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INFORMATIONAL
Internet Engineering Task Force (IETF)                          D. BlackRequest for Comments: 8014                                      Dell EMCCategory: Informational                                        J. HudsonISSN: 2070-1721                                               L. Kreeger                                                             M. Lasserre                                                             Independent                                                               T. Narten                                                                     IBM                                                           December 2016An Architecture forData-Center Network Virtualization over Layer 3 (NVO3)Abstract   This document presents a high-level overview architecture for   building data-center Network Virtualization over Layer 3 (NVO3)   networks.  The architecture is given at a high level, showing the   major components of an overall system.  An important goal is to   divide the space into individual smaller components that can be   implemented independently with clear inter-component interfaces and   interactions.  It should be possible to build and implement   individual components in isolation and have them interoperate with   other independently implemented components.  That way, implementers   have flexibility in implementing individual components and can   optimize and innovate within their respective components without   requiring changes to other components.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 7841.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc8014.Black, et al.                 Informational                     [Page 1]

RFC 8014                    NVO3 Architecture              December 2016Copyright Notice   Copyright (c) 2016 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Black, et al.                 Informational                     [Page 2]

RFC 8014                    NVO3 Architecture              December 2016Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .42.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .43.  Background  . . . . . . . . . . . . . . . . . . . . . . . . .53.1.  VN Service (L2 and L3)  . . . . . . . . . . . . . . . . .73.1.1.  VLAN Tags in L2 Service . . . . . . . . . . . . . . .83.1.2.  Packet Lifetime Considerations  . . . . . . . . . . .83.2.  Network Virtualization Edge (NVE) Background  . . . . . .93.3.  Network Virtualization Authority (NVA) Background . . . .103.4.  VM Orchestration Systems  . . . . . . . . . . . . . . . .114.  Network Virtualization Edge (NVE) . . . . . . . . . . . . . .124.1.  NVE Co-located with Server Hypervisor . . . . . . . . . .124.2.  Split-NVE . . . . . . . . . . . . . . . . . . . . . . . .134.2.1.  Tenant VLAN Handling in Split-NVE Case  . . . . . . .144.3.  NVE State . . . . . . . . . . . . . . . . . . . . . . . .144.4.  Multihoming of NVEs . . . . . . . . . . . . . . . . . . .154.5.  Virtual Access Point (VAP)  . . . . . . . . . . . . . . .165.  Tenant System Types . . . . . . . . . . . . . . . . . . . . .165.1.  Overlay-Aware Network Service Appliances  . . . . . . . .165.2.  Bare Metal Servers  . . . . . . . . . . . . . . . . . . .175.3.  Gateways  . . . . . . . . . . . . . . . . . . . . . . . .175.3.1.  Gateway Taxonomy  . . . . . . . . . . . . . . . . . .185.3.1.1.  L2 Gateways (Bridging)  . . . . . . . . . . . . .185.3.1.2.  L3 Gateways (Only IP Packets) . . . . . . . . . .185.4.  Distributed Inter-VN Gateways . . . . . . . . . . . . . .195.5.  ARP and Neighbor Discovery  . . . . . . . . . . . . . . .206.  NVE-NVE Interaction . . . . . . . . . . . . . . . . . . . . .207.  Network Virtualization Authority (NVA)  . . . . . . . . . . .217.1.  How an NVA Obtains Information  . . . . . . . . . . . . .217.2.  Internal NVA Architecture . . . . . . . . . . . . . . . .227.3.  NVA External Interface  . . . . . . . . . . . . . . . . .228.  NVE-NVA Protocol  . . . . . . . . . . . . . . . . . . . . . .248.1.  NVE-NVA Interaction Models  . . . . . . . . . . . . . . .248.2.  Direct NVE-NVA Protocol . . . . . . . . . . . . . . . . .258.3.  Propagating Information Between NVEs and NVAs . . . . . .259.  Federated NVAs  . . . . . . . . . . . . . . . . . . . . . . .269.1.  Inter-NVA Peering . . . . . . . . . . . . . . . . . . . .2910. Control Protocol Work Areas . . . . . . . . . . . . . . . . .2911. NVO3 Data-Plane Encapsulation . . . . . . . . . . . . . . . .2912. Operations, Administration, and Maintenance (OAM) . . . . . .3013. Summary . . . . . . . . . . . . . . . . . . . . . . . . . . .3114. Security Considerations . . . . . . . . . . . . . . . . . . .3115. Informative References  . . . . . . . . . . . . . . . . . . .32   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .34   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .35Black, et al.                 Informational                     [Page 3]

RFC 8014                    NVO3 Architecture              December 20161.  Introduction   This document presents a high-level architecture for building data-   center Network Virtualization over Layer 3 (NVO3) networks.  The   architecture is given at a high level, which shows the major   components of an overall system.  An important goal is to divide the   space into smaller individual components that can be implemented   independently with clear inter-component interfaces and interactions.   It should be possible to build and implement individual components in   isolation and have them interoperate with other independently   implemented components.  That way, implementers have flexibility in   implementing individual components and can optimize and innovate   within their respective components without requiring changes to other   components.   The motivation for overlay networks is given in "Problem Statement:   Overlays for Network Virtualization" [RFC7364].  "Framework for Data   Center (DC) Network Virtualization" [RFC7365] provides a framework   for discussing overlay networks generally and the various components   that must work together in building such systems.  This document   differs from the framework document in that it doesn't attempt to   cover all possible approaches within the general design space.   Rather, it describes one particular approach that the NVO3 WG has   focused on.2.  Terminology   This document uses the same terminology as [RFC7365].  In addition,   the following terms are used:   NV Domain:  A Network Virtualization Domain is an administrative      construct that defines a Network Virtualization Authority (NVA),      the set of Network Virtualization Edges (NVEs) associated with      that NVA, and the set of virtual networks the NVA manages and      supports.  NVEs are associated with a (logically centralized) NVA,      and an NVE supports communication for any of the virtual networks      in the domain.   NV Region:  A region over which information about a set of virtual      networks is shared.  The degenerate case of a single NV Domain      corresponds to an NV Region corresponding to that domain.  The      more interesting case occurs when two or more NV Domains share      information about part or all of a set of virtual networks that      they manage.  Two NVAs share information about particular virtual      networks for the purpose of supporting connectivity between      tenants located in different NV Domains.  NVAs can share      information about an entire NV Domain, or just individual virtual      networks.Black, et al.                 Informational                     [Page 4]

RFC 8014                    NVO3 Architecture              December 2016   Tenant System Interface (TSI):  The interface to a Virtual Network      (VN) as presented to a Tenant System (TS, see [RFC7365]).  The TSI      logically connects to the NVE via a Virtual Access Point (VAP).      To the Tenant System, the TSI is like a Network Interface Card      (NIC); the TSI presents itself to a Tenant System as a normal      network interface.   VLAN:  Unless stated otherwise, the terms "VLAN" and "VLAN Tag" are      used in this document to denote a Customer VLAN (C-VLAN)      [IEEE.802.1Q]; the terms are used interchangeably to improve      readability.3.  Background   Overlay networks are an approach for providing network virtualization   services to a set of Tenant Systems (TSs) [RFC7365].  With overlays,   data traffic between tenants is tunneled across the underlying data   center's IP network.  The use of tunnels provides a number of   benefits by decoupling the network as viewed by tenants from the   underlying physical network across which they communicate.   Additional discussion of some NVO3 use cases can be found in   [USECASES].   Tenant Systems connect to Virtual Networks (VNs), with each VN having   associated attributes defining properties of the network (such as the   set of members that connect to it).  Tenant Systems connected to a   virtual network typically communicate freely with other Tenant   Systems on the same VN, but communication between Tenant Systems on   one VN and those external to the VN (whether on another VN or   connected to the Internet) is carefully controlled and governed by   policy.  The NVO3 architecture does not impose any restrictions to   the application of policy controls even within a VN.   A Network Virtualization Edge (NVE) [RFC7365] is the entity that   implements the overlay functionality.  An NVE resides at the boundary   between a Tenant System and the overlay network as shown in Figure 1.   An NVE creates and maintains local state about each VN for which it   is providing service on behalf of a Tenant System.Black, et al.                 Informational                     [Page 5]

RFC 8014                    NVO3 Architecture              December 2016       +--------+                                             +--------+       | Tenant +--+                                     +----| Tenant |       | System |  |                                    (')   | System |       +--------+  |          ................         (   )  +--------+                   |  +-+--+  .              .  +--+-+  (_)                   |  | NVE|--.              .--| NVE|   |                   +--|    |  .              .  |    |---+                      +-+--+  .              .   +--+-+                      /       .              .                     /        .  L3 Overlay  .   +--+-++--------+       +--------+   /         .    Network   .   | NVE|| Tenant |       | Tenant +--+          .              .- -|    || System |       | System |             .              .   +--+-++--------+       +--------+             ................                                     |                                   +----+                                   | NVE|                                   |    |                                   +----+                                     |                                     |                           =====================                             |               |                         +--------+      +--------+                         | Tenant |      | Tenant |                         | System |      | System |                         +--------+      +--------+                  Figure 1: NVO3 Generic Reference Model   The following subsections describe key aspects of an overlay system   in more detail.Section 3.1 describes the service model (Ethernet   vs. IP) provided to Tenant Systems.Section 3.2 describes NVEs in   more detail.Section 3.3 introduces the Network Virtualization   Authority, from which NVEs obtain information about virtual networks.Section 3.4 provides background on Virtual Machine (VM) orchestration   systems and their use of virtual networks.Black, et al.                 Informational                     [Page 6]

