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EXPERIMENTAL
Internet Engineering Task Force (IETF)                           S. ShinRequest for Comments: 6628                                     K. KobaraCategory: Experimental                                              AISTISSN: 2070-1721                                                June 2012Efficient Augmented Password-Only Authentication andKey Exchange for IKEv2Abstract   This document describes an efficient augmented password-only   authentication and key exchange (AugPAKE) protocol where a user   remembers a low-entropy password and its verifier is registered in   the intended server.  In general, the user password is chosen from a   small set of dictionary words that allows an attacker to perform   exhaustive searches (i.e., off-line dictionary attacks).  The AugPAKE   protocol described here is secure against passive attacks, active   attacks, and off-line dictionary attacks (on the obtained messages   with passive/active attacks), and also provides resistance to server   compromise (in the context of augmented PAKE security).  In addition,   this document describes how the AugPAKE protocol is integrated into   the Internet Key Exchange Protocol version 2 (IKEv2).Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This document is a product of the Internet Engineering   Task Force (IETF).  It represents the consensus of the IETF   community.  It has received public review and has been approved for   publication by the Internet Engineering Steering Group (IESG).  Not   all documents approved by the IESG are a candidate for any level of   Internet Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6628.Shin & Kobara                 Experimental                      [Page 1]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012Copyright Notice   Copyright (c) 2012 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1. Introduction ....................................................31.1. Keywords ...................................................42. AugPAKE Specification ...........................................42.1. Underlying Group ...........................................42.2. Notation ...................................................52.2.1. Password Processing .................................62.3. Protocol ...................................................72.3.1. Initialization ......................................72.3.2. Actual Protocol Execution ...........................73. Security Considerations .........................................93.1. General Assumptions ........................................93.2. Security against Passive Attacks ..........................103.3. Security against Active Attacks ...........................103.3.1. Impersonation Attacks on User U ....................103.3.2. Impersonation Attacks on Server S ..................113.3.3. Man-in-the-Middle Attacks ..........................113.4. Security against Off-line Dictionary Attacks ..............123.5. Resistance to Server Compromise ...........................124. Implementation Consideration ...................................135. AugPAKE for IKEv2 ..............................................135.1. Integration into IKEv2 ....................................135.2. Payload Formats ...........................................155.2.1. Notify Payload .....................................155.2.2. Generic Secure Password Method Payload .............166. IANA Considerations ............................................167. References .....................................................167.1. Normative References ......................................167.2. Informative References ....................................17Appendix A.  Evaluation by PAKE Selection Criteria.................19Shin & Kobara                 Experimental                      [Page 2]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 20121.  Introduction   In the real world, many applications, such as Web mail and Internet   banking/shopping/trading, require secure channels between   participating parties.  Such secure channels can be established by   using an authentication and key exchange (AKE) protocol, which allows   the involved parties to authenticate each other and to generate a   temporary session key.  The temporary session key is used to protect   the subsequent communications between the parties.   Until now, password-only AKE (called PAKE) protocols have attracted   much attention because password-only authentication is very   convenient to the users.  However, it is not trivial to design a   secure PAKE protocol due to the existence of off-line dictionary   attacks on passwords.  These attacks are possible since passwords are   chosen from a relatively-small dictionary that allows for an attacker   to perform the exhaustive searches.  This problem was brought forth   by Bellovin and Merritt [BM92], and many subsequent works have been   conducted in the literature (see some examples in [IEEEP1363.2]).  A   PAKE protocol is said to be secure if the best attack an active   attacker can take is restricted to the on-line dictionary attacks,   which allows a guessed password to be checked only by interacting   with the honest party.   