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BEST CURRENT PRACTICE
Internet Engineering Task Force (IETF)                           F. GontRequest for Comments: 6191                                       UK CPNIBCP: 159                                                      April 2011Category: Best Current PracticeISSN: 2070-1721Reducing the TIME-WAIT State Using TCP TimestampsAbstract   This document describes an algorithm for processing incoming SYN   segments that allows higher connection-establishment rates between   any two TCP endpoints when a TCP Timestamps option is present in the   incoming SYN segment.  This document only modifies processing of SYN   segments received for connections in the TIME-WAIT state; processing   in all other states is unchanged.Status of This Memo   This memo documents an Internet Best Current Practice.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   BCPs is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc6191.Copyright Notice   Copyright (c) 2011 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Gont                      Best Current Practice                 [Page 1]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .22.  Improved Processing of Incoming Connection Requests  . . . . .33.  Interaction with Various Timestamp Generation Algorithms . . .64.  Interaction with Various ISN Generation Algorithms . . . . . .75.  Security Considerations  . . . . . . . . . . . . . . . . . . .76.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .77.  References . . . . . . . . . . . . . . . . . . . . . . . . . .87.1.  Normative References . . . . . . . . . . . . . . . . . . .87.2.  Informative References . . . . . . . . . . . . . . . . . .8Appendix A.  Behavior of the Proposed Mechanism in Specific                Scenarios . . . . . . . . . . . . . . . . . . . . . .10A.1.  Connection Request after System Reboot . . . . . . . . . .101.  Introduction   The Timestamps option, specified inRFC 1323 [RFC1323], allows a TCP   to include a timestamp value in its segments that can be used to   perform two functions: Round-Trip Time Measurement (RTTM) and   Protection Against Wrapped Sequences (PAWS).   For the purpose of PAWS, the timestamps sent on a connection are   required to be monotonically increasing.  While there is no   requirement that timestamps are monotonically increasing across TCP   connections, the generation of timestamps such that they are   monotonically increasing across connections between the same two   endpoints allows the use of timestamps for improving the handling of   SYN segments that are received while the corresponding four-tuple is   in the TIME-WAIT state.  That is, the Timestamps option could be used   to perform heuristics to determine whether to allow the creation of a   new incarnation of a connection that is in the TIME-WAIT state.Gont                      Best Current Practice                 [Page 2]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011   This use of TCP timestamps is simply an extrapolation of the use of   Initial Sequence Numbers (ISNs) for the same purpose, as allowed byRFC 1122 [RFC1122], and it has been incorporated in a number of TCP   implementations, such as that included in the Linux kernel [Linux].   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].2.  Improved Processing of Incoming Connection Requests   In a number of scenarios, a socket pair may need to be reused while   the corresponding four-tuple is still in the TIME-WAIT state in a   remote TCP peer.  For example, a client accessing some service on a   host may try to create a new incarnation of a previous connection,   while the corresponding four-tuple is still in the TIME-WAIT state at   the remote TCP peer (the server).  This may happen if the ephemeral   port numbers are being reused too quickly, either because of a bad   policy of selection of ephemeral ports, or simply because of a high   connection rate to the corresponding service.  In such scenarios, the   establishment of new connections that reuse a four-tuple that is in   the TIME-WAIT state would fail.  This problem is discussed in detail   in [INFOCOM-99].   In order to avoid this problem,Section 4.2.2.13 of RFC 1122   [RFC1122] states that when a connection request is received with a   four-tuple that is in the TIME-WAIT state, the connection request may   be accepted if the sequence number of the incoming SYN segment is   greater than the last sequence number seen on the previous   incarnation of the connection (for that direction of the data   transfer).  The goal of this requirement is to prevent the overlap of   the sequence number spaces of the old and new incarnations of the   connection so that segments from the old incarnation are not accepted   as valid by the new incarnation.   The same policy may be extrapolated to TCP timestamps.  That is, when   a connection request is received with a four-tuple that is in the   TIME-WAIT state, the connection request could be accepted if the   timestamp of the incoming SYN segment is greater than the last   timestamp seen on the previous incarnation of the connection (for   that direction of the data transfer).   