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INFORMATIONAL
Internet Engineering Task Force (IETF)                         C. DavidsRequest for Comments: 7502              Illinois Institute of TechnologyCategory: Informational                                       V. GurbaniISSN: 2070-1721                        Bell Laboratories, Alcatel-Lucent                                                             S. Poretsky                                                    Allot Communications                                                              April 2015Methodology for Benchmarking Session Initiation Protocol (SIP) Devices:                  Basic Session Setup and RegistrationAbstract   This document provides a methodology for benchmarking the Session   Initiation Protocol (SIP) performance of devices.  Terminology   related to benchmarking SIP devices is described in the companion   terminology document (RFC 7501).  Using these two documents,   benchmarks can be obtained and compared for different types of   devices such as SIP Proxy Servers, Registrars, and Session Border   Controllers.  The term "performance" in this context means the   capacity of the Device Under Test (DUT) to process SIP messages.   Media streams are used only to study how they impact the signaling   behavior.  The intent of the two documents is to provide a normalized   set of tests that will enable an objective comparison of the capacity   of SIP devices.  Test setup parameters and a methodology are   necessary because SIP allows a wide range of configurations and   operational conditions that can influence performance benchmark   measurements.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7502.Davids, et al.                Informational                     [Page 1]

RFC 7502              SIP Benchmarking Methodology            April 2015Copyright Notice   Copyright (c) 2015 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Davids, et al.                Informational                     [Page 2]

RFC 7502              SIP Benchmarking Methodology            April 2015Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .42.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .53.  Benchmarking Topologies . . . . . . . . . . . . . . . . . . .54.  Test Setup Parameters . . . . . . . . . . . . . . . . . . . .74.1.  Selection of SIP Transport Protocol . . . . . . . . . . .74.2.  Connection-Oriented Transport Management  . . . . . . . .74.3.  Signaling Server  . . . . . . . . . . . . . . . . . . . .74.4.  Associated Media  . . . . . . . . . . . . . . . . . . . .84.5.  Selection of Associated Media Protocol  . . . . . . . . .84.6.  Number of Associated Media Streams per SIP Session  . . .84.7.  Codec Type  . . . . . . . . . . . . . . . . . . . . . . .84.8.  Session Duration  . . . . . . . . . . . . . . . . . . . .84.9.  Attempted Sessions per Second (sps) . . . . . . . . . . .84.10. Benchmarking Algorithm  . . . . . . . . . . . . . . . . .95.  Reporting Format  . . . . . . . . . . . . . . . . . . . . . .115.1.  Test Setup Report . . . . . . . . . . . . . . . . . . . .115.2.  Device Benchmarks for Session Setup . . . . . . . . . . .125.3.  Device Benchmarks for Registrations . . . . . . . . . . .126.  Test Cases  . . . . . . . . . . . . . . . . . . . . . . . . .136.1.  Baseline Session Establishment Rate of the Testbed  . . .136.2.  Session Establishment Rate without Media  . . . . . . . .136.3.  Session Establishment Rate with Media Not on DUT  . . . .136.4.  Session Establishment Rate with Media on DUT  . . . . . .146.5.  Session Establishment Rate with TLS-Encrypted SIP . . . .146.6.  Session Establishment Rate with IPsec-Encrypted SIP . . .156.7.  Registration Rate . . . . . . . . . . . . . . . . . . . .156.8.  Re-registration Rate  . . . . . . . . . . . . . . . . . .167.  Security Considerations . . . . . . . . . . . . . . . . . . .168.  References  . . . . . . . . . . . . . . . . . . . . . . . . .178.1.  Normative References  . . . . . . . . . . . . . . . . . .178.2.  Informative References  . . . . . . . . . . . . . . . . .17Appendix A.  R Code Component to Simulate Benchmarking Algorithm   18   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .20   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .21Davids, et al.                Informational                     [Page 3]

