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EXPERIMENTAL
Internet Engineering Task Force (IETF)                      I. JohanssonRequest for Comments: 8298                                     Z. SarkerCategory: Experimental                                       Ericsson ABISSN: 2070-1721                                            December 2017Self-Clocked Rate Adaptation for MultimediaAbstract   This memo describes a rate adaptation algorithm for conversational   media services such as interactive video.  The solution conforms to   the packet conservation principle and uses a hybrid loss-and-delay-   based congestion control algorithm.  The algorithm is evaluated over   both simulated Internet bottleneck scenarios as well as in a Long   Term Evolution (LTE) system simulator and is shown to achieve both   low latency and high video throughput in these scenarios.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This document is a product of the Internet Engineering   Task Force (IETF).  It represents the consensus of the IETF   community.  It has received public review and has been approved for   publication by the Internet Engineering Steering Group (IESG).  Not   all documents approved by the IESG are a candidate for any level of   Internet Standard; seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttps://www.rfc-editor.org/info/rfc8298.Johansson & Sarker            Experimental                      [Page 1]

RFC 8298                         SCReAM                    December 2017Copyright Notice   Copyright (c) 2017 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (https://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Johansson & Sarker            Experimental                      [Page 2]

RFC 8298                         SCReAM                    December 2017Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .41.1.  Wireless (LTE) Access Properties  . . . . . . . . . . . .41.2.  Why is it a self-clocked algorithm? . . . . . . . . . . .52.  Requirements Language . . . . . . . . . . . . . . . . . . . .53.  Overview of SCReAM Algorithm  . . . . . . . . . . . . . . . .63.1.  Network Congestion Control  . . . . . . . . . . . . . . .83.2.  Sender Transmission Control . . . . . . . . . . . . . . .93.3.  Media Rate Control  . . . . . . . . . . . . . . . . . . .94.  Detailed Description of SCReAM  . . . . . . . . . . . . . . .104.1.  SCReAM Sender . . . . . . . . . . . . . . . . . . . . . .104.1.1.  Constants and Parameter Values  . . . . . . . . . . .104.1.1.1.  Constants . . . . . . . . . . . . . . . . . . . .114.1.1.2.  State Variables . . . . . . . . . . . . . . . . .124.1.2.  Network Congestion Control  . . . . . . . . . . . . .144.1.2.1.  Reaction to Packet Loss and ECN . . . . . . . . .174.1.2.2.  Congestion Window Update  . . . . . . . . . . . .174.1.2.3.  Competing Flows Compensation  . . . . . . . . . .204.1.2.4.  Lost Packet Detection . . . . . . . . . . . . . .224.1.2.5.  Send Window Calculation . . . . . . . . . . . . .234.1.2.6.  Packet Pacing . . . . . . . . . . . . . . . . . .244.1.2.7.  Resuming Fast Increase Mode . . . . . . . . . . .244.1.2.8.  Stream Prioritization . . . . . . . . . . . . . .244.1.3.  Media Rate Control  . . . . . . . . . . . . . . . . .254.2.  SCReAM Receiver . . . . . . . . . . . . . . . . . . . . .284.2.1.  Requirements on Feedback Elements . . . . . . . . . .284.2.2.  Requirements on Feedback Intensity  . . . . . . . . .305.  Discussion  . . . . . . . . . . . . . . . . . . . . . . . . .316.  Suggested Experiments . . . . . . . . . . . . . . . . . . . .317.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .328.  Security Considerations . . . . . . . . . . . . . . . . . . .329.  References  . . . . . . . . . . . . . . . . . . . . . . . . .339.1.  Normative References  . . . . . . . . . . . . . . . . . .339.2.  Informative References  . . . . . . . . . . . . . . . . .34   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .36   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .36Johansson & Sarker            Experimental                      [Page 3]

RFC 8298                         SCReAM                    December 20171.  Introduction   Congestion in the Internet occurs when the transmitted bitrate is   higher than the available capacity over a given transmission path.   Applications that are deployed in the Internet have to employ   congestion control to achieve robust performance and to avoid   congestion collapse in the Internet.  Interactive real-time   communication imposes a lot of requirements on the transport;   therefore, a robust, efficient rate adaptation for all access types   is an important part of interactive real-time communications, as the   transmission channel bandwidth can vary over time.  Wireless access   such as LTE, which is an integral part of the current Internet,   increases the importance of rate adaptation as the channel bandwidth   of a default LTE bearer [QoS-3GPP] can change considerably in a very   short time frame.  Thus, a rate adaptation solution for interactive   real-time media, such as WebRTC [RFC7478], should be both quick and   be able to operate over a large range in channel capacity.  This memo   describes Self-Clocked Rate Adaptation for Multimedia (SCReAM), a   solution that implements congestion control for RTP streams   [RFC3550].  While SCReAM was originally devised for WebRTC, it can   also be used for other applications where congestion control of RTP   streams is necessary.  SCReAM is based on the self-clocking principle   of TCP and uses techniques similar to what is used in the rate   adaptation algorithm based on Low Extra Delay Background Transport   (LEDBAT) [RFC6817].  SCReAM is not entirely self-clocked as it   augments self-clocking with pacing and a minimum send rate.  SCReAM   can take advantage of Explicit Congestion Notification (ECN) in cases   where ECN is supported by the network and the hosts.  However, ECN is   not required for the basic congestion control functionality in   SCReAM.1.1.  Wireless (LTE) Access Properties   [WIRELESS-TESTS] describes the complications that can be observed in   wireless environments.  Wireless access such as LTE typically cannot   guarantee a given bandwidth; this is true especially for default   bearers.  The network throughput can vary considerably, for instance,   in cases where the wireless terminal is moving around.  Even though   LTE can support bitrates well above 100 Mbps, there are cases when   the available bitrate can be much lower; examples are situations with   high network load and poor coverage.  An additional complication is   that the network throughput can drop for short time intervals (e.g.,   at handover); these short glitches are initially very difficult to   distinguish from more permanent reductions in throughput.   Unlike wireline bottlenecks with large statistical multiplexing, it   is not possible to try to maintain a given bitrate when congestion is   detected with the hope that other flows will yield.  This is becauseJohansson & Sarker            Experimental                      [Page 4]

RFC 8298                         SCReAM                    December 2017   there are generally few other flows competing for the same   bottleneck.  Each user gets its own variable throughput bottleneck,   where the throughput depends on factors like channel quality, network   load, and historical throughput.  The bottom line is, if the   throughput drops, the sender has no other option than to reduce the   bitrate.  Once the radio scheduler has reduced the resource   allocation for a bearer, a flow (which is using RTP Media Congestion   Avoidance Techniques (RMCAT)) in that bearer aims to reduce the   sending rate quite quickly (within one RTT) in order to avoid   excessive queuing delay or packet loss.1.2.  Why is it a self-clocked algorithm?   Self-clocked congestion control algorithms provide a benefit over   their rate-based counterparts in that the former consists of two   adaptation mechanisms:   o  A congestion window computation that evolves over a longer      timescale (several RTTs) especially when the congestion window      evolution is dictated by estimated delay (to minimize      vulnerability to, e.g., short-term delay variations).   o  A fine-grained congestion control given by the self-clocking; it      operates on a shorter time scale (1 RTT).  The benefits of self-      clocking are also elaborated upon in [TFWC].   A rate-based congestion control algorithm typically adjusts the rate   based on delay and loss.  The congestion detection needs to be done   with a certain time lag to avoid overreaction to spurious congestion   events such as delay spikes.  Despite the fact that there are two or   more congestion indications, the outcome is that there is still only   one mechanism to adjust the sending rate.  This makes it difficult to   reach the goals of high throughput and prompt reaction to congestion.2.  Requirements Language   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and   "OPTIONAL" in this document are to be interpreted as described inBCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all   capitals, as shown here.Johansson & Sarker            Experimental                      [Page 5]

