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INFORMATIONAL
Independent Submission                                             Q. HuRequest for Comments: 6294                                  B. CarpenterCategory: Informational                                Univ. of AucklandISSN: 2070-1721                                                June 2011Survey of Proposed Use Cases for the IPv6 Flow LabelAbstract   The IPv6 protocol includes a flow label in every packet header, but   this field is not used in practice.  This paper describes the flow   label standard and discusses the implementation issues that it   raises.  It then describes various published proposals for using the   flow label and shows that most of them are inconsistent with the   standard.  Methods to address this problem are briefly reviewed.  We   also question whether the standard should be revised.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This is a contribution to the RFC Series, independently of any other   RFC stream.  The RFC Editor has chosen to publish this document at   its discretion and makes no statement about its value for   implementation or deployment.  Documents approved for publication by   the RFC Editor are not a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6294.Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.Hu & Carpenter                Informational                     [Page 1]

RFC 6294                  Flow Label Use Cases                 June 2011Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .21.1.  A Brief History of the Flow Label  . . . . . . . . . . . .21.2.  The Flow Label and Quality of Service  . . . . . . . . . .32.  Flow Label Definition and Issues . . . . . . . . . . . . . . .42.1.  Flow Label Properties  . . . . . . . . . . . . . . . . . .42.2.  Dependency Prohibition . . . . . . . . . . . . . . . . . .52.3.  Other Issues . . . . . . . . . . . . . . . . . . . . . . .53.  Documented Proposals for the Flow Label  . . . . . . . . . . .63.1.  Specify the Flow Label as a Pseudo-Random Value  . . . . .73.1.1.  End-to-End QoS Provisioning  . . . . . . . . . . . . .73.1.2.  Load-Balancing . . . . . . . . . . . . . . . . . . . .83.1.3.  Security Nonce . . . . . . . . . . . . . . . . . . . .83.2.  Specify QoS Parameters in the Flow Label . . . . . . . . .83.3.  Use Flow Label Hop-by-Hop to Control Switching . . . . . .93.4.  Diffserv Use of IPv6 Flow Label  . . . . . . . . . . . . .123.5.  Other Uses . . . . . . . . . . . . . . . . . . . . . . . .124.  Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . .135.  Security Considerations  . . . . . . . . . . . . . . . . . . .146.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .147.  Informative References . . . . . . . . . . . . . . . . . . . .141.  Introduction   IPv6 is being introduced to overcome the address shortage of the   current IPv4 protocol, but it also offers a new feature, i.e., the   Flow Label field in the IPv6 packet header.  The flow label is not   encrypted by IPsec and is present in all fragments.  However, it is   used very little in practice, for reasons discussed below and in   [Amante11].  After a short introduction, this document summarizes the   current specification of the IPv6 flow label and some open issues   about its use inSection 2.Section 3 describes and analyzes various   proposals that have been made for its use.  Finally,Section 4   discusses the implications and attempts to draw conclusions.   The Flow Label field occupies bits 12 through 31 of the IPv6 packet   header.  It provides a potential way to mark a packet, identify a   flow, and look up the corresponding flow state.  This field is always   present in an IPv6 header, so a phrase such as "a packet with no flow   label" refers to a packet whose Flow Label field contains 20 zero   bits, i.e., a flow label whose value is zero.1.1.  A Brief History of the Flow Label   The original proposal for a flow label has been attributed to Dave   Clark [Deering93], who proposed that it should contain a pseudo-   random value.  A Flow Label field was included in the packet headerHu & Carpenter                Informational                     [Page 2]

