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Internet Engineering Task Force (IETF)                        P. GutmannRequest for Comments: 6476                        University of AucklandCategory: Standards Track                                   January 2012ISSN: 2070-1721Using Message Authentication Code (MAC) Encryptionin the Cryptographic Message Syntax (CMS)Abstract   This document specifies the conventions for using Message   Authentication Code (MAC) encryption with the Cryptographic Message   Syntax (CMS) authenticated-enveloped-data content type.  This mirrors   the use of a MAC combined with an encryption algorithm that's already   employed in IPsec, Secure Socket Layer / Transport Layer Security   (SSL/TLS) and Secure SHell (SSH), which is widely supported in   existing crypto libraries and hardware and has been extensively   analysed by the crypto community.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6476.Copyright Notice   Copyright (c) 2012 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Gutmann                      Standards Track                    [Page 1]

RFC 6476                  MAC Encryption in CMS             January 2012Table of Contents1. Introduction ....................................................21.1. Conventions Used in This Document ..........................22. Background ......................................................23. CMS Encrypt-and-Authenticate Overview ...........................33.1. Rationale ..................................................34. CMS Encrypt-and-Authenticate ....................................44.1. Encrypt-and-Authenticate Message Processing ................54.2. Rationale ..................................................64.3. Test Vectors ...............................................85. SMIMECapabilities Attribute ....................................126. Security Considerations ........................................127. IANA Considerations ............................................138. Acknowledgements ...............................................149. References .....................................................149.1. Normative References ......................................149.2. Informative References ....................................141.  Introduction   This document specifies the conventions for using MAC-authenticated   encryption with the Cryptographic Message Syntax (CMS) authenticated-   enveloped-data content type.  This mirrors the use of a MAC combined   with an encryption algorithm that's already employed in IPsec, SSL/   TLS and SSH, which is widely supported in existing crypto libraries   and hardware and has been extensively analysed by the crypto   community.1.1.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].2.  Background   Integrity-protected encryption is a standard feature of session-   oriented security protocols like [IPsec], [SSH], and [TLS].  Until   recently, however, integrity-protected encryption wasn't available   for message-based security protocols like CMS, although [OpenPGP]   added a form of integrity protection by encrypting a SHA-1 hash of   the message alongside the message contents to provide authenticate-   and-encrypt protection.  Usability studies have shown that users   expect encryption to provide integrity protection [Garfinkel],   creating cognitive dissonance problems when the security mechanisms   don't in fact provide this assurance.Gutmann                      Standards Track                    [Page 2]

RFC 6476                  MAC Encryption in CMS             January 2012   This document applies the same encrypt-and-authenticate mechanism   already employed in IPsec, SSH, and SSL/TLS to CMS (technically some   of these actually use authenticate-and-encrypt rather than encrypt-   and-authenticate, since what's authenticated is the plaintext and not   the ciphertext).  This mechanism is widely supported in existing   crypto libraries and hardware and has been extensively analysed by   the crypto community [EncryptThenAuth].3.  CMS Encrypt-and-Authenticate Overview   Conventional CMS encryption uses a content-encryption key (CEK) to   encrypt a message payload, with the CEK typically being in turn   encrypted by a key-encryption key (KEK).  Authenticated encryption   requires two keys: one for encryption and a second one for   authentication.  Like other mechanisms that use authenticated   encryption, this document employs a pseudorandom function (PRF) to   convert a single block of keying material into the two keys required   for encryption and authentication.  This converts the standard CMS   encryption operation:       KEK( CEK ) || CEK( data )   into:       KEK( master_secret ) || MAC( CEK( data ) )   where the MAC key MAC-K and encryption key CEK-K are derived from the   master_secret via:       MAC-K := PRF( master_secret, "authentication" );       CEK-K := PRF( master_secret, "encryption" );3.1.  Rationale   There are several possible means of deriving the two keys required   for the encrypt-and-authenticate process from the single key normally   provided by the key exchange or key transport mechanisms.  Several of   these, however, have security or practical issues.  For example, any   mechanism that uses the single exchanged key in its entirety for   encryption (using, perhaps, PRF( key ) as the MAC key) can be   converted back to unauthenticated data by removing the outer MAC   layer and rewriting the CMS envelope back to plain EnvelopedData or   EncryptedData.  By applying the PRF intermediate step, any attempt at   a rollback attack will result in a decryption failure.Gutmann                      Standards Track                    [Page 3]