RFC 8298                         SCReAM                    December 20173.  Overview of SCReAM Algorithm   The core SCReAM algorithm has similarities to the concepts of self-   clocking used in TCP-friendly window-based congestion control [TFWC]   and follows the packet conservation principle.  The packet   conservation principle is described as a key factor behind the   protection of networks from congestion [Packet-conservation].   In SCReAM, the receiver of the media echoes a list of received RTP   packets and the timestamp of the RTP packet with the highest sequence   number back to the sender in feedback packets.  The sender keeps a   list of transmitted packets, their respective sizes, and the time   they were transmitted.  This information is used to determine the   number of bytes that can be transmitted at any given time instant.  A   congestion window puts an upper limit on how many bytes can be in   flight, i.e., transmitted but not yet acknowledged.   The congestion window is determined in a way similar to LEDBAT   [RFC6817].  LEDBAT is a congestion control algorithm that uses send   and receive timestamps to estimate the queuing delay (from now on   denoted "qdelay") along the transmission path.  This information is   used to adjust the congestion window.  The use of LEDBAT ensures that   the end-to-end latency is kept low.  [LEDBAT-delay-impact] shows that   LEDBAT has certain inherent issues that make it counteract its   purpose of achieving low delay.  The general problem described in the   paper is that the base delay is offset by LEDBAT's own queue buildup.   The big difference with using LEDBAT in the SCReAM context lies in   the facts that the source is rate limited and that the RTP queue must   be kept short (preferably empty).  In addition, the output from a   video encoder is rarely constant bitrate; static content (talking   heads, for instance) gives almost zero video bitrate.  This yields   two useful properties when LEDBAT is used with SCReAM; they help to   avoid the issues described in [LEDBAT-delay-impact]:   1.  There is always a certain probability that SCReAM is short of       data to transmit; this means that the network queue will become       empty every once in a while.   2.  The max video bitrate can be lower than the link capacity.  If       the max video bitrate is 5 Mbps and the capacity is 10 Mbps, then       the network queue will become empty.   It is sufficient that any of the two conditions above is fulfilled to   make the base delay update properly.  Furthermore,   [LEDBAT-delay-impact] describes an issue with short-lived competing   flows.  In SCReAM, these short-lived flows will cause the self-   clocking to slow down, thereby building up the RTP queue; in turn,   this results in a reduced media video bitrate.  Thus, SCReAM slowsJohansson & Sarker            Experimental                      [Page 6]

RFC 8298                         SCReAM                    December 2017   the bitrate more when there are competing short-lived flows than the   traditional use of LEDBAT does.  The basic functionality in the use   of LEDBAT in SCReAM is quite simple; however, there are a few steps   in order to make the concept work with conversational media:   o  Congestion window validation techniques.  These are similar to the      method described in [RFC7661].  Congestion window validation      ensures that the congestion window is limited by the actual number      bytes in flight; this is important especially in the context of      rate-limited sources such as video.  Lack of congestion window      validation would lead to a slow reaction to congestion as the      congestion window does not properly reflect the congestion state      in the network.  The allowed idle period in this memo is shorter      than in [RFC7661]; this to avoid excessive delays in the cases      where, e.g., wireless throughput has decreased during a period      where the output bitrate from the media coder has been low (for      instance, due to inactivity).  Furthermore, this memo allows for      more relaxed rules for when the congestion window is allowed to      grow; this is necessary as the variable output bitrate generally      means that the congestion window is often underutilized.   o  Fast increase mode makes the bitrate increase faster when no      congestion is detected.  It makes the media bitrate ramp up within      5 to 10 seconds.  The behavior is similar to TCP slowstart.  Fast      increase mode is exited when congestion is detected.  However,      fast increase mode can resume if the congestion level is low; this      enables a reasonably quick rate increase in case link throughput      increases.   o  A qdelay trend is computed for earlier detection of incipient      congestion; as a result, it reduces jitter.   o  Addition of a media rate control function.   o  Use of inflection points in the media rate calculation to achieve      reduced jitter.   o  Adjustment of qdelay target for better performance when competing      with other loss-based congestion-controlled flows.   The above-mentioned features will be described in more detail in   Sections3.1 to3.3.  The full details are described inSection 4.Johansson & Sarker            Experimental                      [Page 7]

RFC 8298                         SCReAM                    December 2017                    +---------------------------+                    |        Media encoder      |                    +---------------------------+                        ^                  |                        |                  |(1)                        |(3)              RTP                        |                  V                        |            +-----------+                   +---------+       |           |                   | Media   |  (2)  |   Queue   |                   | rate    |<------|           |                   | control |       |RTP packets|                   +---------+       |           |                                     +-----------+                                           |                                           |(4)                                          RTP                                           |                                           v              +------------+       +--------------+              |  Network   |  (7)  |    Sender    |          +-->| congestion |------>| Transmission |          |   |  control   |       |   Control    |          |   +------------+       +--------------+          |                                |          |-------------RTCP----------|    |(5)              (6)                     |   RTP                                      |    v                                  +------------+                                  |     UDP    |                                  |   socket   |                                  +------------+                  Figure 1: SCReAM Sender Functional View   The SCReAM algorithm consists of three main parts: network congestion   control, sender transmission control, and media rate control.  All of   these parts reside at the sender side.  Figure 1 shows the functional   overview of a SCReAM sender.  The receiver-side algorithm is very   simple in comparison, as it only generates feedback containing   acknowledgements of received RTP packets and an ECN count.3.1.  Network Congestion Control   The network congestion control sets an upper limit on how much data   can be in the network (bytes in flight); this limit is called CWND   (congestion window) and is used in the sender transmission control.Johansson & Sarker            Experimental                      [Page 8]

RFC 8298                         SCReAM                    December 2017   The SCReAM congestion control method uses techniques similar to   LEDBAT [RFC6817] to measure the qdelay.  As is the case with LEDBAT,   it is not necessary to use synchronized clocks in the sender and   receiver in order to compute the qdelay.  However, it is necessary   that they use the same clock frequency, or that the clock frequency   at the receiver can be inferred reliably by the sender.  Failure to   meet this requirement leads to malfunction in the SCReAM congestion   control algorithm due to incorrect estimation of the network queue   delay.   The SCReAM sender calculates the congestion window based on the   feedback from the SCReAM receiver.  The congestion window is allowed   to increase if the qdelay is below a predefined qdelay target;   otherwise, the congestion window decreases.  The qdelay target is   typically set to 50-100 ms.  This ensures that the queuing delay is   kept low.  The reaction to loss or ECN events leads to an instant   reduction of CWND.  Note that the source rate-limited nature of real-   time media, such as video, typically means that the queuing delay   will mostly be below the given delay target.  This is contrary to the   case where large files are transmitted using LEDBAT congestion   control and the queuing delay will stay close to the delay target.3.2.  Sender Transmission Control   The sender transmission control limits the output of data, given by   the relation between the number of bytes in flight and the congestion   window.  Packet pacing is used to mitigate issues with ACK   compression that MAY cause increased jitter and/or packet loss in the   media traffic.  Packet pacing limits the packet transmission rate   given by the estimated link throughput.  Even if the send window   allows for the transmission of a number of packets, these packets are   not transmitted immediately; rather, they are transmitted in   intervals given by the packet size and the estimated link throughput.3.3.  Media Rate Control   The media rate control serves to adjust the media bitrate to ramp up   quickly enough to get a fair share of the system resources when link   throughput increases.   The reaction to reduced throughput MUST be prompt in order to avoid   getting too much data queued in the RTP packet queue(s) in the   sender.  The media bitrate is decreased if the RTP queue size exceeds   a threshold.   In cases where the sender's frame queues increase rapidly, such as in   the case of a Radio Access Type (RAT) handover, the SCReAM sender MAY   implement additional actions, such as discarding of encoded mediaJohansson & Sarker            Experimental                      [Page 9]

RFC 8298                         SCReAM                    December 2017   frames or frame skipping in order to ensure that the RTP queues are   drained quickly.  Frame skipping results in the frame rate being   temporarily reduced.  Which method to use is a design choice and is   outside the scope of this algorithm description.4.  Detailed Description of SCReAM4.1.  SCReAM Sender   This section describes the sender-side algorithm in more detail.  It   is split between the network congestion control, sender transmission   control, and media rate control.   A SCReAM sender implements media rate control and an RTP queue for   each media type or source, where RTP packets containing encoded media   frames are temporarily stored for transmission.  Figure 1 shows the   details when a single media source (or stream) is used.  A   transmission scheduler (not shown in the figure) is added to support   multiple streams.  The transmission scheduler can enforce differing   priorities between the streams and act like a coupled congestion   controller for multiple flows.  Support for multiple streams is   implemented in [SCReAM-CPP-implementation].   Media frames are encoded and forwarded to the RTP queue (1) in   Figure 1.  The media rate adaptation adapts to the size of the RTP   queue (2) and provides a target rate for the media encoder (3).  The   RTP packets are picked from the RTP queue (4), for multiple flows   from each RTP queue based on some defined priority order or simply in   a round-robin fashion, by the sender transmission controller.  The   sender transmission controller (in case of multiple flows a   transmission scheduler) sends the RTP packets to the UDP socket (5).   In the general case, all media SHOULD go through the sender   transmission controller and is limited so that the number of bytes in   flight is less than the congestion window.  RTCP packets are received   (6) and the information about the bytes in flight and congestion   window is exchanged between the network congestion control and the   sender transmission control (7).4.1.1.  Constants and Parameter Values   Constants and state variables are listed in this section.  Temporary   variables are not listed; instead, they are appended with '_t' in the   pseudocode to indicate their local scope.Johansson & Sarker            Experimental                     [Page 10]

