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Internet Engineering Task Force (IETF)                       G. RichardsRequest for Comments: 6560             RSA, The Security Division of EMCCategory: Standards Track                                     April 2012ISSN: 2070-1721One-Time Password (OTP) Pre-AuthenticationAbstract   The Kerberos protocol provides a framework authenticating a client   using the exchange of pre-authentication data.  This document   describes the use of this framework to carry out One-Time Password   (OTP) authentication.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6560.Copyright Notice   Copyright (c) 2012 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allowRichards                     Standards Track                    [Page 1]

RFC 6560                 OTP Pre-Authentication               April 2012   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1. Introduction ....................................................31.1. Scope ......................................................31.2. Overall Design .............................................31.3. Conventions Used in This Document ..........................42. Usage Overview ..................................................42.1. OTP Mechanism Support ......................................42.2. Pre-Authentication .........................................42.3. PIN Change .................................................52.4. Resynchronization ..........................................63. Pre-Authentication Protocol Details .............................63.1. Initial Client Request .....................................63.2. KDC Challenge ..............................................73.3. Client Response ............................................93.4. Verifying the Pre-Authentication Data .....................133.5. Confirming the Reply Key Change ...........................153.6. Reply Key Generation ......................................154. OTP Kerberos Message Types .....................................174.1. PA-OTP-CHALLENGE ..........................................174.2. PA-OTP-REQUEST ............................................214.3. PA-OTP-PIN-CHANGE .........................................255. IANA Considerations ............................................266. Security Considerations ........................................276.1. Man-in-the-Middle Attacks .................................276.2. Reflection ................................................286.3. Denial-of-Service Attacks .................................286.4. Replay ....................................................296.5. Brute-Force Attack ........................................296.6. FAST Facilities ...........................................308. Acknowledgments ................................................308. References .....................................................318.1. Normative References ......................................318.2. Informative References ....................................32Appendix A.  ASN.1 Module  .......................................33Appendix B.  Examples of OTP Pre-Authentication Exchanges ........36B.1.  Four-Pass Authentication .................................36B.2.  Two-Pass Authentication  .................................38B.3.  PIN Change ...............................................40B.4.  Resynchronization  .......................................41Richards                     Standards Track                    [Page 2]

RFC 6560                 OTP Pre-Authentication               April 20121.  Introduction1.1.  Scope   This document describes a Flexible Authentication Secure Tunneling   (FAST) [RFC6113] factor that allows One-Time Password (OTP) values to   be used in the Kerberos V5 [RFC4120] pre-authentication in a manner   that does not require use of the user's Kerberos password.  The   system is designed to work with different types of OTP algorithms   such as time-based OTPs [RFC2808], counter-based tokens [RFC4226] and   challenge-response systems such as [RFC2289].  It is also designed to   work with tokens that are electronically connected to the user's   computer via means such as a USB interface.   This FAST factor provides the following facilities (as defined in   [RFC6113]): client-authentication, replacing-reply-key, and KDC-   authentication.  It does not provide the strengthening-reply-key   facility.   This proposal is partially based upon previous work on integrating   single-use authentication mechanisms into Kerberos [HORENEZ004].1.2.  Overall Design   This proposal supports four- and two-pass variants.  In the four-pass   system, the client sends the Key Distribution Center (KDC) an initial   AS-REQ, and the KDC responds with a KRB-ERROR containing pre-   authentication data that includes a random nonce.  The client then   encrypts the nonce and returns it to the KDC in a second AS-REQ.   Finally, the KDC returns the AS-REP.  In the two-pass variant, the   client encrypts a timestamp rather than a nonce from the KDC, and the   encrypted data is sent to the KDC in the initial AS-REQ.  The two-   pass system can be used in cases where the client can determine in   advance that OTP pre-authentication is supported by the KDC, which   OTP key should be used and the encryption parameters required by the   KDC.   In both systems, in order to create the message sent to the KDC, the   client must generate the OTP value and two keys: the classic Reply   Key used to decrypt the KDC's reply and a key to encrypt the data   sent to the KDC.  In most cases, the OTP value will be used in the   key generation, but in order to support algorithms where the KDC   cannot obtain the value (e.g., [RFC2289]), the system supports the   option of including the OTP value in the request along with the   encrypted nonce.  In addition, in order to support situations where   the KDC is unable to obtain the plaintext OTP value, the system also   supports the use of hashed OTP values in the key derivation.Richards                     Standards Track                    [Page 3]

RFC 6560                 OTP Pre-Authentication               April 2012   The pre-authentication data sent from the client to the KDC is sent   within the encrypted data provided by the FAST pre-authentication   data type of the AS-REQ.  The KDC then obtains the OTP value,   generates the same keys, and verifies the pre-authentication data by   decrypting the nonce.  If the verification succeeds, then it confirms   knowledge of the Reply Key by using it to encrypt data in the AS-REP.1.3.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].   This document assumes familiarity with the Kerberos   pre-authentication framework [RFC6113] and so freely uses terminology   and notation from that document.   The word padata is used as shorthand for pre-authentication data.2.  Usage Overview2.1.  OTP Mechanism Support   As described above, this document describes a generic system for   supporting different OTP mechanisms in Kerberos pre-authentication.   To ensure interoperability, all implementations of this specification   SHOULD provide a mechanism (e.g., a provider interface) to add or   remove support for a particular OTP mechanism.2.2.  Pre-Authentication   The approach uses pre-authentication data in AS-REQ, AS-REP, and   KRB-ERROR messages.   In the four-pass system, the client begins by sending an initial   AS-REQ to the KDC that may contain pre-authentication data such as   the standard Kerberos password data.  The KDC will then determine, in   an implementation dependent fashion, whether OTP authentication is   required and if it is, it will respond with a KRB-ERROR message   containing a PA-OTP-CHALLENGE (seeSection 4.1) in the PA-DATA.   The PA-OTP-CHALLENGE will contain a KDC-generated nonce, a list of   hash algorithm identifiers, and an iteration count if hashed OTP   values are used (seeSection 3.6) and OPTIONAL information on how the   OTP should be generated by the client.  The client will then generate   the OTP value and two keys: a Client Key to encrypt the KDC's nonce   and a Reply Key used to decrypt the KDC's reply.Richards                     Standards Track                    [Page 4]

RFC 6560                 OTP Pre-Authentication               April 2012   As described inSection 5.4.1 of [RFC6113], the FAST system uses an   Armor Key to set up an encrypted tunnel for use by FAST factors.  As   described inSection 3.6 of this document, the Client Key and Reply   Key will be generated from the Armor Key and the OTP value, unless   the OTP algorithm does not allow the KDC to obtain the OTP value.  If   hash algorithm identifiers were included in the PA-OTP-CHALLENGE,   then the client will use the hash of the OTP value rather than the   plaintext value in the key generation.  Both keys will have the same   encryption type as the Armor Key.   The generated Client Key will be used to encrypt the nonce received   from the KDC.  The encrypted value along with optional information on   how the OTP was generated are then sent to the KDC in a   PA-OTP-REQUEST (seeSection 4.2) encrypted within the armored-data of   a PA-FX-FAST-REQUEST PA-DATA element of a second AS-REQ.   In the two-pass system, the client sends the PA-OTP-REQUEST in the   initial AS-REQ instead of sending it in response to a   PA-OTP-CHALLENGE returned by the KDC.  Since no challenge is received   from the KDC, the client includes an encrypted timestamp in the   request rather than the encrypted KDC nonce.   In both cases, on receipt of a PA-OTP-REQUEST, the KDC generates the   keys in the same way as the client, and uses the generated Client Key   to verify the pre-authentication by decrypting the encrypted data   sent by the client (either nonce or timestamp).  If the validation   succeeds, then the KDC will authenticate itself to the client and   confirm that the Reply Key has been updated by using the generated   Reply Key in the AS-REP response.2.3.  PIN Change   Most OTP tokens involve the use of a Personal Identification Number   (PIN) in the generation of the OTP value.  This PIN value will be   combined with the value generated by the token to produce the final   OTP value that will be used in this protocol.   If, following successful validation of a PA-OTP-REQUEST in an AS-REQ,   the KDC determines that the user's PIN has expired and needs to   change, then it SHOULD respond with a KRB-ERROR of type   KDC_ERR_PIN_EXPIRED.  It MAY include formatting information on the   PIN in a PA-OTP-PIN-CHANGE (seeSection 4.3) encrypted within the   armored-data of the PA-FX-FAST-REPLY PA-DATA element.              KDC_ERR_PIN_EXPIRED           96Richards                     Standards Track                    [Page 5]

RFC 6560                 OTP Pre-Authentication               April 2012   If the PIN change is to be handled by a PIN-change service, then it   is assumed that authentication to that service will succeed if the   PIN has expired.   If the user's PIN has not expired but has been changed, then the KDC   MAY return the new value to the client in a PA-OTP-PIN-CHANGE   encrypted within the armored-data of the PA-FX-FAST-REPLY PA-DATA   element of the AS-REP.  Similarly, if a PIN change is not required,   then the KDC MAY return a PA-OTP-PIN-CHANGE to inform the client of   the current PIN's expiration time.2.4.  Resynchronization   It is possible with time- and event-based tokens that the OTP server   will lose synchronization with the current token state.  For example,   event-based tokens may drift since the counter on the token is   incremented every time the token is used, but the counter on the   server is only incremented on an authentication.  Similarly, the   clocks on time-based tokens may drift.   Methods to recover from this type of situation are OTP   algorithm-specific but may involve the client sending a sequence of   OTP values to allow the server to further validate the correct   position in its search window (seeSection 7.4 of [RFC4226] for an   example).   If, when processing a PA-OTP-REQUEST, the pre-authentication   validation fails for this reason, then the KDC MAY return a KRB-ERROR   message.  The KRB-ERROR message MAY contain a PA-OTP-CHALLENGE in the   PA-DATA with a single otp-tokenInfo representing the token used in   the initial authentication attempt but with the "nextOTP" flag set.   If this flag is set, then the client SHOULD re-try the authentication   using an OTP value generated using the token in the "state" after   that used in the failed authentication attempt, for example, using   the next time interval or counter value.3.  Pre-Authentication Protocol Details3.1.  Initial Client Request   In the four-pass mode, the client begins by sending an initial   AS-REQ, possibly containing other pre-authentication data.  If the   KDC determines that OTP-based pre-authentication is required and the   request does not contain a PA-OTP-REQUEST, then it will respond as   described inSection 3.2.Richards                     Standards Track                    [Page 6]

