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INFORMATIONAL
Errata Exist
Internet Engineering Task Force (IETF)                          M. WelzlRequest for Comments: 8303                            University of OsloCategory: Informational                                        M. TuexenISSN: 2070-1721                         Muenster Univ. of Appl. Sciences                                                              N. Khademi                                                      University of Oslo                                                           February 2018On the Usage of Transport FeaturesProvided by IETF Transport ProtocolsAbstract   This document describes how the transport protocols Transmission   Control Protocol (TCP), MultiPath TCP (MPTCP), Stream Control   Transmission Protocol (SCTP), User Datagram Protocol (UDP), and   Lightweight User Datagram Protocol (UDP-Lite) expose services to   applications and how an application can configure and use the   features that make up these services.  It also discusses the service   provided by the Low Extra Delay Background Transport (LEDBAT)   congestion control mechanism.  The description results in a set of   transport abstractions that can be exported in a transport services   (TAPS) API.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8303.Welzl, et al.                 Informational                     [Page 1]

RFC 8303                   Transport Services              February 2018Copyright Notice   Copyright (c) 2018 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1. Introduction ....................................................32. Terminology .....................................................53. Pass 1 ..........................................................63.1. Primitives Provided by TCP .................................63.1.1. Excluded Primitives or Parameters ...................93.2. Primitives Provided by MPTCP ..............................103.3. Primitives Provided by SCTP ...............................113.3.1. Excluded Primitives or Parameters ..................183.4. Primitives Provided by UDP and UDP-Lite ...................183.5. The Service of LEDBAT .....................................194. Pass 2 .........................................................204.1. CONNECTION-Related Primitives .............................214.2. DATA-Transfer-Related Primitives ..........................385. Pass 3 .........................................................415.1. CONNECTION-Related Transport Features .....................415.2. DATA-Transfer-Related Transport Features ..................475.2.1. Sending Data .......................................475.2.2. Receiving Data .....................................485.2.3. Errors .............................................496. IANA Considerations ............................................497. Security Considerations ........................................498. References .....................................................508.1. Normative References ......................................508.2. Informative References ....................................52Appendix A. Overview of RFCs Used as Input for Pass 1 .............54Appendix B. How This Document Was Developed .......................54   Acknowledgements ..................................................56   Authors' Addresses ................................................56Welzl, et al.                 Informational                     [Page 2]

RFC 8303                   Transport Services              February 20181.  Introduction   This specification describes how transport protocols offer transport   services, such that applications using them are no longer directly   tied to a specific protocol.  Breaking this strict connection can   reduce the effort for an application programmer, yet attain greater   transport flexibility by pushing complexity into an underlying   transport services (TAPS) system.   This design process has started with a survey of the services   provided by IETF transport protocols and congestion control   mechanisms [RFC8095].  The present document and [RFC8304] complement   this survey with an in-depth look at the defined interactions between   applications and the following unicast transport protocols:   Transmission Control Protocol (TCP), MultiPath TCP (MPTCP), Stream   Control Transmission Protocol (SCTP), User Datagram Protocol (UDP),   and Lightweight User Datagram Protocol (UDP-Lite).  We also define a   primitive to enable/disable and configure the Low Extra Delay   Background Transport (LEDBAT) unicast congestion control mechanism.   For UDP and UDP-Lite, the first step of the protocol analysis -- a   discussion of relevant RFC text -- is documented in [RFC8304].   This snapshot in time of the IETF transport protocols is published as   an RFC to document the analysis by the authors and the TAPS Working   Group; this generates a set of transport abstractions that can be   exported in a TAPS API.  It provides the basis for the minimal set of   transport services that end systems supporting TAPS should implement   [TAPS-MINSET].   The list of primitives, events, and transport features in this   document is strictly based on the parts of protocol specifications   that describe what the protocol provides to an application using it   and how the application interacts with it.  Transport protocols   provide communication between processes that operate on network   endpoints, which means that they allow for multiplexing of   communication between the same IP addresses, and this multiplexing is   achieved using port numbers.  Port multiplexing is therefore assumed   to be always provided and not discussed in this document.   Parts of a protocol that are explicitly stated as optional to   implement are not covered.  Interactions between the application and   a transport protocol that are not directly related to the operation   of the protocol are also not covered.  For example, there are various   ways for an application to use socket options to indicate its   interest in receiving certain notifications [RFC6458].  However, for   the purpose of identifying primitives, events, and transport   features, the ability to enable or disable the reception of   notifications is irrelevant.  Similarly, "one-to-many style sockets"Welzl, et al.                 Informational                     [Page 3]

RFC 8303                   Transport Services              February 2018   [RFC6458] just affect the application programming style, not how the   underlying protocol operates, and they are therefore not discussed   here.  The same is true for the ability to obtain the unchanged value   of a parameter that an application has previously set (e.g., via   "get" in get/set operations [RFC6458]).   The document presents a three-pass process to arrive at a list of   transport features.  In the first pass (pass 1), the relevant RFC   text is discussed per protocol.  In the second pass (pass 2), this   discussion is used to derive a list of primitives and events that are   uniformly categorized across protocols.  Here, an attempt is made to   present or -- where text describing primitives or events does not yet   exist -- construct primitives or events in a slightly generalized   form to highlight similarities.  This is, for example, achieved by   renaming primitives or events of protocols or by avoiding a strict   1:1 mapping between the primitives or events in the protocol   specification and primitives or events in the list.  Finally, the   third pass (pass 3) presents transport features based on pass 2,   identifying which protocols implement them.   In the list resulting from the second pass, some transport features   are missing because they are implicit in some protocols, and they   only become explicit when we consider the superset of all transport   features offered by all protocols.  For example, TCP always carries   out congestion control; we have to consider it together with a   protocol like UDP (which does not have congestion control) before we   can consider congestion control as a transport feature.  The complete   list of transport features across all protocols is therefore only   available after pass 3.   Some protocols are connection oriented.  Connection-oriented   protocols often use an initial call to a specific primitive to open a   connection before communication can progress and require   communication to be explicitly terminated by issuing another call to   a primitive (usually called 'Close').  A "connection" is the common   state that some transport primitives refer to, e.g., to adjust   general configuration settings.  Connection establishment,   maintenance, and termination are therefore used to categorize   transport primitives of connection-oriented transport protocols in   pass 2 and pass 3.  For this purpose, UDP is assumed to be used with   "connected" sockets, i.e., sockets that are bound to a specific pair   of addresses and ports [RFC8304].Welzl, et al.                 Informational                     [Page 4]

RFC 8303                   Transport Services              February 20182.  Terminology   Transport Feature:  a specific end-to-end feature that the transport      layer provides to an application.  Examples include      confidentiality, reliable delivery, ordered delivery, message-      versus-stream orientation, etc.   Transport Service:  a set of transport features, without an      association to any given framing protocol, which provides a      complete service to an application.   Transport Protocol:  an implementation that provides one or more      transport services using a specific framing and header format on      the wire.   Transport Protocol Component:  an implementation of a transport      feature within a protocol.   Transport Service Instance:  an arrangement of transport protocols      with a selected set of features and configuration parameters that      implement a single transport service, e.g., a protocol stack (RTP      over UDP).   Application:  an entity that uses the transport layer for end-to-end      delivery of data across the network (this may also be an upper-      layer protocol or tunnel encapsulation).   Endpoint:  an entity that communicates with one or more other      endpoints using a transport protocol.   Connection:  shared state of two or more endpoints that persists      across messages that are transmitted between these endpoints.   Primitive:  a function call that is used to locally communicate      between an application and a transport endpoint.  A primitive is      related to one or more transport features.   Event:  a primitive that is invoked by a transport endpoint.   Parameter:  a value passed between an application and a transport      protocol by a primitive.   Socket:  the combination of a destination IP address and a      destination port number.   Transport Address:  the combination of an IP address, transport      protocol, and the port number used by the transport protocol.Welzl, et al.                 Informational                     [Page 5]

RFC 8303                   Transport Services              February 20183.  Pass 1   This first iteration summarizes the relevant text parts of the RFCs   describing the protocols, focusing on what each transport protocol   provides to the application and how it is used (abstract API   descriptions, where they are available).  When presenting primitives,   events, and parameters, the use of lower- and upper-case characters   is made uniform for the sake of readability.3.1.  Primitives Provided by TCP   The initial TCP specification [RFC0793] states:      The Transmission Control Protocol (TCP) is intended for use as a      highly reliable host-to-host protocol between hosts in packet-      switched computer communication networks, and in interconnected      systems of such networks.Section 3.8 of [RFC0793] further specifies the interaction with the   application by listing several transport primitives.  It is also   assumed that an Operating System provides a means for TCP to   asynchronously signal the application; the primitives representing   such signals are called 'events' in this section.  This section   describes the relevant primitives.   Open:  This is either active or passive, to initiate a connection or      listen for incoming connections.  All other primitives are      associated with a specific connection, which is assumed to first      have been opened.  An active open call contains a socket.  A      passive open call with a socket waits for a particular connection;      alternatively, a passive open call can leave the socket      unspecified to accept any incoming connection.  A fully specified      passive call can later be made active by calling 'Send'.      Optionally, a timeout can be specified, after which TCP will abort      the connection if data has not been successfully delivered to the      destination (else a default timeout value is used).  A procedure      for aborting the connection is used to avoid excessive      retransmissions, and an application is able to control the      threshold used to determine the condition for aborting; this      threshold may be measured in time units or as a count of      retransmission [RFC1122].  This indicates that the timeout could      also be specified as a count of retransmission.      Also optional, for multihomed hosts, the local IP address can be      provided [RFC1122].  If it is not provided, a default choice will      be made in case of active open calls.  A passive open call will      await incoming connection requests to all local addresses and then      maintain usage of the local IP address where the incomingWelzl, et al.                 Informational                     [Page 6]

RFC 8303                   Transport Services              February 2018      connection request has arrived.  Finally, the 'options' parameter      allows the application to specify IP options such as Source Route,      Record Route, or Timestamp [RFC1122].  It is not stated on which      segments of a connection these options should be applied, but      probably on all segments, as this is also stated in a      specification given for the usage of the Source Route IP option      (Section 4.2.3.8 of [RFC1122]).  Source Route is the only non-      optional IP option in this parameter, allowing an application to      specify a source route when it actively opens a TCP connection.      Master Key Tuples (MKTs) for authentication can optionally be      configured when calling 'Open' (Section 7.1 of [RFC5925]).  When      authentication is in use, complete TCP segments are authenticated,      including the TCP IPv4 pseudoheader, TCP header, and TCP data.      TCP Fast Open (TFO) [RFC7413] allows applications to immediately      hand over a message from the active open to the passive open side      of a TCP connection together with the first message establishment      packet (the SYN).  This can be useful for applications that are      sensitive to TCP's connection setup delay.  [RFC7413] states that      "TCP implementations MUST NOT use TFO by default, but only use TFO      if requested explicitly by the application on a per-service-port      basis."  The size of the message sent with TFO cannot be more than      TCP's maximum segment size (minus options used in the SYN).  For      the active open side, it is recommended to change or replace the      connect() call in order to support a user data buffer argument      [RFC7413].  For the passive open side, the application needs to      enable the reception of Fast Open requests, e.g., via a new      TCP_FASTOPEN setsockopt() socket option before listen().  The      receiving application must be prepared to accept duplicates of the      TFO message, as the first data written to a socket can be      delivered more than once to the application on the remote host.   Send:  This is the primitive that an application uses to give the      local TCP transport endpoint a number of bytes that TCP should      reliably send to the other side of the connection.  The 'urgent'      flag, if set, states that the data handed over by this send call      is urgent and this urgency should be indicated to the receiving      process in case the receiving application has not yet consumed all      non-urgent data preceding it.  An optional timeout parameter can      be provided that updates the connection's timeout (see 'Open').      Additionally, optional parameters allow the ability to indicate      the preferred outgoing MKT (current_key) and/or the preferred      incoming MKT (rnext_key) of a connection (Section 7.1 of      [RFC5925]).Welzl, et al.                 Informational                     [Page 7]

