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INFORMATIONAL
Internet Engineering Task Force (IETF)                     N. Bitar, Ed.Request for Comments: 6934                                       VerizonCategory: Informational                                   S. Wadhwa, Ed.ISSN: 2070-1721                                           Alcatel-Lucent                                                                 T. Haag                                                        Deutsche Telekom                                                                   H. Li                                                     Huawei Technologies                                                               June 2013Applicability of the Access Node Control Mechanism toBroadband Networks Based on Passive Optical Networks (PONs)Abstract   The purpose of this document is to provide applicability of the   Access Node Control Mechanism to broadband access based on Passive   Optical Networks (PONs).  The need for an Access Node Control   Mechanism between a Network Access Server (NAS) and an Access Node   Complex, composed of a combination of Optical Line Termination (OLT)   and Optical Network Termination (ONT) elements, is described in a   multi-service reference architecture in order to perform QoS-related,   service-related, and subscriber-related operations.  The Access Node   Control Mechanism is also extended for interaction between components   of the Access Node Complex (OLT and ONT).  The Access Node Control   Mechanism will ensure that the transmission of information between   the NAS and Access Node Complex (ANX) and between the OLT and ONT   within an ANX does not need to go through distinct element managers   but rather uses direct device-to-device communication and stays on   net.  This allows for performing access-link-related operations   within those network elements to meet performance objectives.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6934.Bitar, et al.                 Informational                     [Page 1]

RFC 6934               ANCP in PON-Based Networks              June 2013Copyright Notice   Copyright (c) 2013 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1. Introduction ....................................................32. Terminology .....................................................43. Motivation for Explicit Extension of ANCP to FTTx PON ...........64. Reference Model for PON-Based Broadband Access Network ..........74.1. Functional Blocks ..........................................94.1.1. Home Gateway ........................................94.1.2. PON Access ..........................................94.1.3. Access Node Complex ................................104.1.4. Access Node Complex Uplink to the NAS ..............104.1.5. Aggregation Network ................................104.1.6. Network Access Server ..............................104.1.7. Regional Network ...................................10      4.2. Access Node Complex Control Reference Architecture           Options ...................................................114.2.1. ANCP+OMCI ANX Control ..............................114.2.2. All-ANCP ANX Control ...............................125. Concept of Access Node Control Mechanism for PON-Based Access ..136. Multicast ......................................................166.1. Multicast Conditional Access ..............................166.2. Multicast Admission Control ...............................186.3. Multicast Accounting ......................................307. Remote Connectivity Check ......................................318. Access Topology Discovery ......................................329. Access Loop Configuration ......................................3410. Security Considerations .......................................3411. Differences in ANCP Applicability between DSL and PON .........3512. ANCP versus OMCI between the OLT and ONT/ONU ..................3613. Acknowledgements ..............................................3714. References ....................................................3714.1. Normative References .....................................3714.2. Informative References ...................................38Bitar, et al.                 Informational                     [Page 2]

RFC 6934               ANCP in PON-Based Networks              June 20131.  Introduction   Passive Optical Networks (PONs) based on Broadband PON (BPON)   [G.983.1] and Gigabit PON (GPON) [G.984.1] are being deployed across   carrier networks.  There are two models for PON deployment: Fiber to   the Building/Curb (FTTB/FTTC) and Fiber to the Premises (FTTP).  In   the FTTB/C deployment, the last-mile connectivity to the subscriber   premises is provided over the local copper loop, often using Very   High Speed Digital Subscriber Line (VDSL).  In the FTTP case, PON   extends to the premises of the subscriber.  In addition, there are   four main PON technologies: (1) BPON, (2) GPON, (3) 10-Gigabit PON   (XG-PON), and (4) Ethernet PON (EPON).  This document describes the   applicability of the Access Node Control Protocol (ANCP) in the   context of FTTB/C and FTTP deployments, focusing on BPON, GPON, and   XG-PON.  Architectural considerations lead to different ANCP   compositions.  Therefore, the composition of ANCP communication   between Access Nodes (ANs) and Network Access Servers (NASs) is   described using different models.   BPON, GPON, and XG-PON in FTTP deployments provide large bandwidth in   the first mile, bandwidth that is an order of magnitude larger than   that provided by xDSL.  In the downstream direction, BPON provides   622 Mbit/s per PON, GPON provides 2.4 Gbit/s, and XG-PON provides 10   Gbit/s.   In residential deployments, the number of homes sharing the same PON   is limited by the technology and the network engineering rules.   Typical deployments have 32-64 homes per PON.   The motive behind BPON, GPON, and XG-PON deployment is to provide   triple-play services over IP: voice, video, and data.  Voice is   generally low bandwidth but has requirements for low delay, low   jitter, and low packet loss.  Data services (e.g., Internet services)   often require high throughput and can tolerate medium latency.  Data   services may include multimedia content download such as video.   However, in that case, the video content is not required to be real-   time, and/or it is low-quality video.  Video services, on the other   hand, are targeted to deliver Standard Definition or High Definition   video content in real time or near real time, depending on the   service model.  Standard Definition content using MPEG2 encoding   requires on the order of 3.75 Mbit/s per stream while High Definition   content using MPEG2 encoding requires 15-19 Mbit/s depending on the   level of compression used.  Video services require low jitter and low   packet loss with low start-time latency.  There are two types of   video services: on demand and broadcast (known also as linear   programming content).  While linear programming content can be   provided over Layer 1 on the PON, the focus in this document is onBitar, et al.                 Informational                     [Page 3]

RFC 6934               ANCP in PON-Based Networks              June 2013   delivering linear programming content over IP to the subscriber using   IP multicast.  Video on Demand (VoD) is also considered for delivery   to the subscriber over IP using a unicast session model.   Providing simultaneous triple-play services over IP with unicast   video and multicast video, VoIP, and data requires an architecture   that preserves the quality of service of each service.  Fundamental   to this architecture is ensuring that the video content (unicast and   multicast) delivered to the subscriber does not exceed the bandwidth   allocated to the subscriber for video services.  Architecture models   often ensure that data is guaranteed a minimum bandwidth and that   VoIP is guaranteed its own bandwidth.  In addition, QoS control   across services is often performed at a Network Access Server (NAS),   often referred to as Broadband Network Gateway (BNG) for subscriber   management, per subscriber and shared link resources.  Efficient   multicast video services require enabling multicast services in the   access network between the subscriber and the subscriber management   platform.  In the FTTP/B/C PON environment, this implies enabling IP   multicast on the ANX composed of the Optical Network Terminal (ONT)   or Unit (ONU) and Optical Line Terminal (OLT), as applicable.  This   is as opposed to Digital Subscriber Line (DSL) deployments where   multicast is enabled on the DSL Access Multiplexer (DSLAM) only.  The   focus in this document will be on the ANCP requirements needed for   coordinated admission control of unicast and multicast video in   FTTP/B/C PON environments between the ANX and the NAS, specifically   focusing on bandwidth dedicated for multicast and shared bandwidth   between multicast and unicast.   [RFC5851] provides the framework and requirements for coordinated   admission control between a NAS and an AN with special focus on DSL   deployments.  This document extends that framework and the related   requirements to explicitly address PON deployments.2.  Terminology   -  PON (Passive Optical Network) [G.983.1][G.984.1]: a point-to-      multipoint FTTP network architecture in which unpowered splitters      are used to enable the splitting of an optical signal from a      central office on a single optical fiber to multiple premises.  Up      to 32-128 may be supported on the same PON.  A PON configuration      consists of an Optical Line Terminal (OLT) at the service      provider's central office (CO) and a number of Optical Network      Units or Terminals (ONUs/ONTs) near end users, with an Optical      Distribution Network (ODN) composed of fibers and splitters      between them.  A PON configuration reduces the amount of fiber and      CO equipment required compared with point-to-point architectures.Bitar, et al.                 Informational                     [Page 4]

RFC 6934               ANCP in PON-Based Networks              June 2013   -  Access Node Complex (ANX): composed of two geographically      separated functional elements -- OLT and ONU/ONT.  The general      term Access Node Complex (ANX) will be used when describing a      functionality that does not depend on the physical location but      rather on the "black box" behavior of OLT and ONU/ONT.   -  Optical Line Terminal (OLT): is located in the service provider's      central office (CO).  It terminates and aggregates multiple PONs      (providing fiber access to multiple premises or neighborhoods) on      the subscriber side and interfaces with the Network Access Server      (NAS) that provides subscriber management.   -  Optical Network Terminal (ONT): terminates PON on the network side      and provides PON adaptation.  The subscriber side interface and      the location of the ONT are dictated by the type of network      deployment.  For an FTTP deployment (with fiber all the way to the      apartment or living unit), ONT has Ethernet (Fast Ethernet (FE) /      Gigabit Ethernet (GE) / Multimedia over Coax Alliance (MoCA))      connectivity with the Home Gateway (HGW) / Customer Premises      Equipment (CPE).  In certain cases, one ONT may provide      connections to more than one Home Gateway at the same time.   -  Optical Network Unit (ONU): a generic term denoting a device that      terminates any one of the distributed (leaf) endpoints of an      Optical Distribution Network (ODN), implements a PON protocol, and      adapts PON PDUs to subscriber service interfaces.  In the case of      a multi-dwelling unit (MDU) or multi-tenant unit (MTU), a multi-      subscriber ONU typically resides in the basement or a wiring      closet (FTTB case) and has FE/GE/Ethernet over native Ethernet      link or over xDSL (typically VDSL) connectivity with each CPE at      the subscriber premises.  In the case where fiber is terminated      outside the premises (neighborhood or curb side) on an ONT/ONU,      the last-leg-premises connections could be via existing or new      copper, with xDSL physical layer (typically VDSL).  In this case,      the ONU effectively is a "PON-fed DSLAM".   -  Network Access Server (NAS): network element that aggregates      subscriber traffic from a number of ANs or ANXs.  The NAS is often      an injection point for policy management and IP QoS in the access      network.  It is also referred to as Broadband Network Gateway      (BNG) or Broadband Remote Access Server (BRAS).   -  Home Gateway (HGW): network element that connects subscriber      devices to the AN or ANX and the access network.  In the case of      xDSL, the Home Gateway is an xDSL network termination that could      either operate as a Layer 2 bridge or as a Layer 3 router.  In theBitar, et al.                 Informational                     [Page 5]