RFC 6476                  MAC Encryption in CMS             January 2012   The option chosen here -- the use of a PRF to derive the necessary   sets of keying material from a master secret -- is well-established   through its use in IPsec, SSH, and SSL/TLS and is widely supported in   both crypto libraries and in encryption hardware.   The PRF used is Password-Based Key Derivation Function 2 (PBKDF2)   because its existing use in CMS makes it the most obvious candidate   for such a function.  In the future, if a universal PRF -- for   example, [HKDF] -- is adopted, then this can be substituted for   PBKDF2 by specifying it in the prfAlgorithm field covered inSection 4.   The resulting processing operations consist of a combination of the   operations used for the existing CMS content types EncryptedData and   AuthenticatedData, allowing them to be implemented relatively simply   using existing code.4.  CMS Encrypt-and-Authenticate   The encrypt-and-authenticate mechanism is implemented within the   existing CMS RecipientInfo framework by defining a new pseudo-   algorithm type, authEnc, which is used in place of a monolithic   encrypt and hash algorithm.  The RecipientInfo is used as a key   container for the master secret used by the pseudo-algorithm from   which the encryption and authentication keys for existing single-   purpose encrypt-only and MAC-only algorithms are derived.  Thus,   instead of using the RecipientInfo to communicate (for example) an   AES or HMAC-SHA1 key, it communicates a master secret from which the   required AES encryption and HMAC-SHA1 authentication keys are   derived.   The authEnc pseudo-algorithm comes in two forms: one conveying   128 bits of keying material and one conveying 256 bits:       id-smime OBJECT IDENTIFIER ::= { iso(1) member-body(2)                   us(840) rsadsi(113549) pkcs(1) pkcs9(9) 16 }       id-alg  OBJECT IDENTIFIER ::= { id-smime 3 }       id-alg-authEnc-128 OBJECT IDENTIFIER ::= { id-alg 15 }       id-alg-authEnc-256 OBJECT IDENTIFIER ::= { id-alg 16 }Gutmann                      Standards Track                    [Page 4]

RFC 6476                  MAC Encryption in CMS             January 2012    The algorithm parameters are as follows:       AuthEncParams ::= SEQUENCE {           prfAlgorithm   [0] AlgorithmIdentifier DEFAULT PBKDF2,           encAlgorithm       AlgorithmIdentifier,           macAlgorithm       AlgorithmIdentifier           }      prfAlgorithm is the PRF algorithm used to convert the master      secret into the encryption and MAC keys.  The default PRF is      [PBKDF2], which in turn has a default PRF algorithm of HMAC-SHA1.      When this default setting is used, the PBKDF2-params 'salt'      parameter is an empty string, and the 'iterationCount' parameter      is one, turning the KDF into a pure PRF.      encAlgorithm is the encryption algorithm and associated parameters      to be used to encrypt the content.      macAlgorithm is the MAC algorithm and associated parameters to be      used to authenticate/integrity-protect the content.   When the prfAlgorithm AlgorithmIdentifier is used in conjunction with   PBKDF2 to specify a PRF other than the default PBKDF2-with-HMAC-SHA1   one, the PBKDF2-params require that two additional algorithm   parameters be specified.  The 'salt' parameter MUST be an empty   (zero-length) string, and the 'iterationCount' parameter MUST be one,   since these values aren't used in the PRF process.  In their encoded   form as used for the PBKDF2-params, these two parameters have the   value 08 00 02 01 01.   As a guideline for authors specifying the use of PRFs other than   PBKDF2, any additional parameters such as salts, tags, and   identification strings SHOULD be set to empty strings, and any   iteration count SHOULD be set to one.4.1.  Encrypt-and-Authenticate Message Processing   The randomly generated master secret to be communicated via the   RecipientInfo(s) is converted to separate encryption and   authentication keys and applied to the encrypt-and-authenticate   process as follows.  The notation "PRF( key, salt, iterations )" is   used to denote an application of the PRF to the given keying value   and salt, for the given number of iterations:Gutmann                      Standards Track                    [Page 5]

