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EXPERIMENTAL
Errata Exist
Internet Engineering Task Force (IETF)                     LM. ContrerasRequest for Comments: 7161                                Telefonica I+DCategory: Experimental                                     CJ. BernardosISSN: 2070-1721                                                  I. Soto                                                                    UC3M                                                              March 2014Proxy Mobile IPv6 (PMIPv6) Multicast Handover Optimizationby the Subscription Information Acquisition through the LMA (SIAL)Abstract   This document specifies an experimental multicast handover   optimization mechanism for Proxy Mobile IPv6 (PMIPv6) to accelerate   the delivery of multicast traffic to mobile nodes after handovers.   The mechanism, called Subscription Information Acquisition through   the LMA (SIAL), is based on speeding up the acquisition of mobile   nodes' multicast context by the mobile access gateways.  To do that,   extensions to the current PMIPv6 protocol are proposed.  These   extensions are not only applicable to the base solution for multicast   support in Proxy Mobile IPv6, but they can also be applied to other   solutions developed to avoid the tunnel convergence problem.   Furthermore, these extensions are also independent of the role played   by the mobile access gateway within the multicast network (acting as   either multicast listener discovery proxy or multicast router).Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This document is a product of the Internet Engineering   Task Force (IETF).  It represents the consensus of the IETF   community.  It has received public review and has been approved for   publication by the Internet Engineering Steering Group (IESG).  Not   all documents approved by the IESG are a candidate for any level of   Internet Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7161.Contreras, et al.             Experimental                      [Page 1]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014Copyright Notice   Copyright (c) 2014 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .3     1.1.  Handover Optimization           Requirements  . . . . . . . . . . . . . . . . . . . . . .52.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .63.  Overview  . . . . . . . . . . . . . . . . . . . . . . . . . .74.  Proxy Mobile IPv6 Extensions  . . . . . . . . . . . . . . . .84.1.  Active Multicast Subscription Mobility Option . . . . . .84.1.1.  Option Application Rules  . . . . . . . . . . . . . .84.1.2.  Option Format . . . . . . . . . . . . . . . . . . . .94.1.3.  Backward Compatibility with MLDv1 . . . . . . . . . .94.2.  Multicast Signaling Flag on PBU/PBA Message Headers . . .104.2.1.  Flag Application Rules  . . . . . . . . . . . . . . .104.2.1.1.  Registration Process  . . . . . . . . . . . . . .114.2.1.2.  De-registration Process . . . . . . . . . . . . .124.2.2.  New Format of Conventional PBU/PBA Messages . . . . .124.2.2.1.  Proxy Binding Update Message  . . . . . . . . . .124.2.2.2.  Proxy Binding Acknowledgement Message . . . . . .134.3.  Messages for Active Multicast Subscription Query  . . . .134.3.1.  Subscription Query Message  . . . . . . . . . . . . .134.3.1.1.  Message Application Rules . . . . . . . . . . . .134.3.1.2.  Message Format  . . . . . . . . . . . . . . . . .144.3.2.  Subscription Response Message . . . . . . . . . . . .154.3.2.1.  Message Application Rules . . . . . . . . . . . .154.3.2.2.  Message Format  . . . . . . . . . . . . . . . . .154.4.  New PBA Timer in the LMA  . . . . . . . . . . . . . . . .165.  Handover Signaling Procedures . . . . . . . . . . . . . . . .175.1.  Handover of Proactive Type  . . . . . . . . . . . . . . .175.1.1.  Rationale . . . . . . . . . . . . . . . . . . . . . .175.1.2.  Message Flow Description  . . . . . . . . . . . . . .185.2.  Handover of Reactive Type . . . . . . . . . . . . . . . .20Contreras, et al.             Experimental                      [Page 2]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20145.2.1.  Rationale . . . . . . . . . . . . . . . . . . . . . .205.2.2.  Message Flow Description  . . . . . . . . . . . . . .21       5.2.3.  Further Considerations for the Reactive Handover               Signaling . . . . . . . . . . . . . . . . . . . . . .22     5.3.  Prevention of Large Delays of the Binding           Acknowledgement for Unicast Traffic . . . . . . . . . . .236.  IPv4 Support  . . . . . . . . . . . . . . . . . . . . . . . .266.1.  Active Multicast Subscription for IPv4  . . . . . . . . .266.2.  Signaling Procedures for IPv4 Support . . . . . . . . . .276.3.  Binding Cache Extensions for IPv4 Support . . . . . . . .28   7.  Coexistence with PMIPv6 Multicast Architectural       Evolutions  . . . . . . . . . . . . . . . . . . . . . . . . .288.  Security Considerations . . . . . . . . . . . . . . . . . . .289.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .3110. Contributors  . . . . . . . . . . . . . . . . . . . . . . . .3111. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . .3112. References  . . . . . . . . . . . . . . . . . . . . . . . . .3212.1.  Normative References . . . . . . . . . . . . . . . . . .3212.2.  Informative References . . . . . . . . . . . . . . . . .32Appendix A.  Performance Comparison with Base Solution  . . . . .34A.1.  Delay Characterization of the Base Solution . . . . . . .34A.2.  Delay Characterization of SIAL  . . . . . . . . . . . . .35A.3.  Performance Comparison  . . . . . . . . . . . . . . . . .351.  Introduction   The base solution for providing continuous multicast service delivery   in Proxy Mobile IPv6 (PMIPv6) domains is described in [RFC6224].  It   specifies the basic functionality needed in the Proxy Mobile IPv6   [RFC5213] entities to provide a multicast service, so continuous   delivery of multicast traffic is supported by obtaining, after each   handover, the ongoing multicast subscription information directly   from the Mobile Node (MN).  When a mobile node attaches to a new   Mobile Access Gateway (MAG), the mobile node is queried by the mobile   access gateway through a Multicast Listener Discovery (MLD) General   Query, which is sent just after any new link is set up, to learn of   any existing subscription, as specified in [RFC2710] and [RFC3810].   However, the base solution needs to be improved to meet some   performance requirements, especially those referring to the user-   perceived service quality, which is seriously affected by the   disruption of multicast content forwarding to the mobile node during   handovers.   A mobile node with an active multicast subscription, moving from one   point of attachment to another within a Proxy Mobile IPv6 domain,   experiences a certain delay until it resumes receiving again the   multicast content that it was receiving at the previous location.Contreras, et al.             Experimental                      [Page 3]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   Such delay causes a gap in the content reception.  Two different   actions can help mitigate such reception gap.  One of them is to   buffer at the previous mobile access gateway a copy of the multicast   traffic destined to the mobile node and forward it to the new mobile   access gateway, in order to deliver that traffic to the mobile node.   The other possible (complementary) action is to reduce the time   needed by the new mobile access gateway to learn of the active   multicast subscription of the mobile node (i.e., the multicast   context), so the new mobile access gateway can subscribe to the   multicast group(s) on behalf of the mobile node as soon as possible.   While the first mechanism could potentially be accomplished by using   some adaptation of [RFC5949] to multicast traffic (despite being only   applicable in the case the underlying radio access technology   supports Layer 2 (L2) triggers, thus requiring additional support on   the mobile node), there is no generic standard solution for the   accelerated acquisition of the ongoing multicast subscription of the   mobile node.   The approach followed by the base solution [RFC6224] to learn of an   existing multicast subscription relies on the behavior of the IGMP/   MLD protocols.  Both protocols send multicast membership query   messages when a new link is up.  The response to such a message   reports any existing multicast subscriptions by the mobile node.   While this is a straightforward approach, the mobile access gateway   can incur in a non-negligible delay in receiving the corresponding   MLD Report message.  This delay is caused by the time needed for the   detection of the attachment in the new link and the re-establishment   of the data plane after the handover, the radio transfer delays   associated with the signaling to the mobile node, and the MLD query   response interval time required by this procedure (whose default   value is 10 seconds as defined in [RFC2710] and [RFC3810], or between   5 and 10 seconds as considered in the best case wireless link   scenario in [RFC6636]).   This document extends the Proxy Mobile IPv6 signaling protocol   defined in the base protocol [RFC5213] by including a new multicast   information option to update Proxy Mobile IPv6 entities during the   registration and de-registration processes, and new messages to   trigger the transfer of multicast information.  No extension is   required in any of the multicast-related protocols in use (IGMP/MLD   or PIM protocols).  Furthermore, this specification does not   substitute the standard procedures defined in [RFC6224] (e.g., the   mobile access gateway continues sending an MLD Query to the entering   mobile node as soon as the point-to-point link is set up), but   complements them for accelerating the acquisition of the multicast   content by the mobile access gateway associated to the new point-of-   attachment.Contreras, et al.             