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INFORMATIONAL
Internet Engineering Task Force (IETF)                       S. PoretskyRequest for Comments: 6414                          Allot CommunicationsCategory: Informational                                       R. PapnejaISSN: 2070-1721                                                   Huawei                                                              J. Karthik                                                             S. Vapiwala                                                           Cisco Systems                                                           November 2011Benchmarking Terminology for Protection PerformanceAbstract   This document provides common terminology and metrics for   benchmarking the performance of sub-IP layer protection mechanisms.   The performance benchmarks are measured at the IP layer; protection   may be provided at the sub-IP layer.  The benchmarks and terminology   can be applied in methodology documents for different sub-IP layer   protection mechanisms such as Automatic Protection Switching (APS),   Virtual Router Redundancy Protocol (VRRP), Stateful High Availability   (HA), and Multiprotocol Label Switching Fast Reroute (MPLS-FRR).Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6414.Poretsky, et al.              Informational                     [Page 1]

RFC 6414            Benchmarking Terms for Protection      November 2011Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1. Introduction ....................................................41.1. Scope ......................................................41.2. General Model ..............................................52. Existing Definitions ............................................83. Test Considerations .............................................93.1. Paths ......................................................93.1.1. Path ................................................93.1.2. Working Path .......................................103.1.3. Primary Path .......................................103.1.4. Protected Primary Path .............................113.1.5. Backup Path ........................................113.1.6. Standby Backup Path ................................123.1.7. Dynamic Backup Path ................................123.1.8. Disjoint Paths .....................................133.1.9. Point of Local Repair (PLR) ........................133.1.10. Shared Risk Link Group (SRLG) .....................143.2. Protection ................................................143.2.1. Link Protection ....................................143.2.2. Node Protection ....................................15Poretsky, et al.              Informational                     [Page 2]

RFC 6414            Benchmarking Terms for Protection      November 20113.2.3. Path Protection ....................................153.2.4. Backup Span ........................................163.2.5. Local Link Protection ..............................163.2.6. Redundant Node Protection ..........................173.2.7. State Control Interface ............................173.2.8. Protected Interface ................................183.3. Protection Switching ......................................183.3.1. Protection-Switching System ........................183.3.2. Failover Event .....................................193.3.3. Failure Detection ..................................193.3.4. Failover ...........................................203.3.5. Restoration ........................................203.3.6. Reversion ..........................................213.4. Nodes .....................................................223.4.1. Protection-Switching Node ..........................223.4.2. Non-Protection-Switching Node ......................223.4.3. Headend Node .......................................233.4.4. Backup Node ........................................233.4.5. Merge Node .........................................243.4.6. Primary Node .......................................243.4.7. Standby Node .......................................253.5. Benchmarks ................................................263.5.1. Failover Packet Loss ...............................263.5.2. Reversion Packet Loss ..............................263.5.3. Failover Time ......................................273.5.4. Reversion Time .....................................273.5.5. Additive Backup Delay ..............................283.6. Failover Time Calculation Methods .........................283.6.1. Time-Based Loss Method (TBLM) ......................293.6.2. Packet-Loss-Based Method (PLBM) ....................293.6.3. Timestamp-Based Method (TBM) .......................304. Security Considerations ........................................315. References .....................................................325.1. Normative References ......................................325.2. Informative References ....................................326. Acknowledgments ................................................32Poretsky, et al.              Informational                     [Page 3]

RFC 6414            Benchmarking Terms for Protection      November 20111.  Introduction   The IP network layer provides route convergence to protect data   traffic against planned and unplanned failures in the Internet.  Fast   convergence times are critical to maintain reliable network   connectivity and performance.  Convergence Events [6] are recognized   at the IP Layer so that Route Convergence [6] occurs.  Technologies   that function at sub-IP layers can be enabled to provide further   protection of IP traffic by providing the failure recovery at the   sub-IP layers so that the outage is not observed at the IP layer.   Such sub-IP protection technologies include, but are not limited to,   High Availability (HA) stateful failover, Virtual Router Redundancy   Protocol (VRRP) [8], Automatic Link Protection (APS) for SONET/SDH,   Resilient Packet Ring (RPR) for Ethernet, and Fast Reroute for   Multiprotocol Label Switching (MPLS-FRR) [9].1.1.  Scope   Benchmarking terminology was defined for IP-layer convergence in [6].   Different terminology and methodologies specific to benchmarking sub-   IP layer protection mechanisms are required.  The metrics for   benchmarking the performance of sub-IP protection mechanisms are   measured at the IP layer, so that the results are always measured in   reference to IP and independent of the specific protection mechanism   being used.  The purpose of this document is to provide a single   terminology for benchmarking sub-IP protection mechanisms.   A common terminology for sub-IP layer protection mechanism   benchmarking enables different implementations of a protection   mechanism to be benchmarked and evaluated.  In addition,   implementations of different protection mechanisms can be benchmarked   and evaluated.  It is intended that there can exist unique   methodology documents for each sub-IP protection mechanism based upon   this common terminology document.  The terminology can be applied to   methodologies that benchmark sub-IP protection mechanism performance   with a single stream of traffic or multiple streams of traffic.  The   traffic flow may be unidirectional or bidirectional as to be   indicated in the methodology.Poretsky, et al.              Informational                     [Page 4]

