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PROPOSED STANDARD
Internet Engineering Task Force (IETF)                   S. Hartman, Ed.Request for Comments: 6806                             Painless SecurityUpdates:4120                                                 K. RaeburnCategory: Standards Track                                            MITISSN: 2070-1721                                                   L. Zhu                                                   Microsoft Corporation                                                           November 2012Kerberos Principal Name Canonicalization and Cross-Realm ReferralsAbstract   This memo documents a method for a Kerberos Key Distribution Center   (KDC) to respond to client requests for Kerberos tickets when the   client does not have detailed configuration information on the realms   of users or services.  The KDC will handle requests for principals in   other realms by returning either a referral error or a cross-realm   Ticket-Granting Ticket (TGT) to another realm on the referral path.   The clients will use this referral information to reach the realm of   the target principal and then receive the ticket.  This memo also   provides a mechanism for verifying that a request has not been   tampered with in transit.  This memo updatesRFC 4120.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6806.Copyright Notice   Copyright (c) 2012 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respectHartman, et al.              Standards Track                    [Page 1]

RFC 6806                      KDC Referrals                November 2012   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  Conventions Used in This Document  . . . . . . . . . . . . . .43.  Requesting a Referral  . . . . . . . . . . . . . . . . . . . .44.  Realm Organization Model . . . . . . . . . . . . . . . . . . .54.1.  Trust Assumptions  . . . . . . . . . . . . . . . . . . . .55.  Enterprise Principal Name Type . . . . . . . . . . . . . . . .66.  Name Canonicalization  . . . . . . . . . . . . . . . . . . . .77.  Client Referrals . . . . . . . . . . . . . . . . . . . . . . .98.  Server Referrals . . . . . . . . . . . . . . . . . . . . . . .109.  Cross-Realm Routing  . . . . . . . . . . . . . . . . . . . . .1110. Caching Information  . . . . . . . . . . . . . . . . . . . . .1111. Negotiation of FAST and Detecting Modified Requests  . . . . .1212. IANA Considerations  . . . . . . . . . . . . . . . . . . . . .1313. Security Considerations  . . . . . . . . . . . . . . . . . . .1313.1. Shared-Password Case . . . . . . . . . . . . . . . . . . .1613.2. Pre-Authentication Data  . . . . . . . . . . . . . . . . .1614. Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . .1715. References . . . . . . . . . . . . . . . . . . . . . . . . . .1715.1. Normative References . . . . . . . . . . . . . . . . . . .1715.2. Informative References . . . . . . . . . . . . . . . . . .17Appendix A.  Compatibility with Earlier Implementations of                Name Canonicalization . . . . . . . . . . . . . . . .18Hartman, et al.              Standards Track                    [Page 2]

RFC 6806                      KDC Referrals                November 20121.  Introduction   Current implementations of the Kerberos Authentication Service (AS)   and Ticket-Granting Service (TGS) protocols, as defined in [RFC4120],   use principal names constructed from a known user or service name and   realm.  A service name is typically constructed from a name of the   service and the DNS host name of the computer that is providing the   service.  Many existing deployments of Kerberos use a single Kerberos   realm where all users and services would be using the same realm.   However, in an environment where there are multiple Kerberos realms,   the client needs to be able to determine what realm a particular user   or service is in before making an AS or TGS request.  Traditionally,   this requires client configuration to make this possible.   When having to deal with multiple realms, users are forced to know   what realm they are in before they can obtain a Ticket-Granting   Ticket (TGT) with an AS request.  However, in many cases, the user   would like to use a more familiar name that is not directly related   to the realm of their Kerberos principal name.  A good example of   this is an email name in the style described in [RFC5322].  This   document describes a mechanism that would allow a user to specify a   user principal name that is an alias for the user's Kerberos   principal name.  In practice, this would be the name that the user   specifies to obtain a TGT from a Kerberos KDC.  The user principal   name no longer has a direct relationship with the Kerberos principal   or realm.  Thus, the administrator is able to move the user's   principal to other realms without the user having to know that it   happened.   Once a TGT has been obtained, the user would like to be able to   access services in any Kerberos realm for which there is an   authentication path from the realm of their principal.  To do this   requires that the client be able to determine what realm the target   service principal is in before making the TGS request.  Current   implementations of Kerberos typically have a table that maps DNS host   names to corresponding Kerberos realms.  The user-supplied host name   or its domain component is looked up in this table (often using the   result of some form of host name lookup performed with insecure DNS   queries, in violation of [RFC4120]).  The corresponding realm is then   used to complete the target service principal name.  Even if insecure   DNS queries were not used, managing this table is problematic.   This traditional mechanism requires that each client have very   detailed configuration information about the hosts that are providing   services and their corresponding realms.  Having client-side   configuration information can be very costly from an administration   point of view -- especially if there are many realms and computers in   the environment.Hartman, et al.              Standards Track                    [Page 3]

