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Internet Engineering Task Force (IETF)                         M. TuexenRequest for Comments: 7053                                  I. RuengelerUpdates:4960                           Muenster Univ. of Appl. SciencesCategory: Standards Track                                     R. StewartISSN: 2070-1721                                           Adara Networks                                                           November 2013SACK-IMMEDIATELY Extension forthe Stream Control Transmission ProtocolAbstract   This document updatesRFC 4960 by defining a method for the sender of   a DATA chunk to indicate that the corresponding Selective   Acknowledgment (SACK) chunk should be sent back immediately and   should not be delayed.  It is done by specifying a bit in the DATA   chunk header, called the (I)mmediate bit, which can get set by either   the Stream Control Transmission Protocol (SCTP) implementation or the   application using an SCTP stack.  Since unknown flags in chunk   headers are ignored by SCTP implementations, this extension does not   introduce any interoperability problems.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7053.Tuexen, et al.               Standards Track                    [Page 1]

RFC 7053                    SACK-IMMEDIATELY               November 2013Copyright Notice   Copyright (c) 2013 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . .22.  Conventions . . . . . . . . . . . . . . . . . . . . . . . . . .33.  The (I)mmediate Bit in the DATA Chunk Header  . . . . . . . . .34.  Use Cases . . . . . . . . . . . . . . . . . . . . . . . . . . .44.1.  Triggering at the Application Level . . . . . . . . . . . .44.2.  Triggering at the SCTP Level  . . . . . . . . . . . . . . .45.  Procedures  . . . . . . . . . . . . . . . . . . . . . . . . . .55.1.  Sender-Side Considerations  . . . . . . . . . . . . . . . .55.2.  Receiver Side Considerations  . . . . . . . . . . . . . . .56.  Interoperability Considerations . . . . . . . . . . . . . . . .57.  Socket API Considerations . . . . . . . . . . . . . . . . . . .58.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . .69.  Security Considerations . . . . . . . . . . . . . . . . . . . .710. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . .711. References  . . . . . . . . . . . . . . . . . . . . . . . . . .711.1. Normative References  . . . . . . . . . . . . . . . . . . .711.2. Informative References  . . . . . . . . . . . . . . . . . .71.  Introduction   According to [RFC4960], the receiver of a DATA chunk should use   delayed SACKs.  This delay is completely controlled by the receiver   of the DATA chunk and remains the default behavior.   In specific situations, the delaying of SACKs results in reduced   performance of the protocol:   1.  If such a situation can be detected by the receiver, the       corresponding SACK can be sent immediately.  For example,       [RFC4960] recommends immediately sending the SACK if the receiver       has detected message loss or message duplication.Tuexen, et al.               Standards Track                    [Page 2]

RFC 7053                    SACK-IMMEDIATELY               November 2013   2.  However, if the situation can only be detected by the sender of       the DATA chunk, [RFC4960] provides no method of avoiding a delay       in sending the SACK.  Examples of these situations include ones       that require interaction with the application (e.g., applications       using the SCTP_SENDER_DRY_EVENT, seeSection 4.1) and ones that       can be detected by the SCTP stack itself (e.g., closing the       association, hitting window limits, or resetting streams, seeSection 4.2).   To overcome the limitation described in the second case, this   document describes a simple extension of the SCTP DATA chunk by   defining a new flag, the "I bit".  By setting this bit, the sender of   a DATA chunk indicates that the corresponding SACK chunk should not   be delayed.2.  Conventions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].3.  The (I)mmediate Bit in the DATA Chunk Header   Figure 1 shows the extended DATA chunk.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |   Type = 0    |  Res  |I|U|B|E|           Length              |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                              TSN                              |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |        Stream Identifier      |     Stream Sequence Number    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                  Payload Protocol Identifier                  |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   \                                                               \   /                           User Data                           /   \                                                               \   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                   Figure 1: Extended DATA chunk format   The only difference between the DATA chunk in Figure 1 and the DATA   chunk defined in [RFC4960] is the addition of the I bit in the flags   field of the DATA chunk header.Tuexen, et al.               Standards Track                    [Page 3]

RFC 7053                    SACK-IMMEDIATELY               November 2013   [RFC4960] defines the Reserved field and specifies that these bits   should be set to 0 by the sender and ignored by the receiver.4.  Use Cases   The setting of the I bit can either be triggered by the application   using SCTP or by the SCTP stack itself.  The following two   subsections provide a non-exhaustive list of examples of how the I   bit may be set.4.1.  Triggering at the Application Level   One example of a situation in which it may be desirable for an   application to trigger the setting of the I bit involves the   SCTP_SENDER_DRY_EVENT in the SCTP socket API [RFC6458].  Upper layers   of SCTP that use the socket API as defined in [RFC6458] may subscribe   to the SCTP_SENDER_DRY_EVENT to be notified as soon as no user data   is outstanding.  To avoid an unnecessary delay, the application can   request that the I bit be set when sending the last user message   before waiting for the event.  This results in setting the I bit of   the last DATA chunk corresponding to the user message; this is   possible using the extension of the socket API described inSection 7.4.2.  Triggering at the SCTP Level   There are also situations in which the SCTP implementation can set   the I bit without interacting with the upper layer.   If the association is in the SHUTDOWN-PENDING state, setting the I   bit reduces the number of simultaneous associations for a busy server   handling short-lived associations.   Another case is where the sending of a DATA chunk fills the   congestion or receiver window.  Setting the I bit in these cases   improves the throughput of the transfer.   If an SCTP association supports the SCTP Stream Reconfiguration   extension defined in [RFC6525], the performance can be improved by   setting the I bit when there are pending reconfiguration requests   that require that there be no outstanding DATA chunks.Tuexen, et al.               Standards Track                    [Page 4]