RFC 7502              SIP Benchmarking Methodology            April 20151.  Introduction   This document describes the methodology for benchmarking Session   Initiation Protocol (SIP) performance as described in the Terminology   document [RFC7501].  The methodology and terminology are to be used   for benchmarking signaling plane performance with varying signaling   and media load.  Media streams, when used, are used only to study how   they impact the signaling behavior.  This document concentrates on   benchmarking SIP session setup and SIP registrations only.   The Device Under Test (DUT) is a network intermediary that isRFC3261 [RFC3261] capable and that plays the role of a registrar,   redirect server, stateful proxy, a Session Border Controller (SBC) or   a B2BUA.  This document does not require the intermediary to assume   the role of a stateless proxy.  Benchmarks can be obtained and   compared for different types of devices such as a SIP proxy server,   Session Border Controllers (SBC), SIP registrars and a SIP proxy   server paired with a media relay.   The test cases provide metrics for benchmarking the maximum 'SIP   Registration Rate' and maximum 'SIP Session Establishment Rate' that   the DUT can sustain over an extended period of time without failures   (extended period of time is defined in the algorithm inSection 4.10).  Some cases are included to cover encrypted SIP.  The   test topologies that can be used are described in the Test Setup   section.  Topologies in which the DUT handles media as well as those   in which the DUT does not handle media are both considered.  The   measurement of the performance characteristics of the media itself is   outside the scope of these documents.   Benchmark metrics could possibly be impacted by Associated Media.   The selected values for Session Duration and Media Streams per   Session enable benchmark metrics to be benchmarked without Associated   Media.  Session Setup Rate could possibly be impacted by the selected   value for Maximum Sessions Attempted.  The benchmark for Session   Establishment Rate is measured with a fixed value for maximum Session   Attempts.   Finally, the overall value of these tests is to serve as a comparison   function between multiple SIP implementations.  One way to use these   tests is to derive benchmarks with SIP devices from Vendor-A, derive   a new set of benchmarks with similar SIP devices from Vendor-B and   perform a comparison on the results of Vendor-A and Vendor-B.  This   document does not make any claims on the interpretation of such   results.Davids, et al.                Informational                     [Page 4]

RFC 7502              SIP Benchmarking Methodology            April 20152.  Terminology   In this document, the key words "MUST", "MUST NOT", "REQUIRED",   "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT   RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as   described inBCP 14, conforming to [RFC2119] and indicate requirement   levels for compliant implementations.RFC 2119 defines the use of these key words to help make the intent   of Standards Track documents as clear as possible.  While this   document uses these keywords, this document is not a Standards Track   document.   Terms specific to SIP [RFC3261] performance benchmarking are defined   in [RFC7501].3.  Benchmarking Topologies   Test organizations need to be aware that these tests generate large   volumes of data and consequently ensure that networking devices like   hubs, switches, or routers are able to handle the generated volume.   The test cases enumerated in Sections6.1 to6.6 operate on two test   topologies: one in which the DUT does not process the media   (Figure 1) and the other in which it does process media (Figure 2).   In both cases, the tester or Emulated Agent (EA) sends traffic into   the DUT and absorbs traffic from the DUT.  The diagrams in Figures 1   and 2 represent the logical flow of information and do not dictate a   particular physical arrangement of the entities.   Figure 1 depicts a layout in which the DUT is an intermediary between   the two interfaces of the EA.  If the test case requires the exchange   of media, the media does not flow through the DUT but rather passes   directly between the two endpoints.  Figure 2 shows the DUT as an   intermediary between the two interfaces of the EA.  If the test case   requires the exchange of media, the media flows through the DUT   between the endpoints.Davids, et al.                Informational                     [Page 5]