RFC 6414            Benchmarking Terms for Protection      November 20111.2.  General Model   The sequence of events to benchmark the performance of sub-IP   protection mechanisms is as follows:   1. Failover Event - Primary Path fails   2. Failure Detection - Failover Event is detected   3. Failover - Backup Path becomes the Working Path due to Failover      Event   4. Restoration - Primary Path recovers from a Failover Event   5. Reversion (optional) - Primary Path becomes the Working Path   These terms are further defined in this document.   Figures 1 through 5 show models that MAY be used when benchmarking   sub-IP protection mechanisms, which MUST use a Protection-Switching   System that consists of a minimum of two Protection-Switching Nodes,   an Ingress Node known as the Headend Node and an Egress Node known as   the Merge Node.  The Protection-Switching System MUST include either   a Primary Path and Backup Path, as shown in Figures 1 through 4, or a   Primary Node and Standby Node, as shown in Figure 5.  A Protection-   Switching System may provide link protection, node protection, path   protection, local link protection, and high availability, as shown in   Figures 1 through 5, respectively.  A Failover Event occurs along the   Primary Path or at the Primary Node.  The Working Path is the Primary   Path prior to the Failover Event and the Backup Path after the   Failover Event.  A Tester is set outside the two paths or nodes as it   sends and receives IP traffic along the Working Path.  The tester   MUST record the IP packet sequence numbers, departure time, and   arrival time so that the metrics of Failover Time, Additive Latency,   Packet Reordering, Duplicate Packets, and Reversion Time can be   measured.  The Tester may be a single device or a test system.  If   Reversion is supported, then the Working Path is the Primary Path   after Restoration (Failure Recovery) of the Primary Path.   Link Protection, as shown in Figure 1, provides protection when a   Failover Event occurs on the link between two nodes along the Primary   Path.  Node Protection, as shown in Figure 2, provides protection   when a Failover Event occurs at a Node along the Primary Path.  Path   Protection, as shown in Figure 3, provides protection for link or   node failures for multiple hops along the Primary Path.  Local Link   Protection, as shown in Figure 4, provides sub-IP protection of a   link between two nodes, without a Backup Node.  An example of such a   sub-IP protection mechanism is SONET APS.  High Availability   Protection, as shown in Figure 5, provides protection of a Primary   Node with a redundant Standby Node.  State Control is provided   between the Primary and Standby Nodes.  Failure of the Primary NodePoretsky, et al.              Informational                     [Page 5]

RFC 6414            Benchmarking Terms for Protection      November 2011   is detected at the sub-IP layer to force traffic to switch to the   Standby Node, which has state maintained for zero or minimal packet   loss.                      +-----------+       +--------------|  Tester   |<-----------------------+       |              +-----------+                        |       | IP Traffic        | Failover           IP Traffic |       |                   |  Event                        |       |     ------------  |                 ----------    |       +--->|  Ingress/  | V                | Egress/  |---+            |Headend Node|------------------|Merge Node|  Primary             ------------                    ----------    Path                |                                ^                |         ---------              |  Backup                +--------| Backup  |-------------+   Path                         |  Node   |                          ---------   Figure 1.  System Under Test (SUT) for Sub-IP Link Protection                            +-----------+       +--------------------|  Tester   |<-----------------+       |                    +-----------+                  |       | IP Traffic               | Failover    IP Traffic |       |                          | Event                  |       |                          V                        |       |     ------------      --------      ----------    |       +--->|  Ingress/  |    |Midpoint|    | Egress/  |---+            |Headend Node|----|  Node  |----|Merge Node|  Primary             ------------      --------      ----------    Path                |                                ^                |         ---------              |  Backup                +--------| Backup  |-------------+   Path                         |  Node   |                          ---------   Figure 2.  System Under Test (SUT) for Sub-IP Node ProtectionPoretsky, et al.              Informational                     [Page 6]

RFC 6414            Benchmarking Terms for Protection      November 2011                                +-----------+    +---------------------------|  Tester   |<----------------------+    |                           +-----------+                       |    | IP Traffic                      | Failover         IP Traffic |    |                                 | Event                       |    |                Primary Path     |                             |    |     ------------      --------  |  --------     ----------    |    +--->|  Ingress/  |    |Midpoint| V |Midpoint|   | Egress/  |---+         |Headend Node|----|  Node  |---|  Node  |---|Merge Node|          ------------      --------     --------     ----------                |                                         ^                |         ---------      --------         | Backup                +--------| Backup  |----| Backup |--------+  Path                         |  Node   |    |  Node  |                          ---------      --------   Figure 3.  System Under Test (SUT) for Sub-IP Path Protection                                  +-----------+             +--------------------|  Tester   |<-------------------+             |                    +-----------+                    |             | IP Traffic               | Failover      IP Traffic |             |                          | Event                    |             |              Primary     |                          |             |    +--------+  Path      v            +--------+    |             |    |        |------------------------>|        |    |             +--->| Ingress|                         | Egress |----+                  |  Node  |- - - - - - - - - - - - >|  Node  |                  +--------+      Backup Path        +--------+                  |                                           |                  |            IP-Layer Forwarding            |                  +<----------------------------------------->+   Figure 4.  System Under Test (SUT) for Sub-IP Local Link ProtectionPoretsky, et al.              Informational                     [Page 7]