RFC 6294                  Flow Label Use Cases                 June 2011   during the preliminary design of IPv6, which followed an intense   period of debate about several competing proposals.  The final choice   was made in 1994 [RFC1752].  In particular, the IETF rejected a   proposal known as the Common Architecture for Next Generation   Internet Protocol (CATNIP) [RFC1707], which included so-called 'cache   handles' to identify the next hop in high-performance routers.  Thus,   CATNIP introduced the notion of a header field that would be shared   by all packets belonging to a flow, to control packet forwarding on a   hop-by-hop basis.  We recognize this today as a precursor of the MPLS   label [RFC3031].   The IETF decided instead to develop a proposal known as the Simple   Internet Protocol plus (SIPP) [RFC1710] into IP version 6.  SIPP   included "labeling of packets belonging to particular traffic 'flows'   for which the sender requests special handling, such as non-default   quality of service or 'real-time' service" [RFC1710].  In 1994, this   used a 28-bit Flow Label field.  In 1995, it was down to 24 bits   [RFC1883], and it was finally reduced to 20 bits [RFC2460] to   accommodate the IPv6 Traffic Class, which is fully compatible with   the IPv4 Type of Service byte.   There was considerable debate in the IETF about the very purpose of   the flow label.  Was it to be a handle for fast switching, as in   CATNIP, or was it to be meaningful to applications and used to   specify quality of service?  Must it be set by the sending host, or   could it be set by routers?  Could it be modified en route, or must   it be delivered with no change?   Because of these uncertainties, and more urgent work, the flow label   was consistently ignored by implementors, and today is set to zero in   almost every IPv6 packet.  In fact, [RFC2460] defined it as   "experimental and subject to change".  There was considerable   preliminary work, such as [Metzler00], [Conta01a], [Conta01b], and   [Hagino01].  The ensuing proposed standard "IPv6 Flow Label   Specification" (RFC 3697) [RFC3697] intended to clarify this   situation by providing precise boundary conditions for use of the   flow label.  However, this has not proved successful in promoting use   of the flow label in practice, as a result of which 20 bits are   unused in every IPv6 packet header.1.2.  The Flow Label and Quality of Service   Developments in high-speed switch design, and the success of MPLS,   have largely obviated consideration of the flow label for high-speed   switching.  Thus, although various use cases for the flow label have   been proposed, most of them assume that it should be used principally   to support the provision of quality of service (QoS).  For many   years, it has been recognized that real-time Internet trafficHu & Carpenter                Informational                     [Page 3]

RFC 6294                  Flow Label Use Cases                 June 2011   requires a different QoS from general data traffic, and this remains   true in the era of network neutrality.  Thus, an alternative to   uniform best-effort service is needed, requiring packets to be   classified as belonging to a particular class of service or flow.   Currently, this leads to a layer violation problem, since a 5-tuple   is often used to classify each packet.  The 5-tuple includes source   and destination addresses, port numbers, and the transport protocol   type, so when we want to forward or process packets, we need to   extract information from the layer above IP.  This may be impossible   when packets are encrypted such that port numbers are hidden, or when   packets are fragmented, so the layer violation is not an academic   concern.  The flow label, being exempt from IPsec encryption and   being replicated in packet fragments, avoids this difficulty.  It has   therefore attracted attention from the designers of new approaches to   QoS.2.  Flow Label Definition and Issues2.1.  Flow Label PropertiesRFC 3697 [RFC3697] standardizes properties of the flow label,   including the following:   o  If the packets are not part of any flow, the flow label value is      zero.   o  The 3-tuple {source address, destination address, flow label}      uniquely identifies which packets belong to which particular flow.   o  Packets can receive flow-specific treatment if the node has been      set up with flow-specific state.   o  The flow label set by the source node must be delivered to the      destination node; i.e., it is an end-to-end label.   o  The same pair of source and destination addresses must not use the      same flow label value again within a timeout of at least      120 seconds.   One effect of the second of these rules is to avoid the layer   violation problem mentioned inSection 1.  By using the 3-tuple, we   only use the IP layer to classify packets, without needing any   transport-layer information.  This may reduce the lookup time if   flow-based treatment is required and will work even with IPsec   encryption and fragmentation.  Therefore, for traffic needing other   than best-effort service, such as real-time applications, the flow   label can be set to different values to represent different flows,   and each node forwarding or receiving the packets may provideHu & Carpenter                Informational                     [Page 4]

