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INFORMATIONAL
Internet Engineering Task Force (IETF)                        T. KivinenRequest for Comments: 5879                               AuthenTec, Inc.Category: Informational                                      D. McDonaldISSN: 2070-1721                                       Oracle Corporation                                                                May 2010Heuristics for Detecting ESP-NULL PacketsAbstract   This document describes a set of heuristics for distinguishing IPsec   ESP-NULL (Encapsulating Security Payload without encryption) packets   from encrypted ESP packets.  These heuristics can be used on   intermediate devices, like traffic analyzers, and deep-inspection   engines, to quickly decide whether or not a given packet flow is   encrypted, i.e., whether or not it can be inspected.  Use of these   heuristics does not require any changes made on existing IPsec hosts   that are compliant withRFC 4303.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5879.Kivinen & McDonald            Informational                     [Page 1]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1. Introduction ....................................................3      1.1. Applicability: Heuristic Traffic Inspection and           Wrapped ESP ................................................41.2. Terminology ................................................42. Other Options ...................................................52.1. AH .........................................................52.2. Mandating by Policy ........................................62.3. Modifying ESP ..............................................63. Description of Heuristics .......................................64. IPsec Flows .....................................................75. Deep-Inspection Engine ..........................................96. Special and Error Cases .........................................97. UDP Encapsulation ..............................................108. Heuristic Checks ...............................................108.1. ESP-NULL Format ...........................................118.2. Self Describing Padding Check .............................128.3. Protocol Checks ...........................................148.3.1. TCP Checks .........................................158.3.2. UDP Checks .........................................168.3.3. ICMP Checks ........................................168.3.4. SCTP Checks ........................................178.3.5. IPv4 and IPv6 Tunnel Checks ........................179. Security Considerations ........................................1710. References ....................................................1810.1. Normative References .....................................1810.2. Informative References ...................................18Appendix A.  Example Pseudocode ...................................20A.1.  Fastpath ..................................................20A.2.  Slowpath ..................................................23Kivinen & McDonald            Informational                     [Page 2]

RFC 5879            Heuristics for Detecting ESP-NULL           May 20101.  Introduction   The ESP (Encapsulating Security Payload [RFC4303]) protocol can be   used with NULL encryption [RFC2410] to provide authentication,   integrity protection, and optionally replay detection, but without   confidentiality.  ESP without encryption (referred to as ESP-NULL)   offers similar properties to IPsec's AH (Authentication Header   [RFC4302]).  One reason to use ESP-NULL instead of AH is that AH   cannot be used if there are NAT (Network Address Translation) devices   on the path.  With AH, it would be easy to detect packets that have   only authentication and integrity protection, as AH has its own   protocol number and deterministic packet length.  With ESP-NULL, such   detection is nondeterministic, in spite of the base ESP packet format   being fixed.   In some cases, intermediate devices would like to detect ESP-NULL   packets so they could perform deep inspection or enforce access   control.  This kind of deep inspection includes virus detection, spam   filtering, and intrusion detection.  As end nodes might be able to   bypass those checks by using encrypted ESP instead of ESP-NULL, these   kinds of scenarios also require very specific policies to forbid such   circumvention.   These sorts of policy requirements usually mean that the whole   network needs to be controlled, i.e., under the same administrative   domain.  Such setups are usually limited to inside the network of one   enterprise or organization, and encryption is not used as the network   is considered safe enough from eavesdroppers.   Because the traffic inspected is usually host-to-host traffic inside   one organization, that usually means transport mode IPsec is used.   Note, that most of the current uses of IPsec are not host-to-host   traffic inside one organization, but for the intended use cases for   the heuristics, this will most likely be the case.  