RFC 6560                 OTP Pre-Authentication               April 2012   If the client has all the necessary information, it MAY use the   two-pass system by constructing a PA-OTP-REQUEST as described inSection 3.3 and including it in the initial request.3.2.  KDC Challenge   If the user is required to authenticate using an OTP, then the KDC   SHALL respond to the initial AS-REQ with a KRB-ERROR (as described inSection 2.2 of [RFC6113]), with a PA-OTP-CHALLENGE contained within   the enc-fast-rep of the armored-data of a PA-FX-FAST-REPLY encrypted   under the current Armor Key as described in [RFC6113].   If the OTP mechanism is to be carried out as an individual mechanism,   then the PA-OTP-CHALLENGE SHALL be carried within the padata of the   KrbFastResponse.  Alternatively, if the OTP mechanism is required as   part of an authentication set, then the PA-OTP-CHALLENGE SHALL be   carried within a PA-AUTHENTICATION-SET-ELEM as described inSection5.3 of [RFC6113].   The PA-OTP-CHALLENGE SHALL contain a nonce value to be returned   encrypted in the client's PA-OTP-REQUEST.  This nonce string MUST   contain a randomly chosen component at least as long as the Armor Key   length (see [RFC4086] for an in-depth discussion of randomness).  In   order to allow it to maintain any state necessary to verify the   returned nonce, the KDC SHOULD use the mechanism described inSection5.2 of [RFC6113].   The KDC MAY use the otp-service field to assist the client in   locating the OTP token to be used by identifying the purpose of the   authentication.  For example, the otp-service field could assist a   user in identifying the token to be used when a user has multiple OTP   tokens that are used for different purposes.  If the token is a   connected device, then these values SHOULD be an exact octet-level   match for the values present on the target token.   The KDC SHALL include a sequence of one or more otp-tokenInfo   elements containing information on the token or tokens that the user   can use for the authentication and how the OTP value is to be   generated using those tokens.  If a single otp-tokenInfo element is   included, then only a single token is acceptable by the KDC, and any   OTP value generated by the client MUST be generated according to the   information contained within that element.  If more than one   otp-tokenInfo element is included, then the OTP value MUST be   generated according to the information contained within one of those   elements.Richards                     Standards Track                    [Page 7]

RFC 6560                 OTP Pre-Authentication               April 2012   The KDC MAY include the otp-vendor field in an otp-tokenInfo to   identify the vendor of the token that can be used in the   authentication request in order to assist the client in locating that   token.   If the KDC is able to obtain the OTP values for the token, then the   OTP value SHOULD be used in the key generation as described inSection 3.6; therefore, the KDC SHOULD set the "must-encrypt-nonce"   flag in the otp-tokenInfo.  If the KDC is unable to obtain the OTP   values for the token, then the "must-encrypt-nonce" flag MUST NOT be   set.  If the flag is not set, then the OTP value will be returned by   the client in the otp-value field of the PA-OTP-REQUEST and so, if   returning of OTP values in this way does not conform to KDC policy,   then the KDC SHOULD NOT include the otp-tokenInfo for that token in   the PA-OTP-CHALLENGE.   If the KDC requires that hashed OTPs be used in the key generation as   described inSection 3.6 (for example, it is only able to obtain   hashed OTP values for the token), then it MUST include the supported   hash algorithms in order of preference in the supportedHashAlg of the   otp-KeyInfo and the minimum value of the iteration count in the   iterationCount element.   Since the OTP mechanism described in this document is replacing the   Reply Key, the classic shared-key system cannot be relied upon to   allow the client to verify the KDC.  Therefore, as described inSection 3.4 of [RFC6113], some other mechanism must be provided to   support this.  If the OTP value is used in the Reply Key generation,   then the client and KDC have a shared key and KDC-authentication is   provided by the KDC using the Reply Key generated from the OTP value.   However, if the OTP value is sent in the otp-value element of the   PA-OTP-REQUEST, then there is no such shared key and the OTP   mechanism does not provide KDC-authentication.  Therefore, if the OTP   mechanism is not being used in an environment where   KDC-authentication is being provided by other means (e.g., by the use   of a host-key-based Armor Key), then the KDC MUST NOT include any   otp-tokenInfo elements in the PA-OTP-CHALLENGE that do not have the   "must-encrypt-nonce" flag set.   If the OTP for a token is to be generated using a server-generated   challenge, then the value of the challenge SHALL be included in the   otp-challenge field of the otp-tokenInfo for that token.  If the   token is a connected device and the OTP is to be generated by   combining the challenge with the token's current state (e.g., time),   then the "combine" flag SHALL be set within the otp-tokenInfo   containing the challenge.Richards                     Standards Track                    [Page 8]

RFC 6560                 OTP Pre-Authentication               April 2012   If the KDC can determine which OTP token key (the seed value on the   token used to generate the OTP) is to be used, then the otp-tokenID   field MAY be included in the otp-tokenInfo to pass that value to the   client.   The otp-algID field MAY be included in an otp-tokenInfo to identify   the algorithm that should be used in the OTP calculation for that   token.  For example, it could be used when a user has been issued   with multiple tokens that support different algorithms.   If the KDC can determine that an OTP token that can be used by the   user does not require the client to collect a PIN, then it SHOULD set   the "do-not-collect-pin" flag in the otp-tokenInfo representing that   token.  If the KDC can determine that the token requires the client   to collect a PIN, then it SHOULD set the "collect-pin" flag.  If the   KDC is unable to determine whether or not the client should collect a   PIN, then the "collect-pin" and "do-not-collect-pin" flags MUST NOT   be set.   If the KDC requires the PIN of an OTP token to be returned to it   separately, then it SHOULD set the "separate-pin-required" flag in   the otp-KeyInfo representing that token.   If the KDC requires that the OTPs generated by the token have a Luhn   check digit appended, as defined in [ISOIEC7812], then it MUST set   the "check-digit" flag.  This flag only applies if the format of the   OTP is decimal; therefore, the otp-format field, if present, MUST   have the value of "decimal".   Finally, in order to support connected tokens that can generate OTP   values of varying lengths or formats, the KDC MAY include the desired   otp-length and format of the OTP in the otp-length and otp-format   fields of an otp-tokenInfo.3.3.  Client Response   The client response SHALL be sent to the KDC as a PA-OTP-REQUEST   included within the enc-fast-req of the armored-data within a   PA-FX-FAST-REQUEST encrypted under the current Armor Key as described   in [RFC6113].   In order to generate its response, the client MUST generate an OTP   value.  If the PA-OTP-CHALLENGE contained one or more otp-tokenInfo   elements, then the OTP value MUST be based on the information   contained within one of those elements.Richards                     Standards Track                    [Page 9]

RFC 6560                 OTP Pre-Authentication               April 2012   The otp-service, otp-vendor, otp-tokenID, otp-length, otp-format, and   otp-algID elements of the PA-OTP-CHALLENGE are provided by the KDC to   assist the client in locating the correct token to use, but the use   of the above fields will depend on the type of token.   If the token is a disconnected device, then the values of otp-service   and otp-vendor MAY be displayed to the user in order to help the user   select the correct token, and the values of otp-algID, otp-tokenID,   otp-length, and otp-format MAY be ignored.   If the token is a connected device, then these values, if present,   SHOULD be used by the client to locate the correct token.  When the   token is connected, clients MUST support matching based on a binary   comparison of the otp-vendor and otp-service strings when comparing   the values against those present on the token.  Clients MAY have   other comparisons including normalization insensitive comparisons to   try and find the right token.  The values of otp-vendor and   otp-service MAY be displayed to prompt the user if the correct token   is not found.   If the "nextOTP" flag is set in the otp-tokenInfo from the   PA-OTP-CHALLENGE, then the OTP value MUST be generated from the next   token state rather than that used in the previous PA-OTP-REQUEST for   that token.  The "nextOTP" flag MUST also be set in the new   PA-OTP-REQUEST.   If the "collect-pin" flag is set, then the token requires a PIN to be   collected by the client.  If the "do-not-collect-pin" flag is set in   the otp-tokenInfo from the PA-OTP-CHALLENGE, then the token   represented by the otp-tokenInfo does not require a PIN to be   collected by the client as part of the OTP value.  If neither of the   "collect-pin" nor "do-not-collect-pin" flags are set, then PIN   requirements of the token are unspecified.  If both flags are set,   then the client SHALL regard the request as invalid.   If the "separate-pin-required" flag is set, then any PIN collected by   the client MUST be included as a UTF-8 string in the otp-pin of the   PA-OTP-REQUEST.   If the token is a connected device, then how the PIN is used to   generate the OTP value will depend on the type of device.  However,   if the token is a disconnected device, then it will depend on the   "separate-pin-required" flag.  If the flag is not set, then the OTP   value MUST be generated by appending the PIN with the value from the   token entered by the user and, if the flag is set, then the OTP value   MUST be the value from the token.Richards                     Standards Track                   [Page 10]