RFC 6806                      KDC Referrals                November 2012   This memo proposes a solution for these problems and simplifies   administration by minimizing the configuration information needed on   each computer using Kerberos.  Specifically, it describes a mechanism   to allow the KDC to handle canonicalization of names, provide for   principal aliases for users and services, and allow the KDC to   determine the trusted realm authentication path by being able to   generate referrals to other realms in order to locate principals.   Two kinds of KDC referrals are introduced in this memo:   1. Client referrals, in which the client doesn't know which realm      contains a user account.   2. Server referrals, in which the client doesn't know which realm      contains a server account.   These two types of referrals introduce new opportunities for an   attacker.  In order to avoid these attacks, a mechanism is provided   to protect the integrity of the request between the client and KDC.   This mechanism complements the Flexible Authentication Secure Tunnels   (FAST) facility provided in [RFC6113].  A mechanism is provided to   negotiate the availability of FAST.  Among other benefits, this can   be used to protect errors generated by the referral process.2.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].3.  Requesting a Referral   In order to request referrals as defined in later sections, the   Kerberos client MUST explicitly request the "canonicalize" KDC option   (bit 15) [RFC4120] for the AS-REQ or TGS-REQ.  This flag indicates to   the KDC that the client is prepared to receive a reply that contains   a principal name other than the one requested.          KDCOptions ::= KerberosFlags                   -- canonicalize (15)                   -- other KDCOptions values omitted   When sending names with the "canonicalize" KDC option, the client   should expect that names in the KDC's reply MAY be different than the   name in the request.  A referral TGT is a cross-realm TGT that is   returned with the server name of the ticket being different from the   server name in the request [RFC4120].Hartman, et al.              Standards Track                    [Page 4]

RFC 6806                      KDC Referrals                November 20124.  Realm Organization Model   This memo assumes that the world of principals is arranged on   multiple levels: the realm, the enterprise, and the world.  A KDC may   issue tickets for any principal in its realm or cross-realm tickets   for realms with which it has a direct cross-realm relationship.  The   KDC also has access to a trusted name service that can resolve any   name from within its enterprise into a realm closer along the   authentication path to the service.  This trusted name service   removes the need to use an untrusted DNS lookup for name resolution.   For example, consider the following configuration, where lines   indicate cross-realm relationships:                      EXAMPLE.COM                      /        \                     /          \          ADMIN.EXAMPLE.COM  DEV.EXAMPLE.COM   In this configuration, all users in the EXAMPLE.COM enterprise could   have principal names, such as alice@EXAMPLE.COM, with the same realm   portion.  In addition, servers at EXAMPLE.COM should be able to have   DNS host names from any DNS domain independent of what Kerberos realm   their principals reside in.4.1.  Trust Assumptions   Two realms participate in any cross-realm relationship: an issuing   realm issues a cross-realm ticket, and a consuming realm uses this   ticket.  There is a degree of trust of the issuing realm by the   consuming realm implied by this relationship.  Whenever a service in   the consuming realm permits an authentication path containing the   issuing realm, that service trusts the issuing realm to accurately   represent the identity of the authenticated principal and any   information about the transited path.  If the consuming realm's KDC   sets the transited policy checked flag, the KDC is making the same   trust assumption that a service would.   This trust is transitive across a multi-hop authentication path.  The   service's realm trusts each hop along the authentication path closer   to the client to accurately represent the authenticated identity and   to accurately represent transited information.  Any KDC along this   path could impersonate the client.   KDC-signed or -issued authorization data often implies additional   trust.  The implications of such trust from a security and   operational standpoint is an ongoing topic of discussion during theHartman, et al.              Standards Track                    [Page 5]