RFC 6934               ANCP in PON-Based Networks              June 2013      latter case, such a device is also referred to as a Routing      Gateway (RG).  In the case of PON, it is often a Layer 3 routing      device with the ONT performing PON termination.   -  PON-Customer-ID: identifier that uniquely identifies the ANX and      the access loop logical port on the ANX to the subscriber      (customer) premises and is used in any interaction between NAS and      ANX that relates to access loops.  Logically, it is composed of      information containing identification of the OLT (the OLT may be      physically and directly connected to the NAS), the PON port on the      OLT, the ONT/ONU, and the port on the ONT/ONU connecting to the      subscriber HGW.  When acting as a DHCP relay agent, the OLT can      encode PON-Customer-ID in the "Agent Circuit ID" sub-option in      Option 82 of the DHCP messages [RFC3046].3.  Motivation for Explicit Extension of ANCP to FTTx PON   The fundamental difference between PON and DSL is that a PON is an   optical broadcast network by definition.  That is, at the PON level,   every ONT on the same PON sees the same signal.  However, the ONT   filters only those PON frames addressed to it.  Encryption is used on   the PON to prevent eavesdropping.   The broadcast PON capability is very suitable for delivering   multicast content to connected premises, maximizing bandwidth usage   efficiency on the PON.  Similar to DSL deployments, enabling   multicast on the Access Node Complex (ANX) provides for bandwidth use   efficiency on the path between the Access Node and the NAS as well as   improves the scalability of the NAS by reducing the amount of   multicast traffic being replicated at the NAS.  However, the   broadcast capability on the PON enables the AN (OLT) to send one copy   on the PON as opposed to one copy to each receiver on the PON.  The   PON multicast capability can be leveraged in the case of GPON and   BPON as discussed in this document.   Fundamental to leveraging the broadcast capability on the PON for   multicast delivery is the ability to assign no key, a single   encryption key for all PON frames carrying all multicast channels, or   a key per set of multicast channels that correspond to a service   package.  When supporting encryption for multicast channels, the   encryption key is generated by the OLT and sent by the OLT to each   targeted ONT via the ONT Management and Control Interface (OMCI) as   described inSection 15.5.2 of ITU-T G.987.3 [G.987.3] for XG-PON.   It should be noted that the ONT can be a multi-dwelling unit (MDU)   ONT with multiple Ethernet ports, each connected to a living unit.   Thus, the ONT must not only be able to receive a multicast frame but   must also be able to forward that frame only to the Ethernet port   with receivers for the corresponding channel.Bitar, et al.                 Informational                     [Page 6]

RFC 6934               ANCP in PON-Based Networks              June 2013   In order to implement triple-play service delivery with necessary   "quality-of-experience", including end-to-end bandwidth optimized   multicast video delivery, there needs to be tight coordination   between the NAS and the ANX.  This interaction needs to be near real-   time as services are requested via application- or network-level   signaling by broadband subscribers.  ANCP, as defined in [RFC5851]   for DSL based networks, is very suitable to realize a control   protocol (with transactional exchange capabilities) between the PON-   enabled ANX and the NAS and also between the components comprising   the ANX, i.e., between the OLT and the ONT.  Typical use cases for   ANCP in the PON environment include the following:   -  Access topology discovery   -  Access loop configuration   -  Multicast      -  Optimized multicast delivery      -  Unified video resource control      -  NAS-based provisioning of ANX   -  Remote connectivity check4.  Reference Model for PON-Based Broadband Access Network   An overall end-to-end reference architecture of a PON access network   is depicted in Figures 1 and 2 with ONT serving a single HGW, and   ONT/ONU serving multiples HGWs, respectively.  An OLT may provide   FTTP and FTTB/C access at the same time but most likely not on the   same PON port.  Specifically, the following PON cases are addressed   in the context of this reference architecture:   -  BPON with Ethernet uplink to the NAS and ATM on the PON side   -  GPON/XG-PON with Ethernet uplink to the NAS and Ethernet on the      PON side   In the case of an Ethernet aggregation network that supports new QoS-   enabled IP services (including Ethernet multicast replication), the   architecture builds on the reference architecture specified in the   Broadband Forum (BBF) [TR-101].  The Ethernet aggregation network   between a NAS and an OLT may be degenerated to one or more direct   physical Ethernet links.   Given the industry move towards Ethernet as the new access and   aggregation technology for triple-play services, the primary focus   throughout this document is on GPON/XG-PON and BPON with Ethernet   between the NAS and the OLT.Bitar, et al.                 Informational                     [Page 7]

RFC 6934               ANCP in PON-Based Networks              June 2013                                          Access           Customer                              <---------Aggregation-------><-Prem->                                          Network           Network                                       +------------------+                                       |  Access Node     |                                       |  Complex (ANX)   |         +---------+   +---+  +-----+  |+---+       +---+ |  +---+         |         | +-|NAS|--|Eth  |--||OLT|-<PON>-|ONT|-|--|HGW|   NSP---+Regional | | +---+  |Agg  |  |+---+       +---+ |  +---+         |Broadband| | +---+  +-----+  +------------------+         |Network  |-+-|NAS|                  |   ASP---+         | | +---+                  |         |         | | +---+                  |         +---------+ +-|NAS|                  |       +---+  +---+                       +---|                  +-<PON>-|ONT|--|HGW|                                                  |   +---+  +---+                                                  |                                                  |   +---+  +---+                                                  +---|ONT|--|HGW|                                                      +---+  +---+         HGW      : Home Gateway         NAS      : Network Access Server         PON      : Passive Optical Network         OLT      : Optical Line Terminal         ONT      : Optical Network Terminal                     Figure 1:  Access Network with PONBitar, et al.                 Informational                     [Page 8]

RFC 6934               ANCP in PON-Based Networks              June 2013                                                         FE/GE/VDSL                                                         +---+ +---+                                +----------------+       |   |-|HGW|         +---------+   +-----+  | +-----+  +----+|       |   | +---+         |         | +-|NAS  |--| |Eth  |--|OLT||-<PON>- |   |   NSP---+Regional | | +-----+  | |Agg  |  |    ||     | |ONT| +---+         |Broadband| |          | |     |  |    ||     | | or|-|HGW|         |Network  | | +-----+  | +-----+  +----+|     | |ONU| +---+         |         |-+-|NAS  |  +----------------+     | |   |   ASP---+         | | +-----+                         | |   | +---+         |         | | +-----+                         | |   |-|HGW|         +---------+ +-|NAS  |                         | +---+ +---+                       +-----+                         |                                                       | +---+ +---+                                                       +-|ONT|-|HGW|                                                         +---+ +---+   Figure 2: FTTP/FTTB/C with Multi-Subscriber ONT/ONU Serving MTUs/MDUs   The following sections describe the functional blocks and network   segments in the PON access reference architecture.4.1.  Functional Blocks4.1.1.  Home Gateway   The Home Gateway (HGW) connects the different CPEs to the ANX and the   access network.  In the case of PON, the HGW is a Layer 3 router.  In   this case, the HGW performs IP configuration of devices within the   home via DHCP and performs Network Address and Port Translation   (NAPT) between the LAN and WAN side.  In the case of FTTP/B/C, the   HGW connects to the ONT/ONU over an Ethernet interface.  That   Ethernet interface could be over an Ethernet physical port or over   another medium.  In the case of FTTP, it is possible to have a single   box GPON CPE solution where the ONT encompasses the HGW functionality   as well as the GPON adaptation function.4.1.2.  PON Access   PON access is composed of the ONT/ONU and OLT.  PON ensures physical   connectivity between the ONT/ONU at the customer premises and the   OLT.  PON framing can be BPON or GPON.  The protocol encapsulation on   BPON is based on multi-protocol encapsulation over ATM Adaptation   Layer 5 (AAL5), defined in [RFC2684].  This covers PPP over Ethernet   (PPPoE, defined in [RFC2516]) or IP over Ethernet (IPoE).  The   protocol encapsulation on GPON is always IPoE.  In all cases, the   connection between the AN (OLT) and the NAS (or BNG) is assumed to be   Ethernet in this document.Bitar, et al.                 Informational                     [Page 9]

RFC 6934               ANCP in PON-Based Networks              June 20134.1.3.  Access Node Complex   The Access Node Complex (ANX) is composed of OLT and ONT/ONU and is   defined inSection 2.4.1.4.  Access Node Complex Uplink to the NAS   The ANX uplink connects the OLT to the NAS.  The fundamental   requirements for the ANX uplink are to provide traffic aggregation,   Class of Service distinction, customer separation, and traceability.   This can be achieved using an ATM or an Ethernet-based technology.   As stated earlier, the focus in this document is on Ethernet.4.1.5.  Aggregation Network   The aggregation network provides traffic aggregation towards the NAS.   The aggregation network is assumed to be Ethernet in this document.4.1.6.  Network Access Server   The NAS is a network device that aggregates multiplexed subscriber   traffic from a number of ANXs.  The NAS plays a central role in per-   subscriber policy enforcement and QoS.  It is often referred to as a   Broadband Network Gateway (BNG) or Broadband Remote Access Server   (BRAS).  A detailed definition of the NAS is given in [RFC2881].  The   NAS interfaces to the aggregation network by means of 802.1Q or 802.1   Q-in-Q Ethernet interfaces and towards the Regional Network by means   of transport interfaces (e.g., GigE, PPP over Synchronous Optical   Network (SONET)).  The NAS functionality corresponds to the BNG   functionality described in BBF TR-101 [TR-101].  In addition, the NAS   supports the Access Node Control functionality defined for the   respective use cases in this document.4.1.7.  Regional Network   The Regional Network connects one or more NASs and associated access   networks to Network Service Providers (NSPs) and Application Service   Providers (ASPs).  The NSP authenticates access and provides and   manages the IP address to subscribers.  It is responsible for overall   service assurance and includes Internet Service Providers (ISPs).   The ASP provides application services to the application subscriber   (gaming, video, content on demand, IP telephony, etc.).  The NAS can   be part of the NSP network.  Similarly, the NSP can be the ASP.Bitar, et al.                 Informational                    [Page 10]

