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Internet Engineering Task Force (IETF)                    F. Le FaucheurRequest for Comments: 5946                                         CiscoUpdates:2205                                                  J. MannerCategory: Standards Track                               Aalto UniversityISSN: 2070-1721                                             A. Narayanan                                                                   Cisco                                                              A. Guillou                                                                     SFR                                                                H. Malik                                                                  Airtel                                                            October 2010Resource Reservation Protocol (RSVP) Extensionsfor Path-Triggered RSVP Receiver ProxyAbstract   Resource Reservation Protocol (RSVP) signaling can be used to make   end-to-end resource reservations in an IP network in order to   guarantee the Quality of Service (QoS) required by certain flows.   With conventional RSVP, both the data sender and receiver of a given   flow take part in RSVP signaling.  Yet, there are many use cases   where resource reservation is required, but the receiver, the sender,   or both, is not RSVP-capable.  Where the receiver is not RSVP-   capable, an RSVP router may behave as an RSVP Receiver Proxy, thereby   performing RSVP signaling on behalf of the receiver.  This allows   resource reservations to be established on the segment of the end-to-   end path from the sender to the RSVP Receiver Proxy.  However, as   discussed in the companion document "RSVP Proxy Approaches", RSVP   extensions are needed to facilitate operations with an RSVP Receiver   Proxy whose signaling is triggered by receipt of RSVP Path messages   from the sender.  This document specifies these extensions.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5946.Le Faucheur, et al.          Standards Track                    [Page 1]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Le Faucheur, et al.          Standards Track                    [Page 2]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010Table of Contents1. Introduction ....................................................41.1. Conventions Used in This Document ..........................72. Terminology .....................................................73. RSVP Extensions for Sender Notification .........................83.1. Sender Notification via PathErr Message ...................113.1.1. Composition of SESSION and Sender Descriptor .......143.1.2. Composition of ERROR_SPEC ..........................143.1.3. Use of Path_State_Removed Flag .....................153.1.4. Use of PathErr by Regular Receivers ................163.2. Sender Notification via Notify Message ....................174. Mechanisms for Maximizing the Reservation Span .................234.1. Dynamic Discovery of Downstream RSVP Functionality ........244.2. Receiver Proxy Control Policy Element .....................264.2.1. Default Handling ...................................295. Security Considerations ........................................29      5.1. Security Considerations for the Sender           Notification via Notify Message ...........................30      5.2. Security Considerations for the Receiver Proxy           Control Policy Element ....................................316. IANA Considerations ............................................326.1. RSVP Error Codes ..........................................326.2. Policy Element ............................................327. Acknowledgments ................................................338. References .....................................................338.1. Normative References ......................................338.2. Informative References ....................................34Le Faucheur, et al.          Standards Track                    [Page 3]

RFC 5946             RSVP Receiver Proxy Extensions         October 20101.  Introduction   Guaranteed Quality of Service (QoS) for some applications with tight   QoS requirements may be achieved by reserving resources in each node   on the end-to-end path.  The main IETF protocol for these resource   reservations is the Resource Reservation Protocol (RSVP), as   specified in [RFC2205].  RSVP does not require that all intermediate   nodes support RSVP, but it assumes that both the sender and the   receiver of the data flow support RSVP.  However, there are   environments where it would be useful to be able to reserve resources   for a flow (at least a subset of the flow path) even when the sender   or the receiver (or both) is not RSVP-capable.   Since both the data sender and receiver may be unaware of RSVP, there   are two types of RSVP Proxies.  In the first case, an entity in the   network needs to invoke RSVP on behalf of the data sender and thus   generate RSVP Path messages, and eventually receive, process, and   sink Resv messages.  We refer to this entity as the RSVP Sender   Proxy.  In the second case, an entity in the network needs to operate   RSVP on behalf of the receiver and thus receive Path messages sent by   a data sender (or by an RSVP Sender Proxy), and reply to those with   Resv messages generated on behalf of the data receiver(s).  We refer   to this entity as the RSVP Receiver Proxy.   RSVP Proxy approaches are presented in [RFC5945].  That document also   discusses, for each approach, how the reservations controlled by the   RSVP Proxy can be synchronized with the application requirements   (e.g., when to establish, maintain, and tear down the RSVP   reservation to satisfy application requirements).   One RSVP Proxy approach is referred to as the Path-Triggered RSVP   Receiver Proxy approach.  With this approach, the RSVP Receiver Proxy   uses the RSVP Path messages generated by the sender (or RSVP Sender   Proxy) as the cue for establishing the RSVP reservation on behalf of   the non-RSVP-capable receiver(s).  The RSVP Receiver Proxy is   effectively acting as an intermediary making reservations (on behalf   of the receiver) under the sender's control (or RSVP Sender Proxy's   control).  This somewhat changes the usual RSVP reservation model   where reservations are normally controlled by receivers.  Such a   change greatly facilitates operations in the scenario of interest   here, which is where the receiver is not RSVP-capable.  Indeed it   allows the RSVP Receiver Proxy to remain application-unaware by   taking advantage of the application awareness and RSVP awareness of   the sender (or RSVP Sender Proxy).   Since the synchronization between an RSVP reservation and an   application is now effectively performed by the sender (or RSVP   Sender Proxy), it is important that the sender (or RSVP Sender Proxy)Le Faucheur, et al.          Standards Track                    [Page 4]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   is aware of the reservation state.  However, as conventional RSVP   assumes that the reservation is to be controlled by the receiver,   some notifications about reservation state (notably the error message   sent in the case of admission control rejection of the reservation)   are only sent towards the receiver and therefore, in our case, sunk   by the RSVP Receiver Proxy.Section 3 of this document specifies   extensions to RSVP procedures allowing such notifications to be also   conveyed towards the sender.  This facilitates synchronization by the   sender (or RSVP Sender Proxy) between the RSVP reservation and the   application requirements, and it facilitates sender-driven control of   reservation in scenarios involving a Path-Triggered RSVP Receiver   Proxy.   With unicast applications in the presence of RSVP Receiver Proxies,   if the sender is notified about the state of the reservation towards   the receiver (as enabled by this document), the sender is generally   in a good position to synchronize the reservation with the   application and to perform efficient sender-driven reservation: the   sender can control the establishment or removal of the reservation   towards the receiver by sending Path or PathTear messages,   respectively.  For example, if the sender is notified that the   reservation for a point-to-point audio session towards the receiver   is rejected, the sender may trigger rejection of the session at the   application layer and may issue a PathTear message to remove any   corresponding RSVP state (e.g., Path states) previously established.   However, we note that multicast applications do not always coexist   well with RSVP Receiver Proxies, since sender notification about   reservation state towards each RSVP Receiver Proxy may not be   sufficient to achieve tight application-level synchronization by   multicast senders.  These limitations stem from the fact that   multicast operation is receiver driven and, while end-to-end RSVP is   also receiver driven (precisely to deal with multicast efficiently),   the use of RSVP Receiver Proxies only allows sender-driven   reservation.  For example, a sender generally is not aware of which   receivers have joined downstream of a given RSVP Receiver Proxy, or   even which RSVP Receiver Proxies have joined downstream of a given   failure point.  Therefore, it may not be possible to support a mode   of operation whereby a given receiver only joins a group if that   receiver benefits from a reservation.  