RFC 6294                  Flow Label Use Cases                 June 2011   different flow-specific treatments by looking at the flow label   value.  This is more fine-grained than differentiated services   (Diffserv) [Carpenter02] [RFC2474] but need not be less efficient.2.2.  Dependency Prohibition   An additional important rule in the standard [RFC3697] effectively   forbids any encoding of meaning in the bits of the flow label.  To be   exact, the standard states that "IPv6 nodes MUST NOT assume any   mathematical or other properties of the flow label values assigned by   source nodes".  This rule is aimed at the case where a packet from a   source using a particular encoding scheme for the flow label reaches   a node that is using a different scheme.  If, by chance, the bit   pattern in the flow label is meaningful in both schemes, the receiver   would misinterpret the flow label.  Therefore, in the absence of   other information, the receiver must not assume anything about the   meaning of the value of the flow label.   The standard [RFC3697] also states that "Router performance SHOULD   NOT be dependent on the distribution of the flow label values.   Especially, the flow label bits alone make poor material for a hash   key".  The problem this rule is intended to avoid is that if a source   uses one method of choosing flow labels (e.g., counting up from 1),   any router that assumes another method (e.g., pseudo-randomness) may   not perform as intended.   Note that there is no easy escape from the combination of these two   prohibitions, which we will call the dependency prohibition.  Unlike   Diffserv code points, flow labels are not locally significant within   a single administrative domain; they must be preserved end-to-end.   In general, a router cannot know whether a particular packet   originated in a host supporting a specific usage of the flow label.   Therefore, any method that breaks one or both of these rules will   only work if there is some way for a router to determine which   sources use the same scheme as itself.   The interpretation of the dependency rule can be subtle and is not   spelled out in [RFC3697].  A node must not assume properties of the   flow label -- but it may know them by construction or by signaling.   The bits of the flow label alone are poor material for a hash key --   but they may be combined with bits from other sources, to provide   uniformly distributed hash outputs.2.3.  Other Issues   [RFC3697] does not discuss how to use the flow label most   effectively.  This remains the major open issue, but some authors   propose that the label should be used with reserved bandwidth toHu & Carpenter                Informational                     [Page 5]

RFC 6294                  Flow Label Use Cases                 June 2011   achieve customized QoS provision.  Coupled with admission control at   the edge router, this could limit congestion.  However, as we will   see below, this is not the only proposed use.   We now introduce some other open issues.   o  Unknown flow labels: [RFC1809] proposed that when a router      receives a datagram with an unknown flow label, it should treat it      as zero.  However, the standard [RFC3697] is silent on this issue.      Indeed, some methods of flow state establishment might choose to      use an unknown label as the trigger for creating flow state.   o  Deleting old flow labels: When a flow finishes, how does the      router know the flow label has expired?  Should this be based on a      timeout, on observation of the transport layer, or on explicit      signaling?  [RFC3697] defines a timeout (120 seconds) that      effectively imposes a maximum lifetime on flow label state in a      router.  This implies that flow labeling is inappropriate for very      intermittent flows, unless there is some mechanism to refresh      router state.  In contrast, [Banerjee02] suggested that a router      should send an ICMP message to the source prior to deleting a      particular label.  The source node may then send a KEEPALIVE      message to the router; if it does not, the router will release      that label.   o  Choosing when to set the flow label: For what kinds of      applications should we set up non-zero flow labels?  [RFC1809]      suggested not setting it for short flows containing few bytes but      using it for long TCP connections and some real-time applications.   o  Can we modify the flow label?  [RFC3697] states that the flow      label must be delivered unchanged.  There are several advantages      of immutable flow labels, apart from respecting the standard: the      rule is easy to understand, does not require extra processing in      routers or a signaling protocol, and allows for very simple host      implementations.  Also, it is straightforward for hosts and      routers to simply ignore the flow label.  However, this rule does      appear to exclude any MPLS-like or CATNIP-like use for optimized      packet switching.  Some of the proposed mechanisms described below      contradict this by suggesting that switches should change the flow      label for routing purposes.3.  Documented Proposals for the Flow Label   In the following, we do not intend to recommend or criticize various   proposals.  This section shows the variety of proposals that have   been published, and whether they are compatible with the existing   standard.  These proposals almost all assume that the flow label'sHu & Carpenter                Informational                     [Page 6]

RFC 6294                  Flow Label Use Cases                 June 2011   main purpose is to support QoS, and their flow label mechanisms are   entangled with QoS mechanisms.  We describe the proposals in five   broad, and somewhat overlapping, categories, i.e.,   1.  using pseudo-random flow label values for various purposes (for       example, to improve routing performance when retrieving cached       routing state);   2.  defining specific QoS requirements as parameters embedded in the       flow label field;   3.  using the flow label to control packet switching;   4.  using the flow label specifically to extend the existing       differentiated services QoS architecture;   5.  other uses.   Among the proposals described in the following five sections, various   methods are proposed to set up the flow label value.  It should be   noted that some of these proposals embody novel and perhaps   controversial approaches to QoS provision, and these cannot readily   be separated from their use of the flow label.  We give a reasonable   amount of technical detail for some of the proposals, to show the   extent to which they propose detailed semantics for the flow label   value.3.1.  Specify the Flow Label as a Pseudo-Random Value3.1.1.  End-to-End QoS Provisioning   As our first example, [Lin06] specifies a 17-bit pseudo-random value.   The figure below shows the proposed flow label structure.   o  The Label Flag (LF) bit: 1 means this type of flow label is      present.  We note that this encoding is incompatible with the      dependency prohibition in [RFC3697], since a source that does not      use this method may also set the LF bit.   o  The Label Type (LT): 2 bits; describes the type of packet.   o  The Label Number (LN): randomly generated by the source node.   [Lin06] also describes a signaling process between source, routing,   and destination nodes based on this label structure and on the IPv6   Traffic Class byte, in order to reserve and release router resources   for a given flow within a given class of traffic.  The pseudo-random   LN value is used to uniquely identify a given flow.Hu & Carpenter                Informational                     [Page 7]

