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Internet Engineering Task Force (IETF)                   V. Gurbani, Ed.Request for Comments: 5923             Bell Laboratories, Alcatel-LucentCategory: Standards Track                                        R. MahyISSN: 2070-1721                                             Unaffiliated                                                                 B. Tate                                                               BroadSoft                                                               June 2010Connection Reuse in the Session Initiation Protocol (SIP)Abstract   This document enables a pair of communicating proxies to reuse a   congestion-controlled connection between themselves for sending   requests in the forwards and backwards direction.  Because the   connection is essentially aliased for requests going in the backwards   direction, reuse is predicated upon both the communicating endpoints   authenticating themselves using X.509 certificates through Transport   Layer Security (TLS).  For this reason, we only consider connection   reuse for TLS over TCP and TLS over Stream Control Transmission   Protocol (SCTP).  This document also provides guidelines on   connection reuse and virtual SIP servers and the interaction of   connection reuse and DNS SRV lookups in SIP.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5923.Gurbani, et al.              Standards Track                    [Page 1]

RFC 5923                  SIP Connection Reuse                 June 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction ...................................................32.  Terminology ....................................................43.  Applicability Statement ........................................54.  Benefits of TLS Connection Reuse ...............................55.  Overview of Operation ..........................................66.  Requirements ..................................................107.  Formal Syntax .................................................118.  Normative Behavior ............................................118.1.  Client Behavior ...........................................118.2.  Server Behavior ...........................................138.3.  Closing a TLS Connection ..................................149.  Security Considerations .......................................149.1.  Authenticating TLS Connections: Client View ...............149.2.  Authenticating TLS Connections: Server View ...............159.3.  Connection Reuse and Virtual Servers ......................1510. Connection Reuse and SRV Interaction ..........................1711. IANA Considerations ...........................................1712. Acknowledgments ...............................................1713. References ....................................................1813.1. Normative References ......................................1813.2. Informative References ....................................18Gurbani, et al.              Standards Track                    [Page 2]

RFC 5923                  SIP Connection Reuse                 June 20101.  Introduction   SIP entities can communicate using either unreliable/connectionless   (e.g., UDP) or reliable/connection-oriented (e.g., TCP, SCTP   [RFC4960]) transport protocols.  When SIP entities use a connection-   oriented protocol (such as TCP or SCTP) to send a request, they   typically originate their connections from an ephemeral port.   In the following example, A listens for SIP requests over TLS on TCP   port 5061 (the default port for SIP over TLS over TCP), but uses an   ephemeral port (port 49160) for a new connection to B.  These   entities could be SIP user agents or SIP proxy servers.          +-----------+ 49160 (UAC)     5061 (UAS) +-----------+          |           |--------------------------->|           |          |  Entity   |                            |  Entity   |          |     A     |                            |     B     |          |           | 5061 (UAS)                 |           |          +-----------+                            +-----------+       Figure 1: Uni-directional connection for requests from A to B   The SIP protocol includes the notion of a persistent connection   (defined inSection 2), which is a mechanisms to insure that   responses to a request reuse the existing connection that is   typically still available, as well as reusing the existing   connections for other requests sent by the originator of the   connection.  However, new requests sent in the backwards direction --   in the example above, requests from B destined to A -- are unlikely   to reuse the existing connection.  This frequently causes a pair of   SIP entities to use one connection for requests sent in each   direction, as shown below.          +-----------+ 49160             5061 +-----------+          |           |.......................>|           |          |  Entity   |                        |  Entity   |          |     A     | 5061             49170 |     B     |          |           |<-----------------------|           |          +-----------+                        +-----------+          Figure 2: Two connections for requests between A and B   Unlike TCP, TLS connections can be reused to send requests in the   backwards direction since each end can be authenticated when the   connection is initially set up.  Once the authentication step has   been performed, the situation can thought to resemble the picture in   Figure 1 except that A and B both use a single shared connection, forGurbani, et al.              Standards Track                    [Page 3]