RFC 6476                  MAC Encryption in CMS             January 2012   1.  The MAC algorithm key is derived from the master secret via:           MAC-K ::= PRF( master_secret, "authentication", 1 );   2.  The encryption algorithm key is derived from the master       secret via:           Enc-K ::= PRF( master_secret, "encryption", 1 );   3.  The data is processed as described in [AuthEnv], and specifically       since the mechanisms used are a union of EncryptedData       and AuthenticatedData, as per [CMS].  The one exception to       this is that the       EncryptedContentInfo.ContentEncryptionAlgorithmIdentifier data is       MACed before the encrypted content is MACed.  The EncryptedData       processing is applied to the data first, and then the       AuthenticatedData processing is applied to the result, so that       the nesting is as follows:           MAC( contentEncrAlgoID || encrypt( content ) );   4.  If authenticated attributes are present, then they are encoded as       described in [AuthEnv] and MACed after the encrypted content, so       that the processing is as follows:           MAC( contentEncrAlgoID || encrypt( content ) || authAttr );4.2.  Rationale   When choosing between encrypt-and-authenticate and authenticate-and-   encrypt, the more secure option is encrypt-and-authenticate.  There   has been extensive analysis of this in the literature; the best   coverage is probably [EncryptThenAuth].   The EncryptedContentInfo.ContentEncryptionAlgorithmIdentifier is the   SEQUENCE containing the id-alg-authEnc-128/id-alg-authEnc-256 OBJECT   IDENTIFIER and its associated AuthEncParams.  This data is MACed   exactly as encoded, without any attempt to re-code it into a   canonical form like DER.   The EncryptedContentInfo.ContentEncryptionAlgorithmIdentifier must be   protected alongside the encrypted content; otherwise, an attacker   could manipulate the encrypted data indirectly by manipulating the   encryption algorithm parameters, which wouldn't be detected through   MACing the encrypted content alone.  For example, by changing the   encryption IV, it's possible to modify the results of the decryption   after the encrypted data has been verified via a MAC check.Gutmann                      Standards Track                    [Page 6]

RFC 6476                  MAC Encryption in CMS             January 2012   The authEnc pseudo-algorithm has two "key sizes" rather than the one-   size-fits-all that the PRF impedance-matching would provide.  This is   done to address real-world experience in the use of AES keys, where   users demanded AES-256 alongside AES-128 because of some perception   that the former was "twice as good" as the latter.  Providing an   option for keys that go to 11 avoids potential user acceptance   problems when someone notices that the authEnc pseudo-key has "only"   128 bits when they expect their AES keys to be 256 bits long.   Using a fixed-length key rather than making it a user-selectable   parameter is done for the same reason as AES's quantised key lengths:   there's no benefit to allowing, say, 137-bit keys over basic 128- and   256-bit lengths; it adds unnecessary complexity; if the lengths are   user-defined, then there'll always be someone who wants keys that go   up to 12.  Providing a choice of two commonly used lengths gives   users the option of choosing a "better" key size should they feel the   need, while not overloading the system with unneeded flexibility.   The use of the PRF AlgorithmIdentifier presents some problems,   because it's usually not specified in a manner that allows it to be   easily used as a straight KDF.  For example, PBKDF2 has the following   parameters:       PBKDF2-params ::= SEQUENCE {           salt OCTET STRING,           iterationCount INTEGER (1..MAX),           prf AlgorithmIdentifier {{PBKDF2-PRFs}}                                   DEFAULT algid-hmacWithSHA1           }   of which only the prf AlgorithmIdentifier is used here.  In order to   avoid having to define new AlgorithmIdentifiers for each possible   PRF, this specification sets any parameters not required for KDF   functionality to no-op values.  In the case of PBKDF2, this means   that the salt has length zero and the iteration count is set to one,   with only the prf AlgorithmIdentifier playing a part in the   processing.  Although it's not possible to know what form other   PRFs-as-KDFs will take, a general note for their application within   this specification is that any non-PRF parameters should similarly be   set to no-op values.   Specifying a MAC key size gets a bit tricky; most MAC algorithms have   some de facto standard key size, and for HMAC algorithms, this is   usually the same as the hash output size.  For example, for HMAC-MD5,   it's 128 bits; for HMAC-SHA1, it's 160 bits; and for HMAC-SHA256,   it's 256 bits.  Other MAC algorithms also have de facto standard key   sizes.  For example, for AES-based MACs, it's the AES key size --   128 bits for AES-128 and 256 bits for AES-256.  This situation makesGutmann                      Standards Track                    [Page 7]