RFC 6414            Benchmarking Terms for Protection      November 2011                            +-----------+          +-----------------|  Tester   |<--------------------+          |                 +-----------+                     |          | IP Traffic            | Failover       IP Traffic |          |                       | Event                     |          |                       V                           |          |     ---------      --------      ----------       |          +--->| Ingress |    |Primary |    | Egress/  |------+               |   Node  |----|  Node  |----|Merge Node|  Primary                ---------      --------      ----------    Path                   |        State |Control       ^                   |    Interface |(Optional)    |                   |          ---------          |                   +---------| Standby |---------+                             |  Node   |                              ---------                 Figure 5.  System Under Test (SUT)                for Sub-IP Redundant Node Protection   Some protection-switching technologies may use a series of steps that   differ from the general model.  The specific differences SHOULD be   highlighted in each technology-specific methodology.  Note that some   protection-switching technologies are endowed with the ability to re-   optimize the working path after a node or link failure.2.  Existing Definitions   This document uses existing terminology defined in other BMWG work.   Examples include, but are not limited to:      Latency                   [2], Section 3.8      Frame Loss Rate           [2], Section 3.6      Throughput                [2], Section 3.17      Device Under Test (DUT)   [3], Section 3.1.1      System Under Test (SUT)   [3], Section 3.1.2      Offered Load              [3], Section 3.5.2      Out-of-order Packet       [4], Section 3.3.4      Duplicate Packet          [4], Section 3.3.5      Forwarding Delay          [4], Section 3.2.4      Jitter                    [4], Section 3.2.5      Packet Loss               [6], Section 3.5      Packet Reordering         [7], Section 3.3   This document has the following frequently used acronyms:      DUT  Device Under Test      SUT  System Under TestPoretsky, et al.              Informational                     [Page 8]

RFC 6414            Benchmarking Terms for Protection      November 2011   This document adopts the definition format inSection 2 of RFC 1242   [2].  Terms defined in this document are capitalized when used within   this document.   The keywords "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inBCP 14,RFC 2119 [5].RFC 2119 defines the use of these keywords to help make the intent of   Standards Track documents as clear as possible.  While this document   uses these keywords, this document is not a Standards Track document.3.  Test Considerations3.1.  Paths3.1.1.  Path   Definition:      A unidirectional sequence of nodes <R1, ..., Rn> and links      <L12,... L(n-1)n> with the following properties:      a. R1 is the ingress node and forwards IP packets, which input         into DUT/SUT, to R2 as sub-IP frames over link L12.      b. Ri is a node which forwards data frames to R(i+1) over Link         Li(i+1) for all i, 1<i<n-1, based on information in the sub-IP         layer.      c. Rn is the egress node, and it outputs sub-IP frames from         DUT/SUT as IP packets.  L(n-1)n is the link between the R(n-1)         and Rn.   Discussion:      The path is defined in the sub-IP layer in this document, unlike      an IP path inRFC 2026 [1].  One path may be regarded as being      equivalent to one IP link between two IP nodes, i.e., R1 and Rn.      The two IP nodes may have multiple paths for protection.  A packet      will travel on only one path between the nodes.  Packets belonging      to a microflow [10] will traverse one or more paths.  The path is      unidirectional.  For example, the link between R1 and R2 in the      direction from R1 to R2 is L12.  For traffic flowing in the      reverse direction from R2 to R1, the link is L21.  Example paths      are the SONET/SDH path and the label switched path for MPLS.   Measurement Units:      n/aPoretsky, et al.              Informational                     [Page 9]

RFC 6414            Benchmarking Terms for Protection      November 2011   Issues:      "A bidirectional path", which transmits traffic in both directions      along the same nodes, consists of two unidirectional paths.      Therefore, the two unidirectional paths belonging to "one      bidirectional path" will be treated independently when      benchmarking for "a bidirectional path".   See Also:      Working Path      Primary Path      Backup Path3.1.2.  Working Path   Definition:      The path that the DUT/SUT is currently using to forward packets.   Discussion:      A Primary Path is the Working Path before occurrence of a Failover      Event.  A Backup Path shall become the Working Path after a      Failover Event.   Measurement Units:      n/a   Issues:      None.   See Also:      Path      Primary Path      Backup Path3.1.3.  Primary Path   Definition:      The preferred point-to-point path for forwarding traffic between      two or more nodes.   Discussion:      The Primary Path is the Path that traffic traverses prior to a      Failover Event.   Measurement Units:      n/a   Issues:      None.Poretsky, et al.              Informational                    [Page 10]

RFC 6414            Benchmarking Terms for Protection      November 2011   See Also:      Path      Failover Event3.1.4.  Protected Primary Path   Definition:      A Primary Path that is protected with a Backup Path.   Discussion:      A Protected Primary Path must include at least one Protection-      Switching Node.   Measurement Units:      n/a   Issues:      None.   See Also:      Path      Primary Path3.1.5.  Backup Path   Definition:      A path that exists to carry data traffic only if a Failover Event      occurs on a Primary Path.   Discussion:      The Backup Path shall become the Working Path upon a Failover      Event.  A Path may have one or more Backup Paths.  A Backup Path      may protect one or more Primary Paths.  There are various types of      Backup Paths:      a. dedicated recovery Backup Path (1+1) or (1:1), which has 100%         redundancy for a specific ordinary path      b. shared Backup Path (1:N), which is dedicated to the protection         for more than one specific Primary Path      c. associated shared Backup Path (M:N) for which a specific set of         Backup Paths protects a specific set of more than one Primary         PathPoretsky, et al.              Informational                    [Page 11]

