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PROPOSED STANDARD
Internet Engineering Task Force (IETF)                    I. van BeijnumRequest for Comments: 6384                      Institute IMDEA NetworksCategory: Standards Track                                   October 2011ISSN: 2070-1721An FTP Application Layer Gateway (ALG) for IPv6-to-IPv4 TranslationAbstract   The File Transfer Protocol (FTP) has a very long history, and despite   the fact that today other options exist to perform file transfers,   FTP is still in common use.  As such, in situations where some client   computers only have IPv6 connectivity while many servers are still   IPv4-only and IPv6-to-IPv4 translators are used to bridge that gap,   it is important that FTP is made to work through these translators to   the best possible extent.   FTP has an active and a passive mode, both as original commands that   are IPv4-specific and as extended, IP version agnostic commands.  The   only FTP mode that works without changes through an IPv6-to-IPv4   translator is extended passive.  However, many existing FTP servers   do not support this mode, and some clients do not ask for it.  This   document specifies a middlebox that may solve this mismatch.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6384.Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documentsVan Beijnum                  Standards Track                    [Page 1]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .22.  Notational Conventions . . . . . . . . . . . . . . . . . . . .43.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .44.  ALG Overview . . . . . . . . . . . . . . . . . . . . . . . . .45.  Control Channel Translation  . . . . . . . . . . . . . . . . .55.1.  Language Negotiation . . . . . . . . . . . . . . . . . . .76.  EPSV to PASV Translation . . . . . . . . . . . . . . . . . . .87.  EPRT to PORT Translation . . . . . . . . . . . . . . . . . . .97.1.  Stateless EPRT Translation . . . . . . . . . . . . . . . .97.2.  Stateful EPRT Translation  . . . . . . . . . . . . . . . .108.  Default Port 20 Translation  . . . . . . . . . . . . . . . . .109.  Both PORT and PASV . . . . . . . . . . . . . . . . . . . . . .1110. Default Behavior . . . . . . . . . . . . . . . . . . . . . . .1111. The ALGS Command . . . . . . . . . . . . . . . . . . . . . . .1212. Timeouts and Translating to NOOP . . . . . . . . . . . . . . .1313. IANA Considerations  . . . . . . . . . . . . . . . . . . . . .1414. Security Considerations  . . . . . . . . . . . . . . . . . . .1415. Contributors . . . . . . . . . . . . . . . . . . . . . . . . .1416. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .1517. References . . . . . . . . . . . . . . . . . . . . . . . . . .1517.1. Normative References . . . . . . . . . . . . . . . . . . .1517.2. Informative References . . . . . . . . . . . . . . . . . .151.  Introduction   [RFC0959] specifies two modes of operation for FTP: active mode, in   which the server connects back to the client, and passive mode, in   which the server opens a port for the client to connect to.  Without   additional measures, active mode with a client-supplied port does not   work through NATs or firewalls.  With active mode, the PORT command   has an IPv4 address as its argument, and with passive mode, the   server responds to the PASV command with an IPv4 address.  This makes   both the passive and active modes, as originally specified in   [RFC0959], incompatible with IPv6.  These issues were solved in   [RFC2428], which introduces the EPSV (extended passive) command,   where the server only responds with a port number and the EPRT   (extended port) command, which allows the client to supply either an   IPv4 or an IPv6 address (and a port) to the server.Van Beijnum                  Standards Track                    [Page 2]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   A survey done in April 2009 of 25 randomly picked and/or well-known   FTP sites reachable over IPv4 showed that only 12 of them supported   EPSV over IPv4.  Additionally, only 2 of those 12 indicated that they   supported EPSV in response to the FEAT command introduced in   [RFC2389] that asks the server to list its supported features.  One   supported EPSV but not FEAT.  In 5 cases, issuing the EPSV command to   the server led to a significant delay; in 3 of these cases, a control   channel reset followed the delay.  Due to lack of additional   information, it is impossible to determine conclusively why certain   FTP servers reset the control channel connection some time after   issuing an EPSV command.  However, a reasonable explanation would be   that these FTP servers are located behind application-aware firewalls   that monitor the control channel session and only allow the creation   of data channel sessions to the ports listed in the responses to PASV   (and maybe PORT) commands.  As the response to an EPSV command is   different (a 229 code rather than a 227 code), a firewall that is   unaware of the EPSV command would block the subsequent data channel   setup attempt.  