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EXPERIMENTAL
Internet Engineering Task Force (IETF)                         A. MakelaRequest for Comments: 6521                       Aalto University/ComnetCategory: Experimental                                       J. KorhonenISSN: 2070-1721                                   Nokia Siemens Networks                                                           February 2012Home Agent-Assisted Route Optimization between Mobile IPv4 NetworksAbstract   This document describes a home agent-assisted route optimization   functionality for the IPv4 Network Mobility Protocol.  The function   is designed to facilitate optimal routing in cases where all nodes   are connected to a single home agent; thus, the use case is route   optimization within a single organization or similar entity.  The   functionality enables the discovery of eligible peer nodes (based on   information received from the home agent) and their network prefixes,   and the establishment of a direct tunnel between such nodes.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This document is a product of the Internet Engineering   Task Force (IETF).  It represents the consensus of the IETF   community.  It has received public review and has been approved for   publication by the Internet Engineering Steering Group (IESG).  Not   all documents approved by the IESG are a candidate for any level of   Internet Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6521.Makela & Korhonen             Experimental                      [Page 1]

RFC 6521                          HAaRO                    February 2012Copyright Notice   Copyright (c) 2012 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1. Introduction and Motivations ....................................32. Terms and Definitions ...........................................63. Mobile IPv4 Route Optimization between Mobile Networks ..........83.1. Maintaining Route Optimization Information .................93.1.1. Advertising Route-Optimizable Prefixes ..............93.1.2. Route Optimization Cache ...........................113.2. Return Routability Procedure ..............................133.2.1. Router Keys ........................................153.2.2. Nonces .............................................153.2.3. Updating Router Keys and Nonces ....................163.3. Mobile-Correspondent Router Operations ....................163.3.1. Triggering Route Optimization ......................173.3.2. Mobile Router Routing Tables .......................173.3.3. Inter-Mobile Router Registration ...................183.3.4. Inter-Mobile Router Tunnels ........................203.3.5. Constructing Route-Optimized Packets ...............213.3.6. Handovers and Mobile Routers Leaving Network .......213.4. Convergence and Synchronization Issues ....................224. Data Compression Schemes .......................................234.1. Prefix Compression ........................................234.2. Realm Compression .........................................254.2.1. Encoding of Compressed Realms ......................254.2.2. Searching Algorithm ................................274.2.3. Encoding Example ...................................27Makela & Korhonen             Experimental                      [Page 2]

RFC 6521                          HAaRO                    February 20125. New Mobile IPv4 Messages and Extensions ........................305.1. Mobile Router Route Optimization Capability Extension .....305.2. Route Optimization Reply ..................................315.3. Mobile-Correspondent Authentication Extension .............325.4. Care-of Address Extension .................................335.5. Route Optimization Prefix Advertisement Extension .........345.6. Home Test Init Message ....................................365.7. Care-of Test Init Message .................................365.8. Home Test Message .........................................375.9. Care-of Test Message ......................................386. Special Considerations .........................................396.1. NATs and Stateful Firewalls ...............................396.2. Handling of Concurrent Handovers ..........................406.3. Foreign Agents ............................................406.4. Multiple Home Agents ......................................406.5. Mutualness of Route Optimization ..........................416.6. Extensibility .............................................426.7. Load Balancing ............................................437. Scalability ....................................................438. Example Signaling Scenarios ....................................448.1. Registration Request ......................................448.2. Route Optimization with Return Routability ................458.3. Handovers .................................................469. Protocol Constants .............................................4810. IANA Considerations ...........................................4811. Security Considerations .......................................5011.1. Return Routability .......................................5011.2. Trust Relationships ......................................5112. Acknowledgements ..............................................5113. References ....................................................5113.1. Normative References .....................................5113.2. Informative References ...................................521.  Introduction and Motivations   Traditionally, there has been no method for route optimization in   Mobile IPv4 [RFC5944] apart from an early attempt [MIP-RO].  Unlike   Mobile IPv6 [RFC6275], where route optimization has been included   from the start, with Mobile IPv4, route optimization hasn't been   addressed in a generalized scope.   Even though general route optimization may not be of interest in the   scope of IPv4, there are still specific applications for route   optimization in Mobile IPv4.  This document proposes a method to   optimize routes between networks behind Mobile Routers (MRs), as   defined by Network Mobility (NEMO) [RFC5177].  Although NAT and the   pending shortage of IPv4 addresses make widespread deployment of end-   to-end route optimization infeasible, using route optimization fromMakela & Korhonen             Experimental                      [Page 3]

RFC 6521                          HAaRO                    February 2012   MR to MR is still a practical scenario.  Note that the method   specified in this document is only for route optimization between   MRs; any network prefix not advertised by an MR would still be routed   via the home agent, although an MR could advertise very large address   spaces, e.g., by acting as an Internet gateway.   A particular use case concerns setting up redundant yet economical   enterprise networks.  Recently, a trend has emerged where customers   prefer to maintain connectivity via multiple service providers.   Reasons include redundancy, reliability, and availability issues.   These kinds of multihoming scenarios have traditionally been solved   by using such technologies as multihoming BGP.  However, a more   lightweight and economical solution is desirable.   From a service provider perspective, a common topology for an   enterprise customer network consists of one to several sites   (typically headquarters and various branch offices).  These sites are   typically connected via various Layer 2 technologies (ATM or Frame   Relay Permanent Virtual Circuits (PVCs)), MPLS VPNs, or Layer 3   site-to-site VPNs.  With a Service Level Agreement (SLA), a customer   can obtain very reliable and well-supported intranet connectivity.   However, compared to the cost of "consumer-grade" broadband Internet   access, the SLA-guaranteed version can be considered very expensive.   These consumer-grade options, however, are not a reliable approach   for mission-critical applications.   Mobile IP, especially MRs, can be used to improve reliability of   connectivity even when implemented over consumer-grade Internet   access.  The customer becomes a client for a virtual service   provider, which does not take part in the actual access technology.   The service provider has a backend system and an IP address pool that   it distributes to customers.  Access is provided by multiple,   independent, possibly consumer-grade ISPs, with Mobile IP providing   seamless handovers if service from a specific ISP fails.  The   drawback of this solution is that it creates a star topology; all   Mobile IP tunnels end up at the service provider-hosted home agent,   causing a heavy load at the backend.  Route optimization between   mobile networks addresses this issue, by taking the network load off   of the home agent and the backend.Makela & Korhonen             Experimental                      [Page 4]

RFC 6521                          HAaRO                    February 2012   An example network is pictured below:                       +----------------------------+                       |  Virtual Operator Backend  |                       +------------+         +-----+                       | Home Agent |         | AAA |                       +------------+---------+-----+                                    |                                  .--.                                _(.   `)                              _(   ISP `)_                             (   Peering  `)                            ( `  . Point )  )                             `--(_______)--'                       ____ /     |         \                      /           |          \                   .--.         .--.         .--.                 _(    `.     _(    `.     _(    `.                (  ISP A )   (  ISP B )   (  ISP C )               ( `  .  )  ) ( `  .  )  ) ( `  .  )  )                `--(___.-'   `--(___.-'   `--(___.-'                    |     ______/    \       /                    |    /            \     /                    |   /              \   /                  +----+               +----+                  |MR A|               |MR B|                  +----+               +----+                    |                    |                   .--.                 .--.                 _(    `.             _(    `.                ( Site A )           ( Site B )               ( `  .  )  )         ( `  .  )  )                `--(___.-'           `--(___.-'            Virtual Service Provider Architecture Using NEMOv4   In this example case, the organization network consists of two sites   that are connected via two ISPs for redundancy reasons.  Mobile IP   allows fast handovers without the problems of multihoming and BGP   peering between each individual ISP and the organization.  The   traffic, however, takes a non-optimal route through the virtual   operator backend.   Route optimization addresses this issue, allowing traffic between   Sites A and B to flow directly through ISP B's network, or in case of   a link failure, via the ISP peering point (such as the Metropolitan   Area Ethernet (MAE), e.g., MAE-West).  The backend will not suffer   from heavy loads.Makela & Korhonen             Experimental                      [Page 5]

RFC 6521                          HAaRO                    February 2012   The specification in this document is meant to be Experimental, with   the primary design goal of keeping the load on the backend to a   minimum.  Additional design goals include extensibility to a more   generalized scope, such as not requiring all MRs to be homed on the   same home agent.  Experiences are mostly sought regarding   applicability to real-world operations, and protocol-specific issues   such as signaling scalability, interworking with other Mobile IP   extensions not specifically addressed in this document, and behavior   of end-user applications over route-optimized paths.   The aforementioned use case is the original application.  Moving this   specification to Standards Track should be considered after enough   deployment experience has been gathered.  Besides the aforementioned   issues, additional elements that might require refinement based on   real-world experiences are delivery of information on networks   managed by peer MRs; conducting MR <-> MR authentication; reaction   to, and recovery methods for, connectivity breakdowns and other   break-before-make topology changes; keepalive timer intervals;   formats of signaling extensions; behavior in NAT/firewalled   environments; and the prefix and realm compression algorithms.2.  Terms and Definitions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].   Care-of Address (CoA)RFC 5944 [RFC5944] defines a care-of address as the termination      point of a tunnel toward a mobile node, for datagrams forwarded to      the mobile node while it is away from home.  The protocol can use      two different types of CoA: a "foreign agent care-of address",      which is an address of a foreign agent with which the mobile node      is registered, and a "co-located care-of address", which is an      externally obtained local address that the mobile node has      associated with one of its own network interfaces.  However, in      the case of Network Mobility, foreign agents are not used, so no      foreign CoAs are used either.   Correspondent Router (CR)RFC 5944 [RFC5944] defines a correspondent node as a peer with      which a mobile node is communicating.  A CR is a peer MR that MAY      also represent one or more entire networks.Makela & Korhonen             Experimental                      [Page 6]

RFC 6521                          HAaRO                    February 2012   Home Address (HoA)RFC 5944 [RFC5944] defines a home address as an IP address that is      assigned for an extended period of time to a mobile node.  It      remains unchanged regardless of where the node is attached to the      Internet.   Home Agent (HA)RFC 5944 [RFC5944] defines a home agent as a router on a mobile      node's home network that tunnels datagrams for delivery to the      mobile node when it is away from home and maintains current      location information for the mobile node.  For this application,      the "home network" sees limited usage.   Host Network Prefix      A host network prefix is a network prefix with a mask of /32,      e.g., 192.0.2.254/32, consisting of a single host.   Mobility BindingRFC 5944 [RFC5944] defines Mobility Binding as the association of      an HoA with a CoA, along with the lifetime remaining for that      association.   Mobile Network PrefixRFC 5177 [RFC5177] defines a mobile network prefix as the network      prefix of the subnet delegated to an MR as the mobile network.   Mobile Router (MR)RFC 5177 [RFC5177] andRFC 5944 [RFC5944] define a mobile router      as a mobile node that can be a router that is responsible for the      mobility of one or more entire networks moving together, perhaps      on an airplane, a ship, a train, an automobile, a bicycle, or a      kayak.   Route Optimization Cache      A Route Optimization Cache is defined as a data structure,      maintained by MRs, containing possible destinations for route      optimization.  The cache contains information (HoAs) on potential      CRs and their associated mobile networks.Makela & Korhonen             Experimental                      [Page 7]