RFC 6414            Benchmarking Terms for Protection      November 2011      A Backup Path may be signaled or unsignaled.  The Backup Path must      be created prior to the Failover Event.  The Backup Path generally      originates at the point of local repair (PLR) and terminates at a      node along a primary path.   Measurement Units:      n/a   Issues:      None.   See Also:      Path      Working Path      Primary Path3.1.6.  Standby Backup Path   Definition:      A Backup Path that is established prior to a Failover Event to      protect a Primary Path.   Discussion:      The Standby Backup Path and Dynamic Backup Path provide      protection, but are established at different times.   Measurement Units:      n/a   Issues:      None.   See Also:      Backup Path      Primary Path      Failover Event3.1.7.  Dynamic Backup Path   Definition:      A Backup Path that is established upon occurrence of a Failover      Event.   Discussion:      The Standby Backup Path and Dynamic Backup Path provide      protection, but are established at different times.Poretsky, et al.              Informational                    [Page 12]

RFC 6414            Benchmarking Terms for Protection      November 2011   Measurement Units:      n/a   Issues:      None.   See Also:      Backup Path      Standby Backup Path      Failover Event3.1.8.  Disjoint Paths   Definition:      A pair of paths that do not share a common link or nodes.   Discussion:      Two paths are disjoint if they do not share a common node or link      other than the ingress and egress.   Measurement Units:      n/a   Issues:      None.   See Also:      Path      Primary Path      SRLG3.1.9.  Point of Local Repair (PLR)   Definition:      A node capable of Failover along the Primary Path that is also the      ingress node for the Backup Path to protect another node or link.   Discussion:      Any node along the Primary Path from the ingress node to the      penultimate node may be a PLR.  The PLR may use a single Backup      Path for protecting one or more Primary Paths.  There can be      multiple PLRs along a Primary Path.  The PLR must be an ingress to      a Backup Path.  The PLR can be any node along the Primary Path      except the egress node of the Primary Path.  The PLR may      simultaneously be a Headend Node when it is serving the role as      ingress to the Primary Path and the Backup Path.  If the PLR is      also the Headend Node, then the Backup Path is a Disjoint Path      from the ingress to the Merge Node.Poretsky, et al.              Informational                    [Page 13]

RFC 6414            Benchmarking Terms for Protection      November 2011   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path      Backup Path      Failover3.1.10.  Shared Risk Link Group (SRLG)   Definition:      SRLG is a set of links that share the same risk (physical or      logical) within a network.   Discussion:      SRLG is considered the set of links to be avoided when the primary      and secondary paths are considered disjoint.  The SRLG will fail      as a group if the shared resource (physical or anything abstract      such as software version) fails.   Measurement Units:      n/a   Issues:      None.   See Also:      Path Primary Path3.2.  Protection3.2.1.  Link Protection   Definition:      A Backup Path that is signaled to at least one Backup Node to      protect for failure of interfaces and links along a Primary Path.   Discussion:      Link Protection may or may not protect the entire Primary Path.      Link Protection is shown in Figure 1.   Measurement Units:      n/aPoretsky, et al.              Informational                    [Page 14]

RFC 6414            Benchmarking Terms for Protection      November 2011   Issues:      None.   See Also:      Primary Path Backup Path3.2.2.  Node Protection   Definition:      A Backup Path that is signaled to at least one Backup Node to      protect for failure of interfaces, links, and nodes along a      Primary Path.   Discussion:      Node Protection may or may not protect the entire Primary Path.      Node Protection also provides Link Protection.  Node Protection is      shown in Figure 2.   Measurement Units:      n/a   Issues:      None.   See Also:      Link Protection3.2.3.  Path Protection   Definition:      A Backup Path that is signaled to at least one Backup Node to      provide protection along the entire Primary Path.   Discussion:      Path Protection provides Node Protection and Link Protection for      every node and link along the Primary Path.  A Backup Path      providing Path Protection may have the same ingress node as the      Primary Path.  Path Protection is shown in Figure 3.   Measurement Units:      n/a   Issues:      None.Poretsky, et al.              Informational                    [Page 15]

RFC 6414            Benchmarking Terms for Protection      November 2011   See Also:      Primary Path      Backup Path      Node Protection      Link Protection3.2.4.  Backup Span   Definition:      The number of hops used by a Backup Path.   Discussion:      The Backup Span is an integer obtained by counting the number of      nodes along the Backup Path.   Measurement Units:      number of nodes   Issues:      None.   See Also:      Primary Path      Backup Path3.2.5.  Local Link Protection   Definition:      A Backup Path that is a redundant path between two nodes and does      not use a Backup Node.   Discussion:      Local Link Protection must be provided as a Backup Path between      two nodes along the Primary Path without the use of a Backup Node.      Local Link Protection is provided by Protection-Switching Systems      such as SONET APS.  Local Link Protection is shown in Figure 4.   Measurement Units:      n/a   Issues:      None.   See Also:      Backup Path      Backup NodePoretsky, et al.              Informational                    [Page 16]