RFC 8303                   Transport Services              February 2018   Receive:  This primitive allocates a receiving buffer for a provided      number of bytes.  It returns the number of received bytes provided      in the buffer when these bytes have been received and written into      the buffer by TCP.  The application is informed of urgent data via      an 'urgent' flag: if it is on, there is urgent data; if it is off,      there is no urgent data or this call to 'Receive' has returned all      the urgent data.  The application is also informed about the      current_key and rnext_key information carried in a recently      received segment via an optional parameter (Section 7.1 of      [RFC5925]).   Close:  This primitive closes one side of a connection.  It is      semantically equivalent to "I have no more data to send" but does      not mean "I will not receive any more", as the other side may      still have data to send.  This call reliably delivers any data      that has already been given to TCP (and if that fails, 'Close'      becomes 'abort').   Abort:  This primitive causes all pending 'Send' and 'Receive' calls      to be aborted.  A TCP "RESET" message is sent to the TCP endpoint      on the other side of the connection [RFC0793].   Close Event:  TCP uses this primitive to inform an application that      the application on the other side has called the 'Close'      primitive, so the local application can also issue a 'Close' and      terminate the connection gracefully.  See[RFC0793], Section 3.5.   Abort Event:  When TCP aborts a connection upon receiving a "RESET"      from the peer, it "advises the user and goes to the CLOSED state."      See[RFC0793], Section 3.4.   User Timeout Event:  This event is executed when the user timeout      (Section 3.9 of [RFC0793]) expires (see the definition of 'Open'      in this section).  All queues are flushed, and the application is      informed that the connection had to be aborted due to user      timeout.   Error_Report event:  This event informs the application of "soft      errors" that can be safely ignored [RFC5461], including the      arrival of an ICMP error message or excessive retransmissions      (reaching a threshold below the threshold where the connection is      aborted).  SeeSection 4.2.4.1 of [RFC1122].   Type-of-Service:Section 4.2.4.2 of the requirements for Internet      hosts [RFC1122] states that "The application layer MUST be able to      specify the Type-of-Service (TOS) for segments that are sent on a      connection."  The application should be able to change the TOS      during the connection lifetime, and the TOS value should be passedWelzl, et al.                 Informational                     [Page 8]

RFC 8303                   Transport Services              February 2018      to the IP layer unchanged.  Since then, the TOS field has been      redefined.  The Differentiated Services (Diffserv) model [RFC2475]      [RFC3260] replaces this field in the IP header, assigning the six      most significant bits to carry the Differentiated Services Code      Point (DSCP) field [RFC2474].   Nagle:  The Nagle algorithm delays sending data for some time to      increase the likelihood of sending a full-sized segment      (Section 4.2.3.4 of [RFC1122]).  An application can disable the      Nagle algorithm for an individual connection.   User Timeout Option:  The User Timeout Option (UTO) [RFC5482] allows      one end of a TCP connection to advertise its current user timeout      value so that the other end of the TCP connection can adapt its      own user timeout accordingly.  In addition to the configurable      value of the user timeout (see 'Send'), there are three per-      connection state variables that an application can adjust to      control the operation of the UTO: 'adv_uto' is the value of the      UTO advertised to the remote TCP peer (default: system-wide      default user timeout); 'enabled' (default false) is a boolean-type      flag that controls whether the UTO option is enabled for a      connection.  This applies to both sending and receiving.      'changeable' is a boolean-type flag (default true) that controls      whether the user timeout may be changed based on a UTO option      received from the other end of the connection. 'changeable'      becomes false when an application explicitly sets the user timeout      (see 'Send').   Set/Get Authentication Parameters:  The preferred outgoing MKT      (current_key) and/or the preferred incoming MKT (rnext_key) of a      connection can be configured.  Information about current_key and      rnext_key carried in a recently received segment can be retrieved      (Section 7.1 of [RFC5925]).3.1.1.  Excluded Primitives or Parameters   The 'Open' primitive can be handed optional precedence or security/   compartment information [RFC0793], but this was not included here   because it is mostly irrelevant today [RFC7414].   The 'Status' primitive was not included because the initial TCP   specification describes this primitive as "implementation dependent"   and states that it "could be excluded without adverse effect"   [RFC0793].  Moreover, while a data block containing specific   information is described, it is also stated that not all of this   information may always be available.  While [RFC5925] states that   'Status' "SHOULD be augmented to allow the MKTs of a current or   pending connection to be read (for confirmation)", the sameWelzl, et al.                 Informational                     [Page 9]

RFC 8303                   Transport Services              February 2018   information is also available via 'Receive', which, following   [RFC5925], "MUST be augmented" with that functionality.  The 'Send'   primitive includes an optional 'push' flag which, if set, requires   data to be promptly transmitted to the receiver without delay   [RFC0793]; the 'Receive' primitive described in can (under some   conditions) yield the status of the 'push' flag.  Because "push"   functionality is optional to implement for both the 'Send' and   'Receive' primitives [RFC1122], this functionality is not included   here.  The requirements for Internet hosts [RFC1122] also introduce   keep-alives to TCP, but these are optional to implement and hence not   considered here.  The same document also describes that "some TCP   implementations have included a FLUSH call", indicating that this   call is also optional to implement; therefore, it is not considered   here.3.2.  Primitives Provided by MPTCP   MPTCP is an extension to TCP that allows the use of multiple paths   for a single data stream.  It achieves this by creating different so-   called TCP subflows for each of the interfaces and scheduling the   traffic across these TCP subflows.  The service provided by MPTCP is   described as follows in [RFC6182]:      Multipath TCP MUST follow the same service model as TCP [RFC0793]:      in-order, reliable, and byte-oriented delivery.  Furthermore, a      Multipath TCP connection SHOULD provide the application with no      worse throughput or resilience than it would expect from running a      single TCP connection over any one of its available paths.   Further, there are some constraints on the API exposed by MPTCP, as   stated in [RFC6182]:      A multipath-capable equivalent of TCP MUST retain some level of      backward compatibility with existing TCP APIs, so that existing      applications can use the newer transport merely by upgrading the      operating systems of the end hosts.   As such, the primitives provided by MPTCP are equivalent to the ones   provided by TCP.  Nevertheless, the MPTCP RFCs [RFC6824] and   [RFC6897] clarify some parts of TCP's primitives with respect to   MPTCP and add some extensions for better control on MPTCP's subflows.   Hereafter is a list of the clarifications and extensions the above-   cited RFCs provide to TCP's primitives.Welzl, et al.                 Informational                    [Page 10]

RFC 8303                   Transport Services              February 2018   Open:  "An application should be able to request to turn on or turn      off the usage of MPTCP" [RFC6897].  This functionality can be      provided through a socket option called 'tcp_multipath_enable'.      Further, MPTCP must be disabled in case the application is binding      to a specific address [RFC6897].   Send/Receive:  The sending and receiving of data does not require any      changes to the application when MPTCP is being used [RFC6824].      The MPTCP-layer will take one input data stream from an      application, and split it into one or more subflows, with      sufficient control information to allow it to be reassembled and      delivered reliably and in order to the recipient application.      The use of the Urgent Pointer is special in MPTCP [RFC6824], which      states: "a TCP subflow MUST NOT use the Urgent Pointer to      interrupt an existing mapping."   Address and Subflow Management:  MPTCP uses different addresses and      allows a host to announce these addresses as part of the protocol.      The MPTCP API Considerations RFC [RFC6897] says "An application      should be able to restrict MPTCP to binding to a given set of      addresses" and thus allows applications to limit the set of      addresses that are being used by MPTCP.  Further, "An application      should be able to obtain information on the pairs of addresses      used by the MPTCP subflows."3.3.  Primitives Provided by SCTP   TCP has a number of limitations that SCTP removes (Section 1.1 of   [RFC4960]).  The following three removed limitations directly   translate into transport features that are visible to an application   using SCTP: 1) it allows for preservation of message delimiters; 2)   it does not provide in-order or reliable delivery unless the   application wants that; 3) multihoming is supported.  In SCTP,   connections are called "associations" and they can be between not   only two (as in TCP) but multiple addresses at each endpoint.Section 10 of the SCTP base protocol specification [RFC4960]   specifies the interaction with the application (which SCTP calls the   "Upper-Layer Protocol (ULP)").  It is assumed that the Operating   System provides a means for SCTP to asynchronously signal the   application; the primitives representing such signals are called   'events' in this section.  Here, we describe the relevant primitives.   In addition to the abstract API described inSection 10 of [RFC4960],   an extension to the sockets API is described in [RFC6458].  This   covers the functionality of the base protocol [RFC4960] and some of   its extensions [RFC3758] [RFC4895] [RFC5061].  For other protocol   extensions [RFC6525] [RFC6951] [RFC7053] [RFC7496] [RFC7829]Welzl, et al.                 Informational                    [Page 11]

RFC 8303                   Transport Services              February 2018   [RFC8260], the corresponding extensions of the sockets API are   specified in these protocol specifications.  The functionality   exposed to the ULP through all these APIs is considered here.   The abstract API contains a 'SetProtocolParameters' primitive that   allows elements of a parameter list [RFC4960] to be adjusted; it is   stated that SCTP implementations "may allow ULP to customize some of   these protocol parameters", indicating that none of the elements of   this parameter list are mandatory to make ULP configurable.  Thus, we   only consider the parameters in the abstract API that are also   covered in one of the other RFCs listed above, which leads us to   exclude the parameters 'RTO.Alpha', 'RTO.Beta', and 'HB.Max.Burst'.   For clarity, we also replace 'SetProtocolParameters' itself with   primitives that adjust parameters or groups of parameters that fit   together.   Initialize:  Initialize creates a local SCTP instance that it binds      to a set of local addresses (and, if provided, a local port      number) [RFC4960].  Initialize needs to be called only once per      set of local addresses.  A number of per-association      initialization parameters can be used when an association is      created, but before it is connected (via the primitive 'Associate'      below): the maximum number of inbound streams the application is      prepared to support, the maximum number of attempts to be made      when sending the INIT (the first message of association      establishment), and the maximum retransmission timeout (RTO) value      to use when attempting an INIT [RFC6458].  At this point, before      connecting, an application can also enable UDP encapsulation by      configuring the remote UDP encapsulation port number [RFC6951].   Associate:  This creates an association (the SCTP equivalent of a      connection) that connects the local SCTP instance and a remote      SCTP instance.  To identify the remote endpoint, it can be given      one or multiple (using "connectx") sockets (Section 9.9 of      [RFC6458]).  Most primitives are associated with a specific      association, which is assumed to first have been created.      Associate can return a list of destination transport addresses so      that multiple paths can later be used.  One of the returned      sockets will be selected by the local endpoint as the default      primary path for sending SCTP packets to this peer, but this      choice can be changed by the application using the list of      destination addresses.  Associate is also given the number of      outgoing streams to request and optionally returns the number of      negotiated outgoing streams.  An optional parameter of 32 bits,      the adaptation layer indication, can be provided [RFC5061].  If      authenticated chunks are used, the chunk types required to be sent      authenticated by the peer can be provided [RFC4895].  An      'SCTP_Cant_Str_Assoc' notification is used to inform theWelzl, et al.                 Informational                    [Page 12]