RFC 6806                      KDC Referrals                November 2012   development of this specification.  As such, such discussion is out   of scope for this memo.   Administrators have several tools to limit trust caused by cross-   realm relationships.  A service or KDC can control what   authentication paths are acceptable.  For example, if a given realm   is not permitted on the authentication path for a particular client,   then that realm cannot affect trust placed in that client principal.   Consuming realms can exercise significant control by deciding what   principals to place on an access-control list.  If no client using a   given issuing realm in authentication paths is permitted to access a   resource, then that issuing realm is not trusted in access decisions   regarding that resource.   Creating a cross-realm relationship implies relatively little   inherent trust in the issuing realm.  Significant trust only applies   as principals dependent on that issuing realm are given access to   resources.  However, two deployment characteristics may increase the   trust implied by the initial cross-realm relationship.  First, a   number of realms provide access to any principal to some resources.   Access decisions involving these resources involve a degree of trust   in all issuing realms in the transited graph.  Secondly, many realms   do not constrain the set of principals to which users of that realm   may grant access.  In these realms, creating a cross-realm   relationship delegates the decision to trust that realm to users of   the consuming realm.  In this situation, creating the cross-realm   relationship is the primary trust decision point under the   administrator's control.5.  Enterprise Principal Name Type   The NT-ENTERPRISE type principal name contains one component, a   string of realm-defined content, which is intended to be used as an   alias for another principal name in some realm in the enterprise.  It   is used for conveying the alias name, not for the real principal   names within the realms, and thus is only useful when name   canonicalization is requested.   The intent is to allow unification of email and security principal   names.  For example, all users at EXAMPLE.COM may have a client   principal name of the form "joe@EXAMPLE.COM", even though the   principals are contained in multiple realms.  This global name is   again an alias for the true client principal name, which indicates   what realm contains the principal.  Thus, accounts "alice" in the   realm DEV.EXAMPLE.COM and "bob" in ADMIN.EXAMPLE.COM may log on as   "alice@EXAMPLE.COM" and "bob@EXAMPLE.COM".Hartman, et al.              Standards Track                    [Page 6]

RFC 6806                      KDC Referrals                November 2012   This utilizes a new principal name type, as the KDC-REQ message only   contains a single client realm (crealm) field, and the realm portion   of this name corresponds to the Kerberos realm with which the request   is made.  Thus, the entire name "alice@EXAMPLE.COM" is transmitted as   a single component in the client name field of the AS-REQ message,   with a name type of NT-ENTERPRISE [RFC4120] (and the local realm   name).  The KDC will recognize this name type and then transform the   requested name into the true principal name if the client account   resides in the local realm.  The true principal name can have a name   type different from the requested name type.  Typically, the true   principal name will be an NT-PRINCIPAL [RFC4120].6.  Name Canonicalization   A service or account may have multiple principal names.  For example,   if a host is known by multiple names, host-based services on it may   be known by multiple names in order to prevent the client from   needing a secure directory service to determine the correct host name   to use.  In order to avoid the need to update the host whenever a new   alias is created, the KDC may provide the mapping information to the   client in the credential acquisition process.   If the "canonicalize" KDC option is set, then the KDC MAY change the   client and server principal names and types in the AS response and   ticket returned from those in the request.  Names MUST NOT be changed   in the response to a TGS request, although it is common for KDCs to   maintain a set of aliases for service principals.  Regardless of   which alias a client requests, the same service key is used.   However, in the TGS request, the client receives a ticket for the   alias requested.  Services MUST NOT make distinctions based on which   alias is in the issued ticket, because the service name in a ticket   is not cryptographically protected and can be changed by parties   other than the KDC.   For example, the AS request may specify a client name of "bob@   EXAMPLE.COM" as an NT-ENTERPRISE name with the "canonicalize" KDC   option set, and the KDC will return with a client name of "104567" as   an NT-UID [RFC4120].   (It is assumed that the client discovers whether the KDC supports the   NT-ENTERPRISE name type via out-of-band mechanisms.)   SeeSection 11 for a mechanism to detect modification of the request   between the client and KDC.  However, for the best protection,   Flexible Authentication Secure Tunneling (FAST) [RFC6113] or another   mechanism that protects the entire KDC exchange SHOULD be used.   Clients MAY reject responses from a KDC where the client or server   name is changed if the KDC does not support such a mechanism.Hartman, et al.              Standards Track                    [Page 7]