Experimental                      [Page 4]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   This document provides a signaling method internal to the network to   speed up the subscription information acquisition by the mobile   access gateway, in order to accelerate the multicast delivery to the   mobile node after having completed a handover.  By doing so, the   knowledge by the mobile access gateway of the currently active   multicast subscription becomes independent of the underlying radio   technology dynamics and relaxes the requirement of a rapid response   from the mobile node in processing IGMP/MLD control messages.  Issues   like radio framing, radio access contention, channel reliability,   MN's capabilities (i.e., L2 triggering support), IGMP/MLD timers   optimization for wireless environments, etc., will not impact the   observed multicast performance during handovers.   The mechanisms described in this document can also be applied to the   solutions defined in [RFC7028].  Furthermore, it is also independent   of the role played by the mobile access gateway within the multicast   network (acting as either MLD proxy or multicast router).1.1.  Handover Optimization Requirements   A basic solution for providing support of multicast in a network-   based mobility management environment has been specified in [RFC6224]   without introducing changes on the original PMIPv6 specification   [RFC5213].  The focus of the present document is on improving the   efficiency of the base solution regarding handover performance.   One of the critical aspects of the base solution is the expected   delay incurred by the mobile access gateway (where the mobile node is   being attached to) to be informed about the ongoing multicast   subscription of the entering MN, mainly due to the fact that the   mechanisms provided in the base solution relay on the original MLD   procedures, with long timing interactions not conceived for mobile   environments.  Then, the requirements to be covered by a handover   optimization solution can be established in the following manner:   o  The solution MUST be applicable to any kind of MN (that is, not      requiring any particular functionality such as, for example, L2      trigger capabilities), in such a way that any type of mobile node      in a PMIPv6 domain being served with multicast traffic can benefit      from the optimized solution.   o  The solution MUST NOT impact existing multicast protocols.   o  The solution MUST optimize the handover performance with respect      to the performance achieved with the base solution for any kind of      handover process (i.e., for proactive and reactive handovers).Contreras, et al.             Experimental                      [Page 5]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   o  The solution SHOULD minimize the number and extent of additional      support (i.e., capabilities) required in the network, aiming at an      easier deployment.   o  The solution MUST NOT impact deployments of legacy implementations      of [RFC5213] and [RFC6224].   The present specification addresses all these requirements, as   described in the following sections.2.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].   This document uses the terminology referring to PMIPv6 components as   defined in [RFC5213].   Additionally, the following terms are defined and used in this   document.   pMAG:  The previous MAG or pMAG is the mobile access gateway where      the MN was initially registered before a handover event.   nMAG:  The new MAG or nMAG is the mobile access gateway where the MN      is registered at the end of the handover event.   Reactive Handover:  A reactive handover is a handover event in which      the Local Mobility Anchor (LMA) receives the mobile node      registration from the nMAG without having previously received the      MN de-registration from the pMAG.   Proactive Handover:  A proactive handover is a handover event where      the mobile node is firstly de-registered on the local mobility      anchor by the pMAG, and later on it is registered by the nMAG as a      consequence of changing the point of attachment.   Multicast Membership Context:  In this document, multicast membership      context makes reference to the information relative to the      currently active multicast subscription of an MN in a handover      event that is transferred between the PMIPv6 entities to support      the handover optimization.Contreras, et al.             Experimental                      [Page 6]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20143.  Overview   The local mobility anchor is a key element within the PMIPv6   infrastructure, which traces the mobile node reachability along the   PMIPv6 domain.  Therefore, the LMA is the best element to keep the   MNs' multicast subscription information up-to-date and to forward it   to the rest of PMIPv6 entities (i.e., to the mobile access gateways)   as needed when MNs move within the domain.  The LMA has timely   knowledge of the MNs' locations, especially during handover events,   and it is therefore able to quickly provide information to the new   point of attachment (e.g., by querying the previous one).  Figure 1   summarizes the main idea of the optimization.                                       +------+                                       | pMAG |   |                                       +------+   |                                      /           |                                     /            |                                    /             |                                   /              |            -*-*-*-*-             /              (MN)           (         )           /                |          (           )   +-----+      +------+   |         (  Internet   )--| LMA |------| nMAG |   v          (           )   +-----+      +------+           (         )            -*-*-*-*-          Registration                             <--------------                            Registration Ack                          & Multicast Context                             -------------->             Figure 1: High-Level Description of the Solution   The local mobility anchor only obtains the detailed subscription   information or multicast context during a handover event.  There is   no need for continuously informing the LMA about MNs' multicast state   while the mobile nodes remain attached to the same mobile access   gateway.  Such a continuous updating procedure would significantly   increase the signaling load within the PMIPv6 domain without a clear   benefit.  The multicast context is only critical during handovers:   neither after nor before.  Indicating the active subscription while   the handover is ongoing guarantees that such information will be up   to date and ready to be transferred to the new MAG where the mobile   node has just attached.  Therefore, this solution defines the   Subscription Information Acquisition through the LMA (SIAL) as theContreras, et al.             Experimental                      [Page 7]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   procedure to inform the new MAG about the multicast subscriptions   maintained by the entering MN.   To be able to transfer the multicast subscription information between   PMIPv6 entities during a handover, this document extends the PMIPv6   protocol in several ways.  First of all, a new mobility option is   defined to carry the multicast context of the current subscription.   Furthermore, additional messages are defined to manage the   interchange of the multicast information among PMIPv6 entities.   Finally, some flags are defined to govern the process.4.  Proxy Mobile IPv6 Extensions   This section outlines the extensions proposed to the PMIPv6 protocol   specified in [RFC5213].4.1.  Active Multicast Subscription Mobility Option4.1.1.  Option Application Rules   A new TLV-encoded mobility option, Active Multicast Subscription   option is defined for use with the Proxy Binding Update (PBU) and   Proxy Binding Acknowledgement (PBA) messages exchanged between a   local mobility anchor and a mobility access gateway to transfer the   multicast subscription information.  This option is used for   exchanging the multicast membership context.  This information is   carried by directly using the format defined in the original MLD   specifications.  There can be multiple Active Multicast Subscription   options present in the message, one for each active subscription   maintained by the mobile node when the handover is taking place   (i.e., one per multicast membership context).   This new option is also used for the same purposes by the new   Subscription Response message defined later in this document.   MLDv2 [RFC3810] is the primary objective for the definition of the   option format.  MLDv1 [RFC2710] is also considered for backward   compatibility.Contreras, et al.             Experimental                      [Page 8]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20144.1.2.  Option Format   The format of this new option is as follows:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1                      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                      |      Type     |     Length    |    MLD Type   |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                                                               |      +                  Multicast Membership Context                 +      |                                                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The alignment requirement of this option is 8n+1.   Type:      57, which indicates the Active Multicast Subscription IPv6 option.   Length:      8-bit unsigned integer indicating the length of the option in      octets, excluding the type and length fields.   MLD type:      Field used to identify the IPv6 multicast membership protocol in      use, and the corresponding format of the next Multicast Membership      Context information field.  This field maps the type codification      used in the original MLD specifications for the Report message.      