RFC 6521                          HAaRO                    February 2012   Return Routability (RR)      Return routability is defined as a procedure to bind an MR's HoA      to a CoA on a CR with a degree of trust.   | (Concatenation)      Some formulas in this specification use the symbol "|" to indicate      bytewise concatenation, as in A | B.  This concatenation requires      that all of the octets of the datum A appear first in the result,      followed by all of the octets of the datum B.   First (size, input)      Some formulas in this specification use a functional form "First      (size, input)" to indicate truncation of the "input" data so that      only the first "size" bits remain to be used.3.  Mobile IPv4 Route Optimization between Mobile Networks   This section describes the changed functionality of the HA and the MR   compared to the base NEMOv4 operation defined in [RFC5177].  The   basic premise is still the same; MRs, when registering with the HA,   may inform the HA of the mobile network prefixes they are managing   (explicit mode), or the HA already knows the prefix assignments.   However, instead of prefix <-> MR mapping information only remaining   on the HA and the single MR, this information will now be distributed   to the other MRs as well.   Home agent-assisted route optimization is primarily intended for   helping to optimize traffic patterns between multiple sites in a   single organization or administrative domain; however, extranets can   also be reached with optimized routes, as long as all MRs connect to   the same HA.  The procedure aims to maintain backward compatibility;   with legacy nodes or routers, full connectivity is always preserved,   even though optimal routing cannot be guaranteed.   The scheme requires an MR to be able to receive messages from other   MRs unsolicited -- that is, without first initiating a request.  This   behavior -- accepting unsolicited messages -- is similar to the   registration revocation procedure [RFC3543].  Many of the mechanisms   are the same, including the fact that advertising route optimization   support upon registration implies the capability to receive   Registration Requests and Return Routability messages from other MRs.Makela & Korhonen             Experimental                      [Page 8]

RFC 6521                          HAaRO                    February 2012   Compared to IPv6, where mobile node <-> correspondent node bindings   are maintained via Mobility Routing header and home address options,   Mobile IPv4 always requires the use of tunnels.  Therefore,   inter-mobile-router tunnel establishment has to be conducted.3.1.  Maintaining Route Optimization Information   During registration, a registering MR MAY request information on   route-optimizable network prefixes.  The MR MAY also allow   redistribution of information on its managed network prefixes   regardless of whether they are explicitly registered or already   configured.  These are indicated with a Mobile Router Route   Optimization Capability Extension; seeSection 5.1.  If the HA   accepts the request for route optimization, this is indicated with a   Route Optimization Reply Extension (Section 5.2) in the Registration   Reply.   Note that the redistribution of network prefix information from the   HA happens only during the registration signaling.  There are no   "routing updates" from the HA except during re-registrations   triggered by handovers, registration timeouts, and specific   solicitation.  The solicitation re-registration MAY occur if a CR   receives a Registration Request from an unknown MR (seeSection 3.3.3).3.1.1.  Advertising Route-Optimizable Prefixes   As noted, an HA that supports NEMO already maintains information on   which network prefixes are reachable behind specific MRs.  The only   change to this functionality is that this information can now be   distributed to other MRs upon request.  This request is implied by   including a Route Optimization Capability Extension (Section 5.1) and   setting the 'R' bit.   When an HA receives a Registration Request, standard authentication   and authorization procedures are conducted.   If registration is successful and the Route Optimization Capability   Extension was present in the Registration Request, the reply message   MUST include the Route Optimization Reply Extension (Section 5.2) to   indicate that the Route Optimization Capability Extension was   understood.  Furthermore, the extension also informs the MR whether   NAT was detected between the HA and the MR using the procedure inRFC 3519 [RFC3519], which is based on the discrepancy between the   requester's indicated CoA and the packet's source address.Makela & Korhonen             Experimental                      [Page 9]

RFC 6521                          HAaRO                    February 2012   The reply message MAY also include one Route Optimization Prefix   Advertisement Extension, which informs the MR of existing mobile   network prefixes and the MRs that manage them, if eligible for   redistribution.  The networks SHOULD be included in order of   priority, with the prefixes determined, by policy, as most desirable   targets for route optimization listed first.  The extension is   constructed as shown inSection 5.5.  The extension consists of a   list where each MR, identified by its HoA, is listed with   corresponding prefix(es) and their respective realm(s).   Each network prefix can be associated with a realm [RFC4282], usually   in the form 'organization.example.com'.  Besides the routers in the   customer's own organization, the prefix list may also include other   MRs, e.g., a default prefix (0.0.0.0/0) pointing toward an Internet   gateway for Internet connectivity or additional prefixes belonging to   possible extranets.  The realm information can be used to make policy   decisions on the MR, such as preferring optimization within a   specific realm only.  Furthermore, the unique realm information can   be used to differentiate between overlapping address spaces utilized   by the same or different organizations concurrently and adjusting   forwarding policies accordingly.   In a typical scenario, where network prefixes are allocated to MRs   connecting to a single HA, the prefixes are usually either continuous   or at least very close to each other.  Due to these characteristics,   an optional prefix compression mechanism is provided.  Another   optional compression scheme is in use for realm information, where   realms often share the same higher-level domains.  These compression   mechanisms are further explained inSection 4.   Upon receiving a Registration Reply with a Route Optimization Prefix   Advertisement Extension, the MR SHALL insert the MR HoAs included in   the extension as host-prefixes to the local Route Optimization Cache   if they do not already exist.  If present, any additional prefix   information SHALL also be inserted into the Route Optimization Cache.   The MR MAY discard entries from a desired starting point onward, due   to memory or other policy-related constraints.  The intention of   listing the prefixes in order of priority is to provide implicit   guidance for this decision.  If the capacity of the device allows,   the MR SHOULD use information on all advertised prefixes.Makela & Korhonen             Experimental                     [Page 10]

RFC 6521                          HAaRO                    February 20123.1.2.  Route Optimization Cache   MRs supporting route optimization will maintain a Route Optimization   Cache.   The Route Optimization Cache contains mappings between potential CR   HoAs, network(s) associated with each HoA, information on   reachability related to NAT and other divisions, and information   related to the RR procedure.  The cache is populated based on   information received from the HA in Route Optimization Prefix   Advertisement Extensions and in registration messages from CRs.   Portions of the cache may also be configured statically.   The Route Optimization Cache contains the following information for   all known CRs.  Note that some fields may contain multiple entries.   For example, during handovers, there may be both old and new CoAs   listed.   CR-HoA      Correspondent router's home address.  Primary key identifying      each CR.   CR-CoA(s)      Correspondent router's care-of address(es).  May be empty if none      known.  Potential tunnel's destination address(es).   MR-CoA      Mobile router's care-of address currently used with this CR.      Tunnel's source address.   Tunnels      Tunnel interface(s) associated with this CR.  The tunnel interface      itself handles all the necessary operations to keep the tunnel      operational, e.g., sending keepalive messages required by UDP      encapsulation.   NAT states      A table of booleans.  Contains entries for all pairs of potential      MR-CoAs and CR-CoAs that are known to require NAT awareness.  The      table is populated either statically or based on information      received during operation.  A setting of true indicates that the      MR can establish a UDP tunnel toward the CR, using this pair of      CoAs.  A received advertisement can indicate that the value shouldMakela & Korhonen             Experimental                     [Page 11]

RFC 6521                          HAaRO                    February 2012      be set to false for all of the respective CR's CoAs.  Settings in      this table affect tunnel establishment direction; seeSection 3.3.4 and the registration procedure when deciding which      CoAs to include in the Care-of Address Extension in the      Registration Reply.  The existence of an entry mandates the use of      UDP encapsulation.   RRSTATEs      Return routability state for each CR-HoA - MR-CoA pair.  States      are INACTIVE, IN PROGRESS, and ACTIVE.  If state is INACTIVE, the      RR procedure must be completed before forwarding route-optimized      traffic.  If state is IN PROGRESS or ACTIVE, the information      concerning this CR MUST NOT be removed from the Route Optimization      Cache as long as a tunnel to the CR is established.   KRms      Registration management key for each CR-HoA - MR-CoA pair.  This      field is only used if configured statically -- if the KRm was      computed using the RR procedure, it is calculated in situ based on      nonces and the router key.  If configured statically, RRSTATE is      permanently set to ACTIVE.   Care-of nonce indices      If the KRm was established with the RR procedure, contains the      care-of nonce index for each MR-CoA - CR-HoA pair.   Care-of keygen token      If the KRm was established with the RR procedure, contains the      care-of keygen token for each MR-CoA - CR-HoA pair.   Home nonce indices      If the KRm was established with the RR procedure, contains the      Home nonce index for each CR-HoA.   Home keygen token      If the KRm was established with the RR procedure, contains the      home keygen token for each CR-HoA.Makela & Korhonen             Experimental                     [Page 12]

RFC 6521                          HAaRO                    February 2012   Network prefixes      A list of destination network prefixes reachable via this CR.      Includes network and prefix length, e.g., 192.0.2.0/25.  Always      contains at least a single entry: the CR-HoA host network prefix      in the form of 192.0.2.1/32.   Realms      Each prefix may be associated with a realm.  May also be empty, if      the realm is not provided by advertisement or configuration.   Prefix_Valid      Boolean field for each prefix - CR-HoA pair, which is set to true      if this prefix's owner has been confirmed.  The host network      prefix consisting of the CR itself does not need validation beyond      the RR procedure.  For other prefixes, the confirmation is done by      soliciting the information from the HA.  Traffic for prefixes that      have unconfirmed ownership should not be routed through the      tunnel.   Information that is no longer valid due to expirations or topology   changes MAY be removed from the Route Optimization Cache as desired   by the MR.3.2.  Return Routability Procedure   The purpose of the RR procedure is to establish CoA <-> HoA bindings   in a trusted manner.  The RR procedure for Mobile IPv6 is described   in [RFC6275].  The same principles apply to the Mobile IPv4 version:   two messages are sent to the CR's HoA -- one via the HA using the   MR's HoA, and the other directly from the MR's CoA, with two   responses coming through the same routes.  The registration   management key is derived from token information carried on these   messages.  This registration management key (KRm) can then be used to   authenticate Registration Requests (comparable to Binding Updates in   Mobile IPv6).   The RR procedure is a method provided by Mobile IP to establish the   KRm in a relatively lightweight fashion.  If desired, the KRms can be   configured on MRs statically, or by using a desired external secure   key provisioning mechanism.  If KRms are known to the MRs via some   other mechanism, the RR procedure can be skipped.  Such provisioning   mechanisms are out of scope for this document.Makela & Korhonen             Experimental                     [Page 13]

