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PROPOSED STANDARD
Updated by:7391Errata Exist
Internet Engineering Task Force (IETF)                          K. OgawaRequest for Comments: 7121                               NTT CorporationUpdates:5810                                                    W. WangCategory: Standards Track                  Zhejiang Gongshang UniversityISSN: 2070-1721                                            E. Haleplidis                                                    University of Patras                                                           J. Hadi Salim                                                       Mojatatu Networks                                                           February 2014High Availability within aForwarding and Control Element Separation (ForCES) Network ElementAbstract   This document discusses Control Element (CE) High Availability (HA)   within a Forwarding and Control Element Separation (ForCES) Network   Element (NE).  Additionally, this document updatesRFC 5810 by   providing new normative text for the Cold Standby High Availability   mechanism.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7121.Ogawa, et al.                Standards Track                    [Page 1]

RFC 7121            ForCES Intra-NE High Availability      February 2014Copyright Notice   Copyright (c) 2014 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .31.1.  Quantifying Problem Scope . . . . . . . . . . . . . . . .41.2.  Definitions . . . . . . . . . . . . . . . . . . . . . . .52.RFC 5810 CE HA Framework  . . . . . . . . . . . . . . . . . .72.1.RFC 5810 CE HA Support  . . . . . . . . . . . . . . . . .72.1.1.  Cold Standby Interaction with the ForCES Protocol . .82.1.2.  Responsibilities for HA . . . . . . . . . . . . . . .103.  CE HA Hot Standby . . . . . . . . . . . . . . . . . . . . . .113.1.  Changes to the FEPO Model . . . . . . . . . . . . . . . .113.2.  FEPO Processing . . . . . . . . . . . . . . . . . . . . .134.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .175.  Security Considerations . . . . . . . . . . . . . . . . . . .186.  References  . . . . . . . . . . . . . . . . . . . . . . . . .196.1.  Normative References  . . . . . . . . . . . . . . . . . .196.2.  Informative References  . . . . . . . . . . . . . . . . .19Appendix A.  New FEPO Version . . . . . . . . . . . . . . . . . .20Ogawa, et al.                Standards Track                    [Page 2]

RFC 7121            ForCES Intra-NE High Availability      February 20141.  Introduction   Figure 1 illustrates a ForCES Network Element (NE) controlled by a   set of redundant Control Elements (CEs) with CE1 being active and CE2   and CEn being backups.                           -----------------------------------------                           | ForCES Network Element                |                           |                        +-----------+  |                           |                        |  CEn      |  |                           |                        |  (Backup) |  |     --------------   Fc   | +------------+      +------------+ |  |     | CE Manager |--------+-|     CE1    |------|    CE2     |-+  |     --------------        | |  (Active)  |  Fr  |  (Backup)  |    |           |               | +-------+--+-+      +---+---+----+    |           | Fl            |         |  |    Fp      /   |         |           |               |         |  +---------+ /    |         |           |               |       Fp|            |/     |Fp       |           |               |         |            |      |         |           |               |         |      Fp   /+--+   |         |           |               |         |  +-------+    |   |         |           |               |         |  |            |   |         |     --------------    Ff  | --------+--+--      ----+---+----+    |     | FE Manager |--------+-|     FE1    |  Fi  |     FE2    |    |     --------------        | |            |------|            |    |                           | --------------      --------------    |                           |   |  |  |  |          |  |  |  |      |                           ----+--+--+--+----------+--+--+--+-------                               |  |  |  |          |  |  |  |                               |  |  |  |          |  |  |  |                                 Fi/f                   Fi/f          Fp: CE-FE interface          Fi: FE-FE interface          Fr: CE-CE interface          Fc: Interface between the CE manager and a CE          Ff: Interface between the FE manager and an FE          Fl: Interface between the CE manager and the FE manager          Fi/f: FE external interface                       Figure 1: ForCES Architecture   The ForCES architecture allows Forwarding Elements (FEs) to be aware   of multiple CEs but enforces that only one CE be the master   controller.  This is known in the industry as 1+N redundancy.  The   master CE controls the FEs via the ForCES protocol operating on the   Fp interface.  If the master CE becomes faulty, i.e., crashes or   loses connectivity, a backup CE takes over and NE operationOgawa, et al.                Standards Track                    [Page 3]

RFC 7121            ForCES Intra-NE High Availability      February 2014   continues.  By definition, the current documented setup is known as   cold standby.  The set of CEs controlling an FE is static and is   passed to the FE by the FE Manager (FEM) via the Ff interface and to   each CE by the CE Manager (CEM) in the Fc interface during the pre-   association phase.   From an FE perspective, the operational parameters for a CE set are   defined as components in the FEPO LFB in[RFC5810], Appendix B.  InSection 2.1 of this document, we discuss further details of these   parameters.   It is assumed that the reader is aware of the ForCES architecture to   make sense of the changes being described in this document.  This   document provides background information to set the context of the   discussion inSection 3.   At the time of writing, the Fr interface is out of scope for the   ForCES architecture.  However, it is expected that organizations   implementing a set of CEs will need to have the CEs communicate to   each other via the Fr interface in order to achieve the   synchronization necessary for controlling the FEs.   The problem scope addressed by this document falls into two areas:   1.  To update the description of [RFC5810] with more clarity on how       the current cold standby approach operates within the NE cluster.   2.  To describe how to evolve the [RFC5810] cold standby setup to a       hot standby redundancy setup to improve the failover time and NE       availability.1.1.  Quantifying Problem Scope   NE recovery and availability is dependent on several time-sensitive   metrics:   1.  How fast the CE plane failure is detected by the FE.   2.  How fast a backup CE becomes operational.   3.  How fast the FEs associate with the new master CE.   4.  How fast the FEs recover their state and become operational.       Each FE state is the collective state of all its instantiated       LFBs.   The design intent of [RFC5810] as well as this document to meet the   above goals is driven by desire for simplicity.Ogawa, et al.                Standards Track                    [Page 4]