Also, the tunnel   mode case is much easier to solve than transport mode as it is much   easier to detect the IP header inside the ESP-NULL packet.   It should also be noted that even if new protocol modifications for   ESP support easier detection of ESP-NULL in the future, this document   will aid in the transition of older end-systems.  That way, a   solution can be implemented immediately, and not after 5-10 years of   upgrade and deployment.  Even with protocol modification for end   nodes, the intermediate devices will need heuristics until they can   assume that those protocol modifications can be found from all the   end devices.  To make sure that any solution does not break in the   future, it would be best if such heuristics are documented -- i.e.,Kivinen & McDonald            Informational                     [Page 3]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   publishing an RFC for what to do now, even though there might be a   new protocol coming in the future that will solve the same problem in   a better way.1.1.  Applicability: Heuristic Traffic Inspection and Wrapped ESP   There are two ways to enable intermediate security devices to   distinguish between encrypted and unencrypted ESP traffic:   o  The heuristics approach has the intermediate node inspect the      unchanged ESP traffic, to determine with extremely high      probability whether or not the traffic stream is encrypted.   o  The Wrapped ESP (WESP) approach [RFC5840], in contrast, requires      the ESP endpoints to be modified to support the new protocol.      WESP allows the intermediate node to distinguish encrypted and      unencrypted traffic deterministically, using a simpler      implementation for the intermediate node.   Both approaches are being documented simultaneously by the IPsecME   Working Group, with WESP being put on Standards Track while the   heuristics approach is being published as an Informational RFC.   While endpoints are being modified to adopt WESP, both approaches   will likely coexist for years, because the heuristic approach is   needed to inspect traffic where at least one of the endpoints has not   been modified.  In other words, intermediate nodes are expected to   support both approaches in order to achieve good security and   performance during the transition period.1.2.  Terminology   This document uses following terminology:   Flow      A TCP/UDP or IPsec flow is a stream of packets that are part of      the same TCP/UDP or IPsec stream, i.e., TCP or UDP flow is a      stream of packets having same 5 tuple (source and destination IP      and port, and TCP/UDP protocol).  Note, that this kind of flow is      also called microflow in some documents.   Flow Cache      deep-inspection engines and similar devices use a cache of flows      going through the device, and that cache keeps state of all flows      going through the device.Kivinen & McDonald            Informational                     [Page 4]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   IPsec Flow      An IPsec flow is a stream of packets sharing the same source IP,      destination IP, protocol (ESP/AH), and Security Parameter Index      (SPI).  Strictly speaking, the source IP does not need to be a      part of the flow identification, but it can be.  For this reason,      it is safer to assume that the source IP is always part of the      flow identification.2.  Other Options   This document will discuss the heuristic approach of detecting ESP-   NULL packets.  There are some other options that can be used, and   this section will briefly discuss them.2.1.  AH   The most logical approach would use the already defined protocol that   offers authentication and integrity protection, but not   confidentiality, namely AH.  AH traffic is clearly marked as not   encrypted, and can always be inspected by intermediate devices.   Using AH has two problems.  First, as it also protects the IP   headers, it will also protect against NATs on the path; thus, it will   not work if there is a NAT on the path between end nodes.  In some   environments this might not be a problem, but some environments,   include heavy use of NATs even inside the internal network of the   enterprise or organization.  NAT-Traversal (NAT-T, [RFC3948]) could   be extended to support AH also, and the early versions of the NAT-T   proposals did include that, but it was left out as it was not seen as   necessary.   Another problem is that in the new IPsec Architecture [RFC4301] the   support for AH is now optional, meaning not all implementations   support it.  ESP-NULL has been defined to be mandatory to implement   by "Cryptographic Algorithm Implementation Requirements for   Encapsulating Security Payload (ESP) and Authentication Header (AH)"   [RFC4835].   AH also has quite complex processing rules compared to ESP when   calculating the Integrity Check Value (ICV), including things like   zeroing out mutable fields.  Also, as AH is not as widely used as   ESP, the AH support is not as well tested in the interoperability   events.Kivinen & McDonald            Informational                     [Page 5]