RFC 6294                  Flow Label Use Cases                 June 2011   Flow Label Specification (figure simplified from [Lin06])         +--+----+-----------------------------+         | 1| 2  |              17 bits        |         +--+----+-----------------------------+         |LF| LT |              LN             |         +--+----+-----------------------------+   LF   0  Disable        1  Enable   LT  00  Flow label requested by source       01  Flow label returned by destination       10  Flow label for data delivery       11  Flow label terminates connection   LN      Random number created by source3.1.2.  Load-Balancing   There have been numerous informal discussions of using pseudo-random   flow labels to allow load-balancing or at least load-sharing.  This   would be achieved by including the flow label value among the fields   in each packet header used as input to a modulo(N) hash used to   select among N alternative paths.  However, concerns about the   interpretation of the dependency prohibition have generally prevented   such proposals from being written up until recently [Carpenter11].3.1.3.  Security Nonce   Another proposal for a pseudo-random flow label value is [Blake09].   This states that off-path spoofing attacks have become a big issue   for TCP and other transport-layer applications, and proposes that in   IPv6 we should set a random value in the flow label to make the   packet header more complex and less easy for the attacker to guess.   The two ends of the session will agree on flow label values during   the SYN/ACK exchange, but off-path attackers will be unlikely to   guess the agreed value.  Naturally, on-path attackers who can observe   the flow labels in use can trivially defeat this protection.  This   proposal does not involve using the flow label value to retrieve   routing state.3.2.  Specify QoS Parameters in the Flow Label   [Prakash04] proposes to utilize the flow label to indicate required   QoS parameters in detail.  It uses the first few bits of the Flow   Label field as codes to support different approaches, as summarized   in the following table.  Again, this is incompatible with the   dependency prohibition in [RFC3697], since a source that does not use   this method may also set the first two bits to non-zero.Hu & Carpenter                Informational                     [Page 8]

RFC 6294                  Flow Label Use Cases                 June 2011   Classification for various approaches (from [Prakash04])    Bit Pattern   Approach    ------------------------------------------------------------------    00            No QoS requirement (Default QoS value)    01            Pseudo-Random value used for the value of Flow-Label    10            Support for Direct Parametric Representation    1100          Support for the DiffServ Model    1101          Reserved for future use    111           Reserved for future use   This method allows a pseudo-random option but also adds options for a   direct QoS request and for Diffserv.  In the direct QoS parameters   approach, 18 bits are used to encode requirements for one-way delay,   IP delay variation, bandwidth, and one-way packet loss.  The proposal   appears to assume that the Resource Reservation Protocol (RSVP)   [RFC2205] mechanisms are used to actually implement these QoS   parameters.   This proposal allows the use of the flow label for various important   QoS models, so the end user and service provider can choose the most   suitable model for their situation; [Prakash04] claims that "The   proposed approach results in a simple, scalable, modular and generic   implementation to provide for QoS using the IPv6 flow label field".   Similarly, [Lee04] defines the Flow Label field in five parts, with   the first 3 bits used as an approach type.  The authors define two   approaches: a "random" scheme and a "hybrid" scheme.  If the first 3   bits equal "001", the flow label will be used as the random   identifier of the flow, but if they equal "101", the remaining bits   will include a hybrid QoS requirement for this packet, subdivided   into traffic type (stringent or best-effort), bandwidth, buffer, and   delay requirements.  Once again, the dependency prohibition in   [RFC3697] is broken.  This proposal also includes throughput   monitoring and dynamic capacity allocation.  Effectively, this   proposal uses the flow label both to signal Intserv-like QoS   requirements and to classify traffic into Diffserv-like virtual   label-switched paths.  Packets with a "random" flow label are mapped   into a generic (best-effort) virtual path.3.3.  Use Flow Label Hop-by-Hop to Control Switching   [Chakravorty08b] and [Chakravorty08a] describe an architectural   framework called "IPv6 Label Switching Architecture" (6LSA).  In   6LSA, network components identify a flow by looking at the Flow Label   field in the IPv6 packet header; all packets with the same flow label   must receive the same treatment and be sent to the same next hop.   However, 6LSA resembles MPLS by considering that a label only hasHu & Carpenter                Informational                     [Page 9]