RFC 8303                   Transport Services              February 2018      application of a failure to create an association [RFC6458].  An      application could use sendto() or sendmsg() to implicitly set up      an association, thereby handing over a message that SCTP might      send during the association setup phase [RFC6458].  Note that this      mechanism is different from TCP's TFO mechanism: the message would      arrive only once, after at least one RTT, as it is sent together      with the third message exchanged during association setup, the      COOKIE-ECHO chunk).   Send:  This sends a message of a certain length in bytes over an      association.  A number can be provided to later refer to the      correct message when reporting an error, and a stream id is      provided to specify the stream to be used inside an association      (we consider this as a mandatory parameter here for simplicity: if      not provided, the stream id defaults to 0).  A condition to      abandon the message can be specified (for example limiting the      number of retransmissions or the lifetime of the user message).      This allows control of the partial reliability extension [RFC3758]      [RFC7496].  An optional maximum lifetime can specify the time      after which the message should be discarded rather than sent.  A      choice (advisory, i.e., not guaranteed) of the preferred path can      be made by providing a socket, and the message can be delivered      out-of-order if the 'unordered' flag is set.  An advisory flag      indicates that the peer should not delay the acknowledgement of      the user message provided [RFC7053].  Another advisory flag      indicates whether the application prefers to avoid bundling user      data with other outbound DATA chunks (i.e., in the same packet).      A payload protocol-id can be provided to pass a value that      indicates the type of payload protocol data to the peer.  If      authenticated chunks are used, the key identifier for      authenticating DATA chunks can be provided [RFC4895].   Receive:  Messages are received from an association, and optionally a      stream within the association, with their size returned.  The      application is notified of the availability of data via a 'Data      Arrive' notification.  If the sender has included a payload      protocol-id, this value is also returned.  If the received message      is only a partial delivery of a whole message, a 'partial' flag      will indicate so, in which case the stream id and a stream      sequence number are provided to the application.   Shutdown:  This primitive gracefully closes an association, reliably      delivering any data that has already been handed over to SCTP.  A      parameter lets the application control whether further receive or      send operations or both are disabled when the call is issued.  A      return code informs about success or failure of this procedure.Welzl, et al.                 Informational                    [Page 13]

RFC 8303                   Transport Services              February 2018   Abort:  This ungracefully closes an association, by discarding any      locally queued data and informing the peer that the association      was aborted.  Optionally, an abort reason to be passed to the peer      may be provided by the application.  A return code informs about      success or failure of this procedure.   Change Heartbeat / Request Heartbeat:  This allows the application to      enable/disable heartbeats and optionally specify a heartbeat      frequency as well as requesting a single heartbeat to be carried      out upon a function call, with a notification about success or      failure of transmitting the HEARTBEAT chunk to the destination.   Configure Max. Retransmissions of an Association:  The parameter      'Association.Max.Retrans' [RFC4960] (called "sasoc_maxrxt" in the      SCTP sockets API extensions [RFC6458]) allows the configuration of      the number of unsuccessful retransmissions after which an entire      association is considered as failed; this should invoke a      'Communication Lost' notification.   Set Primary:  This allows the ability to set a new primary default      path for an association by providing a socket.  Optionally, a      default source address to be used in IP datagrams can be provided.   Change Local Address / Set Peer Primary:  This allows an endpoint to      add/remove local addresses to/from an association.  In addition,      the peer can be given a hint for which address to use as the      primary address [RFC5061].   Configure Path Switchover:  The abstract API contains a primitive      called 'Set Failure Threshold' [RFC4960].  This configures the      parameter 'Path.Max.Retrans', which determines after how many      retransmissions a particular transport address is considered as      unreachable.  If there are more transport addresses available in      an association, reaching this limit will invoke a path switchover.      An extension called "SCTP-PF" adds a concept of "Potentially      Failed (PF)" paths to this method [RFC7829].  When a path is in PF      state, SCTP will not entirely give up sending on that path, but it      will preferably send data on other active paths if such paths are      available.  Entering the PF state is done upon exceeding a      configured maximum number of retransmissions.  Thus, for all paths      where this mechanism is used, there are two configurable error      thresholds: one to decide that a path is in PF state, and one to      decide that the transport address is unreachable.   Set/Get Authentication Parameters:  This allows an endpoint to add/      remove key material to/from an association.  In addition, the      chunk types being authenticated can be queried [RFC4895].Welzl, et al.                 Informational                    [Page 14]

RFC 8303                   Transport Services              February 2018   Add/Reset Streams, Reset Association:  This allows an endpoint to add      streams to an existing association or to reset them individually.      Additionally, the association can be reset [RFC6525].   Status:  The 'Status' primitive returns a data block with information      about a specified association, containing: an association      connection state; a destination transport address list;      destination transport address reachability states; current local      and peer receiver window sizes; current local congestion window      sizes; number of unacknowledged DATA chunks; number of DATA chunks      pending receipt; a primary path; the most recent Smoothed Round-      Trip Time (SRTT) on a primary path; RTO on a primary path; SRTT      and RTO on other destination addresses [RFC4960]; and an MTU per      path [RFC6458].   Enable/Disable Interleaving:  This allows the negotiation of user      message interleaving support for future associations to be enabled      or disabled.  For existing associations, it is possible to query      whether user message interleaving support was negotiated or not on      a particular association [RFC8260].   Set Stream Scheduler:  This allows the ability to select a stream      scheduler per association, with a choice of: First-Come, First-      Served; Round-Robin; Round-Robin per Packet; Priority-Based; Fair      Bandwidth; and Weighted Fair Queuing [RFC8260].   Configure Stream Scheduler:  This allows the ability to change a      parameter per stream for the schedulers: a priority value for the      Priority-Based scheduler and a weight for the Weighted Fair      Queuing scheduler.   Enable/Disable NoDelay:  This turns on/off any Nagle-like algorithm      for an association [RFC6458].   Configure Send Buffer Size:  This controls the amount of data SCTP      may have waiting in internal buffers to be sent or retransmitted      [RFC6458].   Configure Receive Buffer Size:  This sets the receive buffer size in      octets, thereby controlling the receiver window for an association      [RFC6458].   Configure Message Fragmentation:  If a user message causes an SCTP      packet to exceed the maximum fragmentation size (which can be      provided by the application and is otherwise the Path MTU (PMTU)      size), then the message will be fragmented by SCTP.  Disabling      message fragmentation will produce an error instead of fragmenting      the message [RFC6458].Welzl, et al.                 Informational                    [Page 15]

RFC 8303                   Transport Services              February 2018   Configure Path MTU Discovery:  Path MTU Discovery (PMTUD) can be      enabled or disabled per peer address of an association      (Section 8.1.12 of [RFC6458]).  When it is enabled, the current      Path MTU value can be obtained.  When it is disabled, the Path MTU      to be used can be controlled by the application.   Configure Delayed SACK Timer:  The time before sending a SACK can be      adjusted; delaying SACKs can be disabled; and the number of      packets that must be received before a SACK is sent without      waiting for the delay timer to expire can be configured [RFC6458].   Set Cookie Life Value:  The cookie life value can be adjusted      (Section 8.1.2 of [RFC6458]).  'Valid.Cookie.Life' is also one of      the parameters that is potentially adjustable with      'SetProtocolParameters' [RFC4960].   Set Maximum Burst:  The maximum burst of packets that can be emitted      by a particular association (default 4, and values above 4 are      optional to implement) can be adjusted (Section 8.1.2 of      [RFC6458]).  'Max.Burst' is also one of the parameters that is      potentially adjustable with 'SetProtocolParameters' [RFC4960].   Configure RTO Calculation:  The abstract API contains the following      adjustable parameters: 'RTO.Initial'; 'RTO.Min'; 'RTO.Max';      'RTO.Alpha'; and 'RTO.Beta'.  Only the initial, minimum and      maximum RTOs are also described as configurable in the SCTP      sockets API extensions [RFC6458].   Set DSCP Value:  The DSCP value can be set per peer address of an      association (Section 8.1.12 of [RFC6458]).   Set IPv6 Flow Label:  The flow label field can be set per peer      address of an association (Section 8.1.12 of [RFC6458]).   Set Partial Delivery Point:  This allows the ability to specify the      size of a message where partial delivery will be invoked.  Setting      this to a lower value will cause partial deliveries to happen more      often [RFC6458].   Communication Up Notification:  When a lost communication to an      endpoint is restored or when SCTP becomes ready to send or receive      user messages, this notification informs the application process      about the affected association, the type of event that has      occurred, the complete set of sockets of the peer, the maximum      number of allowed streams, and the inbound stream count (the      number of streams the peer endpoint has requested).  If      interleaving is supported by both endpoints, this information is      also included in this notification.Welzl, et al.                 Informational                    [Page 16]

RFC 8303                   Transport Services              February 2018   Restart Notification:  When SCTP has detected that the peer has      restarted, this notification is passed to the upper layer      [RFC6458].   Data Arrive Notification:  When a message is ready to be retrieved      via the 'Receive' primitive, the application is informed by this      notification.   Send Failure Notification / Receive Unsent Message / Receive      Unacknowledged Message: When a message cannot be delivered via an      association, the sender can be informed about it and learn whether      the message has just not been acknowledged or (e.g., in case of      lifetime expiry) if it has not even been sent.  This can also      inform the sender that a part of the message has been successfully      delivered.   Network Status Change Notification:  This informs the application      about a socket becoming active/inactive [RFC4960] or "Potentially      Failed" [RFC7829].   Communication Lost Notification:  When SCTP loses communication to an      endpoint (e.g., via heartbeats or excessive retransmission) or      detects an abort, this notification informs the application      process of the affected association and the type of event (failure      OR termination in response to a shutdown or abort request).   Shutdown Complete Notification:  When SCTP completes the shutdown      procedures, this notification is passed to the upper layer,      informing it about the affected association.   Authentication Notification:  When SCTP wants to notify the upper      layer regarding the key management related to authenticated chunks      [RFC4895], this notification is passed to the upper layer.   Adaptation Layer Indication Notification:  When SCTP completes the      association setup and the peer provided an adaptation layer      indication, this is passed to the upper layer [RFC5061] [RFC6458].   Stream Reset Notification:  When SCTP completes the procedure for      resetting streams [RFC6525], this notification is passed to the      upper layer, informing it about the result.   Association Reset Notification:  When SCTP completes the association      reset procedure [RFC6525], this notification is passed to the      upper layer, informing it about the result.Welzl, et al.                 Informational                    [Page 17]

RFC 8303                   Transport Services              February 2018   Stream Change Notification:  When SCTP completes the procedure used      to increase the number of streams [RFC6525], this notification is      passed to the upper layer, informing it about the result.   Sender Dry Notification:  When SCTP has no more user data to send or      retransmit on a particular association, this notification is      passed to the upper layer [RFC6458].   Partial Delivery Aborted Notification:  When a receiver has begun to      receive parts of a user message but the delivery of this message      is then aborted, this notification is passed to the upper layer      (Section 6.1.7 of [RFC6458]).3.3.1.  Excluded Primitives or Parameters   The 'Receive' primitive can return certain additional information,   but this is optional to implement and therefore not considered.  With   a 'Communication Lost' notification, some more information may   optionally be passed to the application (e.g., identification to   retrieve unsent and unacknowledged data).  SCTP "can invoke" a   'Communication Error' notification and "may send" a 'Restart'   notification, making these two notifications optional to implement.   The list provided under 'Status' includes "etc.", indicating that   more information could be provided.  The primitive 'Get SRTT Report'   returns information that is included in the information that 'Status'   provides and is therefore not discussed.  The 'Destroy SCTP Instance'   API function was excluded: it erases the SCTP instance that was   created by 'Initialize' but is not a primitive as defined in this   document because it does not relate to a transport feature.  The   'Shutdown' event informs an application that the peer has sent a   SHUTDOWN, and hence no further data should be sent on this socket   (Section 6.1 of [RFC6458]).  However, if an application would try to   send data on the socket, it would get an error message anyway; thus,   this event is classified as "just affecting the application   programming style, not how the underlying protocol operates" and is   not included here.3.4.  Primitives Provided by UDP and UDP-Lite   The set of pass 1 primitives for UDP and UDP-Lite is documented in   [RFC8304].Welzl, et al.                 Informational                    [Page 18]