RFC 6560                 OTP Pre-Authentication               April 2012   The clients SHOULD NOT normalize the PIN value or any OTP value   collected from the user or returned by a connected token in any way.   If the "check-digit" flag is set, then any OTP values SHOULD be   decimal and have a Luhn check digit appended [ISOIEC7812].  If the   token is disconnected, then the Client MAY ignore this flag; if the   token is connected, then the Client MUST enforce it.  The Client MUST   regard the request as invalid, if otp-format is present and set to   any value other than "decimal".   If an otp-challenge is present in the otp-tokenInfo selected by the   client from the PA-OTP-CHALLENGE, then the OTP value for the token   MUST be generated based on a challenge, if the token is capable of   accepting a challenge.  The client MAY ignore the provided challenge   if and only if the token is not capable of including a challenge in   the OTP calculation.   If the "combine" flag is not set in the otp-tokenInfo of the   PA-OTP-CHALLENGE, then the OTP SHALL be calculated based only the   challenge and not the internal state (e.g., time or counter) of the   token.  If the "combine" flag is set, then the OTP SHALL be   calculated using both the internal state and the provided challenge,   if that value is obtainable by the client.  If the flag is set but   otp-challenge is not present, then the client SHALL regard the   request as invalid.   If token is a connected device, then the use of the challenge will   depend on the type of device but will involve passing the challenge   and the value of the "combine" flag in a token-specific manner to the   token, along with a PIN if collected and the values of otp-length and   otp-format if specified, in order to obtain the OTP value.  If the   token is disconnected, then the challenge MUST be displayed to the   user and the value of the "combine" flag MAY be ignored by the   client.   If the OTP value was generated using a challenge that was not sent by   the KDC, then the challenge SHALL be included in the otp-challenge of   the PA-OTP-REQUEST.  If the OTP was generated by combining a   challenge (either received from the KDC or generated by the client)   with the token state, then the "combine" flag SHALL be set in the   PA-OTP-REQUEST.Richards                     Standards Track                   [Page 11]

RFC 6560                 OTP Pre-Authentication               April 2012   If the "must-encrypt-nonce" flag is set in the otp-tokenInfo, then   the OTP value MUST be used to generate the Client Key and Reply Key   as described inSection 3.6 and MUST NOT be included in the otp-value   field of the PA-OTP-REQUEST.  If the flag is not set, then the OTP   value MUST be included in the otp-value field of the PA-OTP-REQUEST   and MUST NOT be used in the key derivation.  In this case, the Client   Key and Reply Key SHALL be the same as the Armor Key as described inSection 3.6; so, if the returning of OTP values in this way does not   conform to local policy on the client (for example, if   KDC-Authentication is required and is not being provided by other   means), then it SHOULD NOT use the token for authentication.   If the supportedHashAlg and iterationCount elements are included in   the otp-tokenInfo, then the client MUST use hashed OTP values in the   generation of the Reply Key and Client Key as described inSection3.6.  The client MUST select the first algorithm from the list that   it supports and the AlgorithmIdentifer [RFC5280] selected MUST be   placed in the hashAlg element of the PA-OTP-REQUEST.  However, if   none of the algorithm identifiers conform to local policy   restrictions, then the authentication attempt MUST NOT proceed using   that token.  If the value of iterationCount does not conform to local   policy on the client, then the client MAY use a larger value, but   MUST NOT use a lower value.  The value of the iteration count used by   the client MUST be returned in the PA-OTP-REQUEST sent to the KDC.   If hashed OTP values are used, then the nonce generated by the client   MUST be as long as the longest key length of the symmetric key types   that it supports and MUST be chosen randomly (see [RFC4086]).  The   nonce MUST be included in the PA-OTP-REQUEST, along with the hash   algorithm and iteration count used in the nonce, hashAlg, and   iterationCount fields of the PA-OTP-REQUEST.  These fields MUST NOT   be included if hashed OTP values were not used.  It is RECOMMENDED   that the iteration count used by the client be chosen in such a way   that it is computationally infeasible/unattractive for an attacker to   brute-force search for the given OTP.   The PA-OTP-REQUEST returned by the client SHOULD include information   on the generated OTP value reported by the OTP token when available   to the client.  The otp-time and otp-counter fields of the   PA-OTP-REQUEST SHOULD be used to return the time and counter values   used by the token if available to the client.  The otp-format field   MAY be used to report the format of the generated OTP.  This field   SHOULD be used if a token can generate OTP values in multiple   formats.  The otp-algID field SHOULD be used by the client to report   the algorithm used in the OTP calculation, and the otp-tokenID SHOULD   be used to report the identifier of the OTP token key used if the   information is known to the client.Richards                     Standards Track                   [Page 12]

RFC 6560                 OTP Pre-Authentication               April 2012   If the PA-OTP-REQUEST is being sent in response to a PA-OTP-CHALLENGE   that contained an otp-vendor field in the selected otp-tokenInfo,   then the otp-vendor field of the PA-OTP-REQUEST MUST be set to the   same value.  If no otp-vendor field was provided by the KDC, then the   field SHOULD be set to the vendor identifier of the token if known to   the client.   The generated Client Key is used by the client to encrypt data to be   included in the encData of the PA-OTP-REQUEST to allow the KDC to   authenticate the user.  The key usage for this encryption is   KEY_USAGE_OTP_REQUEST.   o  If the PA-OTP-REQUEST is being generated in response to a      PA-OTP-CHALLENGE returned by the KDC, then the client SHALL      encrypt a PA-OTP-ENC-REQUEST containing the value of nonce from      the PA-OTP-CHALLENGE using the same encryption type as the Armor      Key.   o  If the PA-OTP-REQUEST is not in response to a PA-OTP-CHALLENGE,      then the client SHALL encrypt a PA-ENC-TS-ENC containing the      current time as in the encrypted timestamp pre-authentication      mechanism [RFC4120].   If the client is working in two-pass mode and so, is not responding   to an initial KDC challenge, then the values of the iteration count   and hash algorithms cannot be obtained from that challenge.  The   client SHOULD use any values obtained from a previous   PA-OTP-CHALLENGE or, if no values are available, it MAY use initial   configured values.3.4.  Verifying the Pre-Authentication Data   The KDC validates the pre-authentication data by generating the   Client Key and Reply Key in the same way as the client and using the   generated Client Key to decrypt the value of encData from the   PA-OTP-REQUEST.  The generated Reply Key is used to encrypt data in   the AS-REP.   If the otp-value field is included in the PA-OTP-REQUEST, then the   KDC MUST use that value unless the OTP method is required to support   KDC-authentication (seeSection 3.2).  If the otp-value is not   included in the PA-OTP-REQUEST, then the KDC will need to generate or   obtain the OTP value.   If the otp-pin field is present in the PA-OTP-REQUEST, then the PIN   value has to be value provided by the client.  The KDC SHOULD   SASLPrep (Stringprep Profile for User Names and Passwords) [RFC4013]   the value in lookup mode before comparison.Richards                     Standards Track                   [Page 13]

RFC 6560                 OTP Pre-Authentication               April 2012   It should be noted that it is anticipated that, as improved string   comparison technologies are standardized, the processing done by the   KDC will change, but efforts will be made to maintain as much   compatibility with SASLprep as possible.   If the otp-challenge field is present, then the OTP was calculated   using that challenge.  If the "combine" flag is also set, then the   OTP was calculated using the challenge and the token's current state.   It is RECOMMENDED that the KDC act upon the values of otp-time,   otp-counter, otp-format, otp-algID, and otp-tokenID if they are   present in the PA-OTP-REQUEST.  If the KDC receives a request   containing these values, but cannot act upon them, then they MAY be   ignored.   The KDC generates the Client Key and Reply Key as described inSection 3.6 from the OTP value using the nonce, hash algorithm, and   iteration count if present in the PA-OTP-REQUEST.  The KDC MUST fail   the request with KDC_ERR_INVALID_HASH_ALG, if the KDC requires hashed   OTP values and the hashAlg field was not present in the   PA-OTP-REQUEST or if the value of this field does not conform to   local KDC policy.  Similarly, the KDC MUST fail the request with   KDC_ERR_INVALID_ITERATION_COUNT, if the value of the iterationCount   included in the PA-OTP-REQUEST does not conform to local KDC policy   or is less than that specified in the PA-OTP-CHALLENGE.  In addition,   the KDC MUST fail the authentication request with   KDC_ERR_PIN_REQUIRED, if it requires a separate PIN to the OTP value   and an otp-pin was not included in the PA-OTP-REQUEST.  The above   error codes are defined as follows:              KDC_ERR_INVALID_HASH_ALG           94              KDC_ERR_INVALID_ITERATION_COUNT    95              KDC_ERR_PIN_REQUIRED               97   The generated Client Key is then used to decrypt the encData from the   PA-OTP-REQUEST.  If the client response was sent as a result of a   PA-OTP-CHALLENGE, then the decrypted data will be a   PA-OTP-ENC-REQUEST and the client authentication MUST fail with   KDC_ERR_PREAUTH_FAILED if the nonce value from the PA-OTP-ENC-REQUEST   is not the same as the nonce value sent in the PA-OTP-CHALLENGE.  If   the response was not sent as a result of a PA-OTP-CHALLENGE, then the   decrypted value will be a PA-ENC-TS-ENC, and the authentication   process will be the same as with classic encrypted timestamp   pre-authentication [RFC4120].   The KDC MUST fail the request with KDC_ERR_ETYPE_NOSUPP, if the   encryption type used by the client in the encData does not conform to   KDC policy.Richards                     Standards Track                   [Page 14]