Additionally, a sender may   have no recourse if only a subset of RSVP Receiver Proxies return   successful reservations (even if application-level signaling runs   between the sender and receivers), since the sender may not be able   to correctly identify the set of receivers who do not have   reservations.  However, it is possible to support a mode of operation   whereby multicast traffic is transmitted if and only if all receivers   benefit from a reservation (from sender to their respective RSVP   Receiver Proxy): the sender can ensure this by sending a PathTearLe Faucheur, et al.          Standards Track                    [Page 5]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   message and stopping transmission whenever it gets a notification for   reservation reject for one or more RSVP Receiver Proxies.  It is also   possible to support a mode of operation whereby receivers join   independently of whether or not they can benefit from a reservation   (to their respective RSVP Receiver Proxy), but do benefit from a   reservation whenever the corresponding resources are reservable on   the relevant path.   This document discusses extensions to facilitate operations in the   presence of a Path-Triggered RSVP Receiver Proxy.  As pointed out   previously, those apply equally whether RSVP signaling is initiated   by a regular RSVP sender or by an RSVP Sender Proxy (with some means   to synchronize reservation state with application-level requirements   that are outside the scope of this document).  For readability, the   rest of this document discusses operations assuming a regular RSVP   sender; however, such an operation is equally applicable where an   RSVP Sender Proxy is used to initiated RSVP signaling on behalf of a   non-RSVP-capable sender.   As discussed in [RFC5945], it is important to keep in mind that the   strongly recommended RSVP deployment model remains end to end as   assumed in [RFC2205] with RSVP support on the sender and the   receiver.  The end-to-end model allows the most effective   synchronization between the reservation and application requirements.   Also, when compared to the end-to-end RSVP model, the use of RSVP   Proxies involves additional operational burden and/or imposes some   topological constraints.  Thus, the purpose of this document is only   to allow RSVP deployment in special environments where RSVP just   cannot be used on some senders and/or some receivers for reasons   specific to the environment.Section 4.1.1 of [RFC5945] discusses mechanisms allowing the RSVP   reservation for a given flow to be dynamically extended downstream of   an RSVP Proxy whenever possible (i.e., when the receiver is RSVP-   capable or when there is another RSVP Receiver Proxy downstream).   This can considerably alleviate the operational burden and the   topological constraints associated with Path-Triggered RSVP Receiver   Proxies.  This allows (without corresponding manual configuration) an   RSVP reservation to dynamically span as much of the corresponding   flow path as possible, with any arbitrary number of RSVP Receiver   Proxies on the flow path and whether or not the receiver is RSVP-   capable.  In turn, this facilitates migration from an RSVP deployment   model based on Path-Triggered Receiver Proxies to an end-to-end RSVP   model, since receivers can gradually and independently be upgraded to   support RSVP and then instantaneously benefit from end-to-end   reservations.Section 4 of this document specifies these mechanisms   and associated RSVP extensions.Le Faucheur, et al.          Standards Track                    [Page 6]

RFC 5946             RSVP Receiver Proxy Extensions         October 20101.1.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].2.  Terminology   The following terminology is borrowed from [RFC5945] and is used   extensively in this document:   o  RSVP-capable (or RSVP-aware): supporting the RSVP protocol as per      [RFC2205].   o  RSVP Receiver Proxy: an RSVP-capable router performing, on behalf      of a receiver, the RSVP operations that would normally be      performed by an RSVP-capable receiver if end-to-end RSVP signaling      were used.  Note that while RSVP is used upstream of the RSVP      Receiver Proxy, RSVP is not used downstream of the RSVP Receiver      Proxy.   o  RSVP Sender Proxy: an RSVP-capable router performing, on behalf of      a sender, the RSVP operations that normally would be performed by      an RSVP-capable sender if end-to-end RSVP signaling were used.      Note that while RSVP is used downstream of the RSVP Sender Proxy,      RSVP is not used upstream of the RSVP Sender Proxy.   o  Regular RSVP Router: an RSVP-capable router that is not behaving      as an RSVP Receiver Proxy nor as an RSVP Sender Proxy.   Note that the roles of the RSVP Receiver Proxy, RSVP Sender Proxy,   and regular RSVP Router are all relative to one unidirectional flow.   A given router may act as the RSVP Receiver Proxy for a flow, as the   RSVP Sender Proxy for another flow, and as a regular RSVP router for   yet another flow.   The following terminology is also used in this document:   o  Regular RSVP sender: an RSVP-capable host behaving as the sender      for the considered flow and participating in RSVP signaling in      accordance with the sender behavior specified in [RFC2205].   o  Regular RSVP receiver: an RSVP-capable host behaving as the      receiver for the considered flow and participating in RSVP      signaling in accordance with the receiver behavior specified in      [RFC2205].Le Faucheur, et al.          Standards Track                    [Page 7]

RFC 5946             RSVP Receiver Proxy Extensions         October 20103.  RSVP Extensions for Sender Notification   This section defines extensions to RSVP procedures allowing sender   notification of reservation failure.  This facilitates   synchronization by the sender between RSVP reservation and   application requirements in scenarios involving a Path-Triggered RSVP   Receiver Proxy.   As discussed in [RFC5945], with the Path-Triggered RSVP Receiver   Proxy approach, the RSVP router may be configured to use receipt of a   regular RSVP Path message as the trigger for RSVP Receiver Proxy   behavior.  On receipt of the RSVP Path message, the RSVP Receiver   Proxy:   1.  establishes the RSVP Path state as per regular RSVP processing.   2.  identifies the downstream interface towards the receiver.   3.  sinks the Path message.   4.  behaves as if a corresponding Resv message (on its way upstream       from the receiver) was received on the downstream interface.       This includes performing admission control on the downstream       interface, establishing a Resv state (in the case of successful       admission control), and forwarding the Resv message upstream,       sending periodic refreshes of the Resv message and tearing down       the reservation if the Path state is torn down.   Operation of the Path-Triggered Receiver Proxy in the case of a   successful reservation is illustrated in Figure 1.Le Faucheur, et al.          Standards Track                    [Page 8]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010 |****|        ***        ***        ***        |**********|      |----| | S  |--------*r*--------*r*--------*r*--------| RSVP     |------| R  | |****|        ***        ***        ***        | Receiver |      |----|                                                | Proxy    |                                                |**********|      --Path---> --Path---> --Path---> --Path--->      <---Resv-- <---Resv-- <---Resv-- <---Resv--      ===================RSVP===================>      ************************************************************> |****| RSVP-capable     |----| Non-RSVP-capable        *** | S  | Sender           | R  | Receiver                *r* regular RSVP |****|                  |----|                         *** router ***> media flow ==>  segment of flow path benefiting from an RSVP reservation                     Figure 1: Successful Reservation   We observe that, in the case of successful reservation, conventional   RSVP procedures ensure that the sender is notified of the successful   reservation establishment.  Thus, no extensions are required in the   presence of a Path-Triggered RSVP Receiver Proxy in the case of   successful reservation establishment.   However, in the case of reservation failure, conventional RSVP   procedures ensure only that the receiver (or the RSVP Receiver Proxy)   is notified of the reservation failure.  Specifically, in the case of   an admission control rejection on a regular RSVP router, a ResvErr   message is sent downstream towards the receiver.  In the presence of   an RSVP Receiver Proxy, if we simply follow conventional RSVP   procedures, this means that the RSVP Receiver Proxy is notified of   the reservation failure, but the sender is not.  Operation of the   Path-Triggered RSVP Receiver Proxy in the case of an admission   control failure, assuming conventional RSVP procedures, is   illustrated in Figure 2.Le Faucheur, et al.          