RFC 6294                  Flow Label Use Cases                 June 2011   meaning between 6LSA routers and setting the flow label at each hop.   If the original source sets a non-zero flow label, there is no   mechanism to restore it before delivery: a fundamental breach of   [RFC3697].  The authors of [Chakravorty08b] did at one stage discuss   using an IPv6 hop-by-hop option to correct this problem, but this has   not been documented.  This is a more serious incompatibility than   simply breaking the dependency prohibition.   Unlike traditional routing algorithms, but like MPLS, 6LSA packets   are classified into a Forwarding Equivalence Class (FEC), and routers   forward packets on different paths by looking at the FEC.  Like   previous solutions, this solution divides the Flow Label field into   three parts.  The first 3 bits identify the FEC, which will help the   router or 6LSA nodes to group the IP packets that receive the same   forwarding treatment and forward them on the same virtual path.  The   following 4 bits describe the application type, and the final 13 bits   (defined by each node or a group of nodes) specify the hop-specific   label.  From the table below, we can see the FEC has 6 major   categories, each with up to 16 subcategories.Hu & Carpenter                Informational                    [Page 10]

RFC 6294                  Flow Label Use Cases                 June 2011   Flow Label Specification (shortened from [Chakravorty08b])   +--------------------------+-------------+--------------------------+   | FEC (First 3 Bits)       | Next 4 Bits | Purpose                  |   +--------------------------+-------------+--------------------------+   | No FEC (000)             | 0000        |                          |   | Domain Specific (000)    | 0001 - 1111 |                          |   | ------------------------ |             |                          |   | VPN (001)                | 0001        | (IPSec - Tunnel Mode)    |   |                          | 0010        | (IPSec - Transport Mode) |   |                          | 0011        | (Special Encryption)     |   |                          | 0100        | (VRF)                    |   |                          | 0101        | (End Network Specific)   |   |                          | 0110 - 1111 | (Reserved)               |   | ------------------------ |             |                          |   | TE Subset/               | 0001        | (DiffServ)               |   | QoS Enhancement (010)    | 0010        | (RSVP)                   |   . . .   |                          | 1111        | (Reserved)               |   | ------------------------ |             |                          |   | Encapsulation (011)      | 0001        | (IPv6 in IPv6)           |   |                          | 0010        | (IPv4 in IPv6)           |   |                          | 0011        | (Other in IPv6)          |   |                          | 0100        | (Enterprise Specific)    |   |                          | 0101 - 1111 | (Reserved)               |   | ------------------------ |             |                          |   | Enterprise Specific(111) | 0000 - 1111 | (Reserved)               |   +--------------------------+-------------+--------------------------+   The authors claim that fast switching using 20-bit labels instead of   128-bit IPv6 addresses will provide memory and processing savings, as   well as network management advantages.  "It also allows a network   management entity updating available label tables, across the network   to reduce man-in-the-middle attacks [sic]" [Chakravorty08b].   We note that a similar proposal for QoS-based switching of IPv6   packets [Roberts05] is designed to use a hop-by-hop option, which has   not so far been allocated by the IETF.  Proposals related to this   have been discussed by the Telecommunications Industry Association   and the ITU-T [Adams08].   We also note that router lookup efficiency was a major concern at the   time when Clark first proposed a flow label [Deering93], but with the   advent of very large scale integrated circuits capable of rapid   lookup in a routing table, most vendors no longer express such   concern.Hu & Carpenter                Informational                    [Page 11]