RFC 6934               ANCP in PON-Based Networks              June 20134.2.  Access Node Complex Control Reference Architecture OptionsSection 3 details the differences between xDSL access and PON access   and the implication of these differences on DSLAM control versus OLT   and ONT/ONU (ANX) control.  The following sections describe two   reference models: (1) ANCP+OMCI ANX control and (2) All-ANCP ANX   control.  That is, the two models differ in the ONT/ONU control   within the ANX.  Choosing which model to implement may be based on   the ONT/ONU type and the capabilities of the ONT/ONU and OLT; this is   an implementation-specific decision that is outside the scope of this   document.  It is possible for an OLT or an OLT PON port to connect to   ONTs/ONUs with different capabilities and for these two models to co-   exist on the same OLT and same PON.Section 12 describes the   differences between OMCI and ANCP in controlling the ONU/ONT.   OMCI is designed as a protocol between the OLT and ONT/ONU.  It   enables the OLT to configure and administer capabilities on the   ONT/ONU in BPON, GPON, and XG-PON.  ANCP is designed as a protocol   between the NAS and Access Node.  Among other functions, it enables   the NAS to enforce dynamic policies on the Access Node and the Access   Node to report events to the NAS.4.2.1.  ANCP+OMCI ANX Control   Figure 3 depicts the reference model for ANCP+OMCI ANX control.  In   this model, ANCP is enabled between the NAS and a connected OLT, and   OMCI is enabled between the OLT and an attached ONT/ONU.  NAS   communicates with the ANX via ANCP.  The OLT acts as an ANCP/OMCI   gateway for communicating necessary events and policies between the   OLT and ONT/ONU within the ANX and for communicating relevant   policies and events between the ONT/ONU and the NAS.  The   functionality performed by the OLT as an ANCP/OMCI gateway will be   application dependent (e.g., multicast control, topology discovery)   and should be specified in a related specification.  It should be   noted that some applications are expected to require ANCP and/or OMCI   extensions to map messages between OMCI and ANCP.  OMCI extensions   are likely to be defined by the ITU-T.  It should also be noted that   in addition to configuration and administration, OMCI provides the   capability to report status changes on an ONT/ONU with AVC (Attribute   Value Change) notifications.  When the ONT/ONU's DSL or Ethernet   User-Network Interface (UNI) attributes change, a related Management   Entity will send a corresponding notification (AVC) to the OLT.  The   OLT interworks such a notification into an ANCP report and sends it   to the connected NAS via the ANCP session between the OLT and the   NAS.  As the ANCP report contains information of ONT/ONU's UNI and   OLT's PON port, NAS can obtain accurate information of access   topology.Bitar, et al.                 Informational                    [Page 11]

RFC 6934               ANCP in PON-Based Networks              June 2013                                     +----------------------+                                     |         ANX          |         +---------+   +---+  +---+  |+---+       +-------+ | +---+         |         | +-|NAS|--|Eth|--||OLT|-<PON>-|ONU/ONT|-|-|HGW|   NSP---+Regional | | +---+  |Agg|  |+---+       +-------+ | +---+         |Broadband| | +---+  +---+  +----------------------+         |Network  |-+-|NAS|               |   ASP---+         | | +---+               |         |         | | +---+               |         +---------+ +-|NAS|               |       +-------+ +---+                       +---|               +-<PON>-|ONU/ONT|-|HGW|                                                |  +-------+ +---+                                                |  +---+     +---+                                                +--|ONT|-----|HGW|                                                   +---+     +---+                              ANCP                 OMCI                     +<--------------->+<----------->+      HGW: Home Gateway      NAS: Network Access Server      PON: Passive Optical Network      OLT: Optical Line Terminal      ONT: Optical Network Terminal      ONU: Optical Network Unit     Figure 3: Access Network with Single ANCP+OMCI Control4.2.2.  All-ANCP ANX Control   Figure 4 depicts the All-ANCP ANX control reference model.  In this   model, an ANCP session is enabled between a NAS and a connected OLT,   and another ANCP session is enabled between the OLT and a connected   ONT/ONU.  ANCP enables communication of policies and events between   the OLT and the ANX.  The OLT acts as a gateway to relay policies and   events between the NAS and ONT/ONU within the ANX in addition to   communicating policies and events between the OLT and ONT/ONU.  It   should be noted that in this model, OMCI (not shown) is expected to   be simultaneously enabled between the ONT and OLT, supporting   existing OMCI capabilities and applications on the PON, independent   of ANCP or applications intended to be supported by ANCP.Bitar, et al.                 Informational                    [Page 12]

RFC 6934               ANCP in PON-Based Networks              June 2013                                     +----------------------+                                     | Access Node Complex  |                                     |      (ANX)           |         +---------+   +---+  +---+  |+---+       +-------+ |  +---+         |         | +-|NAS|--|Eth|--||OLT|-<PON>-|ONU/ONT| |--|HGW|   NSP---+Regional | | +---+  |Agg|  |+---+       +-------+ |  +---+         |Broadband| | +---+  +---+  +----------------------+         |Network  |-+-|NAS|                |   ASP---+         | | +---+                |         |         | | +---+                |         +---------+ +-|NAS|                |       +-------+  +---+                       +---|                +-<PON>-|ONU/ONT|--|HGW|                                                |   +-------+  +---+                                                |                                                |   +-------+  +---+                                                +---|ONU/ONT|--|HGW|                                                    +-------+  +---+                              ANCP               ANCP                     +<----------------->+<---------->+       HGW: Home Gateway       NAS: Network Access Server       PON: Passive Optical Network       OLT: Optical Line Terminal       ONT: Optical Network Terminal       ONU: Optical Network Unit              Figure 4:  All-ANCP ANX Control Reference Model5.  Concept of Access Node Control Mechanism for PON-Based Access   The high-level communication framework for an Access Node Control   Mechanism is shown in Figure 5 for the All-ANCP ANX control model.   The Access Node Control Mechanism defines a quasi-real-time, general-   purpose method for multiple network scenarios with an extensible   communication scheme, addressing the different use cases that are   described in the sections that follow.  The Access Node Control   Mechanism is also extended to run between OLT and ONT/ONU.  The   mechanism consists of a controller function and a reporting and/or   enforcement function.  The controller function is used to receive   status information or admission requests from the reporting function.   It is also used to trigger a certain behavior in the network element   where the reporting and/or enforcement function resides.   The reporting function is used to convey status information to the   controller function that requires the information for executing local   functions.  The enforcement function can be contacted by theBitar, et al.                 Informational                    [Page 13]

RFC 6934               ANCP in PON-Based Networks              June 2013   controller function to enforce a specific policy or trigger a local   action.  The messages shown in Figure 5 show the conceptual message   flow.  The actual use of these flows, and the times or frequencies   when these messages are generated, depend on the actual use cases,   which are described in later sections.     +--------+     | Policy |                               +----+     | Server |                    +--<PON>---|ONT |------- HGW     +--------+                   +           +----+  +---+          |                      +         +----------|ONT|----HGW          |                     +          |          +---+          |               +----------------|-------------+       +----+             | +----+         |     +-----+ |    +---+       |NAS |---------------|    |         |     |     |-|----|HGW|       |    |<------------->|    |         |     | ONU | |    +---+       +----+     ANCP    | |OLT |------<PON>----|     | |          |               | |    |               |     | |    +---+          |               | |    |<------------->|     |------|HGW|          |               | +----+    ANCP       +-----+ |    +---+          |               +------------------------------+          |                    |    Access Node      |          | Control Request    |                     |          | ------------------>| Control Request     |          |                    |-------------------->|          |                    | Control Response    |          | Control Response   |<------------------- |          |<-------------------|                     |          |                    |Admission Request    |          | Admission Request  |<--------------------|          |<-------------------|                     |          |Admission Response  |                     |          |------------------->|Admission Response   |          |                    |-------------------->|          |Information Report  |                     |          |<-------------------|                     |          Access Node Control     Access Node Control              Mechanism                Mechanism          <--------------------><-------------------->                                 PPP, DHCP, IP          <------------------------------------------------------>    Figure 5: Conceptual Message Flow for Access Node Control Mechanism                       in All-ANCP ANX Control ModelBitar, et al.                 Informational                    [Page 14]

RFC 6934               ANCP in PON-Based Networks              June 2013   As discussed previously, in different PON deployment scenarios, ANCP   may be used in variant ways and may interwork with other protocols,   e.g., OMCI.  In the ANCP+OMCI control model described earlier, the   NAS maintains ANCP adjacency with the OLT while the OLT controls the   ONT/ONU via OMCI.  The messages shown in Figure 6 show the conceptual   message flow for this model.  The actual use of these flows, and the   times or frequencies when these messages are generated, depend on the   actual use cases.     +--------+     | Policy |     | Server |     +--------+                                  +---+        +---+          |                                +---- |ONT|--------|HGW|          |                                |     +---+        +---+          |               +--------------- |-------------+       +----+             | +----+         |     +-----+ |    +---+       |NAS |---------------|    |         |     |     |-|----|HGW|       |    |<------------->|    |         |     | ONU | |    +---+       +----+     ANCP    | |OLT |------<PON>----|     | |          |               | |    |               |     | |    +---+          |               | |    |<------------->|     |------|HGW|          |               | +----+    OMCI       +-----+ |    +---+          |               +-----------------------------+          |                    |    Access Node      |          | Control Request    |                     |          | ------------------>| Control Request     |          |                    |-------------------->|          |                    | Control Response    |          | Control Response   |<------------------- |          |<-------------------|                     |          |                    |Admission Request    |          | Admission Request  |<--------------------|          |<-------------------|                     |          |Admission Response  |                     |          |------------------->|Admission Response   |          |                    |-------------------->|          |Information Report  |                     |          |<-------------------|                     |          Access Node Control     Operating Maintenance              Mechanism          Control Interface (OMCI)          <--------------------><-------------------->                                 PPP, DHCP, IP          <------------------------------------------------------->    Figure 6: Conceptual Message Flow for ANCP+OMCI ANX Control ModelBitar, et al.                 Informational                    [Page 15]