RFC 7121            ForCES Intra-NE High Availability      February 2014   To quantify the above criteria with the current prescribed ForCES CE   setup in [RFC5810]:   1.  How fast the FE side detects a CE failure is left undefined.  To       illustrate an extreme scenario, we could have a human operator       acting as the monitoring entity to detect faulty CEs.  How fast       such detection happens could be in the range of seconds to days.       A more active monitor on the Fp interface could improve this       detection.  Usually, the FE will detect a CE failure either by       the TML if the Fp interface terminates or by the ForCES protocol       by utilizing the ForCES Heartbeat mechanism.   2.  How fast the backup CE becomes operational is also currently out       of scope.  In the current setup, a backup CE need not be       operational at all (for example, to save power), and therefore it       is feasible for a monitoring entity to boot up a backup CE after       it detects the failure of the master CE.  InSection 3 of this       document, we suggest that at least one backup CE be online so as       to improve this metric.   3.  How fast an FE associates with a new master CE is also currently       undefined.  The cost of an FE connecting and associating adds to       the recovery overhead.  As mentioned above, we suggest having at       least one backup CE online.  InSection 3, we propose to remove       the connection and association cost on failover by having each FE       associate with all online backup CEs after associating to an       active/master CE.  Note that if an FE pre-associates with at       least one backup CE, then the system will be technically       operating in hot standby mode.   4.  Finally, how fast an FE recovers its state depends on how much NE       state exists.  By the ForCES current definition, the new master       CE assumes zero state on the FE and starts from scratch to update       the FE.  So, the larger the state, the longer the recovery.1.2.  Definitions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].   The following definitions are taken from [RFC3654], [RFC3746], and   [RFC5810].  They are repeated here for convenience as needed, but the   normative definitions are found in the referenced RFCs:   Logical Functional Block (LFB):  A template that represents fine-      grained, logically separate aspects of FE processing.Ogawa, et al.                Standards Track                    [Page 5]

RFC 7121            ForCES Intra-NE High Availability      February 2014   Forwarding Element (FE):  A logical entity that implements the ForCES      protocol.  FEs use the underlying hardware to provide per-packet      processing and handling as directed by a CE via the ForCES      protocol.   Control Element (CE):  A logical entity that implements the ForCES      protocol and uses it to instruct one or more FEs on how to process      packets.  CEs handle functionality such as the execution of      control and signaling protocols.   ForCES Network Element (NE):  An entity composed of one or more CEs      and one or more FEs.  An NE usually hides its internal      organization from external entities and represents a single point      of management to entities outside the NE.   FE Manager (FEM):  A logical entity that operates in the pre-      association phase and is responsible for determining to which      CE(s) an FE should communicate.  This process is called CE      discovery and may involve the FE manager learning the capabilities      of available CEs.   CE Manager (CEM):  A logical entity that operates in the pre-      association phase and is responsible for determining to which      FE(s) a CE should communicate.  This process is called FE      discovery and may involve the CE manager learning the capabilities      of available FEs.   ForCES Protocol:  The protocol used for communication between CEs and      FEs.  This protocol does not apply to CE-to-CE communication, FE-      to-FE communication, or to communication between FE and CE      managers.  The ForCES protocol is a master-slave protocol in which      FEs are slaves and CEs are masters.  This protocol includes both      the management of the communication channel (e.g., connection      establishment and heartbeats) and the control messages themselves.   ForCES Protocol Layer (ForCES PL):  A layer in the ForCES protocol      architecture that defines the ForCES protocol messages, the      protocol state transfer scheme, and the ForCES protocol      architecture itself (including requirements of ForCES Transport      Mapping Layer (TML) as shown below).  Specifications of ForCES PL      are defined in [RFC5810].   ForCES Protocol Transport Mapping Layer (ForCES TML):  A layer in the      ForCES protocol architecture that specifically addresses the      protocol message transportation issues, such as how the protocol      messages are mapped to different transport media (like StreamOgawa, et al.                Standards Track                    [Page 6]

RFC 7121            ForCES Intra-NE High Availability      February 2014      Control Transmission Protocol (SCTP), IP, TCP, UDP, ATM, Ethernet,      etc.), and how to achieve and implement reliability, security,      etc.2.RFC 5810 CE HA Framework   To achieve CE High Availability (HA), FEs and CEs MUST interoperate   per the definition in [RFC5810], which is repeated for contextual   reasons inSection 2.1.  It should be noted that in this default   setup, which MUST be implemented by CEs and FEs requiring HA, the Fr   plane is out of scope (and if available, is proprietary to an   implementation).2.1.RFC 5810 CE HA Support   As mentioned earlier, although there can be multiple redundant CEs,   only one CE actively controls FEs in a ForCES NE.  In practice, there   may be only one backup CE.  At any moment in time, only one master CE   can control an FE.  In addition, the FE connects and associates to   only the master CE.  The FE and the CE are aware of the primary and   one or more secondary CEs.  This information (primary and secondary   CEs) is configured on the FE and the CE during pre-association by the   FEM and the CEM, respectively.   This section includes a new normative description that updates   [RFC5810] for the Cold Standby High Availability mechanism.   Figure 2 below illustrates the ForCES message sequences that the FE   uses to recover the connection in the currently defined cold standby   scheme.Ogawa, et al.                Standards Track                    [Page 7]