RFC 6560                 OTP Pre-Authentication               April 2012   If authentication fails due to the hash algorithm, iteration count,   or encryption type used by the client, then the KDC SHOULD return a   PA-OTP-CHALLENGE with the required values in the error response.  If   the authentication fails due to the token state on the server is no   longer being synchronized with the token used, then the KDC MAY   return a PA-OTP-CHALLENGE with the "nextOTP" flag set as described inSection 2.4.   If, during the authentication process, the KDC determines that the   user's PIN has been changed, then it SHOULD include a   PA-OTP-PIN-CHANGE in the response, as described inSection 2.3,   containing the new PIN value.  The KDC MAY also include the new PIN's   expiration time and the expiration time of the OTP account within the   last-req field of the PA-OTP-PIN-CHANGE.  (These fields can be used   by the KDC to handle cases where the account related to the user's   OTP token has a different expiration time to the user's Kerberos   account.)  If the KDC determines that the user's PIN or OTP account   are about to expire, it MAY return a PA-OTP-PIN-CHANGE with that   information.  Finally, if the KDC determines that the user's PIN has   expired, then it SHOULD return a KRB-ERROR of type   KDC_ERR_PIN_EXPIRED as described inSection 2.33.5.  Confirming the Reply Key Change   If the pre-authentication data was successfully verified, then, in   order to support mutual authentication, the KDC SHALL respond to the   client's PA-OTP-REQUEST by using the generated Reply Key to encrypt   the data in the AS-REP.  The client then uses its generated Reply Key   to decrypt the encrypted data and MUST NOT continue with the   authentication process, if decryption is not successful.3.6.  Reply Key Generation   In order to authenticate the user, the client and KDC need to   generate two encryption keys:   o  The Client Key to be used by the client to encrypt and by the KDC      to decrypt the encData in the PA-OTP-REQUEST.   o  The Reply Key to be used in the standard manner by the KDC to      encrypt data in the AS-REP.      The method used to generate the two keys will depend on the OTP      algorithm.   o  If the OTP value is included in the otp-value of the PA-OTP-      REQUEST, then the two keys SHALL be the same as the Armor Key      (defined in [RFC6113]).Richards                     Standards Track                   [Page 15]

RFC 6560                 OTP Pre-Authentication               April 2012   o  If the OTP value is not included in the otp-value of the      PA-OTP-REQUEST, then the two keys SHALL be derived from the Armor      Key and the OTP value as described below.   If the OTP value is not included in the PA-OTP-REQUEST, then the   Reply Key and Client Key SHALL be generated using the KRB-FX-CF2   algorithm from [RFC6113] as follows:              Client Key = KRB-FX-CF2(K1, K2, O1, O2)              Reply Key = KRB-FX-CF2(K1, K2, O3, O4)   The octet string parameters, O1, O2, O3, and O4 shall be the ASCII   string "OTPComb1", "OTPComb2", "OTPComb3", and "OTPComb4" as shown   below:              {0x4f, 0x54, 0x50, 0x43, 0x6f, 0x6d, 0x62, 0x31}              {0x4f, 0x54, 0x50, 0x43, 0x6f, 0x6d, 0x62, 0x32}              {0x4f, 0x54, 0x50, 0x43, 0x6f, 0x6d, 0x62, 0x33}              {0x4f, 0x54, 0x50, 0x43, 0x6f, 0x6d, 0x62, 0x34}   The first input key, K1, SHALL be the Armor Key and so, as described   inSection 5.1 of [RFC6113], the enctypes of the generated Client Key   and Reply Key will be the same as the enctype of Armor Key.  The   second input key, K2, shall be derived from the OTP value using   string-to-key (defined in [RFC3961]) as described below.   If the hash of the OTP value is to be used, then K2 SHALL be derived   as follows:   o  An initial hash value, H, is generated:            H = hash(realm|nonce|OTP)   Where:      *  "|" denotes concatenation.      *  hash is the hash algorithm selected by the client.      *  realm is the name of the server's realm as carried in the realm         field of the AS-REQ (not including the tag and length from the         DER encoding).      *  nonce is the value of the random nonce value generated by the         client and carried in the nonce field of the PA-OTP-REQUEST         (not including the tag and length from the DER encoding).      *  If the OTP format is decimal, hexadecimal, or alphanumeric,         then OTP is the value of the OTP generated as described inSection 3.3 with SASLprep [RFC4013] applied in lookup mode;         otherwise, it is the unnormalized OTP value.Richards                     Standards Track                   [Page 16]

RFC 6560                 OTP Pre-Authentication               April 2012   o  The initial hash value is then hashed iterationCount-1 times to      produce a final hash value, H' (where iterationCount is the value      from the PA-OTP-REQUEST).            H' = hash(hash(...(iterationCount-1 times)...(H)))   o  The value of K2 is then derived from the Base64 [RFC2045] encoding      of this final hash value.            K2 = string-to-key(Base64(H')|"Krb-preAuth")   If the hash value is not used, then K2 SHALL be derived from the   base64 encoding of the OTP value.            K2 = string-to-key(Base64(OTP)|"Krb-preAuth")   The enctype used for string-to-key SHALL be that of the Armor Key and   the salt and any additional parameters for string-to-key MAY be   provided by the KDC in the PA-OTP-CHALLENGE.  If the salt and   string-to-key parameters are not provided, then the default values   defined for the particular enctype SHALL be used.   If the strengthen-key is present in KrbFastResponse, then it is   combined with the Reply Key to generate the final AS-REQ as described   in [RFC6113].  The strengthen-key does not influence the Client Key.4.  OTP Kerberos Message Types4.1.  PA-OTP-CHALLENGE   The padata-type PA-OTP-CHALLENGE is returned by the KDC to the client   in the enc-fast-rep of a PA-FX-FAST-REPLY in the PA-DATA of a   KRB-ERROR when OTP pre-authentication is required.  The corresponding   padata-value field contains the Distinguished Encoding Rules (DER)   [X.680] and [X.690] encoding of a PA-OTP-CHALLENGE containing a   server-generated nonce and information for the client on how to   generate the OTP.            PA-OTP-CHALLENGE     141            PA-OTP-CHALLENGE ::= SEQUENCE {              nonce            [0] OCTET STRING,              otp-service      [1] UTF8String               OPTIONAL,              otp-tokenInfo    [2] SEQUENCE (SIZE(1..MAX)) OF                                                       OTP-TOKENINFO,              salt             [3] KerberosString           OPTIONAL,              s2kparams        [4] OCTET STRING             OPTIONAL,              ...Richards                     Standards Track                   [Page 17]

RFC 6560                 OTP Pre-Authentication               April 2012            }            OTP-TOKENINFO ::= SEQUENCE {              flags            [0] OTPFlags,              otp-vendor       [1] UTF8String               OPTIONAL,              otp-challenge    [2] OCTET STRING (SIZE(1..MAX))                                                            OPTIONAL,              otp-length       [3] Int32                    OPTIONAL,              otp-format       [4] OTPFormat                OPTIONAL,              otp-tokenID      [5] OCTET STRING             OPTIONAL,              otp-algID        [6] AnyURI                   OPTIONAL,              supportedHashAlg [7] SEQUENCE OF AlgorithmIdentifier                                                            OPTIONAL,              iterationCount   [8] Int32                    OPTIONAL,              ...            }            OTPFormat ::= INTEGER {              decimal(0),              hexadecimal(1),              alphanumeric(2),              binary(3),              base64(4)            }            OTPFlags ::= KerberosFlags            -- reserved(0),            -- nextOTP(1),            -- combine(2),            -- collect-pin(3),            -- do-not-collect-pin(4),            -- must-encrypt-nonce (5),            -- separate-pin-required (6),            -- check-digit (7)   nonce      A KDC-supplied nonce value to be encrypted by the client in the      PA-OTP-REQUEST.  This nonce string MUST contain a randomly chosen      component at least as long as the Armor Key length.   otp-service      Use of this field is OPTIONAL, but MAY be used by the KDC to      assist the client to locate the appropriate OTP tokens to be used.      For example, this field could be used when a user has multiple OTP      tokens for different purposes.Richards                     Standards Track                   [Page 18]

RFC 6560                 OTP Pre-Authentication               April 2012   otp-tokenInfo      This element MUST be included, and it is a sequence of one or more      OTP-TOKENINFO objects containing information on the token or      tokens that the user can use for the authentication and how the      OTP value is to be generated using those tokens.  If a single      OTP-TOKENINFO object is included, then only a single token is      acceptable by the KDC and any OTP value generated by the client      MUST be generated according to the information contained within      that element.  If more than one OTP-TOKENINFO object is included,      then the OTP value MUST be generated according to the information      contained within one of those objects.      flags         If the "nextOTP" flag is set, then the OTP SHALL be based on         the next token "state" rather than the one used in the previous         authentication.  As an example, for a time-based token, this         means the next time slot and for an event-based token, this         could mean the next counter value.  If the "nextOTP" flag is         set, then there MUST only be a single otp-tokenInfo element in         the PA-OTP-CHALLENGE.         The "combine" flag controls how the challenge included in         otp-challenge shall be used.  If the flag is set, then OTP         SHALL be calculated using the challenge from otp-challenge and         the internal token state (e.g., time or counter).  If the         "combine" flag is not set, then the OTP SHALL be calculated         based only on the challenge.  If the flag is set and otp-         challenge is not present, then the request SHALL be regarded as         invalid.         If the "do-not-collect-pin" flag is set, then the token         represented by the current otp-tokenInfo does not require a PIN         to be collected as part of the OTP.  If the "collect-pin" flag         is set, then the token requires a PIN.  If neither flag is set,         then whether or not a PIN is required is unspecified.  The         flags are mutually exclusive and so both flags MUST NOT be set,         or the client MUST regard the request as invalid.         If the "must-encrypt-nonce" flag is set, then the OTP value         MUST NOT be included in the otp-value field of the         PA-OTP-REQUEST, but instead the OTP value MUST be used in the         generation of the Reply Key and Client Key as described inSection 3.6.         If the "separate-pin-required" flag is set, then the PIN         collected by the client SHOULD NOT be used in the generation of         the OTP value and SHOULD be returned in the otp-pin field of         the PA-OTP-REQUEST.Richards                     Standards Track                   [Page 19]