RFC 5923                  SIP Connection Reuse                 June 2010   example, between port 49160 on A and port 5061 on B.  When A wants to   send a request to B, it will reuse this connection, and when B wants   to send a request to A, it will reuse the same connection.2.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].   Additional terminology used in this document:   Advertised address:  The address that occurs in the Via header      field's sent-by production rule, including the port number and      transport.   Alias:  Reusing an existing connection to send requests in the      backwards direction; i.e., A opens a connection to B to send a      request, and B uses that connection to send requests in the      backwards direction to A.   Connection reuse:  See "Alias".   Persistent connection:  The process of sending multiple, possibly      unrelated requests on the same connection, and receiving responses      on that connection as well.  More succinctly, A opens a connection      to B to send a request, and later reuses the same connection to      send other requests, possibly unrelated to the dialog established      by the first request.  Responses will arrive over the same      connection.  Persistent connection behavior is specified inSection 18 of RFC 3261 [RFC3261].  Persistent connections do not      imply connection reuse.   Resolved address:  The network identifiers (IP address, port,      transport) associated with a user agent as a result of executingRFC 3263 [RFC3263] on a Uniform Resource Identifier (URI).   Shared connection:  See "Persistent connection".Gurbani, et al.              Standards Track                    [Page 4]

RFC 5923                  SIP Connection Reuse                 June 20103.  Applicability Statement   The applicability of the mechanism described in this document is for   two adjacent SIP entities to reuse connections when they are agnostic   about the direction of the connection, i.e., either end can initiate   the connection.  SIP entities that can only open a connection in a   specific direction -- perhaps because of Network Address Translation   (NAT) and firewalls -- reuse their connections using the mechanism   described in the outbound document [RFC5626].   This memo concerns connection reuse, not persistent connections (see   definitions of these inSection 2).  Behavior for persistent   connections is specified inSection 18 of RFC 3261 [RFC3261] and is   not altered by this memo.   This memo documents that it is good practice to only reuse those   connections where the identity of the sender can be verified by the   receiver.  Thus, TLS (RFC 5246 [RFC5246]) connections (over any   connection-oriented transport) formed by exchanging X.509   certificates can be reused because they authoritatively establish   identities of the communicating parties (seeSection 5).4.  Benefits of TLS Connection Reuse   Opening an extra connection where an existing one is sufficient can   result in potential scaling and performance problems.  Each new   connection using TLS requires a TCP three-way handshake, a handful of   round trips to establish TLS, typically expensive asymmetric   authentication and key generation algorithms, and certificate   verification.  This can lead to a build up of considerable queues as   the server CPU saturates by the TLS handshakes it is already   performing (Section 6.19 of Rescorla [Book-Rescorla-TLS]).   Consider the call flow shown below where Proxy A and Proxy B use the   Record-Route mechanism to stay involved in a dialog.  Proxy B will   establish a new TLS connection just to send a BYE request.Gurbani, et al.              Standards Track                    [Page 5]

RFC 5923                  SIP Connection Reuse                 June 2010                      Proxy A    Proxy B                         |          |     Create connection 1 +---INV--->|                         |          |                         |<---200---+ Response over connection 1                         |          |     Reuse connection 1  +---ACK--->|                         |          |                         =          =                         |          |                         |<---BYE---+ Create connection 2                         |          |          Response over  +---200--->|          connection 2                Figure 3: Multiple connections for requests   Setting up a second connection (from B to A above) for subsequent   requests, even requests in the context of an existing dialog (e.g.,   re-INVITE request or BYE request after an initial INVITE request, or   a NOTIFY request after a SUBSCRIBE request or a REFER request), can   also cause excessive delay (especially in networks with long round-   trip times).  Thus, it is advantageous to reuse connections whenever   possible.   From the user expectation point of view, it is advantageous if the   re-INVITE requests or UPDATE requests are handled automatically and   rapidly in order to avoid media and session state from being out of   step.  If a re-INVITE request requires a new TLS connection, the re-   INVITE request could be delayed by several extra round-trip times.   Depending on the round-trip time, this combined delay could be   perceptible or even annoying to a human user.  This is especially   problematic for some common SIP call flows (for example, the   recommended example flow in Figure 4 inRFC 3725 [RFC3725] uses many   re-INVITE requests).   The mechanism described in this document can mitigate the delays   associated with subsequent requests.5.  Overview of Operation   This section is tutorial in nature, and does not specify any   normative behavior.Gurbani, et al.              Standards Track                    [Page 6]