An augmented PAKE protocol (e.g., [BM93], [RFC2945], [ISO]) provides   extra protection for server compromise in the sense that an attacker,   who obtains a password verifier from a server, cannot impersonate the   corresponding user without performing off-line dictionary attacks on   the password verifier.  This additional security is known as   "resistance to server compromise".  The AugPAKE protocol described in   this document is an augmented PAKE, which also achieves measurable   efficiency over some previous works (i.e., SRP [RFC2945] and AMP   [ISO]).  We believe the following (see [SKI10] for the formal   security proof): 1) The AugPAKE protocol is secure against passive   attacks, active attacks, and off-line dictionary attacks (on the   obtained messages with passive/active attacks), and 2) It provides   resistance to server compromise.  At the same time, the AugPAKE   protocol has similar computational efficiency to the plain Diffie-   Hellman key exchange [DH76] that does not provide authentication by   itself.  Specifically, the user and the server need to compute 2 and   2.17 modular exponentiations, respectively, in the AugPAKE protocol.   After excluding pre-computable costs, the user and the server are   required to compute only 1 and 1.17 modular exponentiations,   respectively.  Compared with SRP [RFC2945] and AMP [ISO], the AugPAKE   protocol is more efficient 1) than SRP in terms of the user's   computational costs and 2) than AMP in terms of the server's   computational costs.Shin & Kobara                 Experimental                      [Page 3]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   This document also describes how the AugPAKE protocol is integrated   into IKEv2 [RFC5996].1.1.  Keywords   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].2.  AugPAKE Specification2.1.  Underlying Group   The AugPAKE protocol can be implemented over the following group.   o  Let p and q be sufficiently large primes such that q is a divisor      of ((p - 1) / 2), and every factor of ((p - 1) / 2) are also      primes comparable to q in size.  This p is called a "secure"      prime.  By G, we denote a multiplicative subgroup of prime order q      over the field GF(p), the integers modulo p.  Let g be a generator      for the subgroup G so that all the subgroup elements are generated      by g.  The group operation is denoted multiplicatively (in modulo      p).   By using a secure prime p, the AugPAKE protocol has computational   efficiency gains.  Specifically, it does not require the order check   of elements received from the counterpart party.  Note that the   groups defined in Discrete Logarithm Cryptography [SP800-56A] andRFC5114 [RFC5114] are not necessarily the above secure prime groups.   Alternatively, one can implement the AugPAKE protocol over the   following groups.   o  Let p and q be sufficiently large primes such that p = (2 * q) +      1.  This p is called a "safe" prime.  By G, we denote a      multiplicative subgroup of prime order q over the field GF(p), the      integers modulo p.  Let g be any element of G other than 1.  For      example, g = h^2 mod p where h is a primitive element.  The group      operation is denoted multiplicatively (in modulo p).   o  Let p and q be sufficiently large primes such that q is a divisor      of ((p - 1) / 2).  By G, we denote a multiplicative subgroup of      prime order q over the field GF(p), the integers modulo p.  Let g      be a generator for the subgroup G so that all the subgroup      elements are generated by g.  The group operation is denoted      multiplicatively (in modulo p).  If p is not a "secure" prime, the      AugPAKE protocol MUST perform the order check of received      elements.Shin & Kobara                 Experimental                      [Page 4]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 20122.2.  Notation   The AugPAKE protocol is a two-party protocol where a user and a   server authenticate each other and generate a session key.  The   following notation is used in this document:   U      The user's identity (e.g., as defined in [RFC4282]).  It is a      string in {0,1}^* where {0,1}^* indicates a set of finite binary      strings.   S      The server's identity (e.g., as defined in [RFC4282]).  It is a      string in {0,1}^*.   b = H(a)      A binary string a is given as input to a secure one-way hash      function H (e.g., SHA-2 family [FIPS180-3]), which produces a      fixed-length output b.  The hash function H maps {0,1}^* to      {0,1}^k, where {0,1}^k indicates a set of binary strings of length      k and k is a security parameter.   b = H'(a)      A binary string a is given as input to a secure one-way hash      function H', which maps the input a in {0,1}^* to the output b in      Z_q^*, where Z_q^* is a set of positive integers modulo prime q.   a | b      It denotes a concatenation of binary strings a and b in {0,1}^*.   0x      A hexadecimal value is shown preceded by "0x".   X * Y mod p      It indicates a multiplication of X and Y modulo prime p.   X = g^x mod p      The g^x indicates a multiplication computation of g by x times.      The resultant value modulo prime p is assigned to X.  The discrete      logarithm problem says that it is computationally hard to compute      the discrete logarithm x from X, g, and p.   w      The password remembered by the user.  