RFC 6934               ANCP in PON-Based Networks              June 20136.  Multicast   With the rise of supporting IPTV services in a resource-efficient   way, multicast services are becoming increasingly important.   In order to gain bandwidth optimization with multicast, the   replication of multicast content per access loop needs to be   distributed to the ANX.  This can be done by ANX (OLT and ONT/ONU)   becoming multicast aware by implementing an IGMP [RFC3376] snooping   and/or proxy function [RFC4605].  The replication thus needs to be   distributed between NAS, aggregation nodes, and ANX.  In the case of   GPON and in the case of BPON with Ethernet uplink, this is very   viable.  By introducing IGMP processing on the ANX and aggregation   nodes, the multicast replication process is now divided between the   NAS, the aggregation node(s), and ANX.  This is in contrast to the   ATM-based model where NAS is the single element responsible for all   multicast control and replication.  In order to ensure backward   compatibility with the ATM-based model, the NAS, aggregation node,   and ANX need to behave as a single logical device.  This logical   device must have exactly the same functionality as the NAS in the ATM   access/aggregation network.  The Access Node Control Mechanism can be   used to make sure that this logical/functional equivalence is   achieved by exchanging the necessary information between the ANX and   the NAS.   An alternative to multicast awareness in the ANX is for the   subscriber to communicate the IGMP "join/leave" messages with the   NAS, while the ANX is being transparent to these messages.  In this   scenario, the NAS can use ANCP to create replication state in the ANX   for efficient multicast replication.  The NAS sends a single copy of   the multicast stream towards the ANX.  The NAS can perform network-   based conditional access and multicast admission control on multicast   joins and create replication state in the ANX if the request is   admitted by the NAS.   The following sections describe various use cases related to   multicast.6.1.  Multicast Conditional Access   In a broadband FTTP/B/C access scenario, service providers may want   to dynamically control, at the network level, access to some   multicast flows on a per user basis.  This may be used in order to   differentiate among multiple Service Offers or to realize/reinforce   conditional access based on customer subscription.  Note that, in   some environments, application-layer conditional access by means of   Digital Rights Management (DRM), for instance, may provide sufficient   control so that network-based multicast conditional access may not beBitar, et al.                 Informational                    [Page 16]

RFC 6934               ANCP in PON-Based Networks              June 2013   needed.  However, network-level access control may add to the service   security by preventing the subscriber from receiving a non-subscribed   channel.  In addition, it enhances network security by preventing a   multicast stream from being sent on a link or a PON based on a non-   subscriber request.   Where network-based channel conditional access is desired, there are   two approaches.  First, it can be done on the NAS along with   bandwidth-based admission control.  The NAS can control the   replication state on the ANX based on the outcome of access and   bandwidth-based admission control.  This is covered in a later   section.  A second approach is to provision the necessary conditional   access information on the ANX (ONT/ONU and/or OLT) so the ANX can   perform the conditional access decisions autonomously.  For these   cases, the NAS can use ANCP to provision black and white lists as   defined in [RFC5851] on the ANX so that the ANX can decide locally to   honor a join or not.  It should be noted that in the PON case, the   ANX is composed of the ONT/ONU and OLT.  Thus, this information can   be programmed on the ONT/ONU and/or OLT.  Programming this   information on the ONT/ONU prevents illegitimate joins from   propagating further into the network.  A third approach, outside of   the scope of this document, may be to program the HGW with the access   list.  A white list associated with an Access Port identifies the   multicast channels that are allowed to be replicated to that port.  A   black list associated with an Access Port identifies the multicast   channels that are not allowed to be replicated to that port.  It   should be noted that the black list, if not explicitly programmed, is   the complement of the white list and vice versa.   If the ONT/ONU performs IGMP snooping and is programmed with a   channel access list, the ONT/ONU will first check if the requested   multicast channel is part of a white list or a black list associated   with the Access Port on which the IGMP join is received.  If the   channel is part of a white list, the ONT/ONU will pass the join   request upstream towards the NAS.  The ONT/ONU must not start   replicating the associated multicast stream to the Access Port if   such a stream is received until it gets confirmation that it can do   so from the upstream node (NAS or OLT).  Passing the channel access   list is one of the admission control criteria whereas bandwidth-based   admission control is another.  If the channel is part of a black   list, the ONT/ONU can autonomously discard the message because the   channel is not authorized for that subscriber.   The ONT/ONU, in addition to forwarding the IGMP join, sends an ANCP   admission request to the OLT identifying the channel to be joined and   the premises.  Premises identification to the OLT can be based on a   Customer-Port-ID that maps to the Access Port on the ONT/ONU and is   known at the ONT/ONU and OLT.  If the ONT/ONU has a white list and/orBitar, et al.                 Informational                    [Page 17]

RFC 6934               ANCP in PON-Based Networks              June 2013   a black list per premises, the OLT need not have such a list.  If the   ONT/ONU does not have such a list, the OLT may be programmed with   such a list for each premises.  In the latter case, the OLT would   perform the actions described earlier on the ONT/ONU.  Once the   outcome of admission control (conditional access and bandwidth-based   admission control) is determined by the OLT (either by interacting   with the NAS or locally), it is informed to the ONT/ONU.  OLT   bandwidth-based admission control scenarios are defined in a later   section.   The white list and black list can contain entries allowing:   -  An exact match for a (*,G) Any-Source Multicast (ASM) group (e.g.,      <G=g.h.i.l>)   -  An exact match for a (S,G) Source-Specific Multicast (SSM) channel      (e.g., <S=s.t.u.v,G=g.h.i.l>)   -  A mask-based range match for a (*,G) ASM group (e.g.,      <G=g.h.i.l/Mask>)   -  A mask-based range match for a (S,G) SSM channel (e.g.,      <S=s.t.u.v,G=g.h.i.l/Mask>)   The use of a white list and black list may be applicable, for   instance, to regular IPTV services (i.e., Broadcast TV) offered by an   Access Provider to broadband (e.g., FTTP) subscribers.  For this   application, the IPTV subscription is typically bound to a specific   FTTP home, and the multicast channels that are part of the   subscription are well-known beforehand.  Furthermore, changes to the   conditional access information are infrequent, since they are bound   to the subscription.  Hence, the ANX can be provisioned with the   conditional access information related to the IPTV service.   Instead of including the channel list(s) at the ONT/ONU, the OLT or   NAS can be programmed with these access lists.  Having these access   lists on the ONT/ONU prevents forwarding of unauthorized joins to the   OLT or NAS, reducing unnecessary control load on these network   elements.  Similarly, performing the access control at the OLT   instead of the NAS, if not performed on the ONT/ONU, will reduce   unnecessary control load on the NAS.6.2.  Multicast Admission Control   The successful delivery of triple-play broadband services is quickly   becoming a big capacity-planning challenge for most of the service   providers nowadays.  Solely increasing available bandwidth is not   always practical, cost-economical, and/or sufficient to satisfy end-Bitar, et al.                 Informational                    [Page 18]

RFC 6934               ANCP in PON-Based Networks              June 2013   user experience given not only the strict QoS requirements of unicast   applications like VoIP and Video on Demand but also the fast growth   of multicast interactive applications such as "video conferencing",   digital TV, and digital audio.  These applications typically require   low delay, low jitter, low packet loss, and high bandwidth.  These   applications are also typically "non-elastic", which means that they   operate at a fixed bandwidth that cannot be dynamically adjusted to   the currently available bandwidth.   An Admission Control (AC) Mechanism covering admission of multicast   traffic for the FTTP/B/C access is required in order to avoid over-   subscribing the available bandwidth and negatively impacting the end-   user experience.  Before honoring a user request to join a new   multicast flow, the combination of ANX and NAS must ensure admission   control is performed to validate that there is enough video bandwidth   remaining on the PON and on the uplink between the OLT and NAS to   carry the new flow (in addition to all other existing multicast and   unicast video traffic) and that there is enough video bandwidth for   the subscriber to carry that flow.  The solution needs to cope with   multiple flows per premises and needs to allow bandwidth to be   dynamically shared across multicast and unicast video traffic per   subscriber, PON, and uplink (irrespective of whether unicast AC is   performed by the NAS or by some off-path policy server).  It should   be noted that the shared bandwidth between multicast and unicast   video is under operator control.  That is, in addition to the shared   bandwidth, some video bandwidth could be dedicated to Video on   Demand, while other video bandwidth could be dedicated for multicast.   The focus in this document is on multicast-allocated bandwidth   including the shared unicast and multicast bandwidth.  Thus,   supporting admission control requires some form of synchronization   between the entities performing multicast AC (e.g., the ANX and/or   NAS), the entity performing unicast AC (e.g., the NAS or a policy   server), and the entity actually enforcing the multicast replication   (i.e., the NAS and the ANX).  This synchronization can be achieved in   a number of ways.   One approach is for the NAS to perform bandwidth-based admission   control on all multicast video traffic and unicast video traffic that   requires using the shared bandwidth with multicast.  Based on the   outcome of admission control, NAS then controls the replication state   on the ANX.  The subscriber generates an IGMP join for the desired   stream on its logical connection to the NAS.  The NAS terminates the   IGMP message and performs conditional access and bandwidth-based   admission control on the IGMP request.  The bandwidth admission   control is performed against the following:Bitar, et al.                 Informational                    [Page 19]