RFC 6476                  MAC Encryption in CMS             January 2012   it difficult to specify the key size in a normative fashion, since   it's dependent on the algorithm type that's being used.  If there is   any ambiguity over which key size should be used, then it's   RECOMMENDED that either the size be specified explicitly in the   macAlgorithm AlgorithmIdentifier or that an RFC or similar standards   document be created that makes the key sizes explicit.   As with other uses of PRFs for crypto impedance-matching in   protocols, like IPsec, SSL/TLS, and SSH, the amount of input to the   PRF generally doesn't match the amount of output.  The general   philosophical implications of this are covered in various analyses of   the properties and uses of PRFs.  If you're worried about this, then   you can try and approximately match the authEnc "key size" to the key   size of the encryption algorithm being used, although even there, a   perfect match for algorithms like Blowfish (448 bits) or RC5   (832 bits) is going to be difficult.   The term "master secret" comes from its use in SSL/TLS, which uses a   similar PRF-based mechanism to convert its master_secret value into   encryption and MAC keys (as do SSH and IPsec).  The master_secret   value isn't a key in the conventional sense, but merely a secret   value that's then used to derive two (or, in the cases of SSL/TLS,   SSH, and IPsec, several) keys and related cryptovariables.   Apart from the extra step added to key management, all of the   processing is already specified as part of the definition of the   standard CMS content-types Encrypted/EnvelopedData and   AuthenticatedData.  This significantly simplifies both the   specification and the implementation task, as no new content-   processing mechanisms are introduced.4.3.  Test Vectors   The following test vectors may be used to verify an implementation of   MAC-authenticated encryption.  This represents a text string   encrypted and authenticated using the ever-popular password   "password" via CMS PasswordRecipientInfo.  The encryption algorithm   used for the first value is triple DES, whose short block size   (compared to AES) makes it easier to corrupt arbitrary bytes for   testing purposes within the self-healing Cipher Block Chaining (CBC)   mode, which will result in correct decryption but a failed MAC check.   The encryption algorithm used for the second value is AES.   For the triple DES-encrypted data, corrupting a byte at positions   192-208 can be used to check that payload-data corruption is   detected, and corrupting a byte at positions 168-174 can be used toGutmann                      Standards Track                    [Page 8]

RFC 6476                  MAC Encryption in CMS             January 2012   check that metadata corruption is detected.  The corruption in these   byte ranges doesn't affect normal processing and so wouldn't normally   be detected.   The test data has the following characteristics:      version is set to 0.      originatorInfo isn't needed and is omitted.      recipientInfo uses passwordRecipientInfo to allow easy testing      with a fixed text string.      authEncryptedContentInfo uses the authEnc128 pseudo-algorithm      with a key of 128 bits used to derive triple DES/AES and      HMAC-SHA1 keys.      authAttrs aren't used and are omitted.      mac is the 20-byte HMAC-SHA1 MAC value.      unauthAttrs aren't used and are omitted.     0  227: SEQUENCE {     3   11:   OBJECT IDENTIFIER id-ct-authEnvelopedData                                 (1 2 840 113549 1 9 16 1 23)    16  211:   [0] {    19  208:     SEQUENCE {    22    1:       INTEGER 0    25   97:       SET {    27   95:         [3] {    29    1:           INTEGER 0    32   27:           [0] {    34    9:             OBJECT IDENTIFIER pkcs5PBKDF2                                           (1 2 840 113549 1 5 12)    45   14:             SEQUENCE {    47    8:               OCTET STRING B7 EB 23 A7 6B D2 05 16    57    2:               INTEGER 5000           :               }           :             }    61   35:           SEQUENCE {    63   11:             OBJECT IDENTIFIER pwriKEK                                           (1 2 840 113549 1 9 16 3 9)Gutmann                      Standards Track                    [Page 9]