RFC 5879            Heuristics for Detecting ESP-NULL           May 20102.2.  Mandating by Policy   Another easy way to solve this problem is to mandate the use of ESP-   NULL with common parameters within an entire organization.  This   either removes the need for heuristics (if no ESP-encrypted traffic   is allowed at all) or simplifies them considerably (only one set of   parameters needs to be inspected, e.g., everybody in the organization   who is using ESP-NULL must use HMAC-SHA-1-96 as their integrity   algorithm).  This does work unless one of a pair of communicating   machines is not under the same administrative domain as the deep-   inspection engine.  (IPsec Security Associations (SAs) must be   satisfactory to all communicating parties, so only one communicating   peer needs to have a sufficiently narrow policy.)  Also, such a   solution might require some kind of centralized policy management to   make sure everybody in an administrative domain uses the same policy,   and that changes to that single policy can be coordinated throughout   the administrative domain.2.3.  Modifying ESP   Several documents discuss ways of modifying ESP to offer intermediate   devices information about an ESP packet's use of NULL encryption.   The following methods have been discussed: adding an IP-option,   adding a new IP-protocol number plus an extra header [RFC5840],   adding new IP-protocol numbers that tell the ESP-NULL parameters   [AUTH-ONLY-ESP], reserving an SPI range for ESP-NULL [ESP-NULL], and   using UDP encapsulation with a different format and ports.   All of the aforementioned documents require modification to ESP,   which requires that all end nodes be modified before intermediate   devices can assume that this new ESP format is in use.  Updating end   nodes will require a lot of time.  An example of slow end-node   deployment is Internet Key Exchange Protocol version 2 (IKEv2).   Considering an implementation that requires both IKEv2 and a new ESP   format, it would take several years, possibly as long as a decade,   before widespread deployment.3.  Description of Heuristics   The heuristics to detect ESP-NULL packets will only require changes   to those intermediate devices that do deep inspection or other   operations that require the detection of ESP-NULL.  As those nodes   require changes regardless of any ESP-NULL method, updating   intermediate nodes is unavoidable.  Heuristics do not require updates   or modifications to any other devices on the rest of the network,   including (especially) end nodes.Kivinen & McDonald            Informational                     [Page 6]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   In this document, it is assumed that an affected intermediate node   will act as a stateful interception device, meaning it will keep   state of the IPsec flows -- where flows are defined by the ESP SPI   and IP addresses forming an IPsec SA -- going through it.  The   heuristics can also be used without storing any state, but   performance will be worse in that case, as heuristic checks will need   to be done for each packet, not only once per flow.  This will also   affect the reliability of the heuristics.   Generally, an intermediate node runs heuristics only for the first   few packets of the new flow (i.e., the new IPsec SA).  After those   few packets, the node detects parameters of the IPsec flow, it skips   detection heuristics, and it can perform direct packet-inspecting   action based on its own policy.  Once detected, ESP-NULL packets will   never be detected as encrypted ESP packets, meaning that valid ESP-   NULL packets will never bypass the deep inspection.   The only failure mode of these heuristics is to assume encrypted ESP   packets are ESP-NULL packets, thus causing completely random packet   data to be deeply inspected.  An attacker can easily send random-   looking ESP-NULL packets that will cause heuristics to detect packets   as encrypted ESP, but that is no worse than sending non-ESP fuzz   through an intermediate node.  The only way an ESP-NULL flow can be   mistaken for an encrypted ESP flow is if the ESP-NULL flow uses an   authentication algorithm of which the packet inspector has no   knowledge.   For hardware implementations, all the flow lookup based on the ESP   next header number (50), source address, destination address, and SPI   can be done by the hardware (there is usually already similar   functionality there, for TCP/UDP flows).  The heuristics can be   implemented by the hardware, but using software will allow faster   updates when new protocol modifications come out or new protocols   need support.   As described inSection 7, UDP-encapsulated ESP traffic may also have   Network Address Port Translation (NAPT) applied to it, and so there   is already a 5-tuple state in the stateful inspection gateway.4.  IPsec Flows   ESP is a stateful protocol, meaning there is state stored in both end   nodes of the ESP IPsec SA, and the state is identified by the pair of   destination IP and SPI.  Also, end nodes often fix the source IP   address in an SA unless the destination is a multicast group.   