RFC 6934               ANCP in PON-Based Networks              June 2013   1.  Available video bandwidth on the link to OLT   2.  Available video bandwidth on the PON interface   3.  Available video bandwidth on the last mile (Access Port on the       ONT/ONU)   The NAS can locally maintain and track video bandwidth it manages for   all the three levels mentioned above.  The NAS can maintain   identifiers corresponding to the PON interface and the last mile   (customer interface).  It also maintains a channel map, associating   every channel (or a group of channels sharing the same bandwidth   requirement) with a data rate.  For instance, in the case of 1:1 VLAN   representation of the premises, the outer tag (S-VLAN) could be   inserted by the ANX to correspond to the PON interface on the OLT,   and the inner-tag could be inserted by the ANX to correspond to the   access-line towards the customer.  Bandwidth tracking and maintenance   for the PON interface and the last mile could be done on these VLAN   identifiers.  In the case of N:1 representation, the single VLAN   inserted by ANX could correspond to the PON interface on the OLT.   The access loop is represented via Customer-Port-ID received in the   "Agent Circuit ID" sub-option in DHCP messages.   The NAS can perform bandwidth accounting on received IGMP messages.   The video bandwidth is also consumed by any unicast video being   delivered to the CPE.  NAS can perform video bandwidth accounting and   control on both IGMP messages and on requests for unicast video   streams when either all unicast admission control is done by the NAS   or an external policy server makes a request to the NAS for using   shared bandwidth with multicast as described later in the document.   This particular scenario assumes the NAS is aware of the bandwidth on   the PON and can track the changes in available bandwidth on the PON   under all conditions.  On receiving an IGMP join message, NAS will   perform bandwidth check on the subscriber bandwidth.  If this passes   and the stream is already being forwarded on the PON by the OLT   (which also means that it is already forwarded by the NAS to the   OLT), NAS will admit the join, update the available subscriber   bandwidth, and transmit an ANCP message to the OLT and in turn to the   ONT/ONU to start replication on the customer port.  If the stream is   not already being replicated to the PON by the OLT, the NAS will also   check the available bandwidth on the PON, and if it is not already   being replicated to the OLT, it will check the bandwidth on the link   towards the OLT.  If this passes, the available PON bandwidth and the   bandwidth on the link towards the OLT are updated.  The NAS adds the   OLT as a leaf to the multicast tree for that stream.  On receiving   the message to start replication, the OLT will add the PON interface   to its replication state if the stream is not already being forwardedBitar, et al.                 Informational                    [Page 20]

RFC 6934               ANCP in PON-Based Networks              June 2013   on that PON.  Also, the OLT will send an ANCP message to direct the   ONT/ONU to add or update its replication state with the customer port   for that channel.  The interaction between ANX and NAS is shown in   Figures 7 and 8.  For unicast video streams, application-level   signaling from the CPE typically triggers an application server to   request bandwidth-based admission control from a policy server.  The   policy server can, in turn, interact with the NAS to request the   bandwidth for the unicast video flow if it needs to use shared   bandwidth with multicast.  If the bandwidth is available, NAS will   reserve the bandwidth; update the bandwidth pools for subscriber   bandwidth, the PON bandwidth, and the bandwidth on the link towards   the OLT; and send a response to the policy server, which is   propagated back to the application server to start streaming.   Otherwise, the request is rejected.Bitar, et al.                 Informational                    [Page 21]

RFC 6934               ANCP in PON-Based Networks              June 2013                                                    +----+                                +---<PON>---------- |ONT |------ HGW                               +                    +----+                              +                     +----+                             +           +--------- |ONT |------ HGW     +----+               +----+        +           +----+     |NAS |---------------|    |------<PON>     |    |<------------->|    |        +           +-----+     +----+     ANCP      |OLT |         +--------- |     |----- HGW       |                  |    |                    |     |       |                  |    |<------------------>| ONU |------HGW       |                  +----+    ANCP            |     |     +---+       |                     |                      |     |-----|HGW|       |                     |                      +-----+     +---+       |           1.IGMP join (S/*,G)               |              |       |<---------------------------------------------------------- |     2.|                     |                       |              |     +=======================+                       |              |     [Access Control &       ]                       |              |     [Subscriber B/W         ]                       |              |     [PON B/W & OLT link B/W ]                       |              |     [based Admission Control]                       |              |     +=======================+                       |              |       |                     |                       |              |       |-------------------> |                       |              |     3.ANCP Replication-Start|                       |              |       (<S/*,G> or Multicast |                       |              |       |MAC,Customer-Port-ID)| --------------------> |              |       |                     |4.ANCP Replication-Start              |       |                  (<S/*,G> or Multicast MAC,Customer-Port-ID)       |-------------------> |                       |              |       |5.Multicast Flow(S,G)|                       |              |       |on Multicast VLAN    |---------------------> |              |       |                     |6.Multicast Flow (S,G) |              |       |                     |forwarded on           |              |       |                     |Unidirectional         |              |       |                     |<Multicast GEM-PORT>   |              |       |                     |on the PON by OLT      |------------->|                                                     7.Multicast Flow                                                    forwarded on    |                                                    Customer-Port by|                                                     |ONT/OLT.      |                                                     |              |     Figure 7: Interactions for NAS-Based Multicast Admission Control       (No IGMP Processing on ANX and NAS Maintains Available Video                   Bandwidth for PON) upon Channel JoinBitar, et al.                 Informational                    [Page 22]

RFC 6934               ANCP in PON-Based Networks              June 2013                                                    +----+                                +---<PON>---------- |ONT |----- HGW                               +                    +----+                              +                     +----+                             +           +--------- |ONT |----- HGW     +----+               +----+        +           +----+     |NAS |---------------|    |------<PON>     |    |<------------->|    |        +           +-----+     +----+     ANCP      |OLT |         +--------- |     |---- HGW       |                  |    |                    |     |       |                  |    |<------------------>| ONU |-----HGW       |                  +----+    ANCP            |     |     +---+       |                     |                      |     |-----|HGW|       |                     |                      +-----+     +---+       |                     |                       |              |       |            IGMP leave (S/*,G)               |              |       |<-----------------------------------------------------------|       |                     |                       |              |     +====================+  |                       |              |     [Admission Control   ]  |                       |              |     [<Resource Released> ]  |                       |              |     +====================+  |                       |              |       |                     |                       |              |       |                     |                       |              |       |                     |                       |              |       |-------------------> |                       |              |      ANCP Replication-Stop  |                       |              |       (<S/*,G> or Multicast MAC,Customer-Port-ID)   |              |       |                     |                       |              |       |                     |---------------------> |              |       |                     | ANCP Replication-Stop |              |                         (<S/*,G> or Multicast MAC,Customer-Port-ID)     Figure 8: Interactions for NAS-Based Multicast Admission Control       (No IGMP Processing on ANX and NAS Maintains Available Video                   Bandwidth for PON) upon Channel Leave   An alternate approach is required if the NAS is not aware of the   bandwidth on the PON.  In this case, the OLT does the PON bandwidth   management and requests NAS to perform bandwidth admission control on   subscriber bandwidth and the bandwidth on the link to the OLT.   Following are operations of various elements:   ANX operation:   -  ONT/ONU can snoop IGMP messages.  If conditional access is      configured and the channel is in the black list (or it is not on      the white list), ONT will drop the IGMP join.  If the channelBitar, et al.                 Informational                    [Page 23]

RFC 6934               ANCP in PON-Based Networks              June 2013      passes the conditional access check, the ONT will forward the IGMP      join and will send a bandwidth admission control request to the      OLT.  If the multicast stream is already being received on the      PON, the ONT/ONU does not forward the stream to the Access Port      where IGMP is received until it has received a positive admission      control response from the OLT.   -  OLT can snoop IGMP messages.  It also receives a bandwidth      admission control request from the ONT/ONU for the requested      channel.  It can be programmed with a channel bandwidth map.  If      the multicast channel is already being streamed on the PON or the      channel bandwidth is less than the available multicast bandwidth      on the PON, the OLT forwards the IGMP request to the NAS and keeps      track of the subscriber (identified by Customer-Port-ID) as a      receiver.  If the channel is not already being streamed on the PON      but the PON has sufficient bandwidth for that channel, the OLT      reduces the PON multicast video bandwidth by the channel bandwidth      and may optionally add the PON to the multicast tree without      activation for that channel.  This is biased towards a forward      expectation that the request will be accepted at the NAS.  The OLT      forwards the IGMP join to the NAS.  It also sends a bandwidth      admission request to the NAS identifying the channel and the      premises for which the request is made.  It sets a timer for the      subscriber multicast entry within which it expects to receive a      request from the NAS that relates to this request.  If the      available PON bandwidth is less than the bandwidth of the      requested channel, the OLT sends an admission response (with a      reject) to the ONT/ONU and does not forward the IGMP join to the      NAS.   NAS operation:   The NAS receives the IGMP join from the subscriber on the subscriber   connection.  When NAS receives the admission control request from ANX   (also signifying the bandwidth on the PON is available), it performs   admission control against the subscriber's available multicast   bandwidth.  If this check passes, and the NAS is already transmitting   that channel to the OLT, the request is accepted.  If the check   passes and the NAS is not transmitting the channel to the OLT yet, it   performs admission control against the available multicast video   bandwidth (this includes the dedicated multicast bandwidth and the   shared bandwidth between multicast and Video on Demand) on the   link(s) to the OLT.  If the check passes, the request is accepted,   the available video bandwidth for the subscriber and downlink to the   OLT are reduced by the channel bandwidth, and the NAS sends an ANCP   admission control response (indicating accept) to the OLT, requesting   the addition of the subscriber to the multicast tree for that   channel.  The OLT activates the corresponding multicast entry if notBitar, et al.                 Informational                    [Page 24]