RFC 6560                 OTP Pre-Authentication               April 2012         The "check-digit" flag controls whether or not the OTP values         generated by the token need to include a Luhn check digit         [ISOIEC7812].  If the token is disconnected, then the Client         MAY ignore this flag; if this flag is set and the token is         connected, then the OTP MUST be a decimal with a check digit         appended.      otp-vendor         Use of this field is OPTIONAL, but MAY be used by the KDC to         identify the vendor of the OTP token to be used.      otp-challenge         The otp-challenge is used by the KDC to send a challenge value         for use in the OTP calculation.  The challenge is an OPTIONAL         octet string that SHOULD be uniquely generated for each request         in which it is present.  When the challenge is not present, the         OTP will be calculated on the current token state only.  The         client MAY ignore a provided challenge if and only if the OTP         token the client is interacting with is not capable of         including a challenge in the OTP calculation.  In this case,         KDC policies will determine whether or not to accept a provided         OTP value.      otp-length         Use of this field is OPTIONAL, but MAY be used by the KDC to         specify the desired length of the generated OTP.  For example,         this field could be used when a token is capable of producing         OTP values of different lengths.  If the format of the OTP is         'decimal', 'hexidecimal', or 'alphanumeric', then this value         indicates the desired length in digits/characters; if the OTP         format is 'binary', then this value indicates the desired         length in octets; and if the OTP format is 'base64', then this         value indicates the desired length of the unencoded OTP value         in octets.      otp-format         Use of this field is OPTIONAL, but MAY be used by the KDC to         specify the desired format of the generated OTP value.  For         example, this field could be used when a token is capable of         producing OTP values of different formats.      otp-tokenID         Use of this field is OPTIONAL, but MAY be used by the KDC to         identify which token key should be used for the authentication.         For example, this field could be used when a user has been         issued multiple token keys by the same server.Richards                     Standards Track                   [Page 20]

RFC 6560                 OTP Pre-Authentication               April 2012      otp-algID         Use of this field is OPTIONAL, but MAY be used by the KDC to         identify the algorithm to use when generating the OTP.  The         value of this field MUST be a URI [RFC3986] and SHOULD be         obtained from the Portable Symmetric Key Container (PSKC)         algorithm registry [RFC6030].      supportedHashAlg         If present, then a hash of the OTP value MUST be used in the         key derivation rather than the plain text value.  Each         AlgorithmIdentifier identifies a hash algorithm that is         supported by the KDC in decreasing order of preference.  The         client MUST select the first algorithm from the list that it         supports.  Support for SHA-256 by both the client and KDC is         REQUIRED.  The AlgorithmIdentifier selected by the client MUST         be placed in the hashAlg element of the PA-OTP-REQUEST.      iterationCount         The minimum value of the iteration count to be used by the         client when hashing the OTP value.  This value MUST be present         if supportedHashAlg is present and otherwise MUST NOT be         present.  If the value of this element does not conform to         local policy on the client, then the client MAY use a larger         value but MUST NOT use a lower value.  The value of the         iteration count used by the client MUST be returned in the         PA-OTP-REQUEST sent to the KDC.   salt      The salt value to be used in string-to-key when used to calculate      the keys as described inSection 3.6.   s2kparams      Any additional parameters required by string-to-key as described      inSection 3.6.4.2.  PA-OTP-REQUEST   The padata-type PA-OTP-REQUEST is sent by the client to the KDC in   the KrbFastReq padata of a PA-FX-FAST-REQUEST that is included in the   PA-DATA of an AS-REQ.  The corresponding padata-value field contains   the DER encoding of a PA-OTP-REQUEST.   The message contains pre-authentication data encrypted by the client   using the generated Client Key and optional information on how the   OTP was generated.  It may also, optionally, contain the generated   OTP value.Richards                     Standards Track                   [Page 21]

RFC 6560                 OTP Pre-Authentication               April 2012            PA-OTP-REQUEST     142            PA-OTP-REQUEST ::= SEQUENCE {              flags          [0]  OTPFlags,              nonce          [1]  OCTET STRING                OPTIONAL,              encData        [2]  EncryptedData,                                 -- PA-OTP-ENC-REQUEST or PA-ENC-TS-ENC                                 -- Key usage of KEY_USAGE_OTP_REQUEST              hashAlg        [3]  AlgorithmIdentifier         OPTIONAL,              iterationCount [4]  Int32                       OPTIONAL,              otp-value      [5]  OCTET STRING                OPTIONAL,              otp-pin        [6]  UTF8String                  OPTIONAL,              otp-challenge  [7]  OCTET STRING (SIZE(1..MAX)) OPTIONAL,              otp-time       [8]  KerberosTime                OPTIONAL,              otp-counter    [9]  OCTET STRING                OPTIONAL,              otp-format     [10] OTPFormat                   OPTIONAL,              otp-tokenID    [11] OCTET STRING                OPTIONAL,              otp-algID      [12] AnyURI                      OPTIONAL,              otp-vendor     [13] UTF8String                  OPTIONAL,              ...            }            KEY_USAGE_OTP_REQUEST  45            PA-OTP-ENC-REQUEST ::= SEQUENCE {               nonce     [0] OCTET STRING,               ...            }   flags      This field MUST be present.      If the "nextOTP" flag is set, then the OTP was calculated based on      the next token "state" rather than the current one.  This flag      MUST be set if and only if it was set in a corresponding      PA-OTP-CHALLENGE.      If the "combine" flag is set, then the OTP was calculated based on      a challenge and the token state.      No other OTPFlag bits are applicable and MUST be ignored by the      KDC.   nonce      This field MUST be present if a hashed OTP value was used as input      to string-to-key (seeSection 3.6) and MUST NOT be present      otherwise.  If present, it MUST contain the nonce value generated      by the client and used in the generation of hashed OTP values asRichards                     Standards Track                   [Page 22]

RFC 6560                 OTP Pre-Authentication               April 2012      described inSection 3.6.  This nonce string MUST be as long as      the longest key length of the symmetric key types that the client      supports and MUST be chosen randomly.   encData      This field MUST be present and MUST contain the pre-authentication      data encrypted under the Client Key with a key usage of      KEY_USAGE_OTP_REQUEST.  If the PA-OTP-REQUEST is sent as a result      of a PA-OTP-CHALLENGE, then this MUST contain a PA-OTP-ENC-REQUEST      with the nonce from the PA-OTP-CHALLENGE.  If no challenge was      received, then this MUST contain a PA-ENC-TS-ENC.   hashAlg      This field MUST be present if a hashed OTP value was used as input      to string-to-key (seeSection 3.6) and MUST NOT be present      otherwise.  If present, it MUST contain the AlgorithmIdentifier of      the hash algorithm used.  If the PA-OTP-REQUEST is sent as a      result of a PA-OTP-CHALLENGE, then the AlgorithmIdentifer MUST be      the first one supported by the client from the supportedHashAlg of      the PA-OTP-CHALLENGE.   iterationCount      This field MUST be present if a hashed OTP value was used as input      to string-to-key (seeSection 3.6) and MUST NOT be present      otherwise.  If present, it MUST contain the iteration count used      when hashing the OTP value.  If the PA-OTP-REQUEST is sent as a      result of a PA-OTP-CHALLENGE, then the value MUST NOT be less that      specified in the PA-OTP-CHALLENGE.   otp-value      The generated OTP value.  This value MUST NOT be present if the      "must-encrypt-nonce" flag was set in the PA-OTP-CHALLENGE.   otp-pin      The OTP PIN value entered by the user.  This value MUST NOT be      present unless the "separate-pin-required" flag was set in the      PA-OTP-CHALLENGE.   otp-challenge      Value used by the client in the OTP calculation.  It MUST be sent      to the KDC if and only if the value would otherwise be unknown to      the KDC (for example, the token- or client-modified or generated      challenge).Richards                     Standards Track                   [Page 23]

RFC 6560                 OTP Pre-Authentication               April 2012   otp-time      This field MAY be included by the client to carry the time value      as reported by the OTP token.  Use of this element is OPTIONAL,      but it MAY be used by a client to simplify the OTP calculations      carried out by the KDC.  It is RECOMMENDED that the KDC act upon      this value if it is present in the request and it is capable of      using it in the generation of the OTP value.   otp-counter      This field MAY be included by the client to carry the token      counter value, as reported by the OTP token.  Use of this element      is OPTIONAL, but it MAY be used by a client to simplify the OTP      calculations carried out by the KDC.  It is RECOMMENDED that the      KDC act upon this value if it is present in the request and it is      capable of using it in the generation of the OTP value.   otp-format      This field MAY be used by the client to send the format of the      generated OTP as reported by the OTP token.  Use of this element      is OPTIONAL, but it MAY be used by the client to simplify the OTP      calculations carried out by the KDC.  It is RECOMMENDED that the      KDC act upon this value, if it is present in the request and it is      capable of using it in the generation of the OTP value.   otp-tokenID      This field MAY be used by the client to send the identifier of the      token key used, as reported by the OTP token.  Use of this field      is OPTIONAL, but MAY be used by the client to simplify the      authentication process by identifying a particular token key      associated with the user.  It is RECOMMENDED that the KDC act upon      this value, if it is present in the request and it is capable of      using it in the generation of the OTP value.   otp-algID      This field MAY be used by the client to send the identifier of the      OTP algorithm used, as reported by the OTP token.  Use of this      element is OPTIONAL, but it MAY be used by the client to simplify      the OTP calculations carried out by the KDC.  It is RECOMMENDED      that the KDC act upon this value, if it is present in the request      and it is capable of using it in the generation of the OTP value.      The value of this field MUST be a URI [RFC3986] and SHOULD be      obtained from the PSKC algorithm registry [RFC6030].Richards                     Standards Track                   [Page 24]