This password may be used as      an effective password (instead of itself) in the form of H'(0x00 |      U | S | w).Shin & Kobara                 Experimental                      [Page 5]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   W      The password verifier registered in the server.  This password      verifier is computed as follows: W = g^w mod p where the user's      password w is used itself, or W = g^w' mod p where the effective      password w' = H'(0x00 | U | S | w) is used.   bn2bin(X)      It indicates a conversion of a multiple precision integer X to the      corresponding binary string.  If X is an element over GF(p), its      binary representation MUST have the same bit length as the binary      representation of prime p.   U -> S: msg      It indicates a message transmission that the user U sends a      message msg to the server S.   U:      It indicates a local computation of user U (without any outgoing      messages).2.2.1.  Password Processing   The input password MUST be processed according to the rules of the   [RFC4013] profile of [RFC3454].  The password SHALL be considered a   "stored string" per [RFC3454], and unassigned code points are   therefore prohibited.  The output SHALL be the binary representation   of the processed UTF-8 character string.  Prohibited output and   unassigned code points encountered in SASLprep pre-processing SHALL   cause a failure of pre-processing, and the output SHALL NOT be used   with the AugPAKE protocol.   The following table shows examples of how various character data is   transformed by the rules of the [RFC4013] profile.   #  Input            Output     Comments   -  -----            ------     --------   1  I<U+00AD>X       IX         SOFT HYPHEN mapped to nothing   2  user             user       no transformation   3  USER             USER       case preserved, will not match #2   4  <U+00AA>         a          output is NFKC, input in ISO 8859-1   5  <U+2168>         IX         output is NFKC, will match #1   6  <U+0007>                    Error - prohibited character   7  <U+0627><U+0031>            Error - bidirectional checkShin & Kobara                 Experimental                      [Page 6]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 20122.3.  Protocol   The AugPAKE protocol consists of two phases: initialization and   actual protocol execution.  The initialization phase SHOULD be   finished in a secure manner between the user and the server, and it   is performed all at once.  Whenever the user and the server need to   establish a secure channel, they can run the actual protocol   execution through an open network (i.e., the Internet) in which an   active attacker exists.2.3.1.  Initialization   U -> S: (U, W)      The user U computes W = g^w' mod p, where w' is the effective      password, and transmits W to the server S.  The W is registered in      the server as the password verifier of user U.  Of course, user U      just remembers password w only.   If resistance to server compromise is not necessary and a node needs   to act as both initiator and responder, e.g., as a gateway, then the   node can store w' instead of W even when it acts as server S.  In   either case, server S SHOULD NOT store any plaintext passwords.   As noted above, this phase SHOULD be performed securely and all at   once.2.3.2.  Actual Protocol Execution   The actual protocol execution of the AugPAKE protocol allows the user   and the server to share an authenticated session key through an open   network (see Figure 1).Shin & Kobara                 Experimental                      [Page 7]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   +-----------------+                              +------------------+   |     User U      |                              |  Server S (U,W)  |   |                 |            (U, X)            |                  |   |                 |----------------------------->|                  |   |                 |                              |                  |   |                 |            (S, Y)            |                  |   |                 |<-----------------------------|                  |   |                 |                              |                  |   |                 |             V_U              |                  |   |                 |----------------------------->|                  |   |                 |                              |                  |   |                 |             V_S              |                  |   |                 |<-----------------------------|                  |   |                 |                              |                  |   +-----------------+                              +------------------+                    Figure 1: Actual Protocol Execution   U -> S: (U, X)      The user U chooses a random element x from Z_q^* and computes its      Diffie-Hellman public value X = g^x mod p.  The user sends the      first message (U, X) to the server S.   S -> U: (S, Y)      If the received X from user U is 0, 1, or -1 (mod p), server S      MUST terminate the protocol execution.  Otherwise, the server      chooses a random element y from Z_q^* and computes Y = (X *      (W^r))^y mod p where r = H'(0x01 | U | S | bn2bin(X)).  