RFC 7502              SIP Benchmarking Methodology            April 2015      +--------+   Session   +--------+  Session    +--------+      |        |   Attempt   |        |  Attempt    |        |      |        |------------>+        |------------>+        |      |        |             |        |             |        |      |        |   Response  |        |  Response   |        |      | Tester +<------------|  DUT   +<------------| Tester |      |  (EA)  |             |        |             |  (EA)  |      |        |             |        |             |        |      +--------+             +--------+             +--------+         /|\                                            /|\          |              Media (optional)                |          +==============================================+            Figure 1: DUT as an Intermediary, End-to-End Media      +--------+   Session   +--------+  Session    +--------+      |        |   Attempt   |        |  Attempt    |        |      |        |------------>+        |------------>+        |      |        |             |        |             |        |      |        |   Response  |        |  Response   |        |      | Tester +<------------|  DUT   +<------------| Tester |      |  (EA)  |             |        |             |  (EA)  |      |        |<===========>|        |<===========>|        |      +--------+   Media     +--------+    Media    +--------+                 (Optional)             (Optional)             Figure 2: DUT as an Intermediary Forwarding Media   The test cases enumerated in Sections6.7 and6.8 use the topology in   Figure 3 below.      +--------+ Registration +--------+      |        |   request    |        |      |        |------------->+        |      |        |              |        |      |        |   Response   |        |      | Tester +<-------------|  DUT   |      |  (EA)  |              |        |      |        |              |        |      +--------+              +--------+             Figure 3: Registration and Re-registration Tests   During registration or re-registration, the DUT may involve backend   network elements and data stores.  These network elements and data   stores are not shown in Figure 3, but it is understood that they will   impact the time required for the DUT to generate a response.Davids, et al.                Informational                     [Page 6]

RFC 7502              SIP Benchmarking Methodology            April 2015   This document explicitly separates a registration test (Section 6.7)   from a re-registration test (Section 6.8) because in certain   networks, the time to re-register may vary from the time to perform   an initial registration due to the backend processing involved.  It   is expected that the registration tests and the re-registration test   will be performed with the same set of backend network elements in   order to derive a stable metric.4.  Test Setup Parameters4.1.  Selection of SIP Transport Protocol   Test cases may be performed with any transport protocol supported by   SIP.  This includes, but is not limited to, TCP, UDP, TLS, and   websockets.  The protocol used for the SIP transport protocol must be   reported with benchmarking results.   SIP allows a DUT to use different transports for signaling on either   side of the connection to the EAs.  Therefore, this document assumes   that the same transport is used on both sides of the connection; if   this is not the case in any of the tests, the transport on each side   of the connection MUST be reported in the test-reporting template.4.2.  Connection-Oriented Transport Management   SIP allows a device to open one connection and send multiple requests   over the same connection (responses are normally received over the   same connection that the request was sent out on).  The protocol also   allows a device to open a new connection for each individual request.   A connection management strategy will have an impact on the results   obtained from the test cases, especially for connection-oriented   transports such as TLS.  For such transports, the cryptographic   handshake must occur every time a connection is opened.   The connection management strategy, i.e., use of one connection to   send all requests or closing an existing connection and opening a new   connection to send each request, MUST be reported with the   benchmarking result.4.3.  Signaling Server   The Signaling Server is defined in the companion terminology document   ([RFC7501], Section 3.2.2).  The Signaling Server is a DUT.Davids, et al.                Informational                     [Page 7]

RFC 7502              SIP Benchmarking Methodology            April 20154.4.  Associated Media   Some tests require Associated Media to be present for each SIP   session.  The test topologies to be used when benchmarking DUT   performance for Associated Media are shown in Figure 1 and Figure 2.4.5.  Selection of Associated Media Protocol   The test cases specified in this document provide SIP performance   independent of the protocol used for the media stream.  Any media   protocol supported by SIP may be used.  This includes, but is not   limited to, RTP and SRTP.  The protocol used for Associated Media   MUST be reported with benchmarking results.4.6.  Number of Associated Media Streams per SIP Session   Benchmarking results may vary with the number of media streams per   SIP session.  When benchmarking a DUT for voice, a single media   stream is used.  When benchmarking a DUT for voice and video, two   media streams are used.  The number of Associated Media Streams MUST   be reported with benchmarking results.4.7.  Codec Type   The test cases specified in this document provide SIP performance   independent of the media stream codec.  Any codec supported by the   EAs may be used.  The codec used for Associated Media MUST be   reported with the benchmarking results.4.8.  Session Duration   The value of the DUT's performance benchmarks may vary with the   duration of SIP sessions.  Session Duration MUST be reported with   benchmarking results.  A Session Duration of zero seconds indicates   transmission of a BYE immediately following a successful SIP   establishment.  Setting this parameter to the value '0' indicates   that a BYE will be sent by the EA immediately after the EA receives a   200 OK to the INVITE.  Setting this parameter to a time value greater   than the duration of the test indicates that a BYE will never be   sent.  Setting this parameter to a time value greater than the   duration of the test indicates that a BYE is never sent.4.9.  Attempted Sessions per Second (sps)   The value of the DUT's performance benchmarks may vary with the   Session Attempt Rate offered by the tester.  Session Attempt Rate   MUST be reported with the benchmarking results.Davids, et al.                Informational                     [Page 8]