RFC 6414            Benchmarking Terms for Protection      November 20113.2.6.  Redundant Node Protection   Definition:      A Protection-Switching System with a Primary Node protected by a      Standby Node along the Primary Path.   Discussion:      Redundant Node Protection is provided by Protection-Switching      Systems such as VRRP and HA.  The protection mechanisms occur at      sub-IP layers to switch traffic from a Primary Node to Backup Node      upon a Failover Event at the Primary Node.  Traffic continues to      traverse the Primary Path through the Standby Node.  The failover      may be stateful, in which the state information may be exchanged      in-band or over an out-of-band State Control Interface.  The      Standby Node may be active or passive.  Redundant Node Protection      is shown in Figure 5.   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path      Primary Node      Standby Node3.2.7.  State Control Interface   Definition:      An out-of-band control interface used to exchange state      information between the Primary Node and Standby Node.   Discussion:      The State Control Interface may be used for Redundant Node      Protection.  The State Control Interface should be out-of-band.      It is possible to have Redundant Node Protection in which there is      no state control or state control is provided in-band.  The State      Control Interface between the Primary and Standby Node may be one      or more hops.   Measurement Units:      n/a   Issues:      None.Poretsky, et al.              Informational                    [Page 17]

RFC 6414            Benchmarking Terms for Protection      November 2011   See Also:      Primary Node      Standby Node3.2.8.  Protected Interface   Definition:      An interface along the Primary Path that is protected by a Backup      Path.   Discussion:      A Protected Interface is an interface protected by a Protection-      Switching System that provides Link Protection, Node Protection,      Path Protection, Local Link Protection, and Redundant Node      Protection.   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path      Backup Path3.3.  Protection Switching3.3.1.  Protection-Switching System   Definition:      A DUT/SUT that is capable of Failure Detection and Failover from a      Primary Path to a Backup Path or Standby Node when a Failover      Event occurs.   Discussion:      The Protection-Switching System must include either a Primary Path      and Backup Path, as shown in Figures 1 through 4, or a Primary      Node and Standby Node, as shown in Figure 5.  The Backup Path may      be a Standby Backup Path or a Dynamic Backup Path.  The      Protection-Switching System includes the mechanisms for both      Failure Detection and Failover.   Measurement Units:      n/a   Issues:      None.Poretsky, et al.              Informational                    [Page 18]

RFC 6414            Benchmarking Terms for Protection      November 2011   See Also:      Primary Path Backup Path Failover3.3.2.  Failover Event   Definition:      The occurrence of a planned or unplanned action in the network      that results in a change in the Path that data traffic traverses.   Discussion:      Failover Events include, but are not limited to, link failure and      router failure.  Routing changes are considered Convergence Events      [6] and are not Failover Events.  This restricts Failover Events      to sub-IP layers.  Failover may be at the PLR or at the ingress.      If the failover is at the ingress, it is generally on a disjoint      path from the ingress to egress.      Failover Events may result from failures such as link failure or      router failure.  The change in path after Failover may have a      Backup Span of one or more nodes.  Failover Events are      distinguished from routing changes and Convergence Events [6] by      the detection of the failure and subsequent protection switching      at a sub-IP layer.  Failover occurs at a PLR or Primary Node.   Measurement Units:      n/a   Issues:      None.   See Also:      Path      Failure Detection      Disjoint Path3.3.3.  Failure Detection   Definition:      The process to identify at a sub-IP layer a Failover Event at a      Primary Node or along the Primary Path.   Discussion:      Failure Detection occurs at the Primary Node or ingress node of      the Primary Path.  Failure Detection occurs via a sub-IP mechanism      such as detection of a link down event or timeout for receipt of a      control packet.  A failure may be completely isolated.  A failurePoretsky, et al.              Informational                    [Page 19]

RFC 6414            Benchmarking Terms for Protection      November 2011      may affect a set of links that share a single SRLG (e.g., port      with many sub-interfaces).  A failure may affect multiple links      that are not part of the SRLG.   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path3.3.4.  Failover   Definition:      The process to switch data traffic from the protected Primary Path      to the Backup Path upon Failure Detection of a Failover Event.   Discussion:      Failover to a Backup Path provides Link Protection, Node      Protection, or Path Protection.  Failover is complete when Packet      Loss [6], Out-of-order Packets [4], and Duplicate Packets [4] are      no longer observed.  Forwarding Delay [4] may continue to be      observed.   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path Backup Path Failover Event3.3.5.  Restoration   Definition:      The state of failover recovery in which the Primary Path has      recovered from a Failover Event, but is not yet forwarding packets      because the Backup Path remains the Working Path.   Discussion:      Restoration must occur while the Backup Path is the Working Path.      The Backup Path is maintained as the Working Path during      Restoration.  Restoration produces a Primary Path that isPoretsky, et al.              Informational                    [Page 20]