Note that      X^y * g^(w * r * y) mod p can be computed from y and (w * r * y)      efficiently using Shamir's trick [MOV97].  Then, server S sends      the second message (S, Y) to the user U.   U -> S: V_U      If the received Y from server S is 0, 1, or -1 (mod p), user U      MUST terminate the protocol execution.  Otherwise, the user      computes K = Y^z mod p where z = 1 / (x + (w * r)) mod q and r =      H'(0x01 | U | S | bn2bin(X)).  Also, user U generates an      authenticator V_U = H(0x02 | U | S | bn2bin(X) | bn2bin(Y) |      bn2bin(K)).  Then, the user sends the third message V_U to the      server S.Shin & Kobara                 Experimental                      [Page 8]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   S -> U: V_S      If the received V_U from user U is not equal to H(0x02 | U | S |      bn2bin(X) | bn2bin(Y) | bn2bin(K)) where K = g^y mod p, server S      MUST terminate the protocol execution.  Otherwise, the server      generates an authenticator V_S = H(0x03 | U | S | bn2bin(X) |      bn2bin(Y) | bn2bin(K)) and a session key SK = H(0x04 | U | S |      bn2bin(X) | bn2bin(Y) | bn2bin(K)).  Then, server S sends the      fourth message V_S to the user U.   U:      If the received V_S from server S is not equal to H(0x03 | U | S |      bn2bin(X) | bn2bin(Y) | bn2bin(K)), user U MUST terminate the      protocol execution.  Otherwise, the user generates a session key      SK = H(0x04 | U | S | bn2bin(X) | bn2bin(Y) | bn2bin(K)).   In the actual protocol execution, the sequential order of message   exchanges is very important to avoid any possible attacks.  For   example, if the server S sends the second message (S, Y) and the   fourth message V_S together, any attacker can easily derive the   correct password w with off-line dictionary attacks.   The session key SK, shared only if the user and the server   authenticate each other successfully, MAY be generated by using a key   derivation function (KDF) [SP800-108].  After generating SK, the user   and the server MUST delete all the internal states (e.g., Diffie-   Hellman exponents x and y) from memory.   For the formal proof [SKI10] of the AugPAKE protocol, we need to   slightly change the computation of Y (in the above S -> U: (S, Y))   and K (in the above S -> U: V_S) as follows: Y = (X * (W^r))^y' and K   = g^y' where y' = H'(0x05 | bn2bin(y)).3.  Security Considerations   This section shows why the AugPAKE protocol (i.e., the actual   protocol execution) is secure against passive attacks, active   attacks, and off-line dictionary attacks, and also provides   resistance to server compromise.3.1.  General Assumptions   o  An attacker is computationally bounded.   o  Any hash functions used in the AugPAKE protocol are secure in      terms of pre-image resistance (one-wayness), second pre-image      resistance, and collision resistance.Shin & Kobara                 Experimental                      [Page 9]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 20123.2.  Security against Passive Attacks   An augmented PAKE protocol is said to be secure against passive   attacks in the sense that an attacker, who eavesdrops the exchanged   messages, cannot compute an authenticated session key (shared between   the honest parties in the protocol).   In the AugPAKE protocol, an attacker can get the messages (U, X),   (S,Y), V_U, V_S by eavesdropping, and then wants to compute the   session key SK.  That is, the attacker's goal is to derive the   correct K from the obtained messages X and Y, because the hash   functions are secure and the only secret in the computation of SK is   K = g^y mod p.  Note that   X =     g^x mod p and   Y =     (X * (W^r))^y = X^y * W^(r * y) = X^y * (g^y)^t = X^y * K^t   hold where t = w' * r mod q.  Though t is determined from possible   password candidates and X, the only way for the attacker to extract K   from X and Y is to compute X^y.  However, the probability for the   attacker to compute X^y is negligible in the security parameter for   the underlying groups since both x and y are random elements chosen   from Z_q^*.  Therefore, the AugPAKE protocol is secure against   passive attacks.3.3.  Security against Active Attacks   An augmented PAKE protocol is said to be secure against active   attacks in the sense that an attacker, who completely controls the   exchanged messages, cannot compute an authenticated session key   (shared with the honest party in the protocol) with the probability   better than that of on-line dictionary attacks.  In other words, the   probability for an active attacker to compute the session key is   restricted by the on-line dictionary attacks where it grows linearly   to the number of interactions with the honest party.   In the AugPAKE protocol, the user (respectively, the server) computes   the session key SK only if the received authenticator V_S   (respectively, V_U) is valid.  There are three cases to be considered   in the active attacks.3.3.1.  Impersonation Attacks on User U   When an attacker impersonates the user U, the attacker can compute   the same SK (to be shared with the server S) only if the   authenticator V_U is valid.  