RFC 5923                  SIP Connection Reuse                 June 2010   We now explain this working in more detail in the context of   communication between two adjacent proxies.  Without any loss of   generality, the same technique can be used for connection reuse   between a User Agent Client (UAC) and an edge proxy, or between an   edge proxy and a UAS, or between an UAC and an UAS.   P1 and P2 are proxies responsible for routing SIP requests to user   agents that use them as edge proxies (see Figure 4).                   P1 <===================> P2              p1.example.com          p2.example.net               (192.0.2.1)              (192.0.2.128)        +---+                                    +---+        |   |   0---0                   0---0    |   |        |___|    /-\                     /-\     |___|       /    /   +---+                   +---+   /    /      +----+                                   +----+      User Agents                       User Agents      example.com domain                example.net domain                           Figure 4: Proxy setup   For illustration purpose the discussion below uses TCP as a transport   for TLS operations.  Another streaming transport -- such as SCTP --   can be used as well.   The act of reusing a connection is initiated by P1 when it adds an   "alias" header field parameter (defined later) to the Via header   field.  When P2 receives the request, it examines the topmost Via   header field.  If the Via header contained an "alias" header field   parameter, P2 establishes a binding such that subsequent requests   going to P1 will reuse the connection; i.e., requests are sent over   the established connection.   With reference to Figure 4, in order for P2 to reuse a connection for   requests in the backwards direction, it is important that the   validation model for requests sent in this direction (i.e., P2 to P1)   is equivalent to the normal "connection in each direction" model,   wherein P2 acting as client would open up a new connection in the   backwards direction and validate the connection by examining the   X.509 certificate presented.  The act of reusing a connection needs   the desired property that requests get delivered in the backwards   direction only if they would have been delivered to the same   destination had connection reuse not been employed.  To guarantee   this property, the X.509 certificate presented by P1 to P2 when a TLS   connection is first authenticated are cached for later use.Gurbani, et al.              Standards Track                    [Page 7]

RFC 5923                  SIP Connection Reuse                 June 2010   To aid the discussion of connection reuse, this document defines a   data structure called the connection alias table (or simply, alias   table), which is used to store aliased addresses and is used by user   agents to search for an existing connection before a new one is   opened up to a destination.  It is not the intent of this memo to   standardize the implementation of an alias table; rather, we use it   as a convenience to aid subsequent discussions.   P1 gets a request from one of its upstream user agents, and after   performingRFC3263 [RFC3263] server selection, arrives at a resolved   address of P2.  P1 maintains an alias table, and it populates the   alias table with the IP address, port number, and transport of P2 as   determined throughRFC3263 server selection.  P1 adds an "alias"   header field parameter to the topmost Via header field (inserted by   it) before sending the request to P2.  The value in the sent-by   production rule of the Via header field (including the port number),   and the transport over which the request was sent becomes the   advertised address of P1:   Via: SIP/2.0/TLS p1.example.com;branch=z9hG4bKa7c8dze;alias   Assuming that P1 does not already have an existing aliased connection   with P2, P1 now opens a connection with P2.  P2 presents its X.509   certificate to P1 for validation (seeSection 9.1).  Upon connection   authentication and acceptance, P1 adds P2 to its alias table.  P1's   alias table now looks like:   Destination  Destination  Destination  Destination      Alias   IP Address   Port         Transport    Identity         Descriptor   ...   192.0.2.128  5061         TLS          sip:example.net     25                                          sip:p2.example.net   Subsequent requests that traverse from P1 to P2 will reuse this   connection; i.e., the requests will be sent over the descriptor 25.   The following columns in the alias table created at the client   warrant an explanation:   1.  The IP address, port, and transport are a result of executing theRFC3263 server resolution process on a next-hop URI.   2.  The entries in the fourth column consists of the identities of       the server as asserted in the X.509 certificate presented by the       server.  These identities are cached by the client after the       server has been duly authenticated (seeSection 9.1).Gurbani, et al.              Standards Track                    [Page 8]