RFC 6414            Benchmarking Terms for Protection      November 2011      recovered from failure, but is not yet forwarding traffic.      Traffic is still being forwarded by the Backup Path functioning as      the Working Path.   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path      Failover Event      Failure Recovery      Working Path      Backup Path3.3.6.  Reversion   Definition:      The state of failover recovery in which the Primary Path has      become the Working Path so that it is forwarding packets.   Discussion:      Protection-Switching Systems may or may not support Reversion.      Reversion, if supported, must occur after Restoration.  Packet      forwarding on the Primary Path resulting from Reversion may occur      either fully or partially over the Primary Path.  A potential      problem with Reversion is the discontinuity in end-to-end delay      when the Forwarding Delays [4] along the Primary Path and Backup      Path are different, possibly causing Out-of-order Packets [4],      Duplicate Packets [4], and increased Jitter [4].   Measurement Units:      n/a   Issues:      None.   See Also:      Protection-Switching System      Working Path      Primary PathPoretsky, et al.              Informational                    [Page 21]

RFC 6414            Benchmarking Terms for Protection      November 20113.4.  Nodes3.4.1.  Protection-Switching Node   Definition:      A node that is capable of participating in a Protection Switching      System.   Discussion:      The Protection-Switching Node may be an ingress or egress for a      Primary Path or Backup Path, such as used for MPLS Fast Reroute      configurations.  The Protection-Switching Node may provide      Redundant Node Protection as a Primary Node in a Redundant chassis      configuration with a Standby Node, such as used for VRRP and HA      configurations.   Measurement Units:      n/a   Issues:      None.   See Also:      Protection-Switching System3.4.2.  Non-Protection-Switching Node   Definition:      A node that is not capable of participating in a Protection      Switching System, but may exist along the Primary Path or Backup      Path.   Discussion:      None.   Measurement Units:      n/a   Issues:      None.   See Also:      Protection-Switching System      Primary Path      Backup PathPoretsky, et al.              Informational                    [Page 22]

RFC 6414            Benchmarking Terms for Protection      November 20113.4.3.  Headend Node   Definition:      The ingress node of the Primary Path.   Discussion:      The Headend Node may also be a PLR when it is serving in the dual      role as the ingress to the Backup Path.   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path      PLR      Failover3.4.4.  Backup Node   Definition:      A node along the Backup Path.   Discussion:      The Backup Node can be any node along the Backup Path.  There may      be one or more Backup Nodes along the Backup Path.  A Backup Node      may be the ingress, midpoint, or egress of the Backup Path.  If      the Backup Path has only one Backup Node, then that Backup Node is      the ingress and egress of the Backup Path.   Measurement Units:      n/a   Issues:      None.   See Also:      Backup PathPoretsky, et al.              Informational                    [Page 23]

RFC 6414            Benchmarking Terms for Protection      November 20113.4.5.  Merge Node   Definition:      A node along the Primary Path where Backup Path terminates.   Discussion:      The Merge Node can be any node along the Primary Path except the      ingress node of the Primary Path.  There can be multiple Merge      Nodes along a Primary Path.  A Merge Node can be the egress node      for a single Backup Path or multiple Backup Paths.  The Merge Node      must be the egress to the Backup Path.  The Merge Node may also be      the egress of the Primary Path or Point of Local Repair (PLR).   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Path      Backup Path      PLR      Failover3.4.6.  Primary Node   Definition:      A node along the Primary Path that is capable of Failover to a      redundant Standby Node.   Discussion:      The Primary Node may be used for Protection-Switching Systems that      provide Redundant Node Protection, such as VRRP and HA.   Measurement Units:      n/a   Issues:      None.   See Also:      Protection-Switching System Redundant Node Protection Standby NodePoretsky, et al.              Informational                    [Page 24]

RFC 6414            Benchmarking Terms for Protection      November 20113.4.7.  Standby Node   Definition:      A redundant node to a Primary Node; it forwards traffic along the      Primary Path upon Failure Detection of the Primary Node.   Discussion:      The Standby Node must be used for Protection-Switching Systems      that provide Redundant Node Protection, such as VRRP and HA.  The      Standby Node must provide protection along the same Primary Path.      If the failover is to a Disjoint Path, then it is a Backup Node.      The Standby Node may be configured for 1:1 or N:1 protection.      The communication between the Primary Node and Standby Node may be      in-band or across an out-of-band State Control Interface.  The      Standby Node may be geographically dispersed from the Primary      Node.  When geographically dispersed, the number of hops of      separation may increase failover time.      The Standby Node may be passive or active.  The Passive Standby      Node is not offered traffic and does not forward traffic until      Failure Detection of the Primary Node.  Upon Failure Detection of      the Primary Node, traffic offered to the Primary Node is instead      offered to the Passive Standby Node.  The Active Standby Node is      offered traffic and forwards traffic along the Primary Path while      the Primary Node is also active.  Upon Failure Detection of the      Primary Node, traffic offered to the Primary Node is switched to      the Active Standby Node.   Measurement Units:      n/a   Issues:      None.   See Also:      Primary Node      State Control InterfacePoretsky, et al.              Informational                    [Page 25]