RFC 7121            ForCES Intra-NE High Availability      February 2014         FE                       CE Primary         CE Secondary         |                           |                     |         | Association Establishment |                     |         |   Capabilities Exchange   |                     |       1 |<------------------------->|                     |         |                           |                     |         |       State Update        |                     |       2 |<------------------------->|                     |         |                           |                     |         |                           |                     |         |                        FAILURE                  |         |                                                 |         | Association Establishment, Capabilities Exchange|       3 |<----------------------------------------------->|         |                                                 |         |         Event Report (primary CE down)          |       4 |------------------------------------------------>|         |                                                 |         |                  State Update                   |       5 |<----------------------------------------------->|                  Figure 2: CE Failover for Cold Standby2.1.1.  Cold Standby Interaction with the ForCES Protocol   HA parameterization in an FE is driven by configuring the FE Protocol   Object (FEPO) LFB.   The FEPO Control Element ID (CEID) component identifies the current   master CE, and the component table BackupCEs identifies the   configured backup CEs.  The FEPO FE Heartbeat Interval (FEHI), CE   Heartbeat Dead Interval (CEHDI), and CE Heartbeat policy help in   detecting connectivity problems between an FE and CE.  The CE   failover policy defines how the FE should react on a detected   failure.  The FEObject FEState component [RFC5812] defines the   operational forwarding status and control.  The CE can turn off the   FE's forwarding operations by setting the FEState to AdminDisable and   can turn it on by setting it to OperEnable.  Note:Section 5.1 of   [RFC5812] has been updated by an erratum ([Err3487]) that describes   the FEState as read-only when it should be read-write.   Figure 3 illustrates the defined state machine that facilitates the   recovery of the connection state.   The FE connects to the CE specified on the FEPO CEID component.  If   it fails to connect to the defined CE, it moves it to the bottom of   table BackupCEs and sets its CEID component to be the first CE   retrieved from table BackupCEs.  The FE then attempts to associateOgawa, et al.                Standards Track                    [Page 8]

RFC 7121            ForCES Intra-NE High Availability      February 2014   with the CE designated as the new primary CE.  The FE continues   through this procedure until it successfully connects to one of the   CEs or until the CE Failover Timeout Interval (CEFTI) expires.                             FE tries to associate                                   +-->-----+                                   |        |      (CE changes master ||        |        |      CE issues Teardown ||    +---+--------v----+        Lost association) &&   | Pre-association |       CE failover policy = 0  | (Association    |           +------------>-->-->|   in            +<----+           |                   | progress)       |     |           |                   |                 |     |           |                   +--------+--------+     |           |  CE Association        |                  | CEFTI           |       Response         V                  | timer           |     +------------------+                  | expires           |     |FE issues CEPrimaryDown              ^           |     V                                     |         +-+-----------+                        +------+-----+         |             |  (CE changes master || | Not        |         |             |  CE issues Teardown || | Associated |         |             |  Lost association) &&  |            +->---+         | Associated  | CE failover policy = 1 |(May        | FE  |         |             |                        | Continue   | try v         |             |-------->------->------>| Forwarding)| assn|         |             |   Start CEFTI timer    |            |-<---+         |             |                        |            |         +-------------+                        +-------+----+              ^                                         |              |            Successful                   V              |            Association                  |              |            Setup                        |              |            (Cancel CEFTI timer)         |              +_________________________________________+                       FE issues CEPrimaryDown event                 Figure 3: FE State Machine Considering HA   There are several events that trigger mastership changes.  The master   CE may issue a mastership change (by changing the CEID component), it   may tear down an existing association, or connectivity may be lost   between the CE and FE.   When communication fails between the FE and CE (which can be caused   by either the CE or link failure but is not FE related), either the   TML on the FE will trigger the FE PL regarding this failure or itOgawa, et al.                Standards Track                    [Page 9]

RFC 7121            ForCES Intra-NE High Availability      February 2014   will be detected using the Heartbeat messages between FEs and CEs.   The communication failure, regardless of how it is detected, MUST be   considered to be a loss of association between the CE and   corresponding FE.   If the FE's FEPO CE failover policy is configured to mode 0 (the   default), it will immediately transition to the pre-association   phase.  This means that if association is later re-established with a   CE, all FE states will need to be re-created.   If the FE's FEPO CE failover policy is configured to mode 1, it   indicates that the FE will run in HA restart recovery.  In such a   case, the FE transitions to the not associated state and the CEFTI   timer [RFC5810] is started.  The FE may continue to forward packets   during this state, depending upon the value of the CEFailoverPolicy   component of the FEPO LFB.  The FE recycles through any configured   backup CEs in a round-robin fashion.  It first adds its primary CE to   the bottom of table BackupCEs and sets its CEID component to be the   first secondary retrieved from table BackupCEs.  The FE then attempts   to associate with the CE designated as the new primary CE.  If it   fails to re-associate with any CE and the CEFTI expires, the FE then   transitions to the pre-association state and the FE will   operationally bring down its forwarding path (and set the [RFC5812]   FEObject FEState component to OperDisable).   If the FE, while in the not associated state, manages to reconnect to   a new primary CE before the CEFTI expires, it transitions to the   associated state.  Once re-associated, the CE may try to synchronize   any state that the FE may have lost during disconnection.  How the CE   re-synchronizes such a state is out of scope for the current ForCES   architecture but would typically constitute the issuing of new Config   messages and queries.   An explicit message (a Config message setting the primary CE   component in the ForCES Protocol Object) from the primary CE can also   be used to change the primary CE for an FE during normal protocol   operation.  In this case, the FE transitions to the not associated   state and attempts to associate with the new CE.2.1.2.  Responsibilities for HA   TML Level:   1.  The TML controls logical connection availability and failover.   2.  The TML also controls peer HA management.Ogawa, et al.                Standards Track                   [Page 10]