RFC 6294                  Flow Label Use Cases                 June 20113.4.  Diffserv Use of IPv6 Flow Label   [Banerjee02] uses the Flow Label field as a replacement for the IPv6   Traffic Class field; this proposal suggests the incoming flow label   can indicate the QoS requirement by matching a Diffserv classifier.   The authors have used the first three bits to indicate this, and the   following 16 bits to indicate a Differentiated Services Per-Hop   Behavior Identification code (Diffserv PHB-ID) [RFC3140]; the last   bit is reserved for future use.  This method too breaks the   dependency prohibition in [RFC3697].   [Beckman07a] blends the flow label as an MPLS-like switching tag with   Diffserv.  Unlike 6LSA, the method attempts to bypass the dependency   prohibition by using one bit in the Diffserv Code Point [RFC2474] to   indicate that the flow label is a switching tag.  In this way, a   router can determine whether the flow label conforms to [RFC3697] or   to [Beckman07a].  In [Beckman07b], the same author proposes using the   flow label as a way of compressing IPv6 headers by hashing the   addresses into the flow label, again using the Diffserv Code Point to   mark the packets accordingly.3.5.  Other Uses   The Integrated Services QoS architecture [RFC1633] specifies that the   flow label may be used as a packet filter [RFC2205].  At least one   implementation supported this [Braden10].   We are not aware of any proposals combining the flow label with the   Next Steps in Signaling (NSIS) [RFC4080] architecture.   [Donley11] proposes a use case whereby certain flows encapsulated in   a particular type of IPv4-in-IPv6 tunnel would be distinguished at   the remote end of the tunnel by a specific flow label value.  This   would allow a service provider to deliver a tailored quality of   service.  This usage appears to be completely compatible with   [RFC3697].   There has been some discussion of possible flow label use in both the   ROLL (Routing Over Low power and Lossy networks) [RPL-07] and MEXT   (Mobility EXTensions for IPv6) working groups of the IETF.  Such uses   tend to encode specific local meanings or routing-related tags in the   label, so they appear to infringe the dependency prohibition or the   immutability of the Flow Label field.  The ROLL group has indeed most   recently opted not to use the Flow Label field for these reasons,   despite having to add the undesirable overhead of an IPv6 hop-by-hop   option instead [RPL].  Similarly, MEXT has defined a new mobility   option to support flow bindings [RFC6089] rather than using the IPv6   Flow Label field.Hu & Carpenter                Informational                    [Page 12]

RFC 6294                  Flow Label Use Cases                 June 20114.  Conclusion   Three aspects of the current standard [RFC3697] have caused problems   for many designers:   1.  The immutability of labels   2.  "Nodes MUST NOT assume any mathematical or other properties of       the Flow Label"   3.  "Router performance SHOULD NOT be dependent on the distribution       of the Flow Label values"   Taken together, these rules essentially forbid any encoding of the   semantics of a flow, or of any information about its path, in the   flow label.  This was intentional, in accordance with the stateless   nature of the Internet architecture and with the end-to-end principle   [Saltzer84], [RFC3724].  It was also felt that QoS encoding via   Diffserv was sufficient and that the requirement for high-speed   switching could be met by MPLS.  But this means that the majority of   the proposals described above breach the standard and the intent of   the standard.  The authors often appear to be using the flow label   either as an MPLS-like switching handle or as an encoded QoS signal.   In contrast, a few documents mentioned above do appear to respect the   rules ofRFC 3697.  These are [Blake09], [Donley11], [Carpenter11],   [Beckman07a], and [Beckman07b].  Additionally, [Lin06] would have   joined this list if it had not assigned three flag bits in the Flow   Label field.  Although predatingRFC 3697, the Integrated Services   usage [RFC2205] also seems to be compatible.   What would other designers need to do, if they wish to respectRFC 3697?  There appear to be two choices.  One is to simply accept   the existing rules at face value, as in the proposals just listed.   This limits the application of the flow label.  It can, for example,   be used as a nonce or as part of the material for a hash used to   share load among alternate paths.  It cannot be the only material for   such a hash, because of the dependency prohibition.  The flow label   could also be used consistently withRFC 3697, if an application   designer so chose, as a way to associate all packets belonging to a   given application session between two hosts, across multiple   transport sessions.  This, however, would presumably exclude using   the flow label to govern routing decisions in any way, and would have   widespread implications that have never been explored.   The other choice, for designers who wish to use the flow label to   control switching or QoS directly, is to bypass the rules within a   given domain (a set of cooperating nodes) in a way that nodes outsideHu & Carpenter                Informational                    [Page 13]