RFC 8014                    NVO3 Architecture              December 20163.1.  VN Service (L2 and L3)   A VN provides either Layer 2 (L2) or Layer 3 (L3) service to   connected tenants.  For L2 service, VNs transport Ethernet frames,   and a Tenant System is provided with a service that is analogous to   being connected to a specific L2 C-VLAN.  L2 broadcast frames are   generally delivered to all (and multicast frames delivered to a   subset of) the other Tenant Systems on the VN.  To a Tenant System,   it appears as if they are connected to a regular L2 Ethernet link.   Within the NVO3 architecture, tenant frames are tunneled to remote   NVEs based on the Media Access Control (MAC) addresses of the frame   headers as originated by the Tenant System.  On the underlay, NVO3   packets are forwarded between NVEs based on the outer addresses of   tunneled packets.   For L3 service, VNs are routed networks that transport IP datagrams,   and a Tenant System is provided with a service that supports only IP   traffic.  Within the NVO3 architecture, tenant frames are tunneled to   remote NVEs based on the IP addresses of the packet originated by the   Tenant System; any L2 destination addresses provided by Tenant   Systems are effectively ignored by the NVEs and overlay network.  For   L3 service, the Tenant System will be configured with an IP subnet   that is effectively a point-to-point link, i.e., having only the   Tenant System and a next-hop router address on it.   L2 service is intended for systems that need native L2 Ethernet   service and the ability to run protocols directly over Ethernet   (i.e., not based on IP).  L3 service is intended for systems in which   all the traffic can safely be assumed to be IP.  It is important to   note that whether or not an NVO3 network provides L2 or L3 service to   a Tenant System, the Tenant System does not generally need to be   aware of the distinction.  In both cases, the virtual network   presents itself to the Tenant System as an L2 Ethernet interface.  An   Ethernet interface is used in both cases simply as a widely supported   interface type that essentially all Tenant Systems already support.   Consequently, no special software is needed on Tenant Systems to use   an L3 vs. an L2 overlay service.   NVO3 can also provide a combined L2 and L3 service to tenants.  A   combined service provides L2 service for intra-VN communication but   also provides L3 service for L3 traffic entering or leaving the VN.   Architecturally, the handling of a combined L2/L3 service within the   NVO3 architecture is intended to match what is commonly done today in   non-overlay environments by devices providing a combined bridge/   router service.  With combined service, the virtual network itself   retains the semantics of L2 service, and all traffic is processed   according to its L2 semantics.  In addition, however, traffic   requiring IP processing is also processed at the IP level.Black, et al.                 Informational                     [Page 7]

RFC 8014                    NVO3 Architecture              December 2016   The IP processing for a combined service can be implemented on a   standalone device attached to the virtual network (e.g., an IP   router) or implemented locally on the NVE (seeSection 5.4 on   Distributed Inter-VN Gateways).  For unicast traffic, NVE   implementation of a combined service may result in a packet being   delivered to another Tenant System attached to the same NVE (on   either the same or a different VN), tunneled to a remote NVE, or even   forwarded outside the NV Domain.  For multicast or broadcast packets,   the combination of NVE L2 and L3 processing may result in copies of   the packet receiving both L2 and L3 treatments to realize delivery to   all of the destinations involved.  This distributed NVE   implementation of IP routing results in the same network delivery   behavior as if the L2 processing of the packet included delivery of   the packet to an IP router attached to the L2 VN as a Tenant System,   with the router having additional network attachments to other   networks, either virtual or not.3.1.1.  VLAN Tags in L2 Service   An NVO3 L2 virtual network service may include encapsulated L2 VLAN   tags provided by a Tenant System but does not use encapsulated tags   in deciding where and how to forward traffic.  Such VLAN tags can be   passed through so that Tenant Systems that send or expect to receive   them can be supported as appropriate.   The processing of VLAN tags that an NVE receives from a TS is   controlled by settings associated with the VAP.  Just as in the case   with ports on Ethernet switches, a number of settings are possible.   For example, Customer VLAN Tags (C-TAGs) can be passed through   transparently, could always be stripped upon receipt from a Tenant   System, could be compared against a list of explicitly configured   tags, etc.   Note that there are additional considerations when VLAN tags are used   to identify both the VN and a Tenant System VLAN within that VN, as   described inSection 4.2.1.3.1.2.  Packet Lifetime Considerations   For L3 service, Tenant Systems should expect the IPv4 Time to Live   (TTL) or IPv6 Hop Limit in the packets they send to be decremented by   at least 1.  For L2 service, neither the TTL nor the Hop Limit (when   the packet is IP) is modified.  The underlay network manages TTLs and   Hop Limits in the outer IP encapsulation -- the values in these   fields could be independent from or related to the values in the same   fields of tenant IP packets.Black, et al.                 Informational                     [Page 8]

RFC 8014                    NVO3 Architecture              December 20163.2.  Network Virtualization Edge (NVE) Background   Tenant Systems connect to NVEs via a Tenant System Interface (TSI).   The TSI logically connects to the NVE via a Virtual Access Point   (VAP), and each VAP is associated with one VN as shown in Figure 2.   To the Tenant System, the TSI is like a NIC; the TSI presents itself   to a Tenant System as a normal network interface.  On the NVE side, a   VAP is a logical network port (virtual or physical) into a specific   virtual network.  Note that two different Tenant Systems (and TSIs)   attached to a common NVE can share a VAP (e.g., TS1 and TS2 in   Figure 2) so long as they connect to the same VN.                    |         Data-Center Network (IP)        |                    |                                         |                    +-----------------------------------------+                         |                           |                         |       Tunnel Overlay      |            +------------+---------+       +---------+------------+            | +----------+-------+ |       | +-------+----------+ |            | |  Overlay Module  | |       | |  Overlay Module  | |            | +---------+--------+ |       | +---------+--------+ |            |           |          |       |           |          |     NVE1   |           |          |       |           |          | NVE2            |  +--------+-------+  |       |  +--------+-------+  |            |  | VNI1      VNI2 |  |       |  | VNI1      VNI2 |  |            |  +-+----------+---+  |       |  +-+-----------+--+  |            |    | VAP1     | VAP2 |       |    | VAP1      | VAP2|            +----+----------+------+       +----+-----------+-----+                 |          |                   |           |                 |\         |                   |           |                 | \        |                   |          /|          -------+--\-------+-------------------+---------/-+-------                 |   \      |     Tenant        |        /  |            TSI1 |TSI2\     | TSI3            TSI1  TSI2/   TSI3                +---+ +---+ +---+             +---+ +---+   +---+                |TS1| |TS2| |TS3|             |TS4| |TS5|   |TS6|                +---+ +---+ +---+             +---+ +---+   +---+                       Figure 2: NVE Reference Model   The Overlay Module performs the actual encapsulation and   decapsulation of tunneled packets.  The NVE maintains state about the   virtual networks it is a part of so that it can provide the Overlay   Module with information such as the destination address of the NVE to   tunnel a packet to and the Context ID that should be placed in the   encapsulation header to identify the virtual network that a tunneled   packet belongs to.Black, et al.                 Informational                     [Page 9]

RFC 8014                    NVO3 Architecture              December 2016   On the side facing the data-center network, the NVE sends and   receives native IP traffic.  When ingressing traffic from a Tenant   System, the NVE identifies the egress NVE to which the packet should   be sent, adds an overlay encapsulation header, and sends the packet   on the underlay network.  When receiving traffic from a remote NVE,   an NVE strips off the encapsulation header and delivers the   (original) packet to the appropriate Tenant System.  When the source   and destination Tenant System are on the same NVE, no encapsulation   is needed and the NVE forwards traffic directly.   Conceptually, the NVE is a single entity implementing the NVO3   functionality.  In practice, there are a number of different   implementation scenarios, as described in detail inSection 4.3.3.  Network Virtualization Authority (NVA) Background   Address dissemination refers to the process of learning, building,   and distributing the mapping/forwarding information that NVEs need in   order to tunnel traffic to each other on behalf of communicating   Tenant Systems.  For example, in order to send traffic to a remote   Tenant System, the sending NVE must know the destination NVE for that   Tenant System.   One way to build and maintain mapping tables is to use learning, as   802.1 bridges do [IEEE.802.1Q].  When forwarding traffic to multicast   or unknown unicast destinations, an NVE could simply flood traffic.   While flooding works, it can lead to traffic hot spots and to   problems in larger networks (e.g., excessive amounts of flooded   traffic).   Alternatively, to reduce the scope of where flooding must take place,   or to eliminate it all together, NVEs can make use of a Network   Virtualization Authority (NVA).  An NVA is the entity that provides   address mapping and other information to NVEs.  NVEs interact with an   NVA to obtain any required address-mapping information they need in   order to properly forward traffic on behalf of tenants.  The term   "NVA" refers to the overall system, without regard to its scope or   how it is implemented.  NVAs provide a service, and NVEs access that   service via an NVE-NVA protocol as discussed inSection 8.   Even when an NVA is present, Ethernet bridge MAC address learning   could be used as a fallback mechanism, should the NVA be unable to   provide an answer or for other reasons.  This document does not   consider flooding approaches in detail, as there are a number of   benefits in using an approach that depends on the presence of an NVA.   For the rest of this document, it is assumed that an NVA exists and   will be used.  NVAs are discussed in more detail inSection 7.Black, et al.                 Informational                    [Page 10]