For a valid authenticator V_U, the   attacker has to compute the correct K from X and Y because the hashShin & Kobara                 Experimental                     [Page 10]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   functions are secure.  In this impersonation attack, the attacker of   course knows the discrete logarithm x of X and guesses a password w''   from the password dictionary.  So, the probability for the attacker   to compute the correct K is bounded by the probability of w = w''.   That is, this impersonation attack is restricted by the on-line   dictionary attacks where the attacker can try a guessed password   communicating with the honest server S.  Therefore, the AugPAKE   protocol is secure against impersonation attacks on user U.3.3.2.  Impersonation Attacks on Server S   When an attacker impersonates the server S, the attacker can compute   the same SK (to be shared with the user U) only if the authenticator   V_S is valid.  For a valid authenticator V_S, the attacker has to   compute the correct K from X and Y because the hash functions are   secure.  In this impersonation attack, the attacker chooses a random   element y and guesses a password w'' from the password dictionary so   that   Y =     (X * (W'^r))^y = X^y * W'^(r * y) = X^y * (g^y)^t'   where t' = w'' * r mod q.  The probability for the attacker to   compute the correct K is bounded by the probability of w = w''.   Also, the attacker knows whether the guessed password is equal to w   or not by seeing the received authenticator V_U.  However, when w is   not equal to w'', the probability for the attacker to compute the   correct K is negligible in the security parameter for the underlying   groups since the attacker has to guess the discrete logarithm x   (chosen by user U) as well.  That is, this impersonation attack is   restricted by the on-line dictionary attacks where the attacker can   try a guessed password communicating with the honest user U.   Therefore, the AugPAKE protocol is secure against impersonation   attacks on server S.3.3.3.  Man-in-the-Middle Attacks   When an attacker performs the man-in-the-middle attack, the attacker   can compute the same SK (to be shared with the user U or the server   S) only if one of the authenticators V_U, V_S is valid.  Note that if   the attacker relays the exchanged messages honestly, it corresponds   to the passive attacks.  In order to generate a valid authenticator   V_U or V_S, the attacker has to compute the correct K from X and Y   because the hash functions are secure.  So, the attacker is in the   same situation as discussed above.  Though the attacker can test two   passwords (one with user U and the other with server S), it does not   change the fact that this attack is restricted by the on-line   dictionary attacks where the attacker can try a guessed passwordShin & Kobara                 Experimental                     [Page 11]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   communicating with the honest party.  Therefore, the AugPAKE protocol   is also secure against man-in-the-middle attacks.3.4.  Security against Off-line Dictionary Attacks   An augmented PAKE protocol is said to be secure against off-line   dictionary attacks in the sense that an attacker, who completely   controls the exchanged messages, cannot reduce the possible password   candidates better than on-line dictionary attacks.  Note that in the   on-line dictionary attacks, an attacker can test one guessed password   by running the protocol execution (i.e., communicating with the   honest party).   As discussed inSection 3.2, an attacker in the passive attacks does   not compute X^y (and the correct K = g^y mod p) from the obtained   messages X, Y.  This security analysis also indicates that, even if   the attacker can guess a password, the K is derived independently   from the guessed password.  Next, we consider an active attacker   whose main goal is to perform the off-line dictionary attacks in the   AugPAKE protocol.  As inSection 3.3, the attacker can 1) test one   guessed password by impersonating the user U or the server S, or 2)   test two guessed passwords by impersonating the server S (to the   honest user U) and impersonating the user U (to the honest server S)   in the man-in-the-middle attacks.  Whenever the honest party receives   an invalid authenticator, the party terminates the actual protocol   execution without sending any message.  In fact, this is important to   prevent an attacker from testing more than one password in the active   attacks.  Since passive attacks and active attacks cannot remove the   possible password candidates more efficiently than on-line dictionary   attacks, the AugPAKE protocol is secure against off-line dictionary   attacks.3.5.  Resistance to Server Compromise   We consider an attacker who has obtained a (user's) password verifier   from a server.  In the (augmented) PAKE protocols, there are two   limitations [BJKMRSW00]: 1) the attacker can find out the correct   password from the password verifier with the off-line dictionary   attacks because the verifier has the same entropy as the password;   and 2) if the attacker impersonates the server with the password   verifier, this attack is always possible because the attacker has   enough information to simulate the server.  