The following paragraphs summarize the processing of SYN segments   received for connections in the TIME-WAIT state.  The processing of   SYN segments received for connections in all other states is   unchanged.  Both the ISN (Initial Sequence Number) and the TimestampsGont                      Best Current Practice                 [Page 3]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011   option (if present) of the incoming SYN segment are included in the   heuristics performed for allowing a high connection-establishment   rate.   Processing of SYN segments received for connections in the TIME-WAIT   state SHOULD occur as follows:   o  If the previous incarnation of the connection used Timestamps,      then:      *  If TCP Timestamps would be enabled for the new incarnation of         the connection, and the timestamp contained in the incoming SYN         segment is greater than the last timestamp seen on the previous         incarnation of the connection (for that direction of the data         transfer), honor the connection request (creating a connection         in the SYN-RECEIVED state).      *  If TCP Timestamps would be enabled for the new incarnation of         the connection, the timestamp contained in the incoming SYN         segment is equal to the last timestamp seen on the previous         incarnation of the connection (for that direction of the data         transfer), and the Sequence Number of the incoming SYN segment         is greater than the last sequence number seen on the previous         incarnation of the connection (for that direction of the data         transfer), honor the connection request (creating a connection         in the SYN-RECEIVED state).      *  If TCP Timestamps would not be enabled for the new incarnation         of the connection, but the Sequence Number of the incoming SYN         segment is greater than the last sequence number seen on the         previous incarnation of the connection (for the same direction         of the data transfer), honor the connection request (creating a         connection in the SYN-RECEIVED state).      *  Otherwise, silently drop the incoming SYN segment, thus leaving         the previous incarnation of the connection in the TIME-WAIT         state.   o  If the previous incarnation of the connection did not use      Timestamps, then:      *  If TCP Timestamps would be enabled for the new incarnation of         the connection, honor the incoming connection request (creating         a connection in the SYN-RECEIVED state).Gont                      Best Current Practice                 [Page 4]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011      *  If TCP Timestamps would not be enabled for the new incarnation         of the connection, but the Sequence Number of the incoming SYN         segment is greater than the last sequence number seen on the         previous incarnation of the connection (for the same direction         of the data transfer), honor the incoming connection request         (creating a connection in the SYN-RECEIVED state).      *  Otherwise, silently drop the incoming SYN segment, thus leaving         the previous incarnation of the connection in the TIME-WAIT         state.   Note:      In the above explanation, the phrase "TCP Timestamps would be      enabled for the new incarnation for the connection" means that the      incoming SYN segment contains a TCP Timestamps option (i.e., the      client has enabled TCP Timestamps), and that the SYN/ACK segment      that would be sent in response to it would also contain a      Timestamps option (i.e., the server has enabled TCP Timestamps).      In such a scenario, TCP Timestamps would be enabled for the new      incarnation of the connection.      The "last sequence number seen on the previous incarnation of the      connection (for the same direction of the data transfer)" refers      to the last sequence number used by the previous incarnation of      the connection (for the same direction of the data transfer), and      not to the last value seen in the Sequence Number field of the      corresponding segments.  That is, it refers to the sequence number      corresponding to the FIN flag of the previous incarnation of the      connection, for that direction of the data transfer.   Many implementations do not include the TCP Timestamps option when   performing the above heuristics, thus imposing stricter constraints   on the generation of Initial Sequence Numbers, the average data   transfer rate of the connections, and the amount of data transferred   with them.RFC 793 [RFC0793] states that the ISN generator should be   incremented roughly once every four microseconds (i.e., roughly   250,000 times per second).  As a result, any connection that   transfers more than 250,000 bytes of data at more than 250 kilobytes/   second could lead to scenarios in which the last sequence number seen   on a connection that moves into the TIME-WAIT state is still greater   than the sequence number of an incoming SYN segment that aims at   creating a new incarnation of the same connection.  