RFC 6294                  Flow Label Use Cases                 June 2011   the domain cannot detect.  In this case, any deviation fromRFC 3697   has no possible effect outside the domain in question.   An example scheme to emulate the immutability of labels is as   follows.  Within the domain, all hosts set the label to zero, the   routers set and interpret the label in any way they wish, and the   last-hop router always sets the label back to zero.  If a packet   arrives from outside the domain with a non-zero label, there is a   method (such as a special Diffserv code point) to mark this packet so   that its label would be ignored and delivered unchanged.  An   alternative approach would be to define a hop-by-hop option to carry   the original flow label across the domain, so that it could be   changed within the domain but restored before forwarding the packet   beyond the domain.   If a domain allows mutable labels in such a way, it may safely ignore   the dependency prohibition, and it may set the bits in the label   according to locally defined rules.  Within the domain, the label   could be used as desired, and most of the proposed designs discussed   above could be "rescued".   However, given the considerable number of designers who have proposed   solutions incompatible withRFC 3697, the relatively few designs   using the standard rules, and the failure of designs such as ROLL and   MEXT to make use of the flow label, it seems reasonable to ask   whether theRFC 3697 standard has value.5.  Security Considerations   The flow label is not protected in any way and can be forged by an   on-path attacker.  Off-path attackers may be able to guess a valid   flow label unless a pseudo-random value is used.  Specific usage   models for the flow label need to allow for these exposures.  For   further discussion, see [RFC3697].6.  Acknowledgements   An invaluable review of this document was performed by Bob Braden.   Helpful comments were made by Sheng Jiang.7.  Informative References   [Adams08]  Adams, J., Joung, J., and J. Song, "Progress and future              development of Flow State Aware standards, and a proposal              for alerting nodes or end-systems on data related to a              flow", Work in Progress, June 2008.Hu & Carpenter                Informational                    [Page 14]

RFC 6294                  Flow Label Use Cases                 June 2011   [Amante11] Amante, S., Carpenter, B., and S. Jiang, "Rationale for              update to the IPv6 flow label specification", Work              in Progress, May 2011.   [Banerjee02]              Banerjee, R., Malhotra, S., and M. M, "A Modified              Specification for use of the IPv6 Flow Label for providing              An efficient Quality of Service using a hybrid approach",              Work in Progress, April 2002.   [Beckman07a]              Beckman, M.,"IPv6 Dynamic Flow Label Switching (FLS)",              Work in Progress, February 2007.   [Beckman07b]              Beckman, M., "IPv6 Header Compression via Addressing              Mitigation Protocol (IPv6 AMP)", Work in Progress,              November 2006.   [Blake09]  Blake, S., "Use of the IPv6 Flow Label as a Transport-              Layer Nonce to Defend Against Off-Path Spoofing Attacks",              Work in Progress, October 2009.   [Braden10] Braden, R., "Private Communication", 2010.   [Carpenter02]              Carpenter, B. and K. Nichols, "Differentiated Services in              the Internet", Proc IEEE 90 (9) 1479-1494, 2002.   [Carpenter11]              Carpenter, B. and S. Amante, "Using the IPv6 flow label              for equal cost multipath routing and link aggregation in              tunnels", Work in Progress, May 2011.   [Chakravorty08a]              Chakravorty, S., "Challenges of IPv6 Flow Label              implementation", Proc IEEE MILCOM2008, 2008.   [Chakravorty08b]              Chakravorty, S., Bush, J., and J. Bound, "IPv6 Label              Switching Architecture", Work in Progress, July 2008.   [Conta01a] Conta, A. and B. Carpenter, "A proposal for the IPv6 Flow              Label Specification", Work in Progress, July 2001.Hu & Carpenter                Informational                    [Page 15]