RFC 7502              SIP Benchmarking Methodology            April 2015   The test cases enumerated in Sections6.1 to6.6 require that the EA   is configured to send the final 2xx-class response as quickly as it   can.  This document does not require the tester to add any delay   between receiving a request and generating a final response.4.10.  Benchmarking Algorithm   In order to benchmark the test cases uniformly inSection 6, the   algorithm described in this section should be used.  A prosaic   description of the algorithm and a pseudocode description are   provided below, and a simulation written in the R statistical   language [Rtool] is provided inAppendix A.   The goal is to find the largest value, R, a SIP Session Attempt Rate,   measured in sessions per second (sps), which the DUT can process with   zero errors over a defined, extended period.  This period is defined   as the amount of time needed to attempt N SIP sessions, where N is a   parameter of test, at the attempt rate, R.  An iterative process is   used to find this rate.  The algorithm corresponding to this process   converges to R.   If the DUT vendor provides a value for R, the tester can use this   value.  In cases where the DUT vendor does not provide a value for R,   or where the tester wants to establish the R of a system using local   media characteristics, the algorithm should be run by setting "r",   the session attempt rate, equal to a value of the tester's choice.   For example, the tester may initialize "r = 100" to start the   algorithm and observe the value at convergence.  The algorithm   dynamically increases and decreases "r" as it converges to the   maximum sps value for R.  The dynamic increase and decrease rate is   controlled by the weights "w" and "d", respectively.   The pseudocode corresponding to the description above follows, and a   simulation written in the R statistical language is provided inAppendix A.Davids, et al.                Informational                     [Page 9]

RFC 7502              SIP Benchmarking Methodology            April 2015         ; ---- Parameters of test; adjust as needed         N  := 50000  ; Global maximum; once largest session rate has                      ; been established, send this many requests before                      ; calling the test a success         m  := {...}  ; Other attributes that affect testing, such                      ; as media streams, etc.         r  := 100    ; Initial session attempt rate (in sessions/sec).                      ; Adjust as needed (for example, if DUT can handle                      ; thousands of calls in steady state, set to                      ; appropriate value in the thousands).         w  := 0.10   ; Traffic increase weight (0 < w <= 1.0)         d  := max(0.10, w / 2)    ; Traffic decrease weight         ; ---- End of parameters of test         proc find_R            R = max_sps(r, m, N)  ; Setup r sps, each with m media            ; characteristics until N sessions have been attempted.            ; Note that if a DUT vendor provides this number, the tester            ; can use the number as a Session Attempt Rate, R, instead            ; of invoking max_sps()         end proc         ; Iterative process to figure out the largest number of         ; sps that we can achieve in order to setup n sessions.         ; This function converges to R, the Session Attempt Rate.         proc max_sps(r, m, n)            s     := 0    ; session setup rate            old_r := 0    ; old session setup rate            h     := 0    ; Return value, R            count := 0            ; Note that if w is small (say, 0.10) and r is small            ; (say, <= 9), the algorithm will not converge since it            ; uses floor() to increment r dynamically.  It is best            ; to start with the defaults (w = 0.10 and r >= 100).            while (TRUE) {               s := send_traffic(r, m, n) ; Send r sps, with m media               ; characteristics until n sessions have been attempted.               if (s == n)  {                   if (r > old_r)  {                       old_r = r                   }                   else  {                       count = count + 1Davids, et al.                Informational                    [Page 10]