RFC 7053                    SACK-IMMEDIATELY               November 20135.  Procedures5.1.  Sender-Side Considerations   Whenever the sender of a DATA chunk can benefit from the   corresponding SACK chunk being sent back without delay, the sender   MAY set the I bit in the DATA chunk header.  Please note that why the   sender has set the I bit is irrelevant to the receiver.   Reasons for setting the I bit include, but are not limited to (seeSection 4 for the benefits):   o  The application requests to set the I bit of the last DATA chunk      of a user message when providing the user message to the SCTP      implementation (seeSection 7).   o  The sender is in the SHUTDOWN-PENDING state.   o  The sending of a DATA chunk fills the congestion or receiver      window.   o  The sending of an Outgoing SSN Reset Request Parameter or an SSN/      TSN Reset Request Parameter is pending, if the association      supports the Stream Reconfiguration extension defined in      [RFC6525].5.2.  Receiver Side Considerations   Upon receipt of an SCTP packet containing a DATA chunk with the I bit   set, the receiver SHOULD NOT delay the sending of the corresponding   SACK chunk, i.e., the receiver SHOULD immediately respond with the   corresponding SACK chunk.6.  Interoperability Considerations   According to [RFC4960], the receiver of a DATA chunk with the I bit   set should ignore this bit when it does not support the extension   described in this document.  Since the sender of the DATA chunk is   able to handle this case, there is no requirement for negotiating the   support of the feature described in this document.7.  Socket API Considerations   This section describes how the socket API defined in [RFC6458] is   extended to provide a way for the application to set the I bit.   Please note that this section is informational only.Tuexen, et al.               Standards Track                    [Page 5]

RFC 7053                    SACK-IMMEDIATELY               November 2013   A socket API implementation based on [RFC6458] needs to be extended   to allow the application to set the I bit of the last DATA chunk when   sending each user message.   This can be done by setting a flag called SCTP_SACK_IMMEDIATELY in   the snd_flags field of the struct sctp_sndinfo structure when using   sctp_sendv() or sendmsg().  If the deprecated struct sctp_sndrcvinfo   structure is used instead when calling sctp_send(), sctp_sendx(), or   sendmsg(), the SCTP_SACK_IMMEDIATELY flag can be set in the   sinfo_flags field.  When using the deprecated function   sctp_sendmsg(), the SCTP_SACK_IMMEDIATELY flag can be in the flags   parameter.8.  IANA Considerations   Following the chunk flag registration procedure defined in [RFC6096],   IANA has registered a new bit, the I bit, for the DATA chunk.   The "Chunk Flags" registry for SCTP has been updated as described in   the following table.                             DATA Chunk Flags            +------------------+-----------------+-----------+            | Chunk Flag Value | Chunk Flag Name | Reference |            +------------------+-----------------+-----------+            | 0x01             | E bit           | [RFC4960] |            | 0x02             | B bit           | [RFC4960] |            | 0x04             | U bit           | [RFC4960] |            | 0x08             | I bit           | [RFC7053] |            | 0x10             | Unassigned      |           |            | 0x20             | Unassigned      |           |            | 0x40             | Unassigned      |           |            | 0x80             | Unassigned      |           |            +------------------+-----------------+-----------+Tuexen, et al.               Standards Track                    [Page 6]

RFC 7053                    SACK-IMMEDIATELY               November 20139.  Security Considerations   See [RFC4960] for general security considerations for SCTP.  In   addition, a malicious sender can force its peer to send packets   containing a SACK chunk for each received packet containing DATA   chunks instead of every other received packet containing DATA chunks.   This could impact the network, resulting in more packets sent on the   network, or the peer, because the generating and sending of the   packets has some processing cost.  However, the additional packets   can only contain the simplest SACK chunk (no gap reports, no   duplicate TSNs), since in cases of packet drops or reordering in the   network a SACK chunk would be sent immediately anyway.  Therefore,   this does not introduce a significant additional processing cost on   the receiver side.  This also does not result in more traffic in the   network, because a receiver sending a SACK for every packet is   already permitted.10.  Acknowledgments   The authors wish to thank Mark Allmann, Brian Bidulock, David Black,   Anna Brunstrom, Gorry Fairhurst, Janardhan Iyengar, Kacheong Poon,   and Michael Welzl for their invaluable comments.11.  References11.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC4960]  Stewart, R., "Stream Control Transmission Protocol",RFC 4960, September 2007.   [RFC6096]  Tuexen, M. and R. Stewart, "Stream Control Transmission              Protocol (SCTP) Chunk Flags Registration",RFC 6096,              January 2011.11.2.  Informative References   [RFC6458]  Stewart, R., Tuexen, M., Poon, K., Lei, P., and V.              Yasevich, "Sockets API Extensions for the Stream Control              Transmission Protocol (SCTP)",RFC 6458, December 2011.   [RFC6525]  Stewart, R., Tuexen, M., and P. Lei, "Stream Control              Transmission Protocol (SCTP) Stream Reconfiguration",RFC 6525, February 2012.Tuexen, et al.               Standards Track                    [Page 7]

RFC 7053                    SACK-IMMEDIATELY               November 2013Authors' Addresses   Michael Tuexen   Muenster University of Applied Sciences   Stegerwaldstr. 39   48565 Steinfurt   DE   EMail: tuexen@fh-muenster.de   Irene Ruengeler   Muenster University of Applied Sciences   Stegerwaldstr. 39   48565 Steinfurt   DE   EMail: i.ruengeler@fh-muenster.de   Randall R. Stewart   Adara Networks   Chapin, SC  29036   US   EMail: randall@lakerest.netTuexen, et al.               Standards Track                    [Page 8]

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