RFC 6521                          HAaRO                    February 2012   The main assumption on traffic patterns is that the MR that initiates   the RR procedure can always send outbound messages, even when behind   a NAT or firewall.  This basic assumption made for NAT Traversal in   [RFC3519] is also applicable here.  In the case where the CR is   behind such obstacles, it receives these messages via the reverse   tunnel to the CR's HoA; thus, any problem regarding the CR's   connectivity is addressed during registration with the HA.   The RR procedure consists of four Mobile IP messages: Home Test Init   (HoTI), Care-of Test Init (CoTI), Home Test (HoT), and Care-of Test   (CoT).  They are constructed as shown in Sections5.6 through5.9.   If the MR has included the Mobile Router Route Optimization   Capability Extension in its Registration Request, it MUST be able to   accept Return Routability messages.  The messages are delivered as   Mobile IP signaling packets.  The destination address of the HoTI and   CoTI messages is set to the CR's HoA, with the sources being the MR's   HoA and CoA, respectively.   The RR procedure begins with the MR sending HoTI and CoTI messages,   each containing a (different) 64-bit random value -- the cookie.  The   cookie is used to bind a specific signaling exchange together.   Upon receiving the HoTI or CoTI message, the CR MUST have a secret   correspondent router key (Kcr) and nonce.  If it does not have this   material yet, it MUST produce it before continuing with the RR   procedure.   The CR responds to HoTI and CoTI messages by constructing HoT and CoT   messages, respectively, as replies.  The HoT message contains a home   init cookie, current home nonce index, and home keygen token.  The   CoT message contains a care-of init cookie, current care-of nonce   index, and care-of keygen token.   The home keygen token is constructed as follows:   Home keygen token = First (64, HMAC_SHA1 (Kcr, (home address |      nonce | 0)))   The care-of keygen token is constructed as follows:   Care-of keygen token = First (64, HMAC_SHA1 (Kcr, (care-of address |      nonce | 1)))   Note that the CoA in this case is the source address of the received   CoTI message packet.  The address may have changed in transit due to   network address translation.  This does not affect the registration   process; subsequent Registration Requests are expected to arrive from   the same translated address.Makela & Korhonen             Experimental                     [Page 14]

RFC 6521                          HAaRO                    February 2012   The RR procedure SHOULD be initiated when the Route Optimization   Cache's RRSTATE field for the desired CoA with the target CR is   INACTIVE.  If the state was INACTIVE, the state MUST be set to IN   PROGRESS when the RR procedure is initiated.  In the case of a   handover occurring, the MR SHOULD only send a CoTI message to obtain   a new care-of keygen token; the home keygen token may still be valid.   If the reply to a registration indicates that one or both of the   tokens have expired, the RRSTATE MUST be set to INACTIVE.  The RR   procedure may then be restarted as needed.   Upon completion of the RR procedure, the Route Optimization Cache's   RRSTATE field is set to ACTIVE, allowing for Registration Requests to   be sent.  The MR will establish a KRm.  By default, this will be done   using the SHA1 hash algorithm, as follows:   KRm = SHA1 (home keygen token | care-of keygen token)   When de-registering (by setting the Registration Request's lifetime   to zero), the care-of keygen token is not used.  Instead, the KRm is   generated as follows:   KRm = SHA1 (home keygen token)   As in Mobile IPv6, the CR does not maintain any state for the MR   until after receiving a Registration Request.3.2.1.  Router Keys   Each MR maintains a Kcr, which MUST NOT be shared with any other   entity.  The Kcr is used for authenticating peer MRs in the situation   where an MR is acting as a CR.  This is analogous to the node key   (Kcn) in Mobile IPv6.  A CR uses its router key to verify that the   keygen tokens sent by a peer MR in a Registration Request are the   CR's own.  The router key MUST be a random number, 16 octets in   length, generated with a good random number generator [RFC4086].   The MR MAY generate a new key at any time to avoid persistent key   storage.  If desired, it is RECOMMENDED that the keys be expired in   conjunction with nonces; seeSection 3.2.3.3.2.2.  Nonces   Each MR also maintains one or more indexed nonces.  Nonces SHOULD be   generated periodically with a good random number generator [RFC4086].   The MR may use the same nonces with all MRs.  Nonces MAY be of any   length, with the RECOMMENDED length being 64 bits.Makela & Korhonen             Experimental                     [Page 15]

RFC 6521                          HAaRO                    February 20123.2.3.  Updating Router Keys and Nonces   The router keys and nonce updating guidelines are similar to those   for Mobile IPv6.  MRs keep both the current nonce and the small set   of valid previous nonces whose lifetimes have not expired yet.  A   nonce should remain valid for at least MAX_TOKEN_LIFETIME seconds   (seeSection 9) after it has first been used in constructing an RR   response.  However, the CR MUST NOT accept nonces beyond   MAX_NONCE_LIFETIME seconds (seeSection 9) after the first use.  As   the difference between these two constants is 30 seconds, a   convenient way to enforce the above lifetimes is to generate a new   nonce every 30 seconds.  The node can then continue to accept keygen   tokens that have been based on the last 8 (MAX_NONCE_LIFETIME / 30)   nonces.  This results in keygen tokens being acceptable   MAX_TOKEN_LIFETIME to MAX_NONCE_LIFETIME seconds after they have been   sent to the mobile node, depending on whether the token was sent at   the beginning or end of the first 30-second period.  Note that the   correspondent node may also attempt to generate new nonces on demand,   or only if the old nonces have been used.  This is possible as long   as the correspondent node keeps track of how long ago the nonces were   used for the first time and does not generate new nonces on every   return routability request.   If the Kcr is being updated, the update SHOULD be done at the same   time as the nonce is updated.  This way, nonce indexes can be used to   refer to both Kcrs and nonces.3.3.  Mobile-Correspondent Router Operations   This section deals with the operation of mobile and correspondent   routers performing route optimization.  Note that in the context of   this document, all routers work as both MR and CR.  The term "mobile   router" applies to the router initiating the route optimization   procedure, and "correspondent router" indicates the peer router.   There are two issues regarding IPv4 that are different when compared   to Mobile IPv6 route optimization.  First of all, since Mobile IPv4   always uses tunnels, there must be a tunnel established between the   MR's and the CR's CoAs.  The CR learns of the MR's CoA, because it is   included in the Registration Request.  The MR learns the CR's CoA via   a new extension, "Care-of Address", in the Registration Reply.  The   second issue is a security consideration: In a Registration Request,   the MR claims to represent an arbitrary IPv4 network.  If the CR has   not yet received this information (HoA <-> network prefix), it SHOULD   perform a re-registration with the HA to verify the claim.Makela & Korhonen             Experimental                     [Page 16]

RFC 6521                          HAaRO                    February 2012   An additional aspect is that the MR MAY use a different CoA for   different CRs (and the HA).  This is useful in situations where the   network provides only partial-mesh connectivity and specific   interfaces must be used to reach specific destinations.  In addition,   this allows for load balancing.3.3.1.  Triggering Route Optimization   Since each MR knows the eligible route-optimizable networks, the   route optimization between all CRs can be established at any time;   however, a better general practice is to conduct route optimization   only on demand.  It is RECOMMENDED that route optimization be started   only when sending a packet that originates from a local managed   network (and if the network is registered as route optimizable) and   whose destination address falls within the network prefixes of the   Route Optimization Cache.  With a small number of MRs, such on-demand   behavior may not be necessary, and full-mesh route optimization may   be in place constantly.3.3.2.  Mobile Router Routing Tables   Each MR maintains a routing table.  In a typical situation, the MR   has one or more interface(s) to the local networks, one or more   interface(s) to wide-area networks (such as those provided by ISPs),   and a tunnel interface to the HA.  Additional tunnel interfaces   become activated as route optimization is being performed.   The routing table SHOULD typically contain network prefixes managed   by CRs associated with established route-optimized tunnel interfaces.   A default route MAY point to the reverse tunnel to the HA if not   overridden by prefix information.  The routing table MAY also include   additional routes if required by the tunneling implementation.   The routes for the HoAs of any CRs SHOULD also be pointing toward   their respective tunnels that are using the optimized path.   If two prefixes overlap each other, e.g., 192.0.2.128/25 and   192.0.2.128/29, the standard longest-match rule for routing is in   effect.  However, overlapping private addresses SHOULD be considered   an error situation.  Any aggregation for routes in private address   space SHOULD be conducted only at the HA.Makela & Korhonen             Experimental                     [Page 17]

RFC 6521                          HAaRO                    February 20123.3.3.  Inter-Mobile Router Registration   If route optimization between an MR and a CR is desired, either the   RR procedure must have been performed (seeSection 3.2), or the KRm   must be pre-shared between the MR and the CR.  If either condition   applies, an MR MAY send a Registration Request to the CR's HoA from   the desired interface.   The Registration Request's Source Address and Care-of Address fields   are set to the address of the desired outgoing interface on the MR.   The address MAY be the same as the CoA used with the HA.  The Home   Agent field is set to the HA of the MR.  The Registration Request   MUST be sent to (have a destination address of) the HoA of the CR.   The Registration Request MUST include a Mobile-Correspondent   Authentication Extension (defined inSection 5.3) and SHOULD include   a Mobile Network Request Extension (defined in [RFC5177]).  If   present, the Mobile Network Request Extension MUST contain the   network prefixes, as if registering in explicit mode.  If timestamps   are used, the CR MUST check the Identification field for validity.   The Authenticator field is hashed with the KRm.   The CR replies to the request with a Registration Reply.  The   Registration Reply MUST include a Mobile-Correspondent Authentication   Extension (defined inSection 5.3) and, if a Mobile Network Request   Extension was present in the request, a Mobile Network   Acknowledgement Extension.   The encapsulation can be set as desired, except in the case where the   Route Optimization Cache Entry has NAT entries for the CR, or the MR   itself is known to be behind a NAT or firewall.  If either condition   applies, the Registration Request MUST specify UDP encapsulation.  It   is RECOMMENDED that UDP encapsulation always be used to facilitate   detection of path failures via a keepalive mechanism.   The CR first checks the Registration Request's authentication against   Kcr and nonce indexes negotiated during the RR procedure.  This   ensures that the Registration Request is coming from a valid MR.  If   the check fails, an appropriate Registration Reply code is sent (seeSection 10).  If the failure is due to the nonce index expiring, the   MR sets RRSTATE for the CR to INACTIVE.  The RR procedure MAY then be   initiated again.   If the check passes, the CR MUST then check its Route Optimization   Cache to determine whether the MR exists and is associated with the   prefixes included in the request (i.e., whether prefixes are presentMakela & Korhonen             Experimental                     [Page 18]

RFC 6521                          HAaRO                    February 2012   and the 'HA' flag is true for each prefix).  Note that the viewpoint   is always local; the CR compares CR-HoA entries against the MR's HoA   -- from the CR's perspective, the MR is also a "correspondent   router".   If the check against the cache fails, the CR SHOULD send a   re-Registration Request to the HA with the 'S' (solicitation) bit   set, thus obtaining the latest information on network prefixes   managed by the incoming MR.  If, even after this update, the prefixes   still don't match, the reply's Mobile Network Acknowledgement code   MUST be set to "MOBNET_UNAUTHORIZED".  The registration MAY also be   rejected completely.  This verification is done to protect against   MRs claiming to represent arbitrary networks; however, since the HA   is assumed to provide trusted information, it can authorize the MR's   claim.  If the environment itself is considered trusted, the CR can,   as a policy, accept registrations without this check; however, this   is NOT RECOMMENDED as a general practice.   If the prefixes match, the CR MAY accept the registration.  If the CR   chooses to accept, the CR MUST check to determine if a tunnel to the   MR already exists.  If the tunnel does NOT exist or has wrong   endpoints (CoAs), a new tunnel MUST be established and the Route   Optimization Cache updated.  The reply MUST include a list of   eligible CoAs (seeSection 5.4) with which the MR may establish a   tunnel.  The reply MUST also include the Mobile-Correspondent   Authentication Extension (seeSection 5.3).   Upon receiving the Registration Reply, the MR MUST check to determine   if a tunnel to the CR already exists.  If the tunnel does NOT exist   or has wrong endpoints (CoAs), a new tunnel MUST be established and   the Route Optimization Cache updated.  This is covered in detail inSection 3.3.4.   The CR's routing table MUST be updated to indicate that the MR's   networks are reachable via the direct tunnel to the MR.   After the tunnel is established, the MR MAY update its routing tables   to reach all of the CR's Prefixes via the tunnel, although it is   RECOMMENDED that time be given for the CR to perform its own,   explicit registration.  This is primarily a policy decision,   depending on the network environment.  SeeSection 6.5.   Due to the fact that the route optimization procedures may occur   concurrently at both MRs, each working as each other's CR, there may   be a situation where two routers are attempting to establish separate   tunnels between them at the same time.  If a router with a smaller   HoA (meaning a normal 32-bit integer comparison treating IPv4   addresses as 32-bit unsigned integers) receives a RegistrationMakela & Korhonen             Experimental                     [Page 19]