RFC 5923                  SIP Connection Reuse                 June 2010   3.  The entry in the last column is the socket descriptor over which       P1, acting as a client, actively opened a TLS connection.  At       some later time, when P1 gets a request from one of the user       agents in its domain, it will reuse the aliased connection       accessible through socket descriptor 25 if and only if all of the       following conditions hold:       A.  P1 determines through theRFC3263 server resolution process           that the {transport, IP-address, port} tuple of P2 to be           {TLS, 192.0.2.128, 5061}, and       B.  The URI used for theRFC3263 server resolution matches one of           the identities stored in the cached certificate (fourth           column).   When P2 receives the request, it examines the topmost Via header   field to determine whether P1 is willing to use this connection as an   aliased connection (i.e., accept requests from P2 towards P1).  The   Via header field at P2 now looks like the following (the "received"   header field parameter is added by P2):   Via: SIP/2.0/TLS p1.example.com;branch=z9hG4bKa7c8dze;alias;     received=192.0.2.1   The presence of the "alias" Via header field parameter indicates that   P1 supports aliasing on this connection.  P2 now authenticates the   connection (seeSection 9.2) and if the authentication was   successful, P2 creates an alias to P1 using the advertised address in   the topmost Via header field.  P2's alias table looks like the   following:   Destination  Destination  Destination  Destination     Alias   IP Address   Port         Transport    Identity        Descriptor   ...   192.0.2.1    5061             TLS      sip:example.com     18                                          sip:p1.example.com   There are a few items of interest here:   1.  The IP address field is populated with the source address of the       client.   2.  The port field is populated from the advertised address (topmost       Via header field), if a port is present in it, or 5061 if it is       not.Gurbani, et al.              Standards Track                    [Page 9]

RFC 5923                  SIP Connection Reuse                 June 2010   3.  The transport field is populated from the advertised address       (topmost Via header field).   4.  The entries in the fourth column consist of the identities of the       client as asserted in the X.509 certificate presented by the       client.  These identities are cached by the server after the       client has been duly authenticated (seeSection 9.2).   5.  The entry in the last column is the socket descriptor over which       the connection was passively accepted.  At some later time, when       P2 gets a request from one of the user agents in its domain, it       will reuse the aliased connection accessible through socket       descriptor 18 if and only if all of the following conditions       hold:       A.  P2 determines throughRFC3263 server resolution process that           the {transport, IP-address, port} tuple of P1 to be {TLS,           192.0.2.1, 5061}, and       B.  The URI used forRFC3263 server resolution matches one of the           identities stored in the cached certificate (fourth column).   6.  The network address inserted in the "Destination IP Address"       column is the source address as seen by P2 (i.e., the "received"       header field parameter).  It could be the case that the host name       of P1 resolves to different IP addresses due to round-robin DNS.       However, the aliased connection is to be established with the       original sender of the request.6.  Requirements   The following are the requirements that motivated this specification:   1.  A connection sharing mechanism should allow SIP entities to reuse       existing connections for requests and responses originated from       either peer in the connection.   2.  A connection sharing mechanism must not require clients to send       all traffic from well-know SIP ports.   3.  A connection sharing mechanism must not require configuring       ephemeral port numbers in DNS.   4.  A connection sharing mechanism must prevent unauthorized       hijacking of other connections.   5.  Connection sharing should persist across SIP transactions and       dialogs.Gurbani, et al.              Standards Track                   [Page 10]

RFC 5923                  SIP Connection Reuse                 June 2010   6.  Connection sharing must work across name-based virtual SIP       servers.   7.  There is no requirement to share a complete path for ordinary       connection reuse.  Hop-by-hop connection sharing is more       appropriate.7.  Formal Syntax   The following syntax specification uses the augmented Backus-Naur   Form (BNF) as described inRFC 5234 [RFC5234].  This document extends   the via-params to include a new via-alias defined below.      via-params =/ via-alias      via-alias  =  "alias"8.  Normative Behavior8.1.  Client Behavior   Clients SHOULD keep connections up as long as they are needed.   Connection reuse works best when the client and the server maintain   their connections for long periods of time.  Clients, therefore,   SHOULD NOT automatically drop connections on completion of a   transaction or termination of a dialog.   The mechanism for connection reuse uses a new Via header field   parameter.  The "alias" header field parameter is included in a Via   header field value to indicate that the client wants to create a   transport layer alias.  The client places its advertised address in   the Via header field value (in the sent-by production).   If the client places an "alias" header field parameter in the topmost   Via header of the request, the client SHOULD keep the connection open   for as long as the resources on the host operating system allow it   to, and that the client MUST accept requests over this connection --   in addition to the default listening port -- from its downstream   peer.  And furthermore, the client SHOULD reuse the connection when   subsequent requests in the same or different transactions are   destined to the same resolved address.      Note thatRFC 3261 states that a response arrives over the same      connection that was opened for a request.Gurbani, et al.              Standards Track                   [Page 11]