In those   scenarios, the ISN heuristics would fail, and therefore the   connection request would usually time out.  By including the TCP   Timestamps option in the heuristics described above, all these   constraints are greatly relaxed.Gont                      Best Current Practice                 [Page 5]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011   It is clear that the use of TCP timestamps for the heuristics   described above benefit from timestamps that are monotonically   increasing across connections between the same two TCP endpoints.   Note:      The upcoming revision ofRFC 1323, [1323bis], recommends the      selection of timestamps such that they are monotonically      increasing across connections.  An example of such a timestamp      generation scheme can be found in [TS-Generation].3.  Interaction with Various Timestamp Generation Algorithms   The algorithm proposed inSection 2 clearly benefits from timestamps   that are monotonically increasing across connections to the same   endpoint.  In particular, generation of timestamps such that they are   monotonically increasing is important for TCP instances that perform   the active open, as those are the timestamps that will be used for   the proposed algorithm.   While monotonically increasing timestamps ensure that the proposed   algorithm will be able to reduce the TIME-WAIT state of a previous   incarnation of a connection, implementation of the algorithm (by   itself) does not imply a requirement on the timestamp generation   algorithm of other TCP implementations.   In the worst-case scenario, an incoming SYN corresponding to a new   incarnation of a connection in the TIME-WAIT contains a timestamp   that is smaller than the last timestamp seen on the previous   incarnation of the connection, the heuristics fail, and the result is   no worse than the current state of affairs.  That is, the SYN segment   is ignored (as specified in [RFC1337]), and thus the connection   request times out, or is accepted after future retransmissions of the   SYN.   Some stacks may implement timestamp generation algorithms that do not   lead to monotonically increasing timestamps across connections with   the same remote endpoint.  An example of such algorithms is the one   described in [RFC4987] and [Opperman], which allows the   implementation of extended TCP SYN cookies.   Note:      It should be noted that the "extended TCP SYN cookies" could      coexist with an algorithm for generating timestamps such that they      are monotonically increasing.  Monotonically increasing timestamps      could be generated for TCP instances that perform the active open,      while timestamps for TCP instances that perform the passive open      could be generated according to [Opperman].Gont                      Best Current Practice                 [Page 6]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011   Some stacks (notably OpenBSD) implement timestamp randomization   algorithms which do not result in monotonically increasing ISNs   across connections.  As noted in [Silbersack], such randomization   schemes may prevent the mechanism proposed in this document from   recycling connections that are in the TIME-WAIT state.  However, as   noted earlier in this section in the worst-case scenario, the   heuristics fail, and the result is no worse than the current state of   affairs.4.  Interaction with Various ISN Generation Algorithms   [RFC0793] suggests that the ISNs of TCP connections be generated from   a global timer, such that they are monotonically increasing across   connections.  However, this ISN-generation scheme leads to   predictable ISNs, which have well-known security implications   [CPNI-TCP].  [RFC1948] proposes an alternative ISN-generation scheme   that results in monotonically increasing ISNs across connections that   are not easily predictable by an off-path attacker.   Some stacks (notably OpenBSD) implement ISN randomization algorithms   which do not result in monotonically increasing ISNs across   connections.  As noted in [Silbersack], such ISN randomization   schemes break BSD's improved handling of SYN segments received for   connections that are in the TIME-WAIT state.   An implementation of the mechanism proposed in this document would   enable recycling of the TIME-WAIT state even in the presence of ISNs   that are not monotonically increasing across connections, except when   the timestamp contained in the incoming SYN is equal to the last   timestamp seen on the connection in the TIME-WAIT state (for that   direction of the data transfer).5.  Security Considerations   [TCP-Security] contains a detailed discussion of the security   implications of TCP Timestamps and of different timestamp generation   algorithms.6.  