If no data channel connection has been established   after some time, the FTP server may decide to terminate the control   channel session in an attempt to leave this ambiguous state.   All 25 tested servers were able to successfully complete a transfer   in traditional PASV passive mode as required by [RFC1123].  More   testing showed that the use of an address family argument with the   EPSV command is widely misimplemented or unimplemented in servers.   Additional tests with more servers showed that approximately 65% of   FTP servers support EPSV successfully and around 96% support PASV   successfully.  Clients were not extensively tested, but the author's   previous experience suggests that most clients support PASV, with the   notable exception of the command line client included with Windows,   which only supports active mode.  This FTP client uses the original   PORT command when running over IPv4 and EPRT when running over IPv6.   Although these issues can and should be addressed by modifying   clients and servers to support EPSV successfully, such modifications   may not appear widely in a timely fashion.  Also, network operators   who may want to deploy IPv6-to-IPv4 translation generally do not have   control over client or server implementations.  As such, this   document standardizes an FTP Application Layer Gateway (ALG) that   will allow unmodified IPv6 FTP clients to interact with unmodified   IPv4 FTP servers successfully when using FTP for simple file   transfers between a single client and a single server.   Clients that want to engage in more complex behavior, such as server-   to-server transfers, may make an FTP Application Layer Gateway (ALG)   go into transparent mode by issuing the ALGS command as explained inSection 5.Van Beijnum                  Standards Track                    [Page 3]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   The recommendations and specifications in this document apply to all   forms of IPv6-to-IPv4 translation, including stateless translation   such as [RFC6145] as well as stateful translation such as [RFC6146].   This documentation does not deal with the LPRT and LPSV commands   specified in [RFC1639] as these commands do not appear to be in   significant use.2.  Notational Conventions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].3.  Terminology   Within the context of this document, the words "client" and "server"   refer to FTP client and server implementations, respectively.  An FTP   server is understood to be an implementation of the FTP protocol   running on a server system with a stable address, waiting for clients   to connect and issue commands that eventually start data transfers.   Clients interact with servers using the FTP protocol; they store   (upload) files to and retrieve (download) files from one or more   servers.  This either happens interactively under control of a user   or is done as an unattended background process.  Most operating   systems provide a web browser that implements a basic FTP client as   well as a command line client.  Third-party FTP clients are also   widely available.   Other terminology is derived from the documents listed in the   References section.  Note that this document cannot be fully   understood on its own; it depends on background and terminology   outlined in the references.4.  ALG Overview   The most robust way to solve an IP version mismatch between FTP   clients and FTP servers would be by changing clients and servers   rather than using an IPv6-to-IPv4 translator for the data channel and   using an Application Layer Gateway on the control channel.  As such,   it is recommended to update FTP clients and servers as required for   IPv6-to-IPv4 translation support where possible to allow proper   operation of the FTP protocol without the need for ALGs.   On the other hand, network operators or even network administrators   within an organization often have little influence over the FTP   client and server implementations used over the network.  For those   operators and administrators, deploying an ALG may be the only way toVan Beijnum                  Standards Track                    [Page 4]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   provide a satisfactory customer experience.  So, even though not the   preferred solution, this document standardizes the functionality of   such an ALG in order to promote consistent behavior between ALGs in   an effort to minimize their harmful effects.   Operators and administrators are encouraged to only deploy an FTP ALG   for IPv6-to-IPv4 translation when the FTP ALG is clearly needed.  In   the presence of the ALG, EPSV commands that could be handled directly   by conforming servers are translated into PASV commands, introducing   additional complexity and reducing robustness.  As such, a "set and   forget" policy on ALGs is not recommended.   