RFC 5923                  SIP Connection Reuse                 June 2010   Whether or not to allow an aliased connection ultimately depends on   the recipient of the request; i.e., the client does not get any   confirmation that its downstream peer created the alias, or indeed   that it even supports this specification.  Thus, clients MUST NOT   assume that the acceptance of a request by a server automatically   enables connection aliasing.  Clients MUST continue receiving   requests on their default port.   Clients MUST authenticate the connection before forming an alias;Section 9.1 discusses the authentication steps in more detail.  Once   the server has been authenticated, the client MUST cache, in the   alias table, the identity (or identities) of the server as determined   inSection 7.1 of RFC 5922 [RFC5922].  The client MUST also populate   the destination IP address, port, and transport of the server in the   alias table; these fields are retrieved from executingRFC3263 server   resolution process on the next-hop URI.  And finally, the client MUST   populate the alias descriptor field with the connection handle (or   identifier) used to connect to the server.   Once the alias table has been updated with a resolved address, and   the client wants to send a new request in the direction of the   server, the client reuses the connection only if all of the following   conditions hold:   1.  The client uses theRFC3263 resolution on a URI and arrives at a       resolved address contained in the alias table, and   2.  The URI used forRFC3263 server resolution matches one of the       identities stored in the alias table row corresponding to that       resolved address.   Clients MUST be prepared for the case that the connection no longer   exists when they are ready to send a subsequent request over it.  In   such a case, a new connection MUST be opened to the resolved address   and the alias table updated accordingly.   This behavior has an adverse side effect when a CANCEL request or an   ACK request for a non-2xx response is sent downstream.  Normally,   these would be sent over the same connection over which the INVITE   request was sent.  However, if between the sending of the INVITE   request and subsequent sending of the CANCEL request or ACK request   to a non-2xx response, the connection was closed, then the client   SHOULD open a new connection to the resolved address and send the   CANCEL request or ACK request there instead.  The client MAY insert   the newly opened connection into the alias table.Gurbani, et al.              Standards Track                   [Page 12]

RFC 5923                  SIP Connection Reuse                 June 20108.2.  Server Behavior   Servers SHOULD keep connections up unless they need to reclaim   resources.  Connection reuse works best when the client and the   server maintain their connections for long periods of time.  Servers,   therefore, SHOULD NOT automatically drop connections on completion of   a transaction or termination of a dialog.   When a server receives a request over TLS whose topmost Via header   field contains an "alias" header field parameter, it signifies that   the upstream client will leave the connection open beyond the   transaction and dialog lifetime, and that subsequent transactions and   dialogs that are destined to a resolved address that matches the   identifiers in the advertised address in the topmost Via header field   can reuse this connection.   Whether or not to use in the reverse direction a connection marked   with the "alias" Via header field parameter ultimately depends on the   policies of the server.  It can choose to honor it, and thereby send   subsequent requests over the aliased connection.  If the server   chooses not to honor an aliased connection, the server MUST allow the   request to proceed as though the "alias" header field parameter was   not present in the topmost Via header.      This assures interoperability withRFC3261 server behavior.      Clients can include the "alias" header field parameter without      fear that the server will reject the SIP request because of its      presence.   Servers MUST be prepared to deal with the case that the aliased   connection no longer exist when they are ready to send a subsequent   request over it.  This can happen if the peer ran out of operating   system resources and had to close the connection.  In such a case,   the server MUST open a new connection to the resolved address and the   alias table updated accordingly.   If the sent-by production of the Via header field contains a port,   the server MUST use it as a destination port.  Otherwise, the default   port is the destination port.   Servers MUST follow the authentication steps outlined inSection 9.2   to authenticate the connection before forming an alias.   The server, if it decides to reuse the connection, MUST cache in the   alias table the identity (or identities) of the client as they appear   in the X.509 certificate subjectAlternativeName extension field.  The   server also populates the destination IP address, port, and transport   in the alias table from the topmost Via header field (using theGurbani, et al.              Standards Track                   [Page 13]