RFC 8303                   Transport Services              February 20183.5.  The Service of LEDBAT   The service of the LEDBAT congestion control mechanism is described   as follows:      LEDBAT is designed for use by background bulk-transfer      applications to be no more aggressive than standard TCP congestion      control (as specified inRFC 5681) and to yield in the presence of      competing flows, thus limiting interference with the network      performance of competing flows [RFC6817].   LEDBAT does not have any primitives, as LEDBAT is not a transport   protocol.  According to its specification [RFC6817]:      LEDBAT can be used as part of a transport protocol or as part of      an application, as long as the data transmission mechanisms are      capable of carrying timestamps and acknowledging data frequently.      LEDBAT can be used with TCP, Stream Control Transmission Protocol      (SCTP), and Datagram Congestion Control Protocol (DCCP), with      appropriate extensions where necessary; and it can be used with      proprietary application protocols, such as those built on top of      UDP for peer-to-peer (P2P) applications.   At the time of writing, the appropriate extensions for TCP, SCTP, or   DCCP do not exist.   A number of configurable parameters exist in the LEDBAT   specification: TARGET, which is the queuing delay target at which   LEDBAT tries to operate, must be set to 100 ms or less.   'allowed_increase' (should be 1, must be greater than 0) limits the   speed at which LEDBAT increases its rate. 'gain', which according to   [RFC6817] "MUST be set to 1 or less" to avoid a faster ramp-up than   TCP Reno, determines how quickly the sender responds to changes in   queueing delay.  Implementations may divide 'gain' into two   parameters: one for increase and a possibly larger one for decrease.   We call these parameters 'Gain_Inc' and 'Gain_Dec' here.   'Base_History' is the size of the list of measured base delays, and,   according to [RFC6817], "SHOULD be 10".  This list can be filtered   using a 'Filter' function, which is not prescribed [RFC6817], that   yields a list of size 'Current_Filter'.  The initial and minimum   congestion windows, 'Init_CWND' and 'Min_CWND', should both be 2.   Regarding which of these parameters should be under control of an   application, the possible range goes from exposing nothing on the one   hand to considering everything that is not prescribed with a "MUST"   in the specification as a parameter on the other hand.  Function   implementations are not provided as a parameter to any of the   transport protocols discussed here; hence, we do not regard theWelzl, et al.                 Informational                    [Page 19]

RFC 8303                   Transport Services              February 2018   'Filter' function as a parameter.  However, to avoid unnecessarily   limiting future implementations, we consider all other parameters   above as tunable parameters that should be exposed.4.  Pass 2   This pass categorizes the primitives from pass 1 based on whether   they relate to a connection or to data transmission.  Primitives are   presented following the nomenclature   "CATEGORY.[SUBCATEGORY].PRIMITIVENAME.PROTOCOL".  The CATEGORY can be   CONNECTION or DATA.  Within the CONNECTION category, ESTABLISHMENT,   AVAILABILITY, MAINTENANCE, and TERMINATION subcategories can be   considered.  The DATA category does not have any SUBCATEGORY.  The   PROTOCOL name "UDP(-Lite)" is used when primitives are equivalent for   UDP and UDP-Lite; the PROTOCOL name "TCP" refers to both TCP and   MPTCP.  We present "connection" as a general protocol-independent   concept and use it to refer to, e.g., TCP connections (identifiable   by a unique pair of IP addresses and TCP port numbers), SCTP   associations (identifiable by multiple IP address and port number   pairs), as well UDP and UDP-Lite connections (identifiable by a   unique socket pair).   Some minor details are omitted for the sake of generalization --   e.g., SCTP's 'Close' [RFC4960] returns success or failure and lets   the application control whether further receive or send operations,   or both, are disabled [RFC6458].  This is not described in the same   way for TCP [RFC0793], but these details play no significant role for   the primitives provided by either TCP or SCTP (for the sake of being   generic, it could be assumed that both receive and send operations   are disabled in both cases).   The TCP 'Send' and 'Receive' primitives include usage of an 'urgent'   parameter.  This parameter controls a mechanism that is required to   implement the "synch signal" used by telnet [RFC0854], but [RFC6093]   states that "new applications SHOULD NOT employ the TCP urgent   mechanism."  Because pass 2 is meant as a basis for the creation of   future systems, the "urgent" mechanism is excluded.  This also   concerns the notification 'Urgent Pointer Advance' in the   'Error_Report' (Section 4.2.4.1 of [RFC1122]).   Since LEDBAT is a congestion control mechanism and not a protocol, it   is not currently defined when to enable/disable or configure the   mechanism.  For instance, it could be a one-time choice upon   connection establishment or when listening for incoming connections,   in which case it should be categorized under CONNECTION.ESTABLISHMENT   or CONNECTION.AVAILABILITY, respectively.  To avoid unnecessarilyWelzl, et al.                 Informational                    [Page 20]

RFC 8303                   Transport Services              February 2018   limiting future implementations, it was decided to place it under   CONNECTION.MAINTENANCE, with all parameters that are described in the   specification [RFC6817] made configurable.4.1.  CONNECTION-Related Primitives   ESTABLISHMENT:   Active creation of a connection from one transport endpoint to one or   more transport endpoints.  Interfaces to UDP and UDP-Lite allow both   connection-oriented and connection-less usage of the API [RFC8085].   o  CONNECT.TCP:      Pass 1 primitive/event: 'Open' (active) or 'Open' (passive) with      socket, followed by 'Send'      Parameters: 1 local IP address (optional); 1 destination transport      address (for active open; else the socket and the local IP address      of the succeeding incoming connection request will be maintained);      timeout (optional); options (optional); MKT configuration      (optional); and user message (optional)      Comments: if the local IP address is not provided, a default      choice will automatically be made.  The timeout can also be a      retransmission count.  The options are IP options to be used on      all segments of the connection.  At least the Source Route option      is mandatory for TCP to provide.  'MKT configuration' refers to      the ability to configure MKTs for authentication.  The user      message may be transmitted to the peer application immediately      upon reception of the TCP SYN packet.  To benefit from the lower      latency this provides as part of the experimental TFO mechanism,      its length must be at most the TCP's maximum segment size (minus      TCP options used in the SYN).  The message may also be delivered      more than once to the application on the remote host.   o  CONNECT.SCTP:      Pass 1 primitive/event: 'Initialize', followed by 'Enable/Disable      Interleaving' (optional), followed by 'Associate'      Parameters: list of local SCTP port number / IP address pairs      ('Initialize'); one or several sockets (identifying the peer);      outbound stream count; maximum allowed inbound stream count;      adaptation layer indication (optional); chunk types required to be      authenticated (optional); request interleaving on/off; maximumWelzl, et al.                 Informational                    [Page 21]

RFC 8303                   Transport Services              February 2018      number of INIT attempts (optional); maximum init.  RTO for INIT      (optional); user message (optional); and remote UDP port number      (optional)      Returns: socket list or failure      Comments: 'Initialize' needs to be called only once per list of      local SCTP port number / IP address pairs.  One socket will      automatically be chosen; it can later be changed in MAINTENANCE.      The user message may be transmitted to the peer application      immediately upon reception of the packet containing the      COOKIE-ECHO chunk.  To benefit from the lower latency this      provides, its length must be limited such that it fits into the      packet containing the COOKIE-ECHO chunk.  If a remote UDP port      number is provided, SCTP packets will be encapsulated in UDP.   o  CONNECT.MPTCP:      This is similar to CONNECT.TCP except for one additional boolean      parameter that allows the ability to enable or disable MPTCP for a      particular connection or socket (default: enabled).   o  CONNECT.UDP(-Lite):      Pass 1 primitive/event: 'Connect' followed by 'Send'      Parameters: 1 local IP address (default (ANY) or specified); 1      destination transport address; 1 local port (default (OS chooses)      or specified); and 1 destination port (default (OS chooses) or      specified).      Comments: associates a transport address creating a UDP(-Lite)      socket connection.  This can be called again with a new transport      address to create a new connection.  The CONNECT function allows      an application to receive errors from messages sent to a transport      address.   AVAILABILITY:   Preparing to receive incoming connection requests.   o  LISTEN.TCP:      Pass 1 primitive/event: 'Open' (passive)      Parameters: 1 local IP address (optional); 1 socket (optional);      timeout (optional); buffer to receive a user message (optional);      and MKT configuration (optional)Welzl, et al.                 Informational                    [Page 22]

RFC 8303                   Transport Services              February 2018      Comments: if the socket and/or local IP address is provided, this      waits for incoming connections from only and/or to only the      provided address.  Else this waits for incoming connections      without this/these constraint(s).  ESTABLISHMENT can later be      performed with 'Send'.  If a buffer is provided to receive a user      message, a user message can be received from a TFO-enabled sender      before the TCP's connection handshake is completed.  This message      may arrive multiple times.  'MKT configuration' refers to the      ability to configure MKTs for authentication.   o  LISTEN.SCTP:      Pass 1 primitive/event: 'Initialize', followed by the      'Communication Up' or 'Restart' notification and possibly the      'Adaptation Layer' notification      Parameters: list of local SCTP port number / IP address pairs      (initialize)      Returns: socket list; outbound stream count; inbound stream count;      adaptation layer indication; chunks required to be authenticated;      and interleaving supported on both sides yes/no      Comments: 'Initialize' needs to be called only once per list of      local SCTP port number / IP address pairs.  'Communication Up' can      also follow a 'Communication Lost' notification, indicating that      the lost communication is restored.  If the peer has provided an      adaptation layer indication, an 'Adaptation Layer' notification is      issued.   o  LISTEN.MPTCP:      This is similar to LISTEN.TCP except for one additional boolean      parameter that allows the ability to enable or disable MPTCP for a      particular connection or socket (default: enabled).   o  LISTEN.UDP(-Lite):      Pass 1 primitive/event: 'Receive'      Parameters: 1 local IP address (default (ANY) or specified); 1      destination transport address; local port (default (OS chooses) or      specified); and destination port (default (OS chooses) or      specified)      Comments: the 'Receive' function registers the application to      listen for incoming UDP(-Lite) datagrams at an endpoint.Welzl, et al.                 Informational                    [Page 23]

RFC 8303                   Transport Services              February 2018   MAINTENANCE:   Adjustments made to an open connection, or notifications about it.   These are out-of-band messages to the protocol that can be issued at   any time, at least after a connection has been established and before   it has been terminated (with one exception: CHANGE_TIMEOUT.TCP can   only be issued for an open connection when DATA.SEND.TCP is called).   In some cases, these primitives can also be immediately issued during   ESTABLISHMENT or AVAILABILITY, without waiting for the connection to   be opened (e.g., CHANGE_TIMEOUT.TCP can be done using TCP's 'Open'   primitive).  For UDP and UDP-Lite, these functions may establish a   setting per connection but may also be changed per datagram message.   o  CHANGE_TIMEOUT.TCP:      Pass 1 primitive/event: 'Open' or 'Send' combined with unspecified      control of per-connection state variables      Parameters: timeout value (optional); adv_uto (optional); boolean      uto_enabled (optional, default false); and boolean changeable      (optional, default true)      Comments: when sending data, an application can adjust the      connection's timeout value (the time after which the connection      will be aborted if data could not be delivered).  If 'uto_enabled'      is true, the 'timeout value' (or, if provided, the value      'adv_uto') will be advertised for the TCP on the other side of the      connection to adapt its own user timeout accordingly.      'uto_enabled' controls whether the UTO option is enabled for a      connection.  This applies to both sending and receiving.      'changeable' controls whether the user timeout may be changed      based on a UTO option received from the other end of the      connection; it becomes false when the 'timeout value' is used.   o  CHANGE_TIMEOUT.SCTP:      Pass 1 primitive/event: 'Change Heartbeat' combined with      'Configure Max. Retransmissions of an Association'      Parameters: 'Change Heartbeat': heartbeat frequency and 'Configure      Max. Retransmissions of an Association': Association.Max.Retrans      Comments: 'Change Heartbeat' can enable/disable heartbeats in SCTP      as well as change their frequency.  The parameter      'Association.Max.Retrans' defines after how many unsuccessful      transmissions of any packets (including heartbeats) theWelzl, et al.                 Informational                    [Page 24]