RFC 6414            Benchmarking Terms for Protection      November 20113.5.  Benchmarks3.5.1.  Failover Packet Loss   Definition:      The amount of packet loss produced by a Failover Event until      Failover completes, where the measurement begins when the last      unimpaired packet is received by the Tester on the Protected      Primary Path and ends when the first unimpaired packet is received      by the Tester on the Backup Path.   Discussion:      Packet loss can be observed as a reduction of forwarded traffic      from the maximum forwarding rate.  Failover Packet Loss includes      packets that were lost, reordered, or delayed.  Failover Packet      Loss may reach 100% of the offered load.   Measurement Units:      Number of Packets   Issues:      None.   See Also:      Failover Event      Failover3.5.2.  Reversion Packet Loss   Definition:      The amount of packet loss produced by Reversion, where the      measurement begins when the last unimpaired packet is received by      the Tester on the Backup Path and ends when the first unimpaired      packet is received by the Tester on the Protected Primary Path.   Discussion:      Packet loss can be observed as a reduction of forwarded traffic      from the maximum forwarding rate.  Reversion Packet Loss includes      packets that were lost, reordered, or delayed.  Reversion Packet      Loss may reach 100% of the offered load.   Measurement Units:      Number of Packets   Issues:      None.Poretsky, et al.              Informational                    [Page 26]

RFC 6414            Benchmarking Terms for Protection      November 2011   See Also:      Reversion3.5.3.  Failover Time   Definition:      The amount of time it takes for Failover to successfully complete.   Discussion:      Failover Time can be calculated using the Time-Based Loss Method      (TBLM), Packet-Loss-Based Method (PLBM), or Timestamp-Based Method      (TBM).  It is RECOMMENDED that the TBM is used.   Measurement Units:      milliseconds   Issues:      None.   See Also:      Failover      Failover Time      Time-Based Loss Method (TBLM)      Packet-Loss-Based Method (PLBM)      Timestamp-Based Method (TBM)3.5.4.  Reversion Time   Definition:      The amount of time it takes for Reversion to complete so that the      Primary Path is restored as the Working Path.   Discussion:      Reversion Time can be calculated using the Time-Based Loss Method      (TBLM), Packet-Loss-Based Method (PLBM), or Timestamp-Based Method      (TBM).  It is RECOMMENDED that the TBM is used.   Measurement Units:      milliseconds   Issues:      None.   See Also:      Reversion      Primary Path      Working Path      Reversion Packet LossPoretsky, et al.              Informational                    [Page 27]

RFC 6414            Benchmarking Terms for Protection      November 2011      Time-Based Loss Method (TBLM)      Packet-Loss-Based Method (PLBM)      Timestamp-Based Method (TBM)3.5.5.  Additive Backup Delay   Definition:      The amount of increased Forwarding Delay [4] resulting from data      traffic traversing the Backup Path instead of the Primary Path.   Discussion:      Additive Backup Delay is calculated using Equation 1 as shown      below:      (Equation 1)      Additive Backup Delay =                Forwarding Delay(Backup Path) -                Forwarding Delay(Primary Path)   Measurement Units:      milliseconds   Issues:      Additive Backup Latency may be a negative result.  This is      theoretically possible but could be indicative of a sub-optimum      network configuration.   See Also:      Primary Path      Backup Path      Primary Path Latency      Backup Path Latency3.6.  Failover Time Calculation Methods   The following Methods may be assessed on a per-flow basis using at   least 16 flows spread over the routing table (using more flows is   better).  Otherwise, the impact of a prefix-dependency in the   implementation of a particular protection technology could be missed.   However, the test designer must be aware of the number of packets per   second sent to each prefix, as this establishes sampling of the path   and the time resolution for measurement of Failover time on a per-   flow basis.Poretsky, et al.              Informational                    [Page 28]

RFC 6414            Benchmarking Terms for Protection      November 20113.6.1.  Time-Based Loss Method (TBLM)   Definition:      The method to calculate Failover Time (or Reversion Time) using a      time scale on the Tester to measure the interval of Failover      Packet Loss.   Discussion:      The Tester must provide statistics that show the duration of      failure on a time scale based on occurrence of packet loss on a      time scale.  This is indicated by the duration of non-zero packet      loss.  The TBLM includes failure detection time and time for data      traffic to begin traversing the Backup Path.  Failover Time and      Reversion Time are calculated using the TBLM as shown in Equation      2:      (Equation 2)          (Equation 2a)          TBLM Failover Time = Time(Failover) - Time(Failover Event)          (Equation 2b)          TBLM Reversion Time = Time(Reversion) - Time(Restoration)      Where      Time(Failover) = Time on the tester at the receipt of the first      unimpaired packet at egress node after the backup path became the      working path      Time(Failover Event) = Time on the tester at the receipt of the      last unimpaired packet at egress node on the primary path before      failure   Measurement Units:      milliseconds   Issues:      None.   See Also:      Failover      Packet-Loss-Based Method3.6.2.  Packet-Loss-Based Method (PLBM)   Definition:      The method used to calculate Failover Time (or Reversion Time)      from the amount of Failover Packet Loss.Poretsky, et al.              Informational                    [Page 29]