RFC 6934               ANCP in PON-Based Networks              June 2013   active and maintains state of the subscriber in the list of receivers   for that channel.  The OLT also sends an ANCP request to the ONT/ONU   to enable reception of the multicast channel and forwarding to the   subscriber Access Port.  Otherwise, if the request is rejected, the   NAS will send an admission reject to the OLT, which, in turn, removes   the subscriber as a receiver for that channel (if it was added) and   credits back the channel bandwidth to the PON video bandwidth if   there is no other receiver on the PON for that channel.  The   interactions between ANX and NAS are shown in Figures 9 and 10.   If the OLT does not receive a response from the NAS within a set   timer, the OLT removes the subscriber from the potential list of   receivers for the indicated channel.  It also returns the allocated   bandwidth to the available PON bandwidth if there are no other   receivers.  In this case, the NAS may send a response to the OLT with   no matching entry as the entry has been deleted.  The OLT must   perform admission control against the available PON bandwidth and may   accept the request and send an ANCP request to the ONT/ONU to   activate the corresponding multicast entry as described earlier.  If   it does not accept the request, it will respond back to the NAS with   a reject.  The NAS shall credit back the channel bandwidth to the   subscriber.  It shall also stop sending the channel to the OLT if   that subscriber was the last leaf on the multicast tree towards the   OLT.   On processing an IGMP leave, the OLT will send an ANCP request to NAS   to release resources.  NAS will release the subscriber bandwidth.  If   this leave causes the stream to be no longer required by the OLT, the   NAS will update its replication state and release the bandwidth on   the NAS to OLT link.   If the subscriber makes a request for a unicast video stream (i.e.,   Video on Demand), the request results in appropriate application-   level signaling, which typically results in an application server   requesting a policy server for bandwidth-based admission control for   the VoD stream.  After authorizing the request, the policy server can   send a request to the NAS for the required bandwidth if it needs to   use bandwidth that is shared with multicast.  This request may be   based on a protocol outside of the scope of this document.  The NAS   checks if the available video bandwidth (accounting for both   multicast and unicast) per subscriber and for the link to the OLT is   sufficient for the request.  If it is, it temporarily reserves the   bandwidth and sends an ANCP admission request to the OLT for the   subscriber, indicating the desired VoD bandwidth.  If the OLT has   sufficient bandwidth on the corresponding PON, it reserves that   bandwidth and returns an accept response to the NAS.  If not, it   returns a reject to the NAS.  If the NAS receives an accept, it   returns an accept to the policy server, which, in turn, returns anBitar, et al.                 Informational                    [Page 25]

RFC 6934               ANCP in PON-Based Networks              June 2013   accept to the application server, and the video stream is streamed to   the subscriber.  This interaction is shown in Figure 11.  If the NAS   does not accept the request from the policy server, it returns a   reject.  If the NAS receives a reject from the OLT, it returns the   allocated bandwidth to the subscriber and the downlink to the OLT.   It should be noted that similar functionality to that described in   this section and depicted in Figures 9, 10, and 11 will be required   when OMCI is enabled between the OLT and ONT/ONU in the ANCP+OMCI ANX   control model.  In the latter case, the OLT will act as an ANCP-OMCI   gateway.Bitar, et al.                 Informational                    [Page 26]

RFC 6934               ANCP in PON-Based Networks              June 2013                                                   +----+                                         +-------- |ONT |-------- HGW     +----+               +----+         +         +----+     |NAS |---------------|    |------<PON>     |    |<------------->|OLT |         +          +-----+     +----+     ANCP      |    | ANCP    +--------- | ONU |------ HGW       |                  +----+<------------------>+-----+-------HGW       |                     |                        |             |       |1.IGMP join(S/*,G) +=============+         +=============+  |       |<------------------[IGMP Snooping]---------[IGMP snooping]--|       |                   +=============+         +=============+  |       |                     |2.Admission-Request     |             |       |                     |(Flow,Customer-Port-ID) |             |       |                     |<---------------------- |             |       |                3.+===============+           |             |       |                  [ Access Ctrl   ]           |             |       |                  [ & PON B/W     ]           |             |       |                  [ Admission Ctrl]           |             |       |                  +===============+ PASS      |             |       |4.Admission-Request  |                        |             |       | <Flow,              |                        |             |       |  Customer-Port-ID>  |                        |             |       |<--------------------|                        |             |     5.|                     |                        |             |     +=================+     |                        |             |     [Subscriber B/W   ]     |                        |             |     [& OLT link B/W   ]     |                        |             |     [Admission Ctrl   ]     |                        |             |     +=================+PASS |                        |             |       |6.Admission-Reply-Pass                        |             |       |<Flow,Customer-Port-ID>                       |             |       |-------------------->|                        |             |       |            7.+========================+      |             |       |              [Update Replication State]      |             |       |              +========================+      |             |       |                     | 8.Admission-Reply-Pass |             |       |                     |(<Flow,Cust-Port-ID>    |             |       |                     |----------------------> |             |       |                     |                 9.+============+     |       |                     |                   [Update Repl.]     |       |                     |                   [   State    ]     |       |                     |                   +============+     |      Figure 9: Interaction between NAS & ANX for Multicast Bandwidth     Admission Control in the All-ANCP ANX Control Model upon SuccessBitar, et al.                 Informational                    [Page 27]

RFC 6934               ANCP in PON-Based Networks              June 2013                                                    +----+                                         +--------- |ONT |------ HGW     +----+               +----+        +           +----+     |NAS |---------------|    |------<PON>     |    |<------------->|OLT |        +          +-----+     +----+     ANCP      |    | ANCP   +----------| ONU |----- HGW       |                  +----+<----------------->+-----+------HGW       |                     |                        |             |       |1.IGMP join(S/*,G) +=============+        +=============+   |       |<------------------[IGMP Snooping]--------[IGMP snooping]-- |       |                   +=============+        +=============+   |       |                     |2.Admission-Request     |             |       |                     |(Flow,Customer-Port-ID) |             |       |                     |<---------------------- |             |       |                2.+===============+           |             |       |                  [ Access Ctrl   ]           |             |       |                  [ & PON B/W     ]           |             |       |                  [ Admission Ctrl]           |             |       |                  +===============+ PASS      |             |       |3.Admission-Request  |                        |             |       | <Flow,Customer-Port-ID>                      |             |       |<--------------------|                        |             |     4.|                     |                        |             |     +==================+    |                        |             |     [Subscriber B/W    ]    |                        |             |     [& OLT link B/W    ]    |                        |             |     [Admission Ctrl    ]    |                        |             |     +==================+FAIL                         |             |       |                     |                        |             |       |5.Admission-Reply-Fail                        |             |       |<Flow,Cust-Port-ID>  |                        |             |       |-------------------->|                        |             |       |            6.+==================+            |             |       |              [Release PON B/W   ]            |             |       |              [Remove Repl.State ]            |             |       |              +==================+            |             |       |                     | 7.Admission-Reply-Fail |             |       |                     |<Flow,Cust-Port-ID>     |             |       |                     |----------------------> |             |       |                     |                 8.+============+     |       |                     |                   [Remove Repl.]     |       |                     |                   [   State    ]     |       |                     |                   +============+     |    Figure 10: Interaction between NAS and ANX for Multicast Bandwidth     Admission Control in the All-ANCP ANX Control Model upon FailureBitar, et al.                 Informational                    [Page 28]

RFC 6934               ANCP in PON-Based Networks              June 2013     +------------+              1. VoD Request     | App. Server|<-----------------------------------------------     | Server     |     +------------+       | 2. Admission-Request (VoD-Flow)     +-------+     |Policy |     |Server |     +-------+      |  +      |<-|---3. Admission-Request      |  |      +  | 8. Admission-Reply     +----+        +      +----+                  +-----+     |NAS |---------------|OLT |------<PON>-------|ONT  |---HGW--CPE     |    |<------------->|    |                  +-----+    |     +----+     ANCP      +----+                      |      |       |                     |                        |      |     4.|                     |                        |      |     +=================+     |                        |      |     [Subscriber B/W   ]     |                        |      |     [& OLT link B/W   ]     |                        |      |     [Admission Ctrl   ]     |                        |      |     +=================+PASS |                        |      |       |                     |                        |      |       | 5.Admission-Request |                        |      |       |(Bandwidth,PON-Port-ID)                       |      |       |-------------------> |                        |      |       |                     |                        |      |       |                6.+===============+           |      |       |                  [   PON B/W     ]           |      |       |                  [ Admission Ctrl]           |      |       |                  +===============+ PASS      |      |       |7.Admission-Reply    |                        |      |       | <PON-Port-ID>       |                        |      |       |<------------------- |                        |      |       |                     |                        |      |        Figure 11: Interactions for VoD Bandwidth Admission Control                     in the All-ANCP ANX Control Model   A third possible approach is where the ANX is assumed to have full   knowledge to make an autonomous decision on admitting or rejecting a   multicast and a unicast join.  With respect to the interaction   between ONT/ONU and OLT, the procedure is similar to the first   approach (i.e., NAS-controlled replication).  However, when the OLT   receives an IGMP request from a subscriber, it performs admission   control against that subscriber multicast video bandwidth (dedicatedBitar, et al.                 Informational                    [Page 29]

RFC 6934               ANCP in PON-Based Networks              June 2013   and shared with Video on Demand), the PON, and uplink to the NAS.  It   should be noted in this case that if there are multiple NAS-OLT   links, either the link on which the multicast stream must be sent is   pre-determined, needs to be selected by the OLT based on downstream   bandwidth from NAS to OLT and the selection is communicated to the   NAS, or the OLT has to be ready to receive the stream on any link.   If the check passes, the OLT updates the available video bandwidth   per PON and subscriber.  The OLT adds the subscriber to the list of   receivers and the PON to the multicast tree if it is not already on   it.  It also sends an ANCP request to the ONT/ONU to add the   subscriber Access Port to that channel multicast tree and sends an   ANCP message to the NAS informing it of the subscriber and link   available video bandwidth and the channel the subscriber joined.  The   NAS, upon receiving the ANCP information message, updates the   necessary information, including the OLT to the multicast tree if it   is not already on it.  It should be noted in this case that the ANCP   message from the OLT to the NAS is being used to add the OLT to a   multicast tree as opposed to an IGMP message.  The IGMP message can   also be sent by the OLT with the OLT acting as an IGMP proxy at the   expense of added messages.  In this option, the OLT acts as the   network IGMP router for the subscriber.   For unicast video streams, the policy server receiving an admission   request from an application server, as described before, may query   the OLT for admission control as it has all information.  If the OLT   has sufficient bandwidth for the stream, it reserves that bandwidth   for the subscriber, the PON, and OLT uplink to the NAS and returns an   accept to the policy server.  It also updates the NAS (via an ANCP   message) of the subscriber's available video bandwidth.  If the OLT   rejects the policy server request, it will return a reject to the   policy server.   It should be noted that if the policy server adjacency is with the   NAS, the policy server may make the admission request to the NAS.   The NAS then sends an ANCP admission request to the OLT on behalf of   the policy server.  The NAS returns an accept or reject to the policy   server if it gets a reject or accept, respectively, from the OLT.6.3.  Multicast Accounting   It may be desirable to perform accurate time- or volume-based   accounting per user or per access loop.  If the ANX is performing the   traffic replication process, it knows when replication of a multicast   flow to a particular Access Port or user starts and stops.  Multicast   accounting can be addressed in two ways:Bitar, et al.                 Informational                    [Page 30]