RFC 8014                    NVO3 Architecture              December 20163.4.  VM Orchestration Systems   VM orchestration systems manage server virtualization across a set of   servers.  Although VM management is a separate topic from network   virtualization, the two areas are closely related.  Managing the   creation, placement, and movement of VMs also involves creating,   attaching to, and detaching from virtual networks.  A number of   existing VM orchestration systems have incorporated aspects of   virtual network management into their systems.   Note also that although this section uses the terms "VM" and   "hypervisor" throughout, the same issues apply to other   virtualization approaches, including Linux Containers (LXC), BSD   Jails, Network Service Appliances as discussed inSection 5.1, etc.   From an NVO3 perspective, it should be assumed that where the   document uses the term "VM" and "hypervisor", the intention is that   the discussion also applies to other systems, where, e.g., the host   operating system plays the role of the hypervisor in supporting   virtualization, and a container plays the equivalent role as a VM.   When a new VM image is started, the VM orchestration system   determines where the VM should be placed, interacts with the   hypervisor on the target server to load and start the VM, and   controls when a VM should be shut down or migrated elsewhere.  VM   orchestration systems also have knowledge about how a VM should   connect to a network, possibly including the name of the virtual   network to which a VM is to connect.  The VM orchestration system can   pass such information to the hypervisor when a VM is instantiated.   VM orchestration systems have significant (and sometimes global)   knowledge over the domain they manage.  They typically know on what   servers a VM is running, and metadata associated with VM images can   be useful from a network virtualization perspective.  For example,   the metadata may include the addresses (MAC and IP) the VMs will use   and the name(s) of the virtual network(s) they connect to.   VM orchestration systems run a protocol with an agent running on the   hypervisor of the servers they manage.  That protocol can also carry   information about what virtual network a VM is associated with.  When   the orchestrator instantiates a VM on a hypervisor, the hypervisor   interacts with the NVE in order to attach the VM to the virtual   networks it has access to.  In general, the hypervisor will need to   communicate significant VM state changes to the NVE.  In the reverse   direction, the NVE may need to communicate network connectivity   information back to the hypervisor.  Examples of deployed VM   orchestration systems include VMware's vCenter Server, Microsoft's   System Center Virtual Machine Manager, and systems based on OpenStack   and its associated plugins (e.g., Nova and Neutron).  Each can pass   information about what virtual networks a VM connects to down to theBlack, et al.                 Informational                    [Page 11]

RFC 8014                    NVO3 Architecture              December 2016   hypervisor.  The protocol used between the VM orchestration system   and hypervisors is generally proprietary.   It should be noted that VM orchestration systems may not have direct   access to all networking-related information a VM uses.  For example,   a VM may make use of additional IP or MAC addresses that the VM   management system is not aware of.4.  Network Virtualization Edge (NVE)   As introduced inSection 3.2, an NVE is the entity that implements   the overlay functionality.  This section describes NVEs in more   detail.  An NVE will have two external interfaces:   Facing the Tenant System:  On the side facing the Tenant System, an      NVE interacts with the hypervisor (or equivalent entity) to      provide the NVO3 service.  An NVE will need to be notified when a      Tenant System "attaches" to a virtual network (so it can validate      the request and set up any state needed to send and receive      traffic on behalf of the Tenant System on that VN).  Likewise, an      NVE will need to be informed when the Tenant System "detaches"      from the virtual network so that it can reclaim state and      resources appropriately.   Facing the Data-Center Network:  On the side facing the data-center      network, an NVE interfaces with the data-center underlay network,      sending and receiving tunneled packets to and from the underlay.      The NVE may also run a control protocol with other entities on the      network, such as the Network Virtualization Authority.4.1.  NVE Co-located with Server Hypervisor   When server virtualization is used, the entire NVE functionality will   typically be implemented as part of the hypervisor and/or virtual   switch on the server.  In such cases, the Tenant System interacts   with the hypervisor, and the hypervisor interacts with the NVE.   Because the interaction between the hypervisor and NVE is implemented   entirely in software on the server, there is no "on-the-wire"   protocol between Tenant Systems (or the hypervisor) and the NVE that   needs to be standardized.  While there may be APIs between the NVE   and hypervisor to support necessary interaction, the details of such   APIs are not in scope for the NVO3 WG at the time of publication of   this memo.   Implementing NVE functionality entirely on a server has the   disadvantage that server CPU resources must be spent implementing the   NVO3 functionality.  Experimentation with overlay approaches and   previous experience with TCP and checksum adapter offloads suggestBlack, et al.                 Informational                    [Page 12]

RFC 8014                    NVO3 Architecture              December 2016   that offloading certain NVE operations (e.g., encapsulation and   decapsulation operations) onto the physical network adapter can   produce performance advantages.  As has been done with checksum and/   or TCP server offload and other optimization approaches, there may be   benefits to offloading common operations onto adapters where   possible.  Just as important, the addition of an overlay header can   disable existing adapter offload capabilities that are generally not   prepared to handle the addition of a new header or other operations   associated with an NVE.   While the exact details of how to split the implementation of   specific NVE functionality between a server and its network adapters   are an implementation matter and outside the scope of IETF   standardization, the NVO3 architecture should be cognizant of and   support such separation.  Ideally, it may even be possible to bypass   the hypervisor completely on critical data-path operations so that   packets between a Tenant System and its VN can be sent and received   without having the hypervisor involved in each individual packet   operation.4.2.  Split-NVE   Another possible scenario leads to the need for a split-NVE   implementation.  An NVE running on a server (e.g., within a   hypervisor) could support NVO3 service towards the tenant but not   perform all NVE functions (e.g., encapsulation) directly on the   server; some of the actual NVO3 functionality could be implemented on   (i.e., offloaded to) an adjacent switch to which the server is   attached.  While one could imagine a number of link types between a   server and the NVE, one simple deployment scenario would involve a   server and NVE separated by a simple L2 Ethernet link.  A more   complicated scenario would have the server and NVE separated by a   bridged access network, such as when the NVE resides on a Top of Rack   (ToR) switch, with an embedded switch residing between servers and   the ToR switch.   For the split-NVE case, protocols will be needed that allow the   hypervisor and NVE to negotiate and set up the necessary state so   that traffic sent across the access link between a server and the NVE   can be associated with the correct virtual network instance.   Specifically, on the access link, traffic belonging to a specific   Tenant System would be tagged with a specific VLAN C-TAG that   identifies which specific NVO3 virtual network instance it connects   to.  The hypervisor-NVE protocol would negotiate which VLAN C-TAG to   use for a particular virtual network instance.  More details of the   protocol requirements for functionality between hypervisors and NVEs   can be found in [NVE-NVA].Black, et al.                 Informational                    [Page 13]