RFC 7502              SIP Benchmarking Methodology            April 2015                        if (count >= 10)  {                            # We've converged.                            h := max(r, old_r)                            break                        }                    }                    r  := floor(r + (w * r))                }                else  {                    r := floor(r - (d * r))                    d := max(0.10, d / 2)                    w := max(0.10, w / 2)                }             }             return h          end proc5.  Reporting Format5.1.  Test Setup Report      SIP Transport Protocol = ___________________________      (valid values: TCP|UDP|TLS|SCTP|websockets|specify-other)      (Specify if same transport used for connections to the DUT      and connections from the DUT.  If different transports      used on each connection, enumerate the transports used.)      Connection management strategy for connection oriented      transports         DUT receives requests on one connection = _______         (Yes or no.  If no, DUT accepts a new connection for         every incoming request, sends a response on that         connection, and closes the connection.)         DUT sends requests on one connection = __________         (Yes or no.  If no, DUT initiates a new connection to         send out each request, gets a response on that         connection, and closes the connection.)      Session Attempt Rate  _______________________________      (Session attempts/sec)      (The initial value for "r" in benchmarking algorithm inSection 4.10.)      Session Duration = _________________________________      (In seconds)Davids, et al.                Informational                    [Page 11]

RFC 7502              SIP Benchmarking Methodology            April 2015      Total Sessions Attempted = _________________________      (Total sessions to be created over duration of test)      Media Streams per Session =  _______________________      (number of streams per session)      Associated Media Protocol =  _______________________      (RTP|SRTP|specify-other)      Codec = ____________________________________________      (Codec type as identified by the organization that      specifies the codec)      Media Packet Size (audio only) =  __________________      (Number of bytes in an audio packet)      Establishment Threshold time =  ____________________      (Seconds)      TLS ciphersuite used      (for tests involving TLS) = ________________________      (e.g., TLS_RSA_WITH_AES_128_CBC_SHA)      IPsec profile used      (For tests involving IPsec) = _____________________5.2.  Device Benchmarks for Session Setup      Session Establishment Rate, "R" = __________________      (sessions per second)      Is DUT acting as a media relay? (yes/no) = _________5.3.  Device Benchmarks for Registrations      Registration Rate =  ____________________________      (registrations per second)      Re-registration Rate =  ____________________________      (registrations per second)      Notes = ____________________________________________      (List any specific backend processing required or      other parameters that may impact the rate)Davids, et al.                Informational                    [Page 12]

RFC 7502              SIP Benchmarking Methodology            April 20156.  Test Cases6.1.  Baseline Session Establishment Rate of the Testbed   Objective:      To benchmark the Session Establishment Rate of the Emulated Agent      (EA) with zero failures.   Procedure:      1.  Configure the DUT in the test topology shown in Figure 1.      2.  Set Media Streams per Session to 0.      3.  Execute benchmarking algorithm as defined inSection 4.10 to          get the baseline Session Establishment Rate.  This rate MUST          be recorded using any pertinent parameters as shown in the          reporting format ofSection 5.1.   Expected Results:  This is the scenario to obtain the maximum Session      Establishment Rate of the EA and the testbed when no DUT is      present.  The results of this test might be used to normalize test      results performed on different testbeds or simply to better      understand the impact of the DUT on the testbed in question.6.2.  Session Establishment Rate without Media   Objective:      To benchmark the Session Establishment Rate of the DUT with no      Associated Media and zero failures.   Procedure:      1.  Configure a DUT according to the test topology shown in          Figure 1 or Figure 2.      2.  Set Media Streams per Session to 0.      3.  Execute benchmarking algorithm as defined inSection 4.10 to          get the Session Establishment Rate.  This rate MUST be          recorded using any pertinent parameters as shown in the          reporting format ofSection 5.1.   Expected Results:  Find the Session Establishment Rate of the DUT      when the EA is not sending media streams.6.3.  Session Establishment Rate with Media Not on DUT   Objective:      To benchmark the Session Establishment Rate of the DUT with zero      failures when Associated Media is included in the benchmark test      but the media is not running through the DUT.Davids, et al.                Informational                    [Page 13]