RFC 8298                         SCReAM                    December 20174.1.1.1.  Constants   The RECOMMENDED values, within parentheses "()", for the constants   are deduced from experiments.   QDELAY_TARGET_LO (0.1 s)     Target value for the minimum qdelay.   QDELAY_TARGET_HI (0.4 s)     Target value for the maximum qdelay.  This parameter provides an     upper limit to how much the target qdelay (qdelay_target) can be     increased in order to cope with competing loss-based flows.     However, the target qdelay does not have to be initialized to this     high value, as it would increase end-to-end delay and also make the     rate control and congestion control loops sluggish.   QDELAY_WEIGHT (0.1)     Averaging factor for qdelay_fraction_avg.   QDELAY_TREND_TH (0.2)     Threshold for the detection of incipient congestion.   MIN_CWND (3000 bytes)     Minimum congestion window.   MAX_BYTES_IN_FLIGHT_HEAD_ROOM (1.1)     Headroom for the limitation of CWND.   GAIN (1.0)     Gain factor for congestion window adjustment.   BETA_LOSS (0.8)     CWND scale factor due to loss event.   BETA_ECN (0.9)     CWND scale factor due to ECN event.   BETA_R (0.9)     Scale factor for target rate due to loss event.   MSS (1000 byte)     Maximum segment size = Max RTP packet size.   RATE_ADJUST_INTERVAL (0.2 s)     Interval between media bitrate adjustments.   TARGET_BITRATE_MIN     Minimum target bitrate in bps (bits per second).Johansson & Sarker            Experimental                     [Page 11]

RFC 8298                         SCReAM                    December 2017   TARGET_BITRATE_MAX     Maximum target bitrate in bps.   RAMP_UP_SPEED (200000 bps/s)     Maximum allowed rate increase speed.   PRE_CONGESTION_GUARD  (0.0..1.0)     Guard factor against early congestion onset.  A higher value gives     less jitter, possibly at the expense of a lower link utilization.     This value MAY be subject to tuning depending on e.g., media coder     characteristics.  Experiments with H264 and VP8 indicate that 0.1     is a suitable value.  See [SCReAM-CPP-implementation] and     [SCReAM-implementation-experience] for evaluation of a real     implementation.   TX_QUEUE_SIZE_FACTOR (0.0..2.0)     Guard factor against RTP queue buildup.  This value MAY be subject     to tuning depending on, e.g., media coder characteristics.     Experiments with H264 and VP8 indicate that 1.0 is a suitable     value.  See [SCReAM-CPP-implementation] and     [SCReAM-implementation-experience] for evaluation of a real     implementation.   RTP_QDELAY_TH (0.02 s)  RTP queue delay threshold for a target rate     reduction.   TARGET_RATE_SCALE_RTP_QDELAY (0.95)  Scale factor for target rate     when RTP qdelay threshold exceeds RTP_QDELAY_TH.   QDELAY_TREND_LO (0.2)  Threshold value for qdelay_trend.   T_RESUME_FAST_INCREASE (5 s)  Time span until fast increase mode can     be resumed, given that the qdelay_trend is below QDELAY_TREND_LO.   RATE_PACE_MIN (50000 bps)  Minimum pacing rate.4.1.1.2.  State Variables   The values within parentheses "()" indicate initial values.   qdelay_target (QDELAY_TARGET_LO)     qdelay target, a variable qdelay target is introduced to manage     cases where a fixed qdelay target would otherwise starve the RMCAT     flow under such circumstances (e.g., FTP competes for the bandwidth     over the same bottleneck).  The qdelay target is allowed to vary     between QDELAY_TARGET_LO and QDELAY_TARGET_HI.Johansson & Sarker            Experimental                     [Page 12]

RFC 8298                         SCReAM                    December 2017   qdelay_fraction_avg (0.0)     Fractional qdelay filtered by the Exponentially Weighted Moving     Average (EWMA).   qdelay_fraction_hist[20] ({0,..,0})     Vector of the last 20 fractional qdelay samples.   qdelay_trend (0.0)     qdelay trend; indicates incipient congestion.   qdelay_trend_mem (0.0)     Low-pass filtered version of qdelay_trend.   qdelay_norm_hist[100] ({0,..,0})     Vector of the last 100 normalized qdelay samples.   in_fast_increase (true)     True if in fast increase mode.   cwnd (MIN_CWND)     Congestion window.   bytes_newly_acked (0)     The number of bytes that was acknowledged with the last received     acknowledgement, i.e., bytes acknowledged since the last CWND     update.   max_bytes_in_flight (0)     The maximum number of bytes in flight over a sliding time window,     i.e., transmitted but not yet acknowledged bytes.   send_wnd (0)     Upper limit to how many bytes can currently be transmitted.     Updated when cwnd is updated and when RTP packet is transmitted.   target_bitrate (0 bps)     Media target bitrate.   target_bitrate_last_max (1 bps)     Inflection point of the media target bitrate, i.e., the last known     highest target_bitrate.  Used to limit bitrate increase speed close     to the last known congestion point.   rate_transmit (0.0 bps)     Measured transmit bitrate.   rate_ack (0.0 bps)     Measured throughput based on received acknowledgements.Johansson & Sarker            Experimental                     [Page 13]

RFC 8298                         SCReAM                    December 2017   rate_media (0.0 bps)     Measured bitrate from the media encoder.   rate_media_median (0.0 bps)     Median value of rate_media, computed over more than 10 s.   s_rtt (0.0s)     Smoothed RTT (in seconds), computed with a similar method to that     described in [RFC6298].   rtp_queue_size (0 bits)     Sum of the sizes of RTP packets in queue.   rtp_size (0 byte)     Size of the last transmitted RTP packet.   loss_event_rate (0.0)     The estimated fraction of RTTs with lost packets detected.4.1.2.  Network Congestion Control   This section explains the network congestion control, which performs   two main functions:   o  Computation of congestion window at the sender: This gives an      upper limit to the number of bytes in flight.   o  Calculation of send window at the sender: RTP packets are      transmitted if allowed by the relation between the number of bytes      in flight and the congestion window.  This is controlled by the      send window.   SCReAM is a window-based and byte-oriented congestion control   protocol, where the number of bytes transmitted is inferred from the   size of the transmitted RTP packets.  Thus, a list of transmitted RTP   packets and their respective transmission times (wall-clock time)   MUST be kept for further calculation.   The number of bytes in flight (bytes_in_flight) is computed as the   sum of the sizes of the RTP packets ranging from the RTP packet most   recently transmitted, down to but not including the acknowledged   packet with the highest sequence number.  This can be translated to   the difference between the highest transmitted byte sequence number   and the highest acknowledged byte sequence number.  As an example: If   an RTP packet with sequence number SN is transmitted and the last   acknowledgement indicates SN-5 as the highest received sequence   number, then bytes_in_flight is computed as the sum of the size of   RTP packets with sequence number SN-4, SN-3, SN-2, SN-1, and SN.  ItJohansson & Sarker            Experimental                     [Page 14]