RFC 6806                      KDC Referrals                November 2012   Clients SHOULD reject an AS response that changes the server name   unless the response is protected by such a mechanism or the new   server name is one explicitly expected by the client.  For example,   many clients permit the realm name to be changed in an AS response,   even if the response is not protected.  SeeSection 13 for a   discussion of the tradeoffs in allowing unprotected responses.   In order to permit authorization decisions to be made based on   aliases as well as the canonicalized form of a principal name, the   KDC MAY include the following authorization data element, wrapped in   AD-KDC-ISSUED, in the initial credentials and copy it from a ticket-   granting ticket into additional credentials:   AD-LOGIN-ALIAS ::= SEQUENCE { -- ad-type number 80 --     login-aliases  [0] SEQUENCE (SIZE (1..MAX)) OF PrincipalName,     ...   }   The login-aliases field lists one or more of the aliases the   principal is known by.   In addition to permitting authorization based on aliases, this   permits user-to-user exchanges where the party receiving the   authenticator knows the other party only by an alias.  The recipient   of such an authenticator SHOULD check the AD-LOGIN-ALIAS names, if   present, in addition to the normal client name field, against the   identity of the party with which it wishes to authenticate; either   should be allowed to match.  (Note that this is not backwards   compatible with [RFC4120]; if the server side of the user-to-user   exchange does not support this extension and does not know the true   principal name, authentication may fail if the alias is sought in the   client name field.)   The use of AD-KDC-ISSUED authorization data elements in cross-realm   cases has not been well explored at this writing; hence, we will only   specify the inclusion of this data in the one-realm case.  The AD-   LOGIN-ALIAS information SHOULD be dropped in the general cross-realm   case.  However, a realm MAY implement a policy of accepting and   re-signing (wrapping in a new AD-KDC-ISSUED element) alias   information provided by certain trusted realms in the cross-realm   ticket-granting service.   The canonical principal name for an alias MUST NOT be in the form of   a ticket-granting service name, as (in a case of server name   canonicalization) that would be construed as a case of cross-realm   referral, described below.Hartman, et al.              Standards Track                    [Page 8]

RFC 6806                      KDC Referrals                November 20127.  Client Referrals   The simplest form of ticket referral is for a user requesting a   ticket using an AS-REQ.  In this case, the client machine will send   the AS-REQ to a convenient realm trusted to map principals, for   example, the realm of the client machine.  In the case of the name   alice@EXAMPLE.COM, the client MAY optimistically choose to send the   request to EXAMPLE.COM.  The realm in the AS-REQ is always the name   of the realm that the request is for, as specified in [RFC4120].   The KDC will try to lookup the name in its local account database.   If the account is present in the realm of the request, it SHOULD   return a KDC reply with the appropriate ticket.   If the account is not present in the realm specified in the request   and the "canonicalize" KDC option is set, the KDC may look up the   client principal name using some kind of name service or directory   service.  If this lookup is unsuccessful, it MUST return the error   KDC_ERR_C_PRINCIPAL_UNKNOWN [RFC4120].  If the lookup is successful,   it MUST return an error KDC_ERR_WRONG_REALM [RFC4120]; in the error   message, the crealm field will contain either the true realm of the   client or another realm that MAY have better information about the   client's true realm.  The client MUST NOT use the cname returned in   this error message.   If the client receives a KDC_ERR_WRONG_REALM error, it will issue a   new AS request with the same client principal name used to generate   the first AS request to the realm specified by the realm field of the   Kerberos error message corresponding to the first request.  (The   client realm name will be updated in the new request to refer to this   new realm.)  The client SHOULD repeat these steps until it finds the   true realm of the client.  To avoid infinite referral loops, an   implementation should limit the number of referrals.  A suggested   limit is 5 referrals before giving up.   Since the same client name is sent to the referring and referred-to   realms, both realms must recognize the same client names.  In   particular, the referring realm cannot (usefully) define principal   name aliases that the referred-to realm will not know.   The true principal name of the client, returned in AS-REP, can be   validated in a subsequent TGS message exchange where its value is   communicated back to the KDC via the authenticator in the PA-TGS-REQ   padata [RFC4120].  However, this requires trusting the referred-to   realm's KDCs.  Clients should limit the referral mappings they will   accept to realms trusted via some local policy.  Some possible   factors that might be taken into consideration for such a policy   might include:Hartman, et al.              Standards Track                    [Page 9]