RFC 7121            ForCES Intra-NE High Availability      February 2014   At this level, control of all lower layers, for example, the   transport level (such as IP addresses, Media Access Control (MAC)   addresses, etc.), and associated links going down are the role of the   TML.   PL Level:   All other functionality, including configuring the HA behavior during   setup, Control Element IDs (CE IDs) used to identify primary and   secondary CEs, protocol messages used to report CE failure (event   report), Heartbeat messages used to detect association failure,   messages to change the primary CE (Config), and other HA-related   operations described inSection 2.1, are the PL's responsibility.   To put the two together, if a path to a primary CE is down, the TML   would help recover from a failure by switching over to a backup path,   if one is available.  If the CE is totally unreachable, then the PL   would be informed and it would take the appropriate actions described   before.3.  CE HA Hot Standby   In this section, we describe small extensions to the existing scheme   to enable hot standby HA.  To achieve hot standby HA, we aim to   improve the specific goals defined inSection 1.1, namely:   o  How fast a backup CE becomes operational.   o  How fast the FEs associate with the new master CE.   As described inSection 2.1, in the pre-association phase, the FEM   configures the FE to make it aware of all the CEs in the NE.  The FEM   MUST configure the FE to make it aware of which CE is the master and   MAY specify any backup CE(s).3.1.  Changes to the FEPO Model   In order for the above to be achievable, there is a need to make a   few changes in the FEPO model.Appendix A contains the xml   definition of the new version 1.1 of the FEPO LFB.Ogawa, et al.                Standards Track                   [Page 11]

RFC 7121            ForCES Intra-NE High Availability      February 2014   Changes from version 1 of the FEPO are:   1.  Added four new datatypes:       1.  CEStatusType -- an unsigned char to specify the status of a           connection with a CE.  Special values are:           +  0 (Disconnected) represents that no connection attempt has              been made with the CE yet           +  1 (Connected) represents that the FE connection with the              CE at the TML has completed successfully           +  2 (Associated) represents that the FE has successfully              associated with the CE           +  3 (IsMaster) represents that the FE has associated with              the CE and is the master of the FE           +  4 (LostConnection) represents that the FE was associated              with the CE at one point but lost the connection           +  5 (Unreachable) represents that the FE deems this CE              unreachable, i.e., the FE has tried over a period to              connect to it but has failed       2.  HAModeValues -- an unsigned char to specify a selected HA           mode.  Special values are:           +  0 (No HA Mode) represents that the FE is not running in HA              mode           +  1 (HA Mode - Cold Standby) represents that the FE is in HA              mode cold standby           +  2 (HA Mode - Hot Standby) represents that the FE is in HA              mode hot standby       3.  Statistics -- a complex structure representing the           communication statistics between the FE and CE.  The           components are:           +  RecvPackets, representing the packet count received from              the CE           +  RecvBytes, representing the byte count received from the              CEOgawa, et al.                Standards Track                   [Page 12]

RFC 7121            ForCES Intra-NE High Availability      February 2014           +  RecvErrPackets, representing the erroneous packets              received from the CE.  This component logs badly formatted              packets as well as good packets sent to the FE by the CE              to set components whilst that CE is not the master.              Erroneous packets are dropped (i.e., not responded to).           +  RecvErrBytes, representing the RecvErrPackets byte count              received from the CE           +  TxmitPackets, representing the packet count transmitted to              the CE           +  TxmitErrPackets, representing the error packet count              transmitted to the CE.  Typically, these would be failures              due to communication.           +  TxmitBytes, representing the byte count transmitted to the              CE           +  TxmitErrBytes, representing the byte count of errors from              transmit to the CE       4.  AllCEType -- a complex structure constituting the CE IDs,           statistics, and CEStatusType to reflect connection           information for one CE.  Used in the AllCE's component array.   2.  Appended two new components:       1.  Read-only AllCEs to hold the status for all CEs.  AllCEs is           an array of the AllCEType.       2.  Read-write HAMode of type HAModeValues to carry the HA mode           used by the FE.   3.  Added one additional event, PrimaryCEChanged, reporting the new       master CE ID when there is a mastership change.   Since no component from FEPO v1 has been changed, FEPO v1.1 retains   backwards compatibility with CEs that know only version 1.0.  These   CEs, however, cannot make use of the HA options that the new FEPO   provides.3.2.  FEPO Processing   The FE's FEPO LFB version 1.1 AllCEs table contains all the CE IDs   with which the FE may connect and associate.  The ordering of the CE   IDs in this table defines the priority order in which an FE will   connect to the CEs.  This table is provisioned initially from theOgawa, et al.                Standards Track                   [Page 13]

RFC 7121            ForCES Intra-NE High Availability      February 2014   configuration plane (FEM).  In the pre-association phase, the first   CE (lowest table index) in the AllCEs table MUST be the first CE with   which the FE will attempt to connect and associate.  If the FE fails   to connect and associate with the first listed CE, it will attempt to   connect to the second CE and so forth, and it cycles back to the   beginning of the list until there is a successful association.  The   FE MUST associate with at least one CE.  Upon a successful   association, a component of the FEPO LFB, specifically the CEID   component, identifies the current associated master CE.   While it would be much simpler to have the FE not respond to any   messages from a CE other than the master, in practice it has been   found to be useful to respond to queries and heartbeats from backup   CEs.  For this reason, we allow backup CEs to issue queries to the   FE.  Configuration messages (SET/DEL) from backup CEs MUST be dropped   by the FE and logged as received errors.   Asynchronous events that the master CE has subscribed to, as well as   heartbeats, are sent to all associated CEs.  Packet redirects   continue to be sent only to the master CE.  The Heartbeat Interval,   the CE Heartbeat (CEHB) policy, and the FE Heartbeat (FEHB) policy   are global for all CEs (and changed only by the master CE).   Figure 4 illustrates the state machine that facilitates connection   recovery with HA enabled.Ogawa, et al.                Standards Track                   [Page 14]