RFC 6476                  MAC Encryption in CMS             January 2012    76   20:             SEQUENCE {    78    8:               OBJECT IDENTIFIER des-EDE3-CBC                                             (1 2 840 113549 3 7)    88    8:               OCTET STRING 66 91 02 45 6B 73 BB 99           :               }           :             }    98   24:           OCTET STRING           :             30 A3 7A B5 D8 F2 87 50 EC 41 04 AE 89 99 26 F0           :             2E AE 4F E3 F3 52 2B A3           :           }           :         }   124   82:       SEQUENCE {   126    9:         OBJECT IDENTIFIER data (1 2 840 113549 1 7 1)   137   51:         SEQUENCE {   139   11:           OBJECT IDENTIFIER authEnc128                                         (1 2 840 113549 1 9 16 3 15)   152   36:           SEQUENCE {   154   20:             SEQUENCE {   156    8:               OBJECT IDENTIFIER des-EDE3-CBC                                             (1 2 840 113549 3 7)   166    8:               OCTET STRING D2 D0 81 71 4D 3D 9F 11           :               }   176   12:             SEQUENCE {   178    8:               OBJECT IDENTIFIER hmacSHA (1 3 6 1 5 5 8 1 2)   188    0:               NULL           :               }           :             }           :           }   190   16:         [0] 3A C6 06 61 41 5D 00 7D 11 35 CD 69 E1 56 CA 10           :         }   208   20:       OCTET STRING           :         33 65 E8 F0 F3 07 06 86 1D A8 47 2C 6D 3A 1D 94           :         21 40 64 7E           :       }           :     }           :   }   -----BEGIN PKCS7-----   MIHjBgsqhkiG9w0BCRABF6CB0zCB0AIBADFho18CAQCgGwYJKoZIhvcNAQUMMA4E   CLfrI6dr0gUWAgITiDAjBgsqhkiG9w0BCRADCTAUBggqhkiG9w0DBwQIZpECRWtz   u5kEGDCjerXY8odQ7EEEromZJvAurk/j81IrozBSBgkqhkiG9w0BBwEwMwYLKoZI   hvcNAQkQAw8wJDAUBggqhkiG9w0DBwQI0tCBcU09nxEwDAYIKwYBBQUIAQIFAIAQ   OsYGYUFdAH0RNc1p4VbKEAQUM2Xo8PMHBoYdqEcsbTodlCFAZH4=   -----END PKCS7-----Gutmann                      Standards Track                   [Page 10]

RFC 6476                  MAC Encryption in CMS             January 2012   0  253: SEQUENCE {   3   11:   OBJECT IDENTIFIER id-ct-authEnvelopedData                               (1 2 840 113549 1 9 16 1 23)  16  237:   [0] {  19  234:     SEQUENCE {  22    1:       INTEGER 0  25  114:       SET {  27  112:         [3] {  29    1:           INTEGER 0  32   27:           [0] {  34    9:             OBJECT IDENTIFIER pkcs5PBKDF2                                         (1 2 840 113549 1 5 12)  45   14:             SEQUENCE {  47    8:               OCTET STRING E7 B7 87 DF 82 1D 12 CC  57    2:               INTEGER 5000         :               }         :             }  61   44:           SEQUENCE {  63   11:             OBJECT IDENTIFIER pwriKEK                                         (1 2 840 113549 1 9 16 3 9)  76   29:             SEQUENCE {  78    9:               OBJECT IDENTIFIER aes128-CBC                                           (2 16 840 1 101 3 4 1 2)  89   16:               OCTET STRING         :               11 D9 5C 52 0A 3A BF 22 B2 30 70 EF F4 7D 6E F6         :               }         :             } 107   32:           OCTET STRING         :             18 39 22 27 C3 C2 2C 2A A6 9F 2A B0 77 24 75 AA         :             D8 58 9C CD BB 4C AE D3 0D C2 CB 1D 83 94 6C 37         :           }         :         } 141   91:       SEQUENCE { 143    9:         OBJECT IDENTIFIER data (1 2 840 113549 1 7 1) 154   60:         SEQUENCE { 156   11:           OBJECT IDENTIFIER authEnc128                                       (1 2 840 113549 1 9 16 3 15) 169   45:           SEQUENCE { 171   29:             SEQUENCE { 173    9:               OBJECT IDENTIFIER aes128-CBC                                           (2 16 840 1 101 3 4 1 2) 184   16:               OCTET STRING         :               B7 25 02 76 84 3C 58 1B A5 30 E2 40 27 EE C3 06         :               }Gutmann                      Standards Track                   [Page 11]