RFC 8303                   Transport Services              February 2018      association will be terminated; thus, these two primitives/      parameters together can yield a similar behavior for SCTP      associations as CHANGE_TIMEOUT.TCP does for TCP connections.   o  DISABLE_NAGLE.TCP:      Pass 1 primitive/event: not specified      Parameters: one boolean value      Comments: the Nagle algorithm delays data transmission to increase      the chance of sending a full-sized segment.  An application must      be able to disable this algorithm for a connection.   o  DISABLE_NAGLE.SCTP:      Pass 1 primitive/event: 'Enable/Disable NoDelay'      Parameters: one boolean value      Comments: Nagle-like algorithms delay data transmission to      increase the chance of sending a full-sized packet.   o  REQUEST_HEARTBEAT.SCTP:      Pass 1 primitive/event: 'Request Heartbeat'      Parameters: socket      Returns: success or failure      Comments: requests an immediate heartbeat on a path, returning      success or failure.   o  ADD_PATH.MPTCP:      Pass 1 primitive/event: not specified      Parameters: local IP address and optionally the local port number      Comments: the application specifies the local IP address and port      number that must be used for a new subflow.Welzl, et al.                 Informational                    [Page 25]

RFC 8303                   Transport Services              February 2018   o  ADD_PATH.SCTP:      Pass 1 primitive/event: 'Change Local Address / Set Peer Primary'      Parameters: local IP address   o  REM_PATH.MPTCP:      Pass 1 primitive/event: not specified      Parameters: local IP address; local port number; remote IP      address; and remote port number      Comments: the application removes the subflow specified by the IP/      port-pair.  The MPTCP implementation must trigger a removal of the      subflow that belongs to this IP/port-pair.   o  REM_PATH.SCTP:      Pass 1 primitive/event: 'Change Local Address / Set Peer Primary'      Parameters: local IP address   o  SET_PRIMARY.SCTP:      Pass 1 primitive/event: 'Set Primary'      Parameters: socket      Returns: result of attempting this operation      Comments: update the current primary address to be used, based on      the set of available sockets of the association.   o  SET_PEER_PRIMARY.SCTP:      Pass 1 primitive/event: 'Change Local Address / Set Peer Primary'      Parameters: local IP address      Comments: this is only advisory for the peer.Welzl, et al.                 Informational                    [Page 26]

RFC 8303                   Transport Services              February 2018   o  CONFIG_SWITCHOVER.SCTP:      Pass 1 primitive/event: 'Configure Path Switchover'      Parameters: primary max retrans (number of retransmissions after      which a path is considered inactive) and PF max retrans (number of      retransmissions after which a path is considered to be      "Potentially Failed", and others will be preferably used)      (optional)   o  STATUS.SCTP:      Pass 1 primitive/event: 'Status', 'Enable/Disable Interleaving',      and 'Network Status Change' notification      Returns: data block with information about a specified      association, containing: association connection state; destination      transport address list; destination transport address reachability      states; current local and peer receiver window sizes; current      local congestion window sizes; number of unacknowledged DATA      chunks; number of DATA chunks pending receipt; primary path; most      recent SRTT on primary path; RTO on primary path; SRTT and RTO on      other destination addresses; MTU per path; and interleaving      supported yes/no      Comments: the 'Network Status Change' notification informs the      application about a socket becoming active/inactive; this only      affects the programming style, as the same information is also      available via 'Status'.   o  STATUS.MPTCP:      Pass 1 primitive/event: not specified      Returns: list of pairs of tuples of IP address and TCP port number      of each subflow.  The first of the pair is the local IP and port      number, while the second is the remote IP and port number.   o  SET_DSCP.TCP:      Pass 1 primitive/event: not specified      Parameters: DSCP value      Comments: this allows an application to change the DSCP value for      outgoing segments.Welzl, et al.                 Informational                    [Page 27]

RFC 8303                   Transport Services              February 2018   o  SET_DSCP.SCTP:      Pass 1 primitive/event: 'Set DSCP value'      Parameters: DSCP value      Comments: this allows an application to change the DSCP value for      outgoing packets on a path.   o  SET_DSCP.UDP(-Lite):      Pass 1 primitive/event: 'Set_DSCP'      Parameter: DSCP value      Comments: this allows an application to change the DSCP value for      outgoing UDP(-Lite) datagrams.  [RFC7657] and [RFC8085] provide      current guidance on using this value with UDP.   o  ERROR.TCP:      Pass 1 primitive/event: 'Error_Report'      Returns: reason (encoding not specified) and subreason (encoding      not specified)      Comments: soft errors that can be ignored without harm by many      applications; an application should be able to disable these      notifications.  The reported conditions include at least: ICMP      error message arrived and excessive retransmissions.   o  ERROR.UDP(-Lite):      Pass 1 primitive/event: 'Error_Report'      Returns: Error report      Comments: this returns soft errors that may be ignored without      harm by many applications; an application must connect to be able      receive these notifications.Welzl, et al.                 Informational                    [Page 28]

RFC 8303                   Transport Services              February 2018   o  SET_AUTH.TCP:      Pass 1 primitive/event: not specified      Parameters: current_key and rnext_key      Comments: current_key and rnext_key are the preferred outgoing MKT      and the preferred incoming MKT, respectively, for a segment that      is sent on the connection.   o  SET_AUTH.SCTP:      Pass 1 primitive/event: 'Set/Get Authentication Parameters'      Parameters: key_id; key; and hmac_id   o  GET_AUTH.TCP:      Pass 1 primitive/event: not specified      Parameters: current_key and rnext_key      Comments: current_key and rnext_key are the preferred outgoing MKT      and the preferred incoming MKT, respectively, that were carried on      a recently received segment.   o  GET_AUTH.SCTP:      Pass 1 primitive/event: 'Set/Get Authentication Parameters'      Parameters: key_id and chunk_list   o  RESET_STREAM.SCTP:      Pass 1 primitive/event: 'Add/Reset Streams, Reset Association'      Parameters: sid and direction   o  RESET_STREAM-EVENT.SCTP:      Pass 1 primitive/event: 'Stream Reset' notification      Parameters: information about the result of RESET_STREAM.SCTP      Comments: this is issued when the procedure for resetting streams      has completed.Welzl, et al.                 Informational                    [Page 29]

RFC 8303                   Transport Services              February 2018   o  RESET_ASSOC.SCTP:      Pass 1 primitive/event: 'Add/Reset Streams, Reset Association'      Parameters: information related to the extension, as defined in      [RFC3260]   o  RESET_ASSOC-EVENT.SCTP:      Pass 1 primitive/event: 'Association Reset' notification      Parameters: information about the result of RESET_ASSOC.SCTP      Comments: this is issued when the procedure for resetting an      association has completed.   o  ADD_STREAM.SCTP:      Pass 1 primitive/event: 'Add/Reset Streams, Reset Association'      Parameters: number of outgoing and incoming streams to be added   o  ADD_STREAM-EVENT.SCTP:      Pass 1 primitive/event: 'Stream Change' notification      Parameters: information about the result of ADD_STREAM.SCTP      Comments: this is issued when the procedure for adding a stream      has completed.   o  SET_STREAM_SCHEDULER.SCTP:      Pass 1 primitive/event: 'Set Stream Scheduler'      Parameters: scheduler identifier      Comments: choice of First-Come, First-Served; Round-Robin; Round-      Robin per Packet; Priority-Based; Fair Bandwidth; and Weighted      Fair Queuing.Welzl, et al.                 Informational                    [Page 30]

RFC 8303                   Transport Services              February 2018   o  CONFIGURE_STREAM_SCHEDULER.SCTP:      Pass 1 primitive/event: 'Configure Stream Scheduler'      Parameters: priority      Comments: the priority value only applies when Priority-Based or      Weighted Fair Queuing scheduling is chosen with      SET_STREAM_SCHEDULER.SCTP.  The meaning of the parameter differs      between these two schedulers, but in both cases, it realizes some      form of prioritization regarding how bandwidth is divided among      streams.   o  SET_FLOWLABEL.SCTP:      Pass 1 primitive/event: 'Set IPv6 Flow Label'      Parameters: flow label      Comments: this allows an application to change the IPv6 header's      flow label field for outgoing packets on a path.   o  AUTHENTICATION_NOTIFICATION-EVENT.SCTP:      Pass 1 primitive/event: 'Authentication' notification      Returns: information regarding key management   o  CONFIG_SEND_BUFFER.SCTP:      Pass 1 primitive/event: 'Configure Send Buffer Size'      Parameters: size value in octets   o  CONFIG_RECEIVE_BUFFER.SCTP:      Pass 1 primitive/event: 'Configure Receive Buffer Size'      Parameters: size value in octets      Comments: this controls the receiver window.Welzl, et al.                 Informational                    [Page 31]

RFC 8303                   Transport Services              February 2018   o  CONFIG_FRAGMENTATION.SCTP:      Pass 1 primitive/event: 'Configure Message Fragmentation'      Parameters: one boolean value (enable/disable) and maximum      fragmentation size (optional; default: PMTU)      Comments: if fragmentation is enabled, messages exceeding the      maximum fragmentation size will be fragmented.  If fragmentation      is disabled, trying to send a message that exceeds the maximum      fragmentation size will produce an error.   o  CONFIG_PMTUD.SCTP:      Pass 1 primitive/event: 'Configure Path MTU Discovery'      Parameters: one boolean value (PMTUD on/off) and PMTU value      (optional)      Returns: PMTU value      Comments: this returns a meaningful PMTU value when PMTUD is      enabled (the boolean is true), and the PMTU value can be set if      PMTUD is disabled (the boolean is false).   o  CONFIG_DELAYED_SACK.SCTP:      Pass 1 primitive/event: 'Configure Delayed SACK Timer'      Parameters: one boolean value (delayed SACK on/off); timer value      (optional); and number of packets to wait for (default 2)      Comments: if delayed SACK is enabled, SCTP will send a SACK either      upon receiving the provided number of packets or when the timer      expires, whatever occurs first.   o  CONFIG_RTO.SCTP:      Pass 1 primitive/event: 'Configure RTO Calculation'      Parameters: init (optional); min (optional); and max (optional)      Comments: this adjusts the initial, minimum, and maximum RTO      values.Welzl, et al.                 Informational                    [Page 32]

RFC 8303                   Transport Services              February 2018   o  SET_COOKIE_LIFE.SCTP:      Pass 1 primitive/event: 'Set Cookie Life Value'      Parameters: cookie life value   o  SET_MAX_BURST.SCTP:      Pass 1 primitive/event: 'Set Maximum Burst'      Parameters: max burst value      Comments: not all implementations allow values above the default      of 4.   o  SET_PARTIAL_DELIVERY_POINT.SCTP:      Pass 1 primitive/event: 'Set Partial Delivery Point'      Parameters: partial delivery point (integer)      Comments: this parameter must be smaller or equal to the socket      receive buffer size.   o  SET_CHECKSUM_ENABLED.UDP:      Pass 1 primitive/event: 'Checksum_Enabled'      Parameters: 0 when zero checksum is used at sender, 1 for checksum      at sender (default)   o  SET_CHECKSUM_REQUIRED.UDP:      Pass 1 primitive/event: 'Require_Checksum'      Parameter: 0 to allow zero checksum, 1 when a non-zero checksum is      required (default) at the receiver   o  SET_CHECKSUM_COVERAGE.UDP-Lite:      Pass 1 primitive/event: 'Set_Checksum_Coverage'      Parameters: coverage length at sender (default maximum coverage)Welzl, et al.                 Informational                    [Page 33]