For MLDv2, the MLD Type value is 143, as specified in [RFC3810].   Multicast Membership Context:      Multicast subscription information corresponding to a single      subscribed multicast address.  For MLDv2, the format of this field      follows the Multicast Address Record format as defined in      [RFC3810].4.1.3.  Backward Compatibility with MLDv1   The following values are adopted when MLDv1 is used.   MLD type:      For MLDv1, the MLD Type value is 131, as specified in [RFC2710].Contreras, et al.             Experimental                      [Page 9]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   Multicast Membership Context:      For MLDv1, the relevant information for multicast context is      simply given, according to [RFC2710], by the multicast address of      the subscribed content.      In consequence, the Multicast Membership Context is defined as a      4-octet reserved field and the Multicast Address of the subscribed      content as in [RFC2710], as shown next.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                           Reserved                            |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                                                               |       *                                                               *       |                                                               |       *                       Multicast Address                       *       |                                                               |       *                                                               *       |                                                               |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+4.2.  Multicast Signaling Flag on PBU/PBA Message Headers4.2.1.  Flag Application Rules   A new flag S has been added in both the PBU and PBA message headers   to advertise the mobile access gateway and the local mobility anchor   capabilities of processing multicast-related signaling for the MN   that caused the message.   This flag governs the multicast-related signaling between the LMA and   the MAG.  As a general rule, the value of the flag in the PBA message   is a copy of the value received in the PBU message.  Specific rules   are described in next subsections.Contreras, et al.             Experimental                     [Page 10]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20144.2.1.1.  Registration Process   During handover, the entities involved in this process are the nMAG   and the LMA.  These rules also apply for the initial binding   registration process.   o  PBU message      *  S=0 indicates that the MAG sending the PBU message does not         accept multicast-related signaling for the MN being attached.         This can be used to discriminate PMIPv6 nodes that are not         multicast enabled, for backward compatibility reasons.      *  S=1 indicates that the MAG sending the PBU message accepts         multicast-related signaling for the MN being attached.         Depending on the type of handover (reactive or proactive) the         LMA takes some actions, described later in this document.   o  PBA message      *  If S=0 in the corresponding PBU message, the value of the flag         in the PBA message MUST be a copy of the value received in the         PBU message (thus S=0), without any further meaning.      *  If S=1 in the corresponding PBU message, two subcases are         possible:         +  S=1 and Active Multicast Subscription mobility option in the            PBA message.  When the MN maintains an active multicast            session, if the LMA is able to provide the multicast            subscription information during registration, the PBA            message MUST include the Active Multicast Subscription            mobility option.  If the LMA is not able to provide such            information during registration, the PBA message MUST NOT            include the Active Multicast Subscription mobility option.            This case is useful to decouple unicast and multicast            signaling for an MN being registered at nMAG.  A way for            obtaining later active multicast-subscription information is            described later in this document.         +  S=0 in the PBA message if the MN does not maintain an active            multicast subscription (note that for backward compatibility            reasons, an LMA not supporting multicast related signaling            would always send S=0).Contreras, et al.             Experimental                     [Page 11]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20144.2.1.2.  De-registration Process   During handover, the entities involved in this process are the pMAG   and the LMA.  These rules apply for the binding de-registration   process.   o  PBU message      *  S=0 indicates that the MN has no active multicast session (note         that for backward compatibility reasons, a pMAG not supporting         multicast related signaling would always send S=0).      *  S=1 indicates that the MN has an active multicast session, and         the multicast context MUST be transported in the Active         Multicast Subscription mobility option.   o  PBA message      *  The value of the flag in the PBA message SHOULD be 0, without         any further meaning (note that for backward compatibility         reasons, an LMA not supporting multicast related signaling         would always send S=0).4.2.2.  New Format of Conventional PBU/PBA Messages4.2.2.1.  Proxy Binding Update Message   As result of the new defined flag, the PBU message format is updated   as follows:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1                                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                     |           Sequence #          |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |A|H|L|K|M|R|P|S|   Reserved    |            Lifetime           |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                                                               |     .                                                               .     .                          Mobility Options                     .     .                                                               .     |                                                               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Contreras, et al.             Experimental                     [Page 12]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20144.2.2.2.  Proxy Binding Acknowledgement Message   As result of the new defined flag, the PBA message format is updated   as follows:      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1                                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                     |    Status     |K|R|P|S| Rsrvd |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |           Sequence #          |           Lifetime            |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                                                               |     .                                                               .     .                        Mobility Options                       .     .                                                               .     |                                                               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+4.3.  Messages for Active Multicast Subscription Query   A new pair of messages is defined for querying entities about the   active multicast subscription of the MN when the handover is of   reactive type.   These messages are sent using the Mobility Header as defined in   [RFC6275].4.3.1.  Subscription Query Message4.3.1.1.  Message Application Rules   The Subscription Query message (value 22) is sent by the LMA towards   the pMAG to query it about any existing multicast subscriptions of   the MN that is being registered by the nMAG.  This message is   generated in case the handover is of reactive type.   Additionally, this message is sent by the nMAG towards the LMA to   query it about the existing multicast subscriptions of the MN when   the LMA acknowledges the PBU sent by the nMAG but the multicast   context is not provided (namely, when the PBU message has set the   flag S to 1, and the PBA message has set the flag S to 1 but the   multicast context is missing).Contreras, et al.             Experimental                     [Page 13]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20144.3.1.2.  Message Format   The Subscription Query message has the following format.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1                                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                     |  Sequence #   |   Reserved    |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                                                               |     .                                                               .     .                        Mobility Options                       .     .                                                               .     |                                                               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Sequence Number:      The Sequence Number field establishes the order of the messages      sent in the Subscription Query / Subscription Response dialogue      between the LMA and the MAG for a certain MN.  The initial      Sequence Number MUST be determined by the entity that creates the      message (either LMA or MAG, depending on the scenario), which is      responsible for managing this counter.      This Sequence Number comparison MUST be performed modulo 2**8,      i.e., the number is a free-running counter represented modulo 256.      A Sequence Number in a received Subscription Query message is      considered less than or equal to the last received number if its      value lies in the range of the last received number and the      preceding 128 values, inclusive.  