RFC 6806                      KDC Referrals                November 2012   o  Any realm indicated by the local KDC if the returned KRB-ERROR      message is protected by some additional means, for example, FAST   o  A list of realms configured by an administrator   o  Any realm accepted by the user when explicitly prompted   One common approach for limiting the realms from which referrals are   accepted is to limit referrals to realms that can construct an   authentication path back to the service principal of the local   machine.  This tends to work well when realms are generally within an   organization and all realms that can form an authentication path back   to the local machine have some reasonable level of mapping trust.   Deployments involving more complex trust, for example, high   probability of malicious realms, are likely to need more complex   policy and MAY need to prompt the user before accepting some   referrals.   There is currently no provision for changing the client name in a   client referral response.8.  Server Referrals   The primary difference in server referrals is that the KDC returns a   referral TGT rather than an error message as is done in the client   referrals.   If the "canonicalize" flag in the KDC options is set and the KDC   doesn't find the principal locally, either as a regular principal or   as an alias for another local principal, the KDC MAY return a cross-   realm ticket-granting ticket to the next hop on the trust path   towards a realm that may be able to resolve the principal name.   The client will use this referral information to request a chain of   cross-realm ticket-granting tickets until it reaches the realm of the   server, and can then expect to receive a valid service ticket.   However, an implementation should limit the number of referrals that   it processes to avoid infinite referral loops.  A suggested limit is   5 referrals before giving up.   The client may cache the mapping of the requested name to the name of   the next realm to use and the principal name to ask for (seeSection 10).Hartman, et al.              Standards Track                   [Page 10]

RFC 6806                      KDC Referrals                November 2012   Here is an example of a client requesting a service ticket for a   service in realm DEV.EXAMPLE.COM where the client is in   ADMIN.EXAMPLE.COM.      +NC = Canonicalize KDCOption set      C: TGS-REQ sname=http/foo.dev.example.com +NC to ADMIN.EXAMPLE.COM      S: TGS-REP sname=krbtgt/EXAMPLE.COM@ADMIN.EXAMPLE.COM      C: TGS-REQ sname=http/foo.dev.example.com +NC to EXAMPLE.COM      S: TGS-REP sname=krbtgt/DEV.EXAMPLE.COM@EXAMPLE.COM      C: TGS-REQ sname=http/foo.dev.example.com +NC to DEV.EXAMPLE.COM      S: TGS-REP sname=http/foo.dev.example.com@DEV.EXAMPLE.COM   Note that any referral or alias processing of the server name in   user-to-user authentication should use the same data as client name   canonicalization or referral.  Otherwise, the name used by one user   to log in may not be useable by another for user-to-user   authentication to the first.9.  Cross-Realm RoutingRFC 4120 permits a KDC to return a closer referral ticket when a   cross-realm TGT is requested.  This specification extends this   behavior when the canonicalize flag is set.  When this flag is set, a   KDC MAY return a TGT for a realm closer to the service for any   service as discussed in the previous section.  When a client follows   such a referral, it includes the realm of the referred-to realm in   the generated request.   When the canonicalize flag is not set, the rules defined inRFC 4120   apply.10.  Caching Information   It is possible that the client may wish to get additional credentials   for the same service principal, perhaps with different authorization-   data restrictions or other changed attributes.  The return of a   server referral from a KDC can be taken as an indication that the   requested principal does not currently exist in the local realm.   Clearly, it would reduce network traffic if the clients could cache   that information and use it when acquiring the second set of   credentials for a service, rather than always having to recheck with   the local KDC to see if the name has been created locally.   When the TGT expires, the previously returned referral from the local   KDC should be considered invalid, and the local KDC must be asked   again for information for the desired service principal name.  (Note   that the client may get back multiple referral TGTs from the local   KDC to the same remote realm, with different lifetimes.  The lifetimeHartman, et al.              Standards Track                   [Page 11]

RFC 6806                      KDC Referrals                November 2012   information SHOULD be properly associated with the requested service   principal names.  Simply having another TGT for the same remote realm   does not extend the validity of previously acquired information about   one service principal name.)   Accordingly, KDC authors and maintainers should consider what factors   (e.g., DNS alias lifetimes) they may or may not wish to incorporate   into credential expiration times in cases of referrals.11.  Negotiation of FAST and Detecting Modified Requests   Implementations of this specification MUST support the FAST   negotiation mechanism described in this section.  This mechanism   provides detection of KDC requests modified by an attacker when those   requests result in a reply instead of an error.  In addition, this   mechanism provides a secure way to detect if a KDC supports FAST.   Clients conforming to this specification MUST send new pre-   authentication data of type PA-REQ-ENC-PA-REP (149) in all AS   requests and MAY send this padata type in TGS requests.  The value of   this padata item SHOULD be empty and its value MUST be ignored by a   receiving KDC.  Sending this padata item indicates support for this   negotiation mechanism.  KDCs conforming to this specification must   always set the ticket flag enc-pa-rep (15) in all the issued tickets.   This ticket flag indicates KDC support for the mechanism.   The KDC response [RFC4120] is extended to support an additional field   containing encrypted pre-authentication data.          EncKDCRepPart   ::= SEQUENCE {                 key                [0] EncryptionKey,                 last-req           [1] LastReq,                 nonce              [2] UInt32,                 key-expiration     [3] KerberosTime OPTIONAL,                 flags              [4] TicketFlags,                 authtime           [5] KerberosTime,                 starttime          [6] KerberosTime OPTIONAL,                 endtime            [7] KerberosTime,                 renew-till         [8] KerberosTime OPTIONAL,                 srealm             [9] Realm,                 sname             [10] PrincipalName,                 caddr             [11] HostAddresses OPTIONAL,                 encrypted-pa-data [12] SEQUENCE OF PA-DATA OPTIONAL         }   The encrypted-pa-data element MUST be absent unless either the   "canonicalize" KDC option is set or the PA-REQ-ENC-PA-REP padata item   is sent.Hartman, et al.              Standards Track                   [Page 12]