Standards Track                    [Page 9]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010 |****|        ***        ***        ***        |**********|      |----| | S  |--------*r*--------*r*--------*r*--------| RSVP     |------| R  | |****|        ***        ***        ***        | Receiver |      |----|                                                | Proxy    |                                                |**********|      --Path---> --Path---> --Path---> --Path--->                            <---Resv-- <---Resv--                            -ResvErr-> -ResvErr->      ===================RSVP===================>      ************************************************************> |****| RSVP-capable  |----| Non-RSVP-capable   *** | S  | Sender        | R  | Receiver           *r* regular RSVP |****|               |----|                    *** router ***> media flow ==>  segment of flow path benefiting from an RSVP reservation           Figure 2: Reservation Failure with Conventional RSVP   While the sender could infer reservation failure from the fact that   it has not received a Resv message after a certain time, there are   clear benefits to ensuring that the sender gets a prompt, explicit   notification in the case of reservation failure.  This includes   faster end-user notification at the application layer (e.g., busy   signal) and faster application-level reaction (e.g., application-   level rerouting), as well as faster release of application-level   resources.Section 3.1 defines a method that can be used to achieve sender   notification of reservation failure.  A router implementation   claiming compliance with this document MUST support the method   defined inSection 3.1.Section 3.2 defines another method that can be used to achieve sender   notification of reservation failure.  A router implementation   claiming compliance with this document MAY support the method defined   inSection 3.2.Le Faucheur, et al.          Standards Track                   [Page 10]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   In a given network environment, a network administrator may elect to   use the method defined inSection 3.1, the method defined inSection 3.2, or possibly combine the two.3.1.  Sender Notification via PathErr Message   With this method, the RSVP Receiver Proxy MUST generate a PathErr   message whenever the two following conditions are met:   1.  The reservation establishment has failed (or the previously       established reservation has been torn down).   2.  The RSVP Receiver Proxy determines that it cannot re-establish       the reservation (e.g., by adapting its reservation request in       reaction to the error code provided in the received ResvErr in       accordance with local policy).   Note that this notion of generating a PathErr message upstream in   order to notify the sender about a reservation failure is not   completely new.  It is borrowed from [RFC3209] where it was   introduced in order to satisfy a similar requirement, which is to   allow an MPLS Traffic Engineering (TE) Label Switching Router to   notify the TE Tunnel head-end (i.e., the sender) of a failure to   establish (or maintain) a TE Tunnel Label Switch Path.   Operation of the Path-Triggered RSVP Receiver Proxy in the case of an   admission control failure, using sender notification via a PathErr   message, is illustrated in Figure 3.Le Faucheur, et al.          Standards Track                   [Page 11]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010 |****|        ***        ***        ***        |**********|      |----| | S  |--------*r*--------*r*--------*r*--------| RSVP     |------| R  | |****|        ***        ***        ***        | Receiver |      |----|                                                | Proxy    |                                                |**********|      --Path---> --Path---> --Path---> --Path--->                            <---Resv-- <---Resv--                            -ResvErr-> -ResvErr->      <-PathErr- <-PathErr- <-PathErr- <-PathErr-      ===================RSVP===================>      ************************************************************> |****| RSVP-capable  |----| Non-RSVP-capable   *** | S  | Sender        | R  | Receiver           *r* regular RSVP |****|               |----|                    *** router ***> media flow ==>  segment of flow path benefiting from RSVP      (but not benefiting from a reservation in this case)    Figure 3: Reservation Failure with Sender Notification via PathErr   The role of this PathErr is to notify the sender that the reservation   was not established or was torn down.  This may be in the case of   receipt of a ResvErr, or because of local failure on the Receiver   Proxy.  On receipt of a ResvErr, in all situations where the   reservation cannot be installed, the Receiver Proxy MUST generate a   PathErr towards the sender.  For local failures on the Receiver Proxy   node, if a similar failure on an RSVP midpoint would cause the   generation of a ResvErr (for example, admission control failure), the   Receiver Proxy MUST generate a PathErr towards the sender.  The   Receiver Proxy MAY additionally generate a PathErr upon local   failures that would not ordinarily cause generation of a ResvErr   message, such as those described inAppendix B of [RFC2205].   The PathErr generated by the Receiver Proxy corresponds to the   sender(s) that triggered generation of Resv messages that failed.   For FF-style (Fixed-Filter) reservations, the Receiver Proxy MUST   send a PathErr towards the (single) sender matching the failed   reservation.  For SE-style (Shared-Explicit) reservations, theLe Faucheur, et al.          Standards Track                   [Page 12]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   Receiver Proxy MUST send the PathErr(s) towards the set of senders   that triggered reservations that failed.  This may be a subset of   senders sharing the same reservation, in which case the remaining   senders would have their reservation intact and would not receive a   PathErr.  In both cases, the rules described inSection 3.1.8 of   [RFC2205] for generating flow descriptors in ResvErr messages also   apply when generating sender descriptors in PathErr messages.   For WF-style (Wildcard-Filter) reservations, it is not always   possible for the Receiver Proxy to reliably know which sender caused   the reservation failure.  Therefore, the Receiver Proxy SHOULD send a   PathErr towards each sender.  This means that all the senders will   receive a notification that the reservation is not established,   including senders that did not cause the reservation failure.   Therefore, the method of sender notification via a PathErr message is   somewhat overly conservative (i.e., in some cases, rejecting   reservations from some senders when those could have actually been   established) when used in combination with the Wildcard-Filter style   (and when there is more than one sender).   The sender notification via the PathErr method applies to both   unicast and multicast sessions.  However, for a multicast session, it   is possible that reservation failure (e.g., admission control   failure) in a node close to a sender may cause ResvErr messages to be   sent to a large group of Receiver Proxies.  These Receiver Proxies   would, in turn, all send PathErr messages back to the same sender,   which could cause a scalability issue in some environments.   From the perspective of the sender, errors that prevent a reservation   from being set up can be classified in two ways:   1.  Errors that the sender can attempt to correct.  The error code       for these errors should explicitly be communicated back to the       sender.  An example of this is "Code 1: Admission Control       Failure", because the sender could potentially resend a Path       message with smaller traffic parameters.   2.  Errors over which the sender has no control.  For these errors,       it is sufficient to notify the sender that the reservation was       not set up successfully.  An example of this is "Code 13: Unknown       Object", because the sender has no control over the objects       inserted into the reservation by the Receiver Proxy.   The PathErr message generated by the Receiver Proxy has the same   format as regular PathErr messages defined in [RFC2205].  The   SESSION, ERROR_SPEC, and sender descriptor are composed by theLe Faucheur, et al.          Standards Track                   [Page 13]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   Receiver Proxy as specified in the following subsections.  The   Receiver Proxy MAY reflect back towards the sender in the PathErr any   POLICY_DATA objects received in the ResvErr.3.1.1.  Composition of SESSION and Sender Descriptor   The Receiver Proxy MUST insert the SESSION object corresponding to   the failed reservation into the PathErr.  For FF-style reservations,   the Receiver Proxy MUST insert a sender descriptor corresponding to   the failed reservation into the PathErr.  This is equal to the error   flow descriptor in the ResvErr received by the Receiver Proxy.  For   SE-style reservations, the Receiver Proxy MUST insert a sender   descriptor corresponding to the sender triggering the failed   reservation into the PathErr.  This is equal to the error flow   descriptor in the ResvErr received by the Receiver Proxy.  If   multiple flow descriptors could not be admitted at a midpoint node,   that node would generate multiple ResvErr messages towards the   receiver as perSection 3.1.8 of [RFC2205].  Each ResvErr would   contain an error flow descriptor that matches a specific sender.  The   Receiver Proxy MUST generate a PathErr for each ResvErr received   towards the corresponding sender.  As specified earlier, for WF-style   reservations, the Receiver Proxy SHOULD send a PathErr to each   sender.3.1.2.  Composition of ERROR_SPEC   The Receiver Proxy MUST compose the ERROR_SPEC to be inserted into   the PathErr as follows:   1.  