For example, if the last      received sequence number was 15, then messages with sequence      numbers 0 through 15, as well as 143 through 255, would be      considered less than or equal.   Reserved:      This field is unused for now.  The value MUST be initialized to 0.   Mobility options:      This message carries one or more TLV-encoded mobility options.      The valid mobility options for this message are the following:      *  Mobile Node Identifier option [RFC4283] (mandatory).      *  Home Network Prefix option [RFC5213] (optional).Contreras, et al.             Experimental                     [Page 14]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014      There can be one or more instances of the Home Network Prefix      option, but only one instance of the Mobile Node Identifier      option.4.3.2.  Subscription Response Message4.3.2.1.  Message Application Rules   The Subscription Response message (value 23) is sent by the pMAG   towards the LMA, or by the LMA towards the nMAG, to answer a   previously received Subscription Query message, as described above.4.3.2.2.  Message Format   The Subscription Response message has the following format.      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1                                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                     |  Sequence #   |I|  Reserved   |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                                                               |     .                                                               .     .                        Mobility Options                       .     .                                                               .     |                                                               |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Sequence Number:      The value of the Sequence Number field in the Subscriber Response      message MUST be a copy of the Sequence Number received in the      Subscription Query message.   Multicast Information (I):      The multicast Information flag I specifies whether or not there is      multicast subscription information available for the MN.  The      meaning is the following:         I=0: there is no multicast subscription information available         for the MN identified by the Mobile Node Identifier option in         this message.         I=1: there is multicast subscription information available for         the MN identified by the Mobile Node Identifier option in this         message.  The multicast subscription information MUST beContreras, et al.             Experimental                     [Page 15]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014         carried on one or more instances of the Active Multicast         Subscription option in this message (one instance for each         active subscription).   Reserved:      This field is unused for now.  The value MUST be initialized to 0.   Mobility options:      This message carries one or more TLV-encoded mobility options.      The valid mobility options for this message are the following:      *  Mobile Node Identifier option [RFC4283] (mandatory).      *  Active Multicast Subscription option (mandatory) only when flag         I=1; it MUST NOT be present in any other case.      *  Home Network Prefix option [RFC5213] (optional).      There can be one or more instances of the Home Network Prefix      option (in all cases) and the Active Multicast Subscription option      (only when I=1), but only one instance of the Mobile Node      Identifier option.4.4.  New PBA Timer in the LMA   A new timer named "PBA timer" is used in the LMA to define the   maximum waiting time before the PBA message is sent to the nMAG in   case the multicast subscription information relative to the MN is not   yet available.  The aim of this timer is to prevent potential large   delays in the forwarding of unicast traffic towards the MN being   registered at the nMAG.  This timer allows decoupling the unicast   signaling from the multicast one in the SIAL solution.   This timer SHOULD be upper bounded by the constant defined in   [RFC6275] INITIAL_BINDACK_TIMEOUT, whose default value is 1 s.  This   constant sets the time when the nMAG will retry the MN registration   by sending again the PBU message.  The "PBA timer" has to be set to a   value that ensures that the nMAG does not enter the retry mode.   Operational experience is needed on how to set up the PBA timer, and   therefore it is RECOMMENDED to set the "PBA timer" to zero, except   for experimental purposes.Contreras, et al.             Experimental                     [Page 16]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20145.  Handover Signaling Procedures   As the MN moves from one access gateway to another, the mobility-   related signaling due to the handover event is carried out   independently by the pMAG and the nMAG.  That signaling process is   not synchronized; thus, two scenarios need to be considered depending   on the order in which the LMA receives notification of the MN   registration and de-registration in the nMAG and the pMAG,   respectively.5.1.  Handover of Proactive Type5.1.1.  Rationale   In the proactive case, the MN is firstly de-registered by the pMAG,   and later on it is registered by the nMAG as a consequence of   changing the point of attachment.   Only for those MNs that maintain an active multicast subscription,   the pMAG includes the Active Multicast Subscription mobility option   carrying the multicast context of the MN at that moment as part of   the PBU message (with flag S set to 1).   The local mobility anchor stores that information in the   corresponding binding cache.  If later on the MN attaches to an nMAG,   this information is sent (using the same TLV option) to the nMAG as   part of the PBA confirmation of the registration process (if the PBU   message sent by the nMAG has the flag S set to 1).  On the other   hand, if no further registration happens, the multicast information   is removed together with the rest of binding database for that MN.   After receiving the multicast context, the nMAG can subscribe to the   multicast flow(s) on behalf of the MN in case there is no other MN   already receiving it at the nMAG.  The multicast status can also be   set in advance for the point-to-point link towards the MN.   Note that the SIAL solution described here does not prevent   benefiting from extended support in the mobile node / network that   facilitates the proactive mode operation of the solution, e.g., based   on L2 capabilities.Contreras, et al.             Experimental                     [Page 17]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20145.1.2.  Message Flow Description   Figure 2 summarizes this process.          +-----+          +----+           +-----+          +----+          | MN  |          |pMAG|           | LMA |          |nMAG|          +-----+          +----+           +-----+          +----+             |                |                |                |             |                |==Bi-Dir Tunnel=|                |             | Multicast Data |                |                |             |<---------------|                |                |             |                |                |                |      1) MN Detached          |                |                |             |         MN Detached Event       |                |             |                |                |                |             |                |Ext'd DeReg PBU |                |      2)     |                |--------------->|                |             |                |                |                |      3)     |                |            Accept PBU           |             |                |(Multicast Subscription info stored)             |                |                |                |             |                |      PBA       |                |      4)     |                |<---------------|                |             |                |                |                |      5) MN Attached          |                |                |             |                |                |   MN Attached Event             |                |                |                |             |                |                |       PBU      |      6)     |                |                |<---------------|             |                |                |                |             |                |                |   Ext'd PBA    |      7)     |                |                |--------------->|             |                |                |                |      8)     |                |                |          Accept PBA,             |                |                |   Multicast Group join             |                |                | and P-t-P status setup             |                |                |                |             |                |                |==Bi-Dir Tunnel=|             |                |                |                |             |                |                | Multicast Data |             |<-------------------------------------------------|             |                |                |                |             |                |                |                |                       Figure 2: Proactive HandoverContreras, et al.             Experimental                     [Page 18]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   The message flow is as follows:   1.  A registered MN is receiving a multicast content that has been       previously subscribed to by sending a standard MLD report from       the mobile node to the currently serving mobile access gateway,       pMAG.  The pMAG keeps the multicast state of the point-to-point       link with the MN.   2.  The MN initiates a handover process (e.g., because of better       radio conditions) over a radio access controlled by a new MAG.       