RFC 5923                  SIP Connection Reuse                 June 2010   ";received" parameter for the destination IP address).  If the port   number is omitted, a default port number of 5061 is to be used.  And   finally, the server populates the alias descriptor field with the   connection handle (or identifier) used to accept the connection from   the client (seeSection 5 for the contents of the alias table).   Once the alias table has been updated, and the server wants to send a   request in the direction of the client, it reuses the connection only   if all of the following conditions hold:   1.  The server, which acts as a client for this transaction, uses theRFC3263 resolution process on a URI and arrives at a resolved       address contained in the alias table, and   2.  The URI used forRFC3263 server resolution matches one of the       identities stored in the alias table row corresponding to that       resolved address.8.3.  Closing a TLS connection   Either the client or the server may terminate a TLS session by   sending a TLS closure alert.  Before closing a TLS connection, the   initiator of the closure MUST either wait for any outstanding SIP   transactions to complete, or explicitly abandon them.   After the initiator of the close has sent a closure alert, it MUST   discard any TLS messages until it has received a similar alert from   its peer.  The receiver of the closure alert MUST NOT start any new   SIP transactions after the receipt of the closure alert.9.  Security Considerations   This document presents requirements and a mechanism for reusing   existing connections easily.  Unauthenticated connection reuse would   present many opportunities for rampant abuse and hijacking.   Authenticating connection aliases is essential to prevent connection   hijacking.  For example, a program run by a malicious user of a   multiuser system could attempt to hijack SIP requests destined for   the well-known SIP port from a large relay proxy.9.1.  Authenticating TLS Connections: Client View   When a TLS client establishes a connection with a server, it is   presented with the server's X.509 certificate.  Authentication   proceeds as described inSection 7.3 ("Client behavior") ofRFC 5922   [RFC5922].Gurbani, et al.              Standards Track                   [Page 14]

RFC 5923                  SIP Connection Reuse                 June 20109.2.  Authenticating TLS Connections: Server View   A TLS server conformant to this specification MUST ask for a client   certificate; if the client possesses a certificate, it will be   presented to the server for mutual authentication, and authentication   proceeds as described inSection 7.4 ("Server behavior") ofRFC 5922   [RFC5922].   If the client does not present a certificate, the server MUST proceed   as if the "alias" header field parameter was not present in the   topmost Via header.  In this case, the server MUST NOT update the   alias table.9.3.  Connection Reuse and Virtual Servers   Virtual servers present special considerations for connection reuse.   Under the name-based virtual server scheme, one SIP proxy can host   many virtual domains using one IP address and port number.  If   adequate defenses are not put in place, a connection opened to a   downstream server on behalf of one domain can be reused to send   requests in the backwards direction to a different domain.  The   "Destination Identity" column in the alias table has been added to   aid in such defenses.   Virtual servers MUST only perform connection reuse for TLS   connections; virtual servers MUST NOT perform connection reuse for   other connection-oriented transports.  To understand why this is the   case, note that the alias table caches not only which connections go   to which destination addresses, but also which connections have   authenticated themselves as responsible for which domains.  If a   message is to be sent in the backwards direction to a new SIP domain   that resolves to an address with a cached connection, the cached   connection cannot be used because it is not authenticated for the new   domain.   As an example, consider a proxy P1 that hosts two virtual domains --   example.com and example.net -- on the same IP address and port.RFC3263 server resolution is set up such that a DNS lookup of   example.com and example.net both resolve to an {IP-address, port,   transport} tuple of {192.0.2.1, 5061, TLS}.  A user agent in the   example.com domain sends a request to P1 causing it to make a   downstream connection to its peering proxy, P2, and authenticating   itself as a proxy in the example.com domain by sending it a X.509   certificate asserting such an identity.  P2's alias table now looks   like the following:Gurbani, et al.              Standards Track                   [Page 15]

RFC 5923                  SIP Connection Reuse                 June 2010   Destination  Destination  Destination  Destination     Alias   IP Address   Port         Transport    Identity        Descriptor   ...   192.0.2.1    5061             TLS      sip:example.com     18   At some later point in time, a user agent in P2's domain wants to   send a request to a user agent in the example.net domain.  P2   performs anRFC3263 server resolution process on sips:example.net to   derive a resolved address tuple {192.0.2.1, 5061, TLS}.  It appears   that a connection to this network address is already cached in the   alias table; however, P2 cannot reuse this connection because the   destination identity (sip:example.com) does not match the server   identity used forRFC3261 resolution (sips:example.net).  Hence, P2   will open up a new connection to the example.net virtual domain   hosted on P1.  P2's alias table will now look like:   Destination  Destination  Destination  Destination     Alias   IP Address   Port         Transport    Identity        Descriptor   ...   192.0.2.1    5061             TLS      sip:example.com     18   192.0.2.1    5061             TLS      sip:example.net     54   The identities conveyed in an X.509 certificate are associated with a   specific TLS connection.  Absent such a guarantee of an identity tied   to a specific connection, a normal TCP or SCTP connection cannot be   used to send requests in the backwards direction without a   significant risk of inadvertent (or otherwise) connection hijacking.   The above discussion details the impact on P2 when connection reuse   is desired for virtual servers.  There is a subtle, but important   impact on P1 as well.   P1 should keep separate alias tables for the requests served from the   UAs in the example.com domain from those served by the UAs in the   example.net domain.  This is so that the boundary between the two   domains is preserved; P1 MUST NOT open a connection on behalf of one   domain and reuse it to send a new request on behalf of another   domain.Gurbani, et al.              Standards Track                   [Page 16]