RFC 8298                         SCReAM                    December 2017   does not matter if, for instance, the packet with sequence number   SN-3 was lost -- the size of RTP packet with sequence number SN-3   will still be considered in the computation of bytes_in_flight.   Furthermore, a variable bytes_newly_acked is incremented with a value   corresponding to how much the highest sequence number has increased   since the last feedback.  As an example: If the previous   acknowledgement indicated the highest sequence number N and the new   acknowledgement indicated N+3, then bytes_newly_acked is incremented   by a value equal to the sum of the sizes of RTP packets with sequence   number N+1, N+2, and N+3.  Packets that are lost are also included,   which means that even though, e.g., packet N+2 was lost, its size is   still included in the update of bytes_newly_acked.  The   bytes_newly_acked variable is reset to zero after a CWND update.   The feedback from the receiver is assumed to consist of the following   elements.   o  A list of received RTP packets' sequence numbers.   o  The wall-clock timestamp corresponding to the received RTP packet      with the highest sequence number.   o  The accumulated number of ECN-CE-marked packets (n_ECN).  Here,      "CE" refers to "Congestion Experienced".   When the sender receives RTCP feedback, the qdelay is calculated as   outlined in [RFC6817].  A qdelay sample is obtained for each received   acknowledgement.  No smoothing of the qdelay is performed; however,   some smoothing occurs anyway because the CWND computation is a low-   pass filter function.  A number of variables are updated as   illustrated by the pseudocode below; temporary variables are appended   with '_t'.  As mentioned inSection 6, calculation of the proper   congestion window and media bitrate may benefit from additional   optimizations to handle very high and very low bitrates, and from   additional damping to handle periodic packet bursts.  Some such   optimizations are implemented in [SCReAM-CPP-implementation], but   they do not form part of the specification of SCReAM at this time.Johansson & Sarker            Experimental                     [Page 15]

RFC 8298                         SCReAM                    December 2017     <CODE BEGINS>     update_variables(qdelay):       qdelay_fraction_t = qdelay / qdelay_target       # Calculate moving average       qdelay_fraction_avg = (1 - QDELAY_WEIGHT) * qdelay_fraction_avg +          QDELAY_WEIGHT * qdelay_fraction_t       update_qdelay_fraction_hist(qdelay_fraction_t)       # Compute the average of the values in qdelay_fraction_hist       avg_t = average(qdelay_fraction_hist)       # R is an autocorrelation function of qdelay_fraction_hist,       #  with the mean (DC component) removed, at lag K       # The subtraction of the scalar avg_t from       #  qdelay_fraction_hist is performed element-wise       a_t = R(qdelay_fraction_hist-avg_t, 1) /             R(qdelay_fraction_hist-avg_t, 0)       # Calculate qdelay trend       qdelay_trend = min(1.0, max(0.0, a_t * qdelay_fraction_avg))       # Calculate a 'peak-hold' qdelay_trend; this gives a memory       #  of congestion in the past       qdelay_trend_mem = max(0.99 * qdelay_trend_mem, qdelay_trend)      <CODE ENDS>   The qdelay fraction is sampled every 50 ms, and the last 20 samples   are stored in a vector (qdelay_fraction_hist).  This vector is used   in the computation of a qdelay trend that gives a value between 0.0   and 1.0 depending on the estimated congestion level.  The prediction   coefficient 'a_t' has positive values if qdelay shows an increasing   or decreasing trend; thus, an indication of congestion is obtained   before the qdelay target is reached.  As a side effect, if qdelay   decreases, it's taken as a sign of congestion; however, experiments   have shown that this is beneficial, as increasing or decreasing queue   delay is an indication that the transmit rate is very close to the   path capacity.   The autocorrelation function 'R' is defined as follows.  Let x be a   vector constituting N values, the biased autocorrelation function for   a given lag=k for the vector x is given by.                 n=N-k         R(x,k) = SUM x(n) * x(n + k)                 n=1   The prediction coefficient is further multiplied with   qdelay_fraction_avg to reduce sensitivity to increasing qdelay when   it is very small.  The 50 ms sampling is a simplification that could   have the effect that the same qdelay is sampled several times;   however, this does not pose any problem, as the vector is only used   to determine if the qdelay is increasing or decreasing.  TheJohansson & Sarker            Experimental                     [Page 16]

RFC 8298                         SCReAM                    December 2017   qdelay_trend is utilized in the media rate control to indicate   incipient congestion and to determine when to exit from fast increase   mode. qdelay_trend_mem is used to enforce a less aggressive rate   increase after congestion events.  The function   update_qdelay_fraction_hist(..) removes the oldest element and adds   the latest qdelay_fraction element to the qdelay_fraction_hist   vector.4.1.2.1.  Reaction to Packet Loss and ECN   A loss event is indicated if one or more RTP packets are declared   missing.  The loss detection is described inSection 4.1.2.4.  Once a   loss event is detected, further detected lost RTP packets SHOULD be   ignored for a full smoothed round-trip time; the intention is to   limit the congestion window decrease to at most once per round trip.   The congestion window back-off due to loss events is deliberately a   bit less than is the case with TCP Reno, for example.  TCP is   generally used to transmit whole files; the file is then like a   source with an infinite bitrate until the whole file has been   transmitted.  SCReAM, on the other hand, has a source whose rate is   limited to a value close to the available transmit rate and often   below that value; the effect is that SCReAM has less opportunity to   grab free capacity than a TCP-based file transfer.  To compensate for   this, it is RECOMMENDED to let SCReAM reduce the congestion window   less than what is the case with TCP when loss events occur.   An ECN event is detected if the n_ECN counter in the feedback report   has increased since the previous received feedback.  Once an ECN   event is detected, the n_ECN counter is ignored for a full smoothed   round-trip time; the intention is to limit the congestion window   decrease to at most once per round trip.  The congestion window back-   off due to an ECN event MAY be smaller than if a loss event occurs.   This is in line with the idea outlined in [ALT-BACKOFF] to enable ECN   marking thresholds lower than the corresponding packet drop   thresholds.4.1.2.2.  Congestion Window Update   The update of the congestion window depends on if loss, ECN-marking,   or neither of the two occurs.  The pseudocode below describes the   actions for each case.Johansson & Sarker            Experimental                     [Page 17]

RFC 8298                         SCReAM                    December 2017     <CODE BEGINS>     on congestion event(qdelay):       # Either loss or ECN mark is detected       in_fast_increase = false       if (is loss)         # Loss is detected         cwnd = max(MIN_CWND, cwnd * BETA_LOSS)       else         # No loss, so it is then an ECN mark         cwnd = max(MIN_CWND, cwnd * BETA_ECN)       end       adjust_qdelay_target(qdelay) #compensating for competing flows       calculate_send_window(qdelay, qdelay_target)     # When no congestion event     on acknowledgement(qdelay):       update_bytes_newly_acked()       update_cwnd(bytes_newly_acked)       adjust_qdelay_target(qdelay) # compensating for competing flows       calculate_send_window(qdelay, qdelay_target)       check_to_resume_fast_increase()     <CODE ENDS>   The methods are described in detail below.   The congestion window update is based on qdelay, except for the   occurrence of loss events (one or more lost RTP packets in one RTT)   or ECN events, which were described earlier.   Pseudocode for the update of the congestion window is found below.Johansson & Sarker            Experimental                     [Page 18]

RFC 8298                         SCReAM                    December 2017   <CODE BEGINS>   update_cwnd(bytes_newly_acked):     # In fast increase mode?     if (in_fast_increase)       if (qdelay_trend >= QDELAY_TREND_TH)         # Incipient congestion detected; exit fast increase mode         in_fast_increase = false       else         # No congestion yet; increase cwnd if it         #  is sufficiently used         # Additional slack of bytes_newly_acked is         #  added to ensure that CWND growth occurs         #  even when feedback is sparse         if (bytes_in_flight * 1.5 + bytes_newly_acked > cwnd)           cwnd = cwnd + bytes_newly_acked         end         return       end     end     # Not in fast increase mode     # off_target calculated as with LEDBAT     off_target_t = (qdelay_target - qdelay) / qdelay_target     gain_t = GAIN     # Adjust congestion window     cwnd_delta_t =       gain_t * off_target_t * bytes_newly_acked * MSS / cwnd     if (off_target_t > 0 &&         bytes_in_flight * 1.25 + bytes_newly_acked <= cwnd)       # No cwnd increase if window is underutilized       # Additional slack of bytes_newly_acked is       #  added to ensure that CWND growth occurs       #  even when feedback is sparse       cwnd_delta_t = 0;     end     # Apply delta     cwnd += cwnd_delta_t     # limit cwnd to the maximum number of bytes in flight     cwnd = min(cwnd, max_bytes_in_flight *                MAX_BYTES_IN_FLIGHT_HEAD_ROOM)     cwnd = max(cwnd, MIN_CWND)   <CODE ENDS>Johansson & Sarker            Experimental                     [Page 19]