RFC 7121            ForCES Intra-NE High Availability      February 2014                           FE tries to associate                                +-->-----+                                |        |   (CE changes master ||        |        |   CE issues Teardown ||    +---+--------v----+     Lost association) &&   | Pre-association |    CE failover policy = 0  | (Association    |        +------------>-->-->|   in            +<----+        |                   | progress)       |     |        |                   |                 |     |        |                   +--------+--------+     |        |  CE Association        |                  | CEFTI        |       Response         V                  | timer        |     +------------------+                  | expires        |     |FE issues CEPrimaryDown              ^        |     |FE issues PrimaryCEChanged           ^        |     V                                     |      +-+-----------+                        +------+-----+      |             |  (CE changes master || | Not        |      |             |  CE issues Teardown || | Associated |      |             |  Lost association) &&  |            +->----------+      | Associated  | CE failover policy = 1 |(May        | find first |      |             |                        | Continue   | associated v      |             |-------->------->------>| Forwarding)| CE or retry|      |             |   Start CEFTI timer    |            | associating|      |             |                        |            |-<----------+      |             |                        |            |      +----+--------+                        +-------+----+           |                                         |           ^                                   Found | associated CE           |                                or newly | associated CE           |                                         V           |            (Cancel CEFTI timer)         |           +_________________________________________+                    FE issues CEPrimaryDown event                    FE issues PrimaryCEChanged event                 Figure 4: FE State Machine Considering HA   Once the FE has associated with a master CE, it moves to the post-   association phase (associated state).  It is assumed that the master   CE will communicate with other CEs within the NE for the purpose of   synchronization via the CE-CE interface.  The CE-CE interface is out   of scope for this document.  An election result amongst CEs may   result in the desire to change the mastership to a different   associated CE; at which point, the current assumed master CE will   instruct the FE to use a different master CE.Ogawa, et al.                Standards Track                   [Page 15]

RFC 7121            ForCES Intra-NE High Availability      February 2014         FE                         CE#1         CE#2 ... CE#N         |                           |            |        |         | Association Establishment |            |        |         |   Capabilities Exchange   |            |        |       1 |<------------------------->|            |        |         |                           |            |        |         |      State Update         |            |        |       2 |<------------------------->|            |        |         |                           |            |        |         |      Association Establishment         |        |         |        Capabilities Exchange           |        |       3I|<-------------------------------------->|        |        ...                         ...          ...      ...         |Association Establishment, Capabilities Exchange |       3N|<----------------------------------------------->|         |                           |            |        |       4 |<------------------------->|            |        |         .                           .            .        .       4x|<------------------------->|            |        |         |                        FAILURE         |        |         |                           |            |        |         |    Event Report (LastCEID changed)     |        |       5 |--------------------------------------->|------->|         |    Event Report (CE#2 is new master)   |        |       6 |--------------------------------------->|------->|         |                                        |        |       7 |<-------------------------------------->|        |         .                           .            .        .       7x|<-------------------------------------->|        |         .                           .            .        .                   Figure 5: CE Failover for Hot Standby   While in the post-association phase, if the CE failover policy is set   to 1 and the HAMode is set to 2 (hot standby), then the FE, after   successfully associating with the master CE, MUST attempt to connect   and associate with all the CEs of which it is aware.  Figure 5, steps   #1 and #2 illustrates the FE associating with CE#1 as the master, and   then proceeding to steps #3I to #3N, it shows the association with   backup CEs CE#2 to CE#N.  If the FE fails to connect or associate   with some CEs, the FE MAY flag them as unreachable to avoid   continuous attempts to connect.  The FE MAY try to re-associate with   unreachable CEs when possible.   When the master CE, for any reason, is considered to be down, then   the FE MUST try to find the first associated CE from the list of all   CEs in a round-robin fashion.Ogawa, et al.                Standards Track                   [Page 16]

RFC 7121            ForCES Intra-NE High Availability      February 2014   If the FE is unable to find an associated FE in its list of CEs, then   it MUST attempt to connect and associate with the first from the list   of all CEs and continue in a round-robin fashion until it connects   and associates with a CE or the CEFTI timer expires.   Once the FE selects an associated CE to use as the new master, the FE   issues a PrimaryCEDown Event Notification to all associated CEs to   notify them that the last primary CE went down (and what its identity   was); a second event, PrimaryCEChanged, identifying the new master CE   is sent as well to identify which CE the reporting FE considers to be   the new master.   In most HA architectures, there exists the possibility of split   brain.  However, in our setup, since the FE will never accept any   configuration messages from any other than the master CE, we consider   the FE to be fenced against data corruption from the other CEs that   consider themselves as the master.  The split-brain issue becomes   mostly a CE-CE communication problem, which is considered to be out   of scope.   By virtue of having multiple CE connections, the FE switchover to a   new master CE will be relatively much faster.  The overall effect is   improving the NE recovery time in case of communication failure or   faults of the master CE.  This satisfies the requirement we set to   fulfill.4.  IANA Considerations   Following the policies outlined in "Guidelines for Writing an IANA   Considerations Section in RFCs" [RFC5226], the "Logical Functional   Block (LFB) Class Names and Class Identifiers" namespace has been   updated.   A new column, LFB version, has been added to the table after the LFB   Class Name.  The table now reads as follows:   +----------------+------------+-----------+-------------+-----------+   |   LFB Class    | LFB Class  |    LFB    | Description | Reference |   |   Identifier   |    Name    |  Version  |             |           |   +----------------+------------+-----------+-------------+-----------+     Logical Functional Block (LFB) Class Names and Class Identifiers   The rules defined in [RFC5812] apply, with the addition that entries   must provide the LFB version as a string.Ogawa, et al.                Standards Track                   [Page 17]