RFC 8303                   Transport Services              February 2018   o  SET_MIN_CHECKSUM_COVERAGE.UDP-Lite:      Pass 1 primitive/event: 'Set_Min_Coverage'      Parameter: coverage length at receiver (default minimum coverage)   o  SET_DF.UDP(-Lite):      Pass 1 primitive event: 'Set_DF'      Parameter: 0 when DF is not set (default) in the IPv4 header, 1      when DF is set   o  GET_MMS_S.UDP(-Lite):      Pass 1 primitive event: 'Get_MM_S'      Comments: this retrieves the maximum transport-message size that      may be sent using a non-fragmented IP packet from the configured      interface.   o  GET_MMS_R.UDP(-Lite):      Pass 1 primitive event: 'Get_MMS_R'      Comments: this retrieves the maximum transport-message size that      may be received from the configured interface.   o  SET_TTL.UDP(-Lite) (IPV6_UNICAST_HOPS):      Pass 1 primitive/event: 'Set_TTL' and 'Set_IPV6_Unicast_Hops'      Parameters: IPv4 TTL value or IPv6 Hop Count value      Comments: this allows an application to change the IPv4 TTL of      IPv6 Hop Count value for outgoing UDP(-Lite) datagrams.   o  GET_TTL.UDP(-Lite) (IPV6_UNICAST_HOPS):      Pass 1 primitive/event: 'Get_TTL' and 'Get_IPV6_Unicast_Hops'      Returns: IPv4 TTL value or IPv6 Hop Count value      Comments: this allows an application to read the IPv4 TTL of the      IPv6 Hop Count value from a received UDP(-Lite) datagram.Welzl, et al.                 Informational                    [Page 34]

RFC 8303                   Transport Services              February 2018   o  SET_ECN.UDP(-Lite):      Pass 1 primitive/event: 'Set_ECN'      Parameters: ECN value      Comments: this allows a UDP(-Lite) application to set the Explicit      Congestion Notification (ECN) code point field for outgoing      UDP(-Lite) datagrams.  It defaults to sending '00'.   o  GET_ECN.UDP(-Lite):      Pass 1 primitive/event: 'Get_ECN'      Parameters: ECN value      Comments: this allows a UDP(-Lite) application to read the ECN      code point field from a received UDP(-Lite) datagram.   o  SET_IP_OPTIONS.UDP(-Lite):      Pass 1 primitive/event: 'Set_IP_Options'      Parameters: options      Comments: this allows a UDP(-Lite) application to set IP options      for outgoing UDP(-Lite) datagrams.  These options can at least be      the Source Route, Record Route, and Timestamp option.   o  GET_IP_OPTIONS.UDP(-Lite):      Pass 1 primitive/event: 'Get_IP_Options'      Returns: options      Comments: this allows a UDP(-Lite) application to receive any IP      options that are contained in a received UDP(-Lite) datagram.   o  CONFIGURE.LEDBAT:      Pass 1 primitive/event: N/A      Parameters: enable (boolean); target; allowed_increase; gain_inc;      gain_dec; base_history; current_filter; init_cwnd; and min_cwnd      Comments: 'enable' is a newly invented parameter that enables or      disables the whole LEDBAT service.Welzl, et al.                 Informational                    [Page 35]

RFC 8303                   Transport Services              February 2018   TERMINATION:   Gracefully or forcefully closing a connection or being informed about   this event happening.   o  CLOSE.TCP:      Pass 1 primitive/event: 'Close'      Comments: this terminates the sending side of a connection after      reliably delivering all remaining data.   o  CLOSE.SCTP:      Pass 1 primitive/event: 'Shutdown'      Comments: this terminates a connection after reliably delivering      all remaining data.   o  ABORT.TCP:      Pass 1 primitive/event: 'Abort'      Comments: this terminates a connection without delivering      remaining data and sends an error message to the other side.   o  ABORT.SCTP:      Pass 1 primitive/event: 'Abort'      Parameters: abort reason to be given to the peer (optional)      Comments: this terminates a connection without delivering      remaining data and sends an error message to the other side.   o  ABORT.UDP(-Lite):      Pass 1 primitive event: 'Close'      Comments: this terminates a connection without delivering      remaining data.  No further UDP(-Lite) datagrams are sent/received      for this transport service instance.Welzl, et al.                 Informational                    [Page 36]

RFC 8303                   Transport Services              February 2018   o  TIMEOUT.TCP:      Pass 1 primitive/event: 'User Timeout' event      Comments: the application is informed that the connection is      aborted.  This event is executed on expiration of the timeout set      in CONNECTION.ESTABLISHMENT.CONNECT.TCP (possibly adjusted in      CONNECTION.MAINTENANCE.CHANGE_TIMEOUT.TCP).   o  TIMEOUT.SCTP:      Pass 1 primitive/event: 'Communication Lost' event      Comments: the application is informed that the connection is      aborted.  This event is executed on expiration of the timeout that      should be enabled by default (see the beginning ofSection 8.3 in      [RFC4960]) and was possibly adjusted in      CONNECTION.MAINTENANCE.CHANGE_TIMEOOUT.SCTP.   o  ABORT-EVENT.TCP:      Pass 1 primitive/event: not specified   o  ABORT-EVENT.SCTP:      Pass 1 primitive/event: 'Communication Lost' event      Returns: abort reason from the peer (if available)      Comments: the application is informed that the other side has      aborted the connection using CONNECTION.TERMINATION.ABORT.SCTP.   o  CLOSE-EVENT.TCP:      Pass 1 primitive/event: not specified   o  CLOSE-EVENT.SCTP:      Pass 1 primitive/event: 'Shutdown Complete' event      Comments: the application is informed that      CONNECTION.TERMINATION.CLOSE.SCTP was successfully completed.Welzl, et al.                 Informational                    [Page 37]

RFC 8303                   Transport Services              February 20184.2.  DATA-Transfer-Related Primitives   All primitives in this section refer to an existing connection, i.e.,   a connection that was either established or made available for   receiving data (although this is optional for the primitives of   UDP(-Lite)).  In addition to the listed parameters, all sending   primitives contain a reference to a data block, and all receiving   primitives contain a reference to available buffer space for the   data.  Note that CONNECT.TCP and LISTEN.TCP in the ESTABLISHMENT and   AVAILABILITY categories also allow to transfer data (an optional user   message) before the connection is fully established.   o  SEND.TCP:      Pass 1 primitive/event: 'Send'      Parameters: timeout (optional); current_key (optional); and      rnext_key (optional)      Comments: this gives TCP a data block for reliable transmission to      the TCP on the other side of the connection.  The timeout can be      configured with this call (see also      CONNECTION.MAINTENANCE.CHANGE_TIMEOUT.TCP). 'current_key' and      'rnext_key' are authentication parameters that can be configured      with this call (see also CONNECTION.MAINTENANCE.SET_AUTH.TCP).   o  SEND.SCTP:      Pass 1 primitive/event: 'Send'      Parameters: stream number; context (optional); socket (optional);      unordered flag (optional); no-bundle flag (optional); payload      protocol-id (optional); pr-policy (optional) pr-value (optional);      sack-immediately flag (optional); and key-id (optional)      Comments: this gives SCTP a data block for transmission to the      SCTP on the other side of the connection (SCTP association).  The      'stream number' denotes the stream to be used.  The 'context'      number can later be used to refer to the correct message when an      error is reported.  The 'socket' can be used to state which path      should be preferred, if there are multiple paths available (see      also CONNECTION.MAINTENANCE.SETPRIMARY.SCTP).  The data block can      be delivered out of order if the 'unordered' flag is set.  The      'no-bundle flag' can be set to indicate a preference to avoid      bundling.  The 'payload protocol-id' is a number that will, if      provided, be handed over to the receiving application.  Using      pr-policy and pr-value, the level of reliability can be      controlled.  The 'sack-immediately' flag can be used to indicateWelzl, et al.                 Informational                    [Page 38]

RFC 8303                   Transport Services              February 2018      that the peer should not delay the sending of a SACK corresponding      to the provided user message.  If specified, the provided key-id      is used for authenticating the user message.   o  SEND.UDP(-Lite):      Pass 1 primitive/event: 'Send'      Parameters: IP address and port number of the destination endpoint      (optional if connected)      Comments: this provides a message for unreliable transmission      using UDP(-Lite) to the specified transport address.  The IP      address and port number may be omitted for connected UDP(-Lite)      sockets.  All CONNECTION.MAINTENANCE.SET_*.UDP(-Lite) primitives      apply per message sent.   o  RECEIVE.TCP:      Pass 1 primitive/event: 'Receive'      Parameters: current_key (optional) and rnext_key (optional)      Comments: 'current_key' and 'rnext_key' are authentication      parameters that can be read with this call (see also      CONNECTION.MAINTENANCE.GET_AUTH.TCP).   o  RECEIVE.SCTP:      Pass 1 primitive/event: 'Data Arrive' notification, followed by      'Receive'      Parameters: stream number (optional)      Returns: stream sequence number (optional) and partial flag      (optional)      Comments: if the 'stream number' is provided, the call to receive      only receives data on one particular stream.  If a partial message      arrives, this is indicated by the 'partial flag', and then the      'stream sequence number' must be provided such that an application      can restore the correct order of data blocks that comprise an      entire message.Welzl, et al.                 Informational                    [Page 39]

RFC 8303                   Transport Services              February 2018   o  RECEIVE.UDP(-Lite):      Pass 1 primitive/event: 'Receive'      Parameters: buffer for received datagram      Comments: all CONNECTION.MAINTENANCE.GET_*.UDP(-Lite) primitives      apply per message received.   o  SENDFAILURE-EVENT.SCTP:      Pass 1 primitive/event: 'Send Failure' notification, optionally      followed by 'Receive Unsent Message' or 'Receive Unacknowledged      Message'      Returns: cause code; context; and unsent or unacknowledged message      (optional)      Comments: 'cause code' indicates the reason of the failure, and      'context' is the context number if such a number has been provided      in DATA.SEND.SCTP, for later use with 'Receive Unsent Message' or      'Receive Unacknowledged Message', respectively.  These primitives      can be used to retrieve the unsent or unacknowledged message (or      part of the message, in case a part was delivered) if desired.   o  SEND_FAILURE.UDP(-Lite):      Pass 1 primitive/event: 'Send'      Comments: this may be used to probe for the effective PMTU when      using in combination with the 'MAINTENANCE.SET_DF' primitive.   o  SENDER_DRY-EVENT.SCTP:      Pass 1 primitive/event: 'Sender Dry' notification      Comments: this informs the application that the stack has no more      user data to send.   o  PARTIAL_DELIVERY_ABORTED-EVENT.SCTP:      Pass 1 primitive/event: 'Partial Delivery Aborted' notification      Comments: this informs the receiver of a partial message that the      further delivery of the message has been aborted.Welzl, et al.                 Informational                    [Page 40]

RFC 8303                   Transport Services              February 20185.  Pass 3   This section presents the superset of all transport features in all   protocols that were discussed in the preceding sections, based on the   list of primitives in pass 2 but also on text in pass 1 to include   transport features that can be configured in one protocol and are   static properties in another (congestion control, for example).   Again, some minor details are omitted for the sake of generalization   -- e.g., TCP may provide various different IP options, but only   source route is mandatory to implement, and this detail is not   visible in the pass 3 transport feature "Specify IP options".  As   before, "UDP(-Lite)" represents both UDP and UDP-Lite, and "TCP"   refers to both TCP and MPTCP.5.1.  CONNECTION-Related Transport Features   ESTABLISHMENT:   Active creation of a connection from one transport endpoint to one or   more transport endpoints.   o  Connect      Protocols: TCP, SCTP, and UDP(-Lite)   o  Specify which IP options must always be used      Protocols: TCP and UDP(-Lite)   o  Request multiple streams      Protocols: SCTP   o  Limit the number of inbound streams      Protocols: SCTP   o  Specify number of attempts and/or timeout for the first      establishment message      Protocols: TCP and SCTP   o  Obtain multiple sockets      Protocols: SCTP   o  Disable MPTCP      Protocols: MPTCPWelzl, et al.                 Informational                    [Page 41]