RFC 8298                         SCReAM                    December 2017   CWND is updated differently depending on whether or not the   congestion control is in fast increase mode, as controlled by the   variable in_fast_increase.   When in fast increase mode, the congestion window is increased with   the number of newly acknowledged bytes as long as the window is   sufficiently used.  Sparse feedback can potentially limit congestion   window growth; therefore, additional slack is added, given by the   number of newly acknowledged bytes.   The congestion window growth when in_fast_increase is false is   dictated by the relation between qdelay and qdelay_target; congestion   window growth is limited if the window is not used sufficiently.   SCReAM calculates the GAIN in a similar way to what is specified in   [RFC6817].  However, [RFC6817] specifies that the CWND increase is   limited by an additional function controlled by a constant   ALLOWED_INCREASE.  This additional limitation is removed in this   specification.   Further, the CWND is limited by max_bytes_in_flight and MIN_CWND.   The limitation of the congestion window by the maximum number of   bytes in flight over the last 5 seconds (max_bytes_in_flight) avoids   possible overestimation of the throughput after, for example, idle   periods.  An additional MAX_BYTES_IN_FLIGHT_HEAD_ROOM provides slack   to allow for a certain amount of variability in the media coder   output rate.4.1.2.3.  Competing Flows Compensation   It is likely that a flow using the SCReAM algorithm will have to   share congested bottlenecks with other flows that use a more   aggressive congestion control algorithm (for example, large FTP flows   using loss-based congestion control).  The worst condition occurs   when the bottleneck queues are of tail-drop type with a large buffer   size.  SCReAM takes care of such situations by adjusting the   qdelay_target when loss-based flows are detected, as shown in the   pseudocode below.Johansson & Sarker            Experimental                     [Page 20]

RFC 8298                         SCReAM                    December 2017     <CODE BEGINS>     adjust_qdelay_target(qdelay)       qdelay_norm_t = qdelay / QDELAY_TARGET_LOW       update_qdelay_norm_history(qdelay_norm_t)       # Compute variance       qdelay_norm_var_t = VARIANCE(qdelay_norm_history(200))       # Compensation for competing traffic       # Compute average       qdelay_norm_avg_t = AVERAGE(qdelay_norm_history(50))       # Compute upper limit to target delay       new_target_t = qdelay_norm_avg_t + sqrt(qdelay_norm_var_t)       new_target_t *= QDELAY_TARGET_LO       if (loss_event_rate > 0.002)         # Packet losses detected         qdelay_target = 1.5 * new_target_t       else         if (qdelay_norm_var_t < 0.2)           # Reasonably safe to set target qdelay           qdelay_target = new_target_t         else           # Check if target delay can be reduced; this helps prevent           #  the target delay from being locked to high values forever           if (new_target_t < QDELAY_TARGET_LO)             # Decrease target delay quickly, as measured queuing             #  delay is lower than target             qdelay_target = max(qdelay_target * 0.5, new_target_t)           else             # Decrease target delay slowly             qdelay_target *= 0.9           end         end       end       # Apply limits       qdelay_target = min(QDELAY_TARGET_HI, qdelay_target)       qdelay_target = max(QDELAY_TARGET_LO, qdelay_target)     <CODE ENDS>   Two temporary variables are calculated. qdelay_norm_avg_t is the   long-term average queue delay, qdelay_norm_var_t is the long-term   variance of the queue delay.  A high qdelay_norm_var_t indicates that   the queue delay changes; this can be an indication that bottleneck   bandwidth is reduced or that a competing flow has just entered.   Thus, it indicates that it is not safe to adjust the queue delay   target.   A low qdelay_norm_var_t indicates that the queue delay is relatively   stable.  The reason could be that the queue delay is low, but itJohansson & Sarker            Experimental                     [Page 21]

RFC 8298                         SCReAM                    December 2017   could also be that a competing flow is causing the bottleneck to   reach the point that packet losses start to occur, in which case the   queue delay will stay relatively high for a longer time.   The queue delay target is allowed to be increased if either the loss   event rate is above a given threshold or qdelay_norm_var_t is low.   Both these conditions indicate that a competing flow may be present.   In all other cases, the queue delay target is decreased.   The function that adjusts the qdelay_target is simple and could   produce false positives and false negatives.  The case that self-   inflicted congestion by the SCReAM algorithm may be falsely   interpreted as the presence of competing loss-based FTP flows is a   false positive.  The opposite case -- where the algorithm fails to   detect the presence of a competing FTP flow -- is a false negative.   Extensive simulations have shown that the algorithm performs well in   LTE test cases and that it also performs well in simple bandwidth-   limited bottleneck test cases with competing FTP flows.  However, the   potential failure of the algorithm cannot be completely ruled out.  A   false positive (i.e., when self-inflicted congestion is mistakenly   identified as competing flows) is especially problematic when it   leads to increasing the target queue delay, which can cause the end-   to-end delay to increase dramatically.   If it is deemed unlikely that competing flows occur over the same   bottleneck, the algorithm described in this section MAY be turned   off.  One such case is QoS-enabled bearers in 3GPP-based access such   as LTE.  However, when sending over the Internet, often the network   conditions are not known for sure, so in general it is not possible   to make safe assumptions on how a network is used and whether or not   competing flows share the same bottleneck.  Therefore, turning this   algorithm off must be considered with caution, as it can lead to   basically zero throughput if competing with loss-based traffic.4.1.2.4.  Lost Packet Detection   Lost packet detection is based on the received sequence number list.   A reordering window SHOULD be applied to prevent packet reordering   from triggering loss events.  The reordering window is specified as a   time unit, similar to the ideas behind Recent ACKnowledgement (RACK)   [RACK].  The computation of the reordering window is made possible by   means of a lost flag in the list of transmitted RTP packets.  This   flag is set if the received sequence number list indicates that the   given RTP packet is missing.  If later feedback indicates that a   previously lost marked packet was indeed received, then the   reordering window is updated to reflect the reordering delay.  The   reordering window is given by the difference in time between theJohansson & Sarker            Experimental                     [Page 22]

RFC 8298                         SCReAM                    December 2017   event that the packet was marked as lost and the event that it was   indicated as successfully received.  Loss is detected if a given RTP   packet is not acknowledged within a time window (indicated by the   reordering window) after an RTP packet with a higher sequence number   was acknowledged.4.1.2.5.  Send Window Calculation   The basic design principle behind packet transmission in SCReAM is to   allow transmission only if the number of bytes in flight is less than   the congestion window.  There are, however, two reasons why this   strict rule will not work optimally:   o  Bitrate variations: Media sources such as video encoders generally      produce frames whose size always vary to a larger or smaller      extent.  The RTP queue absorbs the natural variations in frame      sizes.  However, the RTP queue should be as short as possible to      prevent the end-to-end delay from increasing.  To achieve that,      the media rate control takes the RTP queue size into account when      the target bitrate for the media is computed.  A strict 'send only      when bytes in flight is less than the congestion window' rule can      cause the RTP queue to grow simply because the send window is      limited; in turn, this can cause the target bitrate to be pushed      down.  The consequence is that the congestion window will not      increase, or will increase very slowly, because the congestion      window is only allowed to increase when there is a sufficient      amount of data in flight.  The final effect is that the media      bitrate increases very slowly or not at all.   o  Reverse (feedback) path congestion: Especially in transport over      buffer-bloated networks, the one-way delay in the reverse      direction can jump due to congestion.  The effect is that the      acknowledgements are delayed, and the self-clocking is temporarily      halted, even though the forward path is not congested.   The send window is adjusted depending on qdelay, its relation to the   qdelay target, and the relation between the congestion window and the   number of bytes in flight.  A strict rule is applied when qdelay is   higher than qdelay_target, to avoid further queue buildup in the   network.  For cases when qdelay is lower than the qdelay_target, a   more relaxed rule is applied.  This allows the bitrate to increase   quickly when no congestion is detected while still being able to   exhibit stable behavior in congested situations.   The send window is given by the relation between the adjusted   congestion window and the amount of bytes in flight according to the   pseudocode below.Johansson & Sarker            Experimental                     [Page 23]