RFC 5923                  SIP Connection Reuse                 June 201010.  Connection Reuse and SRV Interaction   Connection reuse has an interaction with the DNS SRV load balancing   mechanism.  To understand the interaction, consider the following   figure:             /+---- S1   +-------+/   | Proxy |------- S2   +-------+\             \+---- S3                         Figure 5: Load balancing   Here, the proxy uses the DNS SRV to load balance across the three   servers, S1, S2, and S3.  Using the connect reuse mechanism specified   in this document, over time the proxy will maintain a distinct   aliased connection to each of the servers.  However, once this is   done, subsequent traffic is load balanced across the three downstream   servers in the normal manner.11.  IANA Considerations   This specification defines a new Via header field parameter called   "alias" in the "Header Field Parameters and Parameter Values" sub-   registry as per the registry created byRFC 3968 [RFC3968].  The   required information is:   Header Field  Parameter Name  Predefined Values  Reference   ___________________________________________________________________   Via           alias                 NoRFC592312.  Acknowledgments   Thanks to Jon Peterson for helpful answers about certificate behavior   with SIP, Jonathan Rosenberg for his initial support of this concept,   and Cullen Jennings for providing a sounding board for this idea.   Other members of the SIP WG that contributed to this document include   Jeroen van Bemmel, Keith Drage, Matthew Gardiner, Rajnish Jain, Benny   Prijono, and Rocky Wang.   Dale Worley and Hadriel Kaplan graciously performed a WGLC review of   the document.  The resulting revision has benefited tremendously from   their feedback.Gurbani, et al.              Standards Track                   [Page 17]

RFC 5923                  SIP Connection Reuse                 June 201013.  References13.1.  Normative References   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,              A., Peterson, J., Sparks, R., Handley, M., and E.              Schooler, "SIP: Session Initiation Protocol",RFC 3261,              June 2002.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security              (TLS) Protocol Version 1.2",RFC 5246, August 2008.   [RFC3263]  Rosenberg, J. and H. Schulzrinne, "Session Initiation              Protocol (SIP): Locating SIP Servers",RFC 3263,              June 2002.   [RFC5234]  Crocker, D. and P. Overell, "Augmented BNF for Syntax              Specifications: ABNF",RFC 5234, January 2008.   [RFC5922]  Gurbani, V., Lawrence, S., and B. Laboratories, "Domain              Certificates in the Session Initiation Protocol (SIP)",RFC 5922, June 2010.13.2.  Informative References   [RFC3968]  Camarillo, G., "The Internet Assigned Number Authority              (IANA) Header Field Parameter Registry for the Session              Initiation Protocol (SIP)",BCP 98,RFC 3968,              December 2004.   [RFC5626]  Jennings, C., Mahy, R., and F. Audet, "Managing Client-              Initiated Connections in the Session Initiation Protocol              (SIP)",RFC 5626, October 2009.   [Book-Rescorla-TLS]              Rescorla, E., "SSL and TLS: Designing and Building Secure              Systems", Addison-Wesley Publishing, 2001.   [RFC3725]  Rosenberg, J., Peterson, J., Schulzrinne, H., and G.              Camarillo, "Best Current Practices for Third Party Call              Control (3pcc) in the Session Initiation Protocol (SIP)",BCP 85,RFC 3725, April 2004.   [RFC4960]  Stewart, R., "Stream Control Transmission Protocol",RFC 4960, September 2007.Gurbani, et al.              Standards Track                   [Page 18]

RFC 5923                  SIP Connection Reuse                 June 2010Authors' Addresses   Vijay K. Gurbani (editor)   Bell Laboratories, Alcatel-Lucent   EMail: vkg@alcatel-lucent.com   Rohan Mahy   Unaffiliated   EMail: rohan@ekabal.com   Brett Tate   BroadSoft   EMail: brett@broadsoft.comGurbani, et al.              Standards Track                   [Page 19]

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