentication of Named Entities (DANE) Protocol: Updates              and Operational Guidance",RFC 7671, DOI 10.17487/RFC7671,              October 2015, <https://www.rfc-editor.org/info/rfc7671>.   [RFC7830]  Mayrhofer, A., "The EDNS(0) Padding Option",RFC 7830,              DOI 10.17487/RFC7830, May 2016,              <https://www.rfc-editor.org/info/rfc7830>.   [RFC7858]  Hu, Z., Zhu, L., Heidemann, J., Mankin, A., Wessels, D.,              and P. Hoffman, "Specification for DNS over Transport              Layer Security (TLS)",RFC 7858, DOI 10.17487/RFC7858,              May 2016, <https://www.rfc-editor.org/info/rfc7858>.Dickinson, et al.            Standards Track                   [Page 23]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   [RFC7918]  Langley, A., Modadugu, N., and B. Moeller, "Transport              Layer Security (TLS) False Start",RFC 7918,              DOI 10.17487/RFC7918, August 2016,              <https://www.rfc-editor.org/info/rfc7918>.   [RFC7924]  Santesson, S. and H. Tschofenig, "Transport Layer Security              (TLS) Cached Information Extension",RFC 7924,              DOI 10.17487/RFC7924, July 2016,              <https://www.rfc-editor.org/info/rfc7924>.   [RFC8094]  Reddy, T., Wing, D., and P. Patil, "DNS over Datagram              Transport Layer Security (DTLS)",RFC 8094,              DOI 10.17487/RFC8094, February 2017,              <https://www.rfc-editor.org/info/rfc8094>.   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase inRFC 2119 Key Words",BCP 14,RFC 8174,              DOI 10.17487/RFC8174, May 2017,              <https://www.rfc-editor.org/info/rfc8174>.12.2.  Informative References   [CRIME]    Rizzo, J. and T. Duong, "The CRIME Attack", Ekoparty              Security Conference, 2012,              <https://www.ekoparty.org/archivo/2012/eko8-CRIME.pdf>.   [dnssec-trigger]              NLnetLabs, "Dnssec-Trigger", December 2017,              <https://www.nlnetlabs.nl/projects/dnssec-trigger/>.   [DTLS-1.3]              Rescorla, E., Tschofenig, H., and N. Modadugu, "The              Datagram Transport Layer Security (DTLS) Protocol              Version 1.3", Work in Progress,draft-ietf-tls-dtls13-26,              March 2018.   [EDNS0-Pad-Policies]              Mayrhofer, A.,"Padding Policy for EDNS(0)", Work in              Progress,draft-ietf-dprive-padding-policy-04,              February 2018.   [RFC2131]  Droms, R., "Dynamic Host Configuration Protocol",RFC 2131, DOI 10.17487/RFC2131, March 1997,              <https://www.rfc-editor.org/info/rfc2131>.   [RFC2132]  Alexander, S. and R. Droms, "DHCP Options and BOOTP Vendor              Extensions",RFC 2132, DOI 10.17487/RFC2132, March 1997,              <https://www.rfc-editor.org/info/rfc2132>.Dickinson, et al.            Standards Track                   [Page 24]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018   [RFC3315]  Droms, R., Ed., Bound, J., Volz, B., Lemon, T., Perkins,              C., and M. Carney, "Dynamic Host Configuration Protocol              for IPv6 (DHCPv6)",RFC 3315, DOI 10.17487/RFC3315,              July 2003, <https://www.rfc-editor.org/info/rfc3315>.   [RFC3646]  Droms, R., Ed., "DNS Configuration options for Dynamic              Host Configuration Protocol for IPv6 (DHCPv6)",RFC 3646,              DOI 10.17487/RFC3646, December 2003,              <https://www.rfc-editor.org/info/rfc3646>.   [RFC7227]  Hankins, D., Mrugalski, T., Siodelski, M., Jiang, S., and              S. Krishnan, "Guidelines for Creating New DHCPv6 Options",BCP 187,RFC 7227, DOI 10.17487/RFC7227, May 2014,              <https://www.rfc-editor.org/info/rfc7227>.   [RFC7435]  Dukhovni, V., "Opportunistic Security: Some Protection              Most of the Time",RFC 7435, DOI 10.17487/RFC7435,              December 2014, <https://www.rfc-editor.org/info/rfc7435>.   [RFC7469]  Evans, C., Palmer, C., and R. Sleevi, "Public Key Pinning              Extension for HTTP",RFC 7469, DOI 10.17487/RFC7469,              April 2015, <https://www.rfc-editor.org/info/rfc7469>.   [RFC7626]  Bortzmeyer, S., "DNS Privacy Considerations",RFC 7626,              DOI 10.17487/RFC7626, August 2015,              <https://www.rfc-editor.org/info/rfc7626>.   [RFC7871]  Contavalli, C., van der Gaast, W., Lawrence, D., and              W. Kumari, "Client Subnet in DNS Queries",RFC 7871,              DOI 10.17487/RFC7871, May 2016,              <https://www.rfc-editor.org/info/rfc7871>.   [TLS-1.3]  Rescorla, E., "The Transport Layer Security (TLS) Protocol              Version 1.3", Work in Progress,draft-ietf-tls-tls13-27,              March 2018.   [TLS-DNSSEC-Chain-Ext]              Shore, M., Barnes, R., Huque, S., and W. Toorop, "A DANE              Record and DNSSEC Authentication Chain Extension for TLS",              Work in Progress,draft-ietf-tls-dnssec-chain-extension-06, January 2018.Dickinson, et al.            Standards Track                   [Page 25]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018Appendix A.  Server Capability Probing and Caching by DNS Clients   This section presents a non-normative discussion of how DNS clients   might probe for, and cache capabilities of, privacy-enabling DNS   servers.   Deployment of both DNS over TLS and DNS over DTLS will be gradual.   Not all servers will support one or both of these protocols, and the   well-known port might be blocked by some middleboxes.  Clients will   be expected to keep track of servers that support DNS over TLS and/or   DNS over DTLS, as well as those that have been previously   authenticated.   If no server capability information is available, then (unless   otherwise specified by the configuration of the DNS client) DNS   clients that implement both TLS and DTLS should try to authenticate   using both protocols before failing or falling back to an   unauthenticated or cleartext connection.  DNS clients using an   Opportunistic Privacy profile should try all available servers   (possibly in parallel) in order to obtain an authenticated and   encrypted connection before falling back.  (RATIONALE: This approach   can increase latency while discovering server capabilities but   maximizes the chance of sending the query over an authenticated and   encrypted connection.)Dickinson, et al.            Standards Track                   [Page 26]

RFC 8310           Usage Profiles for DNS over (D)TLS         March 2018Acknowledgments   Thanks to the authors of both [RFC8094] and [RFC7858] for laying the   groundwork for this document and for reviewing the contents.  The   authors would also like to thank John Dickinson, Shumon Huque,   Melinda Shore, Gowri Visweswaran, Ray Bellis, Stephane Bortzmeyer,   Jinmei Tatuya, Paul Hoffman, Christian Huitema, and John Levine for   review and discussion of the ideas presented here.Authors' Addresses   Sara Dickinson   Sinodun Internet Technologies   Magdalen Centre   Oxford Science Park   Oxford  OX4 4GA   United Kingdom   Email: sara@sinodun.com   URI:https://www.sinodun.com/   Daniel Kahn Gillmor   ACLU   125 Broad Street, 18th Floor   New York, NY  10004   United States of America   Email: dkg@fifthhorseman.net   Tirumaleswar Reddy   McAfee, Inc.   Embassy Golf Link Business Park   Bangalore, Karnataka  560071   India   Email: TirumaleswarReddy_Konda@McAfee.comDickinson, et al.            Standards Track                   [Page 27]

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