Note that the translation of EPSV through all translators and EPRT   through a stateless translator is relatively simple, but supporting   translation of EPRT through a stateful translator is relatively   difficult, because in the latter case, a translation mapping must be   set up for each data transfer using parameters that must be learned   from the client/server interaction over the control channel.  This   needs to happen before the EPRT command can be translated into a PORT   command and passed on to the server.  As such, an ALG used with a   stateful translator MUST support EPSV translation and MAY support   EPRT translation.  However, an ALG used with a stateless translator   MUST support EPSV translation and SHOULD also support EPRT   translation.   The ALG functionality is described as a function separate from the   IPv6-to-IPv4 translation function.  However, in the case of EPRT   translation, the ALG and translator functions need to be tightly   coupled, so if EPRT translation is supported, it is assumed that the   ALG and IPv6-to-IPv4 translation functions are integrated within a   single device.5.  Control Channel Translation   The IPv6-to-IPv4 FTP ALG intercepts all TCP sessions towards port 21   for IPv6 destination addresses that map to IPv4 destinations   reachable through an IPv6-to-IPv4 translator.  The FTP ALG implements   the Telnet protocol ([RFC0854]), used for control channel   interactions, to the degree necessary to interpret commands and   responses and re-issue those commands and responses, modifying them   as outlined below.  Telnet option negotiation attempts by either the   client or the server, except for those allowed by [RFC1123], MUST be   refused by the FTP ALG without relaying those attempts.  For the   purpose of Telnet option negotiation, an FTP ALG MUST follow the   behavior of an FTP server as specified in [RFC1123],Section4.1.2.12.  This avoids the situation where the client and the server   negotiate Telnet options that are unimplemented by the FTP ALG.Van Beijnum                  Standards Track                    [Page 5]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   There are two ways to implement the control channel ALG:   1.  The ALG terminates the IPv6 TCP session, sets up a new IPv4 TCP       session towards the IPv4 FTP server, and relays commands and       responses back and forth between the two sessions.   2.  Packets that are part of the control channel are translated       individually.   As they ultimately provide the same result, either implementation   strategy, or any other that is functionally equivalent, can be used.   In the second case, an implementation MUST have the ability to track   and update TCP sequence numbers when translating packets as well as   the ability to break up packets into smaller packets after   translation, as the control channel translation could modify the   length of the payload portion of the packets in question.  Also, FTP   commands/responses or Telnet negotiations could straddle packet   boundaries, so in order to be able to perform the ALG function, it   can prove necessary to reconstitute Telnet negotiations and FTP   commands and responses from multiple packets.   Some FTP clients use the TCP urgent data feature when interrupting   transfers.  An ALG MUST either maintain the semantics of the urgent   pointer when translating control channel interactions, even when   crossing packet boundaries, or clear the URG bit in the TCP header.   If the client issues the AUTH command, then the client is attempting   to negotiate [RFC2228] security mechanisms that are likely to be   incompatible with the FTP ALG function.  For instance, if the client   attempts to negotiate Transport Layer Security (TLS) protection of   the control channel ([RFC4217]), an ALG can do one of three things:   1.  Transparently copy data transmitted over the control channel back       and forth, so the TLS session works as expected but the client       commands and server responses are now hidden from the ALG.   2.  Block the negotiation of additional security, which will likely       make the client and/or the server break off the session, or if       not, perform actions in the clear that were supposed to be       encrypted.   3.  Negotiate with both the client and the server so two separate       protected sessions are set up and the ALG is still able to modify       client commands and server responses.  Again, clients and servers       are likely to reject the session because this will be perceived       as a man-in-the-middle attack.Van Beijnum                  Standards Track                    [Page 6]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   An ALG MUST adopt the first option and allow a client and a server to   negotiate security mechanisms.  To ensure consistent behavior, as   soon as the initial AUTH command is issued by the client, an ALG MUST   stop translating commands and responses, and start transparently   copying TCP data sent by the server to the client and vice versa.   The ALG SHOULD ignore the AUTH command and not go into transparent   mode if the server response is in the 4xx or 5xx ranges.   