As a consequence, pMAG determines a detachment event       corresponding to this mobile node, and updates the attachment       status of this MN to the local mobility anchor by sending an       extended Proxy Binding Update message, including the Active       Multicast Subscription, which contains the multicast context of       the active multicast subscriptions in the moment of handover.   3.  The LMA processes the PBU message.  Additionally, the LMA stores       in the binding cache the information regarding the ongoing       multicast subscription(s) when the detachment is initiated.  This       information is kept until a new registration of the MN is       completed by another MAG, or until the binding cache expiration,       according to [RFC5213].   4.  The local mobility anchor acknowledges to the pMAG the previous       PBU message.   5.  As a result of the handover process, the mobile node attaches to       another mobility access gateway, called nMAG.   6.  The nMAG triggers a registration process by sending a PBU message       (with flag S set to 1) to the local mobility anchor.   7.  After the analysis of the PBU message, the LMA sends an extended       PBA including the Active Multicast Subscription option, which       contains the multicast context of the active subscriptions in the       moment of handover.   8.  The nMAG processes the PBA message following all the standard       procedures described in [RFC5213].  Additionally, with the new       information relative to multicast subscription, the nMAG sets up       the multicast status of the point-to-point link between the nMAG       and the MN, and joins the content identified by (S,G) on behalf       of the MN in case the nMAG is not receiving already such content       due to a previous subscription ordered by another MN attached to       it.  From that instant, the multicast content is served to the       MN.Contreras, et al.             Experimental                     [Page 19]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20145.2.  Handover of Reactive Type5.2.1.  Rationale   In the reactive case, the LMA receives the mobile node registration   from the nMAG without having previously received the MN de-   registration from the pMAG.   As the nMAG is not aware of any active multicast subscription of the   mobile node, the nMAG starts a conventional registration process, by   sending a normal PBU message (with flag S set to 1) towards the local   mobility anchor.   In the reactive handover case, after MN registration at the nMAG, the   local mobility anchor SHOULD generically query the pMAG to retrieve   the multicast context of the ongoing multicast subscription of the   mobile node.  However, the LMA may know in advance if the pMAG   supports multicast signaling based on the value of the flag S   received during the MN registration in pMAG.  Specifically, in case   the pMAG does not support multicast signaling (e.g., the S flag value   received from pMAG at the time of registering the mobile node was 0),   the LMA MAY decide not to query pMAG even in the case of receiving an   nMAG indication of supporting multicast signaling.   Once the multicast subscription information is retrieved from the   pMAG, the LMA encapsulates it in the PBA message by using the TLV   option Active Multicast Subscription and forwards the PBA message to   the nMAG.  Then, the nMAG can subscribe the multicast flow on behalf   of the MN, if there is no other mobile node receiving it already at   the nMAG.  The multicast status can be also set in advance for the   point-to-point link towards the mobile node.Contreras, et al.             Experimental                     [Page 20]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20145.2.2.  Message Flow Description   Figure 3 summarizes this process.       +-----+          +----+           +-----+          +----+       | MN  |          |pMAG|           | LMA |          |nMAG|       +-----+          +----+           +-----+          +----+          |                |                |                |          |                |                |         MN Attached Event          |                |                |                |          |                |                |       PBU      |   1)     |                |                |<---------------|          |                |                |                |          |                |  Subscr Query  |                |   2)     |                |<---------------|                |          |                |                |                |          |                |  Subscr Resp   |                |   3)     |                |--------------->|                |          |                |                |                |          |                |    (Multicast Subscription      |          |                |        info forwarding)         |          |                |                |                |          |                |                |   Ext'd PBA    |   4)     |                |                |--------------->|          |                |                |                |   5)     |                |                |           Accept PBA,          |                |                |      Multicast Group join          |                |                |     and P-t-P status setup          |                |                |                |          |                |                |==Bi-Dir Tunnel=|          |                |                |                |          |                |                |   (S,G) Data   |          |<-------------------------------------------------|          |                |                |                |          |                |                |                |                        Figure 3: Reactive Handover   We next take as starting point the situation where an MN is attached   to the pMAG, being multicast enabled and maintaining an active   multicast subscription at this moment.   The sequence of messages for the handover of the mobile node is the   following (as depicted in Figure 3):   1.  At a certain time, the MN initiates a handover process (e.g.,       because of better radio conditions) over a radio access       controlled by a new MAG.  Then, the nMAG triggers a registrationContreras, et al.             Experimental                     [Page 21]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014       process by sending a PBU message (with flag S set to 1) to the       local mobility anchor.  As it is a reactive case, the pMAG is not       aware of the detachment process.   2.  Prior to acknowledging the received PBU message, the LMA queries       the pMAG about if there is any active multicast subscription for       the MN, by sending a Subscription Query message.   3.  The pMAG answers the LMA with a Subscription Response message       including the multicast context of the existing subscriptions.   4.  After processing the pMAG answer, the LMA acknowledges (with flag       S set to 1) the PBU message, including the multicast subscription       information within the Active Multicast Subscription option.  The       nMAG then processes the extended PBA message.   5.  The nMAG processes the PBA message, and it proceeds to set up the       multicast status of the point-to-point link between the nMAG and       the mobile node, and to join the content identified by (S,G) on       behalf of the MN in case the nMAG is not receiving already such       content.  The bidirectional tunnel is also set up between the       nMAG and the local mobility anchor if it has not been established       before by another MN connection.  At this moment, the multicast       content can be served to the MN.  The unicast traffic for the       mobile node can be forwarded as well.5.2.3.  Further Considerations for the Reactive Handover Signaling   A handover event is managed independently by the pMAG and nMAG.  It   is not a synchronized process.  In a reactive handover, the LMA   receives a registration PBU from nMAG before a de-registration PBU is   received from pMAG.   In the message flows detailed above, it could be the case that the   LMA receives a de-registration PBU from pMAG just after sending the   Subscription Query message, but before receiving the Subscription   Response message.  That de-registration PBU message from pMAG carries   the multicast subscription information required to assist the MN in   the handover, so such valuable information SHOULD be kept by the LMA.   Furthermore, it is possible that once the Subscription Query message   arrives to pMAG, the pMAG could have already removed the multicast   related information for the MN.   In order to avoid losing the multicast subscription information sent   in the de-registration PBU message, the local mobility anchor SHOULD   store it, and SHOULD include it in the PBA message towards the nMAG   in case the Subscription Response message from the pMAG does not   contain multicast subscription information for the mobile node.Contreras, et al.             Experimental                     [Page 22]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20145.3.  Prevention of Large Delays of the Binding Acknowledgement for      Unicast Traffic   According to the message sequences described for the reactive   handover case, in case the LMA has to request the multicast   subscription information from the pMAG, the binding request sent by   the nMAG is maintained on-hold until the local mobility anchor   receives, processes and includes the multicast subscription   information into the extended PBA message.  As a consequence, the   unicast traffic may then suffer an extra delay motivated by the   multicast-related signaling.  During that time, the unicast traffic   with destination the MN being registered by the nMAG MAY be buffered   by the local mobility anchor.   In order to avoid any potential large delay in the forwarding of   unicast traffic arriving at the LMA towards the MN, a mechanism   SHOULD be implemented to decouple multicast from unicast traffic   reception by the MN.  