RFC 7502              SIP Benchmarking Methodology            April 2015   Procedure:      1.  Configure a DUT according to the test topology shown in          Figure 1.      2.  Set Media Streams per Session to 1.      3.  Execute benchmarking algorithm as defined inSection 4.10 to          get the session establishment rate with media.  This rate MUST          be recorded using any pertinent parameters as shown in the          reporting format ofSection 5.1.   Expected Results:  Session Establishment Rate results obtained with      Associated Media with any number of media streams per SIP session      are expected to be identical to the Session Establishment Rate      results obtained without media in the case where the DUT is      running on a platform separate from the Media Relay.6.4.  Session Establishment Rate with Media on DUT   Objective:      To benchmark the Session Establishment Rate of the DUT with zero      failures when Associated Media is included in the benchmark test      and the media is running through the DUT.   Procedure:      1.  Configure a DUT according to the test topology shown in          Figure 2.      2.  Set Media Streams per Session to 1.      3.  Execute benchmarking algorithm as defined inSection 4.10 to          get the Session Establishment Rate with media.  This rate MUST          be recorded using any pertinent parameters as shown in the          reporting format ofSection 5.1.   Expected Results:  Session Establishment Rate results obtained with      Associated Media may be lower than those obtained without media in      the case where the DUT and the Media Relay are running on the same      platform.  It may be helpful for the tester to be aware of the      reasons for this degradation, although these reasons are not      parameters of the test.  For example, the degree of performance      degradation may be due to what the DUT does with the media (e.g.,      relaying vs. transcoding), the type of media (audio vs. video vs.      data), and the codec used for the media.  There may also be cases      where there is no performance impact, if the DUT has dedicated      media-path hardware.6.5.  Session Establishment Rate with TLS-Encrypted SIP   Objective:      To benchmark the Session Establishment Rate of the DUT with zero      failures when using TLS-encrypted SIP signaling.Davids, et al.                Informational                    [Page 14]

RFC 7502              SIP Benchmarking Methodology            April 2015   Procedure:      1.  If the DUT is being benchmarked as a proxy or B2BUA, then          configure the DUT in the test topology shown in Figure 1 or          Figure 2.      2.  Configure the tester to enable TLS over the transport being          used during benchmarking.  Note the ciphersuite being used for          TLS and record it inSection 5.1.      3.  Set Media Streams per Session to 0 (media is not used in this          test).      4.  Execute benchmarking algorithm as defined inSection 4.10 to          get the Session Establishment Rate with TLS encryption.   Expected Results:  Session Establishment Rate results obtained with      TLS-encrypted SIP may be lower than those obtained with plaintext      SIP.6.6.  Session Establishment Rate with IPsec-Encrypted SIP   Objective:      To benchmark the Session Establishment Rate of the DUT with zero      failures when using IPsec-encrypted SIP signaling.   Procedure:      1.  Configure a DUT according to the test topology shown in          Figure 1 or Figure 2.      2.  Set Media Streams per Session to 0 (media is not used in this          test).      3.  Configure tester for IPsec.  Note the IPsec profile being used          for IPsec and record it inSection 5.1.      4.  Execute benchmarking algorithm as defined inSection 4.10 to          get the Session Establishment Rate with encryption.   Expected Results:  Session Establishment Rate results obtained with      IPsec-encrypted SIP may be lower than those obtained with      plaintext SIP.6.7.  Registration Rate   Objective:      To benchmark the maximum registration rate the DUT can handle over      an extended time period with zero failures.   Procedure:      1.  Configure a DUT according to the test topology shown in          Figure 3.      2.  Set the registration timeout value to at least 3600 seconds.      3.  Each register request MUST be made to a distinct Address of          Record (AoR).  Execute benchmarking algorithm as defined inDavids, et al.                Informational                    [Page 15]