It is possible that commands or responses that were sent through the   ALG before the AUTH command was issued were changed in length so TCP   sequence numbers in packets entering the ALG and packets exiting the   ALG no longer match.  In transparent mode, the ALG MUST continue to   adjust sequence numbers if it was doing so before entering   transparent mode as the result of the AUTH command.  The ALGS command   (Section 11) can also be used to disable the ALG functionality, but   the control channel MUST then still be monitored for subsequent ALGS   commands that re-enable the ALG functionality.5.1.  Language Negotiation   [RFC2640] specifies the ability for clients and servers to negotiate   the language used between the two of them in the descriptive text   that accompanies server response codes.  Ideally, IPv6-to-IPv4 FTP   ALGs would support this feature, so that if a non-default language is   negotiated by a client and a server, the ALG also transmits its text   messages for translated responses in the negotiated language.   However, even if the ALG supports negotiation of the feature, there   is no way to make sure that the ALG has text strings for all possible   languages.  Thus, the situation where the client and server try to   negotiate a language not supported by the ALG is unavoidable.  The   proper behavior for an FTP ALG in this situation may be addressed in   a future specification, as the same issue is present in IPv4-to-IPv4   FTP ALGs.  For the time being, ALG implementations MAY employ one of   the following strategies regarding LANG negotiation:   1.  Monitor LANG negotiation and send text in the negotiated language       if text in that language is available.  If not, text is sent in       the default language.   2.  Not monitor LANG negotiation.  Text is sent in the default       language.   3.  Block LANG negotiation by translating the LANG command to a NOOP       command and translating the resulting 200 response into a 502       response, which is appropriate for unsupported commands.  Text is       sent in the default language.Van Beijnum                  Standards Track                    [Page 7]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   In the first two cases, if a language is negotiated, text transmitted   by the client or the server MUST be assumed to be encoded in UTF-8   [RFC3629] rather than be limited to 7-bit ASCII.  An ALG that   implements the first or second option MUST translate and/or forward   commands and responses containing UTF-8-encoded text when those   occur.  The ALG itself MUST NOT generate characters outside the 7-bit   ASCII range unless it implements the first option and a language was   negotiated.   Note thatSection 3.1 of [RFC2640] specifies new handling for spaces   and the carriage return (CR) character in pathnames.  ALGs that do   not block LANG negotiation SHOULD comply with the specified rules for   path handling.  Implementers should especially note that the NUL   (%x00) character is used as an escape whenever a CR character occurs   in a pathname.   In the sections that follow, a number of well-known response numbers   are shown, along with the descriptive text that is associated with   that response number.  However, this text is not part of the   specification of the response.  As such, implementations MAY use the   response text shown, or they MAY show a different response text for a   given response number.  Requirements language only applies to the   response number.6.  EPSV to PASV Translation   Although many IPv4 FTP servers support the EPSV command, some servers   react adversely to this command (seeSection 1 for examples), and   there is no reliable way to detect in advance that this will happen.   As such, an FTP ALG SHOULD translate all occurrences of the EPSV   command issued by the client to the PASV command and reformat a 227   response as a corresponding 229 response.  However, an ALG MAY forego   EPSV to PASV translation if it has positive knowledge, either gained   through administrative configuration or learned dynamically, that   EPSV will be successful without translation to PASV.   For instance, if the client issues EPSV (or EPSV 2 to indicate IPv6   as the network protocol), this is translated to the PASV command.  If   the server with address 192.0.2.31 then responds with:      227 Entering Passive Mode (192,0,2,31,237,19)   The FTP ALG reformats this as:      229 Entering Extended Passive Mode (|||60691|)Van Beijnum                  Standards Track                    [Page 8]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   The ALG SHOULD ignore the IPv4 address in the server's 227 response.   This is the behavior that is exhibited by most clients and is needed   to work with servers that include [RFC1918] addresses in their 227   responses.  However, if the 227 response contains an IPv4 address   that does not match the destination of the control channel, the FTP   ALG MAY send a 425 response to the client instead of the 229   response, for example:      425 Can't open data connection   It is important that the response is in the 4xx range to indicate a   temporary condition.   