If the Receiver Proxy receives a ResvErr with either of these       error codes -- "Code 1: Admission Control Failure" or "Code 2:       Policy Control Failure" -- then the Receiver Proxy copies the       error code and value from the ERROR_SPEC in the ResvErr into the       ERROR_SPEC of the PathErr message.  The error node in the PathErr       MUST be set to the address of the Receiver Proxy.  This procedure       MUST also be followed for a local error on the Receiver Proxy       that would ordinarily cause a midpoint to generate a ResvErr with       one of the above codes.   2.  If the Receiver Proxy receives a ResvErr with any error code       except the ones listed in item 1 above, it composes a new       ERROR_SPEC with error code "36: Unrecoverable Receiver Proxy       Error".  The error node address in the PathErr MUST be set to the       address of the Receiver Proxy.  This procedure MUST also be       followed for a local error on the Receiver Proxy that would       ordinarily cause a midpoint to generate a ResvErr with any error       code other than those listed in item 1 above, or if the Receiver       Proxy generates a PathErr for a local error that ordinarily wouldLe Faucheur, et al.          Standards Track                   [Page 14]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010       not cause generation of a ResvErr.  In some cases, it may be       predetermined that the PathErr will not reach the sender.  For       example, a node receiving a ResvErr with "Code 3: No Path for       Resv", knows a priori that the PathErr message it generates       cannot be forwarded by the same node that could not process the       Resv.  Nevertheless, the procedures above MUST be followed.  For       the error code "36: Unrecoverable Receiver Proxy Error", the 16       bits of the Error Value field are:       *  hhhh hhhh llll llll       where the bits are:       *  hhhh hhhh = 0000 0000: then the low order 8 bits (llll llll)          MUST be set by Receiver Proxy to 0000 0000 and MUST be ignored          by the sender.       *  hhhh hhhh = 0000 0001: then the low order 8 bits (llll llll)          MUST be set by the Receiver Proxy to the value of the error          code received in the ResvErr ERROR_SPEC (or, in case the          Receiver Proxy generated the PathErr without having received a          ResvErr, to the error code value that would have been included          by the Receiver Proxy in the ERROR_SPEC in similar conditions          if it was to generate a ResvErr).  This error value MAY be          used by the sender to further interpret the reason for the          reservation failure.       *  hhhh hhhh = any other value: reserved.   3.  If the Receiver Proxy receives a ResvErr with the InPlace flag       set in the ERROR_SPEC, it MUST also set the InPlace flag in the       ERROR_SPEC of the PathErr.3.1.3.  Use of Path_State_Removed Flag   [RFC3473] defines an optional behavior whereby a node forwarding a   PathErr message can remove the Path state associated with the PathErr   message and indicate so by including the Path_State_Removed flag in   the ERROR_SPEC object of the PathErr message.  This can be used in   some situations to expedite release of resources and minimize   signaling load.   This section discusses aspects of the use of the Path_State_Removed   flag that are specific to the RSVP Receiver Proxy.  In any other   aspects, the Path_State_Removed flag operates as per [RFC3473].Le Faucheur, et al.          Standards Track                   [Page 15]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   By default, the RSVP Receiver Proxy MUST NOT include the   Path_State_Removed flag in the ERROR_SPEC of the PathErr message.   This ensures predictable operations in all environments including   those where some RSVP routers do not understand the   Path_State_Removed flag.   The RSVP Receiver Proxy MAY support an OPTIONAL mode (to be activated   by configuration) whereby the RSVP Receiver Proxy includes the   Path_State_Removed flag in the ERROR_SPEC of the PathErr message and   removes its local Path state.  When all routers on the path of a   reservation support the Path_State_Removed flag, its use will indeed   result in expedited resource release and reduced signaling.  However,   if there are one or more RSVP routers on the path of the reservation   that do not support the Path_State_Removed flag (we refer to such   routers as "old RSVP routers"), the use of the Path_State_Removed   flag will actually result in slower resource release and increased   signaling.  This is because the Path_State_Removed flag will be   propagated upstream by an old RSVP router (even if it does not   understand it and does not tear its Path state).  Thus, the sender   will not send a Path Tear, and the old RSVP router will release its   Path state only through refresh time-out.  A network administrator   needs to keep these considerations in mind when deciding whether to   activate the use of the Path_State_Removed flag on the RSVP Receiver   Proxy.  In a controlled environment where all routers are known to   support the Path_State_Removed flag, its use can be safely activated   on the RSVP Receiver Proxy.  In other environments, the network   administrator needs to assess whether the improvement achieved with   some reservations outweighs the degradation experienced by other   reservations.3.1.4.  Use of PathErr by Regular Receivers   Note that while this document specifies that an RSVP Receiver Proxy   generates a PathErr upstream in the case of reservation failure, this   document does NOT propose that the same be done by regular receivers.   In other words, this document does NOT propose modifying the behavior   of regular receivers as currently specified in [RFC2205].  The   rationale for this includes the following:   o  When the receiver is RSVP-capable, the current receiver-driven      model of [RFC2205] is fully applicable because the receiver can      synchronize RSVP reservation state and application state (since it      participates in both).  The sender(s) need not be aware of the      RSVP reservation state.  Thus, we can retain the benefits of      receiver-driven operations that were explicitly sought by      [RFC2205], which states, "In order to efficiently accommodate      large groups, dynamic group membership, and heterogeneous receiver      requirements, RSVP makes receivers responsible for requesting aLe Faucheur, et al.          Standards Track                   [Page 16]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010      specific QoS".  But even for the simplest single_sender/      single_receiver reservations, the current receiver-driven model      reduces signaling load and per-hop RSVP processing by not sending      any error message to the sender in case of admission control      reject.   o  The motivation for adding sender error notification in the case of      an RSVP Receiver Proxy lies in the fact that the actual receiver      can no longer synchronize the RSVP reservation with application      state (since the receiver does not participate in RSVP signaling),      while the sender can.  This motivation does not apply in the case      of a regular receiver.   o  There is a lot of existing code and deployed systems successfully      working under the current [RFC2205] model in the absence of proxy      today.  The current behavior of existing deployed systems should      not be changed unless there were a very strong motivation.3.2.  Sender Notification via Notify Message   The OPTIONAL method for sender notification of reservation failure   defined in this section aims to provide a more efficient method than   the one defined inSection 3.1.  Its objectives include:   o  allowing the failure notification to be sent directly upstream to      the sender by the router where the failure occurs (as opposed to      first traveling downstream towards the Receiver Proxy and then      traveling upstream from the Receiver Proxy to the sender, as      effectively happens with the method defined inSection 3.1).   o  allowing the failure notification to travel without hop-by-hop      RSVP processing.   o  ensuring that such a notification is sent to senders that are      capable and willing to process it (i.e., to synchronize      reservation status with application).   o  ensuring that such a notification is only sent in case the      receiver is not itself capable and willing to do the      synchronization with the application (i.e., because we are in the      presence of a Receiver Proxy so that RSVP signaling is not visible      to the receiver).   Note, however, that such benefits come at the cost of:   o  a requirement for RSVP routers and senders to support the Notify      messages and procedures defined in [RFC3473].Le Faucheur, et al.          Standards Track                   [Page 17]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   o  a requirement for senders to process Notify messages traveling      upstream but conveying a downstream notification.   [RFC3473] defines (inSection 4.3, "Notify Messages") the Notify   message that provides a mechanism to inform non-adjacent nodes of   events related to the RSVP reservation.  The Notify message differs   from the error messages defined in [RFC2205] (i.e., PathErr and   ResvErr messages) in that it can be "targeted" to a node other than   the immediate upstream or downstream neighbor and that it is a   generalized notification mechanism.  