RFC 7502              SIP Benchmarking Methodology            April 2015Section 4.10 to get the maximum registration rate.  This rate          MUST be recorded using any pertinent parameters as shown in          the reporting format ofSection 5.1.  For example, the use of          TLS or IPsec during registration must be noted in the          reporting format.  In the same vein, any specific backend          processing (use of databases, authentication servers, etc.)          SHOULD be recorded as well.   Expected Results:  Provides a maximum registration rate.6.8.  Re-registration Rate   Objective:      To benchmark the re-registration rate of the DUT with zero      failures using the same backend processing and parameters used      duringSection 6.7.   Procedure:      1.  Configure a DUT according to the test topology shown in          Figure 3.      2.  Execute the test detailed inSection 6.7 to register the          endpoints with the registrar and obtain the registration rate.      3.  After at least 5 minutes of performing Step 2, but no more          than 10 minutes after Step 2 has been performed, re-register          the same AoRs used in Step 3 ofSection 6.7.  This will count          as a re-registration because the SIP AoRs have not yet          expired.   Expected Results:  Note the rate obtained through this test for      comparison with the rate obtained inSection 6.7.7.  Security Considerations   Documents of this type do not directly affect the security of the   Internet or corporate networks as long as benchmarking is not   performed on devices or systems connected to production networks.   Security threats and how to counter these in SIP and the media layer   is discussed inRFC 3261,RFC 3550, andRFC 3711, and various other   documents.  This document attempts to formalize a set of common   methodology for benchmarking performance of SIP devices in a lab   environment.Davids, et al.                Informational                    [Page 16]

RFC 7502              SIP Benchmarking Methodology            April 20158.  References8.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997,              <http://www.rfc-editor.org/info/rfc2119>.   [RFC7501]  Davids, C., Gurbani, V., and S. Poretsky, "Terminology for              Benchmarking Session Initiation Protocol (SIP) Devices:              Basic Session Setup and Registration",RFC 7501, April              2015, <http://www.rfc-editor.org/info/rfc7501>.8.2.  Informative References   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,              A., Peterson, J., Sparks, R., Handley, M., and E.              Schooler, "SIP: Session Initiation Protocol",RFC 3261,              June 2002, <http://www.rfc-editor.org/info/rfc3261>.   [Rtool]    R Development Core Team, "R: A Language and Environment              for Statistical Computing", R Foundation for Statistical              Computing Vienna, Austria, ISBN 3-900051-07-0, 2011,              <http://www.R-project.org>.Davids, et al.                Informational                    [Page 17]

RFC 7502              SIP Benchmarking Methodology            April 2015Appendix A.  R Code Component to Simulate Benchmarking Algorithm      # Copyright (c) 2015 IETF Trust and the persons identified as      # authors of the code.  All rights reserved.      #      # Redistribution and use in source and binary forms, with or      # without modification, are permitted provided that the following      # conditions are met:      #      # The author of this code is Vijay K. Gurbani.      #      # - Redistributions of source code must retain the above copyright      #   notice, this list of conditions and      #   the following disclaimer.      #      # - Redistributions in binary form must reproduce the above      #   copyright notice, this list of conditions and the following      #   disclaimer in the documentation and/or other materials      #   provided with the distribution.      #      # - Neither the name of Internet Society, IETF or IETF Trust,      #   nor the names of specific contributors, may be used to      #   endorse or promote products derived from this software      #   without specific prior written permission.      #      # THIS SOFTWARE IS PROVIDED BY THE COPYRIGHT HOLDERS AND      # CONTRIBUTORS "AS IS" AND ANY EXPRESS OR IMPLIED WARRANTIES,      # INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF      # MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE ARE      # DISCLAIMED. IN NO EVENT SHALL THE COPYRIGHT OWNER OR      # CONTRIBUTORS BE LIABLE FOR ANY DIRECT, INDIRECT,      # INCIDENTAL, SPECIAL, EXEMPLARY, OR CONSEQUENTIAL DAMAGES      # (INCLUDING, BUT NOT LIMITED TO, PROCUREMENT OF SUBSTITUTE      # GOODS OR SERVICES; LOSS OF USE, DATA, OR PROFITS; OR BUSINESS      # INTERRUPTION) HOWEVER CAUSED AND ON ANY THEORY OF LIABILITY,      # WHETHER IN CONTRACT, STRICT LIABILITY, OR TORT (INCLUDING      # NEGLIGENCE OR OTHERWISE) ARISING IN ANY WAY OUT OF THE USE      # OF THIS SOFTWARE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH      # DAMAGE.      w = 0.10      d = max(0.10, w / 2)      DUT_max_sps = 460     # Change as needed to set the max sps value                            # for a DUTDavids, et al.                Informational                    [Page 18]