If the client issues an EPSV command with a numeric argument other   than 2, the ALG MUST NOT pass the command on to the server but rather   respond with a 522 error, for example:      522 Network protocol not supported   If the client issues EPSV ALL, the FTP ALG MUST NOT pass this command   to the server, but respond with a 504 error, for example:      504 Command not implemented for that parameter   This avoids the situation where an FTP server reacts adversely to   receiving a PASV command after the client used the EPSV ALL command   to indicate that it will only use EPSV during this session.7.  EPRT to PORT Translation   Should the IPv6 client issue an EPRT command, the FTP ALG MAY   translate this EPRT command to a PORT command.  The translation is   different depending on whether the translator is a stateless one-to-   one translator or a stateful one-to-many translator.7.1.  Stateless EPRT Translation   If the address specified in the EPRT command is the IPv6 address used   by the client for the control channel session, then the FTP ALG   reformats the EPRT command into a PORT command with the IPv4 address   that maps to the client's IPv6 address.  The port number MUST be   preserved for compatibility with stateless translators.  For   instance, if the client with IPv6 address 2001:db8:2::31 issues the   following EPRT command:      EPRT |2|2001:db8:2::31|5282|Van Beijnum                  Standards Track                    [Page 9]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   Assuming the IPv4 address that goes with 2001:db8:2::31 is   192.0.2.31, the FTP ALG reformats this as:      PORT 192,0,2,31,20,162   If the address specified in the EPRT command is an IPv4 address or an   IPv6 address that is not the IPv6 address used by the client for the   control session, the ALG SHOULD NOT attempt any translation but pass   along the command unchanged.7.2.  Stateful EPRT Translation   If the address in the EPRT command is the IPv6 address used by the   client for the control channel, the stateful translator selects an   unused port number in combination with the IPv4 address used for the   control channel towards the FTP server and sets up a mapping from   that transport address to the one specified by the client in the EPRT   command.  The PORT command with the IPv4 address and port used on the   IPv4 side of the mapping is only issued towards the server once the   mapping is created.  Initially, the mapping is such that either any   transport address or the FTP server's IPv4 address with any port   number is accepted as a source, but once the three-way handshake is   complete, the mapping SHOULD be narrowed to only match the negotiated   TCP session.   If the address specified in the EPRT command is an IPv4 address or an   IPv6 address that is not the IPv6 address used by the client for the   control session, the ALG SHOULD NOT attempt any translation but pass   along the command unchanged.   If the client with IPv6 address 2001:db8:2::31 issues the EPRT   command:      EPRT |2|2001:db8:2::31|5282|   And the stateful translator uses the address 192.0.2.31 on its IPv4   interface, a mapping with destination address 192.0.2.31 and   destination port 60192 towards 2001:db8:2::31 port 5282 may be   created, after which the FTP ALG reformats the EPRT command as:      PORT 192,0,2,31,235,328.  Default Port 20 Translation   If the client does not issue an EPSV/PASV or EPRT/PORT command prior   to initiating a file transfer, it is invoking the default active FTP   behavior where the server sets up a TCP session towards the client.Van Beijnum                  Standards Track                   [Page 10]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   In this situation, the source port number is the default FTP data   port (port 20), and the destination port is the port the client uses   as the source port for the control channel session.   In the case of a stateless translator, this does not pose any   problems.  In the case of a stateful translator, the translator MAY   accept incoming connection requests from the server on the IPv4 side   if the transport addresses match that of an existing FTP control   channel session, with the exception that the control channel session   uses port 21 and the new session port 20.  In this case, a mapping is   set up towards the same transport address on the IPv6 side that is   used for the matching FTP control channel session.   An ALG/translator MAY monitor the progress of FTP control channels   and only attempt to perform a mapping when an FTP client has started   a file transfer without issuing the EPSV, PASV, EPRT, or PORT   commands.9.  Both PORT and PASV   [RFC0959] allows a client to issue both PORT and PASV to use non-   default ports on both sides of the connection.  However, this is   incompatible with the notion that with PASV, the data connection is   made from the client to the server, while PORT reaffirms the default   behavior where the server connects to the client.  