RFC 8303                   Transport Services              February 2018   o  Configure authentication      Protocols: TCP and SCTP      Comments: with TCP, this allows the configuration of MKTs.  In      SCTP, this allows the specification of which chunk types must      always be authenticated.  DATA, ACK, etc., are different 'chunks'      in SCTP; one or more chunks may be included in a single packet.   o  Indicate an Adaptation Layer (via an adaptation code point)      Protocols: SCTP   o  Request to negotiate interleaving of user messages      Protocols: SCTP   o  Hand over a message to reliably transfer (possibly multiple times)      before connection establishment      Protocols: TCP   o  Hand over a message to reliably transfer during connection      establishment      Protocols: SCTP   o  Enable UDP encapsulation with a specified remote UDP port number      Protocols: SCTP   AVAILABILITY:   Preparing to receive incoming connection requests.   o  Listen, 1 specified local interface      Protocols: TCP, SCTP, and UDP(-Lite)   o  Listen, N specified local interfaces      Protocols: SCTP   o  Listen, all local interfaces      Protocols: TCP, SCTP, and UDP(-Lite)   o  Obtain requested number of streams      Protocols: SCTP   o  Limit the number of inbound streams      Protocols: SCTP   o  Specify which IP options must always be used      Protocols: TCP and UDP(-Lite)Welzl, et al.                 Informational                    [Page 42]

RFC 8303                   Transport Services              February 2018   o  Disable MPTCP      Protocols: MPTCP   o  Configure authentication      Protocols: TCP and SCTP      Comments: with TCP, this allows the configuration of MKTs.  In      SCTP, this allows the specification of which chunk types must      always be authenticated.  DATA, ACK, etc., are different 'chunks'      in SCTP; one or more chunks may be included in a single packet.   o  Indicate an Adaptation Layer (via an adaptation code point)      Protocols: SCTP   MAINTENANCE:   Adjustments made to an open connection, or notifications about it.   o  Change timeout for aborting connection (using retransmit limit or      time value)      Protocols: TCP and SCTP   o  Suggest timeout to the peer      Protocols: TCP   o  Disable Nagle algorithm      Protocols: TCP and SCTP   o  Request an immediate heartbeat, returning success/failure      Protocols: SCTP   o  Notification of excessive retransmissions (early warning below      abortion threshold)      Protocols: TCP   o  Add path      Protocols: MPTCP and SCTP      MPTCP Parameters: source-IP; source-Port; destination-IP; and      destination-Port      SCTP Parameters: local IP address   o  Remove path      Protocols: MPTCP and SCTP      MPTCP Parameters: source-IP; source-Port; destination-IP; and      destination-Port      SCTP Parameters: local IP addressWelzl, et al.                 Informational                    [Page 43]

RFC 8303                   Transport Services              February 2018   o  Set primary path      Protocols: SCTP   o  Suggest primary path to the peer      Protocols: SCTP   o  Configure Path Switchover      Protocols: SCTP   o  Obtain status (query or notification)      Protocols: SCTP and MPTCP      SCTP parameters: association connection state; destination      transport address list; destination transport address reachability      states; current local and peer receiver window sizes; current      local congestion window sizes; number of unacknowledged DATA      chunks; number of DATA chunks pending receipt; primary path; most      recent SRTT on primary path; RTO on primary path; SRTT and RTO on      other destination addresses; MTU per path; and interleaving      supported yes/no      MPTCP parameters: subflow-list (identified by source-IP;      source-Port; destination-IP; and destination-Port)   o  Specify DSCP field      Protocols: TCP, SCTP, and UDP(-Lite)   o  Notification of ICMP error message arrival      Protocols: TCP and UDP(-Lite)   o  Change authentication parameters      Protocols: TCP and SCTP   o  Obtain authentication information      Protocols: TCP and SCTP   o  Reset Stream      Protocols: SCTP   o  Notification of Stream Reset      Protocols: STCP   o  Reset Association      Protocols: SCTP   o  Notification of Association Reset      Protocols: STCP   o  Add Streams      Protocols: SCTPWelzl, et al.                 Informational                    [Page 44]

RFC 8303                   Transport Services              February 2018   o  Notification of Added Stream      Protocols: STCP   o  Choose a scheduler to operate between streams of an association      Protocols: SCTP   o  Configure priority or weight for a scheduler      Protocols: SCTP   o  Specify IPv6 flow label field      Protocols: SCTP   o  Configure send buffer size      Protocols: SCTP   o  Configure receive buffer (and rwnd) size      Protocols: SCTP   o  Configure message fragmentation      Protocols: SCTP   o  Configure PMTUD      Protocols: SCTP   o  Configure delayed SACK timer      Protocols: SCTP   o  Set Cookie life value      Protocols: SCTP   o  Set maximum burst      Protocols: SCTP   o  Configure size where messages are broken up for partial delivery      Protocols: SCTP   o  Disable checksum when sending      Protocols: UDP   o  Disable checksum requirement when receiving      Protocols: UDP   o  Specify checksum coverage used by the sender      Protocols: UDP-Lite   o  Specify minimum checksum coverage required by receiver      Protocols: UDP-LiteWelzl, et al.                 Informational                    [Page 45]

RFC 8303                   Transport Services              February 2018   o  Specify DF field      Protocols: UDP(-Lite)   o  Get max. transport-message size that may be sent using a non-      fragmented IP packet from the configured interface      Protocols: UDP(-Lite)   o  Get max. transport-message size that may be received from the      configured interface      Protocols: UDP(-Lite)   o  Specify TTL/Hop Count field      Protocols: UDP(-Lite)   o  Obtain TTL/Hop Count field      Protocols: UDP(-Lite)   o  Specify ECN field      Protocols: UDP(-Lite)   o  Obtain ECN field      Protocols: UDP(-Lite)   o  Specify IP options      Protocols: UDP(-Lite)   o  Obtain IP options      Protocols: UDP(-Lite)   o  Enable and configure "Low Extra Delay Background Transfer"      Protocols: A protocol implementing the LEDBAT congestion control      mechanism   TERMINATION:   Gracefully or forcefully closing a connection, or being informed   about this event happening.   o  Close after reliably delivering all remaining data, causing an      event informing the application on the other side      Protocols: TCP and SCTP      Comments: a TCP endpoint locally only closes the connection for      sending; it may still receive data afterwards.   o  Abort without delivering remaining data, causing an event that      informs the application on the other side      Protocols: TCP and SCTPWelzl, et al.                 Informational                    [Page 46]

RFC 8303                   Transport Services              February 2018      Comments: in SCTP, a reason can optionally be given by the      application on the aborting side, which can then be received by      the application on the other side.   o  Abort without delivering remaining data, not causing an event that      informs the application on the other side      Protocols: UDP(-Lite)   o  Timeout event when data could not be delivered for too long      Protocols: TCP and SCTP      Comments: the timeout is configured with CONNECTION.MAINTENANCE      "Change timeout for aborting connection (using retransmit limit or      time value)".5.2.  DATA-Transfer-Related Transport Features   All transport features in this section refer to an existing   connection, i.e., a connection that was either established or made   available for receiving data.  Note that TCP allows the transfer of   data (a single optional user message, possibly arriving multiple   times) before the connection is fully established.  Reliable data   transfer entails delay -- e.g., for the sender to wait until it can   transmit data or due to retransmission in case of packet loss.5.2.1.  Sending Data   All transport features in this section are provided by DATA.SEND from   pass 2.  DATA.SEND is given a data block from the application, which   here we call a "message" if the beginning and end of the data block   can be identified at the receiver, and "data" otherwise.   o  Reliably transfer data, with congestion control      Protocols: TCP   o  Reliably transfer a message, with congestion control      Protocols: SCTP   o  Unreliably transfer a message, with congestion control      Protocols: SCTP   o  Unreliably transfer a message, without congestion control      Protocols: UDP(-Lite)   o  Configurable Message Reliability      Protocols: SCTPWelzl, et al.                 Informational                    [Page 47]

RFC 8303                   Transport Services              February 2018   o  Choice of stream      Protocols: SCTP   o  Choice of path (destination address)      Protocols: SCTP   o  Ordered message delivery (potentially slower than unordered)      Protocols: SCTP   o  Unordered message delivery (potentially faster than ordered)      Protocols: SCTP and UDP(-Lite)   o  Request not to bundle messages      Protocols: SCTP   o  Specifying a 'payload protocol-id' (handed over as such by the      receiver)      Protocols: SCTP   o  Specifying a key identifier to be used to authenticate a message      Protocols: SCTP   o  Request not to delay the acknowledgement (SACK) of a message      Protocols: SCTP5.2.2.  Receiving Data   All transport features in this section are provided by DATA.RECEIVE   from pass 2.  DATA.RECEIVE fills a buffer provided by the   application, with what here we call a "message" if the beginning and   end of the data block can be identified at the receiver, and "data"   otherwise.   o  Receive data (with no message delimiting)      Protocols: TCP   o  Receive a message      Protocols: SCTP and UDP(-Lite)   o  Choice of stream to receive from      Protocols: SCTP   o  Information about partial message arrival      Protocols: SCTP      Comments: in SCTP, partial messages are combined with a stream      sequence number so that the application can restore the correct      order of data blocks an entire message consists of.Welzl, et al.                 Informational                    [Page 48]

RFC 8303                   Transport Services              February 20185.2.3.  Errors   This section describes sending failures that are associated with a   specific call to DATA.SEND from pass 2.   o  Notification of an unsent (part of a) message      Protocols: SCTP and UDP(-Lite)   o  Notification of an unacknowledged (part of a) message      Protocols: SCTP   o  Notification that the stack has no more user data to send      Protocols: SCTP   o  Notification to a receiver that a partial message delivery has      been aborted      Protocols: SCTP6.  IANA Considerations   This document does not require any IANA actions.7.  Security Considerations   Authentication, confidentiality protection, and integrity protection   are identified as transport features [RFC8095].  These transport   features are generally provided by a protocol or layer on top of the   transport protocol; none of the transport protocols considered in   this document provides these transport features on its own.   Therefore, these transport features are not considered in this   document, with the exception of native authentication capabilities of   TCP and SCTP for which the security considerations in [RFC5925] and   [RFC4895] apply.   Security considerations for the use of UDP and UDP-Lite are provided   in the referenced RFCs.  Security guidance for application usage is   provided in the UDP Guidelines [RFC8085].Welzl, et al.                 Informational                    [Page 49]

RFC 8303                   Transport Services              February 20188.  References8.1.  Normative References   [RFC0793]  Postel, J., "Transmission Control Protocol", STD 7,RFC 793, DOI 10.17487/RFC0793, September 1981,              <https://www.rfc-editor.org/info/rfc793>.   [RFC1122]  Braden, R., Ed., "Requirements for Internet Hosts -              Communication Layers", STD 3,RFC 1122,              DOI 10.17487/RFC1122, October 1989,              <https://www.rfc-editor.org/info/rfc1122>.   [RFC3758]  Stewart, R., Ramalho, M., Xie, Q., Tuexen, M., and P.              Conrad, "Stream Control Transmission Protocol (SCTP)              Partial Reliability Extension",RFC 3758,              DOI 10.17487/RFC3758, May 2004,              <https://www.rfc-editor.org/info/rfc3758>.   [RFC4895]  Tuexen, M., Stewart, R., Lei, P., and E. Rescorla,              "Authenticated Chunks for the Stream Control Transmission              Protocol (SCTP)",RFC 4895, DOI 10.17487/RFC4895, August              2007, <https://www.rfc-editor.org/info/rfc4895>.   [RFC4960]  Stewart, R., Ed., "Stream Control Transmission Protocol",RFC 4960, DOI 10.17487/RFC4960, September 2007,              <https://www.rfc-editor.org/info/rfc4960>.   [RFC5061]  Stewart, R., Xie, Q., Tuexen, M., Maruyama, S., and M.              Kozuka, "Stream Control Transmission Protocol (SCTP)              Dynamic Address Reconfiguration",RFC 5061,              DOI 10.17487/RFC5061, September 2007,              <https://www.rfc-editor.org/info/rfc5061>.   [RFC5482]  Eggert, L. and F. Gont, "TCP User Timeout Option",RFC 5482, DOI 10.17487/RFC5482, March 2009,              <https://www.rfc-editor.org/info/rfc5482>.   [RFC5925]  Touch, J., Mankin, A., and R. Bonica, "The TCP              Authentication Option",RFC 5925, DOI 10.17487/RFC5925,              June 2010, <https://www.rfc-editor.org/info/rfc5925>.   [RFC6182]  Ford, A., Raiciu, C., Handley, M., Barre, S., and J.              Iyengar, "Architectural Guidelines for Multipath TCP              Development",RFC 6182, DOI 10.17487/RFC6182, March 2011,              <https://www.rfc-editor.org/info/rfc6182>.Welzl, et al.                 Informational                    [Page 50]