Acknowledgements   This document is based on part of the contents of the technical   report "Security Assessment of the Transmission Control Protocol   (TCP)" [CPNI-TCP] written by Fernando Gont on behalf of the United   Kingdom's Centre for the Protection of National Infrastructure (UK   CPNI).Gont                      Best Current Practice                 [Page 7]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011   The author of this document would like to thank (in alphabetical   order) Mark Allman, Francis Dupont, Wesley Eddy, Lars Eggert, John   Heffner, Alfred Hoenes, Christian Huitema, Eric Rescorla, Joe Touch,   and Alexander Zimmermann for providing valuable feedback on an   earlier version of this document.   Additionally, the author would like to thank David Borman for a   fruitful discussion on TCP Timestamps at IETF 73.   Finally, the author would like to thank the United Kingdom's Centre   for the Protection of National Infrastructure (UK CPNI) for their   continued support.   Fernando Gont's attendance to IETF meetings was supported by ISOC's   "Fellowship to the IETF" program.7.  References7.1.  Normative References   [RFC0793]        Postel, J., "Transmission Control Protocol", STD 7,RFC 793, September 1981.   [RFC1122]        Braden, R., "Requirements for Internet Hosts -                    Communication Layers", STD 3,RFC 1122,                    October 1989.   [RFC1323]        Jacobson, V., Braden, B., and D. Borman, "TCP                    Extensions for High Performance",RFC 1323,                    May 1992.   [RFC2119]        Bradner, S., "Key words for use in RFCs to Indicate                    Requirement Levels",BCP 14,RFC 2119, March 1997.7.2.  Informative References   [1323bis]        Borman, D., Braden, R., and V. Jacobson, "TCP                    Extensions for High Performance", Work in Progress,                    March 2009.   [CPNI-TCP]       CPNI, "Security Assessment of the Transmission                    Control Protocol (TCP)", 2009,                    <http://www.cpni.gov.uk/Docs/tn-03-09-security-assessment-TCP.pdf>.   [INFOCOM-99]     Faber, T., Touch, J., and W. Yue, "The TIME-WAIT                    state in TCP and Its Effect on Busy Servers", Proc.                    IEEE Infocom, 1999, pp. 1573-1583.Gont                      Best Current Practice                 [Page 8]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011   [Linux]          Linux Kernel Organization, "The Linux Kernel                    Archives", <http://www.kernel.org>.   [Opperman]       Oppermann, A., "FYI: Extended TCP syncookies in                    FreeBSD-current", post to the tcpm mailing list,                    September 2006, <http://www.ietf.org/mail-archive/web/tcpm/current/msg02251.html>.   [RFC1337]        Braden, B., "TIME-WAIT Assassination Hazards in                    TCP",RFC 1337, May 1992.   [RFC1948]        Bellovin, S., "Defending Against Sequence Number                    Attacks",RFC 1948, May 1996.   [RFC4987]        Eddy, W., "TCP SYN Flooding Attacks and Common                    Mitigations",RFC 4987, August 2007.   [Silbersack]     Silbersack, M., "Improving TCP/IP security through                    randomization without sacrificing interoperability",                    EuroBSDCon 2005.   [TCP-Security]   Gont, F., "Security Assessment of the Transmission                    Control Protocol (TCP)", Work in Progress,                    January 2011.   [TS-Generation]  Gont, F. and A. Oppermann, "On the generation of TCP                    timestamps", Work in Progress, June 2010.Gont                      Best Current Practice                 [Page 9]

RFC 6191        Reducing TIME-WAIT State with Timestamps      April 2011Appendix A.  Behavior of the Proposed Mechanism in Specific ScenariosA.1.  Connection Request after System Reboot   This section clarifies how this algorithm would operate in case a   computer reboots, keeps the same IP address, loses memory of the   previous timestamps, and then tries to reestablish a previous   connection.   Firstly, as specified in [RFC0793], hosts must not establish new   connections for a period of 2*MSL (Maximum Segment Lifetime) after   they boot (this is the "quiet time" concept).  As a result, in terms   of specifications, this scenario should never occur.   If a host does not comply with the "quiet time concept", a connection   request might be sent to a remote host while there is a previous   incarnation of the same connection in the TIME-WAIT state at the   remote host.  In such a scenario, as a result of having lost memory   of previous timestamps, the resulting timestamps might not be   monotonically increasing, and hence the proposed algorithm might be   unable to recycle the previous incarnation of the connection that is   in the TIME-WAIT state.  This case corresponds to the current state   of affairs without the algorithm proposed in this document.Author's Address   Fernando Gont   UK Centre for the Protection of National Infrastructure   EMail: fernando@gont.com.ar   URI:http://www.cpni.gov.ukGont                      Best Current Practice                [Page 10]

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