RFC 6934               ANCP in PON-Based Networks              June 2013   -  ANX keeps track of when replication starts or stops and reports      this information to the NAS for further processing.  In this case,      ANCP can be used to send the information from the ANX to the NAS.      This can be done with the Information Report message.  The NAS can      then generate the appropriate time and/or volume accounting      information per access loop and per multicast flow to be sent to      the accounting system.  The ANCP requirements to support this      approach are specified in [RFC5851].  If the replication function      is distributed between the OLT and ONT/ONU, a query from the NAS      will result in OLT generating a query to the ONT/ONU.   -  ANX keeps track of when replication starts or stops and generates      the time- and/or volume-based accounting information per access      loop and per multicast flow, before sending it to a central      accounting system for logging.  Since ANX communicates with this      accounting system directly, the approach does not require the use      of ANCP.  It is therefore beyond the scope of this document.  It      may also be desirable for the NAS to have the capability to      asynchronously query the ANX to obtain an instantaneous status      report related to multicast flows currently replicated by the ANX.      Such a reporting functionality could be useful for troubleshooting      and monitoring purposes.  If the replication function in the ANX      is distributed between the OLT and the ONT/ONU, then for some of      the information required by the NAS (such as the list of Access      Ports on which a flow is being forwarded or list of flows being      forwarded on an Access Port), a query to the OLT from the NAS will      result in a query from the OLT to the ONT/ONU.  The OLT responds      back to the NAS when it receives the response from the ONT/ONU.      Also, if the list of PONs on which replication is happening for a      multicast channel or the list of channels being replicated on a      PON is what is desired, the OLT can return this information.7.  Remote Connectivity Check   In an end-to-end Ethernet aggregation network, end-to-end Ethernet   Operations, Administration, and Maintenance (OAM), as specified in   IEEE 802.1ag [802.1ag] and ITU-T Recommendation Y.1730/1731 [Y.1731],   can provide access loop connectivity testing and fault isolation.   However, most HGWs do not yet support these standard Ethernet OAM   procedures.  Also, in a mixed Ethernet and ATM access network (e.g.,   Ethernet-based aggregation upstream from the OLT and BPON   downstream), interworking functions for end-to-end OAM are not yet   standardized or widely available.  Until such mechanisms become   standardized and widely available, the Access Node Control Mechanism   between NAS and ANX can be used to provide a simple mechanism to test   connectivity of an access loop from the NAS.Bitar, et al.                 Informational                    [Page 31]

RFC 6934               ANCP in PON-Based Networks              June 2013   Triggered by a local management interface, the NAS can use the Access   Node Control Mechanism (Control Request message) to initiate an   access loop test between an Access Node and a HGW or ONT/ONU.  On   reception of the ANCP message, the OLT can trigger native OAM   procedures defined for BPON in [G.983.1] and for GPON in [G.984.1].   The Access Node can send the result of the test to the NAS via a   Control Response message.8.  Access Topology Discovery   In order to avoid congestion in the network, manage and utilize the   network resources better, and ensure subscriber fairness, NAS   performs hierarchical shaping and scheduling of the traffic by   modeling different congestion points in the network (such as the last   mile, Access Node uplink, and the access-facing port).   Such mechanisms require that the NAS gains knowledge about the   topology of the access network, the various links being used, and   their respective rates.  Some of the information required is somewhat   dynamic in nature (e.g., DSL line rate if the last mile is xDSL   based, such as in the case of "PON-fed DSLAMs" for FTTC/FTTB   scenarios) and hence cannot come from a provisioning and/or inventory   management Operations Support System (OSS).  Some of the information   varies less frequently (e.g., capacity of the OLT uplink) but   nevertheless needs to be kept strictly in sync between the actual   capacity of the uplink and the image the NAS has of it.   OSSs are rarely able to enforce the consistency of such data in a   reliable and scalable manner, notably across organizational   boundaries under certain deployment scenarios.  The Access Topology   Discovery function allows the NAS to perform these advanced functions   without having to depend on an error-prone and possibly complex   integration with an OSS.   The rate of the access loop can be communicated via ANCP (Information   Report message) from the ONT/ONU to the OLT in the All-ANCP ANX   control model or via OMCI in the ANCP+OMCI ANX control model, and   then from OLT to the NAS via ANCP.  Additionally, during the time the   DSL NT is active, data rate changes can occur due to environmental   conditions (the DSL access loop can get "out of sync" and can retrain   to a lower value, or the DSL access loop could use Seamless Rate   Adaptation to make the actual data rate fluctuate while the line is   active).  In this case, ANX sends an additional Information Report to   the NAS each time the access loop attributes change above a threshold   value.  Existing DSL procedures are not applicable in this case   because an adapted message flow and additional TLVs are needed.Bitar, et al.                 Informational                    [Page 32]

RFC 6934               ANCP in PON-Based Networks              June 2013     +--------+     | Policy |     | Server |     +--------+                                        +---+   +---+          |                                +-----------|ONT|---|HGW|          |                                |           +---+   +---+          |               +--------------- |-----------------+       +----+             | +----+         |         +-----+ | +---+       |NAS |------------ | |    |         |         |     |-|-|HGW|       |    |<----------> | |    |         |         |ONT/ | | +---+       +----+     ANCP    | |OLT |------<PON>--------|ONU  | |          |               | |    |                   |     | | +---+          |               | |    |<----------------->|     |---|HGW|          |               | +----+       OMCI        +-----+ | +---+          |               +----------------------------------+          |                    |      Access Node       |          |                    |                        |          |                    |------GPON Ranging------|          | Port Status Message|      ONT Port UP       |          |<------------------ |<-----------------------|          |Port Configuration  GPON Line/Service Profile|          |------------------> |<---------------------->|          |     ONT/ONI Port UP|                        |          |<------------------ |                        |          |                    |                        |          |      ANCP          |         OMCI           |          <-------------------><----------------------->|                                 PPP, DHCP, IP          <------------------------------------------------------>    Figure 12: Message Flow for the Use Case of Topology Discovery for                        the ANCP+OMCI Control Model   Figure 12 depicts a message flow for topology discovery when using   the ANCP+OMCI control model.  Basically, when an ONT/ONU gets   connected to a PON, the OLT detects a new device and a GPON Ranging   process starts.  During this process, the ONT/ONU becomes authorized   by the OLT and identified by ONT/ONU ID, PON Port ID, and max   Bandwidth.  This port status is reported via ANCP to the NAS and then   potentially the policy server via another mechanism that is out of   scope of this document.  In a second step, after the GPON service   profile is assigned from OLT to ONT/ONU, the OLT reports the final   status to NAS with information about the service profile and other   information such as the ONT/ONU port rate to the subscriber, for   instance.Bitar, et al.                 Informational                    [Page 33]

RFC 6934               ANCP in PON-Based Networks              June 20139.  Access Loop Configuration   Topology Discovery provides Access Port Identification to the NAS   when sending an Access Port Discovery message.  This informs NAS   identification of a PON port on an Access Node.  Based on Access Port   Identification and on customer identification, service-related   parameters could be configured on an OLT and an ONU/ONT.   Service-related parameters could be sent to OLT via ANCP before or   after an ONU/ONT is up.  Sending of ANCP loop configuration messages   from NAS can be triggered by a management system or by customer   identification and authentication after Topology Discovery.  It may   be used for first-time configuration (zero touch) or for   updating/upgrading customer's profile like C-VLAN ID, S-VLAN ID, and   service bandwidth.   Parameters of the User-Network Interface (UNI), which is the   subscriber interface to HGW/CPE of ONU/ONT, can also be configured   via ANCP.  When the ONU/ONT supports ANCP, parameters of the UNI on   ONU/ONT are sent to the ONU/ONT via ANCP.  If the ONU/ONT does not   support ANCP but only OMCI, parameters have to be sent from the NAS   to the OLT via ANCP first.  Then, the OLT translates such   configuration into OMCI and sends it to the ONU/ONT.10.  Security Considerations   [RFC5713] lists the ANCP-related security threats that could be   encountered on the Access Node and the NAS.  It develops a threat   model for ANCP security and lists the security functions that are   required at the ANCP level.   With multicast handling as described in this document, ANCP protocol   activity between the ANX and the NAS is triggered by join/leave   requests coming from the end-user equipment.  This could potentially   be used for a denial-of-service attack against the ANX and/or the   NAS.   To mitigate this risk, the NAS and ANX may implement control plane   protection mechanisms such as limiting the number of multicast flows   a given user can simultaneously join or limiting the maximum rate of   join/leave from a given user.   Protection against invalid or unsubscribed flows can be deployed via   provisioning black lists as close to the subscriber as possible   (e.g., in the ONT).Bitar, et al.                 Informational                    [Page 34]