RFC 7121            ForCES Intra-NE High Availability      February 2014   Upon publication of this document, all current entries are assigned a   value of 1.0.   New versions of already defined LFBs MUST NOT remove the previous   version entries.   It would make sense to have LFB versions appear in sequence in the   registry.  The table SHOULD be sorted, and the sorting should be done   by Class ID first and then by version.   This document introduces the FE Protocol Object version 1.1 as   follows:   +------------+----------+---------+---------------------+-----------+   | LFB Class  |   LFB    |   LFB   |     Description     | Reference |   | Identifier |  Class   | Version |                     |           |   |            |   Name   |         |                     |           |   +------------+----------+---------+---------------------+-----------+   |     2      |    FE    |   1.1   |  Defines parameters | [RFC7121] |   |            | Protocol |         |    for the ForCES   |           |   |            |  Object  |         |  protocol operation |           |   +------------+----------+---------+---------------------+-----------+     Logical Functional Block (LFB) Class Names and Class Identifiers5.  Security Considerations   Security considerations, as defined inSection 9 of [RFC5810], apply   to securing each CE-FE communication.  Multiple CEs associated with   the same FE still require the same procedure to be followed on a per-   association basis.   It should be noted that since the FE is initiating the association   with a CE, a CE cannot initiate association with the FE and such   messages will be dropped.  Thus, the FE is secured from rogue CEs   that are attempting to associate with it.   CE implementers should have in mind that once associated, the FE   cannot distinguish whether the CE has been compromised or has been   malfunctioning while not losing connectivity.  Securing the CE is out   of scope of this document.   While the CE-CE plane is outside the current scope of ForCES, we   recognize that it may be subjected to attacks that may affect the CE-   FE communication.Ogawa, et al.                Standards Track                   [Page 18]

RFC 7121            ForCES Intra-NE High Availability      February 2014   The following considerations should be made:   1.  Secure communication channels should be used between CEs for       coordination and keeping of state to at least avoid connection of       malicious CEs.   2.  The master CE should take into account DoS and Distributed       Denial-of-Service (DDoS) attacks from malicious or malfunctioning       CEs.   3.  CEs should take into account the split-brain issue.  There are       currently two fail-safes in the FE: Firstly, the FE has the CEID       component that denotes which CE is the master.  Secondly, the FE       does not allow BackupCEs to configure the FE.  However, backup       CEs that consider that the master CE has dropped should, as       masters themselves, first do a sanity check and query the FE CEID       component.6.  References6.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an              IANA Considerations Section in RFCs",BCP 26,RFC 5226,              May 2008.   [RFC5810]  Doria, A., Hadi Salim, J., Haas, R., Khosravi, H., Wang,              W., Dong, L., Gopal, R., and J. Halpern, "Forwarding and              Control Element Separation (ForCES) Protocol              Specification",RFC 5810, March 2010.   [RFC5812]  Halpern, J. and J. Hadi Salim, "Forwarding and Control              Element Separation (ForCES) Forwarding Element Model",RFC5812, March 2010.6.2.  Informative References   [Err3487]  RFC Errata, Errata ID 3487,RFC 5812,              <http://www.rfc-editor.org>.   [RFC3654]  Khosravi, H. and T. Anderson, "Requirements for Separation              of IP Control and Forwarding",RFC 3654, November 2003.Ogawa, et al.                Standards Track                   [Page 19]

RFC 7121            ForCES Intra-NE High Availability      February 2014   [RFC3746]  Yang, L., Dantu, R., Anderson, T., and R. Gopal,              "Forwarding and Control Element Separation (ForCES)              Framework",RFC 3746, April 2004.Ogawa, et al.                Standards Track                   [Page 20]

RFC 7121            ForCES Intra-NE High Availability      February 2014Appendix A.  New FEPO Version   The xml has been validated against the schema defined in [RFC5812].<LFBLibrary xmlns="urn:ietf:params:xml:ns:forces:lfbmodel:1.0"   xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"   xsi:noNamespaceSchemaLocation="lfb-schema.xsd" provides="FEPO">   <!-- XXX -->   <dataTypeDefs>      <dataTypeDef>         <name>CEHBPolicyValues</name>         <synopsis>            The possible values of the CE Heartbeat policy         </synopsis>         <atomic>            <baseType>uchar</baseType>            <specialValues>               <specialValue value="0">                  <name>CEHBPolicy0</name>                  <synopsis>              The CE will send heartbeats to the FE              every CEHDI timeout if no other messages              have been sent since.                  </synopsis>               </specialValue>               <specialValue value="1">                  <name>CEHBPolicy1</name>                  <synopsis>              The CE will not send heartbeats to the FE                  </synopsis>               </specialValue>            </specialValues>         </atomic>      </dataTypeDef>      <dataTypeDef>         <name>FEHBPolicyValues</name>         <synopsis>            The possible values of the FE Heartbeat policy         </synopsis>         <atomic>            <baseType>uchar</baseType>            <specialValues>               <specialValue value="0">                  <name>FEHBPolicy0</name>                  <synopsis>        The FE will not generate any heartbeats to the CE                  </synopsis>               </specialValue>Ogawa, et al.                Standards Track                   [Page 21]

RFC 7121            ForCES Intra-NE High Availability      February 2014               <specialValue value="1">                  <name>FEHBPolicy1</name>                  <synopsis>        The FE generates heartbeats to the CE every FEHI        if no other messages have been sent to the CE.                  </synopsis>               </specialValue>            </specialValues>         </atomic>      </dataTypeDef>      <dataTypeDef>         <name>FERestartPolicyValues</name>         <synopsis>            The possible values of the FE restart policy         </synopsis>         <atomic>            <baseType>uchar</baseType>            <specialValues>               <specialValue value="0">                  <name>FERestartPolicy0</name>                  <synopsis>                     The FE restarts its state from scratch                  </synopsis>               </specialValue>            </specialValues>         </atomic>      </dataTypeDef>      <dataTypeDef>         <name>HAModeValues</name>         <synopsis>            The possible values of HA modes         </synopsis>         <atomic>            <baseType>uchar</baseType>            <specialValues>               <specialValue value="0">                  <name>NoHA</name>                  <synopsis>                     The FE is not running in HA mode                  </synopsis>               </specialValue>               <specialValue value="1">                  <name>ColdStandby</name>                  <synopsis>                     The FE is running in HA mode cold standby                  </synopsis>               </specialValue>               <specialValue value="2">Ogawa, et al.                Standards Track                   [Page 22]