RFC 6521                          HAaRO                    February 2012   Request (in the CR role) while its own Registration Request (sent in   the MR role) is pending, the attempt should be accepted with reply   code "concurrent registration" (Value 2).  If receiving such an   indication, the recipient SHOULD consider the registration a success   but only act on it once the peer has completed its own registration.3.3.4.  Inter-Mobile Router Tunnels   Inter-MR tunnel establishment follows establishing standard reverse   tunnels to the HA.  The Registration Request to the CR includes   information on the desired encapsulation.  It is RECOMMENDED that UDP   encapsulation be used.  In the cases of Generic Router Encapsulation   (GRE) [RFC2784], IP over IP [RFC2003], or minimal encapsulation   [RFC2004], no special considerations regarding reachability are   necessary.  The tunnel has no stateful information; the packets are   simply encapsulated within the GRE, IP, or minimal header.   The tunnel origination point for the CR is its CoA, not the HoA where   the Registration Requests were sent.  This is different from the   creation of the reverse tunnel to the HA, which reuses the channel   from registration signaling.   Special considerations rise from using UDP encapsulation, especially   in cases where one of the MRs is located behind a NAT or firewall.  A   deviation fromRFC 3519 [RFC3519] is that keepalives should be sent   from both ends of the tunnel to detect path failures after the   initial keepalive has been sent -- this allows both the MR and CR to   detect path failures.   The initial UDP keepalive SHOULD be sent by the MR.  Only after the   first keepalive is successfully completed SHOULD the tunnel be   considered eligible for traffic.  If a reply to the initial keepalive   is not received, the MR may opt to attempt sending the keepalive to   other CoAs provided by the Registration Reply to check whether they   provide better connectivity; or, if all of these fail, the MR may   perform a re-registration via an alternative interface, or deregister   completely.  SeeSection 6.1.  Once the initial keepalive packet has   reached the CR and a reply has been sent, the CR MAY start sending   its own keepalives.   The original specification for UDP encapsulation suggests a keepalive   interval default of 110 seconds.  However, to provide fast response   time and switching to alternate paths, it is RECOMMENDED, if power   and other constraints allow, that considerably shorter periods be   used, adapting to the perceived latency as needed.  However, the   maximum amount of keepalives SHOULD at no point exceedMakela & Korhonen             Experimental                     [Page 20]

RFC 6521                          HAaRO                    February 2012   MAX_UPDATE_RATE times per second.  The purpose of the keepalive is   not to keep NAT or firewall mappings in place but to serve as a   mechanism to provide fast response in case of path failures.   If both the MR and the CR are behind separate NATs, route   optimization cannot be performed between them.  Possible ways to set   up mutual tunneling when both routers are behind NATs are outside the   scope of this document.  However, some of these issues are addressed   inSection 6.1.   The designations "MR" and "CR" only apply to the initial tunnel   establishment phase.  Once a tunnel is established between two   routers, either of them can opt to either tear down the tunnel or   perform a handover.  Signaling messages have to be authenticated with   a valid KRm.3.3.5.  Constructing Route-Optimized Packets   All packets received by the MR are forwarded using normal routing   rules according to the routing table.  There are no special   considerations when constructing the packets; the tunnel interface's   own processes will encapsulate any packet automatically.3.3.6.  Handovers and Mobile Routers Leaving Network   Handovers and connection breakdowns can be categorized as either   ungraceful or graceful, also known as "break-before-make" (bbm) and   "make-before-break" (mbb) situations.   As with establishment, the "mobile router" discussed here is the   router wishing to change connectivity state, with the "correspondent   router" being the peer.   When an MR wishes to join its home link, it SHOULD, in addition to   sending the Registration Request to the HA with lifetime set to zero,   also send such a request to all known CRs, to their HoAs.  The CR(s),   upon accepting this request and sending the reply, will check whether   the Route Optimization Cache contains any prefixes associated with   the requesting MR.  These entries should be removed and the routing   table updated accordingly (traffic for the prefixes will be forwarded   via the HA again).  The tunnel MUST then be destroyed.  A short grace   period SHOULD be used to allow possible in-transit packets to be   received correctly.   In the case of a handover, the CR simply needs to update the tunnel's   destination to the MR's new CoA.  The MR SHOULD keep accepting   packets from both old and new CoAs for a short grace period,   typically on the order of ten seconds.  In the case of UDPMakela & Korhonen             Experimental                     [Page 21]

RFC 6521                          HAaRO                    February 2012   encapsulation, it is RECOMMENDED that the same port numbers be used   for both registration signaling and tunneled traffic, if possible.   The initial keepalive message sent by the MR will verify that direct   connectivity exists between the MR and CR -- if the keepalive fails,   the MR SHOULD attempt alternate paths.   If the MR was unable to send the re-Registration Request before   handover, it MUST send it immediately after handover has been   completed and a tunnel with the HA is established.  Since the   changing of CoA(s) invalidates the KRm, it is RECOMMENDED that   partial return routability be conducted by sending a CoTI message via   the new CoA and obtaining a new care-of keygen token.  In all cases,   necessary tokens also have to be acquired if the existing tokens have   expired.   If a reply is not received for a Registration Request to a CR, any   routes to the network prefixes managed by the CR MUST be removed from   the routing table, thus causing the user traffic to be forwarded via   the HA.3.4.  Convergence and Synchronization Issues   The information the HA maintains on mobile network prefixes and the   MRs' Route Optimization Caches does not need to be explicitly   synchronized.  This is based on the assumption that at least some of   the traffic between nodes inside mobile networks is always   bidirectional.  If using on-demand route optimization, this also   implies that when a node in a mobile network talks to a node in   another mobile network, if the initial packet does not trigger route   optimization, the reply packet will.   Consider a situation with three mobile networks, A, B, and C, handled   by three mobile routers, MR A, MR B, and MR C, respectively.  If they   register with an HA in this order, the situation goes as follows:   MR A registers and receives no information on other networks from the   HA, as no other MR has registered yet.   MR B registers and receives information on mobile network A being   reachable via MR A.   MR C registers and receives information on both of the other mobile   networks.   If a node in mobile network C is about to send traffic to mobile   network A, the route optimization is straightforward; MR C already   has network A in its Route Optimization Cache.  Thus, packet   transmission triggers route optimization toward MR A.  When MR CMakela & Korhonen             Experimental                     [Page 22]

RFC 6521                          HAaRO                    February 2012   registers with MR A (after the RR procedure is completed), MR A does   not have information on mobile network C; thus, it will perform a   re-registration with the HA on demand.  This allows MR A to verify   that MR C is indeed managing network C.   If a node in mobile network B sends traffic to mobile network C, MR B   has no information on network C.  No route optimization is triggered.   However, when the node in network C replies and the reply reaches MR   C, route optimization happens as above.  Further examples of   signaling are inSection 8.   Even in the very rare case of completely unidirectional traffic from   an entire network, re-registrations with the HA caused by timeouts   will eventually cause convergence.  However, this should be treated   as a special case.   Note that all MRs are connected to the same HA.  For possibilities   concerning multiple HAs, seeSection 6.4.4.  Data Compression Schemes   This section defines the two compression formats used in Route   Optimization Prefix Advertisement Extensions.4.1.  Prefix Compression   Prefix compression is based on the idea that prefixes usually share   common properties.  The scheme is simple delta compression.  In the   prefix information advertisement (Section 5.5), the 'D' bit indicates   whether receiving a "master" or a "delta" prefix.  This, combined   with the Prefix Length information, allows for compression and   decompression of prefix information.   If D = 0, what follows in the "Prefix" field are bits 1..n of the new   master prefix, where n is PLen.  This is rounded up to the nearest   full octet.  Thus, prefix lengths of /4 and /8 take 1 octet, /12 and   /16 take 2 octets, /20 and /24 take 3 octets, and longer prefix   lengths take a full 4 octets.   If D = 1, what follows in the "Prefix" field are bits m..PLen of the   prefix, where m is the first changed bit of the previous master   prefix, with padding from the master prefix filling the field to a   full octet.  The maximum value of PLen - m is 8 (that is, the delta   MUST fit into one octet).  If this is not possible, a new master   prefix has to be declared.  If the prefixes are equal -- for example,   in the case where the same prefix appears in multiple realms -- then   one octet is still encoded, consisting completely of padding from the   master prefix.Makela & Korhonen             Experimental                     [Page 23]

RFC 6521                          HAaRO                    February 2012   Determining the order of prefix transmission should be based on   saving maximum space during transmission.   An example of compression and transmitted data, where network   prefixes 192.0.2.0/28, 192.0.2.64/26, and 192.0.2.128/25 are   transmitted, is illustrated in Figure 1.  Because of the padding to   full octets, redundant information is also sent.  The bit patterns   being transmitted are as follows:  =+= shows the prefix mask  --- shows the master prefix for delta coded prefixes  192.0.2.0/28, D = 0  0                   1                     2                     3  1 2 3 4 5 6 7 8   9 0 1 2 3 4 5 6   7 8 9 0 1 2 3 4   5 6 7 8 9 0 1 2 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |1|1|0|0|0|0|0|0|.|0|0|0|0|0|0|0|0|.|0|0|0|0|0|0|1|0|.|0|0|0|0|0|0|0|0| +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+-+-+-+-+  ^                                                                   ^  +---------------------------- encoded ------------------------------+                                                                ^     ^                                                                +-pad-+  192.0.2.64/26, D = 1  0                   1                     2                     3  1 2 3 4 5 6 7 8   9 0 1 2 3 4 5 6   7 8 9 0 1 2 3 4   5 6 7 8 9 0 1 2 +-------------------------------------------------------------+-+-+-+-+ |1|1|0|0|0|0|0|0|.|0|0|0|0|0|0|0|0|.|0|0|0|0|0|0|1|0|.|0|1|0|0|0|0|0|0| +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+-+-+-+-+-+-+                                          ^               ^                                          +--- encoded ---+                                          ^             ^                                          +-- padding --+  192.0.2.128/25, D = 1  0                   1                     2                     3  1 2 3 4 5 6 7 8   9 0 1 2 3 4 5 6   7 8 9 0 1 2 3 4   5 6 7 8 9 0 1 2 +-------------------------------------------------------------+-+-+-+-+ |1|1|0|0|0|0|0|0|.|0|0|0|0|0|0|0|0|.|0|0|0|0|0|0|1|0|.|1|0|0|0|0|0|0|0| +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+-+-+-+-+-+-+-+                                        ^               ^                                        +--- encoded ---+                                        ^           ^                                        +- padding -+                   Figure 1: Prefix Compression ExampleMakela & Korhonen             Experimental                     [Page 24]