RFC 6806                      KDC Referrals                November 2012   If the PA-REQ-ENC-PA-REP padata item is sent in the request, then the   KDC MUST include a PA-REQ-ENC-PA-REP padata item in the encrypted-pa-   data item of any generated KDC reply.  The PA-REQ-ENC-PA-REP pa-data   value contains the checksum computed over the type AS-REQ or TGS-REQ   in the request.  The checksum key is the reply key and the checksum   type is the required checksum type for the encryption type of the   reply key, and the key usage number is KEY_USAGE_AS_REQ (56).  If the   KDC supports FAST, then the KDC MUST include a padata of type PA-FX-   FAST in any encrypted-pa-data sequence it generates.  The padata item   MUST be empty on sending, and the contents of the padata item MUST be   ignored on receiving.   A client MUST reject a response for which it sent PA-REQ-ENC-PA-REP   if the ENC-PA-REP ticket flag is set and the PA-REQ-ENC-PA-REP padata   item is absent or the checksum is not successfully verified.12.  IANA Considerations   PA-REQ-ENC-PA-REP has been registered in the Kerveros "Pre-   authentication and Typed Data" registry   <http://www.iana.org/assignments/kerberos-parameters>.13.  Security Considerations   For the AS exchange case, it is important that the logon mechanism   not trust a name that has not been used to authenticate the user.   For example, the name that the user enters as part of a logon   exchange may not be the name that the user authenticates as, given   that the KDC_ERR_WRONG_REALM error may have been returned.  The   relevant Kerberos naming information for logon (if any) is the client   name and client realm in the service ticket targeted at the   workstation obtained using the user's initial TGT.  That is, rather   than trusting the client name in the AS response, a workstation   SHOULD perform an AP-REQ authentication against itself as a service   and use the client name in the ticket issued for its service by the   KDC.   How the client name and client realm are mapped into a local account   for logon is a local matter, but the client logon mechanism MUST use   additional information such as the client realm and/or authorization   attributes from the service ticket presented to the workstation by   the user when mapping the logon credentials to a local account on the   workstation.   Not all fields in a KDC reply defined byRFC 4120 are protected.   None of the fields defined inRFC 4120 for AS request are protected,   and some information in a TGS request may not be protected.  The   referrals mechanism creates several opportunities for attack becauseHartman, et al.              Standards Track                   [Page 13]

RFC 6806                      KDC Referrals                November 2012   of these unprotected fields.  FAST [RFC6113] can be used to   completely mitigate these issues by protecting both the KDC request   and response.  However, FAST requires that a client obtain an armor   ticket before authenticating.  Not all realms permit all clients to   obtain armor tickets.  Also, while it is expected to be uncommon, a   client might wish to use name canonicalization while obtaining an   armor ticket.  The mechanism described inSection 11 detects   modification of the request between the KDC and client, mitigating   some attacks.   There is a widely deployed base of implementations that use name   canonicalization or server referrals that use neither the negotiation   mechanism nor FAST.  So, implementations may be faced with only the   limited protection afforded byRFC 4120, by the negotiation mechanism   discussed in this document, or by FAST.  All three situations are   important to consider from a security standpoint.   An attacker cannot mount a downgrade attack against a client.  The   negotiation mechanism described in this document is securely   indicated by the presence of a ticket flag.  So, a client will detect   if the facility was available but not used.  It is possible for an   attacker to strip the indication that a client supports the   negotiation facility.  The client will learn from the response that   this happened, but the KDC will not learn that the client is   attacked.  So, for a single round-trip Kerberos exchange, the KDC may   believe the exchange was successful when the client detects an   attack.  Packet loss or client failure can produce a similar result;   this is not a significant vulnerability.  The negotiation facility   described in this document securely indicates the presence of FAST.   So, if a client wishes to use FAST when it is available, an attacker   cannot force the client to downgrade away from FAST.  An attacker MAY   be able to prevent a client from obtaining an armor ticket, for   example, by responding to a request for anonymous Public Key   Cryptography for Initial Authentication in Kerberos (PKINIT) with an   error response.   If FAST is used, then the communications between the client and KDC   are protected.  However, name canonicalization places a new   responsibility for mapping principals onto the KDC.  This can   increase the number of KDCs involved in an authentication, which adds   additional trusted third parties to the exchange.   If only the negotiation mechanism is used, then the request from the   client to the KDC is protected, but not all of the response is   protected.  In particular, the client name is not protected; the   ticket is also not protected.  An attacker can potentially modify   these fields.  Modification of the client name will result in a   denial of service.  When the client attempts to authenticate to aHartman, et al.              Standards Track                   [Page 14]