RFC 6476                  MAC Encryption in CMS             January 2012 202   12:             SEQUENCE { 204    8:               OBJECT IDENTIFIER hmacSHA (1 3 6 1 5 5 8 1 2) 214    0:               NULL         :               }         :             }         :           } 216   16:         [0] 98 36 0F 0C 79 62 36 B5 2D 2D 9E 1C 62 85 1E 10         :         } 234   20:       OCTET STRING         :         88 A4 C1 B2 BA 78 1B CA F9 14 B0 E5 FC D1 8D F8         :         02 E2 B2 9E         :       }         :     }         :   }   -----BEGIN PKCS7-----   MIH9BgsqhkiG9w0BCRABF6CB7TCB6gIBADFyo3ACAQCgGwYJKoZIhvcNAQUMMA4E   COe3h9+CHRLMAgITiDAsBgsqhkiG9w0BCRADCTAdBglghkgBZQMEAQIEEBHZXFIK   Or8isjBw7/R9bvYEIBg5IifDwiwqpp8qsHckdarYWJzNu0yu0w3Cyx2DlGw3MFsG   CSqGSIb3DQEHATA8BgsqhkiG9w0BCRADDzAtMB0GCWCGSAFlAwQBAgQQtyUCdoQ8   WBulMOJAJ+7DBjAMBggrBgEFBQgBAgUAgBCYNg8MeWI2tS0tnhxihR4QBBSIpMGy   ungbyvkUsOX80Y34AuKyng==   -----END PKCS7-----5.  SMIMECapabilities Attribute   An S/MIME client SHOULD announce the set of cryptographic functions   that it supports by using the SMIMECapabilities attribute [SMIME].   If the client wishes to indicate support for MAC-authenticated   encryption, the capabilities attribute MUST contain the authEnc128   and/or authEnc256 OID specified above with algorithm parameters   ABSENT.  The other algorithms used in the authEnc algorithm, such as   the MAC and encryption algorithm, are selected based on the presence   of these algorithms in the SMIMECapabilities attribute or by mutual   agreement.6.  Security Considerations   Unlike other CMS authenticated-data mechanisms, such as SignedData   and AuthenticatedData, AuthEnv's primary transformation isn't   authentication but encryption; so AuthEnvData may decrypt   successfully (in other words, the primary data transformation present   in the mechanism will succeed), but the secondary function of   authentication using the MAC value that follows the encrypted data   could still fail.  This can lead to a situation in which an   implementation might output decrypted data before it reaches and   verifies the MAC value.  In other words, decryption is performed   inline and the result is available immediately, while theGutmann                      Standards Track                   [Page 12]