Notify messages are normally   generated only after a Notify Request object has been received.   This section discusses aspects of the use of the Notify message that   are specific to the RSVP Receiver Proxy.  In any other aspects, the   Notify message operates as per [RFC3473].   In order to achieve sender notification of reservation failure in the   context of this document:   o  An RSVP sender interested in being notified of reservation failure      MUST include a Notify Request object (containing the sender's IP      address) in the Path messages it generates.   o  Upon receiving a Path message with a Notify Request object, the      RSVP Receiver Proxy MUST include a Notify Request object in the      Resv messages it generates.  This Notify Request object MUST      contain either:      *  the address that was included in the Notify Request of the         received Path message, a.k.a. the sender's address.  We refer         to this approach as the "Direct Notify" approach, or      *  an address of the Receiver Proxy.  We refer to this approach as         the "Indirect Notify" approach.   o  Upon receiving a downstream error notification (whether in the      form of a Notify, ResvErr, or both), the RSVP Receiver Proxy:      *  MUST generate a Notify message with upstream notification to         the corresponding sender, if the sender included a Notify         Request object in its Path messages and if Indirect         Notification is used.      *  SHOULD generate a Notify message with upstream notification to         the corresponding sender, if the sender included a Notify         Request object in its Path messages and if Direct Notification         is used.  The reason for this recommendation is that the         failure node may not support Notify, so that even if DirectLe Faucheur, et al.          Standards Track                   [Page 18]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010         Notification was requested by the RSVP Receiver Proxy, the         sender may not actually have received a Notify from the failure         node: generating a Notify from the Receiver Proxy will         accelerate sender notification, as compared to simply relying         on PathErr, in this situation.  In controlled environments         where all the nodes are known to support Notify, the Receiver         Proxy MAY be configured to not generate the Notify with         upstream notification when Direct Notification is used, in         order to avoid duplication of Notify messages (i.e., the sender         receiving both a Notify from the failure node and from the         Receiver Proxy).   As a result of these sender and Receiver Proxy behaviors, as per   existing Notify procedures, if an RSVP router detects an error   relating to a Resv state (e.g., admission control rejection after IP   reroute), the RSVP router will send a Notify message (conveying the   downstream notification with the ResvErr error code) to the IP   address contained in the Resv Notify Request object.  If this address   has been set by the RSVP Receiver Proxy to the sender's address   (Direct Notify), the Notify message is sent directly to the sender.   If this address has been set by the RSVP Receiver Proxy to one of its   own addresses (Indirect Notify), the Notify message is sent to the   RSVP Receiver Proxy that, in turn, will generate a Notify message   directly addressed to the sender.   Operation of the Path-Triggered RSVP Receiver Proxy in the case of an   admission control failure, using sender notification via Direct   Notify, is illustrated in Figure 4.Le Faucheur, et al.          Standards Track                   [Page 19]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010 |****|        ***        ***        ***        |**********|      |----| | S  |--------*r*--------*r*--------*r*--------| RSVP     |------| R  | |****|        ***        ***        ***        | Receiver |      |----|                                                | Proxy    |                                                |**********|      --Path*--> --Path*--> --Path*--> --Path*-->                            <--Resv*-- <--Resv*--      <------NotifyD--------                            -ResvErr-> -ResvErr->      <------------------NotifyU------------------      <-PathErr- <-PathErr- <-PathErr- <-PathErr-      ===================RSVP===================>      ************************************************************> |****| RSVP-capable  |----| Non-RSVP-capable   *** | S  | Sender        | R  | Receiver           *r* regular RSVP |****|               |----|                    *** router ***> media flow ==>  segment of flow path benefiting from RSVP      (but not benefiting from a reservation in this case) Path*  = Path message containing a Notify Request object          with sender IP Address Resv*  = Resv message containing a Notify Request object          with sender IP address NotifyD = Notify message containing a downstream notification NotifyU = Notify message containing an upstream notification          Figure 4: Reservation Failure with Sender Notification                             via Direct Notify   Operation of the Path-Triggered RSVP Receiver Proxy in the case of an   admission control failure, using sender notification via Indirect   Notify, is illustrated in Figure 5.Le Faucheur, et al.          Standards Track                   [Page 20]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010 |****|        ***        ***        ***        |**********|      |----| | S  |--------*r*--------*r*--------*r*--------| RSVP     |------| R  | |****|        ***        ***        ***        | Receiver |      |----|                                                | Proxy    |                                                |**********|      --Path*--> --Path*--> --Path*--> --Path*-->                            <--Resv*-- <--Resv*--                            -------NotifyD------->      <------------------NotifyU------------------                            -ResvErr-> -ResvErr->      <-PathErr- <-PathErr- <-PathErr- <-PathErr-      ===================RSVP===================>      ************************************************************> |****| RSVP-capable  |----| Non-RSVP-capable   *** | S  | Sender        | R  | Receiver           *r* regular RSVP |****|               |----|                    *** router ***> media flow ==>  segment of flow path benefiting from RSVP      (but not benefiting from a reservation in this case) Path*  = Path message containing a Notify Request object          with sender IP Address Resv*  = Resv message containing a Notify Request object          with RSVP Receiver Proxy IP address NotifyD = Notify message containing a downstream notification NotifyU = Notify message containing an upstream notification          Figure 5: Reservation Failure with Sender Notification                            via Indirect Notify   For local failures on the Receiver Proxy node, if a similar failure   on an RSVP midpoint would cause the generation of a ResvErr (for   example, admission control failure), the Receiver Proxy MUST generateLe Faucheur, et al.          Standards Track                   [Page 21]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   a Notify towards the sender.  The Receiver Proxy MAY additionally   generate a Notify upon local failures that would not ordinarily cause   generation of a ResvErr message, such as those described inAppendix B of [RFC2205].   When the method of sender notification via a Notify message is used,   it is RECOMMENDED that the RSVP Receiver Proxy also issue a sender   notification via a PathErr message.  This maximizes the chances that   the notification will reach the sender in all situations (e.g., even   if some RSVP routers do not support the Notify procedure, or if a   Notify message gets dropped).  However, for controlled environments   (e.g., where all RSVP routers are known to support Notify procedures)   and where it is desirable to minimize the volume of signaling, the   RSVP Receiver Proxy MAY rely exclusively on sender notification via a   Notify message and thus not issue sender notification via a PathErr   message.   In environments where there are both RSVP-capable receivers and RSVP   Receiver Proxies acting on behalf of non-RSVP-capable receivers, a   sender does not know whether a given reservation is established with   an RSVP-capable receiver or with an RSVP Receiver Proxy.  Thus, a   sender that supports the procedures defined in this section may   include a Notify Request object in Path messages for a reservation   that happens to be controlled by an RSVP-capable receiver.  This   document does not define, nor expect, any change in existing receiver   behavior.  As a result, in this case, the sender will not receive   Notify messages conveying downstream notifications.  However, this is   perfectly fine because the synchronization between the RSVP   reservation state and the application requirement can be performed by   the actual receiver in this case as per the regular end-to-end RSVP   model, so that in this case, the sender need not care about   downstream notifications.   A sender that does not support the procedures defined in this section   might include a Notify Request object in Path messages for a   reservation simply because it is interested in getting upstream   notifications faster.  If the reservation is controlled by an RSVP   Receiver Proxy supporting the procedures defined in this section, the   sender will also receive unexpected Notify messages containing   downstream notifications.  