RFC 7121            ForCES Intra-NE High Availability      February 2014                  <name>HotStandby</name>                  <synopsis>                     The FE is running in HA mode hot standby                  </synopsis>               </specialValue>            </specialValues>         </atomic>      </dataTypeDef>      <dataTypeDef>         <name>CEFailoverPolicyValues</name>         <synopsis>            The possible values of the CE failover policy         </synopsis>         <atomic>            <baseType>uchar</baseType>            <specialValues>               <specialValue value="0">                  <name>CEFailoverPolicy0</name>                  <synopsis>        The FE should stop functioning immediately and        transition to the FE OperDisable state                  </synopsis>               </specialValue>               <specialValue value="1">                  <name>CEFailoverPolicy1</name>                  <synopsis>        The FE should continue forwarding even without an        associated CE for CEFTI. The FE goes to FE        OperDisable when the CEFTI expires and there is no        association. Requires graceful restart support.                  </synopsis>               </specialValue>            </specialValues>         </atomic>      </dataTypeDef>      <dataTypeDef>         <name>FEHACapab</name>         <synopsis>            The supported HA features         </synopsis>         <atomic>            <baseType>uchar</baseType>            <specialValues>               <specialValue value="0">                  <name>GracefullRestart</name>                  <synopsis>                     The FE supports graceful restart                  </synopsis>Ogawa, et al.                Standards Track                   [Page 23]

RFC 7121            ForCES Intra-NE High Availability      February 2014               </specialValue>               <specialValue value="1">                  <name>HA</name>                  <synopsis>                     The FE supports HA                  </synopsis>               </specialValue>            </specialValues>         </atomic>      </dataTypeDef>      <dataTypeDef>         <name>CEStatusType</name>         <synopsis>Status values. Status for each CE</synopsis>         <atomic>            <baseType>uchar</baseType>            <specialValues>               <specialValue value="0">                  <name>Disconnected</name>                  <synopsis>No connection attempt with the CE yet                  </synopsis>               </specialValue>               <specialValue value="1">                  <name>Connected</name>                  <synopsis>The FE connection with the CE at the TML                     has been completed                  </synopsis>               </specialValue>               <specialValue value="2">                  <name>Associated</name>                  <synopsis>The FE has associated with the CE                  </synopsis>               </specialValue>               <specialValue value="3">                  <name>IsMaster</name>                  <synopsis>The CE is the master (and associated)                  </synopsis>               </specialValue>               <specialValue value="4">                  <name>LostConnection</name>                  <synopsis>The FE was associated with the CE but                     lost the connection                  </synopsis>               </specialValue>               <specialValue value="5">                  <name>Unreachable</name>                  <synopsis>The CE is deemed as unreachable by the FE                  </synopsis>               </specialValue>Ogawa, et al.                Standards Track                   [Page 24]

RFC 7121            ForCES Intra-NE High Availability      February 2014            </specialValues>         </atomic>      </dataTypeDef>      <dataTypeDef>         <name>StatisticsType</name>         <synopsis>Statistics Definition</synopsis>         <struct>            <component componentID="1">               <name>RecvPackets</name>               <synopsis>Packets received</synopsis>               <typeRef>uint64</typeRef>            </component>            <component componentID="2">               <name>RecvErrPackets</name>               <synopsis>Packets received from the CE with errors               </synopsis>               <typeRef>uint64</typeRef>            </component>            <component componentID="3">               <name>RecvBytes</name>               <synopsis>Bytes received from the CE</synopsis>               <typeRef>uint64</typeRef>            </component>            <component componentID="4">               <name>RecvErrBytes</name>               <synopsis>Bytes received from the CE in Error</synopsis>               <typeRef>uint64</typeRef>            </component>            <component componentID="5">               <name>TxmitPackets</name>               <synopsis>Packets transmitted to the CE</synopsis>               <typeRef>uint64</typeRef>            </component>            <component componentID="6">               <name>TxmitErrPackets</name>               <synopsis>                  Packets transmitted to the CE that                  incurred errors               </synopsis>               <typeRef>uint64</typeRef>            </component>            <component componentID="7">               <name>TxmitBytes</name>               <synopsis>Bytes transmitted to the CE</synopsis>               <typeRef>uint64</typeRef>            </component>            <component componentID="8">               <name>TxmitErrBytes</name>Ogawa, et al.                Standards Track                   [Page 25]

RFC 7121            ForCES Intra-NE High Availability      February 2014               <synopsis>                  Bytes transmitted to the CE that                  incurred errors               </synopsis>               <typeRef>uint64</typeRef>            </component>         </struct>      </dataTypeDef>      <dataTypeDef>         <name>AllCEType</name>         <synopsis>Table type for the AllCE component</synopsis>         <struct>            <component componentID="1">               <name>CEID</name>               <synopsis>ID of the CE</synopsis>               <typeRef>uint32</typeRef>            </component>            <component componentID="2">               <name>Statistics</name>               <synopsis>Statistics per the CE</synopsis>               <typeRef>StatisticsType</typeRef>            </component>            <component componentID="3">               <name>CEStatus</name>               <synopsis>Status of the CE</synopsis>               <typeRef>CEStatusType</typeRef>            </component>         </struct>      </dataTypeDef>   </dataTypeDefs>   <LFBClassDefs>      <LFBClassDef LFBClassID="2">         <name>FEPO</name>         <synopsis>            The FE Protocol Object, with new CEHA         </synopsis>         <version>1.1</version>         <components>            <component componentID="1" access="read-only">               <name>CurrentRunningVersion</name>               <synopsis>Currently running the ForCES version</synopsis>               <typeRef>uchar</typeRef>            </component>            <component componentID="2" access="read-only">               <name>FEID</name>               <synopsis>Unicast FEID</synopsis>               <typeRef>uint32</typeRef>            </component>Ogawa, et al.                Standards Track                   [Page 26]