RFC 8014                    NVO3 Architecture              December 20164.2.1.  Tenant VLAN Handling in Split-NVE Case   Preserving tenant VLAN tags across an NVO3 VN, as described inSection 3.1.1, poses additional complications in the split-NVE case.   The portion of the NVE that performs the encapsulation function needs   access to the specific VLAN tags that the Tenant System is using in   order to include them in the encapsulated packet.  When an NVE is   implemented entirely within the hypervisor, the NVE has access to the   complete original packet (including any VLAN tags) sent by the   tenant.  In the split-NVE case, however, the VLAN tag used between   the hypervisor and offloaded portions of the NVE normally only   identifies the specific VN that traffic belongs to.  In order to   allow a tenant to preserve VLAN information from end to end between   Tenant Systems in the split-NVE case, additional mechanisms would be   needed (e.g., carry an additional VLAN tag by carrying both a C-TAG   and a Service VLAN Tag (S-TAG) as specified in [IEEE.802.1Q] where   the C-TAG identifies the tenant VLAN end to end and the S-TAG   identifies the VN locally between each Tenant System and the   corresponding NVE).4.3.  NVE State   NVEs maintain internal data structures and state to support the   sending and receiving of tenant traffic.  An NVE may need some or all   of the following information:   1.  An NVE keeps track of which attached Tenant Systems are connected       to which virtual networks.  When a Tenant System attaches to a       virtual network, the NVE will need to create or update the local       state for that virtual network.  When the last Tenant System       detaches from a given VN, the NVE can reclaim state associated       with that VN.   2.  For tenant unicast traffic, an NVE maintains a per-VN table of       mappings from Tenant System (inner) addresses to remote NVE       (outer) addresses.   3.  For tenant multicast (or broadcast) traffic, an NVE maintains a       per-VN table of mappings and other information on how to deliver       tenant multicast (or broadcast) traffic.  If the underlying       network supports IP multicast, the NVE could use IP multicast to       deliver tenant traffic.  In such a case, the NVE would need to       know what IP underlay multicast address to use for a given VN.       Alternatively, if the underlying network does not support       multicast, a source NVE could use unicast replication to deliver       traffic.  In such a case, an NVE would need to know which remote       NVEs are participating in the VN.  An NVE could use both       approaches, switching from one mode to the other depending onBlack, et al.                 Informational                    [Page 14]

RFC 8014                    NVO3 Architecture              December 2016       factors such as bandwidth efficiency and group membership       sparseness.  [FRAMEWORK-MCAST] discusses the subject of multicast       handling in NVO3 in further detail.   4.  An NVE maintains necessary information to encapsulate outgoing       traffic, including what type of encapsulation and what value to       use for a Context ID to identify the VN within the encapsulation       header.   5.  In order to deliver incoming encapsulated packets to the correct       Tenant Systems, an NVE maintains the necessary information to map       incoming traffic to the appropriate VAP (i.e., TSI).   6.  An NVE may find it convenient to maintain additional per-VN       information such as QoS settings, Path MTU information, Access       Control Lists (ACLs), etc.4.4.  Multihoming of NVEs   NVEs may be multihomed.  That is, an NVE may have more than one IP   address associated with it on the underlay network.  Multihoming   happens in two different scenarios.  First, an NVE may have multiple   interfaces connecting it to the underlay.  Each of those interfaces   will typically have a different IP address, resulting in a specific   Tenant Address (on a specific VN) being reachable through the same   NVE but through more than one underlay IP address.  Second, a   specific Tenant System may be reachable through more than one NVE,   each having one or more underlay addresses.  In both cases, NVE   address-mapping functionality needs to support one-to-many mappings   and enable a sending NVE to (at a minimum) be able to fail over from   one IP address to another, e.g., should a specific NVE underlay   address become unreachable.   Finally, multihomed NVEs introduce complexities when source unicast   replication is used to implement tenant multicast as described inSection 4.3.  Specifically, an NVE should only receive one copy of a   replicated packet.   Multihoming is needed to support important use cases.  First, a bare   metal server may have multiple uplink connections to either the same   or different NVEs.  Having only a single physical path to an upstream   NVE, or indeed, having all traffic flow through a single NVE would be   considered unacceptable in highly resilient deployment scenarios that   seek to avoid single points of failure.  Moreover, in today's   networks, the availability of multiple paths would require that they   be usable in an active-active fashion (e.g., for load balancing).Black, et al.                 Informational                    [Page 15]

RFC 8014                    NVO3 Architecture              December 20164.5.  Virtual Access Point (VAP)   The VAP is the NVE side of the interface between the NVE and the TS.   Traffic to and from the tenant flows through the VAP.  If an NVE runs   into difficulties sending traffic received on the VAP, it may need to   signal such errors back to the VAP.  Because the VAP is an emulation   of a physical port, its ability to signal NVE errors is limited and   lacks sufficient granularity to reflect all possible errors an NVE   may encounter (e.g., inability to reach a particular destination).   Some errors, such as an NVE losing all of its connections to the   underlay, could be reflected back to the VAP by effectively disabling   it.  This state change would reflect itself on the TS as an interface   going down, allowing the TS to implement interface error handling   (e.g., failover) in the same manner as when a physical interface   becomes disabled.5.  Tenant System Types   This section describes a number of special Tenant System types and   how they fit into an NVO3 system.5.1.  Overlay-Aware Network Service Appliances   Some Network Service Appliances [NVE-NVA] (virtual or physical)   provide tenant-aware services.  That is, the specific service they   provide depends on the identity of the tenant making use of the   service.  For example, firewalls are now becoming available that   support multitenancy where a single firewall provides virtual   firewall service on a per-tenant basis, using per-tenant   configuration rules and maintaining per-tenant state.  Such   appliances will be aware of the VN an activity corresponds to while   processing requests.  Unlike server virtualization, which shields VMs   from needing to know about multitenancy, a Network Service Appliance   may explicitly support multitenancy.  In such cases, the Network   Service Appliance itself will be aware of network virtualization and   either embed an NVE directly or implement a split-NVE as described inSection 4.2.  Unlike server virtualization, however, the Network   Service Appliance may not be running a hypervisor, and the VM   orchestration system may not interact with the Network Service   Appliance.  The NVE on such appliances will need to support a control   plane to obtain the necessary information needed to fully participate   in an NV Domain.Black, et al.                 Informational                    [Page 16]

RFC 8014                    NVO3 Architecture              December 20165.2.  Bare Metal Servers   Many data centers will continue to have at least some servers   operating as non-virtualized (or "bare metal") machines running a   traditional operating system and workload.  In such systems, there   will be no NVE functionality on the server, and the server will have   no knowledge of NVO3 (including whether overlays are even in use).   In such environments, the NVE functionality can reside on the first-   hop physical switch.  In such a case, the network administrator would   (manually) configure the switch to enable the appropriate NVO3   functionality on the switch port connecting the server and associate   that port with a specific virtual network.  Such configuration would   typically be static, since the server is not virtualized and, once   configured, is unlikely to change frequently.  Consequently, this   scenario does not require any protocol or standards work.5.3.  Gateways   Gateways on VNs relay traffic onto and off of a virtual network.   Tenant Systems use gateways to reach destinations outside of the   local VN.  Gateways receive encapsulated traffic from one VN, remove   the encapsulation header, and send the native packet out onto the   data-center network for delivery.  Outside traffic enters a VN in a   reverse manner.   Gateways can be either virtual (i.e., implemented as a VM) or   physical (i.e., a standalone physical device).  For performance   reasons, standalone hardware gateways may be desirable in some cases.   Such gateways could consist of a simple switch forwarding traffic   from a VN onto the local data-center network or could embed router   functionality.  On such gateways, network interfaces connecting to   virtual networks will (at least conceptually) embed NVE (or split-   NVE) functionality within them.  As in the case with Network Service   Appliances, gateways may not support a hypervisor and will need an   appropriate control-plane protocol to obtain the information needed   to provide NVO3 service.   Gateways handle several different use cases.  For example, one use   case consists of systems supporting overlays together with systems   that do not (e.g., bare metal servers).  Gateways could be used to   connect legacy systems supporting, e.g., L2 VLANs, to specific   virtual networks, effectively making them part of the same virtual   network.  Gateways could also forward traffic between a virtual   network and other hosts on the data-center network or relay traffic   between different VNs.  Finally, gateways can provide external   connectivity such as Internet or VPN access.Black, et al.                 Informational                    [Page 17]

RFC 8014                    NVO3 Architecture              December 20165.3.1.  Gateway Taxonomy   As can be seen from the discussion above, there are several types of   gateways that can exist in an NVO3 environment.  This section breaks   them down into the various types that could be supported.  Note that   each of the types below could be either implemented in a centralized   manner or distributed to coexist with the NVEs.5.3.1.1.  L2 Gateways (Bridging)   L2 Gateways act as Layer 2 bridges to forward Ethernet frames based   on the MAC addresses present in them.   L2 VN to Legacy L2:  This type of gateway bridges traffic between L2      VNs and other legacy L2 networks such as VLANs or L2 VPNs.   L2 VN to L2 VN:  The main motivation for this type of gateway is to      create separate groups of Tenant Systems using L2 VNs such that      the gateway can enforce network policies between each L2 VN.5.3.1.2.  L3 Gateways (Only IP Packets)   L3 Gateways forward IP packets based on the IP addresses present in   the packets.   L3 VN to Legacy L2:  This type of gateway forwards packets between L3      VNs and legacy L2 networks such as VLANs or L2 VPNs.  The original      sender's destination MAC address in any frames that the gateway      forwards from a legacy L2 network would be the MAC address of the      gateway.   L3 VN to Legacy L3:  This type of gateway forwards packets between L3      VNs and legacy L3 networks.  These legacy L3 networks could be      local to the data center, be in the WAN, or be an L3 VPN.   L3 VN to L2 VN:  This type of gateway forwards packets between L3 VNs      and L2 VNs.  The original sender's destination MAC address in any      frames that the gateway forwards from a L2 VN would be the MAC      address of the gateway.   L2 VN to L2 VN:  This type of gateway acts similar to a traditional      router that forwards between L2 interfaces.  The original sender's      destination MAC address in any frames that the gateway forwards      from any of the L2 VNs would be the MAC address of the gateway.   L3 VN to L3 VN:  The main motivation for this type of gateway is to      create separate groups of Tenant Systems using L3 VNs such that      the gateway can enforce network policies between each L3 VN.Black, et al.                 Informational                    [Page 18]