Typically, most (if not all) flows of interest to an intermediate   device are unicast, so it is safer to assume the receiving node also   uses a source address, and the intermediate device should thereforeKivinen & McDonald            Informational                     [Page 7]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   do the same.  In some cases, this might cause extraneous cached ESP   IPsec SA flows, but by using the source address, two distinct flows   will never be mixed.  For sites that heavily use multicast, such   traffic is deterministically identifiable (224.0.0.0/4 for IPv4 and   ff00::0/8 for IPv6), and an implementation can save the space of   multiple cache entries for a multicast flow by checking the   destination address first.   When the intermediate device sees a new ESP IPsec flow, i.e., a new   flow of ESP packets where the source address, destination address,   and SPI number form a triplet that has not been cached, it will start   the heuristics to detect whether or not this flow is ESP-NULL.  These   heuristics appear inSection 8.   When the heuristics finish, they will label the flow as either   encrypted (which tells that packets in this flow are encrypted, and   cannot be ESP-NULL packets) or as ESP-NULL.  This information, along   with the ESP-NULL parameters detected by the heuristics, is stored to   a flow cache, which will be used in the future when processing   packets of the same flow.   Both encrypted ESP and ESP-NULL flows are processed based on the   local policy.  In normal operation, encrypted ESP flows are passed   through or dropped per local policy, and ESP-NULL flows are passed to   the deep-inspection engine.  Local policy will also be used to   determine other packet-processing parameters.  Local policy issues   will be clearly marked in this document to ease implementation.   In some cases, the heuristics cannot determine the type of flow from   a single packet; and in that case, it might need multiple packets   before it can finish the process.  In those cases, the heuristics   return "unsure" status.  In that case, the packet processed based on   the local policy and flow cache is updated with "unsure" status.   Local policy for "unsure" packets could range from dropping (which   encourages end-node retransmission) to queuing (which may preserve   delivery, at the cost of artificially inflating round-trip times if   they are measured).  When the next packet to the flow arrives, it is   heuristically processed again, and the cached flow may continue to be   "unsure", marked as ESP, or marked as an ESP-NULL flow.   There are several reasons why a single packet might not be enough to   detect the type of flow.  One of them is that the next header number   was unknown, i.e., if heuristics do not know about the protocol for   the packet, they cannot verify it has properly detected ESP-NULL   parameters, even when the packet otherwise looks like ESP-NULL.  If   the packet does not look like ESP-NULL at all, then the encrypted ESPKivinen & McDonald            Informational                     [Page 8]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   status can be returned quickly.  As ESP-NULL heuristics need to know   the same protocols as a deep-inspection device, an ESP-NULL instance   of an unknown protocol can be handled the same way as a cleartext   instance of the same unknown protocol.5.  Deep-Inspection Engine   A deep-inspection engine running on an intermediate node usually   checks deeply into the packet and performs policy decisions based on   the contents of the packet.  The deep-inspection engine should be   able to tell the difference between success, failure, and garbage.   Success means that a packet was successfully checked with the deep-   inspection engine, and it passed the checks and is allowed to be   forwarded.  Failure means that a packet was successfully checked, but   the actual checks done indicated that packets should be dropped,   i.e., the packet contained a virus, was a known attack, or something   similar.   Garbage means that the packet's protocol headers or other portions   were unparseable.  For the heuristics, it would be useful if the   deep-inspection engine could differentiate the garbage and failure   cases, as garbage cases can be used to detect certain error cases   (e.g., where the ESP-NULL parameters are incorrect, or the flow is   really an encrypted ESP flow, not an ESP-NULL flow).   If the deep-inspection engine only returns failure for all garbage   packets in addition to real failure cases, then a system implementing   the ESP-NULL heuristics cannot recover from error situations quickly.6.  Special and Error Cases   There is a small probability that an encrypted ESP packet (which   looks like it contains completely random bytes) will have plausible   bytes in expected locations, such that heuristics will detect the   packet as an ESP-NULL packet instead of detecting that it is   encrypted ESP packet.  The actual probabilities will be computed   later in this document.  Such a packet will not cause problems, as   the deep-inspection engine will most likely reject the packet and   return that it is garbage.  If the deep-inspection engine is   rejecting a high number of packets as garbage, it might indicate an   original ESP-NULL detection for the flow was wrong (i.e., an   encrypted ESP flow was improperly detected as ESP-NULL).  