RFC 6806                      KDC Referrals                November 2012   service (including the TGS), it constructs an AP-REQ message.  This   message includes a client name that MUST match the client name in the   ticket according toRFC 4120.  Thus, if the client name is changed,   the resulting ticket will fail when used.  This is undesirable   because the authentication is separated from the later failure, which   may confuse problem determination.  If the ticket is replaced with   another ticket, then later authentication to a service will fail   because the client will not know the session key for the other   ticket.  If the ticket is simply modified, then authentication to a   service will fail as withRFC 4120.  More significant attacks are   possible if a KDC violates the requirements ofRFC 4120 and issues   two tickets with the same session key, or if a service violates the   requirements ofRFC 4120 and does not check the client name against   that in the ticket.   There is an additional attack possible when FAST is not used against   KDC_ERR_WRONG_REALM.  Since this is an error response, not an AS   response, it is not protected by the negotiation mechanism.  Thus, an   attacker may be able to convince a client to authenticate to a realm   other than the one intended.  If an attacker is off-path, this may   give the attacker an advantage in attacking the client's credentials.   Also, see the discussion of shared passwords below.   More serious attacks are possible if no protection beyondRFC 4120 is   used.  In this case, neither the client name nor the service name is   protected between the client and KDC.  In the general case, if an   attacker changes the client name, then authentication will fail   because the client will not have the right credentials (password,   certificate, or other) to authenticate as the user selected by the   attacker.  However, see the discussion of shared passwords below.   Changing the server name can be a very significant attack.  For   example, if a user is authenticating in order to send some   confidential information, then the attacker could gain this   information by directing the user to a server under the attacker's   control.  The server name in the response is protected byRFC 4120,   but not the one in the request.  Fortunately, users are typically   authenticating to the "krbtgt" service in an AS exchange.  Clients   that permit changes to the server name when no protection beyondRFC4120 is in use SHOULD carefully restrict what service names are   acceptable.  One critical case to consider is the password-changing   service.  When a user authenticates to change their password, they   use an AS authentication directly to the password-changing service.   Clients MUST restrict service name changes sufficiently that the   client ends up talking to the correct password-changing service.Hartman, et al.              Standards Track                   [Page 15]

RFC 6806                      KDC Referrals                November 201213.1.  Shared-Password Case   A special case to examine is when the user is known (or correctly   suspected) to use the same password for multiple accounts.  A man-in-   the-middle attacker can either alter the request on its way to the   KDC, changing the client principal name, or reply to the client with   a response previously sent by the KDC in response to a request from   the attacker.  The response received by the client can then be   decrypted by the user, though if the default "salt" generated from   the principal name is used to produce the user's key, a PA-ETYPE-INFO   or PA-ETYPE-INFO2 preauth record may need to be added or altered by   the attacker to cause the client software to generate the key needed   for the message it will receive.  None of this requires the attacker   to know the user's password, and without further checking, this could   cause the user to unknowingly use the wrong credentials.   In normal operation as described in [RFC4120], a generated AP-REQ   message includes in the Authenticator field a copy of the client's   idea of its own principal name.  If this differs from the name in the   KDC-generated ticket, the application server will reject the message.   With client name canonicalization as described in this document, the   client may get its principal name from the response from the KDC.   Using the wrong credentials may provide an advantage to an attacker.   For example, if a client uses one principal for administrative   operations and one for less privileged operation, an attacker may   coerce a client into using the wrong privilege to either cause some   later operation to succeed or fail.13.2.  Pre-Authentication Data   In cases of credential renewal, forwarding, or validation, if   credentials are sent to the KDC that are not an initial ticket-   granting ticket for the client's home realm, the encryption key used   to protect the TGS exchange is one known to a third party (namely,   the service for which the credential was issued).  Consequently, in   such an exchange, the protection described earlier may be compromised   by the service.  This is not generally believed to be a problem.  If   it is, some form of explicit TGS armor could be added to FAST.Hartman, et al.              Standards Track                   [Page 16]