RFC 8014                    NVO3 Architecture              December 20165.4.  Distributed Inter-VN Gateways   The relaying of traffic from one VN to another deserves special   consideration.  Whether traffic is permitted to flow from one VN to   another is a matter of policy and would not (by default) be allowed   unless explicitly enabled.  In addition, NVAs are the logical place   to maintain policy information about allowed inter-VN communication.   Policy enforcement for inter-VN communication can be handled in (at   least) two different ways.  Explicit gateways could be the central   point for such enforcement, with all inter-VN traffic forwarded to   such gateways for processing.  Alternatively, the NVA can provide   such information directly to NVEs by either providing a mapping for a   target Tenant System (TS) on another VN or indicating that such   communication is disallowed by policy.   When inter-VN gateways are centralized, traffic between TSs on   different VNs can take suboptimal paths, i.e., triangular routing   results in paths that always traverse the gateway.  In the worst   case, traffic between two TSs connected to the same NVE can be hair-   pinned through an external gateway.  As an optimization, individual   NVEs can be part of a distributed gateway that performs such   relaying, reducing or completely eliminating triangular routing.  In   a distributed gateway, each ingress NVE can perform such relaying   activity directly so long as it has access to the policy information   needed to determine whether cross-VN communication is allowed.   Having individual NVEs be part of a distributed gateway allows them   to tunnel traffic directly to the destination NVE without the need to   take suboptimal paths.   The NVO3 architecture supports distributed gateways for the case of   inter-VN communication.  Such support requires that NVO3 control   protocols include mechanisms for the maintenance and distribution of   policy information about what type of cross-VN communication is   allowed so that NVEs acting as distributed gateways can tunnel   traffic from one VN to another as appropriate.   Distributed gateways could also be used to distribute other   traditional router services to individual NVEs.  The NVO3   architecture does not preclude such implementations but does not   define or require them as they are outside the scope of the NVO3   architecture.Black, et al.                 Informational                    [Page 19]

RFC 8014                    NVO3 Architecture              December 20165.5.  ARP and Neighbor Discovery   Strictly speaking, for an L2 service, special processing of the   Address Resolution Protocol (ARP) [RFC826] and IPv6 Neighbor   Discovery (ND) [RFC4861] is not required.  ARP requests are   broadcast, and an NVO3 can deliver ARP requests to all members of a   given L2 virtual network just as it does for any packet sent to an L2   broadcast address.  Similarly, ND requests are sent via IP multicast,   which NVO3 can support by delivering via L2 multicast.  However, as a   performance optimization, an NVE can intercept ARP (or ND) requests   from its attached TSs and respond to them directly using information   in its mapping tables.  Since an NVE will have mechanisms for   determining the NVE address associated with a given TS, the NVE can   leverage the same mechanisms to suppress sending ARP and ND requests   for a given TS to other members of the VN.  The NVO3 architecture   supports such a capability.6.  NVE-NVE Interaction   Individual NVEs will interact with each other for the purposes of   tunneling and delivering traffic to remote TSs.  At a minimum, a   control protocol may be needed for tunnel setup and maintenance.  For   example, tunneled traffic may need to be encrypted or integrity   protected, in which case it will be necessary to set up appropriate   security associations between NVE peers.  It may also be desirable to   perform tunnel maintenance (e.g., continuity checks) on a tunnel in   order to detect when a remote NVE becomes unreachable.  Such generic   tunnel setup and maintenance functions are not generally   NVO3-specific.  Hence, the NVO3 architecture expects to leverage   existing tunnel maintenance protocols rather than defining new ones.   Some NVE-NVE interactions may be specific to NVO3 (in particular, be   related to information kept in mapping tables) and agnostic to the   specific tunnel type being used.  For example, when tunneling traffic   for TS-X to a remote NVE, it is possible that TS-X is not presently   associated with the remote NVE.  Normally, this should not happen,   but there could be race conditions where the information an NVE has   learned from the NVA is out of date relative to actual conditions.   In such cases, the remote NVE could return an error or warning   indication, allowing the sending NVE to attempt a recovery or   otherwise attempt to mitigate the situation.   The NVE-NVE interaction could signal a range of indications, for   example:   o  "No such TS here", upon a receipt of a tunneled packet for an      unknown TSBlack, et al.                 Informational                    [Page 20]

RFC 8014                    NVO3 Architecture              December 2016   o  "TS-X not here, try the following NVE instead" (i.e., a redirect)   o  "Delivered to correct NVE but could not deliver packet to TS-X"   When an NVE receives information from a remote NVE that conflicts   with the information it has in its own mapping tables, it should   consult with the NVA to resolve those conflicts.  In particular, it   should confirm that the information it has is up to date, and it   might indicate the error to the NVA so as to nudge the NVA into   following up (as appropriate).  While it might make sense for an NVE   to update its mapping table temporarily in response to an error from   a remote NVE, any changes must be handled carefully as doing so can   raise security considerations if the received information cannot be   authenticated.  That said, a sending NVE might still take steps to   mitigate a problem, such as applying rate limiting to data traffic   towards a particular NVE or TS.7.  Network Virtualization Authority (NVA)   Before sending traffic to and receiving traffic from a virtual   network, an NVE must obtain the information needed to build its   internal forwarding tables and state as listed inSection 4.3.  An   NVE can obtain such information from a Network Virtualization   Authority (NVA).   The NVA is the entity that is expected to provide address mapping and   other information to NVEs.  NVEs can interact with an NVA to obtain   any required information they need in order to properly forward   traffic on behalf of tenants.  The term "NVA" refers to the overall   system, without regard to its scope or how it is implemented.7.1.  How an NVA Obtains Information   There are two primary ways in which an NVA can obtain the address   dissemination information it manages: from the VM orchestration   system and/or directly from the NVEs themselves.   On virtualized systems, the NVA may be able to obtain the address-   mapping information associated with VMs from the VM orchestration   system itself.  If the VM orchestration system contains a master   database for all the virtualization information, having the NVA   obtain information directly from the orchestration system would be a   natural approach.  Indeed, the NVA could effectively be co-located   with the VM orchestration system itself.  In such systems, the VM   orchestration system communicates with the NVE indirectly through the   hypervisor.Black, et al.                 Informational                    [Page 21]

RFC 8014                    NVO3 Architecture              December 2016   However, as described inSection 4, not all NVEs are associated with   hypervisors.  In such cases, NVAs cannot leverage VM orchestration   protocols to interact with an NVE and will instead need to peer   directly with them.  By peering directly with an NVE, NVAs can obtain   information about the TSs connected to that NVE and can distribute   information to the NVE about the VNs those TSs are associated with.   For example, whenever a Tenant System attaches to an NVE, that NVE   would notify the NVA that the TS is now associated with that NVE.   Likewise, when a TS detaches from an NVE, that NVE would inform the   NVA.  By communicating directly with NVEs, both the NVA and the NVE   are able to maintain up-to-date information about all active tenants   and the NVEs to which they are attached.7.2.  Internal NVA Architecture   For reliability and fault tolerance reasons, an NVA would be   implemented in a distributed or replicated manner without single   points of failure.  How the NVA is implemented, however, is not   important to an NVE so long as the NVA provides a consistent and   well-defined interface to the NVE.  For example, an NVA could be   implemented via database techniques whereby a server stores address-   mapping information in a traditional (possibly replicated) database.   Alternatively, an NVA could be implemented in a distributed fashion   using an existing (or modified) routing protocol to maintain and   distribute mappings.  So long as there is a clear interface between   the NVE and NVA, how an NVA is architected and implemented is not   important to an NVE.   A number of architectural approaches could be used to implement NVAs   themselves.  NVAs manage address bindings and distribute them to   where they need to go.  One approach would be to use the Border   Gateway Protocol (BGP) [RFC4364] (possibly with extensions) and route   reflectors.  Another approach could use a transaction-based database   model with replicated servers.  Because the implementation details   are local to an NVA, there is no need to pick exactly one solution   technology, so long as the external interfaces to the NVEs (and   remote NVAs) are sufficiently well defined to achieve   interoperability.7.3.  NVA External Interface   Conceptually, from the perspective of an NVE, an NVA is a single   entity.  An NVE interacts with the NVA, and it is the NVA's   responsibility to ensure that interactions between the NVE and NVA   result in consistent behavior across the NVA and all other NVEs using   the same NVA.  Because an NVA is built from multiple internal   components, an NVA will have to ensure that information flows to all   internal NVA components appropriately.Black, et al.                 Informational                    [Page 22]