RFC 6560                 OTP Pre-Authentication               April 2012   otp-vendor      If the PA-OTP-REQUEST is being sent in response to a      PA-OTP-CHALLENGE that contained an otp-vendor field in the      selected otp-tokenInfo, then this field MUST be set to the same      value; otherwise, this field SHOULD be set to the vendor      identifier of the token, if known to the client.  It is      RECOMMENDED that the KDC act upon this value if it is present in      the request and it is capable of using it in the generation of the      OTP value.4.3.  PA-OTP-PIN-CHANGE   The padata-type PA-OTP-PIN-CHANGE is returned by the KDC in the   enc-fast-rep of a PA-FX-FAST-REPLY in the AS-REP if the user must   change their PIN, if the user's PIN has been changed, or to notify   the user of the PIN's expiry time.   The corresponding padata-value field contains the DER encoding of a   PA-OTP-PIN-CHANGE.            PA-OTP-PIN-CHANGE     144            PA-OTP-PIN-CHANGE ::= SEQUENCE {              flags     [0] PinFlags,              pin       [1] UTF8String OPTIONAL,              minLength [2] INTEGER    OPTIONAL,              maxLength [3] INTEGER    OPTIONAL,              last-req  [4] LastReq    OPTIONAL,              format    [5] OTPFormat  OPTIONAL,              ...            }            PinFlags ::= KerberosFlags              -- reserved(0),              -- systemSetPin(1),              -- mandatory(2)   flags      The "systemSetPin" flag is used to indicate the type of PIN change      that is taking place.  If the flag is set, then the user's PIN has      been changed for the user by the system.  If the flag is not set,      then the user's PIN needs to be changed by the user.      If the "systemSetPin" flag is not set and the "mandatory" flag is      set, then user PIN change is required before the next      authentication using the current OTP token.  If the "mandatory"      flag is not set, then the user PIN change is optional.  If theRichards                     Standards Track                   [Page 25]

RFC 6560                 OTP Pre-Authentication               April 2012      "systemSetPin" flag is set, then the "mandatory" flag has no      meaning and SHOULD be ignored by the client.   pin      The pin field is used to carry a new PIN value.  If the      "systemSetPin" flag is set, then the pin field is used to carry      the new PIN value set for the user and MUST be present.  If the      "systemSetPin" flag is not set, then use of this field is OPTIONAL      and MAY be used to carry a system-generated PIN that MAY be used      by the user when changing the PIN.   minLength and maxLength      Use of the minLength and maxLength fields is OPTIONAL.  If the      "systemSetPin" flag is not set, then these fields MAY be included      to pass restrictions on the size of the user-selected PIN.   last-req      Use of the last-req field (as defined inSection 5.4.2 of      [RFC4120])) is OPTIONAL, but MAY be included with an lr-type of 6      to carry PIN expiration information.      *  If the "systemSetPin" flag is set, then the expiration time         MUST be that of the new system-set PIN.      *  If the "systemSetPin" flag is not set, then the expiration time         MUST be that of the current PIN of the token used in the         authentication.      The element MAY also be included with an lr-type of 7 to indicate      when the OTP account will expire.   format      The format element MAY be included by the KDC to carry format      restrictions on the new PIN.      *  If the "systemSetPin" flag is set, then the element MUST         describe the format of the new system-generated PIN.      *  If the "systemSetPin" flag is not set, then the element MUST         describe restrictions on any new user-generated PIN.5.  IANA Considerations   The OTP algorithm identifier URIs used as otp-algID values in the   PA-OTP-CHALLENGE described inSection 4.1 and the PA-OTP-REQUEST   described inSection 4.2 have been registered in the "Algorithm URI   Registry and Related PSKC Profiles" registry [RFC6030].Richards                     Standards Track                   [Page 26]

RFC 6560                 OTP Pre-Authentication               April 2012   The following pre-authentication types are defined in this document:            PA-OTP-CHALLENGE           141            PA-OTP-REQUEST             142            PA-OTP-PIN-CHANGE          144   Note that PA-OTP-CONFIRM (143) has been marked as OBSOLETE per this   document.   These values are currently registered in a registry created by   [RFC6113], but the entries have been updated to refer to this   document.   The following error codes and key usage values are defined in this   document:            KDC_ERR_INVALID_HASH_ALG           94            KDC_ERR_INVALID_ITERATION_COUNT    95            KDC_ERR_PIN_EXPIRED                96            KDC_ERR_PIN_REQUIRED               97            KEY_USAGE_OTP_REQUEST              45   These values are currently not managed by IANA and have not been   accounted for.  There is currently work in progress [LHA10] to define   IANA registries and a registration process for these values.6.  Security Considerations6.1.  Man-in-the-Middle Attacks   In the system described in this document, the OTP pre-authentication   protocol is tunneled within the FAST Armor channel provided by the   pre-authentication framework.  As described in [ASNINY02], tunneled   protocols are potentially vulnerable to man-in-the-middle (MITM)   attacks if the outer tunnel is compromised, and it is generally   considered good practice in such cases to bind the inner encryption   to the outer tunnel.   In order to mitigate against such attacks, the proposed system uses   the outer Armor Key in the derivation of the inner Client and Reply   keys and so achieves crypto-binding to the outer channel.   As described inSection 5.4 of [RFC6113], FAST can use an anonymous   Ticket-Granting Ticket (TGT) obtained using anonymous Public Key   Cryptography for Initial Authentication in Kerberos (PKINIT)   [RFC6112] [RFC4556] as the Armor Key.  However, the current anonymous   PKINIT proposal is open to MITM attacks since the attackerRichards                     Standards Track                   [Page 27]

RFC 6560                 OTP Pre-Authentication               April 2012   can choose a session key such that the session key between the MITM   and the real KDC is the same as the session key between the client   and the MITM.   As described inSection 3.6, if the OTP value is not being sent to   the KDC, then the Armor Key is used along with the OTP value in the   generation of the Client Key and Reply Key.  If the Armor Key is   known, then the only entropy remaining in the key generation is   provided by the OTP value.  If the OTP algorithm requires that the   OTP value be sent to the KDC, then it is sent encrypted within the   tunnel provided by the FAST Armor and so, is exposed to the attacker   if the attacker has the Armor Key.   Therefore, unless the identity of the KDC has been verified,   anonymous PKINIT SHALL NOT be used with OTP algorithms that require   the OTP value to be sent to the KDC.  In addition, the security   considerations should be carefully considered before anonymous PKINIT   is used with other algorithms such as those with short OTP values.   Careful consideration should also be made if host key armor is used   to provide the KDC-authentication facility with OTP algorithms where   the OTP value is sent within the otp-value field of the   PA-OTP-REQUEST since compromised host keys would allow an attacker to   impersonate the KDC.6.2.  Reflection   The four-pass system described above is a challenge-response   protocol, and such protocols are potentially vulnerable to reflection   attacks.  No such attacks are known at this point, but to help   mitigate against such attacks, the system uses different keys to   encrypt the client and server nonces.6.3.  Denial-of-Service Attacks   The protocol supports the use of an iteration count in the generation   of the Client and Reply keys, and the client can send the number of   iterations used as part of the PA-OTP-REQUEST.  This could open the   KDC up to a denial-of-service attack if a large value for the   iteration count was specified by the attacker.  It is therefore,   particularly important that, as described inSection 3.4, the KDC   reject any authentication requests where the iteration count is above   a maximum value specified by local policy.Richards                     Standards Track                   [Page 28]

RFC 6560                 OTP Pre-Authentication               April 20126.4.  Replay   In the four-pass version of this protocol, the client encrypts a   KDC-generated nonce, so replay can be detected by the KDC.  The   two-pass version of the protocol does not involve a server nonce; the   client instead encrypts a timestamp, and therefore is not protected   from replay in this way, but it will instead require some other   mechanism, such as an OTP-server-based system or a timestamp-based   replay cache on the KDC.   As described inSection 5.2 of [RFC6113], a client cannot be certain   that it will use the same KDC for all messages in a conversation.   Therefore, the client cannot assume that the PA-OTP-REQUEST will be   sent to the same KDC that issued the PA-OTP-CHALLENGE.  In order to   support this, a KDC implementing this protocol requires a means of   sharing session state.  However, doing this does introduce the   possibility of a replay attack where the same response is sent to   multiple KDCs.   In the case of time- or event-based tokens or server-generated   challenges, protection against replay may be provided by the OTP   server being used if that server is capable of keeping track of the   last used value.  This protection therefore relies upon the   assumption that the OTP server being used in this protocol is either   not redundant or involves a commit protocol to synchronize between   replicas.  If this does not hold for an OTP server being used, then   the system may be vulnerable to replay attacks.   However, OTP servers may not be able to detect replay of OTPs   generated using only a client-generated challenge; since, the KDC   would not be able to detect replay in two-pass mode, it is   recommended that the use of OTPs generated from only a   client-generated challenge (that is, not in combination with some   other factor such as time) should not be supported in two-pass mode.6.5.  Brute-Force Attack   A compromised or hostile KDC may be able to obtain the OTP value used   by the client via a brute-force attack.  If the OTP value is short,   then the KDC could iterate over the possible OTP values until a   Client Key is generated that can decrypt the encData sent in the   PA-OTP-REQUEST.Richards                     Standards Track                   [Page 29]

RFC 6560                 OTP Pre-Authentication               April 2012   As described inSection 3.6, an iteration count can be used in the   generation of the Client Key and the value of the iteration count can   be controlled by local client policy.  Use of this iteration count   can make it computationally infeasible/unattractive for an attacker   to brute-force search for the given OTP within the lifetime of that   OTP.   If PINs contain international characters, similar looking or similar   functioning characters may be mapped together.  For example, the   combined and decomposed forms of accented characters will typically   be treated the same.  Users who attempt to exploit artifacts of   international characters to improve the strength of their PINs may   experience false positives in the sense that PINs they intended to be   distinct are not actually distinct.  This decision was made in order   to improve usability across the widest variety of input methods.   Users can choose other methods to add strength to PINs.6.6.  FAST Facilities   The secret used to generate the OTP is known only to the client and   the KDC, so successful decryption of the encrypted nonce by the KDC   authenticates the user.  If the OTP value is used in the Reply Key   generation, then successful decryption of the encrypted nonce by the   client proves that the expected KDC replied.  The Reply Key is   replaced by either a key generated from the OTP and Armor Key or by   the Armor Key.  This FAST factor therefore, provides the following   facilities: client-authentication, replacing-reply-key, and,   depending on the OTP algorithm, KDC-authentication.7.  Acknowledgments   Many significant contributions were made to this document by RSA   employees, but special thanks go to Magnus Nystrom, John Linn,   Richard Zhang, Piers Bowness, Robert Philpott, Robert Polansky, and   Boris Khoutorski.   Many valuable suggestions were also made by members of the Kerberos   Working Group, but special thanks go to Larry Zhu, Jeffrey Hutzelman,   Tim Alsop, Henry Hotz, Nicolas Williams, Sam Hartman, Frank Cusak,   Simon Josefsson, Greg Hudson, and Linus Nordberg.   I would also like to thank Tim Alsop and Srinivas Cheruku of   CyberSafe for many valuable review comments.Richards                     Standards Track                   [Page 30]