RFC 6934               ANCP in PON-Based Networks              June 2013   User activity logging for accounting or tracking purposes could raise   privacy concerns if not appropriately protected.  To protect such   information, logging/accounting information can be exchanged with the   corresponding server over a secure channel, and the information can   be stored securely with policy-driven controlled access.11.  Differences in ANCP Applicability between DSL and PON   As it currently stands, both ANCP framework [RFC5851] and protocol   [RFC6320] are defined in the context of DSL access.  Due to inherent   differences between PON and DSL access technologies, ANCP needs a few   extensions for supporting the use cases outlined in this document for   PON-based access.  These specific differences and extensions are   outlined below.   -  In PON, the access-node functionality is split between OLT and      ONT.  Therefore, ANCP interaction between NAS and AN translates to      transactions between NAS and OLT and between OLT and ONT.  The      processing of ANCP messages (e.g., for multicast replication      control) on the OLT can trigger generation of ANCP messages from      OLT to ONT.  Similarly, ANCP messages from ONT to the OLT can      trigger ANCP exchange between the OLT and the NAS (e.g., admission      request messages).  This is illustrated in the generic message      flows in Figures 5 and 6 ofSection 5.  In the case of DSL, the      ANCP exchange is contained between two network elements (NAS and      the DSLAM).   -  The PON connection to the ONT is a shared medium between multiple      ONTs on the same PON.  In the case of DSL, the local loop is      point-to-point.  In the case of a DSL access network, the access-      facing port on the NAS (i.e., port to the network between NAS and      the DSLAM) and the access-facing ports on the DSLAM (i.e.,      customer's local loop) are the two bandwidth constraint points      that need to be considered for performing bandwidth-based      admission control for multicast video and VoD delivered to the      customer.  In the case of PON access, in addition to the bandwidth      constraint on the NAS to OLT facing ports and the subscriber-      allocated bandwidth for video services, the bandwidth available on      the PON for video is an additional constraint that needs to be      considered for bandwidth-based admission control.  If the      bandwidth control is centralized in the NAS (as described in the      first approach inSection 6.2), then the NAS needs to support      additional logic to consider available PON bandwidth before      admitting a multicast request or a VoD request by the user.      Accordingly, ANCP needs to identify the customer Access Port and      the PON on which the customer ONT is.  If the PON bandwidth      control is performed on the OLT (as defined in the second approach      inSection 6.2), then additional ANCP request and responseBitar, et al.                 Informational                    [Page 35]

RFC 6934               ANCP in PON-Based Networks              June 2013      messages are required for NAS to query the OLT to determine      available PON bandwidth when a request to admit a VoD flow is      received on the NAS (as shown in Figure 9 inSection 6.2) or for      the OLT to inform the NAS what stream bandwidth is sent to the      subscriber for the NAS to take appropriate action (e.g., bandwidth      adjustment for various types of traffic).   -  In PON, the multicast replication can potentially be performed on      three different network elements: (1) on the NAS, (2) on the OLT      for replication to multiple PON ports, and (3) on the ONT/ONU for      replication to multiple customer ports.  In the case of DSL, the      replication can potentially be performed on NAS and/or the DSLAM.Section 6.2 defines options for multicast replication in the case      of PON.  In the first option, the multicast replication is done on      the AN but is controlled from NAS via ANCP (based on the reception      of per-customer IGMP messages on the NAS).  In this option, the      NAS needs to supply the OLT the set of PON-customer-IDs (as      defined inSection 2) to which the multicast stream needs to be      replicated.  The PON-customer-ID identifies the OLT and the PON      ports on the OLT as well as the ONT and the Access Ports on the      ONT where the multicast stream needs to be replicated.  Upon      receiving the request to update its multicast replication state,      the OLT must update its replication state with the indicated PON      ports but may also need to interact with the ONT via ANCP to      update the multicast replication state on the ONT with the set of      Access Ports (as indicated by the NAS).  In the case of DSL, the      DSLAM only needs to update its own replication state based on the      set of Access Ports indicated by the NAS.   -  For reporting purposes, ANCP must enable the NAS to query the OLT      for channels replicated on a PON or a list of PONs and to specific      Access Ports.  The latter should trigger the OLT to query the ONT      for a list of channels being replicated on all Access Ports or on      specific Access Ports to the premises.  In a DSL case, it is      sufficient to query the DSLAM for a list of channels being      replicated on an Access Port or a list of Access Ports.12.  ANCP versus OMCI between the OLT and ONT/ONU   ONT Management and Control Interface (OMCI) [OMCI] is specified for   in-band ONT management via the OLT.  This includes configuring   parameters on the ONT/ONU.  Such configuration can include adding an   Access Port on the ONT to a multicast tree and the ONT to a multicast   tree.  Thus, OMCI can be a potential replacement for ANCP between the   OLT and ONT/ONU, albeit it may not be a suitable protocol for dynamic   transactions as required for the multicast application.Bitar, et al.                 Informational                    [Page 36]

RFC 6934               ANCP in PON-Based Networks              June 2013   If OMCI is selected to be enabled between the OLT and ONT/ONU to   carry the same information elements that would be carried over ANCP,   the OLT must perform the necessary translation between ANCP and OMCI   for replication control messages received via ANCP.  OMCI is an   already available control channel, while ANCP requires a TCP/IP stack   on the ONT/ONU that can be used by an ANCP client, and accordingly,   it requires that the ONT/ONU be IP addressable for ANCP.  Most   ONTs/ONUs today have a TCP/IP stack used by certain applications   (e.g., VoIP and IGMP snooping).  ANCP may use the same IP address   that is often assigned for VoIP or, depending on the implementation,   may require a different address.  Sharing the same IP address between   VoIP and ANCP may have other network implications on how the VoIP   agent is addressed and on traffic routing.  For instance, the VoIP   traffic to/from the ONT is often encapsulated in a VLAN-tagged   Ethernet frame and switched at Layer 2 through the OLT to the NAS   where it is routed.  The VoIP agent in this case looks like another   subscriber to the NAS.  On the other hand, the ANCP session between   the ONT and OLT is terminated at the OLT.  Thus, the OLT must be able   to receive/send IP traffic to/from the OLT, which will not work using   this setting.  Using a separate IP address for the purpose of ONT/ONU   management or ANCP specifically may often be required when supporting   ANCP.  These considerations may favor OMCI in certain environments.   However, OMCI will not allow some of the transactions required in   approach 2, where the ONT/ONU sends unsolicited requests to the OLT   rather than being queried or configured by OLT requests.13.  Acknowledgements   The authors thank Rajesh Yadav and Francois Le Faucheur for their   valuable comments and discussions.14.  References14.1.  Normative References   [RFC2516]  Mamakos, L., Lidl, K., Evarts, J., Carrel, D., Simone, D.,              and R. Wheeler, "A Method for Transmitting PPP Over              Ethernet (PPPoE)",RFC 2516, February 1999.   [RFC2684]  Grossman, D. and J. Heinanen, "Multiprotocol Encapsulation              over ATM Adaptation Layer 5",RFC 2684, September 1999.   [RFC3376]  Cain, B., Deering, S., Kouvelas, I., Fenner, B., and A.              Thyagarajan, "Internet Group Management Protocol, Version              3",RFC 3376, October 2002.Bitar, et al.                 Informational                    [Page 37]

RFC 6934               ANCP in PON-Based Networks              June 2013   [RFC4605]  Fenner, B., He, H., Haberman, B., and H. Sandick,              "Internet Group Management Protocol (IGMP) / Multicast              Listener Discovery (MLD)-Based Multicast Forwarding              ("IGMP/MLD Proxying")",RFC 4605, August 2006.14.2.  Informative References   [802.1ag]  IEEE 802.1ag, "Connectivity Fault Management", December              2007.   [RFC2881]  Mitton, D. and M. Beadles, "Network Access Server              Requirements Next Generation (NASREQNG) NAS Model",RFC2881, July 2000.   [RFC5851]  Ooghe, S., Voigt, N., Platnic, M., Haag, T., and S.              Wadhwa, "Framework and Requirements for an Access Node              Control Mechanism in Broadband Multi-Service Networks",RFC 5851, May 2010.   [G.983.1]  ITU-T G.983.1, "Broadband optical access systems based on              Passive Optical Networks (PON)", January 2005.   [G.984.1]  ITU-T G.984.1, "Gigabit-capable Passive Optical Networks              (GPON): General characteristics", March 2008.   [RFC3046]  Patrick, M., "DHCP Relay Agent Information Option",RFC3046, January 2001.   [TR-101]   Cohen, A. and E. Shrum, "Migration to Ethernet-Based DSL              Aggregation", DSL Forum TR-101, May 2006.   [RFC5713]  Moustafa, H., Tschofenig, H., and S. De Cnodder, "Security              Threats and Security Requirements for the Access Node              Control Protocol (ANCP)",RFC 5713, January 2010.   [OMCI]     ITU-T G.984.4, "Gigabit-capable passive optical networks              (G-PON): ONT management and control interface              specification", February 2008.   [RFC6320]  Wadhwa, S., Moisand, J., Haag, T., Voigt, N., and T.              Taylor, Ed., "Protocol for Access Node Control Mechanism              in Broadband Networks",RFC 6320, October 2011.   [G.987.3]  ITU-T G.987.3, "10-Gigabit-capable passive optical              networks(XG-PON): Transmission convergence (TC) layer              specification", October 2010.Bitar, et al.                 Informational                    [Page 38]

RFC 6934               ANCP in PON-Based Networks              June 2013   [Y.1731]   ITU-T Y.1731, "OAM functions and mechanisms for Ethernet              based networks", May 2006.Authors' Addresses   Nabil Bitar (editor)   Verizon   60 Sylvan Road   Waltham, MA 02451   EMail: nabil.n.bitar@verizon.com   Sanjay Wadhwa (editor)   Alcatel-Lucent   701 East Middlefield Road   Mountain View, CA, 94043   EMail: sanjay.wadhwa@alcatel-lucent.com   Thomas Haag   Deutsche Telekom   EMail: HaagT@telekom.de   Hongyu Li   Huawei Technologies   EMail: hongyu.lihongyu@huawei.comBitar, et al.                 Informational                    [Page 39]

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