RFC 8014                    NVO3 Architecture              December 2016   One architectural question is how the NVA presents itself to the NVE.   For example, an NVA could be required to provide access via a single   IP address.  If NVEs only have one IP address to interact with, it   would be the responsibility of the NVA to handle NVA component   failures, e.g., by using a "floating IP address" that migrates among   NVA components to ensure that the NVA can always be reached via the   one address.  Having all NVA accesses through a single IP address,   however, adds constraints to implementing robust failover, load   balancing, etc.   In the NVO3 architecture, an NVA is accessed through one or more IP   addresses (or an IP address/port combination).  If multiple IP   addresses are used, each IP address provides equivalent   functionality, meaning that an NVE can use any of the provided   addresses to interact with the NVA.  Should one address stop working,   an NVE is expected to failover to another.  While the different   addresses result in equivalent functionality, one address may respond   more quickly than another, e.g., due to network conditions, load on   the server, etc.   To provide some control over load balancing, NVA addresses may have   an associated priority.  Addresses are used in order of priority,   with no explicit preference among NVA addresses having the same   priority.  To provide basic load balancing among NVAs of equal   priorities, NVEs could use some randomization input to select among   equal-priority NVAs.  Such a priority scheme facilitates failover and   load balancing, for example, by allowing a network operator to   specify a set of primary and backup NVAs.   It may be desirable to have individual NVA addresses responsible for   a subset of information about an NV Domain.  In such a case, NVEs   would use different NVA addresses for obtaining or updating   information about particular VNs or TS bindings.  Key questions with   such an approach are how information would be partitioned and how an   NVE could determine which address to use to get the information it   needs.   Another possibility is to treat the information on which NVA   addresses to use as cached (soft-state) information at the NVEs, so   that any NVA address can be used to obtain any information, but NVEs   are informed of preferences for which addresses to use for particular   information on VNs or TS bindings.  That preference information would   be cached for future use to improve behavior, e.g., if all requests   for a specific subset of VNs are forwarded to a specific NVA   component, the NVE can optimize future requests within that subset by   sending them directly to that NVA component via its address.Black, et al.                 Informational                    [Page 23]

RFC 8014                    NVO3 Architecture              December 20168.  NVE-NVA Protocol   As outlined inSection 4.3, an NVE needs certain information in order   to perform its functions.  To obtain such information from an NVA, an   NVE-NVA protocol is needed.  The NVE-NVA protocol provides two   functions.  First, it allows an NVE to obtain information about the   location and status of other TSs with which it needs to communicate.   Second, the NVE-NVA protocol provides a way for NVEs to provide   updates to the NVA about the TSs attached to that NVE (e.g., when a   TS attaches or detaches from the NVE) or about communication errors   encountered when sending traffic to remote NVEs.  For example, an NVE   could indicate that a destination it is trying to reach at a   destination NVE is unreachable for some reason.   While having a direct NVE-NVA protocol might seem straightforward,   the existence of existing VM orchestration systems complicates the   choices an NVE has for interacting with the NVA.8.1.  NVE-NVA Interaction Models   An NVE interacts with an NVA in at least two (quite different) ways:   o  NVEs embedded within the same server as the hypervisor can obtain      necessary information entirely through the hypervisor-facing side      of the NVE.  Such an approach is a natural extension to existing      VM orchestration systems supporting server virtualization because      an existing protocol between the hypervisor and VM orchestration      system already exists and can be leveraged to obtain any needed      information.  Specifically, VM orchestration systems used to      create, terminate, and migrate VMs already use well-defined      (though typically proprietary) protocols to handle the      interactions between the hypervisor and VM orchestration system.      For such systems, it is a natural extension to leverage the      existing orchestration protocol as a sort of proxy protocol for      handling the interactions between an NVE and the NVA.  Indeed,      existing implementations can already do this.   o  Alternatively, an NVE can obtain needed information by interacting      directly with an NVA via a protocol operating over the data-center      underlay network.  Such an approach is needed to support NVEs that      are not associated with systems performing server virtualization      (e.g., as in the case of a standalone gateway) or where the NVE      needs to communicate directly with the NVA for other reasons.   The NVO3 architecture will focus on support for the second model   above.  Existing virtualization environments are already using the   first model, but they are not sufficient to cover the case ofBlack, et al.                 Informational                    [Page 24]

RFC 8014                    NVO3 Architecture              December 2016   standalone gateways -- such gateways may not support virtualization   and do not interface with existing VM orchestration systems.8.2.  Direct NVE-NVA Protocol   An NVE can interact directly with an NVA via an NVE-NVA protocol.   Such a protocol can be either independent of the NVA internal   protocol or an extension of it.  Using a purpose-specific protocol   would provide architectural separation and independence between the   NVE and NVA.  The NVE and NVA interact in a well-defined way, and   changes in the NVA (or NVE) do not need to impact each other.  Using   a dedicated protocol also ensures that both NVE and NVA   implementations can evolve independently and without dependencies on   each other.  Such independence is important because the upgrade path   for NVEs and NVAs is quite different.  Upgrading all the NVEs at a   site will likely be more difficult in practice than upgrading NVAs   because of their large number -- one on each end device.  In   practice, it would be prudent to assume that once an NVE has been   implemented and deployed, it may be challenging to get subsequent NVE   extensions and changes implemented and deployed, whereas an NVA (and   its associated internal protocols) is more likely to evolve over time   as experience is gained from usage and upgrades will involve fewer   nodes.   Requirements for a direct NVE-NVA protocol can be found in [NVE-NVA].8.3.  Propagating Information Between NVEs and NVAs   Information flows between NVEs and NVAs in both directions.  The NVA   maintains information about all VNs in the NV Domain so that NVEs do   not need to do so themselves.  NVEs obtain information from the NVA   about where a given remote TS destination resides.  NVAs, in turn,   obtain information from NVEs about the individual TSs attached to   those NVEs.   While the NVA could push information relevant to every virtual   network to every NVE, such an approach scales poorly and is   unnecessary.  In practice, a given NVE will only need and want to   know about VNs to which it is attached.  Thus, an NVE should be able   to subscribe to updates only for the virtual networks it is   interested in receiving updates for.  The NVO3 architecture supports   a model where an NVE is not required to have full mapping tables for   all virtual networks in an NV Domain.   Before sending unicast traffic to a remote TS (or TSs for broadcast   or multicast traffic), an NVE must know where the remote TS(s)   currently reside.  When a TS attaches to a virtual network, the NVE   obtains information about that VN from the NVA.  The NVA can provideBlack, et al.                 Informational                    [Page 25]

RFC 8014                    NVO3 Architecture              December 2016   that information to the NVE at the time the TS attaches to the VN,   either because the NVE requests the information when the attach   operation occurs or because the VM orchestration system has initiated   the attach operation and provides associated mapping information to   the NVE at the same time.   There are scenarios where an NVE may wish to query the NVA about   individual mappings within a VN.  For example, when sending traffic   to a remote TS on a remote NVE, that TS may become unavailable (e.g.,   because it has migrated elsewhere or has been shut down, in which   case the remote NVE may return an error indication).  In such   situations, the NVE may need to query the NVA to obtain updated   mapping information for a specific TS or to verify that the   information is still correct despite the error condition.  Note that   such a query could also be used by the NVA as an indication that   there may be an inconsistency in the network and that it should take   steps to verify that the information it has about the current state   and location of a specific TS is still correct.   For very large virtual networks, the amount of state an NVE needs to   maintain for a given virtual network could be significant.  Moreover,   an NVE may only be communicating with a small subset of the TSs on   such a virtual network.  In such cases, the NVE may find it desirable   to maintain state only for those destinations it is actively   communicating with.  In such scenarios, an NVE may not want to   maintain full mapping information about all destinations on a VN.   However, if it needs to communicate with a destination for which it   does not have mapping information, it will need to be able to query   the NVA on demand for the missing information on a per-destination   basis.   The NVO3 architecture will need to support a range of operations   between the NVE and NVA.  Requirements for those operations can be   found in [NVE-NVA].9.  Federated NVAs   An NVA provides service to the set of NVEs in its NV Domain.  Each   NVA manages network virtualization information for the virtual   networks within its NV Domain.  An NV Domain is administered by a   single entity.   In some cases, it will be necessary to expand the scope of a specific   VN or even an entire NV Domain beyond a single NVA.  For example, an   administrator managing multiple data centers may wish to operate all   of its data centers as a single NV Region.  Such cases are handled by   having different NVAs peer with each other to exchange mapping   information about specific VNs.  NVAs operate in a federated mannerBlack, et al.                 Informational                    [Page 26]