An augmented PAKE   protocol is said to provide resistance to server compromise in the   sense that the attacker cannot impersonate the user without   performing off-line dictionary attacks on the password verifier.   In order to show resistance to server compromise in the AugPAKE   protocol, we consider an attacker who has obtained the passwordShin & Kobara                 Experimental                     [Page 12]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   verifier W and then tries to impersonate the user U without off-line   dictionary attacks on W.  As a general attack, the attacker chooses   two random elements c and d from Z_q^*, and computes   X =     (g^c) * (W^d) mod p   and sends the first message (U, X) to the server S.  In order to   impersonate user U successfully, the attacker has to compute the   correct K = g^y mod p where y is randomly chosen by server S.  After   receiving Y from the server, the attacker's goal is to find out a   value e satisfying Y^e = K mod p.  That is,            log_g (Y^e) = log_g K mod q            (c + (w' * d) + (w' * r)) * y * e = y mod q            (c + w' * (d + r)) * e = 1 mod q   where log_g K indicates the logarithm of K to the base g.  Since   there is no off-line dictionary attacks on W, the above solution is   that e = 1 / c mod q and d = -r mod q.  However, the latter is not   possible since r is determined by X (i.e., r = H'(0x01 | U | S |   bn2bin(X))) and H' is a secure hash function.  Therefore, the AugPAKE   protocol provides resistance to server compromise.4.  Implementation Consideration   As discussed inSection 3, the AugPAKE protocol is secure against   passive attacks, active attacks, and off-line dictionary attacks, and   provides resistance to server compromise.  However, an attacker in   the on-line dictionary attacks can check whether one password   (guessed from the password dictionary) is correct or not by   interacting with the honest party.  Let N be the number of possible   passwords within a dictionary.  Certainly, the attacker's success   probability grows with the probability of (I / N) where I is the   number of interactions with the honest party.  In order to provide a   reasonable security margin, implementation SHOULD take a   countermeasure to the on-line dictionary attacks.  For example, it   would take about 90 years to test 2^(25.5) passwords with a one   minute lock-out for 3 failed password guesses (seeAppendix A in   [SP800-63]).5.  AugPAKE for IKEv25.1.  Integration into IKEv2   IKE is a primary component of IPsec in order to provide mutual   authentication and establish security associations between two peers.Shin & Kobara                 Experimental                     [Page 13]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   The AugPAKE protocol, described inSection 2, can be easily   integrated into IKEv2 [RFC5996] as a "weak" pre-shared key   authentication method (see Figure 2).  This integrated protocol   preserves the IKEv2 structure and security guarantees (e.g., identity   protection).  Note that the AugPAKE protocol can be used in three   scenarios for IKEv2: "Security Gateway to Security Gateway Tunnel",   "Endpoint-to-Endpoint Transport", and "Endpoint to Security Gateway   Tunnel".    Initiator                               Responder   -----------                             -----------   IKE_SA_INIT:    HDR, SAi1, KEi, Ni,    N(SECURE_PASSWORD_METHODS)      -->                                    <--  HDR, SAr1, KEr, Nr,                                         N(SECURE_PASSWORD_METHODS)   IKE_AUTH:    HDR, SK {IDi, GSPM(PVi), [IDr,]             SAi2, TSi, TSr}        -->                                    <--  HDR, SK {IDr, GSPM(PVr)}    HDR, SK {AUTHi}                 -->                                    <--  HDR, SK {AUTHr, SAr2, TSi, TSr}                       Figure 2: AugPAKE into IKEv2   The changes from IKEv2 are summarized as follows:   o  In addition to IKEv2, one round trip is added.   o  The initiator (respectively, the responder) sends an      N(SECURE_PASSWORD_METHODS) notification to indicate its      willingness to use AugPAKE in the IKE_SA_INIT exchange.   o  The added values GSPM(PVi) and GSPM(PVr) in the IKE_AUTH exchange      correspond to X and Y of the AugPAKE protocol inSection 2,      respectively.   o  From K (represented as an octet string) derived inSection 2, the      AUTH values in the IKE_AUTH exchange are computed as         AUTHi = prf( prf(K, "AugPAKE for IKEv2"),         <InitiatorSignedOctets> | GSPM(PVi) | GSPM(PVr) | IDi | IDr)Shin & Kobara                 Experimental                     [Page 14]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012         AUTHr = prf( prf(K, "AugPAKE for IKEv2"),         <ResponderSignedOctets> | GSPM(PVr) | GSPM(PVi) | IDr | IDi)5.2.  Payload Formats5.2.1.  Notify Payload   The Notify Payload N(SECURE_PASSWORD_METHODS) [RFC6467], indicating a   willingness to use AugPAKE in the IKE_SA_INIT exchange, is defined as   follows:                        1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ! Next Payload  !C!  RESERVED   !         Payload Length        !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !  Protocol ID  !   SPI Size    !      Notify Message Type      !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                                                               !   ~                Security Parameter Index (SPI)                 ~   !                                                               !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                                                               !   ~                       Notification Data                       ~   !                                                               !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   As in [RFC5996], the Protocol ID and SPI Size SHALL be set to zero   and, therefore, the SPI field SHALL be empty.  The Notify Message   Type will be 16424 [RFC6467].   The Notification Data contains the list of the 16-bit secure password   method numbers:                        1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ! Secure Password Method #1     ! Secure Password Method #2     !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ! Secure Password Method #3     ! ...                           !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The response Notify Payload contains exactly one 16-bit secure   password method number (i.e., for AugPAKE here) inside the   Notification Data field.Shin & Kobara                 Experimental                     [Page 15]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 20125.2.2.  Generic Secure Password Method Payload   The Generic Secure Password Method (GSPM) Payload, denoted GSPM(PV)   inSection 5.1, is defined as follows:                        1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ! Next Payload  !C!  RESERVED   !         Payload Length        !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   !                                                               !   ~                                                               ~   !          Data Specific to the Secure Password Method          !   ~                                                               ~   !                                                               !   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                The GSPM Payload Type will be 49 [RFC6467].   Since the GSPM(PV) value is a group element, the encoded octet string   is actually used in the "Data Specific to the Secure Password Method"   field.6.  IANA Considerations   IANA has assigned value 2 to the method name "AugPAKE" from the   "IKEv2 Secure Password Methods" registry in [IKEV2-IANA].7.  References7.1.  Normative References   [FIPS180-3]   Information Technology Laboratory, "Secure Hash                 Standard (SHS)", NIST FIPS Publication 180-3, October                 2008, <http://csrc.nist.gov/publications/fips/fips180-3/fips180-3_final.pdf>.   [IKEV2-IANA]  IANA, "Internet Key Exchange Version 2 (IKEv2)                 Parameters",                 <http://www.iana.org/assignments/ikev2-parameters>.   [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate                 Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3454]     Hoffman, P. and M. Blanchet, "Preparation of                 Internationalized Strings ("stringprep")",RFC 3454,                 December 2002.Shin & Kobara                 Experimental                     [Page 16]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   [RFC4013]     Zeilenga, K., "SASLprep: Stringprep Profile for User                 Names and Passwords",RFC 4013, February 2005.   [RFC4282]     Aboba, B., Beadles, M., Arkko, J., and P. Eronen, "The                 Network Access Identifier",RFC 4282, December 2005.   [RFC5996]     Kaufman, C., Hoffman, P., Nir, Y., and P. Eronen,                 "Internet Key Exchange Protocol Version 2 (IKEv2)",RFC5996, September 2010.   [SP800-108]   Chen, L., "Recommendation for Key Derivation Using                 Pseudorandom Functions (Revised)", NIST Special                 Publication 800-108, October 2009,                 <http://csrc.nist.gov/publications/nistpubs/800-108/sp800-108.pdf>.7.2.  Informative References   [BJKMRSW00]   Bellare, M., Jablon, D., Krawczyk, H., MacKenzie, P.,                 Rogaway, P., Swaminathan, R., and T. Wu, "Proposal for                 P1363 Study Group on Password-Based                 Authenticated-Key-Exchange Methods", IEEE P1363.2:                 Password-Based Public-Key Cryptography, Submissions to                 IEEE P1363.2 , February 2000, <http://grouper.ieee.org/groups/1363/passwdPK/contributions/p1363-pw.pdf>.   [BM92]        Bellovin, S. and M. Merritt, "Encrypted Key Exchange:                 Password-based Protocols Secure against Dictionary                 Attacks", Proceedings of the IEEE Symposium on Security                 and Privacy, IEEE Computer Society, 1992.   [BM93]        Bellovin, S. and M. Merritt, "Augmented Encrypted Key                 Exchange: A Password-based Protocol Secure against                 Dictionary Attacks and Password File Compromise",                 Proceedings of the 1st ACM Conference on Computer and                 Communication Security, ACM Press, 1993.   [DH76]        Diffie, W. and M. Hellman, "New Directions in                 Cryptography", IEEE Transactions on Information Theory                 Volume IT-22, Number 6, 1976.Shin & Kobara                 Experimental                     [Page 17]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   [H10]         Harkins, D., "Password-Based Authentication in IKEv2:                 Selection Criteria and Considerations", Work in                 Progress, October 2010.   [IEEEP1363.2] IEEE P1363.2, "Password-Based Public-Key Cryptography",                 Submissions to IEEE P1363.2 , <http://grouper.ieee.org/groups/1363/passwdPK/submissions.html>.   [ISO]         ISO/IEC JTC 1/SC 27 11770-4, "Information technology --                 Security techniques -- Key management -- Part 4:                 Mechanisms based on weak secrets", April 2006,                 <http://www.iso.org/iso/iso_catalogue/catalogue_tc/catalogue_detail.htm?csnumber=39723>.   [MOV97]       Menezes, A., Oorschot, P., and S. Vanstone,                 "Simultaneous Multiple Exponentiation", in Handbook of                 Applied Cryptography, CRC Press, 1997.   [RFC2945]     Wu, T., "The SRP Authentication and Key Exchange                 System",RFC 2945, September 2000.   [RFC5114]     Lepinski, M. and S. Kent, "Additional Diffie-Hellman                 Groups for Use with IETF Standards",RFC 5114, January                 2008.   [RFC6467]     Kivinen, T., "Secure Password Framework for Internet                 Key Exchange Version 2 (IKEv2)",RFC 6467, December                 2011.   [SKI10]       Shin, S., Kobara, K., and H. Imai, "Security Proof of                 AugPAKE", Cryptology ePrint Archive:  Report 2010/334,                 June 2010, <http://eprint.iacr.org/2010/334>.   [SP800-56A]   Barker, E., Johnson, D., and M. Smid, "Recommendation                 for Pair-Wise Key Establishment Schemes Using Discrete                 Logarithm Cryptography (Revised)", NIST Special                 Publication 800-56A, March 2007, <http://csrc.nist.gov/publications/nistpubs/800-56A/SP800-56A_Revision1_Mar08-2007.pdf>.   [SP800-63]    Burr, W., Dodson, D., and W. Polk, "Electronic                 Authentication Guideline", NIST Special Publication                 800-63 Version 1.0.2, April 2006,                 <http://csrc.nist.gov/publications/nistpubs/800-63/SP800-63V1_0_2.pdf>.Shin & Kobara                 Experimental                     [Page 18]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012Appendix A.  Evaluation by PAKE Selection Criteria   Below is a self-evaluation of the AugPAKE protocol following PAKE   selection criteria [H10].   SEC1: AugPAKE is zero knowledge (password) proof.  It is secure         against passive/active/off-line dictionary attacks.  It is also         resistant to server-compromise impersonation attacks.   SEC2: AugPAKE provides Perfect Forward Secrecy (PFS) and is secure         against Denning-Sacco attack.   SEC3: IKEv2 identity protection is preserved.   SEC4: Any cryptographically secure Diffie-Hellman groups can be used.   SEC5: The formal security proof of AugPAKE can be found at [SKI10].   SEC6: AugPAKE can be easily used with strong credentials.   SEC7: In the case of server compromise, an attacker has to perform         off-line dictionary attacks while computing modular         exponentiation with a password candidate.   SEC8: AugPAKE is secure regardless of the transform negotiated by         IKEv2.   IPR1: AugPAKE was publicly disclosed on Oct. 2008.   IPR2: AIST applied for a patent in Japan on July 10, 2008.  AIST         would provide royal-free license of AugPAKE.   IPR3: IPR disclosure (seehttps://datatracker.ietf.org/ipr/1284/)   MISC1:  AugPAKE adds one round trip to IKEv2.   MISC2:  The initiator needs to compute only 2 modular exponentiation           computations while the responder needs to compute 2.17           modular exponentiation computations.  AugPAKE needs to           exchange 2 group elements and 2 hash values.  This is almost           the same computation/communication costs as the plain Diffie-           Hellman (DH) key exchange.  If we use a large (e.g.,           2048/3072-bits) parent group, the hash size would be           relatively small.   MISC3:  AugPAKE has the same performance for any type of secret.Shin & Kobara                 Experimental                     [Page 19]

RFC 6628         Most Efficient Augmented PAKE for IKEv2       June 2012   MISC4:  Internationalization of character-based passwords can be           supported.   MISC5:  AugPAKE can be implemented over any ECP (Elliptic Curve Group           over GF[P]), EC2N (Elliptic Curve Group over GF[2^N]), and           MODP (Modular Exponentiation Group) groups.   MISC6:  AugPAKE has request/response nature of IKEv2.   MISC7:  No additional negotiation is needed.   MISC8:  No Trusted Third Party (TTP) and clock synchronization   MISC9:  No additional primitive (e.g., Full Domain Hashing (FDH)           and/or ideal cipher) is needed.   MISC10: As above, AugPAKE can be implemented over any ECP/EC2N           groups.   MISC11: Easy implementation.  We already implemented AugPAKE and have           been testing in AIST.Authors' Addresses   SeongHan Shin   AIST   Central 2, 1-1-1, Umezono   Tsukuba, Ibaraki 305-8568   JP   Phone: +81 29-861-2670   EMail: seonghan.shin@aist.go.jp   Kazukuni Kobara   AIST   EMail: kobara_conf@m.aist.go.jpShin & Kobara                 Experimental                     [Page 20]

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