RFC 8298                         SCReAM                    December 2017   <CODE BEGINS>   calculate_send_window(qdelay, qdelay_target)     # send window is computed differently depending on congestion level     if (qdelay <= qdelay_target)       send_wnd = cwnd + MSS - bytes_in_flight     else       send_wnd = cwnd - bytes_in_flight     end   <CODE ENDS>   The send window is updated whenever an RTP packet is transmitted or   an RTCP feedback messaged is received.4.1.2.6.  Packet Pacing   Packet pacing is used in order to mitigate coalescing, i.e., when   packets are transmitted in bursts, with the risks of increased jitter   and potentially increased packet loss.  Packet pacing also mitigates   possible issues with queue overflow due to key-frame generation in   video coders.  The time interval between consecutive packet   transmissions is greater than or equal to t_pace, where t_pace is   given by the equations below :      <CODE BEGINS>      pace_bitrate = max (RATE_PACE_MIN, cwnd * 8 / s_rtt)      t_pace = rtp_size * 8 / pace_bitrate      <CODE ENDS>   rtp_size is the size of the last transmitted RTP packet, and s_rtt is   the smoothed round trip time.  RATE_PACE_MIN is the minimum pacing   rate.4.1.2.7.  Resuming Fast Increase Mode   Fast increase mode can resume in order to speed up the bitrate   increase if congestion abates.  The condition to resume fast increase   mode (in_fast_increase = true) is that qdelay_trend is less than   QDELAY_TREND_LO for T_RESUME_FAST_INCREASE seconds or more.4.1.2.8.  Stream Prioritization   The SCReAM algorithm makes a good distinction between network   congestion control and media rate control.  This is easily extended   to many streams -- RTP packets from two or more RTP queues are   scheduled at the rate permitted by the network congestion control.   The scheduling can be done by means of a few different scheduling   regimes.  For example, the method for coupled congestion controlJohansson & Sarker            Experimental                     [Page 24]

RFC 8298                         SCReAM                    December 2017   specified in [COUPLED-CC] can be used.  One implementation of SCReAM   [SCReAM-CPP-implementation] uses credit-based scheduling.  In credit-   based scheduling, credit is accumulated by queues as they wait for   service and is spent while the queues are being serviced.  For   instance, if one queue is allowed to transmit 1000 bytes, then a   credit of 1000 bytes is allocated to the other unscheduled queues.   This principle can be extended to weighted scheduling, where the   credit allocated to unscheduled queues depends on the relative   weights.  The latter is also implemented in   [SCReAM-CPP-implementation].4.1.3.  Media Rate Control   The media rate control algorithm is executed at regular intervals,   indicated by RATE_ADJUSTMENT_INTERVAL, with the exception of a prompt   reaction to loss events.  The media rate control operates based on   the size of the RTP packet send queue and observed loss events.  In   addition, qdelay_trend is also considered in the media rate control   in order to reduce the amount of induced network jitter.   The role of the media rate control is to strike a reasonable balance   between a low amount of queuing in the RTP queue(s) and a sufficient   amount of data to send in order to keep the data path busy.  Setting   the media rate control too cautiously leads to possible   underutilization of network capacity; this can cause the flow to   become starved out by other more opportunistic traffic.  On the other   hand, setting it too aggressively leads to increased jitter.   The target_bitrate is adjusted depending on the congestion state.   The target bitrate can vary between a minimum value   (TARGET_BITRATE_MIN) and a maximum value (TARGET_BITRATE_MAX).   TARGET_BITRATE_MIN SHOULD be set to a low enough value to prevent RTP   packets from becoming queued up when the network throughput is   reduced.  The sender SHOULD also be equipped with a mechanism that   discards RTP packets when the network throughput becomes very low and   RTP packets are excessively delayed.   For the overall bitrate adjustment, two network throughput estimates   are computed :   o  rate_transmit: The measured transmit bitrate.   o  rate_ack: The ACKed bitrate, i.e., the volume of ACKed bits per      second.   Both estimates are updated every 200 ms.Johansson & Sarker            Experimental                     [Page 25]

RFC 8298                         SCReAM                    December 2017   The current throughput, current_rate, is computed as the maximum   value of rate_transmit and rate_ack.  The rationale behind the use of   rate_ack in addition to rate_transmit is that rate_transmit is   affected also by the amount of data that is available to transmit,   thus a lack of data to transmit can be seen as reduced throughput   that can cause an unnecessary rate reduction.  To overcome this   shortcoming, rate_ack is used as well.  This gives a more stable   throughput estimate.   The rate change behavior depends on whether a loss or ECN event has   occurred and whether the congestion control is in fast increase mode.   <CODE BEGINS>   # The target_bitrate is updated at a regular interval according   # to RATE_ADJUST_INTERVAL   on loss:      # Loss event detected      target_bitrate = max(BETA_R * target_bitrate,                           TARGET_BITRATE_MIN)      exit   on ecn_mark:      # ECN event detected      target_bitrate = max(BETA_ECN * target_bitrate,                           TARGET_BITRATE_MIN)      exit   ramp_up_speed_t = min(RAMP_UP_SPEED, target_bitrate / 2.0)   scale_t = (target_bitrate - target_bitrate_last_max) /        target_bitrate_last_max   scale_t = max(0.2, min(1.0, (scale_t * 4)^2))   # min scale_t value 0.2, as the bitrate should be allowed to   #  increase slowly. This prevents locking the rate to   #  target_bitrate_last_max   if (in_fast_increase = true)      increment_t = ramp_up_speed_t * RATE_ADJUST_INTERVAL      increment_t *= scale_t      target_bitrate += increment_t   else      current_rate_t = max(rate_transmit, rate_ack)      # Compute a bitrate change      delta_rate_t = current_rate_t * (1.0 - PRE_CONGESTION_GUARD *           queue_delay_trend) - TX_QUEUE_SIZE_FACTOR * rtp_queue_size      # Limit a positive increase if close to target_bitrate_last_max      if (delta_rate_t > 0)        delta_rate_t *= scale_t        delta_rate_t =          min(delta_rate_t, ramp_up_speed_t * RATE_ADJUST_INTERVAL)Johansson & Sarker            Experimental                     [Page 26]

RFC 8298                         SCReAM                    December 2017      end      target_bitrate += delta_rate_t      # Force a slight reduction in bitrate if RTP queue      #  builds up      rtp_queue_delay_t = rtp_queue_size / current_rate_t      if (rtp_queue_delay_t > RTP_QDELAY_TH)        target_bitrate *= TARGET_RATE_SCALE_RTP_QDELAY      end   end   rate_media_limit_t =      max(current_rate_t, max(rate_media, rtp_rate_median))   rate_media_limit_t *= (2.0 - qdelay_trend_mem)   target_bitrate = min(target_bitrate, rate_media_limit_t)   target_bitrate = min(TARGET_BITRATE_MAX,      max(TARGET_BITRATE_MIN, target_bitrate))   <CODE ENDS>   In case of a loss event, the target_bitrate is updated and the rate   change procedure is exited.  Otherwise, the rate change procedure   continues.  The rationale behind the rate reduction due to loss is   that a congestion window reduction will take effect, and a rate   reduction proactively prevents RTP packets from being queued up when   the transmit rate decreases due to the reduced congestion window.  A   similar rate reduction happens when ECN events are detected.   The rate update frequency is limited by RATE_ADJUST_INTERVAL, unless   a loss event occurs.  The value is based on experimentation with   real-life limitations in video coders taken into account   [SCReAM-CPP-implementation].  A too short interval is shown to make   the rate control loop in video coders more unstable; a too long   interval makes the overall congestion control sluggish.   When in fast increase mode (in_fast_increase = true), the bitrate   increase is given by the desired ramp-up speed (RAMP_UP_SPEED).  The   ramp-up speed is limited when the target bitrate is low to avoid rate   oscillation at low bottleneck bitrates.  The setting of RAMP_UP_SPEED   depends on preferences.  A high setting such as 1000 kbps/s makes it   possible to quickly get high-quality media; however, this is at the   expense of increased jitter, which can manifest itself as choppy   video rendering, for example.   When in_fast_increase is false, the bitrate increase is given by the   current bitrate and is also controlled by the estimated RTP queue and   the qdelay trend, thus it is sufficient that an increased congestion   level is sensed by the network congestion control to limit the   bitrate.  The target_bitrate_last_max is updated when congestion is   detected.Johansson & Sarker            Experimental                     [Page 27]