RFC 6560                 OTP Pre-Authentication               April 20128.  References8.1.  Normative References   [ISOIEC7812] ISO, "ISO/IEC 7812-1:2006 Identification cards --                Identification of issuers -- Part 1: Numbering system",                October 2006, <http://www.iso.org/iso/iso_catalogue/catalogue_tc/catalogue_detail.htm?csnumber=39698>.   [RFC2045]    Freed, N. and N. Borenstein, "Multipurpose Internet Mail                Extensions (MIME) Part One: Format of Internet Message                Bodies",RFC 2045, November 1996.   [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate                Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3961]    Raeburn, K., "Encryption and Checksum Specifications for                Kerberos 5",RFC 3961, February 2005.   [RFC3986]    Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform                Resource Identifier (URI): Generic Syntax", STD 66,RFC3986, January 2005.   [RFC4013]    Zeilenga, K., "SASLprep: Stringprep Profile for User                Names and Passwords",RFC 4013, February 2005.   [RFC4086]    Eastlake 3rd, D., Schiller, J., and S. Crocker,                "Randomness Requirements for Security",BCP 106,RFC4086, June 2005.   [RFC4120]    Neuman, C., Yu, T., Hartman, S., and K. Raeburn, "The                Kerberos Network Authentication Service (V5)",RFC 4120,                July 2005.   [RFC4556]    Zhu, L. and B. Tung, "Public Key Cryptography for                Initial Authentication in Kerberos (PKINIT)",RFC 4556,                June 2006.   [RFC5280]    Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,                Housley, R., and W. Polk, "Internet X.509 Public Key                Infrastructure Certificate and Certificate Revocation                List (CRL) Profile",RFC 5280, May 2008.   [RFC6112]    Zhu, L., Leach, P., and S. Hartman, "Anonymity Support                for Kerberos",RFC 6112, April 2011.Richards                     Standards Track                   [Page 31]

RFC 6560                 OTP Pre-Authentication               April 2012   [RFC6113]    Hartman, S. and L. Zhu, "A Generalized Framework for                Kerberos Pre-Authentication",RFC 6113, April 2011.   [X.680]      ITU-T, "Recommendation X.680 (2002) | ISO/IEC                8824-1:2002, Information technology - Abstract Syntax                Notation One (ASN.1): Specification of basic notation.",                July 2002.   [X.690]      ITU-T, "Recommendation X.690 (2008) | ISO/IEC                8825-1:2008, X.690 : Information technology - ASN.1                encoding rules: Specification of Basic Encoding Rules                (BER), Canonical Encoding Rules (CER) and Distinguished                Encoding Rules (DER)", December 2008.8.2.  Informative References   [ASNINY02]   Asokan, N., Niemi, V., and K. Nyberg, "Man-in-the-Middle                in Tunneled Authentication Protocols", Cryptology ePrint                Archive Report 2002/163, November 2002.   [HORENEZ004] Horstein, K., Renard, K., Neuman, C., and G. Zorn,                "Integrating Single-use Authentication Mechanisms with                Kerberos", Work in Progress, July 2004.   [LHA10]      Hornquist Astrand, L., "Kerberos number registry to                IANA", Work in Progress, March 2010.   [RFC2289]    Haller, N., Metz, C., Nesser, P., and M. Straw, "A                One-Time Password System", STD 61,RFC 2289, February                1998.   [RFC2808]    Nystrom, M., "The SecurID(r) SASL Mechanism",RFC 2808,                April 2000.   [RFC4226]    M'Raihi, D., Bellare, M., Hoornaert, F., Naccache, D.,                and O. Ranen, "HOTP: An HMAC-Based One-Time Password                Algorithm",RFC 4226, December 2005.   [RFC6030]    Hoyer, P., Pei, M., and S. Machani, "Portable Symmetric                Key Container (PSKC)",RFC 6030, October 2010.Richards                     Standards Track                   [Page 32]

RFC 6560                 OTP Pre-Authentication               April 2012Appendix A.  ASN.1 Module   OTPKerberos   DEFINITIONS IMPLICIT TAGS ::=   BEGIN   IMPORTS          KerberosTime, KerberosFlags, EncryptionKey, Int32,          EncryptedData, LastReq, KerberosString          FROM KerberosV5Spec2 {iso(1) identified-organization(3)                                dod(6) internet(1) security(5)                                kerberosV5(2) modules(4) krb5spec2(2)}                                -- as defined inRFC 4120.          AlgorithmIdentifier          FROM PKIX1Explicit88 { iso (1) identified-organization (3)                                 dod (6) internet (1)                                 security (5) mechanisms (5) pkix (7)                                 id-mod (0) id-pkix1-explicit (18) };                                 -- As defined inRFC 5280.          PA-OTP-CHALLENGE ::= SEQUENCE {            nonce            [0] OCTET STRING,            otp-service      [1] UTF8String               OPTIONAL,            otp-tokenInfo    [2] SEQUENCE (SIZE(1..MAX)) OF                                                     OTP-TOKENINFO,            salt             [3] KerberosString           OPTIONAL,            s2kparams        [4] OCTET STRING             OPTIONAL,            ...          }          OTP-TOKENINFO ::= SEQUENCE {            flags            [0] OTPFlags,            otp-vendor       [1] UTF8String               OPTIONAL,            otp-challenge    [2] OCTET STRING (SIZE(1..MAX))                                                          OPTIONAL,            otp-length       [3] Int32                    OPTIONAL,            otp-format       [4] OTPFormat                OPTIONAL,            otp-tokenID      [5] OCTET STRING             OPTIONAL,            otp-algID        [6] AnyURI                   OPTIONAL,            supportedHashAlg [7] SEQUENCE OF AlgorithmIdentifier                                                          OPTIONAL,            iterationCount   [8] Int32                    OPTIONAL,            ...          }          OTPFormat ::= INTEGER {            decimal(0),Richards                     Standards Track                   [Page 33]

RFC 6560                 OTP Pre-Authentication               April 2012            hexadecimal(1),            alphanumeric(2),            binary(3),            base64(4)          }          OTPFlags ::= KerberosFlags          -- reserved(0),          -- nextOTP(1),          -- combine(2),          -- collect-pin(3),          -- do-not-collect-pin(4),          -- must-encrypt-nonce (5),          -- separate-pin-required (6),          -- check-digit (7)          PA-OTP-REQUEST ::= SEQUENCE {            flags          [0]  OTPFlags,            nonce          [1]  OCTET STRING                OPTIONAL,            encData        [2]  EncryptedData,                               -- PA-OTP-ENC-REQUEST or PA-ENC-TS-ENC                               -- Key usage of KEY_USAGE_OTP_REQUEST            hashAlg        [3]  AlgorithmIdentifier         OPTIONAL,            iterationCount [4]  Int32                       OPTIONAL,            otp-value      [5]  OCTET STRING                OPTIONAL,            otp-pin        [6]  UTF8String                  OPTIONAL,            otp-challenge  [7]  OCTET STRING (SIZE(1..MAX)) OPTIONAL,            otp-time       [8]  KerberosTime                OPTIONAL,            otp-counter    [9]  OCTET STRING                OPTIONAL,            otp-format     [10] OTPFormat                   OPTIONAL,            otp-tokenID    [11] OCTET STRING                OPTIONAL,            otp-algID      [12] AnyURI                      OPTIONAL,            otp-vendor     [13] UTF8String                  OPTIONAL,            ...          }          PA-OTP-ENC-REQUEST ::= SEQUENCE {            nonce     [0] OCTET STRING,            ...          }          PA-OTP-PIN-CHANGE ::= SEQUENCE {            flags     [0] PinFlags,            pin       [1] UTF8String OPTIONAL,            minLength [2] INTEGER    OPTIONAL,            maxLength [3] INTEGER    OPTIONAL,            last-req  [4] LastReq    OPTIONAL,            format    [5] OTPFormat  OPTIONAL,Richards                     Standards Track                   [Page 34]

RFC 6560                 OTP Pre-Authentication               April 2012            ...          }          PinFlags ::= KerberosFlags          -- reserved(0),          -- systemSetPin(1),          -- mandatory(2)          AnyURI ::= UTF8String             (CONSTRAINED BY {             -- MUST be a valid URI in accordance with IETFRFC 2396             })      ENDRichards                     Standards Track                   [Page 35]

RFC 6560                 OTP Pre-Authentication               April 2012Appendix B.  Examples of OTP Pre-Authentication Exchanges   This section is non-normative.B.1.  Four-Pass Authentication   In this mode, the client sends an initial AS-REQ to the KDC that does   not contain a PA-OTP-REQUEST and the KDC responds with a KRB-ERROR   containing a PA-OTP-CHALLENGE.   In this example, the user has been issued with a connected,   time-based token, and the KDC requires hashed OTP values in the key   generation with SHA-384 as the preferred hash algorithm and a minimum   of 1024 iterations.  The local policy on the client supports SHA-256   and requires 100,000 iterations of the hash of the OTP value.   The basic sequence of steps involved is as follows:   1.   The client obtains the user name of the user.   2.   The client sends an initial AS-REQ to the KDC that does not        contain a PA-OTP-REQUEST.   3.   The KDC determines that the user identified by the AS-REQ        requires OTP authentication.   4.   The KDC constructs a PA-OTP-CHALLENGE as follows:        nonce           A randomly generated value.        otp-service           A string that can be used by the client to assist the user in           locating the correct token.        otp-tokenInfo           Information about how the OTP should be generated from the           token.        flags           must-encrypt-nonce and collect-pin bits set        supportedHashAlg           AlgorithmIdentifiers for SHA-384, SHA-256, and SHA-1        iterationCount           1024Richards                     Standards Track                   [Page 36]