It is expected that such a sender will   simply naturally drop such downstream notifications as invalid.   Because it is RECOMMENDED above that the RSVP Receiver Proxy also   issue a sender notification via a PathErr message even when sender   notification is effected via a Notify message, the sender will still   be notified of a reservation failure in accordance with the "sender   notification via PathErr" method.  In summary, activating the   OPTIONAL "sender notification via Notify" method on a Receiver Proxy   does not prevent a sender that does not support this method fromLe Faucheur, et al.          Standards Track                   [Page 22]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   relying on the MANDATORY "sender notification via PathErr" method.   It would, however, allow a sender supporting the "sender notification   via Notify" method to take advantage of this OPTIONAL method.   With Direct Notification, the downstream notification generated by   the RSVP router where the failure occurs is sent to the IP address   contained in the Notification Request Object of the corresponding   Resv message.  In the presence of multiple senders towards the same   session, it cannot be generally assumed that a separate Resv message   is used for each sender (in fact, with WF and SE there is a single   Resv message for all senders, and with FF the downstream router has   the choice of generating separate Resv messages or a single one).   Hence, in the presence of multiple senders, Direct Notification   cannot guarantee notification of all affected senders.  Therefore,   Direct Notification is better suited to single-sender applications.   With Indirect Notification, the RSVP Receiver Proxy can generate   Notify messages with the same logic that is used to generate PathErr   messages in the "Sender Notification via PathErr" method (in fact,   those are conveying the same error information, only the Notify is   directly addressed to the sender while the PathErr travels hop-by-   hop).  Therefore, operations of the Indirect Notify method in the   presence of multiple senders is similar to that of the PathErr method   as discussed inSection 3.1: with FF or SE, a Notify MUST be sent to   the sender or the set of affected senders, respectively.  With WF,   the RSVP Receiver Proxy SHOULD send a Notify to each sender, again   resulting in a somewhat overly conservative behavior in the presence   of multiple senders.4.  Mechanisms for Maximizing the Reservation Span   This section defines extensions to RSVP procedures allowing an RSVP   reservation to span as much of the flow path as possible, with any   arbitrary number of RSVP Receiver Proxies on the flow path and   whether or not the receiver is RSVP-capable.  This facilitates   deployment and operations of Path-Triggered RSVP Receiver Proxies   since it alleviates the topological constraints and/or configuration   load otherwise associated with Receiver Proxies (e.g., make sure   there is no RSVP Receiver Proxy for a flow upstream of a given   Receiver Proxy, ensure there is no Receiver Proxy for a flow if the   receiver is RSVP-capable).  This also facilitates migration from an   RSVP deployment model based on Path-Triggered Receiver Proxies to an   end-to-end RSVP model, since receivers can gradually and   independently be upgraded to support RSVP and then instantaneously   benefit from end-to-end reservations.Le Faucheur, et al.          Standards Track                   [Page 23]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010Section 4.1 defines a method that allows a Path-Triggered Receiver   Proxy function to discover whether there is another Receiver Proxy or   an RSVP-capable receiver downstream and then dynamically extend the   span of the RSVP reservation downstream.  A router implementation   claiming compliance with this document SHOULD support the method   defined inSection 4.1.Section 4.2 defines a method that allows a sender to control whether   or not an RSVP router supporting the Path-Triggered Receiver Proxy   function is to behave as a Receiver Proxy for a given flow.  A router   implementation claiming compliance with this document MAY support the   method defined inSection 4.2.   In a given network environment, a network administrator may elect to   use the method defined inSection 4.1, or the method defined inSection 4.2, or possibly combine the two.4.1.  Dynamic Discovery of Downstream RSVP Functionality   When generating a proxy Resv message upstream, a Receiver Proxy   supporting dynamic discovery of downstream RSVP functionality MUST   forward the Path message downstream instead of terminating it (unless   dynamic discovery of downstream RSVP functionality is explicitly   disabled).  If the destination endpoint supports RSVP (or there is   another Receiver Proxy downstream), it will receive the Path and   generate a Resv upstream.  When this Resv message reaches the   Receiver Proxy, it recognizes the presence of an RSVP-capable   receiver (or of another RSVP Receiver Proxy) downstream and MUST   internally convert its state from a proxied reservation to a regular   midpoint RSVP behavior.  From then on, the RSVP router MUST behave as   a regular RSVP router for that reservation (i.e., as if the RSVP   router never behaved as an RSVP Receiver Proxy for that flow).  This   method is illustrated in Figure 6.Le Faucheur, et al.          Standards Track                   [Page 24]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010      |****|         ***         |**********|   |----|      | S  |---------*r*---------| RSVP     |---| R1 |      |****|         ***         | Receiver |   |----|                                 | Proxy    |                                 |          |                                 |          |            |****|                                 |          |------------| R2 |                                 |**********|            |****|           ---Path--->  --Path--->              (R1)        (R1)    \-------Path-->                                  /       (R1)           <--Resv---  <---Resv---          ================RSVP===>          **************************************>           ---Path--->  --Path--->              (R2)        (R2)    \-------------Path---->                                  /             (R2)           <--Resv---  <---Resv---                                             <----Resv---          ================RSVP===========================>          ***********************************************>   |****| RSVP-capable  |----| non-RSVP-capable  |****| RSVP-capable   | S  | Sender        | R  | Receiver          | R  | Receiver   |****|               |----|                   |****|   ***   *r* regular RSVP   *** router   (R1) = Path message contains a Session object whose destination is R1   ***> media flow   ==>  segment of flow path protected by RSVP reservation       Figure 6: Dynamic Discovery of Downstream RSVP FunctionalityLe Faucheur, et al.          Standards Track                   [Page 25]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   If there is no RSVP-capable receiver (or other Receiver Proxy)   downstream of the Receiver Proxy, then the Path messages sent by the   Receiver Proxy every RSVP refresh interval (e.g., 30 seconds by   default) will never be responded to.  However, these messages consume   a small amount of bandwidth, and in addition would install some RSVP   state on RSVP-capable midpoint nodes downstream of the first Receiver   Proxy.  This is seen as a very minor sub-optimality; however, to   mitigate this, the Receiver Proxy MAY tear down any unanswered   downstream Path state after a predetermined time (that SHOULD be   greater or equal to the Path refresh interval), and MAY stop sending   Path messages for the flow (or MAY only send them at much lower   frequency).   This approach only requires support of the behavior described in the   previous paragraph and does not require any new RSVP extensions.4.2.  Receiver Proxy Control Policy Element   [RFC2750] defines extensions for supporting generic policy-based   admission control in RSVP.  These extensions include the standard   format of POLICY_DATA objects and a description of RSVP handling of   policy events.   The POLICY_DATA object contains one or more policy elements, each   representing a different (and perhaps orthogonal) policy.  As an   example, [RFC3181] specifies the preemption priority policy element.   This document defines a new policy element called the Receiver Proxy   Control policy element.  This document only defines the use of this   policy element in Path messages and for unicast reservations.  Other   usage is outside the scope of this document.   The format of the Receiver Proxy Control policy element is as shown   in Figure 7:          0           0 0           1 1           2 2           30  . . .    7 8   . . .   5 6    . . .  3 4  . . .1         +-------------+-------------+-------------+-------------+         |     Length                | P-Type=REC_PROXY_CONTROL  |         +-------------+-------------+-------------+-------------+         |              Reserved                   |Control-Value|         +---------------------------+---------------------------+              Figure 7: Receiver Proxy Control Policy ElementLe Faucheur, et al.          Standards Track                   [Page 26]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   where:   o  Length: 16 bits      *  Always 8.  