RFC 6806                      KDC Referrals                November 201214.  Acknowledgments   John Brezak, Mike Swift, and Jonathan Trostle wrote the initial   version of this document.   Karthik Jaganathan contributed to earlier versions.   Sam Hartman's work on this document was funded by the MIT Kerberos   Consortium.15.  References15.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC4120]  Neuman, C., Yu, T., Hartman, S., and K. Raeburn, "The              Kerberos Network Authentication Service (V5)",RFC 4120,              July 2005.   [RFC6113]  Hartman, S. and L. Zhu, "A Generalized Framework for              Kerberos Pre-Authentication",RFC 6113, April 2011.15.2.  Informative References   [RFC4556]  Zhu, L. and B. Tung, "Public Key Cryptography for Initial              Authentication in Kerberos (PKINIT)",RFC 4556, June 2006.   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,              Housley, R., and W. Polk, "Internet X.509 Public Key              Infrastructure Certificate and Certificate Revocation List              (CRL) Profile",RFC 5280, May 2008.   [RFC5322]  Resnick, P., Ed., "Internet Message Format",RFC 5322,              October 2008.   [XPR]      Trostle, J., Kosinovsky, I., and M. Swift, "Implementation              of Crossrealm Referral Handling in the MIT Kerberos              Client",  Network and Distributed System Security              Symposium, February 2001.Hartman, et al.              Standards Track                   [Page 17]

RFC 6806                      KDC Referrals                November 2012Appendix A.  Compatibility with Earlier Implementations of Name             Canonicalization   The Microsoft Windows 2000 and Windows 2003 releases included an   earlier form of name-canonicalization [XPR].  Here are the   differences:   1) Windows include an additional encrypted padata element.  The      preauth data type definition in the encrypted preauth data is as      follows:          PA-SVR-REFERRAL-INFO       20          PA-SVR-REFERRAL-DATA ::= SEQUENCE {                 referred-name   [1] PrincipalName OPTIONAL,                 referred-realm  [0] Realm          }}         The referred-principal is never sent.  The referred-realm is         included in TGS replies and includes the realm name of the         realm to which the client is referred.  This information is         redundant with the realm in the second component of the         returned TGT.   2) When PKINIT [RFC4556] is used, the NT-ENTERPRISE client name is      encoded as a Subject Alternative Name (SAN) extension [RFC5280] in      the client's X.509 certificate.  The type of the otherName field      for this SAN extension is AnotherName [RFC5280].  The type-id      field of the type AnotherName is id-ms-sc-logon-upn      (1.3.6.1.4.1.311.20.2.3), and the value field of the type      AnotherName is a KerberosString [RFC4120].  The value of this      KerberosString type is the single component in the name-string      [RFC4120] sequence for the corresponding NT-ENTERPRISE name type.   In Microsoft's current implementation through the use of global   catalogs, any domain in one forest is reachable from any other domain   in the same forest or another trusted forest with 3 or less   referrals.  A forest is a collection of realms with hierarchical   trust relationships: there can be multiple trust trees in a forest;   each child and parent realm pair and each root realm pair have   bidirectional transitive direct trust between them.   While we might want to permit multiple aliases to exist and even be   reported in AD-LOGIN-ALIAS, the Microsoft implementation permits only   one NT-ENTERPRISE alias to exist, so this question had not previously   arisen.Hartman, et al.              Standards Track                   [Page 18]

RFC 6806                      KDC Referrals                November 2012Authors' Addresses   Sam Hartman (editor)   Painless Security   EMail: hartmans-ietf@mit.edu   Kenneth Raeburn   Massachusetts Institute of Technology   EMail: raeburn@mit.edu   Larry Zhu   Microsoft Corporation   One Microsoft Way   Redmond, WA  98052   US   EMail: lzhu@microsoft.comHartman, et al.              Standards Track                   [Page 19]

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