RFC 6294                  Flow Label Use Cases                 June 2011   [Conta01b] Conta, A. and J. Rajahalme, "A model for Diffserv use of              the IPv6 Flow Label Specification", Work in Progress,              November 2001.   [Deering93]              Deering, S., "SIPP Overview and Issues", Minutes of the              Joint Sessions of the SIP and PIP Working Groups,              November 1993.   [Donley11] Donley, C. and K. Erichsen, "Using the Flow Label with              Dual-Stack Lite", Work in Progress, January 2011.   [Hagino01] Hagino, J.,"Socket API for IPv6 flow label field", Work              in Progress, April 2001.   [Lee04]    Lee, I. and S. Kim, "A QoS Improvement Scheme for Real-              Time Traffic Using IPv6 Flow Labels", Lecture Notes in              Computer Science Vol. 3043, 2004.   [Lin06]    Lin, C., Tseng, P., and W. Hwang, "End-to-End QoS              Provisioning by Flow Label in IPv6", JCIS , 2006.   [Metzler00]              Metzler, J. and S. Hauth, "An end-to-end usage of the IPv6              flow label", Work in Progress, November 2000.   [Prakash04]              Prakash, B., "Using the 20 bit flow label field in the              IPv6 header to indicate desirable quality of service on              the internet", University of Colorado (M.Sc. Thesis),              2004.   [RFC1633]  Braden, R., Clark, D., and S. Shenker, "Integrated              Services in the Internet Architecture: an Overview",RFC 1633, June 1994.   [RFC1707]  McGovern, M. and R. Ullmann, "CATNIP: Common Architecture              for the Internet",RFC 1707, October 1994.   [RFC1710]  Hinden, R., "Simple Internet Protocol Plus White Paper",RFC 1710, October 1994.   [RFC1752]  Bradner, S. and A. Mankin, "The Recommendation for the IP              Next Generation Protocol",RFC 1752, January 1995.Hu & Carpenter                Informational                    [Page 16]

RFC 6294                  Flow Label Use Cases                 June 2011   [RFC1809]  Partridge, C., "Using the Flow Label Field in IPv6",RFC 1809, June 1995.   [RFC1883]  Deering, S. and R. Hinden, "Internet Protocol, Version 6              (IPv6) Specification",RFC 1883, December 1995.   [RFC2205]  Braden, R., Ed., Zhang, L., Berson, S., Herzog, S., and S.              Jamin, "Resource ReSerVation Protocol (RSVP) -- Version 1              Functional Specification",RFC 2205, September 1997.   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6              (IPv6) Specification",RFC 2460, December 1998.   [RFC2474]  Nichols, K., Blake, S., Baker, F., and D. Black,              "Definition of the Differentiated Services Field (DS              Field) in the IPv4 and IPv6 Headers",RFC 2474,              December 1998.   [RFC3031]  Rosen, E., Viswanathan, A., and R. Callon, "Multiprotocol              Label Switching Architecture",RFC 3031, January 2001.   [RFC3140]  Black, D., Brim, S., Carpenter, B., and F. Le Faucheur,              "Per Hop Behavior Identification Codes",RFC 3140,              June 2001.   [RFC3697]  Rajahalme, J., Conta, A., Carpenter, B., and S. Deering,              "IPv6 Flow Label Specification",RFC 3697, March 2004.   [RFC3724]  Kempf, J., Ed., Austein, R., Ed., and IAB, "The Rise of              the Middle and the Future of End-to-End: Reflections on              the Evolution of the Internet Architecture",RFC 3724,              March 2004.   [RFC4080]  Hancock, R., Karagiannis, G., Loughney, J., and S. Van den              Bosch, "Next Steps in Signaling (NSIS): Framework",RFC 4080, June 2005.   [RFC6089]  Tsirtsis, G., Soliman, H., Montavont, N., Giaretta, G.,              and K. Kuladinithi, "Flow Bindings in Mobile IPv6 and              Network Mobility (NEMO) Basic Support",RFC 6089,              January 2011.   [RPL]      Winter, T., Ed., Thubert, P., Ed., Brandt, A., Clausen,              T., Hui, J., Kelsey, R., Levis, P., Pister, K., Struik,              R., and J. Vasseur, "RPL: IPv6 Routing Protocol for Low              power and Lossy Networks", Work in Progress, March 2011.Hu & Carpenter                Informational                    [Page 17]

RFC 6294                  Flow Label Use Cases                 June 2011   [RPL-07]   Winter, T., Ed. and P. Thubert, Ed., "RPL: IPv6 Routing              Protocol for Low power and Lossy Networks", Work              in Progress, March 2010.   [Roberts05]              Roberts, L. and J. Harford, "In-Band QoS Signaling for              IPv6", Work in Progress, July 2005.   [Saltzer84]              Saltzer, J., Reed, D., and D. Clark, "End-To-End Arguments              in System Design", ACM TOCS 2 (4) 277-288, 1984.Authors' Addresses   Qinwen Hu   Department of Computer Science   University of Auckland   PB 92019   Auckland  1142   New Zealand   EMail: qhu009@aucklanduni.ac.nz   Brian Carpenter   Department of Computer Science   University of Auckland   PB 92019   Auckland  1142   New Zealand   EMail: brian.e.carpenter@gmail.comHu & Carpenter                Informational                    [Page 18]

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