RFC 6521                          HAaRO                    February 2012   The first prefix, 192.0.2.0/28, is considered a master prefix and is   transmitted in full.  The PLen of 28 bits determines that all four   octets must be transmitted.  If the prefix would have been, e.g.,   192.0.2.0/24, three octets would have sufficed, since 24 bits fit   into 3 octets.   For the following prefixes, D = 1.  Thus, they are deltas of the   previous prefix, where D was zero.   192.0.2.64/26 includes bits 19-26 (full octet).  Bits 19-25 are   copied from the master prefix, but bit 26 is changed to 1.  The final   notation in binary is "1001", or 0x09.   192.0.2.128/25 includes bits 18-25 (full octet).  Bits 18-24 are   copied from the master prefix, but bit 25 is changed to 1.  The final   notation in binary is "101", or 0x05.   The final encoding thus becomes   +----------------+--------+-+---------------------+   |     Prefix     |  PLen  |D| Transmitted Prefix  |   +----------------+--------+-+---------------------+   | 192.0.2.0/28   |  28    |0| 0xc0 0x00 0x02 0x00 |   | 192.0.2.64/26  |  26    |1| 0x09                |   | 192.0.2.128/25 |  25    |1| 0x05                |   +----------------+--------+-+---------------------+   It should be noted that in this case the order of prefix transmission   would not affect compression efficiency.  If prefix 192.0.2.128/25   would have been considered the master prefix and the others as deltas   instead, the resulting encoding still fits into one octet for the   subsequent prefixes.  There would be no need to declare a new master   prefix.4.2.  Realm Compression4.2.1.  Encoding of Compressed Realms   In order to reduce the size of messages, the system introduces a   realm compression scheme, which reduces the size of realms in a   message.  The compression scheme is a simple dynamically updated   dictionary-based algorithm, which is designed to compress text   strings of arbitrary length.  In this scheme, an entire realm, a   single label, or a list of labels may be replaced with an index to a   previous occurrence of the same string stored in the dictionary.  The   realm compression defined in this specification was inspired by theRFC 1035 [RFC1035] DNS domain name label compression scheme.  Our   algorithm is, however, improved to gain more compression.Makela & Korhonen             Experimental                     [Page 25]

RFC 6521                          HAaRO                    February 2012   When compressing realms, the dictionary is first reset and does not   contain a single string.  The realms are processed one by one, so the   algorithm does not expect to see them all or the whole message at   once.  The state of the compressor is the current content of the   dictionary.  The realms are compressed label by label or as a list of   labels.  The dictionary can hold a maximum of 128 strings; after   that, a rollover MUST occur, and existing contents will be   overwritten.  Thus, when adding the 129th string into the dictionary,   the first entry of the dictionary MUST be overwritten, and the index   of the new string will become 0.   The encoding of an index to the dictionary or an uncompressed run of   octets representing a single label has purposely been made simple,   and the whole encoding works on an octet granularity.  The encoding   of an uncompressed label takes the form of one octet as follows:    0    0 1 2 3 4 5 6 7   +-+-+-+-+-+-+-+-+-+-+-+-=================-+-+-+-+   |0|   LENGTH    | 'length' octets long string.. |   +-+-+-+-+-+-+-+-+-+-+-+-=================-+-+-+-+   This encoding allows label lengths from 1 to 127 octets.  A label   length of zero (0) is not allowed.  The "label length" tag octet is   then followed by up to 127 octets of the actual encoded label string.   The index to the dictionary (the "label index" tag octet) takes the   form of one octet as follows:    0    0 1 2 3 4 5 6 7   +-+-+-+-+-+-+-+-+   |1|   INDEX     |   +-+-+-+-+-+-+-+-+   The above encodings do not allow generating an output octet value of   zero (0).  The encapsulating Mobile IPv4 extension makes use of this   property and uses the value of zero (0) to mark the end of the   compressed realm or to indicate an empty realm.  It is also possible   to encode the complete realm using only "label length" tags.  In this   case, no compression takes place.  This allows the sender to skip   compression -- for example, to reduce computation requirements when   generating messages.  However, the receiver MUST always be prepared   to receive compressed realms.Makela & Korhonen             Experimental                     [Page 26]

RFC 6521                          HAaRO                    February 20124.2.2.  Searching Algorithm   When compressing the input realm, the dictionary is searched for a   matching string.  If no match could be found, the last label is   removed from the right-hand side of the used input realm.  The search   is repeated until the whole input realm has been processed.  If no   match was found at all, then the first label of the original input   realm is encoded using the "label length" tag, and the label is   inserted into the dictionary.  The previously described search is   repeated with the remaining part of the input realm, if any.  If   nothing remains, the realm encoding is complete.   When a matching string is found in the dictionary, the matching part   of the input realm is encoded using the "label index" tag.  The   matching part of the input realm is removed, and the search is   repeated with the remaining part of the input realm, if any.  If   nothing remains, the octet value of zero (0) is inserted to mark the   end of the encoded realm.   The search algorithm also maintains the "longest non-matching string"   for each input realm.  Each time the search in the dictionary fails   and a new label gets encoded using the "label length" tag and   inserted into the dictionary, the "longest non-matching string" is   concatenated by this label, including the separating "." (dot, i.e.,   hexadecimal 0x2e).  When a match is found in the dictionary, the   "longest non-matching string" is reset (i.e., emptied).  Once the   whole input realm has been processed and encoded, all possible   suffixes longer than one label are taken from the string and inserted   into the dictionary.4.2.3.  Encoding Example   This section shows an example of how to encode a set of realms using   the specified realm compression algorithm.  For example, a message   might need to compress the realms "foo.example.com",   "bar.foo.example.com", "buz.foo.example.org", "example.com", and   "bar.example.com.org".  The following example shows the processing of   input realms on the left-hand side and the contents of the dictionary   on the right-hand side.  The example uses hexadecimal representation   of numbers.Makela & Korhonen             Experimental                     [Page 27]

RFC 6521                          HAaRO                    February 2012   COMPRESSOR:                                 DICTIONARY:   1) Input "foo.example.com"   Search("foo.example.com")   Search("foo.example")   Search("foo")   Encode(0x03,'f','o','o')                    0x00 "foo"     +-> "longest non-matching string" = "foo"   Search("example.com")   Search("example")   Encode(0x07,'e','x','a','m','p','l','e')    0x01 "example"     +-> "longest non-matching string" = "foo.example"   Search("com")   Encode(0x03,'c','o','m')                    0x02 "com"     +-> "longest non-matching string" = "foo.example.com"                                               0x03 "foo.example.com"                                               0x04 "example.com"   Encode(0x00)   2) Input "bar.foo.example.com"   Search("bar.foo.example.com")   Search("bar.foo.example")   Search("bar.foo")   Search("bar")   Encode(0x03,'b','a','r')                    0x05 "bar"     +-> "longest non-matching string" = "bar"   Search("foo.example.com") -> match to 0x03   Encode(0x83)     +-> "longest non-matching string" = NUL   Encode(0x00)Makela & Korhonen             Experimental                     [Page 28]

RFC 6521                          HAaRO                    February 2012   3) Input "buz.foo.example.org"   Search("buz.foo.example.org")   Search("buz.foo.example")   Search("buz.foo")   Search("buz")   Encode(0x03,'b','u','z')                    0x06 "buz"     +-> "longest non-matching string" = "buz"   Search("foo.example.org")   Search("foo.example")   Search("foo") -> match to 0x00   Encode(0x80)     +-> "longest non-matching string" = NUL   Search("example.org")   Search("example") -> match to 0x01   Encode(0x81)     +-> "longest non-matching string" = NUL   Search("org")   Encode(0x03,'o','r','g')                    0x07 "org"     +-> "longest non-matching string" = "org"   Encode(0x00)   4) Input "example.com"   Search("example.com") -> match to 0x04   Encode(0x84)   Encode(0x00)   5) Input "bar.example.com.org"   Search("bar.example.com.org")   Search("bar.example.com")   Search("bar.example")   Search("bar") -> match to 0x05   Encode(0x85)   Search("example.com.org")   Search("example.com") -> match to 0x04   Encode(0x84)   Search("org") -> match to 0x07   Encode(0x87)   Encode(0x00)   As can be seen from the example, due to the greedy approach of   encoding matches, the search algorithm and the dictionary update   function are not the most optimal.  However, we do not claim that the   algorithm would be the most efficient.  It functions efficiently   enough for most inputs.  In this example, the original input realm   data was 79 octets, and the compressed output, excluding the end   mark, is 35 octets.Makela & Korhonen             Experimental                     [Page 29]

RFC 6521                          HAaRO                    February 20125.  New Mobile IPv4 Messages and Extensions   This section describes the construction of all new information   elements.5.1.  Mobile Router Route Optimization Capability Extension   This skippable extension MAY be sent by an MR to an HA in the   Registration Request message.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |    Length     |    Subtype    |A|R|S|O| Rsvd  |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    ~                 Optional Mobile Router HoA                    ~    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      153 (skippable); if the HA does not support route             optimization advertisements, it can ignore this request and             simply not include any information in the reply. "short"             extension format.   Subtype   1   Reserved  Set to zero; MUST be ignored on reception.   A         Advertise my networks.  If the 'A' bit is set, the HA is             allowed to advertise the networks managed by this MR to             other MRs.  This also indicates that the MR is capable of             receiving route optimization Registration Requests.  In             effect, this allows the MR to work in the CR role.   R         Request mobile network information.  If the 'R' bit is set,             the HA MAY respond with information about mobile networks             in the same domain.   S         Solicit prefixes managed by a specific MR.  The MR is             specified in the Optional Mobile Router HoA field.   O         Explicitly specify that the requesting router is only able             to initiate outgoing connections and not accept any             incoming connections, due to a NAT device, stateful             firewall, or similar issue on any interface.  This is             reflected by the HA in the reply and distributed in Prefix             Advertisements to other MRs.Makela & Korhonen             Experimental                     [Page 30]

RFC 6521                          HAaRO                    February 2012   Optional Mobile Router HoA             Solicited mobile router's home address.  This field is only             included if the 'S' flag is set.5.2.  Route Optimization Reply   This non-skippable extension MUST be sent by an HA to an MR in the   Registration Reply message, if the MR indicated support for route   optimization in the registration message and the HA supports route   optimization.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |    Length     |    Subtype    |O|N|S|   Code  |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      49 (non-skippable); "short" extension format.   Subtype   1   O         The 'O' flag in the Mobile Router Route Optimization             Capability Extension was set during registration.   N         NAT was detected by the HA.  This informs the MR that it is             located behind a NAT.  The detection procedure is specified             inRFC 3519 [RFC3519] and is based on the discrepancy             between the registration packet's source address and             indicated CoA.  The MR can use this information to make             decisions about route optimization strategy.   S         Responding to a solicitation.  If the 'S' bit was present             in the MR's Route Optimization Capability Extension             (Section 5.1), this bit is set; otherwise, it is unset.   The Reply code indicates whether route optimization has been   accepted.  Values of 0..15 indicate assent, and values 16..63   indicate that route optimization is not done.   0         Will do route optimization.   16        Route optimization declined; reason unspecified.Makela & Korhonen             Experimental                     [Page 31]