In that   case, the cached flow should be invalidated and discovery should   happen again.   Each ESP-NULL flow should also keep statistics about how many packets   have been detected as garbage by deep inspection, how many have   passed checks, or how many have failed checks with policy violationsKivinen & McDonald            Informational                     [Page 9]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   (i.e., failed because of actual inspection policy failures, not   because the packet looked like garbage).  If the number of garbage   packets suddenly increases (e.g., most of the packets start to look   like garbage according to the deep-inspection engine), it is possible   the old ESP-NULL SA was replaced by an encrypted ESP SA with an   identical SPI.  If both ends use random SPI generation, this is a   very unlikely situation (1 in 2^32), but it is possible that some   nodes reuse SPI numbers (e.g., a 32-bit memory address of the SA   descriptor); thus, this situation needs to be handled.   Actual limits for cache invalidation are local policy decisions.   Sample invalidation policies include: 50% of packets marked as   garbage within a second, or if a deep-inspection engine cannot   differentiate between garbage and failure, failing more than 95% of   packets in last 10 seconds.  For implementations that do not   distinguish between garbage and failure, failures should not be   treated too quickly as an indication of SA reuse.  Often, single   packets cause state-related errors that block otherwise normal   packets from passing.7.  UDP Encapsulation   The flow lookup code needs to detect UDP packets to or from port 4500   in addition to the ESP packets, and perform similar processing to   them after skipping the UDP header.  Port-translation by NAT often   rewrites what was originally 4500 into a different value, which means   each unique port pair constitutes a separate IPsec flow.  That is,   UDP-encapsulated IPsec flows are identified by the source and   destination IP, source and destination port number, and SPI number.   As devices might be using IKEv2 Mobility and Multihoming (MOBIKE)   ([RFC4555]), that also means that the flow cache should be shared   between the UDP encapsulated IPsec flows and non-encapsulated IPsec   flows.  As previously mentioned, differentiating between garbage and   actual policy failures will help in proper detection immensely.   Because the checks are run for packets having just source port 4500   or packets having just destination port 4500, this might cause checks   to be run for non-ESP traffic too.  Some traffic may randomly use   port 4500 for other reasons, especially if a port-translating NAT is   involved.  The UDP encapsulation processing should also be aware of   that possibility.8.  Heuristic Checks   Normally, HMAC-SHA1-96 or HMAC-MD5-96 gives 1 out of 2^96 probability   that a random packet will pass the Hashed Message Authentication Code   (HMAC) test.  This yields a 99.999999999999999999999999998%   probability that an end node will correctly detect a random packet asKivinen & McDonald            Informational                    [Page 10]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   being invalid.  This means that it should be enough for an   intermediate device to check around 96 bits from the input packet.   By comparing them against known values for the packet, a deep-   inspection engine gains more or less the same probability as that   which an end node is using.  This gives an upper limit of how many   bits heuristics need to check -- there is no point of checking much   more than that many bits (since that same probability is acceptable   for the end node).  In most of the cases, the intermediate device   does not need probability that is that high, perhaps something around   32-64 bits is enough.   IPsec's ESP has a well-understood packet layout, but its variable-   length fields reduce the ability of pure algorithmic matching to one   requiring heuristics and assigning probabilities.8.1.  ESP-NULL Format   The ESP-NULL format is as follows:        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                Security Parameter Index (SPI)                 |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                      Sequence Number                          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                    IV (optional)                              |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                    Payload Data (variable)                    |       ~                                                               ~       |                                                               |       +               +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |               |     Padding (0-255 bytes)                     |       +-+-+-+-+-+-+-+-+               +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                               |  Pad Length   | Next Header   |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |             Integrity Check Value (variable)                  |       ~                                                               ~       |                                                               |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                 Figure 1   The output of the heuristics should provide information about whether   the packet is encrypted ESP or ESP-NULL.  