RFC 8298                         SCReAM                    December 2017   Finally, the target_bitrate is within the defined min and max values.   The aware reader may notice the dependency on the qdelay in the   computation of the target bitrate; this manifests itself in the use   of the qdelay_trend.  As these parameters are used also in the   network congestion control, one may suspect some odd interaction   between the media rate control and the network congestion control.   This is in fact the case if the parameter PRE_CONGESTION_GUARD is set   to a high value.  The use of qdelay_trend in the media rate control   is solely to reduce jitter; the dependency can be removed by setting   PRE_CONGESTION_GUARD=0.  The effect is a somewhat larger rate   increase after congestion, at the expense of increased jitter in   congested situations.4.2.  SCReAM Receiver   The simple task of the SCReAM receiver is to feed back   acknowledgements of received packets and total ECN count to the   SCReAM sender.  In addition, the receive time of the RTP packet with   the highest sequence number is echoed back.  Upon reception of each   RTP packet, the receiver MUST maintain enough information to send the   aforementioned values to the SCReAM sender via an RTCP transport-   layer feedback message.  The frequency of the feedback message   depends on the available RTCP bandwidth.  The requirements on the   feedback elements and the feedback interval are described below.4.2.1.  Requirements on Feedback Elements   The following feedback elements are REQUIRED for basic functionality   in SCReAM.   o  A list of received RTP packets.  This list SHOULD be sufficiently      long to cover all received RTP packets.  This list can be realized      with the Loss RLE (Run Length Encoding) Report Block in [RFC3611].   o  A wall-clock timestamp corresponding to the received RTP packet      with the highest sequence number is required in order to compute      the qdelay.  This can be realized by means of the Packet Receipt      Times Report Block in [RFC3611].  begin_seq MUST be set to the      highest received sequence number (which has possibly wrapped      around); end_seq MUST be set to begin_seq+1 modulo 65536.  The      timestamp clock MAY be set according to [RFC3611], i.e., equal to      the RTP timestamp clock.  Detailed individual packet receive times      are not necessary, as SCReAM does currently not describe how they      can be used.Johansson & Sarker            Experimental                     [Page 28]

RFC 8298                         SCReAM                    December 2017   The basic feedback needed for SCReAM involves the use of the Loss RLE   Report Block and the Packet Receipt Times Report Block as shown in   Figure 2.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |V=2|P|reserved |   PT=XR=207   |             length            |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                              SSRC                             |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     BT=2      | rsvd. |  T=0  |         block length          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                        SSRC of source                         |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |          begin_seq            |             end_seq           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |          chunk 1              |             chunk 2           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       :                              ...                              :       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |          chunk n-1            |             chunk n           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     BT=3      | rsvd. |  T=0  |         block length          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                        SSRC of source                         |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |          begin_seq            |             end_seq           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |       Receipt time of packet begin_seq                        |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Figure 2: Basic Feedback Message for SCReAM, Based onRFC 3611   In a typical use case, no more than four Loss RLE chunks are needed,   thus the feedback message will be 44 bytes.  It is obvious from   Figure 2 that there is a lot of redundant information in the feedback   message.  A more optimized feedback format, including the additional   feedback elements listed below, could reduce the feedback message   size a bit.   An additional feedback element that can improve the performance of   SCReAM is:   o  Accumulated number of ECN-CE-marked packets (n_ECN).  For      instance, this can be realized with the ECN Feedback Report Format      in [RFC6679].  The given feedback report format is slightly      overkill, as SCReAM would do quite well with only a counter thatJohansson & Sarker            Experimental                     [Page 29]

RFC 8298                         SCReAM                    December 2017      increments by one for each received packet with the ECN-CE      codepoint set.  The more bulky format could nevertheless be useful      for, e.g., ECN black-hole detection.4.2.2.  Requirements on Feedback Intensity   SCReAM benefits from relatively frequent feedback.  It is RECOMMENDED   that a SCReAM implementation follows the guidelines below.   The feedback interval depends on the media bitrate.  At low bitrates,   it is sufficient with a feedback interval of 100 to 400 ms; while at   high bitrates, a feedback interval of roughly 20 ms is preferred.  At   very high bitrates, even shorter feedback intervals MAY be needed in   order to keep the self-clocking in SCReAM working well.  One   indication that feedback is too sparse is that the SCReAM   implementation cannot reach high bitrates, even in uncongested links.   More frequent feedback might solve this issue.   The numbers above can be formulated as a feedback interval function   that can be useful for the computation of the desired RTCP bandwidth.   The following equation expresses the feedback rate:      rate_fb = min(50, max(2.5, rate_media / 10000))   rate_media is the RTP media bitrate expressed in bps; rate_fb is the   feedback rate expressed in packets/s.  Converting to feedback   interval, we get:      fb_int = 1.0 / min(50, max(2.5, rate_media / 10000))   The transmission interval is not critical.  So, in the case of multi-   stream handling between two hosts, the feedback for two or more   synchronization sources (SSRCs) can be bundled to save UDP/IP   overhead.  However, the final realized feedback interval SHOULD not   exceed 2*fb_int in such cases, meaning that a scheduled feedback   transmission event should not be delayed more than fb_int.   SCReAM works with AVPF regular mode; immediate or early mode is not   required by SCReAM but can nonetheless be useful for RTCP messages   not directly related to SCReAM, such as those specified in [RFC4585].   It is RECOMMENDED to use reduced-size RTCP [RFC5506], where regular   full compound RTCP transmission is controlled by trr-int as described   in [RFC4585].Johansson & Sarker            Experimental                     [Page 30]

RFC 8298                         SCReAM                    December 20175.  Discussion   This section covers a few discussion points.   o  Clock drift: SCReAM can suffer from the same issues with clock      drift as is the case with LEDBAT [RFC6817].  However,Appendix A.2      in [RFC6817] describes ways to mitigate issues with clock drift.   o  Support for alternate ECN semantics: This specification adopts the      proposal in [ALT-BACKOFF] to reduce the congestion window less      when ECN-based congestion events are detected.  Future work on Low      Loss, Low Latency for Scalable throughput (L4S) may lead to      updates in a future document that describes SCReAM support for      L4S.   o  A new transport-layer feedback message (as specified inRFC 4585)      could be standardized if the use of the already existing RTCP      extensions as described inSection 4.2 is not deemed sufficient.   o  The target bitrate given by SCReAM is the bitrate including the      RTP and Forward Error Correction (FEC) overhead.  The media      encoder SHOULD take this overhead into account when the media      bitrate is set.  This means that the media coder bitrate SHOULD be      computed as      media_rate = target_bitrate - rtp_plus_fec_overhead_bitrate      It is not necessary to make a 100% perfect compensation for the      overhead, as the SCReAM algorithm will inherently compensate for      moderate errors.  Under-compensating for the overhead has the      effect of increasing jitter, while overcompensating will cause the      bottleneck link to become underutilized.6.  Suggested Experiments   SCReAM has been evaluated in a number of different ways, mostly in a   simulator.  The OpenWebRTC implementation work ([OpenWebRTC] and   [SCReAM-implementation]) involved extensive testing with artificial   bottlenecks with varying bandwidths and using two different video   coders (OpenH264 and VP9).Johansson & Sarker            Experimental                     [Page 31]

RFC 8298                         SCReAM                    December 2017   Preferably, further experiments will be done by means of   implementation in real clients and web browsers.  RECOMMENDED   experiments are:   o  Trials with various access technologies: EDGE/3G/4G, Wi-Fi, DSL.      Some experiments have already been carried out with LTE access;      see [SCReAM-CPP-implementation] and      [SCReAM-implementation-experience].   o  Trials with different kinds of media: Audio, video, slideshow      content.  Evaluation of multi-stream handling in SCReAM.   o  Evaluation of functionality of the compensation mechanism when      there are competing flows: Evaluate how SCReAM performs with      competing TCP-like traffic and to what extent the compensation for      competing flows causes self-inflicted congestion.   o  Determine proper parameters: A set of default parameters are given      that makes SCReAM work over a reasonably large operation range.      However, for very low or very high bitrates, it may be necessary      to use different values for the RAMP_UP_SPEED, for instance.   o  Experimentation with further improvements to the congestion window      and media bitrate calculation.  [SCReAM-CPP-implementation]      implements some optimizations, not described in this memo, that      improve performance slightly.  Further experiments are likely to      lead to more optimizations of the algorithm.7.  IANA Considerations   This document does not require any IANA actions.8.  Security Considerations   The feedback can be vulnerable to attacks similar to those that can   affect TCP.  It is therefore RECOMMENDED that the RTCP feedback is at   least integrity protected.  Furthermore, as SCReAM is self-clocked, a   malicious middlebox can drop RTCP feedback packets and thus cause the   self-clocking in SCReAM to stall.  However, this attack is mitigated   by the minimum send rate maintained by SCReAM when no feedback is   received.Johansson & Sarker            Experimental                     [Page 32]