The overall length of the policy element, in bytes.   o  P-Type: 16 bits      *  REC_PROXY_CONTROL = 0x07 (see the "IANA Considerations"         section).   o  Reserved: 24 bits      *  SHALL be set to zero on transmit and SHALL be ignored on         reception.   o  Control-Value: 8 bits (unsigned)      *  0 (Reserved): An RSVP Receiver Proxy that understands this         policy element MUST ignore the policy element if its Control-         Value is set to that value.      *  1 (Receiver-Proxy-Needed): An RSVP Receiver Proxy that         understands this policy element MUST attempt to insert itself         as a Receiver Proxy for that flow if the corresponding Path         message contains this Control-Value.  If the Receiver Proxy         also supports dynamic discovery of downstream RSVP         functionality as specified inSection 4.1, it MUST still send         the Path message downstream and attempt to extend the         reservation downstream so that the reservation can be extended         to the last Receiver Proxy).  An RSVP sender MAY insert the         Receiver Proxy Control policy element with this Control-Value         when it knows (say, by other means, such as application-level         signaling) that the receiver is not RSVP-capable.      *  2 (Receiver-Proxy-Not-Needed): An RSVP Receiver Proxy that         understands this policy element MUST NOT attempt to insert         itself as a Receiver Proxy for that flow if the corresponding         Path message contains this Control-Value.  An RSVP sender MAY         insert the Receiver Proxy Control policy element with this         Control-Value when it knows (say, by other means, such as         application-level signaling) that the receiver is RSVP-capable.   Figure 8 illustrates the method based on the Receiver Proxy Control   policy element that allows a sender to control whether or not an RSVP   router supporting the Path-Triggered Receiver Proxy function is to   behave as a Receiver Proxy for a given flow.Le Faucheur, et al.          Standards Track                   [Page 27]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010      |****|         ***         |**********|   |----|      | S  |---------*r*---------| RSVP     |---| R1 |      |****|         ***         | Receiver |   |----|                                 | Proxy    |                                 |          |                                 |          |            |****|                                 |          |------------| R2 |                                 |**********|            |****|           ---Path--->  --Path--->            (R1/N)      (R1/N)           <--Resv---  <---Resv---          ================RSVP===>          **************************************>           ---Path--->  --Path--->          ----Path---->            (R2/NN)      (R2/NN)               (R2/NN)           <--Resv---  <---Resv---          <----Resv----          ================RSVP===========================>          ***********************************************>   |****| RSVP-capable  |----| non-RSVP-capable  |****| RSVP-capable   | S  | Sender        | R  | Receiver          | R  | Receiver   |****|               |----|                   |****|   ***   *r* regular RSVP   *** router   (R1) = Path message contains a Session object whose destination is R1   (N)  = Path message contains a Receiver Proxy Control policy element        whose Control-Value is set to Receiver-Proxy-Needed   (NN) = Path message contains a Receiver Proxy Control policy element        whose Control-Value is set to Receiver-Proxy-Not-Needed   ***> media flow   ==>  segment of flow path protected by RSVP reservation                Figure 8: Receiver Proxy Control by SenderLe Faucheur, et al.          Standards Track                   [Page 28]

RFC 5946             RSVP Receiver Proxy Extensions         October 20104.2.1.  Default Handling   As specified inSection 4.2 of [RFC2750], Policy-Ignorant Nodes   (PINs) implement a default handling of POLICY_DATA objects ensuring   that those objects can traverse PINs in transit from one Policy   Enforcement Point (PEP) to another.  This applies to the situations   in which POLICY_DATA objects contain the Receiver Proxy Control   policy element specified in this document, so that those objects can   traverse PINs.Section 4.2 of [RFC2750] also defines a similar default behavior for   policy-capable nodes that do not recognize a particular policy   element.  This applies to the Receiver Proxy Control policy element   specified in this document, so that messages carrying the element can   traverse policy-capable nodes that do not support the extensions   described in this document.5.  Security Considerations   As this document defines extensions to RSVP, the security   considerations of RSVP apply, which are discussed in [RFC2205],   [RFC4230], and [SEC-GRP-KEY].  Approaches for addressing those   concerns are discussed further below.   The RSVP authentication mechanisms defined in [RFC2747] and [RFC3097]   protect RSVP message integrity hop-by-hop and provide node   authentication as well as replay protection, thereby protecting   against corruption and spoofing of RSVP messages.  These hop-by-hop   integrity mechanisms can be used to protect RSVP reservations   established using an RSVP Receiver Proxy in accordance with this   document.  [SEC-GRP-KEY] discusses key types and key provisioning   methods as well as their respective applicability to RSVP   authentication.  RSVP authentication (defined in [RFC2747] and   [RFC3097]) SHOULD be supported by an implementation of this document.   [SEC-GRP-KEY] also discusses applicability of IPsec mechanisms   ([RFC4302], [RFC4303]) and associated key provisioning methods for   security protection of RSVP.  This discussion applies to the   protection of RSVP in the presence of Path-Triggered RSVP Receiver   Proxies as defined in this document.   A subset of RSVP messages are signaled with the IP router alert   option ([RFC2113], [RFC2711]).  Based on the current security   concerns associated with the use of the IP router alert option, the   applicability of RSVP (and therefore of the RSVP Proxy approaches   discussed in this document) is limited to controlled environmentsLe Faucheur, et al.          Standards Track                   [Page 29]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   (i.e., where the security risks associated with the use of the IP   router alert option are understood and protected against).  The   security aspects and common practices around the use of the current   IP router alert option, and consequences of using the IP router alert   option by applications such as RSVP, are discussed in detail in   [RTR-ALERT].   When an RSVP Receiver Proxy is used, the RSVP reservation is no   longer controlled by the receiver, but rather is controlled by the   Receiver Proxy (using hints received from the sender in the Path   message) on behalf of the sender.  Thus, the Receiver Proxy ought to   be trusted by the end-systems to control the RSVP reservation   appropriately.  However, basic RSVP operation already assumes a trust   model where end-systems trust RSVP nodes to appropriately perform   RSVP reservations.  So the use of an RSVP Receiver Proxy is not seen   as introducing any significant additional security threat or as   modifying the RSVP trust model.   In fact, there are situations in which the use of an RSVP Receiver   Proxy reduces the security risks.  One example is where a network   operator relies on RSVP to perform resource reservation and admission   control within a network and where RSVP senders and RSVP routers are   located in the operator's premises, while the many RSVP receivers are   located in the operator's customers' premises.  Such an environment   is further illustrated inAppendix A.1, "RSVP-Based VoD Admission   Control in Broadband Aggregation Networks", of [RFC5945].  From the   operator's perspective, the RSVP routers and RSVP senders are in   physically secured locations and therefore exposed to a lower risk of   being tampered with, while the receivers are in locations that are   physically unsecured and therefore subject to a higher risk of being   tampered with.  The use of an RSVP Receiver Proxy function   effectively increases the security of the operator's reservation and   admission control solution by completely excluding receivers from its   operation.  Filters can be placed at the edge of the operator   network, discarding any RSVP message received from end-users.  This   provides a very simple and effective protection of the RSVP   reservation and admission control solution operating inside the   operator's network.5.1.  Security Considerations for the Sender Notification via Notify      Message   This document defines, inSection 3.2, an optional method relying on   the use of the Notify message specified in [RFC3473].  The Notify   message can be sent in a non-hop-by-hop fashion that precludes the   use of the RSVP hop-by-hop integrity and authentication model.  The   approaches and considerations for addressing this issue presented in   the Security Considerations section of [RFC3473] apply.  InLe Faucheur, et al.          Standards Track                   [Page 30]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   particular, where the Notify messages are transmitted non-hop-by-hop   and the same level of security provided by [RFC2747] is desired,   IPsec-based integrity and authentication can be used ([RFC4302] or   [RFC4303]).  