RFC 8303                   Transport Services              February 2018   [RFC6458]  Stewart, R., Tuexen, M., Poon, K., Lei, P., and V.              Yasevich, "Sockets API Extensions for the Stream Control              Transmission Protocol (SCTP)",RFC 6458,              DOI 10.17487/RFC6458, December 2011,              <https://www.rfc-editor.org/info/rfc6458>.   [RFC6525]  Stewart, R., Tuexen, M., and P. Lei, "Stream Control              Transmission Protocol (SCTP) Stream Reconfiguration",RFC 6525, DOI 10.17487/RFC6525, February 2012,              <https://www.rfc-editor.org/info/rfc6525>.   [RFC6817]  Shalunov, S., Hazel, G., Iyengar, J., and M. Kuehlewind,              "Low Extra Delay Background Transport (LEDBAT)",RFC 6817,              DOI 10.17487/RFC6817, December 2012,              <https://www.rfc-editor.org/info/rfc6817>.   [RFC6824]  Ford, A., Raiciu, C., Handley, M., and O. Bonaventure,              "TCP Extensions for Multipath Operation with Multiple              Addresses",RFC 6824, DOI 10.17487/RFC6824, January 2013,              <https://www.rfc-editor.org/info/rfc6824>.   [RFC6897]  Scharf, M. and A. Ford, "Multipath TCP (MPTCP) Application              Interface Considerations",RFC 6897, DOI 10.17487/RFC6897,              March 2013, <https://www.rfc-editor.org/info/rfc6897>.   [RFC6951]  Tuexen, M. and R. Stewart, "UDP Encapsulation of Stream              Control Transmission Protocol (SCTP) Packets for End-Host              to End-Host Communication",RFC 6951,              DOI 10.17487/RFC6951, May 2013,              <https://www.rfc-editor.org/info/rfc6951>.   [RFC7053]  Tuexen, M., Ruengeler, I., and R. Stewart, "SACK-              IMMEDIATELY Extension for the Stream Control Transmission              Protocol",RFC 7053, DOI 10.17487/RFC7053, November 2013,              <https://www.rfc-editor.org/info/rfc7053>.   [RFC7413]  Cheng, Y., Chu, J., Radhakrishnan, S., and A. Jain, "TCP              Fast Open",RFC 7413, DOI 10.17487/RFC7413, December 2014,              <https://www.rfc-editor.org/info/rfc7413>.   [RFC7496]  Tuexen, M., Seggelmann, R., Stewart, R., and S. Loreto,              "Additional Policies for the Partially Reliable Stream              Control Transmission Protocol Extension",RFC 7496,              DOI 10.17487/RFC7496, April 2015,              <https://www.rfc-editor.org/info/rfc7496>.Welzl, et al.                 Informational                    [Page 51]

RFC 8303                   Transport Services              February 2018   [RFC7829]  Nishida, Y., Natarajan, P., Caro, A., Amer, P., and K.              Nielsen, "SCTP-PF: A Quick Failover Algorithm for the              Stream Control Transmission Protocol",RFC 7829,              DOI 10.17487/RFC7829, April 2016,              <https://www.rfc-editor.org/info/rfc7829>.   [RFC8085]  Eggert, L., Fairhurst, G., and G. Shepherd, "UDP Usage              Guidelines",BCP 145,RFC 8085, DOI 10.17487/RFC8085,              March 2017, <https://www.rfc-editor.org/info/rfc8085>.   [RFC8260]  Stewart, R., Tuexen, M., Loreto, S., and R. Seggelmann,              "Stream Schedulers and User Message Interleaving for the              Stream Control Transmission Protocol",RFC 8260,              DOI 10.17487/RFC8260, November 2017,              <https://www.rfc-editor.org/info/rfc8260>.   [RFC8304]  Fairhurst, G. and T. Jones, "Transport Features of the              User Datagram Protocol (UDP) and Lightweight UDP (UDP-              Lite)",RFC 8304, DOI 10.17487/RFC8304, February 2018,              <https://www.rfc-editor.org/info/rfc8304>.8.2.  Informative References   [RFC0854]  Postel, J. and J. Reynolds, "Telnet Protocol              Specification", STD 8,RFC 854, DOI 10.17487/RFC0854, May              1983, <https://www.rfc-editor.org/info/rfc854>.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <https://www.rfc-editor.org/info/rfc2119>.   [RFC2474]  Nichols, K., Blake, S., Baker, F., and D. Black,              "Definition of the Differentiated Services Field (DS              Field) in the IPv4 and IPv6 Headers",RFC 2474,              DOI 10.17487/RFC2474, December 1998,              <https://www.rfc-editor.org/info/rfc2474>.   [RFC2475]  Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z.,              and W. Weiss, "An Architecture for Differentiated              Services",RFC 2475, DOI 10.17487/RFC2475, December 1998,              <https://www.rfc-editor.org/info/rfc2475>.   [RFC3260]  Grossman, D., "New Terminology and Clarifications for              Diffserv",RFC 3260, DOI 10.17487/RFC3260, April 2002,              <https://www.rfc-editor.org/info/rfc3260>.Welzl, et al.                 Informational                    [Page 52]

RFC 8303                   Transport Services              February 2018   [RFC5461]  Gont, F., "TCP's Reaction to Soft Errors",RFC 5461,              DOI 10.17487/RFC5461, February 2009,              <https://www.rfc-editor.org/info/rfc5461>.   [RFC6093]  Gont, F. and A. Yourtchenko, "On the Implementation of the              TCP Urgent Mechanism",RFC 6093, DOI 10.17487/RFC6093,              January 2011, <https://www.rfc-editor.org/info/rfc6093>.   [RFC7414]  Duke, M., Braden, R., Eddy, W., Blanton, E., and A.              Zimmermann, "A Roadmap for Transmission Control Protocol              (TCP) Specification Documents",RFC 7414,              DOI 10.17487/RFC7414, February 2015,              <https://www.rfc-editor.org/info/rfc7414>.   [RFC7657]  Black, D., Ed. and P. Jones, "Differentiated Services              (Diffserv) and Real-Time Communication",RFC 7657,              DOI 10.17487/RFC7657, November 2015,              <https://www.rfc-editor.org/info/rfc7657>.   [RFC8095]  Fairhurst, G., Ed., Trammell, B., Ed., and M. Kuehlewind,              Ed., "Services Provided by IETF Transport Protocols and              Congestion Control Mechanisms",RFC 8095,              DOI 10.17487/RFC8095, March 2017,              <https://www.rfc-editor.org/info/rfc8095>.   [TAPS-MINSET]              Welzl, M. and S. Gjessing, "A Minimal Set of Transport              Services for TAPS Systems", Work in Progress,draft-ietf-taps-minset-01, February 2018.Welzl, et al.                 Informational                    [Page 53]

RFC 8303                   Transport Services              February 2018Appendix A.  Overview of RFCs Used as Input for Pass 1   TCP:        [RFC0793], [RFC1122], [RFC5482], [RFC5925], and               [RFC7413].   MPTCP:      [RFC6182], [RFC6824], and [RFC6897].   SCTP:       RFCs without a sockets API specification:               [RFC3758], [RFC4895], [RFC4960], and [RFC5061].               RFCs that include a sockets API specification:               [RFC6458], [RFC6525], [RFC6951], [RFC7053], [RFC7496],               and [RFC7829].   UDP(-Lite): See [RFC8304].   LEDBAT:     [RFC6817].Appendix B.  How This Document Was Developed   This section gives an overview of the method that was used to develop   this document.  It was given to contributors for guidance, and it can   be helpful for future updates or extensions.   This document is only concerned with transport features that are   explicitly exposed to applications via primitives.  It also strictly   follows RFC text: if a transport feature is truly relevant for an   application, the RFCs should say so, and they should describe how to   use and configure it.  Thus, the approach followed for developing   this document was to identify the right RFCs, then analyze and   process their text.   Primitives that "MAY" be implemented by a transport protocol were   excluded.  To be included, the minimum requirement level for a   primitive to be implemented by a protocol was "SHOULD".  Where style   requirement levels as described in [RFC2119] are not used, primitives   were excluded when they are described in conjunction with statements   like, e.g., "some implementations also provide" or "an implementation   may also".  Excluded primitives or parameters were briefly described   in a dedicated subsection.   Pass 1: This began by identifying text that talks about primitives.   An API specification, abstract or not, obviously describes primitives   -- but we are not *only* interested in API specifications.  The text   describing the 'Send' primitive in the API specified in [RFC0793],Welzl, et al.                 Informational                    [Page 54]

RFC 8303                   Transport Services              February 2018   for instance, does not say that data transfer is reliable.  TCP's   reliability is clear, however, from this text inSection 1 of   [RFC0793]:      The Transmission Control Protocol (TCP) is intended for use as a      highly reliable host-to-host protocol between hosts in packet-      switched computer communication networks, and in interconnected      systems of such networks.   Some text for the pass 1 subsections was developed by copying and   pasting all the relevant text parts from the relevant RFCs then   adjusting the terminology to match that inSection 2 and shortening   phrasing to match the general style of the document.  An effort was   made to formulate everything as a primitive description such that the   primitive descriptions became as complete as possible (e.g., the   'SEND.TCP' primitive in pass 2 is explicitly described as reliably   transferring data); text that is relevant for the primitives   presented in this pass but still does not fit directly under any   primitive was used in a subsection's introduction.   Pass 2: The main goal of this pass is unification of primitives.  As   input, only text from pass 1 was used (no exterior sources).  The   list in pass 2 is not arranged by protocol (i.e., "first protocol X,   here are all the primitives; then protocol Y, here are all the   primitives, ...") but by primitive (i.e., "primitive A, implemented   this way in protocol X, this way in protocol Y, ...").  It was a goal   to obtain as many similar pass 2 primitives as possible.  For   instance, this was sometimes achieved by not always maintaining a 1:1   mapping between pass 1 and pass 2 primitives, renaming primitives,   etc.  For every new primitive, the already-existing primitives were   considered to try to make them as coherent as possible.   For each primitive, the following style was used:   o  PRIMITIVENAME.PROTOCOL:      Pass 1 primitive/event:      Parameters:      Returns:      Comments:   The entries "Parameters", "Returns", and "Comments" were skipped when   a primitive had no parameters, no described return value, or no   comments seemed necessary, respectively.  Optional parameters are   followed by "(optional)".  When known, default values were provided.   Pass 3: The main point of this pass is to identify transport features   that are the result of static properties of protocols, for which all   protocols have to be listed together; this is then the final list ofWelzl, et al.                 Informational                    [Page 55]

RFC 8303                   Transport Services              February 2018   all available transport features.  This list was primarily based on   text from pass 2, with additional input from pass 1 (but no external   sources).Acknowledgements   The authors would like to thank (in alphabetical order) Bob Briscoe,   Spencer Dawkins, Aaron Falk, David Hayes, Karen Nielsen, Tommy Pauly,   Joe Touch, and Brian Trammell for providing valuable feedback on this   document.  We especially thank Christoph Paasch for providing input   related to Multipath TCP and Gorry Fairhurst and Tom Jones for   providing input related to UDP(-Lite).  This work has received   funding from the European Union's Horizon 2020 research and   innovation programme under grant agreement No. 644334 (NEAT).Authors' Addresses   Michael Welzl   University of Oslo   PO Box 1080 Blindern   Oslo  N-0316   Norway   Email: michawe@ifi.uio.no   Michael Tuexen   Muenster University of Applied Sciences   Stegerwaldstrasse 39   Steinfurt  48565   Germany   Email: tuexen@fh-muenster.de   Naeem Khademi   University of Oslo   PO Box 1080 Blindern   Oslo  N-0316   Norway   Email: naeemk@ifi.uio.noWelzl, et al.                 Informational                    [Page 56]

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