RFC 7502              SIP Benchmarking Methodology            April 2015      # Returns R, given r (initial session attempt rate).      # E.g., assume that a DUT handles 460 sps in steady state      # and you have saved this code in a file simulate.r.  Then,      # start an R session and do the following:      #      # > source("simulate.r")      # > find_R(100)      # ... debug output omitted ...      # [1] 458      #      # Thus, the max sps that the DUT can handle is 458 sps, which is      # close to the absolute maximum of 460 sps the DUT is specified to      # do.      find_R <- function(r)  {         s     = 0         old_r = 0         h     = 0         count = 0         # Note that if w is small (say, 0.10) and r is small         # (say, <= 9), the algorithm will not converge since it         # uses floor() to increment r dynamically.  It is best         # to start with the defaults (w = 0.10 and r >= 100).         cat("r   old_r    w     d \n")         while (TRUE)  {            cat(r, ' ', old_r, ' ', w, ' ', d, '\n')            s = send_traffic(r)            if (s == TRUE)  {     # All sessions succeeded                if (r > old_r)  {                    old_r = r                }                else  {                    count = count + 1                    if (count >= 10)  {                        # We've converged.                        h = max(r, old_r)                        break                    }                }                r  = floor(r + (w * r))            }Davids, et al.                Informational                    [Page 19]

RFC 7502              SIP Benchmarking Methodology            April 2015            else  {                r = floor(r - (d * r))                d = max(0.10, d / 2)                w = max(0.10, w / 2)            }         }         h      }      send_traffic <- function(r)  {         n = TRUE         if (r > DUT_max_sps)  {             n = FALSE         }         n      }Acknowledgments   The authors would like to thank Keith Drage and Daryl Malas for their   contributions to this document.  Dale Worley provided an extensive   review that led to improvements in the documents.  We are grateful to   Barry Constantine, William Cerveny, and Robert Sparks for providing   valuable comments during the documents' last calls and expert   reviews.  Al Morton and Sarah Banks have been exemplary working group   chairs; we thank them for tracking this work to completion.  Tom   Taylor provided an in-depth review and subsequent comments on the   benchmarking convergence algorithm inSection 4.10.Davids, et al.                Informational                    [Page 20]

RFC 7502              SIP Benchmarking Methodology            April 2015Authors' Addresses   Carol Davids   Illinois Institute of Technology   201 East Loop Road   Wheaton, IL  60187   United States   Phone: +1 630 682 6024   EMail: davids@iit.edu   Vijay K. Gurbani   Bell Laboratories, Alcatel-Lucent   1960 Lucent Lane   Rm 9C-533   Naperville, IL  60566   United States   Phone: +1 630 224 0216   EMail: vkg@bell-labs.com   Scott Poretsky   Allot Communications   300 TradeCenter, Suite 4680   Woburn, MA  08101   United States   Phone: +1 508 309 2179   EMail: sporetsky@allot.comDavids, et al.                Informational                    [Page 21]

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