RFC 8014                    NVO3 Architecture              December 2016   with a set of NVAs operating as a loosely coupled federation of   individual NVAs.  If a virtual network spans multiple NVAs (e.g.,   located at different data centers), and an NVE needs to deliver   tenant traffic to an NVE that is part of a different NV Domain, it   still interacts only with its NVA, even when obtaining mappings for   NVEs associated with a different NV Domain.   Figure 3 shows a scenario where two separate NV Domains (A and B)   share information about a VN.  VM1 and VM2 both connect to the same   VN, even though the two VMs are in separate NV Domains.  There are   two cases to consider.  In the first case, NV Domain B does not allow   NVE-A to tunnel traffic directly to NVE-B.  There could be a number   of reasons for this.  For example, NV Domains A and B may not share a   common address space (i.e., traversal through a NAT device is   required), or for policy reasons, a domain might require that all   traffic between separate NV Domains be funneled through a particular   device (e.g., a firewall).  In such cases, NVA-2 will advertise to   NVA-1 that VM1 on the VN is available and direct that traffic between   the two nodes be forwarded via IP-G (an IP Gateway).  IP-G would then   decapsulate received traffic from one NV Domain, translate it   appropriately for the other domain, and re-encapsulate the packet for   delivery.                    xxxxxx                          xxxx        +-----+   +-----+     xxxxxx    xxxxxx               xxxxxx    xxxxx   | VM2 |   | VM1 |    xx              xx            xxx             xx  |-----|   |-----|   xx                x          xx                 x  |NVE-B|   |NVE-A|   x                 x  +----+  x                   x +-----+   +--+--+   x   NV Domain A   x  |IP-G|--x                    x    |      +-------x               xx--+    | x                     xx   |              x              x    +----+ x     NV Domain B      x   |           +---x           xx            xx                     x---+           |    xxxx      xx           +->xx                   xx           |       xxxxxxxx            |   xx                 xx       +---+-+                         |     xx              xx       |NVA-1|                      +--+--+    xx         xxx       +-----+                      |NVA-2|     xxxx   xxxx                                    +-----+        xxxxx               Figure 3: VM1 and VM2 in Different NV Domains   NVAs at one site share information and interact with NVAs at other   sites, but only in a controlled manner.  It is expected that policy   and access control will be applied at the boundaries between   different sites (and NVAs) so as to minimize dependencies on external   NVAs that could negatively impact the operation within a site.  It is   an architectural principle that operations involving NVAs at one site   not be immediately impacted by failures or errors at another site.Black, et al.                 Informational                    [Page 27]

RFC 8014                    NVO3 Architecture              December 2016   (Of course, communication between NVEs in different NV Domains may be   impacted by such failures or errors.)  It is a strong requirement   that an NVA continue to operate properly for local NVEs even if   external communication is interrupted (e.g., should communication   between a local and remote NVA fail).   At a high level, a federation of interconnected NVAs has some   analogies to BGP and Autonomous Systems.  Like an Autonomous System,   NVAs at one site are managed by a single administrative entity and do   not interact with external NVAs except as allowed by policy.   Likewise, the interface between NVAs at different sites is well   defined so that the internal details of operations at one site are   largely hidden to other sites.  Finally, an NVA only peers with other   NVAs that it has a trusted relationship with, i.e., where a VN is   intended to span multiple NVAs.   Reasons for using a federated model include:   o  Provide isolation among NVAs operating at different sites at      different geographic locations.   o  Control the quantity and rate of information updates that flow      (and must be processed) between different NVAs in different data      centers.   o  Control the set of external NVAs (and external sites) a site peers      with.  A site will only peer with other sites that are cooperating      in providing an overlay service.   o  Allow policy to be applied between sites.  A site will want to      carefully control what information it exports (and to whom) as      well as what information it is willing to import (and from whom).   o  Allow different protocols and architectures to be used for intra-      NVA vs. inter-NVA communication.  For example, within a single      data center, a replicated transaction server using database      techniques might be an attractive implementation option for an      NVA, and protocols optimized for intra-NVA communication would      likely be different from protocols involving inter-NVA      communication between different sites.   o  Allow for optimized protocols rather than using a one-size-fits-      all approach.  Within a data center, networks tend to have lower      latency, higher speed, and higher redundancy when compared with      WAN links interconnecting data centers.  The design constraints      and trade-offs for a protocol operating within a data-center      network are different from those operating over WAN links.  While      a single protocol could be used for both cases, there could beBlack, et al.                 Informational                    [Page 28]

RFC 8014                    NVO3 Architecture              December 2016      advantages to using different and more specialized protocols for      the intra- and inter-NVA case.9.1.  Inter-NVA Peering   To support peering between different NVAs, an inter-NVA protocol is   needed.  The inter-NVA protocol defines what information is exchanged   between NVAs.  It is assumed that the protocol will be used to share   addressing information between data centers and must scale well over   WAN links.10.  Control Protocol Work Areas   The NVO3 architecture consists of two major distinct entities: NVEs   and NVAs.  In order to provide isolation and independence between   these two entities, the NVO3 architecture calls for well-defined   protocols for interfacing between them.  For an individual NVA, the   architecture calls for a logically centralized entity that could be   implemented in a distributed or replicated fashion.  While the IETF   may choose to define one or more specific architectural approaches to   building individual NVAs, there is little need to pick exactly one   approach to the exclusion of others.  An NVA for a single domain will   likely be deployed as a single vendor product; thus, there is little   benefit in standardizing the internal structure of an NVA.   Individual NVAs peer with each other in a federated manner.  The NVO3   architecture calls for a well-defined interface between NVAs.   Finally, a hypervisor-NVE protocol is needed to cover the split-NVE   scenario described inSection 4.2.11.  NVO3 Data-Plane Encapsulation   When tunneling tenant traffic, NVEs add an encapsulation header to   the original tenant packet.  The exact encapsulation to use for NVO3   does not seem to be critical.  The main requirement is that the   encapsulation support a Context ID of sufficient size.  A number of   encapsulations already exist that provide a VN Context of sufficient   size for NVO3.  For example, Virtual eXtensible Local Area Network   (VXLAN) [RFC7348] has a 24-bit VXLAN Network Identifier (VNI).   Network Virtualization using Generic Routing Encapsulation (NVGRE)   [RFC7637] has a 24-bit Tenant Network ID (TNI).  MPLS-over-GRE   provides a 20-bit label field.  While there is widespread recognition   that a 12-bit VN Context would be too small (only 4096 distinct   values), it is generally agreed that 20 bits (1 million distinct   values) and 24 bits (16.8 million distinct values) are sufficient for   a wide variety of deployment scenarios.Black, et al.                 Informational                    [Page 29]

RFC 8014                    NVO3 Architecture              December 201612.  Operations, Administration, and Maintenance (OAM)   The simplicity of operating and debugging overlay networks will be   critical for successful deployment.   Overlay networks are based on tunnels between NVEs, so the   Operations, Administration, and Maintenance (OAM) [RFC6291] framework   for overlay networks can draw from prior IETF OAM work for tunnel-   based networks, specifically L2VPN OAM [RFC6136].RFC 6136 focuses   on Fault Management and Performance Management as fundamental to   L2VPN service delivery, leaving the Configuration Management,   Accounting Management, and Security Management components of the Open   Systems Interconnection (OSI) Fault, Configuration, Accounting,   Performance, and Security (FCAPS) taxonomy [M.3400] for further   study.  This section does likewise for NVO3 OAM, but those three   areas continue to be important parts of complete OAM functionality   for NVO3.   The relationship between the overlay and underlay networks is a   consideration for fault and performance management -- a fault in the   underlay may manifest as fault and/or performance issues in the   overlay.  Diagnosing and fixing such issues are complicated by NVO3   abstracting the underlay network away from the overlay network (e.g.,   intermediate nodes on the underlay network path between NVEs are   hidden from overlay VNs).   NVO3-specific OAM techniques, protocol constructs, and tools are   needed to provide visibility beyond this abstraction to diagnose and   correct problems that appear in the overlay.  Two examples are   underlay-aware traceroute [TRACEROUTE-VXLAN] and ping protocol   constructs for overlay networks [VXLAN-FAILURE] [NVO3-OVERLAY].   NVO3-specific tools and techniques are best viewed as complements to   (i.e., not as replacements for) single-network tools that apply to   the overlay and/or underlay networks.  Coordination among the   individual network tools (for the overlay and underlay networks) and   NVO3-aware, dual-network tools is required to achieve effective   monitoring and fault diagnosis.  For example, the defect detection   intervals and performance measurement intervals ought to be   coordinated among all tools involved in order to provide consistency   and comparability of results.   For further discussion of NVO3 OAM requirements, see [NVO3-OAM].Black, et al.                 Informational                    [Page 30]