As such, the   behavior of an ALG is undefined when a client issues both PASV and   PORT.  Implementations SHOULD NOT try to detect the situation where   both PASV and PORT commands are issued prior to a command that   initiates a transfer, but rather, translate commands as they occur.   So, if a client issues PASV, PASV is then translated to EPSV.  If   after that, but before any transfers have occurred, the client issues   PORT and the ALG supports PORT translation for this session, the ALG   translates PORT to EPRT.10.  Default Behavior   Whenever the client issues a command that the ALG is not set up to   translate (because the command is not specified in this document, the   command is not part of any FTP specification, the ALG functionality   is disabled administratively for the command in question, or   translation does not apply for any other reason), the command MUST be   passed on to the server without modification, and the server response   MUST be passed on to the client without modification.  For example,   if the client issues the PASV command, this command is passed on to   the server transparently, and the server's response is passed on to   the client transparently.Van Beijnum                  Standards Track                   [Page 11]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 201111.  The ALGS Command   ALGs MUST support the new ALGS (ALG status) command that allows   clients to query and set the ALG's status.  FTP servers (as opposed   to ALGs) MUST NOT perform any actions upon receiving the ALGS   command.  However, FTP servers MUST still send a response.  If FTP   servers recognize the ALGS command, the best course of action would   be to return a 202 response:      202 Command not implemented, superfluous at this site   However, there is no reason for FTP servers to specifically recognize   this command; returning any 50x response that is normally returned   when commands are not recognized is appropriate.   A client can use the ALGS command to request the ALG's status and to   enable and disable EPSV to PASV translation and, if implemented, EPRT   to PORT translation.  There are three possible arguments to the ALGS   command:   ALGS STATUS64   The ALG is requested to return the EPSV and EPRT                   translation status.   ALGS ENABLE64   The ALG is requested to enable translation.   ALGS DISABLE64  The ALG is requested to disable translation.   The ALG MUST enable or disable EPSV to PASV translation as requested.   If EPRT to PORT translation is supported, ALGS ENABLE64 SHOULD enable   it, and ALGS DISABLE64 MUST disable it along with enabling or   disabling EPSV to PASV translation, respectively.  If EPRT to PORT   translation is not supported, ALGS ENABLE64 only enables EPSV to PASV   translation.  After an ALGS command with any of the three supported   arguments, the ALG MUST return a 216 response indicating the type of   translation that will be performed.   216 NONE        Neither EPSV nor EPRT translation is performed.   216 EPSV        EPSV is translated to PASV; no EPRT translation is                   performed.   216 EPSVEPRT    EPSV is translated to PASV; EPRT is translated to                   PORT.   The translation type MAY be followed by a space and additional   descriptive text until end-of-line.  If the ALG is unable to set the   requested translation mode, for instance, because of lack of certainVan Beijnum                  Standards Track                   [Page 12]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   resources, this is not considered an error condition.  In those   cases, the ALG returns a 216 response followed by the keyword that   indicates the current translation status of the ALG.   If there is no argument to the ALGS command, or the argument is not   one of STATUS64, ENABLE64, or DISABLE64 (or an argument specified by   a supported newer document), a 504 or 502 error SHOULD be returned.   The Augmented Backus-Naur Form (ABNF) notation (see [RFC5234]) of the   ALGS command and its response are as follows:   algs-command      = "ALGS" SP algs-token CRLF   algs-token        = "STATUS64" / "ENABLE64" / "DISABLE64"   algs-response     = (ok-response / error-response) CRLF   ok-response       = "216" SP response-token [ freetext ]   response-token    = "NONE" / "EPSV" / "EPSVEPRT"   error-response    = not-implemented / invalid-parameter   not-implemented   = "502" [ freetext ]   invalid-parameter = "504" [ freetext ]   freetext          = (SP *VCHAR)12.  Timeouts and Translating to NOOP   Wherever possible, control channels SHOULD NOT time out while there   is an active data channel.  A timeout of at least 30 seconds is   RECOMMENDED for data channel mappings created by the FTP ALG that are   waiting for initial packets.   Whenever a command from the client is not propagated to the server,   the FTP ALG instead issues a NOOP command in order to keep the   keepalive state between the client and the server synchronized.  