RFC 6414            Benchmarking Terms for Protection      November 2011   Discussion:      PLBM includes failure detection time and time for data traffic to      begin traversing the Backup Path.  Failover Time can be calculated      using PLBM from the amount of Failover Packet Loss as shown below      in Equation 3.  Note: If traffic is sent to more than 1      destination, PLBM gives the average loss over the measured      destinations.      (Equation 3)           (Equation 3a)           PLBM Failover Time =              (Number of packets lost / Offered Load rate) * 1000)           (Equation 3b)           PLBM Restoration Time =              (Number of packets lost / Offered Load rate) * 1000)           Units are packets/(packets/second) = seconds   Measurement Units:      milliseconds   Issues:      None.   See Also:      Failover Time-Based Loss Method3.6.3.  Timestamp-Based Method (TBM)   Definition:      The method to calculate Failover Time (or Reversion Time) using a      time scale to quantify the interval between unimpaired packets      arriving in the test stream.   Discussion:      The purpose of this method is to quantify the duration of failure      or reversion on a time scale based on the observation of      unimpaired packets.  The TBM is calculated from Equation 2 with      the values obtained from the timestamp in the packet payload,      rather than from the Tester clock (which are used with the TBLM).      Unimpaired packets are normal packets that are not lost,      reordered, or duplicated.  A reordered packet is defined in      Section 3.3 of [7].  A duplicate packet is defined inSection3.3.5 of [4].  Unimpaired packets may be detected by checking aPoretsky, et al.              Informational                    [Page 30]

RFC 6414            Benchmarking Terms for Protection      November 2011      sequence number in the payload, where the sequence number equals      the next expected number for an unimpaired packet.  A sequence gap      or sequence reversal indicates impaired packets.      For calculating Failover Time, the TBM includes failure detection      time and time for data traffic to begin traversing the Backup      Path.  For calculating Reversion Time, the TBM includes Reversion      Time and time for data traffic to begin traversing the Primary      Path.   Measurement Units:      milliseconds   Issues:      None.   See Also:      Failover      Failover Time      Reversion      Reversion Time4.  Security Considerations   Benchmarking activities as described in this memo are limited to   technology characterization using controlled stimuli in a laboratory   environment, with dedicated address space and the constraints   specified in the sections above.   The benchmarking network topology will be an independent test setup   and MUST NOT be connected to devices that may forward the test   traffic into a production network or misroute traffic to the test   management network.   Further, benchmarking is performed on a "black-box" basis, relying   solely on measurements observable external to the DUT/SUT.   Special capabilities SHOULD NOT exist in the DUT/SUT specifically for   benchmarking purposes.  Any implications for network security arising   from the DUT/SUT SHOULD be identical in the lab and in production   networks.Poretsky, et al.              Informational                    [Page 31]

RFC 6414            Benchmarking Terms for Protection      November 20115.  References5.1.  Normative References   [1]  Bradner, S., "The Internet Standards Process -- Revision 3",BCP9,RFC 2026, October 1996.   [2]  Bradner, S., "Benchmarking Terminology for Network        Interconnection Devices",RFC 1242, July 1991.   [3]  Mandeville, R., "Benchmarking Terminology for LAN Switching        Devices",RFC 2285, February 1998.   [4]  Poretsky, S., Perser, J., Erramilli, S., and S. Khurana,        "Terminology for Benchmarking Network-layer Traffic Control        Mechanisms",RFC 4689, October 2006.   [5]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [6]  Poretsky, S., Imhoff, B., and K. Michielsen, "Terminology for        Benchmarking Link-State IGP Data Plane Route Convergence",RFC6412, November 2011.   [7]  Morton, A., Ciavattone, L., Ramachandran, G., Shalunov, S., and        J. Perser, "Packet Reordering Metrics",RFC 4737, November 2006.   [8]  Nadas, S., Ed., "Virtual Router Redundancy Protocol (VRRP)        Version 3 for IPv4 and IPv6",RFC 5798, March 2010.5.2.  Informative References   [9]  Pan, P., Ed., Swallow, G., Ed., and A. Atlas, Ed., "Fast Reroute        Extensions to RSVP-TE for LSP Tunnels",RFC 4090, May 2005.   [10] Nichols, K., Blake, S., Baker, F., and D. Black, "Definition of        the Differentiated Services Field (DS Field) in the IPv4 and        IPv6 Headers",RFC 2474, December 1998.6.  Acknowledgments   We would like thank the BMWG and particularly Al Morton and Curtis   Villamizar for their reviews, comments, and contributions to this   work.Poretsky, et al.              Informational                    [Page 32]

RFC 6414            Benchmarking Terms for Protection      November 2011Authors' Addresses   Scott Poretsky   Allot Communications   300 TradeCenter   Woburn, MA  01801   USA   Phone: + 1 508 309 2179   EMail: sporetsky@allot.com   Rajiv Papneja   Huawei Technologies   2330 Central Expressway   Santa Clara, CA  95050   USA   Phone: +1 571 926 8593   EMail: rajiv.papneja@huawei.com   Jay Karthik   Cisco Systems   300 Beaver Brook Road   Boxborough, MA  01719   USA   Phone: +1 978 936 0533   EMail: jkarthik@cisco.com   Samir Vapiwala   Cisco System   300 Beaver Brook Road   Boxborough, MA  01719   USA   Phone: +1 978 936 1484   EMail: svapiwal@cisco.comPoretsky, et al.              Informational                    [Page 33]

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