RFC 8014                    NVO3 Architecture              December 201613.  Summary   This document presents the overall architecture for NVO3.  The   architecture calls for three main areas of protocol work:   1.  A hypervisor-NVE protocol to support split-NVEs as discussed inSection 4.2   2.  An NVE-NVA protocol for disseminating VN information (e.g., inner       to outer address mappings)   3.  An NVA-NVA protocol for exchange of information about specific       virtual networks between federated NVAs   It should be noted that existing protocols or extensions of existing   protocols are applicable.14.  Security Considerations   The data plane and control plane described in this architecture will   need to address potential security threats.   For the data plane, tunneled application traffic may need protection   against being misdelivered, being modified, or having its content   exposed to an inappropriate third party.  In all cases, encryption   between authenticated tunnel endpoints (e.g., via use of IPsec   [RFC4301]) and enforcing policies that control which endpoints and   VNs are permitted to exchange traffic can be used to mitigate risks.   For the control plane, a combination of authentication and encryption   can be used between NVAs, between the NVA and NVE, as well as between   different components of the split-NVE approach.  All entities will   need to properly authenticate with each other and enable encryption   for their interactions as appropriate to protect sensitive   information.   Leakage of sensitive information about users or other entities   associated with VMs whose traffic is virtualized can also be covered   by using encryption for the control-plane protocols and enforcing   policies that control which NVO3 components are permitted to exchange   control-plane traffic.   Control-plane elements such as NVEs and NVAs need to collect   performance and other data in order to carry out their functions.   This data can sometimes be unexpectedly sensitive, for example,   allowing non-obvious inferences of activity within a VM.  This   provides a reason to minimize the data collected in some environments   in order to limit potential exposure of sensitive information.  AsBlack, et al.                 Informational                    [Page 31]

RFC 8014                    NVO3 Architecture              December 2016   noted briefly inRFC 6973 [RFC6973] andRFC 7258 [RFC7258], there is   an inevitable tension between being privacy sensitive and taking into   account network operations in NVO3 protocol development.   See the NVO3 framework security considerations inRFC 7365 [RFC7365]   for further discussion.15.  Informative References   [FRAMEWORK-MCAST]              Ghanwani, A., Dunbar, L., McBride, M., Bannai, V., and R.              Krishnan, "A Framework for Multicast in Network              Virtualization Overlays", Work in Progress,draft-ietf-nvo3-mcast-framework-05, May 2016.   [IEEE.802.1Q]              IEEE, "IEEE Standard for Local and metropolitan area              networks--Bridges and Bridged Networks", IEEE 802.1Q-2014,              DOI 10.1109/ieeestd.2014.6991462,              <http://ieeexplore.ieee.org/servlet/opac?punumber=6991460>.   [M.3400]   ITU-T, "TMN management functions", ITU-T              Recommendation M.3400, February 2000,              <https://www.itu.int/rec/T-REC-M.3400-200002-I/>.   [NVE-NVA]  Kreeger, L., Dutt, D., Narten, T., and D. Black, "Network              Virtualization NVE to NVA Control Protocol Requirements",              Work in Progress,draft-ietf-nvo3-nve-nva-cp-req-05, March              2016.   [NVO3-OAM] Chen, H., Ed., Ashwood-Smith, P., Xia, L., Iyengar, R.,              Tsou, T., Sajassi, A., Boucadair, M., Jacquenet, C.,              Daikoku, M., Ghanwani, A., and R. Krishnan, "NVO3              Operations, Administration, and Maintenance Requirements",              Work in Progress,draft-ashwood-nvo3-oam-requirements-04,              October 2015.   [NVO3-OVERLAY]              Kumar, N., Pignataro, C., Rao, D., and S. Aldrin,              "Detecting NVO3 Overlay Data Plane failures", Work in              Progress,draft-kumar-nvo3-overlay-ping-01, January 2014.   [RFC826]  Plummer, D., "Ethernet Address Resolution Protocol: Or              Converting Network Protocol Addresses to 48.bit Ethernet              Address for Transmission on Ethernet Hardware", STD 37,RFC 826, DOI 10.17487/RFC0826, November 1982,              <http://www.rfc-editor.org/info/rfc826>.Black, et al.                 Informational                    [Page 32]

RFC 8014                    NVO3 Architecture              December 2016   [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the              Internet Protocol",RFC 4301, DOI 10.17487/RFC4301,              December 2005, <http://www.rfc-editor.org/info/rfc4301>.   [RFC4364]  Rosen, E. and Y. Rekhter, "BGP/MPLS IP Virtual Private              Networks (VPNs)",RFC 4364, DOI 10.17487/RFC4364, February              2006, <http://www.rfc-editor.org/info/rfc4364>.   [RFC4861]  Narten, T., Nordmark, E., Simpson, W., and H. Soliman,              "Neighbor Discovery for IP version 6 (IPv6)",RFC 4861,              DOI 10.17487/RFC4861, September 2007,              <http://www.rfc-editor.org/info/rfc4861>.   [RFC6136]  Sajassi, A., Ed. and D. Mohan, Ed., "Layer 2 Virtual              Private Network (L2VPN) Operations, Administration, and              Maintenance (OAM) Requirements and Framework",RFC 6136,              DOI 10.17487/RFC6136, March 2011,              <http://www.rfc-editor.org/info/rfc6136>.   [RFC6291]  Andersson, L., van Helvoort, H., Bonica, R., Romascanu,              D., and S. Mansfield, "Guidelines for the Use of the "OAM"              Acronym in the IETF",BCP 161,RFC 6291,              DOI 10.17487/RFC6291, June 2011,              <http://www.rfc-editor.org/info/rfc6291>.   [RFC6973]  Cooper, A., Tschofenig, H., Aboba, B., Peterson, J.,              Morris, J., Hansen, M., and R. Smith, "Privacy              Considerations for Internet Protocols",RFC 6973,              DOI 10.17487/RFC6973, July 2013,              <http://www.rfc-editor.org/info/rfc6973>.   [RFC7258]  Farrell, S. and H. Tschofenig, "Pervasive Monitoring Is an              Attack",BCP 188,RFC 7258, DOI 10.17487/RFC7258, May              2014, <http://www.rfc-editor.org/info/rfc7258>.   [RFC7348]  Mahalingam, M., Dutt, D., Duda, K., Agarwal, P., Kreeger,              L., Sridhar, T., Bursell, M., and C. Wright, "Virtual              eXtensible Local Area Network (VXLAN): A Framework for              Overlaying Virtualized Layer 2 Networks over Layer 3              Networks",RFC 7348, DOI 10.17487/RFC7348, August 2014,              <http://www.rfc-editor.org/info/rfc7348>.   [RFC7364]  Narten, T., Ed., Gray, E., Ed., Black, D., Fang, L.,              Kreeger, L., and M. Napierala, "Problem Statement:              Overlays for Network Virtualization",RFC 7364,              DOI 10.17487/RFC7364, October 2014,              <http://www.rfc-editor.org/info/rfc7364>.Black, et al.                 Informational                    [Page 33]

RFC 8014                    NVO3 Architecture              December 2016   [RFC7365]  Lasserre, M., Balus, F., Morin, T., Bitar, N., and Y.              Rekhter, "Framework for Data Center (DC) Network              Virtualization",RFC 7365, DOI 10.17487/RFC7365, October              2014, <http://www.rfc-editor.org/info/rfc7365>.   [RFC7637]  Garg, P., Ed. and Y. Wang, Ed., "NVGRE: Network              Virtualization Using Generic Routing Encapsulation",RFC 7637, DOI 10.17487/RFC7637, September 2015,              <http://www.rfc-editor.org/info/rfc7637>.   [TRACEROUTE-VXLAN]              Nordmark, E., Appanna, C., Lo, A., Boutros, S., and A.              Dubey, "Layer-Transcending Traceroute for Overlay Networks              like VXLAN", Work in Progress,draft-nordmark-nvo3-transcending-traceroute-03, July 2016.   [USECASES]              Yong, L., Dunbar, L., Toy, M., Isaac, A., and V. Manral,              "Use Cases for Data Center Network Virtualization Overlay              Networks", Work in Progress,draft-ietf-nvo3-use-case-15,              December 2016.   [VXLAN-FAILURE]              Jain, P., Singh, K., Balus, F., Henderickx, W., and V.              Bannai, "Detecting VXLAN Segment Failure", Work in              Progress,draft-jain-nvo3-vxlan-ping-00, June 2013.Acknowledgements   Helpful comments and improvements to this document have come from   Alia Atlas, Abdussalam Baryun, Spencer Dawkins, Linda Dunbar, Stephen   Farrell, Anton Ivanov, Lizhong Jin, Suresh Krishnan, Mirja Kuehlwind,   Greg Mirsky, Carlos Pignataro, Dennis (Xiaohong) Qin, Erik Smith,   Takeshi Takahashi, Ziye Yang, and Lucy Yong.Black, et al.                 Informational                    [Page 34]

RFC 8014                    NVO3 Architecture              December 2016Authors' Addresses   David Black   Dell EMC   Email: david.black@dell.com   Jon Hudson   Independent   Email: jon.hudson@gmail.com   Lawrence Kreeger   Independent   Email: lkreeger@gmail.com   Marc Lasserre   Independent   Email: mmlasserre@gmail.com   Thomas Narten   IBM   Email: narten@us.ibm.comBlack, et al.                 Informational                    [Page 35]

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