RFC 7121            ForCES Intra-NE High Availability      February 2014            <component componentID="3" access="read-write">               <name>MulticastFEIDs</name>               <synopsis>                  The table of all multicast IDs               </synopsis>               <array type="variable-size">                  <typeRef>uint32</typeRef>               </array>            </component>            <component componentID="4" access="read-write">               <name>CEHBPolicy</name>               <synopsis>                  The CE Heartbeat policy               </synopsis>               <typeRef>CEHBPolicyValues</typeRef>            </component>            <component componentID="5" access="read-write">               <name>CEHDI</name>               <synopsis>                  The CE Heartbeat Dead Interval in milliseconds               </synopsis>               <typeRef>uint32</typeRef>            </component>            <component componentID="6" access="read-write">               <name>FEHBPolicy</name>               <synopsis>                  The FE Heartbeat policy               </synopsis>               <typeRef>FEHBPolicyValues</typeRef>            </component>            <component componentID="7" access="read-write">               <name>FEHI</name>               <synopsis>                  The FE Heartbeat Interval in milliseconds               </synopsis>               <typeRef>uint32</typeRef>            </component>            <component componentID="8" access="read-write">               <name>CEID</name>               <synopsis>                  The primary CE this FE is associated with               </synopsis>               <typeRef>uint32</typeRef>            </component>            <component componentID="9" access="read-write">               <name>BackupCEs</name>Ogawa, et al.                Standards Track                   [Page 27]

RFC 7121            ForCES Intra-NE High Availability      February 2014               <synopsis>                  The table of all backup CEs other than the                  primary               </synopsis>               <array type="variable-size">                  <typeRef>uint32</typeRef>               </array>            </component>            <component componentID="10" access="read-write">               <name>CEFailoverPolicy</name>               <synopsis>                  The CE failover policy               </synopsis>               <typeRef>CEFailoverPolicyValues</typeRef>            </component>            <component componentID="11" access="read-write">               <name>CEFTI</name>               <synopsis>                  The CE Failover Timeout Interval in milliseconds               </synopsis>               <typeRef>uint32</typeRef>            </component>            <component componentID="12" access="read-write">               <name>FERestartPolicy</name>               <synopsis>                  The FE restart policy               </synopsis>               <typeRef>FERestartPolicyValues</typeRef>            </component>            <component componentID="13" access="read-write">               <name>LastCEID</name>               <synopsis>                  The primary CE this FE was last associated                  with               </synopsis>               <typeRef>uint32</typeRef>            </component>            <component componentID="14" access="read-write">               <name>HAMode</name>               <synopsis>                  The HA mode used               </synopsis>               <typeRef>HAModeValues</typeRef>            </component>            <component componentID="15" access="read-only">               <name>AllCEs</name>               <synopsis>The table of all CEs</synopsis>               <array type="variable-size">Ogawa, et al.                Standards Track                   [Page 28]

RFC 7121            ForCES Intra-NE High Availability      February 2014                  <typeRef>AllCEType</typeRef>               </array>            </component>         </components>         <capabilities>            <capability componentID="30">               <name>SupportableVersions</name>               <synopsis>                  The table of ForCES versions that FE supports               </synopsis>               <array type="variable-size">                  <typeRef>uchar</typeRef>               </array>            </capability>            <capability componentID="31">               <name>HACapabilities</name>               <synopsis>                  The table of HA capabilities the FE supports               </synopsis>               <array type="variable-size">                  <typeRef>FEHACapab</typeRef>               </array>            </capability>         </capabilities>         <events baseID="61">            <event eventID="1">               <name>PrimaryCEDown</name>               <synopsis>                  The primary CE has changed               </synopsis>               <eventTarget>                  <eventField>LastCEID</eventField>               </eventTarget>               <eventChanged/>               <eventReports>                  <eventReport>                     <eventField>LastCEID</eventField>                  </eventReport>               </eventReports>            </event>            <event eventID="2">               <name>PrimaryCEChanged</name>               <synopsis>A new primary CE has been selected               </synopsis>               <eventTarget>                  <eventField>CEID</eventField>               </eventTarget>               <eventChanged/>Ogawa, et al.                Standards Track                   [Page 29]

RFC 7121            ForCES Intra-NE High Availability      February 2014               <eventReports>                  <eventReport>                     <eventField>CEID</eventField>                  </eventReport>               </eventReports>            </event>         </events>      </LFBClassDef>   </LFBClassDefs></LFBLibrary>Ogawa, et al.                Standards Track                   [Page 30]

RFC 7121            ForCES Intra-NE High Availability      February 2014Authors' Addresses   Kentaro Ogawa   NTT Corporation   3-9-11 Midori-cho   Musashino-shi, Tokyo  180-8585   Japan   EMail: k.ogawa@ntt.com   Weiming Wang   Zhejiang Gongshang University   18 Xuezheng Str., Xiasha University Town   Hangzhou  310018   P.R. China   Phone: +86 571 28877751   EMail: wmwang@zjsu.edu.cn   Evangelos Haleplidis   University of Patras   Department of Electrical and Computer Engineering   Patras  26500   Greece   EMail: ehalep@ece.upatras.gr   Jamal Hadi Salim   Mojatatu Networks   Suite 400, 303 Moodie Dr.   Ottawa, Ontario  K2H 9R4   Canada   EMail: hadi@mojatatu.comOgawa, et al.                Standards Track                   [Page 31]

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