In case it is ESP-NULL, the   heuristics should also provide the Integrity Check Value (ICV) field   length and the Initialization Vector (IV) length.Kivinen & McDonald            Informational                    [Page 11]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   The currently defined ESP authentication algorithms have 4 different   lengths for the ICV field.   Different ICV lengths for different algorithm:       Algorithm                           ICV Length       -------------------------------     ----------       AUTH_HMAC_MD5_96                    96       AUTH_HMAC_SHA1_96                   96       AUTH_AES_XCBC_96                    96       AUTH_AES_CMAC_96                    96       AUTH_HMAC_SHA2_256_128              128       AUTH_HMAC_SHA2_384_192              192       AUTH_HMAC_SHA2_512_256              256                                 Figure 2   In addition to the ESP authentication algorithms listed above, there   is also the encryption algorithm ENCR_NULL_AUTH_AES_GMAC, which does   not provide confidentiality but provides authentication, just like   ESP-NULL.  This algorithm has an ICV Length of 128 bits, and it also   requires 8 bytes of IV.   In addition to the ICV length, there are also two possible values for   IV lengths: 0 bytes (default) and 8 bytes (for   ENCR_NULL_AUTH_AES_GMAC).  Detecting the IV length requires   understanding the payload, i.e., the actual protocol data (meaning   TCP, UDP, etc.).  This is required to distinguish the optional IV   from the actual protocol data.  How well the IV can be distinguished   from the actual protocol data depends on how the IV is generated.  If   the IV is generated using a method that generates random-looking data   (i.e., encrypted counter, etc.) then distinguishing protocol data   from the IV is quite easy.  If an IV is a counter or similar non-   random value, then there are more possibilities for error.  If the   protocol (also known as the, "next header") of the packet is one that   is not supported by the heuristics, then detecting the IV length is   impossible; thus, the heuristics cannot finish.  In that case, the   heuristics return "unsure" and require further packets.   This document does not cover RSA authentication in ESP ([RFC4359]),   as it is considered beyond the scope of this document.8.2.  Self Describing Padding Check   Before obtaining the next header field, the ICV length must be   measured.  Four different ICV lengths lead to four possible places   for the pad length and padding.  Implementations must be careful when   trying larger sizes of the ICV such that the inspected bytes do notKivinen & McDonald            Informational                    [Page 12]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   belong to data that is not payload data.  For example, a 10-byte ICMP   echo request will have zero-length padding, but any checks for   256-bit ICVs will inspect sequence number or SPI data if the packet   actually contains a 96-bit or 128-bit ICV.   ICV lengths should always be checked from shortest to longest.  It is   much more likely to obtain valid-looking padding bytes in the   cleartext part of the payload than from the ICV field of a longer ICV   than what is currently inspected.  For example, if a packet has a   96-bit ICV and the implementation starts checking for a 256-bit ICV   first, it is possible that the cleartext part of the payload contains   valid-looking bytes.  If done in the other order, i.e., a packet   having a 256-bit ICV and the implementation checks for a 96-bit ICV   first, the inspected bytes are part of the longer ICV field, and   should be indistinguishable from random noise.   Each ESP packet always has between 0-255 bytes of padding, and   payload, pad length, and next header are always right aligned within   a 4-byte boundary.  Normally, implementations use a minimal amount of   padding, but the heuristics method would be even more reliable if   some extra padding is added.  The actual padding data has bytes   starting from 01 and ending at the pad length, i.e., exact padding   and pad length bytes for 4 bytes of padding would be 01 02 03 04 04.   Two cases of ESP-NULL padding are matched bytes (like the 04 04 shown   above), or the 0-byte padding case.  In cases where there is one or   more bytes of padding, a node can perform a very simple and fast test   -- a sequence of N N in any of those four locations.  Given four   2-byte locations (assuming the packet size allows all four possible   ICV lengths), the upper-bound probability of finding a random   encrypted packet that exhibits non-zero length ESP-NULL properties   is:   1 - (1 - 255 / 65536) ^ 4 == 0.015 == 1.5%   In the cases where there are 0 bytes of padding, a random encrypted   ESP packet has:   1 - (1 - 1 / 256) ^ 4 == 0.016 == 1.6%.   