RFC 6560                 OTP Pre-Authentication               April 2012   5.   The KDC returns a KRB-ERROR with an error code of        KDC_ERR_PREAUTH_REQUIRED and the PA-OTP-CHALLENGE in the e-data.   6.   The client displays the value of otp-service and prompts the        user to connect the token.   7.   The client collects a PIN from the user.   8.   The client obtains the current OTP value from the token using        the PIN and records the time as reported by the token.   9.   The client generates the Client Key and Reply Key as described        inSection 3.6 using SHA-256 from the list of algorithms sent by        the KDC, the iteration count of 100,000 as required by local        policy, and a randomly generated nonce.   10.  The client constructs a PA-OTP-REQUEST as follows:        flags           0        nonce           The randomly generated value.        encData           An EncryptedData containing a PA-OTP-ENC-REQUEST encrypted           under the Client Key with a key usage of           KEY_USAGE_OTP_REQUEST and the encryption type of the Armor           Key.  The PA-OTP-ENC-REQUEST contains the nonce from the           PA-OTP-CHALLENGE.        hashAlg           SHA-256        iterationCount           100,000        otp-time           The time used in the OTP calculation as reported by the OTP           token.   11.  The client encrypts the PA-OTP-REQUEST within the enc-fast-req        of a PA-FX-FAST-REQUEST.   12.  The client sends an AS-REQ to the KDC containing the        PA-FX-FAST-REQUEST within the padata.Richards                     Standards Track                   [Page 37]

RFC 6560                 OTP Pre-Authentication               April 2012   13.  The KDC validates the padata in the PA-OTP-REQUEST by performing        the following steps:        *  Generates the Client Key and Reply Key from the OTP value for           the user identified in the AS-REQ, using an iteration count           of 100,000, a hash algorithm of SHA-256, and the nonce as           specified in the PA-OTP-REQUEST.        *  Uses the generated Client Key to decrypt the           PA-OTP-ENC-REQUEST in the encData of the PA-OTP-REQUEST.        *  Authenticates the user by comparing the nonce value from the           decrypted PA-OTP-ENC-REQUEST to that sent in the           corresponding PA-OTP-CHALLENGE.   14.  The KDC constructs a TGT for the user.   15.  The KDC returns an AS-REP to the client, encrypted using the        Reply Key, containing the TGT and padata with the        PA-FX-FAST-REPLY.   16.        The client authenticates the KDC and verifies the Reply Key        change.  The client uses the generated Reply Key to decrypt the        encrypted data in the AS-REP.B.2.  Two-Pass Authentication   In this mode, the client includes a PA-OTP-REQUEST within a   PA-FX-FAST-REQUEST padata of the initial AS-REQ sent to the KDC.   In this example, the user has been issued a hand-held token, so, none   of the OTP generation parameters (otp-length, etc.) are included in   the PA-OTP-REQUEST.  The KDC does not require hashed OTP values in   the key generation.   It is assumed that the client has been configured with the following   information or has obtained it from a previous PA-OTP-CHALLENGE.   o  The OTP value must not be carried in the otp-value.   o  The hashed OTP values are not required.   The basic sequence of steps involved is as follows:   1.   The client obtains the user name and OTP value from the user.Richards                     Standards Track                   [Page 38]

RFC 6560                 OTP Pre-Authentication               April 2012   2.   The client generates the Client Key and Reply Key using unhashed        OTP values as described inSection 3.6.   3.   The client constructs a PA-OTP-REQUEST as follows:        flags           0        encData           An EncryptedData containing a PA-ENC-TS-ENC encrypted under           the Client Key with a key usage of KEY_USAGE_OTP_REQUEST and           an encryption type of the Armor Key.  The PA-ENC-TS-ENC           contains the current client time.   4.   The client encrypts the PA-OTP-REQUEST within the enc-fast-req        of a PA-FX-FAST-REQUEST.   5.   The client sends an AS-REQ to the KDC containing the        PA-FX-FAST-REQUEST within the padata.   6.   The KDC validates the padata by performing the following steps:        *  Generates the Client Key and Reply Key from the unhashed OTP           value for the user identified in the AS-REQ.        *  Uses the generated Client Key to decrypt the PA-ENC-TS-ENC in           the encData of the PA-OTP-REQUEST.        *  Authenticates the user using the timestamp in the standard           manner.   7.   The KDC constructs a TGT for the user.   8.   The KDC returns an AS-REP to the client, encrypted using the        Reply Key, containing the TGT and padata with the        PA-FX-FAST-REPLY.   9.   The client authenticates the KDC and verifies the key change.        The client uses the generated Reply Key to decrypt the encrypted        data in the AS-REP.Richards                     Standards Track                   [Page 39]

RFC 6560                 OTP Pre-Authentication               April 2012B.3.  PIN Change   This exchange follows from the point where the KDC receives the   PA-OTP-REQUEST from the client in the examples inAppendix B.1 andAppendix B.2.  During the validation of the pre-authentication data   (whether encrypted nonce or encrypted timestamp), the KDC determines   that the user's PIN has expired and so, must be changed.  The KDC   therefore, includes a PA-OTP-PIN-CHANGE in the AS-REP.   In this example, the KDC does not generate PIN values for the user   but requires that the user generate a new PIN that is between 4 and 8   characters in length.  The actual PIN change is handled by a PIN   change service.   The basic sequence of steps involved is as follows:   1.   The client constructs and sends a PA-OTP-REQUEST to the KDC as        described in the previous examples.   2.   The KDC validates the pre-authentication data and authenticates        the user as in the previous examples but determines that the        user's PIN has expired.   3.   The KDC constructs a PA-OTP-PIN-CHANGE as follows:        flags           0        minLength           4        maxLength           8   4.   The KDC encrypts the PA-OTP-PIN-CHANGE within the enc-fast-rep        of a PA-FX-FAST-REPLY.   5.   The KDC returns a KRB-ERROR to the client of type        KDC_ERR_PIN_EXPIRED with padata containing the PA-FX-FAST-REPLY.   6.   The client authenticates to the PIN change service and changes        the user's PIN.   7.   The client sends a second AS-REQ to the KDC containing a PA-OTP-        REQUEST constructed using the new PIN.   8.   The KDC responds with an AS-REP containing a TGT.Richards                     Standards Track                   [Page 40]

RFC 6560                 OTP Pre-Authentication               April 2012B.4.  Resynchronization   This exchange follows from the point where the KDC receives the   PA-OTP-REQUEST from the client.  During the validation of the   pre-authentication data (whether encrypted nonce or encrypted   timestamp), the KDC determines that the local record of the token's   state needs to be resynchronized with the token.  The KDC therefore,   includes a KRB-ERROR containing a PA-OTP-CHALLENGE with the "nextOTP"   flag set.   The sequence of steps below follows is a variation of the four pass   examples shown inAppendix B.1 but the same process would also work   in the two-pass case.   1.   The client constructs and sends a PA-OTP-REQUEST to the KDC as        described in the previous examples.   2.   The KDC validates the pre-authentication data and authenticates        the user as in the previous examples, but determines that user's        token requires resynchronizing.   3.   KDC constructs a PA-OTP-CHALLENGE as follows:        nonce           A randomly generated value.        otp-service           Set to a string that can be used by the client to assist the           user in locating the correct token.        otp-tokenInfo           Information about how the OTP should be generated from the           token.        flags           must-encrypt-nonce, collect-pin, and nextOTP bits set        supportedHashAlg           AlgorithmIdentifiers for SHA-256 and SHA-1        iterationCount           1024   4.   KDC returns a KRB-ERROR with an error code of        KDC_ERR_PREAUTH_REQUIRED and the PA-OTP-CHALLENGE in the e-data.   5.   The client obtains the next OTP value from the token and records        the time as reported by the token.Richards                     Standards Track                   [Page 41]

RFC 6560                 OTP Pre-Authentication               April 2012   6.   The client generates the Client Key and Reply Key as described        inSection 3.6 using SHA-256 from the list of algorithms sent by        the KDC, the iteration count of 100,000 as required by local        policy, and a randomly generated nonce.   7.   The client constructs a PA-OTP-REQUEST as follows:        flags           nextOTP bit set        nonce           The randomly generated value.        encData           An EncryptedData containing a PA-OTP-ENC-REQUEST encrypted           under the Client Key with a key usage of           KEY_USAGE_OTP_REQUEST and the encryption type of the Armor           Key.  The PA-OTP-ENC-REQUEST contains the nonce from the           PA-OTP-CHALLENGE.        hashAlg           SHA-256        iterationCount           100,000        otp-time           The time used in the OTP calculation as reported by the OTP           token.   8.   The client encrypts the PA-OTP-REQUEST within the enc-fast-req        of a PA-FX-FAST-REQUEST.   9.   The client sends an AS-REQ to the KDC containing the        PA-FX-FAST-REQUEST within the padata.   10.  The authentication process now proceeds as with the classic        sequence.Richards                     Standards Track                   [Page 42]

RFC 6560                 OTP Pre-Authentication               April 2012Author's Address   Gareth Richards   RSA, The Security Division of EMC   RSA House   Western Road   Bracknell, Berkshire  RG12 1RT   UK   EMail: gareth.richards@rsa.comRichards                     Standards Track                   [Page 43]

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