Alternatively, the sending of non-hop-by-hop Notify   messages can be disabled.  Finally, [SEC-GRP-KEY] discusses the   applicability of group keying for non-hop-by-hop Notify messages.5.2.  Security Considerations for the Receiver Proxy Control Policy      Element   This document also defines, inSection 4.2, the optional Receiver   Proxy Control policy element.  Policy elements are signaled by RSVP   through encapsulation in a Policy Data object as defined in   [RFC2750].  Therefore, like any other policy elements, the integrity   of the Receiver Proxy Control policy element can be protected as   discussed inSection 6 of [RFC2750] by two optional security   mechanisms.   The first mechanism relies on the RSVP authentication discussed above   that provides a chain of trust when all RSVP nodes are policy   capable.  With this mechanism, the INTEGRITY object is carried inside   RSVP messages.   The second mechanism relies on the INTEGRITY object within the   POLICY_DATA object to guarantee integrity between RSVP Policy   Enforcement Points (PEPs) that are not RSVP neighbors.  This is   useful only when some RSVP nodes are Policy-Ignorant Nodes (PINs).   The INTEGRITY object within the POLICY_DATA object MAY be supported   by an implementation of this document.   Details for the computation of the content of the INTEGRITY object   can be found inAppendix B of [RFC2750].  This states that the Policy   Decision Point (PDP), at its discretion, and based on destination   PEP/PDP or other criteria, selects an Authentication Key and the hash   algorithm to be used.  Keys to be used between PDPs can be   distributed manually or via a standard key management protocol for   secure key distribution.   Note that where non-RSVP hops may exist in between RSVP hops, as well   as where RSVP-capable Policy-Ignorant Nodes (PINs) may exist in   between PEPs, it may be difficult for the PDP to determine what the   destination PDP is for a POLICY_DATA object contained in some RSVP   messages (such as a Path message).  This is because in those cases,   the next PEP is not known at the time of forwarding the message.  In   this situation, a key shared across multiple PDPs may be used.  This   is conceptually similar to the use of a key shared across multiple   RSVP neighbors, as discussed in [SEC-GRP-KEY].  We also observe that   this issue may not exist in some deployment scenarios where a singleLe Faucheur, et al.          Standards Track                   [Page 31]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   PDP (or a low number of PDPs) is used to control all the PEPs of a   region (such as an administrative domain).  In such scenarios, it may   be easy for a PDP to determine what the next-hop PDP is, even when   the next-hop PEP is not known, simply by determining what the next   region is that will be traversed (say, based on the destination   address).6.  IANA Considerations6.1.  RSVP Error Codes   Since, as discussed inSection 3.1.2, this document allows two error   codes to be used in PathErr messages while [RFC2205] only specified   their use in ResvErr messages, IANA has updated the existing entries   for these two error codes under the "Error Codes and Globally-Defined   Error Value Sub-Codes" registry.  Each entry refers to this document,   in addition to referring to [RFC2205].  Specifically, the entry for   Error Code 1 and Error Code 2 read:   1 Admission Control Failure [RFC2205] [RFC5946]   2 Policy Control Failure [RFC2205] [RFC5946]   IANA has also allocated a new RSVP Error Code "36;: Unrecoverable   Receiver Proxy Error", as discussed inSection 3.1.2.  This error   code has been allocated under the "Error Codes and Globally-Defined   Error Value Sub-Codes" registry.  The entry for this error code   reads:   36 Unrecoverable Receiver Proxy Error [RFC5946]   The sixteen bits of the Error Value field are defined in [RFC5946]6.2.  Policy Element   This document defines, inSection 4.2, a new policy element called   the Receiver Proxy Control policy element.  As specified in   [RFC2750], standard RSVP policy elements (P-Type values) are to be   assigned by IANA as per "IETF Consensus" policy following the   policies outlined in [RFC2434] (this policy is now called "IETF   Review" as per [RFC5226]).   Thus, IANA has allocated one P-Type to the Receiver Proxy Control   policy element from the standard RSVP policy element range.Le Faucheur, et al.          Standards Track                   [Page 32]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   InSection 4.2, this document defines a Control-Value field inside   the Receiver Proxy Control policy element.  IANA has created the   "Receiver Proxy Control Policy Element (P-Type 0x07) Control-Value   field" registry and allocated the following values:   o  0 : Reserved   o  1 : Receiver-Proxy-Needed   o  2 : Receiver-Proxy-Not-Needed   Following the policies outlined in [RFC5226], numbers in the range   3-127 are allocated according to the "IETF Review" policy, numbers in   the range 128-240 are assigned on a "First Come First Served" basis,   and numbers in the range 241-255 are reserved for "Private Use".7.  Acknowledgments   This document benefited from discussions with Carol Iturralde and   Anca Zamfir.  Lou Berger, Adrian Farrel, and John Drake provided   review and guidance, in particular on the usage of the   Path_State_Removed flag and of the Notify message, both borrowed from   [RFC3473].  We also thank Stephen Kent, Ken Carlberg, and Tim Polk   for their valuable input and proposed enhancements.  Finally, we   thank Cullen Jennings, Magnus Westerlund, and Robert Sparks for   stimulating the work on extensions maximizing the reservation span   and facilitating migration from the Proxy model to the end-to-end   RSVP model.8.  References8.1.  Normative References   [RFC2113]     Katz, D., "IP Router Alert Option",RFC 2113,                 February 1997.   [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate                 Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2205]     Braden, B., Zhang, L., Berson, S., Herzog, S., and S.                 Jamin, "Resource ReSerVation Protocol (RSVP) -- Version                 1 Functional Specification",RFC 2205, September 1997.   [RFC2434]     Narten, T. and H. Alvestrand, "Guidelines for Writing                 an IANA Considerations Section in RFCs",BCP 26,RFC 2434, October 1998.Le Faucheur, et al.          Standards Track                   [Page 33]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   [RFC2711]     Partridge, C. and A. Jackson, "IPv6 Router Alert                 Option",RFC 2711, October 1999.   [RFC2747]     Baker, F., Lindell, B., and M. Talwar, "RSVP                 Cryptographic Authentication",RFC 2747, January 2000.   [RFC2750]     Herzog, S., "RSVP Extensions for Policy Control",RFC 2750, January 2000.   [RFC3097]     Braden, R. and L. Zhang, "RSVP Cryptographic                 Authentication -- Updated Message Type Value",RFC 3097, April 2001.   [RFC3209]     Awduche, D., Berger, L., Gan, D., Li, T., Srinivasan,                 V., and G. Swallow, "RSVP-TE: Extensions to RSVP for                 LSP Tunnels",RFC 3209, December 2001.   [RFC3473]     Berger, L., "Generalized Multi-Protocol Label Switching                 (GMPLS) Signaling Resource ReserVation Protocol-Traffic                 Engineering (RSVP-TE) Extensions",RFC 3473,                 January 2003.   [RFC4302]     Kent, S., "IP Authentication Header",RFC 4302,                 December 2005.   [RFC4303]     Kent, S., "IP Encapsulating Security Payload (ESP)",RFC 4303, December 2005.   [RFC5226]     Narten, T. and H. Alvestrand, "Guidelines for Writing                 an IANA Considerations Section in RFCs",BCP 26,RFC 5226, May 2008.8.2.  Informative References   [RFC3181]     Herzog, S., "Signaled Preemption Priority Policy                 Element",RFC 3181, October 2001.   [RFC4230]     Tschofenig, H. and R. Graveman, "RSVP Security                 Properties",RFC 4230, December 2005.   [RFC5945]     Le Faucheur, F., Manner, J., Wing, D., and A. Guillou,                 "Resource Reservation Protocol (RSVP) Proxy                 Approaches",RFC 5945, October 2010.   [RTR-ALERT]   Le Faucheur, F., "IP Router Alert Considerations and                 Usage", Work in Progress, October 2009.Le Faucheur, et al.          Standards Track                   [Page 34]

RFC 5946             RSVP Receiver Proxy Extensions         October 2010   [SEC-GRP-KEY] Behringer, M. and F. Le Faucheur, "Applicability of                 Keying Methods for RSVP Security", Work in Progress,                 June 2010.Authors' Addresses   Francois Le Faucheur   Cisco Systems   Greenside, 400 Avenue de Roumanille   Sophia Antipolis  06410   France   Phone: +33 4 97 23 26 19   EMail: flefauch@cisco.com   Jukka Manner   Aalto University   Department of Communications and Networking (Comnet)   P.O. Box 13000   FIN-00076 Aalto   Finland   Phone: +358 9 470 22481   EMail: jukka.manner@tkk.fi   URI:http://www.netlab.tkk.fi/~jmanner/   Ashok Narayanan   Cisco Systems   300 Beaver Brook Road   Boxborough, MA  01719   United States   EMail: ashokn@cisco.com   Allan Guillou   SFR   40-42 Quai du Point du Jour   Boulogne-Billancourt  92659   France   EMail: allan.guillou@sfr.com   Hemant Malik   Bharti Airtel, Ltd.   4th Floor, Plot No. 16   Udyog Vihar, Phase IV   Gurgaon,   122015   India   EMail: Hemant.Malik@airtel.inLe Faucheur, et al.          Standards Track                   [Page 35]

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