Together, both cases yield a 3.1% upper-bound chance of   misclassifying an encrypted packet as an ESP-NULL packet.   In the matched bytes case, further inspection (counting the pad bytes   backward and downward from the pad-length match) can reduce the   number of misclassified packets further.  A padding length of 255   means a specific 256^254 sequence of bytes must occur.  This   virtually eliminates pairs of 'FF FF' as viable ESP-NULL padding.Kivinen & McDonald            Informational                    [Page 13]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   Every one of the 255 pairs for padding length N has only a 1 / 256^N   probability of being correct ESP-NULL padding.  This shrinks the   aforementioned 1.5% of matched pairs to virtually nothing.   At this point, a maximum of 1.6% of possible byte values remain, so   the next header number is inspected.  If the next header number is   known (and supported), then the packet can be inspected based on the   next header number.  If the next header number is unknown (i.e., not   any of those with protocol checking support) the packet is marked   "unsure", because there is no way to detect the IV length without   inspecting the inner protocol payload.   There are six different next header fields that are in common use   (TCP (6), UDP (17), ICMP (1), Stream Control Transmission Protocol   (SCTP) (132), IPv4 (4), and IPv6 (41)), and if IPv6 is in heavy use,   that number increases to nine (Fragment (44), ICMPv6 (58), and IPv6   options (60)).  To ensure that no packet is misinterpreted as an   encrypted ESP packet even when it is an ESP-NULL packet, a packet   cannot be marked as a failure even when the next header number is one   of those that is not known and supported.  In those cases, the   packets are marked as "unsure".   An intermediate node's policy, however, can aid in detecting an ESP-   NULL flow even when the protocol is not a common-case one.  By   counting how many "unsure" returns obtained via heuristics, and after   the receipt of a consistent, but unknown, next header number in same   location (i.e., likely with the same ICV length), the node can   conclude that the flow has high probability of being ESP-NULL (since   it is unlikely that so many packets would pass the integrity check at   the destination unless they are legitimate).  The flow can be   classified as ESP-NULL with a known ICV length but an unknown IV   length.   Fortunately, in unknown protocol cases, the IV length does not   matter.  If the protocol is unknown to the heuristics, it will most   likely be unknown by the deep-inspection engine also.  It is   therefore important that heuristics should support at least those   same protocols as the deep-inspection engine.  Upon receipt of any   inner next header number that is known by the heuristics (and deep-   inspection engine), the heuristics can detect the IV length properly.8.3.  Protocol Checks   Generic protocol checking is much easier with preexisting state.  For   example, when many TCP/UDP flows are established over one IPsec SA, a   rekey produces a new SA that needs heuristics to detect its   parameters, and those heuristics benefit from the existing TCP/UDP   flows that were present in the previous IPsec SA.  In that case, itKivinen & McDonald            Informational                    [Page 14]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   is just enough to check that if a new IPsec SA has packets belonging   to the flows of some other IPsec SA (previous IPsec SA before rekey),   and if those flows are already known by the deep-inspection engine,   it will give a strong indication that the new SA is really ESP-NULL.   The worst case scenario is when an end node starts up communication,   i.e., it does not have any previous flows through the device.   Heuristics will run on the first few packets received from the end   node.  The later subsections mainly cover these start-up cases, as   they are the most difficult.   In the protocol checks, there are two different types of checks.  The   first check is for packet validity, i.e., certain locations must   contain specific values.  For example, an inner IPv4 header of an   IPv4 tunnel packet must have its 4-bit version number set to 4.  If   it does not, the packet is not valid, and can be marked as a failure.   Other positions depending on ICV and IV lengths must also be checked,   and if all of them are failures, then the packet is a failure.  If   any of the checks are "unsure", the packet is marked as such.   The second type of check is for variable, but easy-to-parse values.   For example, the 4-bit header length field of an inner IPv4 packet.   It has a fixed value (5) as long as there are no inner IPv4 options.   If the header-length has that specific value, the number of known   "good" bits increases.  If it has some other value, the known "good"   bit count stays the same.  A local policy might include reaching a   bit count that is over a threshold (for example, 96 bits), causing a   packet to be marked as valid.8.3.1.  