RFC 6521                          HAaRO                    February 20125.3.  Mobile-Correspondent Authentication Extension   The Mobile-Correspondent Authentication Extension is included in   Registration Requests sent from the MR to the CR.  The existence of   this extension indicates that the message is not destined to an HA,   but another MR.  The format is similar to the other authentication   extensions defined in [RFC5944], with Security Parameter Indexes   (SPIs) replaced by nonce indexes.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |    Length     |    Subtype    |    Reserved   |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |      Home Nonce Index         |     Care-of Nonce Index       |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                      Authenticator...                         ~    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The Home Nonce Index field tells the CR which nonce value to use when   producing the home keygen token.  The Care-of Nonce Index field is   ignored in requests to remove a binding.  Otherwise, it tells the CR   which nonce value to use when producing the care-of keygen token.  If   using a pre-shared key (KRm), the indexes may be set to zero and are   ignored on reception.   Type      49 (non-skippable); "short" extension format.   Subtype   2   Reserved  Set to zero; MUST be ignored on reception.   Home Nonce Index             Home Nonce Index in use.  If using a pre-shared KRm, set to             zero and ignored on reception.   Care-of Nonce Index             Care-of Nonce Index in use.  If using a pre-shared KRm, set             to zero and ignored on reception.   Authenticator             Authenticator field, by default constructed with             First (128, HMAC_SHA1 (KRm, Protected Data)).Makela & Korhonen             Experimental                     [Page 32]

RFC 6521                          HAaRO                    February 2012   The protected data, just like in other cases where the Authenticator   field is used, consists of   o  the UDP payload (i.e., the Registration Request or Registration      Reply data),   o  all prior extensions in their entirety, and   o  the Type, Length, Home Nonce Index, and Care-of Nonce Index of      this extension.5.4.  Care-of Address Extension   The Care-of Address Extension is added to a Registration Reply sent   by the CR to inform the MR of the upcoming tunnel endpoint.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |    Length     |    Subtype    |   Reserved    |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       1..n times the following information structure    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                        Care-of Address                        |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      49 (non-skippable); "short" extension format.   Length    Total length of the packet.  When processing the             information structures, if Length octets have been reached,             this is an indication that the final information structure             was reached as well.   Subtype   3   Care-of Address             Care-of address(es) that may be used for a tunnel with the             MR, in order of priority.  Multiple CoAs MAY be listed to             facilitate faster NAT traversal processing.Makela & Korhonen             Experimental                     [Page 33]

RFC 6521                          HAaRO                    February 20125.5.  Route Optimization Prefix Advertisement Extension   This non-skippable extension MAY be sent by an HA to an MR in the   Registration Reply message.  This extension is only included when   explicitly requested by the MR in the Registration Request message,   setting the 'R' flag of the Mobile Router Route Optimization   Capability Extension.  Implicit prioritization of prefixes is caused   by the order of extensions.   The extension contains a sequence of information structures.  An   information structure may consist of either an MR HoA or a network   prefix.  Any network prefixes following an MR HoA are owned by that   MR.  An MR HoA MUST be first in the sequence, since one cannot have   prefixes without an MR.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |    Subtype    |             Length            |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     1..n times the following information structure    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |D|M| PLen/Info |  Optional Mobile Router HoA (4 octets)        ~    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    ~               |  Optional Prefix (1, 2, 3, or 4 octets)       ~    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    ~                   Realm (1..n characters)                     ~    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      50 (non-skippable); "long" extension format.   Subtype   1   Length    Total length of the packet.  When processing the             information structures, if Length octets have been reached,             this is an indication that the final information structure             was reached as well.   D         Delta.  If D = 1, the prefix is a delta from the last             Prefix, where D = 0.  MUST be zero on the first information             structure containing a Prefix; MAY be zero or one on             subsequent information structures.  If D = 1, the Prefix             field is one octet in length.  SeeSection 4.1 for details.Makela & Korhonen             Experimental                     [Page 34]

RFC 6521                          HAaRO                    February 2012   M         Mobile Router HoA bit.  If M = 1, the next field is Mobile             Router HoA, and Prefix and Realm are omitted.  If M = 0,             the next field is Prefix followed by Realm, and Mobile             Router HoA is omitted.  For the first information             structure, M MUST be set to 1.  If M = 1, the 'D' bit is             set to zero and ignored upon reception.   PLen/Info             This field is interpreted differently, depending on whether             the 'M' bit is set or not.  If M = 0, the field is             considered to be the PLen field, and the contents indicate             the length of the advertised prefix.  The 6 bits allow for             values from 0 to 63, of which 33-63 are illegal.  If M = 1,             the field is considered to be the Info field.  Permissible             values are 0 to indicate no specific information, or 1 to             indicate "outbound connections only".  This indicates that             the target MR can only initiate, not receive, connections             on any of its interfaces (apart from the reverse tunnel to             the HA).  This is set if the MR has explicitly requested it             via the 'O' flag in the Mobile Router Route Optimization             Capability Extension (Section 5.1).   Mobile Router HoA             The mobile router's home address.  All prefixes in the             following information structures where M = 0 are maintained             by this MR.  This field is present only when M = 1.   Prefix    The IPv4 prefix advertised.  If D = 0, the field length is             PLen bits, rounded up to the nearest full octet.  Least-             significant bits starting off PLen (and that are zeros) are             omitted.  If D = 1, the field length is one octet.  This             field is present only when M = 0.   Realm     The Realm that is associated with the advertised Mobile             Router HoA and prefix.  If empty, MUST be set to '\0'.  For             realm encoding and an optional compression scheme, refer toSection 4.2.  This field is present only when M = 0.Makela & Korhonen             Experimental                     [Page 35]

RFC 6521                          HAaRO                    February 20125.6.  Home Test Init Message   This message is sent from the MR to the CR when performing the RR   procedure.  The source and destination IP addresses are set to the   MR's HoA and the CR's HoA, respectively.  The UDP source port MAY be   randomly chosen.  The UDP destination port is 434.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |   Reserved    |                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +    |                          Home Init Cookie                     |    +                               +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      24   Reserved  Set to zero; MUST be ignored on reception.   Home Init Cookie             64-bit field that contains a random value, the Home Init             Cookie.5.7.  Care-of Test Init Message   This message is sent from the MR to the CR when performing the RR   procedure.  The source and destination IP addresses are set to the   MR's CoA and the CR's HoA, respectively.  The UDP source port MAY be   randomly chosen.  The UDP destination port is 434.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |   Reserved    |                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +    |                       Care-of Init Cookie                     |    +                               +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      25   Reserved  Set to zero; MUST be ignored on reception.Makela & Korhonen             Experimental                     [Page 36]

RFC 6521                          HAaRO                    February 2012   Care-of Init Cookie             64-bit field that contains a random value, the Care-of Init             Cookie.5.8.  Home Test Message   This message is sent from the CR to the MR when performing the RR   procedure as a reply to the Home Test Init message.  The source and   destination IP addresses, as well as UDP ports, are the reverse of   those in the Home Test Init message for which this message is   constructed.  As such, the UDP source port is always 434.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |   Reserved    |         Nonce Index           |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    +                    Home Init Cookie                           +    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    +                    Home Keygen Token                          +    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      26   Reserved  Set to zero; MUST be ignored on reception.   Nonce Index             This field will be echoed back by the MR to the CR in a             subsequent Registration Request's authentication extension.   Home Init Cookie             64-bit field that contains a random value, the Home Init             Cookie.   Home Keygen Token             This field contains the 64-bit home keygen token used in             the RR procedure.  Generated from cookie + nonce.Makela & Korhonen             Experimental                     [Page 37]

RFC 6521                          HAaRO                    February 20125.9.  Care-of Test Message   This message is sent from the CR to the MR when performing the RR   procedure as a reply to the Care-of Test Init message.  The source   and destination IP addresses, as well as UDP ports, are the reverse   of those in the Care-of Test Init message for which this message is   constructed.  As such, the UDP source port is always 434.     0               1               2               3     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |     Type      |   Reserved    |         Nonce Index           |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    +                    Care-of Init Cookie                        +    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+    |                                                               |    +                    Care-of Keygen Token                       +    |                                                               |    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Type      27   Reserved  Set to zero; MUST be ignored on reception.   Care-of Nonce Index             This field will be echoed back by the MR to the CR in a             subsequent Registration Request's authentication extension.   Care-of Init Cookie             64-bit field that contains a random value, the Care-of Init             Cookie.   Care-of Keygen Token             This field contains the 64-bit care-of keygen token used in             the RR procedure.  Generated from cookie + nonce.Makela & Korhonen             Experimental                     [Page 38]

RFC 6521                          HAaRO                    February 20126.  Special Considerations6.1.  NATs and Stateful Firewalls   Mechanisms described in Mobile IP NAT traversal [RFC3519] allow the   HA to work with MRs situated behind a NAT device or a stateful   firewall.  Furthermore, the HA may also detect whether a NAT device   is located between the mobile node and the HA.  The MR may also   explicitly state that it is behind a NAT or firewall on all   interfaces, and this information is passed on to the other MRs with   the Info field in the Route Optimization Prefix Advertisement   Extension (Section 5.5).  The HA may also detect NAT and inform the   registering MR via the 'N' flag in the Route Optimization Reply   Extension (Section 5.2).  In the case where one or both of the   routers is known to be behind a NAT or is similarly impaired (not   able to accept incoming connections), the tunnel establishment   procedure needs to take this into account.   In the case where the MR is behind a NAT (or firewall) and the CR is   not, the MR will, when the tunnel has been established, send   keepalive messages (ICMP echo requests) through the tunnel.  Until a   reply has been received, the tunnel SHOULD NOT be considered active.   Once a reply has been received, NAT mapping is in place, and traffic   can be sent.   The source address may change due to NAT in CoTI and Registration   Request messages.  This does not affect the process -- the hash   values are calculated by the translated address, and the Registration   Request will also appear from the same translated address.   Unlike communication with the HA, in the case of route optimization,   the path used for signaling is not used for tunneled packets, as   signaling always uses HoAs, and the MR <-> CR tunnel is from CoA to   CoA.  It is assumed that even though port numbers may change, NAT   processing rarely allocates more than one external IP address to a   single internal address; thus, the IP address seen in the   Registration Request and tunnel packets remains the same.  However,   the UDP source port number may be different in the Registration   Request and incoming tunnel packets, due to port translation.  This   must not cause an error situation -- the CR MUST be able to accept   tunneling packets from a different UDP source port than what was used   in the Registration Request.   Since MRs may have multiple interfaces connecting to several   different networks, it might be possible that specific MRs may only   be able to perform route optimization using specific CoA pairs,   obtained from specific networks -- for example, in a case where two   MRs have an interface behind the same NAT.  A similar case may beMakela & Korhonen             Experimental                     [Page 39]

RFC 6521                          HAaRO                    February 2012   applicable to nested NATs.  In such cases, the MR MAY attempt to   detect eligible CoA pairs by performing a registration and attempting   to establish a tunnel (sending keepalives) with each CoA listed in   the Registration Reply's Care-of Address Extension.  The eligible   pairs should be recorded in the Route Optimization Cache.  If a   tunnel cannot be established with any CoAs, the MR MAY attempt to   repeat the procedure with alternative interfaces.  The above   information on network topology can also be configured on the MRs   either statically or via some external feedback mechanism.   If both the MR and the CR are behind two separate NATs, some sort of   proxy or hole-punching technique may be applicable.  This is out of   scope for this document.6.2.  Handling of Concurrent Handovers   If both the MR and the CR move at the same time, this causes no   issues from the signaling perspective, as all requests are always   sent from a CoA to HoAs.  Thus, the recipient will always receive the   request and can send the reply.  This applies even in break-before-   make situations where both the MR and the CR get disconnected at the   same time -- once the connectivity is restored, one endpoint of the   signaling messages is always the HoA of the respective router, and it   is up to the HA to provide reachability.6.3.  Foreign Agents   Since foreign agents have been dropped from work related to Network   Mobility for Mobile IPv4, they are not considered here.6.4.  Multiple Home Agents   MRs can negotiate and perform route optimization without the   assistance of an HA -- if they can discover each other's existence   and thus know where to send registration messages.  This document   only addresses a logically single HA that distributes network prefix   information to the MRs.  Problems arise from possible trust   relationships; in this document, the HA serves as a way to provide   verification that a specific network is managed by a specific router.   If route optimization is desired between nodes attached to separate   HAs, there are several possibilities.  Note that standard high-   availability redundancy protocols, such as the Virtual Router   Redundancy Protocol (VRRP), can be utilized; however, in such a case,   the HA is still a single logical entity, even if it consists of more   than a single node.Makela & Korhonen             Experimental                     [Page 40]