The   response to the NOOP command MUST NOT be relayed back to the client.   An implementation MAY wait for the server to return the 200 response   to the NOOP command and translate that 200 response into the response   the ALG is required to return to the client.  This way, the ALG never   has to create new packets to send to the client, but it can limit   itself to modifying packets transmitted by the server.  If the server   responds with something other than a 200 response to the NOOP   command, the ALG SHOULD tear down the control channel session and log   an error.Van Beijnum                  Standards Track                   [Page 13]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 201113.  IANA Considerations   IANA has added the following entry to the "FTP Commands and   Extensions" registry:   Command Name               ALGS   FEAT Code                  -N/A-   Description                FTP64 ALG status   Command Type               -N/A-   Conformance Requirements   o   ReferenceRFC 6384 Section 1114.  Security Considerations   In the majority of cases, FTP is used without further security   mechanisms.  This allows an attacker with passive interception   capabilities to obtain the login credentials and an attacker that can   modify packets to change the data transferred.  However, FTP can be   used with TLS in order to solve these issues.  IPv6-to-IPv4   translation and the FTP ALG do not impact the security issues in the   former case nor the use of TLS in the latter case.  However, if FTP   is used with TLS as per [RFC4217], or another authentication   mechanism that the ALG is aware of, the ALG function is not performed   so only passive transfers from a server that implements EPSV or a   client that supports PASV will succeed.   For general FTP security considerations, see [RFC2577].15.  Contributors   Dan Wing, Kentaro Ebisawa, Remi Denis-Courmont, Mayuresh Bakshi,   Sarat Kamisetty, Reinaldo Penno, Alun Jones, Dave Thaler, Mohammed   Boucadair, Mikael Abrahamsson, Dapeng Liu, Michael Liu, Andrew   Sullivan, Anthony Bryan, Ed Jankiewicz Pekka Savola, Fernando Gont,   Rockson Li, and Donald Eastlake contributed ideas and comments.  Dan   Wing's experiments with a large number of FTP servers were very   illuminating; many of the choices underlying this document are based   on his results.Van Beijnum                  Standards Track                   [Page 14]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 201116.  Acknowledgements   Iljitsch van Beijnum is partly funded by Trilogy, a research project   supported by the European Commission under its Seventh Framework   Program.17.  References17.1.  Normative References   [RFC0854]  Postel, J. and J. Reynolds, "Telnet Protocol              Specification", STD 8,RFC 854, May 1983.   [RFC0959]  Postel, J. and J. Reynolds, "File Transfer Protocol",              STD 9,RFC 959, October 1985.   [RFC1123]  Braden, R., "Requirements for Internet Hosts - Application              and Support", STD 3,RFC 1123, October 1989.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2228]  Horowitz, M., "FTP Security Extensions",RFC 2228,              October 1997.   [RFC2428]  Allman, M., Ostermann, S., and C. Metz, "FTP Extensions              for IPv6 and NATs",RFC 2428, September 1998.   [RFC3629]  Yergeau, F., "UTF-8, a transformation format of ISO              10646", STD 63,RFC 3629, November 2003.   [RFC5234]  Crocker, D. and P. Overell, "Augmented BNF for Syntax              Specifications: ABNF", STD 68,RFC 5234, January 2008.17.2.  Informative References   [RFC1639]  Piscitello, D., "FTP Operation Over Big Address Records              (FOOBAR)",RFC 1639, June 1994.   [RFC1918]  Rekhter, Y., Moskowitz, R., Karrenberg, D., Groot, G., and              E. Lear, "Address Allocation for Private Internets",BCP 5,RFC 1918, February 1996.   [RFC2389]  Hethmon, P. and R. Elz, "Feature negotiation mechanism for              the File Transfer Protocol",RFC 2389, August 1998.   [RFC2577]  Allman, M. and S. Ostermann, "FTP Security              Considerations",RFC 2577, May 1999.Van Beijnum                  Standards Track                   [Page 15]

RFC 6384                 An IPv6-to-IPv4 FTP ALG            October 2011   [RFC2640]  Curtin, B., "Internationalization of the File Transfer              Protocol",RFC 2640, July 1999.   [RFC4217]  Ford-Hutchinson, P., "Securing FTP with TLS",RFC 4217,              October 2005.   [RFC6145]  Li, X., Bao, C., and F. Baker, "IP/ICMP Translation              Algorithm",RFC 6145, April 2011.   [RFC6146]  Bagnulo, M., Matthews, P., and I. van Beijnum, "Stateful              NAT64: Network Address and Protocol Translation from IPv6              Clients to IPv4 Servers",RFC 6146, April 2011.Author's Address   Iljitsch van Beijnum   Institute IMDEA Networks   Avda. del Mar Mediterraneo, 22   Leganes, Madrid  28918   Spain   EMail: iljitsch@muada.comVan Beijnum                  Standards Track                   [Page 16]

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