RFC 8298                         SCReAM                    December 20179.  References9.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119,              DOI 10.17487/RFC2119, March 1997,              <https://www.rfc-editor.org/info/rfc2119>.   [RFC3550]  Schulzrinne, H., Casner, S., Frederick, R., and V.              Jacobson, "RTP: A Transport Protocol for Real-Time              Applications", STD 64,RFC 3550, DOI 10.17487/RFC3550,              July 2003, <https://www.rfc-editor.org/info/rfc3550>.   [RFC3611]  Friedman, T., Ed., Caceres, R., Ed., and A. Clark, Ed.,              "RTP Control Protocol Extended Reports (RTCP XR)",RFC 3611, DOI 10.17487/RFC3611, November 2003,              <https://www.rfc-editor.org/info/rfc3611>.   [RFC4585]  Ott, J., Wenger, S., Sato, N., Burmeister, C., and J. Rey,              "Extended RTP Profile for Real-time Transport Control              Protocol (RTCP)-Based Feedback (RTP/AVPF)",RFC 4585,              DOI 10.17487/RFC4585, July 2006,              <https://www.rfc-editor.org/info/rfc4585>.   [RFC5506]  Johansson, I. and M. Westerlund, "Support for Reduced-Size              Real-Time Transport Control Protocol (RTCP): Opportunities              and Consequences",RFC 5506, DOI 10.17487/RFC5506, April              2009, <https://www.rfc-editor.org/info/rfc5506>.   [RFC6298]  Paxson, V., Allman, M., Chu, J., and M. Sargent,              "Computing TCP's Retransmission Timer",RFC 6298,              DOI 10.17487/RFC6298, June 2011,              <https://www.rfc-editor.org/info/rfc6298>.   [RFC6817]  Shalunov, S., Hazel, G., Iyengar, J., and M. Kuehlewind,              "Low Extra Delay Background Transport (LEDBAT)",RFC 6817,              DOI 10.17487/RFC6817, December 2012,              <https://www.rfc-editor.org/info/rfc6817>.   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase inRFC2119 Key Words",BCP 14,RFC 8174, DOI 10.17487/RFC8174,              May 2017, <https://www.rfc-editor.org/info/rfc8174>.Johansson & Sarker            Experimental                     [Page 33]

RFC 8298                         SCReAM                    December 20179.2.  Informative References   [ALT-BACKOFF]              Khademi, N., Welzl, M., Armitage, G., and G. Fairhurst,              "TCP Alternative Backoff with ECN (ABE)", Work in              Progress,draft-ietf-tcpm-alternativebackoff-ecn-04,              November 2017.   [COUPLED-CC]              Islam, S., Welzl, M., and S. Gjessing, "Coupled congestion              control for RTP media", Work in Progress,draft-ietf-rmcat-coupled-cc-07, September 2017.   [LEDBAT-delay-impact]              Ros, D. and M. Welzl, "Assessing LEDBAT's Delay Impact",              IEEE Communications Letters, Vol. 17, No. 5,              DOI 10.1109/LCOMM.2013.040213.130137, May 2013,              <http://home.ifi.uio.no/michawe/research/publications/ledbat-impact-letters.pdf>.   [OpenWebRTC]              Ericsson Research, "OpenWebRTC",              <http://www.openwebrtc.org>.   [Packet-conservation]              Jacobson, V., "Congestion Avoidance and Control", ACM              SIGCOMM Computer Communication Review,              DOI 10.1145/52325.52356, August 1988.   [QoS-3GPP] 3GPP, "Policy and charging control architecture", 3GPP TS              23.203, July 2017,              <http://www.3gpp.org/ftp/specs/archive/23_series/23.203/>.   [RACK]     Cheng, Y., Cardwell, N., and N. Dukkipati, "RACK: a time-              based fast loss detection algorithm for TCP", Work in              Progress,draft-ietf-tcpm-rack-02, March 2017.   [RFC6679]  Westerlund, M., Johansson, I., Perkins, C., O'Hanlon, P.,              and K. Carlberg, "Explicit Congestion Notification (ECN)              for RTP over UDP",RFC 6679, DOI 10.17487/RFC6679, August              2012, <https://www.rfc-editor.org/info/rfc6679>.   [RFC7478]  Holmberg, C., Hakansson, S., and G. Eriksson, "Web Real-              Time Communication Use Cases and Requirements",RFC 7478,              DOI 10.17487/RFC7478, March 2015,              <https://www.rfc-editor.org/info/rfc7478>.Johansson & Sarker            Experimental                     [Page 34]

RFC 8298                         SCReAM                    December 2017   [RFC7661]  Fairhurst, G., Sathiaseelan, A., and R. Secchi, "Updating              TCP to Support Rate-Limited Traffic",RFC 7661,              DOI 10.17487/RFC7661, October 2015,              <https://www.rfc-editor.org/info/rfc7661>.   [SCReAM-CPP-implementation]              Ericsson Research, "SCReAM - Mobile optimised congestion              control algorithm",              <https://github.com/EricssonResearch/scream>.   [SCReAM-implementation]              Ericsson Research, "OpenWebRTC specific GStreamer              plugins", <https://github.com/EricssonResearch/openwebrtc-gst-plugins>.   [SCReAM-implementation-experience]              Sarker, Z. and I. Johansson, "Updates on SCReAM: An              implementation experience", November 2015,              <https://www.ietf.org/proceedings/94/slides/slides-94-rmcat-8.pdf>.   [TFWC]     Choi, S. and M. Handley, "Fairer TCP-Friendly Congestion              Control Protocol for Multimedia Streaming Applications",              DOI 10.1145/1364654.1364717, December 2007,              <http://www-dept.cs.ucl.ac.uk/staff/M.Handley/papers/tfwc-conext.pdf>.   [WIRELESS-TESTS]              Sarker, Z., Johansson, I., Zhu, X., Fu, J., Tan, W., and              M. Ramalho, "Evaluation Test Cases for Interactive Real-              Time Media over Wireless Networks", Work in Progress,draft-ietf-rmcat-wireless-tests-04, May 2017.Johansson & Sarker            Experimental                     [Page 35]

RFC 8298                         SCReAM                    December 2017Acknowledgements   We would like to thank the following people for their comments,   questions, and support during the work that led to this memo: Markus   Andersson, Bo Burman, Tomas Frankkila, Frederic Gabin, Laurits Hamm,   Hans Hannu, Nikolas Hermanns, Stefan Haakansson, Erlendur Karlsson,   Daniel Lindstroem, Mats Nordberg, Jonathan Samuelsson, Rickard   Sjoeberg, Robert Swain, Magnus Westerlund, and Stefan Aalund.  Many   additional thanks to RMCAT chairs Karen E. E. Nielsen and Mirja   Kuehlewind for patiently reading, suggesting improvements and also   for asking all the difficult but necessary questions.  Thanks to   Stefan Holmer, Xiaoqing Zhu, Safiqul Islam, and David Hayes for the   additional review of this document.  Thanks to Ralf Globisch for   taking time to try out SCReAM in his challenging low-bitrate use   cases, Robert Hedman for finding a few additional flaws in the   running code, and Gustavo Garcia and 'miseri' for code contributions.Authors' Addresses   Ingemar Johansson   Ericsson AB   Laboratoriegraend 11   Luleaa  977 53   Sweden   Phone: +46 730783289   Email: ingemar.s.johansson@ericsson.com   Zaheduzzaman Sarker   Ericsson AB   Laboratoriegraend 11   Luleaa  977 53   Sweden   Phone: +46 761153743   Email: zaheduzzaman.sarker@ericsson.comJohansson & Sarker            Experimental                     [Page 36]

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