RFC 6521                          HAaRO                    February 2012   Several possibilities exist for achieving route optimization between   MRs attached to separate HAs, such as a new discovery/probing   protocol or routing protocol between HAs or DNS SRV records, or a   common Authentication, Authorization, and Accounting (AAA)   architecture.  There is already a framework for HA to retrieve   information from AAA, so it can be considered the most viable   possibility.  SeeSection 6.6 for information on a possible way to   generalize the method.   Any discovery/probing protocols are out of scope for this document.6.5.  Mutualness of Route Optimization   The procedure as specified is asymmetric; that is, if bidirectional   route optimization is desired while maintaining consistency, the   route optimization (RR check and registration) has to be performed in   both directions, but this is not strictly necessary.  This is   primarily a policy decision, depending on how often the mobile   prefixes are reconfigured.   Consider the case where two networks, A and B, are handled by MRs A   and B, respectively.  If the routers are set up in such a fashion   that route optimization is triggered when the router is forwarding a   packet destined to a network prefix in the Route Optimization Cache,   the following occurs if a node in network A starts sending ICMP echo   requests (ping packets) to a node in network B.   MR A sees the incoming ICMP echo request packet from the local   network destined to network B. Since network B exists in MR A's Route   Optimization Cache, the route optimization process is triggered.  The   original packet is forwarded via the reverse tunnel toward the HA as   normal.   MR A completes the RR procedure and registration with MR B, which   thus becomes a CR for MR A.  A tunnel is created between the routers.   MR B updates its routing tables so that network A is reachable via   the MR A <-> MR B tunnel.   The traffic pattern is now such that packets from network B to   network A are sent over the direct tunnel, but the packets from A to   B are transmitted via the HA and reverse tunnels.  The echo reply   that the node in network B sends toward network A triggers the route   optimization at MR B in similar fashion.  As such, MR B now performs   its own registration toward MR A.  Upon completion, MR B notices that   a tunnel to MR A already exists, and updates its routing table so   that network A is now reachable via the (existing) MR A <-> MR B   tunnel.  From this point onward, traffic is bidirectional.Makela & Korhonen             Experimental                     [Page 41]

RFC 6521                          HAaRO                    February 2012   In this scenario, if MR A does NOT wait for a separate route   optimization process (RR check and registration) from MR B, but   instead simply updates its routing table to reach network B via the   tunnel, problems may arise if MR B has started to manage another   network, B', before the information has been propagated to MR A.  The   end result is that MR B starts to receive packets from network A to   network B' via the HA and to network B via the direct tunnel.  If   reverse path checking or a similar mechanism is in use on MR B, some   of the packets from network A could be black-holed.   Whether to perform this mutual registration or not thus depends on   the situation, and whether MRs are going to start managing additional   network prefixes during operation.6.6.  Extensibility   The design considerations include several mechanisms that might not   be strictly necessary if route optimization were only desired between   individual customer sites in a managed network.  The registration   procedure (with the optional return routability part), which allows   CRs to learn an MR's CoAs, is not strictly necessary; the CoAs could   have been provided by the HA directly.   However, this approach allows the method to be extended to a more   generic route optimization.  The primary driver for having an HA to   work as a centralized information distributer is to provide MRs with   not only the knowledge of the other routers, but with information on   which networks are managed by which routers.   The HA provides the information on all feasible nodes with which it   is possible to establish route optimization.  If representing a whole   mobile network is not necessary -- in effect, the typical mobile node   <-> correspondent node situation -- the mechanisms in this document   work just as well; the only problem is discovering whether the target   correspondent node can provide route optimization capability.  This   can be performed by not including any prefixes in the information   extension -- just the HoA of the MR.   In addition, with route optimization for a single node, checks for   whether an MR is allowed to represent specific networks are   unnecessary, since there are none.   Correspondent node/router discovery protocols (whether they are based   on probing or a centralized directory beyond the single HA) are   outside the scope of this document.Makela & Korhonen             Experimental                     [Page 42]

RFC 6521                          HAaRO                    February 20126.7.  Load Balancing   This design simply provides the possibility of creating optimal paths   between MRs; it doesn't dictate what the user traffic using these   paths should be.  One possible approach in helping facilitate load   balancing and utilizing all available paths is presented in   [MIPv4FLOW], which effectively allows for multiple CoAs for a single   HoA.  In addition, per-tunnel load balancing is possible by using   separate CoAs for separate tunnels.7.  Scalability   Home agent-assisted route optimization scalability issues stem from   the general Mobile IPv4 architecture, which is based on tunnels.   Creating, maintaining, and destroying tunnel interfaces can cause   load on the MRs.  However, the MRs can always fall back to normal,   reverse-tunneled routing if resource constraints are apparent.   If there are a large number of optimization-capable prefixes,   maintaining state for all of these may be an issue also, due to   limits on routing table sizes.   Registration responses from the HA to the MR may provide information   on a large number of network prefixes.  If thousands of networks are   involved, the Registration Reply messages are bound to grow very   large.  The prefix and realm compression mechanisms defined inSection 4 mitigate this problem to an extent.  There will, however,   be some practical upper limit, after which some other delivery   mechanism for the prefix information will be needed.Makela & Korhonen             Experimental                     [Page 43]

RFC 6521                          HAaRO                    February 20128.  Example Signaling Scenarios8.1.  Registration Request   The following example assumes that there are three mobile routers --   MR A, MR B, and MR C -- each managing network prefixes A, B, and C.   At the beginning, no networks are registered with the HA.  Any AAA   processing at the HA is omitted from the diagram.  +--------+ +--------+ +--------+ +--------------+  | [MR A] | | [MR B] | | [MR C] | | [Home Agent] |  +--------+ +--------+ +--------+ +--------------+     |          |          |          |     x------------------------------->|  Registration Request     |          |          |          |  includes Mobile Router     |          |          |          |  Route Optimization     |          |          |          |  Capability Extension     |          |          |          |     |<-------------------------------x  Registration response;     |          |          |          |  no known networks from HA     |          |          |          |  in response     |          |          |          |     |          x-------------------->|  Registration Request similar     |          |          |          |  to the one sent by MR A     |          |          |          |     |          |<--------------------x  Registration Reply includes     |          |          |          |  network A in Route Optimization     |          |          |          |  Prefix Advertisement Extension     |          |          |          |     |          |          x--------->|  Registration Request similar     |          |          |          |  to the one sent by MR A     |          |          |          |     |          |          |<---------x  Registration Reply includes     |          |          |          |  networks A and B in Route     |          |          |          |  Optimization Prefix     |          |          |          |  Advertisement Extension.     |          |          |          |  Network B is sent in     |          |          |          |  compressed form.     |          |          |          |Makela & Korhonen             Experimental                     [Page 44]

RFC 6521                          HAaRO                    February 20128.2.  Route Optimization with Return Routability   The following example has the same network setup as that inSection 8.1 -- three MRs, each corresponding to their respective   network.  Node A is in network A, and Node C is in network C.   At the beginning, none of the MRs know each other's KRms.  If the   KRms were pre-shared or provisioned with some other method, the   Return Routability messages could be omitted.  Signaling as described   inSection 8.1 has occurred; thus, MR A is not aware of the other   networks, and MR C is aware of networks A and B.  ======= Traffic inside Mobile IP tunnel to/from HA  =-=-=-= Traffic inside Mobile IP tunnel between MRs  ------- Traffic outside Mobile IP tunnel+----------+ +--------+ +------+ +--------+ +----------+| [Node A] | | [MR A] | | [HA] | | [MR C] | | [Node C] |+----------+ +--------+ +------+ +--------+ +----------+   |            |          |         |       |   x------------O==========O=========O------>| Mobile Router A is   |            |          |         |       | unaware of network C;   |            |          |         |       | thus, nothing happens   |            |          |         |       |   |<-----------O==========O=========O-------x Mobile Router C   |            |          |         |       | notices packet to   |            |          |         |       | network A - begins   |            |          |         |       | route optimization   |            |          |         |       |   |            |          |         |       | Return Routability (if   |            |          |         |       | no pre-shared KRms)   |            |          |         |       |   |            |<=========O---------x       | CoTI   |            |<=========O=========x       | HoTI   |            |          |         |       |   |            x==========O-------->|       | CoT   |            x==========O========>|       | HoT   |            |          |         |       |   |            |          |         |       | KRm between MR A <-> C   |            |          |         |       | established   |            |          |         |       |   |            |<=========O---------x       | Registration Request   |            |          |         |       |   |            x--------->|         |       | Registration Request   |            |          |         |       | to HA due to MR A   |            |          |         |       | being unaware of   |            |          |         |       | network C.   |            |          |         |       | Solicit bit set.Makela & Korhonen             Experimental                     [Page 45]

RFC 6521                          HAaRO                    February 2012   |            |          |         |       |   |            |<---------x         |       | Registration Reply   |            |          |         |       | contains info on   |            |          |         |       | network A   |            |          |         |       |   |            x==========O-------->|       | Registration Reply   |            |          |         |       | includes MR A's CoA in   |            |          |         |       | Care-of Address   |            |          |         |       | Extension   |            |          |         |       |   |            |<= = = = =O= = = ==>|       | Optional mutual   |            |          |         |       | registration from   |            |          |         |       | MR A to MR C   |            |          |         |       | (same procedure as above,   |            |          |         |       | multiple packets);   |            |          |         |       | possible keepalive checks   |            |          |         |       |   |<-----------O=-=-=-==-=-=-=-==-=-O-------x Packet from Node C -> A   |            |          |         |       | routed to direct tunnel   |            |          |         |       | at MR C, based on   |            |          |         |       | MR C now knowing MR A's   |            |          |         |       | CoA and tunnel being up   |            |          |         |       |   x------------O=-=-=-==-=-=-=-==-=-O------>| Packet from Node A -> C   |            |          |         |       | routed to direct tunnel   |            |          |         |       | at MR A, based on MR A   |            |          |         |       | now knowing MR C's CoA   |            |          |         |       | and tunnel being up8.3.  Handovers   In this signaling example, MR C changes its CoA while route   optimization between MR A and MR C is operating and data is being   transferred.  Cases where the handover is graceful ("make before   break") and ungraceful ("break before make") both occur in similar   fashion, except that in the graceful version no packets are lost.   This diagram considers the case where MR C gets immediate   notification of lost connectivity, e.g., due to a link status   indication.  MR A would eventually notice the breakdown, due to   keepalive messages failing.Makela & Korhonen             Experimental                     [Page 46]