RFC 6476                  MAC Encryption in CMS             January 2012   authentication result isn't available until all of the content has   been processed.  If the implementation prematurely provides data to   the user and later comes back to inform them that the earlier data   was, in retrospect, tainted, this may cause users to act prematurely   on the tainted data.   This situation could occur in a streaming implementation where data   has to be made available as soon as possible (so that the initial   plaintext is emitted before the final ciphertext and MAC value are   read), or one where the quantity of data involved rules out buffering   the recovered plaintext until the MAC value can be read and verified.   In addition, an implementation that tries to be overly helpful may   treat missing non-payload trailing data as non-fatal, allowing an   attacker to truncate the data somewhere before the MAC value and   thereby defeat the data authentication.  This is complicated even   further by the fact that an implementation may not be able to   determine, when it encounters truncated data, whether the remainder   (including the MAC value) will arrive presently (a non-failure) or   whether it's been truncated by an attacker and should therefore be   treated as a MAC failure.  (Note that this same issue affects other   types of data authentication like signed and MACed data as well,   since an over-optimistic implementation may return data to the user   before checking for a verification failure is possible.)   The exact solution to these issues is somewhat implementation-   specific, with some suggested mitigations being as follows:   implementations should buffer the entire message if possible and   verify the MAC before performing any decryption.  If this isn't   possible due to streaming or message-size constraints, then   implementations should consider breaking long messages into a   sequence of smaller ones, each of which can be processed atomically   as above.  If even this isn't possible, then implementations should   make obvious to the caller or user that an authentication failure has   occurred and that the previously returned or output data shouldn't be   used.  Finally, any data-formatting problem, such as obviously   truncated data or missing trailing data, should be treated as a MAC   verification failure even if the rest of the data was processed   correctly.7.  IANA Considerations   This document contains two algorithm identifiers defined by the   S/MIME Working Group Registrar in an arc delegated by RSA to the   S/MIME Working Group: iso(1) member-body(2) us(840) rsadsi(113549)   pkcs(1) pkcs-9(9) smime(16) modules(0).Gutmann                      Standards Track                   [Page 13]

RFC 6476                  MAC Encryption in CMS             January 20128.  Acknowledgements   The author would like to thank Jim Schaad and the members of the   S/MIME mailing list for their feedback on this document, and David   Ireland for help with the test vectors.9.  References9.1.  Normative References   [AuthEnv]   Housley, R., "Cryptographic Message Syntax (CMS)               Authenticated-Enveloped-Data Content Type",RFC 5083,               November 2007.   [CMS]       Housley, R., "Cryptographic Message Syntax (CMS)",               STD 70,RFC 5652, September 2009.   [PBKDF2]    Kaliski, B., "PKCS #5: Password-Based Cryptography               Specification Version 2",RFC 2898, September 2000.   [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate               Requirement Levels",BCP 14,RFC 2119, March 1997.   [SMIME]     Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet               Mail Extensions (S/MIME) Version 3.2 Message               Specification",RFC 5751, January 2010.9.2.  Informative References   [EncryptThenAuth]               Krawczyk, H., "The Order of Encryption and Authentication               for Protecting Communications (or: How Secure Is SSL?)",               Springer-Verlag LNCS 2139, August 2001.   [Garfinkel] Garfinkel, S., "Design Principles and Patterns for               Computer Systems That Are Simultaneously Secure and               Usable", May 2005.   [HKDF]      Krawczyk, H. and P. Eronen, "HMAC-based               Extract-and-Expand Key Derivation Function (HKDF)",RFC 5869, May 2010.   [IPsec]     Kent, S. and K. Seo, "Security Architecture for the               Internet Protocol",RFC 4301, December 2005.   [OpenPGP]   Callas, J., Donnerhacke, L., Finney, H., Shaw, D., and R.               Thayer, "OpenPGP Message Format",RFC 4880,               November 2007.Gutmann                      Standards Track                   [Page 14]

RFC 6476                  MAC Encryption in CMS             January 2012   [SSH]       Ylonen, T. and C. Lonvick, Ed., "The Secure Shell (SSH)               Transport Layer Protocol",RFC 4253, January 2006.   [TLS]       Dierks, T. and E. Rescorla, "The Transport Layer Security               (TLS) Protocol Version 1.2",RFC 5246, August 2008.Author's Address   Peter Gutmann   University of Auckland   Department of Computer Science   New Zealand   EMail: pgut001@cs.auckland.ac.nzGutmann                      Standards Track                   [Page 15]

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