Figure 4 shows this mechanism.Contreras, et al.             Experimental                     [Page 23]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014       +-----+          +----+           +-----+          +----+       | MN  |          |pMAG|           | LMA |          |nMAG|       +-----+          +----+           +-----+          +----+   1)     |                |==Bi-Dir Tunnel=|                |          |  unicast data  |                |                |          |<-v-v-v-v-v-v-v-|                |                |          |                |                |                |          | Multicast Data |                |                |          |<---------------|                |                |          |                |                |        MN Attached Event          |                |                |       PBU      |   2)     |                |                |<---------------|          |                |  Subscr Query  |                |   3)     |                |<---------------|                |          |                |                |                |   4)     |                |       <PBA timer starts>        |          |                |               ///               |          |                |               ///               |   5)     |                |       <PBA timer expires>       |          |                |                |                |          |                |                |   Ext'd PBA    |          |                |                |--------------->|          |                |                |                |          |                |                |          Accept PBA          |                |                |                |          |                |                |==Bi-Dir Tunnel=|          |                |                |                |          |                |                |  Unicast Data  |          |<-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-v-|          |                |                |                |          |                |                |  Subscr Query  |   6)     |                |                |<---------------|          |                |  Subscr Resp   |                |   7)     |                |--------------->|                |          |                |                |                |          |                |    (Multicast Subscription      |          |                |        info forwarding)         |          |                |                |                |          |                |                |  Subscr Resp   |   8)     |                |                |--------------->|          |                |                |                |          |                |                |   Multicast Group join          |                |                | and P-t-P status setup          |                | Multicast Data |                |          |<-------------------------------------------------|          |                |                |                |          Figure 4: Decoupling of Unicast and Multicast SignalingContreras, et al.             Experimental                     [Page 24]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   The sequence of messages is the following:   1.  An MN is attached to the pMAG.  The MN is a multicast-enabled       node, and it is receiving both unicast and multicast traffic       simultaneously.   2.  Some time later, The MN initiates a handover process (e.g.,       because of better radio conditions) over a radio access       controlled by a new mobile access gateway.  Then, the nMAG       triggers a registration process by sending a PBU message (with       flag S set to 1) to the local mobility anchor.  As it is a       reactive case, the pMAG is not aware of the detachment process.   3.  Prior to acknowledging the received PBU message, the LMA decides       to query the pMAG about if there is any active multicast       subscription for the mobile node, by sending a Subscription Query       message.   4.  Immediately after sending the Subscription Query message, the LMA       starts the timer "PBA timer", which determines the maximum       waiting time before the PBA is sent to avoid any potential large       delay in the forwarding of unicast traffic towards the MN.   5.  In case the "PBA timer" expires, the LMA acknowledges the PBU       message, by sending the PBA message with flag S=1, without the       multicast context information.  The nMAG then processes the       extended PBA message.  Such acknowledgement allows the mobile       node to receive the unicast traffic from that time on.  The       bidirectional tunnel is also set up between the nMAG and the LMA       if it has not been established before.   6.  In parallel, the nMAG sends a Subscription Query message to the       LMA requesting the multicast-subscription details yet unknown for       the mobile node.   7.  The pMAG answers the Subscription Query message originally sent       by the local mobility anchor, including the multicast context.   8.  After processing the pMAG answer, the LMA sends a Subscription       Response message to the nMAG, including the multicast       subscription information within the Active Multicast Subscription       option.  The nMAG processes the PBA message, and it proceeds to       set up the multicast status of the point-to-point link between       the nMAG and the mobile node, and to join the content identified       by (S,G) on behalf of the MN in case the nMAG is not receiving       already such content.  The bidirectional tunnel is also set upContreras, et al.             Experimental                     [Page 25]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014       between the nMAG and the LMA if it has not been established       before.  At this moment, the multicast content can also be served       to the mobile node.   The "PBA timer" in the LMA determines if the signaling flow follows   Figure 3 or Figure 4 in a reactive handover.  A value of 0 for the   "PBA timer" guarantees that the unicast traffic does not suffer any   delay (according to the Figure 4 signaling flow), because the PBA is   sent immediately after the LMA receives the PBU from the nMAG.  A   small non-zero "PBA timer" value MAY be used to reduce the signaling   load in the LMA and MAGs (as shown in the signaling flow of Figure 3   if the Subscription Response message from the pMAG is received at the   LMA before the "PBA timer" expires), but this has to be carefully   balanced against added delay to the unicast traffic.6.  IPv4 Support   IPv4-based mobile nodes (being either IPv4/IPv6 dual-stack or   IPv4-only enabled) can be supported in a PMIPv6 domain according to   [RFC5844].  When referring to multicast membership protocols and   procedures, this means that IGMP functionality has to be also   supported between the PMIPv6 entities, as documented in [RFC6224], to   allow the mobile access gateway requesting multicast contents to the   mobility anchor on behalf of the mobile nodes attached to it.6.1.  Active Multicast Subscription for IPv4   The Active Multicast Subscription option defined inSection 4.1,   which transports the multicast membership context of the mobile node   during handover, should be compatible with IGMP-based formats.   Specifically, the option format is defined for IPv4-based MNs as   follows:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1                      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                      |      Type     |     Length    |   IGMP Type   |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                                                               |      +                  Multicast Membership Context                 +      |                                                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   IGMPv3 is the primary objective for the definition of the option   format.  IGMPv1 and IGMPv2 are also considered for backward   compatibility.  The alignment requirement of this option is 4n+1.Contreras, et al.             Experimental                     [Page 26]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   Type:      56, which indicates the Active Multicast Subscription IPv4 option.   Length:      8-bit unsigned integer indicating the length of the option in      octets, excluding the type and length fields.   IGMP type:      Field used to identify the IPv4 multicast membership protocol in      use, and the corresponding format of the next Multicast Membership      Context information field.  This field maps the type codification      used in the original IGMP specifications for the Report message.      0x12: Use of IGMPv1 multicast membership protocol.      0x16: Use of IGMPv2 multicast membership protocol.      0x22: Use of IGMPv3 multicast membership protocol.   Multicast Membership Context:      Multicast subscription information corresponding to a single      subscribed multicast address.  Depending on the IGMP version being      used by the mobile node, the format of the Multicast Membership      Context could follow the following formats:      *  For IGMPv1, the Group Address format as defined in [RFC1112].      *  For IGMPv2, the Group Address format as defined in [RFC2236].      *  For IGMPv3, the Group Record format as defined in [RFC3376].6.2.  Signaling Procedures for IPv4 Support   Generic signaling procedures for the support of IPv4 in PMIPv6   domains have been already specified in [RFC5844].  In order to   prevent errors while signaling the ongoing multicast subscription for   a mobile node during the handover process, the following extensions   have to be considered in SIAL.   o  If the registration/de-registration process in a handover is for      an IPv6-only MN, and the type of the received Active Multicast      Subscription option indicates IPv4, then the multicast membership      context received MUST be silently discarded.Contreras, et al.             