RFC 6521                          HAaRO                    February 2012   ======= Traffic inside Mobile IP tunnel to/from HA   =-=-=-= Traffic inside Mobile IP tunnel between MRs   ------- Traffic outside Mobile IP tunnel +----------+ +--------+ +------+ +--------+ +----------+ | [Node A] | | [MR A] | | [HA] | | [MR C] | | [Node C] | +----------+ +--------+ +------+ +--------+ +----------+    |            |          |         |       |    x------------O=-=-=-==-=-=-=-==-=-O------>| Nodes A and C are    |<-----------O=-=-=-==-=-=-=-==-=-O-------x exchanging traffic    |            |          |         |       |    |            |          xxxxxxxxxxx       | Break occurs: MR C    |            |          |         |       | loses connectivity to    |            |          |         |       | current attachment point    |            |          |         |       |    x------------O=-=-=-==-=-=-=->x   |       | Traffic from A -> C    |            |          |         |       | lost, and    |            |          |   x<=-=-O-------x vice versa    |            |          |         |       |    |            |          |<--------x       | MR C finds a new    |            |          |         |       | point of attachment,    |            |          |         |       | registers with the HA,    |            |          |         |       | clears routing tables    |            |          |         |       |    |            |          x-------->|       | Registration Reply    |            |          |         |       |    x------------O=-=-=-==-=-=-=->x   |       | Traffic from A -> C lost    |            |          |         |       | (reverts to routing via    |            |          |         |       | HA if enough keepalives    |            |          |         |       | fail)    |            |          |         |       |    |<-----------O==========O=========O-------| Traffic from C -> A    |            |          |         |       | sent via HA    |            |          |         |       |    |            O<=========O---------x       | CoTI message    |            |          |         |       | (partial RR check)    |            |          |         |       |    |            x==========O-------->|       | CoT message    |            |          |         |       |    |            |<=========O---------x       | Registration Request    |            |          |         |       | reusing newly calculated    |            |          |         |       | KRm    |            |          |         |       |    |            x==========O-------->|       | Registration Reply    |            |          |         |       |Makela & Korhonen             Experimental                     [Page 47]

RFC 6521                          HAaRO                    February 2012    |            O<=-=-=-=-=-=-=-=-=-=x       | First keepalive check if    |            |          |         |       | using UDP encapsulation;    |            |          |         |       | also creates holes in    |            x=-=-=-=-=-=-=-=-=-=>|       | firewalls    |            |          |         |       |    |            |          |         |       |    x------------O=-=-=-==-=-=-=-==-=-O------>| Traffic from A -> C    |            |          |         |       | forwarded directly again    |            |          |         |       |    |<-----------O=-=-=-==-=-=-=-==-=-O-------x Traffic from C -> A    |            |          |         |       | switches back to direct    |            |          |         |       | tunnel    |            |          |         |       |9.  Protocol Constants      MAX_NONCE_LIFETIME              240 seconds      MAX_TOKEN_LIFETIME              210 seconds      MAX_UPDATE_RATE                 5 times10.  IANA Considerations   IANA has assigned rules for the existing registries "Mobile IP   Message Types" and "Extensions to Mobile IP Registration Messages",   specified inRFC 5944 [RFC5944].  New Mobile IP message types and   extension code allocations have been made for the messages and   extensions listed inSection 5.   The route optimization authentication processing requires four new   message type numbers.  The new Mobile IP Message types are listed   below, in Table 1.                   +-------+---------------------------+                   | Value | Name                      |                   +-------+---------------------------+                   | 24    | Home Test Init message    |                   | 25    | Care-of Test Init message |                   | 26    | Home Test message         |                   | 27    | Care-of Test message      |                   +-------+---------------------------+         Table 1: New Values and Names for Mobile IP Message TypesMakela & Korhonen             Experimental                     [Page 48]

RFC 6521                          HAaRO                    February 2012   Three new registration message extension types are required and   listed in Table 2.  The first type, 153, is skippable and has been   allocated from range 128-255.  The other two, 49 and 50, are   non-skippable and have been allocated from range 0-127, with 49 being   of the "short" format and 50 being of the "long" format.  None of the   messages are permitted for notification messages.      +--------------+---------------------------------------------+      | Value        | Name                                        |      +--------------+---------------------------------------------+      | 153, 128-255 | Mobile Router Route Optimization Indication |      | 49, 0-127    | Route Optimization Extensions               |      | 50, 0-127    | Route Optimization Data                     |      +--------------+---------------------------------------------+         Table 2: New Values and Names for Extensions in Mobile IP                           Registration Messages   In addition, the registry "Code Values for Mobile IP Registration   Reply Messages" has been modified.  A new success code, 2, should be   allocated as follows:   2         Concurrent registration (pre-accept)   In addition, a new allocation range has been created as "Error Codes   from the Correspondent Node", subject to the policy of Expert Review   [RFC5226].  The range is 201-210.  Three new Registration Reply codes   have been allocated from this range.  They are specified in Table 3,   below:                  +-------+-----------------------------+                  | Value | Name                        |                  +-------+-----------------------------+                  | 201   | Expired Home nonce Index    |                  | 202   | Expired Care-of nonce Index |                  | 203   | Expired nonces              |                  +-------+-----------------------------+             Table 3: New Code Values and Names for Mobile IP                        Registration Reply MessagesMakela & Korhonen             Experimental                     [Page 49]

RFC 6521                          HAaRO                    February 2012   Three new number spaces were required for the subtypes of the   extensions in Table 2.  A new registry, named "Route Optimization   Types and Subtypes", has been created with an allocation policy of   RFC Required [RFC5226].  The registration entries include Type,   Subtype, and Name.  Type and Subtype have a range of 0-255.  Types   are references to registration message extension types.  Subtypes are   allocated initially as in Table 4, below:   +------+---------+--------------------------------------------------+   | Type | Subtype | Name                                             |   +------+---------+--------------------------------------------------+   | 153  | 0       | Reserved                                         |   | 153  | 1       | Mobile Router Route Optimization Capability      |   |      |         | Extension                                        |   | 49   | 0       | Reserved                                         |   | 49   | 1       | Route Optimization Reply                         |   | 49   | 2       | Mobile-Correspondent Authentication Extension    |   | 49   | 3       | Care-of Address Extension                        |   | 50   | 0       | Reserved                                         |   | 50   | 1       | Route Optimization Prefix Advertisement          |   |      |         | Extension                                        |   +------+---------+--------------------------------------------------+     Table 4: Initial Values and Names for Registry Route Optimization                            Types and Subtypes11.  Security Considerations   There are two primary security issues: One issue relates to the RR   check, which establishes that a specific CoA is, indeed, managed by a   specific HoA.  The other issue is trust relationships and an   arbitrary router claiming to represent an arbitrary network.   The end-user traffic can be protected using normal IPsec mechanisms.11.1.  Return Routability   The RR check's security has been vetted with Mobile IPv6.  There are   no major differences, apart from two issues: connectivity check and   replay attack protection.  The connectivity check is conducted with a   separate ICMP message exchange.  Replay attack protection is achieved   with Mobile IPv4 timestamps in the Registration Request's   Identification field, in contrast to the sequence numbers used in   Mobile IPv6.   The RR procedure does not establish any kind of state information on   the CR; this mitigates denial-of-service attacks.  State information   is only maintained after a Registration Request has been accepted.Makela & Korhonen             Experimental                     [Page 50]

RFC 6521                          HAaRO                    February 201211.2.  Trust Relationships   The network of trust relationships in home agent-assisted route   optimization solves possible trust issues: An arbitrary CR can trust   an arbitrary MR that it is indeed the proper route to reach an   arbitrary mobile network.   It is assumed that all MRs have a trust relationship with the HA.   Thus, they trust information provided by the HA.   The HA provides information matching HoAs and network prefixes.  Each   MR trusts this information.   MRs may perform the RR procedure between each other.  This creates a   trusted association between the MR's HoA and CoA.  The MR also claims   to represent a specific network.  This information is not trustworthy   as such.   The claim can be verified by checking the HoA <-> network prefix   information received, either earlier, or due to an on-demand request,   from the HA.  If they match, the MR's claim is authentic.  If the   network is considered trusted, a policy decision can be made to skip   this check.  Exact definitions on situations where such decisions can   be made are out of scope for this document.  The RECOMMENDED general   practice is to perform the check.12.  Acknowledgements   Thanks to Alexandru Petrescu for constructive comments and support.   Thanks to Jyrki Soini and Kari Laihonen for initial reviews.  This   work was supported by TEKES as part of the Future Internet program of   TIVIT (Finnish Strategic Centre for Science, Technology and   Innovation in the field of ICT).13.  References13.1.  Normative References   [RFC2003]    Perkins, C., "IP Encapsulation within IP",RFC 2003,                October 1996.   [RFC2004]    Perkins, C., "Minimal Encapsulation within IP",RFC 2004, October 1996.   [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate                Requirement Levels",BCP 14,RFC 2119, March 1997.Makela & Korhonen             Experimental                     [Page 51]

RFC 6521                          HAaRO                    February 2012   [RFC2784]    Farinacci, D., Li, T., Hanks, S., Meyer, D., and P.                Traina, "Generic Routing Encapsulation (GRE)",RFC 2784,                March 2000.   [RFC3519]    Levkowetz, H. and S. Vaarala, "Mobile IP Traversal of                Network Address Translation (NAT) Devices",RFC 3519,                April 2003.   [RFC5177]    Leung, K., Dommety, G., Narayanan, V., and A. Petrescu,                "Network Mobility (NEMO) Extensions for Mobile IPv4",RFC 5177, April 2008.   [RFC5226]    Narten, T. and H. Alvestrand, "Guidelines for Writing an                IANA Considerations Section in RFCs",BCP 26,RFC 5226,                May 2008.   [RFC5944]    Perkins, C., Ed., "IP Mobility Support for IPv4,                Revised",RFC 5944, November 2010.13.2.  Informative References   [MIP-RO]     Perkins, C. and D. Johnson, "Route Optimization in                Mobile IP", Work in Progress, September 2001.   [MIPv4FLOW]  Gundavelli, S., Ed., Leung, K., Tsirtsis, G., Soliman,                H., and A. Petrescu, "Flow Binding Support for Mobile                IPv4", Work in Progress, February 2012.   [RFC1035]    Mockapetris, P., "Domain names - implementation and                specification", STD 13,RFC 1035, November 1987.   [RFC3543]    Glass, S. and M. Chandra, "Registration Revocation in                Mobile IPv4",RFC 3543, August 2003.   [RFC4086]    Eastlake 3rd, D., Schiller, J., and S. Crocker,                "Randomness Requirements for Security",BCP 106,RFC 4086, June 2005.   [RFC4282]    Aboba, B., Beadles, M., Arkko, J., and P. Eronen, "The                Network Access Identifier",RFC 4282, December 2005.   [RFC6275]    Perkins, C., Ed., Johnson, D., and J. Arkko, "Mobility                Support in IPv6",RFC 6275, July 2011.Makela & Korhonen             Experimental                     [Page 52]

RFC 6521                          HAaRO                    February 2012Authors' Addresses   Antti Makela   Aalto University   Department of Communications and Networking (Comnet)   P.O. Box 13000   FIN-00076 Aalto   FINLAND   EMail: antti.t.makela@iki.fi   Jouni Korhonen   Nokia Siemens Networks   Linnoitustie 6   FI-02600 Espoo   FINLAND   EMail: jouni.nospam@gmail.comMakela & Korhonen             Experimental                     [Page 53]

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