Experimental                     [Page 27]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   o  If the registration/de-registration process in a handover is for      an IPv4-only MN, and the type of the received Active Multicast      Subscription option indicates IPv6, then the multicast membership      context received MUST be silently discarded.   o  If the registration/de-registration process in a handover is for a      dual stack MN, the received Active Multicast Subscription option      (or options) MUST be accepted independently of the type      indication.6.3.  Binding Cache Extensions for IPv4 Support   Additionally, since the multicast membership information is   temporally stored in the mobility anchor under some circumstances   (e.g., proactive handover), the binding cache entry for an IPv4-based   multicast-enabled MN should be extended for storing the IGMP-based   context formats mentioned above, including the IGMP version   indicator.7.  Coexistence with PMIPv6 Multicast Architectural Evolutions   Throughout this document, the base solution for multicast support in   Proxy Mobile IPv6, described in [RFC6224], has been implicitly   considered, i.e., both unicast and multicast traffic addressing a   mobile node is delivered via the standard PMIPv6 bidirectional tunnel   between LMA and MAG.  While here all multicast traffic is assumed to   be delivered via the local mobility anchor, the SIAL approach   described in this document can be also applied to other solutions in   which the multicast content is served from other entities in the   PMIPv6 domain, as described in [RFC7028] to solve the tunnel   convergence problem.   In this case, the transfer of the multicast context would also pass   through the local mobility anchor, as described here.  However, the   nMAG subscribes to the multicast content through the node in charge   of distributing multicast according to the adopted solution for   multicast distribution in the PMIPv6 domain.8.  Security Considerations   This proposal does not pose any additional security threats to those   already identified in [RFC5213].  All the security considerations in   [RFC5213] are directly applicable to this protocol.  The signaling   messages, Proxy Binding Update, and Proxy Binding Acknowledgement   (extended with the new options defined in this document), the   Subscription Query Message, and the Subscription Response MessageContreras, et al.             Experimental                     [Page 28]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   exchanged between the mobile access gateway and the local mobility   anchor, MUST be protected using end-to-end security association(s)   offering integrity and data origin authentication.   The mobile access gateway and the local mobility anchor MUST   implement the IPsec security mechanism mandated by Proxy Mobile IPv6   [RFC5213] to secure the signaling described in this document.  In the   following, we describe the Security Policy Database (SPD) and   Security Association Database (SAD) entries necessary to protect the   new signaling introduced by this specification (Subscription Query   Message and Subscription Response Message).  We use the same format   used by [RFC4877].  The SPD and SAD entries are only example   configurations.  A particular mobile access gateway implementation   and a local mobility anchor home agent implementation could configure   different SPD and SAD entries as long as they provide the required   security of the signaling messages.   For the examples described in this document, a mobile access gateway   with address "mag_address_1", and a local mobility anchor with   address "lma_address_1" are assumed.Contreras, et al.             Experimental                     [Page 29]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014      mobile access gateway SPD-S:      - IF local_address = mag_address_1 &      remote_address = lma_address_1 &      proto = MH & (remote_mh_type = Subscription Query |      local_mh_type = Subscription Response |      remote_mh_type = Multicast Activity Indication Ack.|      local_mh_type = Multicast Activity Indication)      Then use SA1 (OUT) and SA2 (IN)      mobile access gateway SAD:      - SA1(OUT, spi_a, lma_address_1, ESP, TRANSPORT):      local_address = mag_address_1 &      remote_address = lma_address_1 &      proto = MH      - SA2(IN, spi_b, mag_address_1, ESP, TRANSPORT):      local_address = lma_address_1 &      remote_address = mag_address_1 &      proto = MH      local mobility anchor SPD-S:      - IF local_address = lma_address_1 &      remote_address =mag_address_1 &      proto = MH & (remote_mh_type = Subscription Response |      local_mh_type = Subscription Query |      remote_mh_type = Multicast Activity Indication |      local_mh_type = Multicast Activity Indication Ack.)      Then use SA2 (OUT) and SA1 (IN)      local mobility anchor SAD:      - SA2(OUT, spi_b, mag_address_1, ESP, TRANSPORT):      local_address = lma_address_1 &      remote_address = mag_address_1 &      proto = MH      - SA1(IN, spi_a, lma_address_1, ESP, TRANSPORT):      local_address = mag_address_1 &      remote_address = lma_address_1 &      proto = MH   While in the base solution the LMA has learned of the subscribed   multicast groups per MAG, in this specification the LMA is aware   (during a handover process) of the multicast groups to which an MN   visiting the PMIP domain is subscribed.Contreras, et al.             Experimental                     [Page 30]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 20149.  IANA Considerations   This document establishes new assignments to the IANA mobility   parameters registry.   o  Mobility Header types: the Subscription Query (22) and      Subscription Response (23) mobility header types.  The Type value      for these Headers has been assigned from the "Mobility Header      Types - for the MH Type field in the Mobility Header" registry      defined in <http://www.iana.org/assignments/mobility-parameters>.   o  Mobility options: the Active Multicast Subscription mobility      option for both IPv4 (56) and IPv6 (57) modes of operation.  The      Type value for these Mobility options has been assigned from the      "Mobility Options" registry defined in <http://www.iana.org/assignments/mobility-parameters>.   o  Flags: this document reserves a new multicast Signaling flag (S).      This flag has been reserved as value 0x0020 in the "Binding Update      Flags" registry and value 0x04 in the "Binding Acknowledgment      Flags" registry.  These registries appear on <http://www.iana.org/assignments/mobility-parameters>.10.  Contributors   Dirk Von Hugo (Telekom Innovation Laboratories,   Dirk.von-Hugo@telekom.de) extensively contributed to this document.11.  Acknowledgments   The authors would like to thank (in alphabetical order) Hitoshi   Asaeda, Sergio Figueiredo, Georgios Karagiannis, Marco Liebsch,   Behcet Sarikaya, Thomas C. Schmidt, and Stig Venaas for their   valuable comments and discussions on the MULTIMOB mailing list.  The   authors are also grateful with Hitoshi Asaeda, Akbar Rahman, Behcet   Sarikaya, and Stig Venaas for their reviews of this document.   The research of Carlos J. Bernardos leading to these results has   received funding from the European Community's Seventh Framework   Programme (FP7-ICT-2009-5) under grant agreement n. 258053 (MEDIEVAL   project), being also partially supported by the Ministry of Science   and Innovation (MICINN) of Spain under the QUARTET project (TIN2009-   13992-C02-01).   The research of Ignacio Soto has also received funding from the   Spanish MICINN through the I-MOVING project (TEC2010-18907).Contreras, et al.             Experimental                     [Page 31]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 201412.  References12.1.  Normative References   [RFC1112]  Deering, S., "Host extensions for IP multicasting", STD 5,RFC 1112, August 1989.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2236]  Fenner, W., "Internet Group Management Protocol, Version              2",RFC 2236, November 1997.   [RFC2710]  Deering, S., Fenner, W., and B. Haberman, "Multicast              Listener Discovery (MLD) for IPv6",RFC 2710, October              1999.   [RFC3376]  Cain, B., Deering, S., Kouvelas, I., Fenner, B., and A.              Thyagarajan, "Internet Group Management Protocol, Version              3",RFC 3376, October 2002.   [RFC3810]  Vida, R. and L. Costa, "Multicast Listener Discovery              Version 2 (MLDv2) for IPv6",RFC 3810, June 2004.   [RFC4283]  Patel, A., Leung, K., Khalil, M., Akhtar, H., and K.              Chowdhury, "Mobile Node Identifier Option for Mobile IPv6              (MIPv6)",RFC 4283, November 2005.   [RFC4877]  Devarapalli, V. and F. Dupont, "Mobile IPv6 Operation with              IKEv2 and the Revised IPsec Architecture",RFC 4877, April              2007.   [RFC5213]  Gundavelli, S., Leung, K., Devarapalli, V., Chowdhury, K.,              and B. Patil, "Proxy Mobile IPv6",RFC 5213, August 2008.   [RFC5844]  Wakikawa, R. and S. Gundavelli, "IPv4 Support for Proxy              Mobile IPv6",RFC 5844, May 2010.   [RFC6275]  Perkins, C., Johnson, D., and J. Arkko, "Mobility Support              in IPv6",RFC 6275, July 2011.12.2.  Informative References   [Papagiannaki]              Papagiannaki, K., Moon, S., Fraliegh, C., Thiran, P., and              C. Diot, "Measurement and Analysis of Single-Hop Delay on              an IP Backbone Network", IEEE Journal on Selected Areas in              Communications, vol. 21, no. 6, August 2003.Contreras, et al.             Experimental                     [Page 32]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   [RFC5949]  Yokota, H., Chowdhury, K., Koodli, R., Patil, B., and F.              Xia, "Fast Handovers for Proxy Mobile IPv6",RFC 5949,              September 2010.   [RFC6224]  Schmidt, T., Waehlisch, M., and S. Krishnan, "Base              Deployment for Multicast Listener Support in Proxy Mobile              IPv6 (PMIPv6) Domains",RFC 6224, April 2011.   [RFC6636]  Asaeda, H., Liu, H., and Q. Wu, "Tuning the Behavior of              the Internet Group Management Protocol (IGMP) and              Multicast Listener Discovery (MLD) for Routers in Mobile              and Wireless Networks",RFC 6636, May 2012.   [RFC7028]  Zuniga, JC., Contreras, LM., Bernardos, CJ., Jeon, S., and              Y. Kim, "Multicast Mobility Routing Optimizations for              Proxy Mobile IPv6",RFC 7028, September 2013.   [Verizon]  Verizon, "LTE: The Future of Mobile Broadband Technology",              Verizon White Paper, 2010,              <http://opennetwork.verizonwireless.com/pdfs/VZW_LTE_White_Paper_12-10.pdf>.   [Y.1541]   ITU-T, "Network performance objectives for IP-based              services", ITU-T Recommendation Y.1541, December 2011.Contreras, et al.             Experimental                     [Page 33]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014Appendix A.  Performance Comparison with Base Solution   This informative annex briefly analyzes and compares the performance   improvement provided by the fast handover extensions specified in   this document with the base multicast solution defined in [RFC6224].   The main aim is to determine the potential delay reduction in the   acquisition of the multicast subscription information by the nMAG   during the MN handover.  To do that, the analysis focuses on the   delay additional to the unicast handover due to the multicast   operation in both cases.   Different delay components have to be taken into account for this   comparison.  Since the interaction between the actors during the   handover process (MN, pMAG, nMAG, LMA) is different for each of the   solutions, different sources of delay can be expected for each of   them.A.1.  Delay Characterization of the Base Solution   The base solution relies on the standard MLD procedures to obtain the   multicast subscription information directly from the MN.  Once the   nMAG completes the configuration of point-to-point link to the   attaching MN (the configuration of this link as downstream interface   of an MLD proxy instance can run in parallel), it immediately sends   an MLD General Query towards the MN for learning of any active   multicast subscription by the MN.  When the MN receives the MLD   Query, the MN provides information about the active memberships it   maintains in the form of an MLD Report message.  After successful   transmission of this information via the wireless point of attachment   to nMAG, the corresponding MLD proxy instance at the nMAG sets up the   multicast status of the downstream interface.  According to this   process, the delay is originated on the MAG-MN communication.   The delay components to be considered for the base solution are the   following:   o  D_bh, which is the unidirectional (one-way) delay encountered in      the transmission path between the nMAG and the wireless point of      attachment.   o  D_radio, which is the unidirectional delay due to the transfer of      MLD control messages over the radio channel (user plane) between      the wireless point of attachment and the MN, for the MLD Query and      Report messages.   o  D_mld, which is the delay incurred by the MN to answer the MLD      Query.Contreras, et al.             Experimental                     [Page 34]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   The total observed delay can be then formulated as:   D_base = 2 x (D_bh + D_radio) + D_mldA.2.  Delay Characterization of SIAL   As described in this document, it is possible to distinguish two   scenarios depending on the order in which the LMA receives the   notifications of the MN registration and de-registration in the nMAG   and the pMAG, respectively.   In the proactive case, the MN is firstly de-registered by the pMAG,   and later on it is registered by the nMAG.  As specified in this   document, the LMA stores the multicast subscription information,   which is provided to the nMAG during the MN registration process.   Since the registration process necessarily happens before the MLD   Query and Report process described in the base solution, the   proactive case is inherently faster than the base solution.  In fact,   since the multicast subscription information is acquired properly   during the registration process, the delay incurred is null.   In the reactive case, the LMA receives the MN registration from the   nMAG without having previously received the MN de-registration from   the pMAG.  In case the MN maintains an active subscription, the LMA   queries the pMAG to retrieve the multicast subscription information,   which is forwarded to the nMAG.  According to this process, the delay   is originated on the MAG-LMA communication.   The delay components to be considered for the base solution are the   following:   o  D_net, which is the unidirectional delay found in the network path      between the LMA and the MAG.   The total observed delay can be then formulated as:   D_sial = 2 x D_netA.3.  Performance Comparison   The performance of the base solution is highly dependent on the radio   technology used by the MN to attach to the PMIPv6 domain.  Different   radio technologies have distinct properties in terms of radio   framing, radio access contention or collision avoidance, channel   reliability, etc.Contreras, et al.             Experimental                     [Page 35]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   New radio access technologies, such as the one specified in new Long   Term Evolution (LTE) standards intend to reduce the latency in order   to provide high-speed communications.  Even though, typical one-way   latencies in the LTE radio access will stay around 15 ms [Verizon].   The backhaul delay characterization becomes problematic.  In a real   network, there are several solutions for the backhaul connection in   terms of network topology (ring, star, point-to-point, etc.) and   technology (optical fiber, microwave transmission, xDSL-based   accesses, etc.), all of them having distinct properties in terms of   performance, reliability, and delay.  These solutions commonly   coexist in a real mobile network, in such a way that an MN changing   the point of attachment can pass smoothly from one solution to   another.  A value of D_bh = 5 ms can be established as the typical   value for the backhaul latency in modern networks.   Finally, the MLD induced delay is intrinsic to the MLD protocol   specification.  A host receiving an MLD Query message waits a random   time in the range (0, Maximum Response Delay) to send the MLD Report   message.  The default value of the Maximum Response Delay   (configurable through the Query Response Interval in MLD) is 10 s in   [RFC2710] and [RFC3810].  In [RFC6636] the effect of tuning the value   of the Query Response Interval is analyzed and 5 s is the smallest   value recommended (best case).  Then, on average, a potential delay   of 5 s or 2.5 s, default and best case respectively, can be expected.   As we have seen, D_base is, on average, greater than 2.5 s with the   best case of the values of Query Response Interval in MLD that are   recommended in [RFC6636].  That means that the handover delay of the   base solution is on the order of seconds, while in the solution   presented in this specification it is on the order of milliseconds   (as shown below).  To improve the performance of the base solution,   we could further reduce the value of Query Response Interval, but the   implications of doing so would need to be carefully analyzed.  Even   if we assume that Query Response Interval is 0 s, D_base would be   around 2 x (5 ms + 15 ms) = 40 ms for last-generation systems.  Note   that this calculation does not take into account the necessary time   to re-establish the data plane after the handover to make possible   the MLD Query reception.  The expected delay will get much worse for   older generation systems (e.g., 3G-based radio systems can suffer   radio delays in the order of hundreds of ms).   For the SIAL case, the delay in the MAG-LMA communication will be   derived from the network diameter (i.e., the number of hops found   between the MAG and the LMA in the PMIPv6 domain).  This is largely   influenced by the internal network planning.  An administrative   domain can typically have in the order of five hops from access to   the interconnection gateway providing connectivity to other networks.Contreras, et al.             Experimental                     [Page 36]

RFC 7161         PMIPv6 Multicast Handover Optimization       March 2014   Even if the LMA plays a central role topologically in the PMIPv6   domain, such number of hops seems reasonable in a common nation-wide   network.  Each hop in the path between MAG and LMA will add a certain   delay, which can be estimated to be around 1 ms in the best case   [Papagiannaki]  and 3 ms in the worst case [Y.1541].  With this in   mind, a total delay D_sial of around 2 x 5 x 3 ms = 30 ms can be   expected in the worst case.   Then, in conclusion, in a typical deployment, it can be stated that   the SIAL proposal, even for the worst-case consideration, will   perform better than the best-case situation for the base solution,   which consists of the last-generation radio technology, LTE.  For any   other radio technology, the base solution will show even larger   deviations from the delay achievable with the SIAL solution.Authors' Addresses   Luis M. Contreras   Telefonica I+D   Ronda de la Comunicacion, s/n   Sur-3 building, 3rd floor   Madrid  28050   Spain   EMail: lmcm@tid.es   Carlos J. Bernardos   Universidad Carlos III de Madrid   Av. Universidad, 30   Leganes, Madrid  28911   Spain   Phone: +34 91624 6236   EMail: cjbc@it.uc3m.es   URI:http://www.it.uc3m.es/cjbc/   Ignacio Soto   Universidad Carlos III de Madrid   Av. Universidad, 30   Leganes, Madrid  28911   Spain   EMail: isoto@it.uc3m.esContreras, et al.             Experimental                     [Page 37]

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