TCP Checks   When the first TCP packet is fed to the heuristics, it is most likely   going to be the SYN packet of the new connection; thus, it will have   less useful information than other later packets might have.  The   best valid packet checks include checking that header length and   flags have valid values and checking source and destination port   numbers, which in some cases can be used for heuristics (but in   general they cannot be reliably distinguished from random numbers   apart from some well-known ports like 25/80/110/143).   The most obvious field, TCP checksum, might not be usable, as it is   possible that the packet has already transited a NAT box that changed   the IP addresses but assumed any ESP payload was encrypted and did   not fix the transport checksums with the new IP addresses.  Thus, the   IP numbers used in the checksum are wrong; thus, the checksum is   wrong.  If the checksum is correct, it can again be used to increase   the valid bit count, but verifying checksums is a costly operation,   thus skipping that check might be best unless there is hardware toKivinen & McDonald            Informational                    [Page 15]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   help the calculation.  Window size, urgent pointer, sequence number,   and acknowledgment numbers can be used, but there is not one specific   known value for them.   One good method of detection is that if a packet is dropped, then the   next packet will most likely be a retransmission of the previous   packet.  Thus, if two packets are received with the same source and   destination port numbers, and where sequence numbers are either the   same or right after each other, then it's likely a TCP packet has   been correctly detected.  This heuristic is most helpful when only   one packet is outstanding.  For example, if a TCP SYN packet is lost   (or dropped because of policy), the next packet would always be a   retransmission of the same TCP SYN packet.   Existing deep-inspection engines usually do very good TCP flow   checking already, including flow tracking, verification of sequence   numbers, and reconstruction of the whole TCP flow.  Similar methods   can be used here, but they are implementation dependent and not   described here.8.3.2.  UDP Checks   UDP header has even more problems than the TCP header, as UDP has   even less known data.  The checksum has the same problem as the TCP   checksum, due to NATs.  The UDP length field might not match the   overall packet length, as the sender is allowed to include TFC   (traffic flow confidentiality; seeSection 2.7 of "IP Encapsulating   Security Payload" [RFC4303]) padding.   With UDP packets similar multiple packet methods can be used as with   TCP, as UDP protocols usually include several packets using same port   numbers going from one end node to another, thus receiving multiple   packets having a known pair of UDP port numbers is good indication   that the heuristics have passed.   Some UDP protocols also use identical source and destination port   numbers; thus, that is also a good check.8.3.3.  ICMP Checks   As ICMP messages are usually sent as return packets for other   packets, they are not very common packets to get as first packets for   the SA, the ICMP ECHO_REQUEST message being a noteworthy exception.   ICMP ECHO_REQUEST has a known type, code, identifier, and sequence   number.  The checksum, however, might be incorrect again because of   NATs.Kivinen & McDonald            Informational                    [Page 16]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   For ICMP error messages, the ICMP message contains part of the   original IP packet inside.  Then, the same rules that are used to   detect IPv4/IPv6 tunnel checks can be used.8.3.4.  SCTP Checks   SCTP [RFC4960] has a self-contained checksum, which is computed over   the SCTP payload and is not affected by NATs unless the NAT is SCTP-   aware.  Even more than the TCP and UDP checksums, the SCTP checksum   is expensive, and may be prohibitive even for deep packet   inspections.   SCTP chunks can be inspected to see if their lengths are consistent   across the total length of the IP datagram, so long as TFC padding is   not present.8.3.5.  IPv4 and IPv6 Tunnel Checks   In cases of tunneled traffic, the packet inside contains a full IPv4   or IPv6 packet.  Many fields are usable.  For IPv4, those fields   include version, header length, total length (again TFC padding might   confuse things there), protocol number, and 16-bit header checksum.   In those cases, the intermediate device should give the decapsulated   IP packet to the deep-inspection engine.  IPv6 has fewer usable   fields, but the version number, packet length (modulo TFC confusion),   and next header all can be used by deep packet inspection.   If all traffic going through the intermediate device is either from   or to certain address blocks (for example, either to or from the   company intranet prefix), this can also be checked by the heuristics.9.  Security Considerations   Attackers can always bypass ESP-NULL deep packet inspection by using   encrypted ESP (or some other encryption or tunneling method) instead,   unless the intermediate node's policy requires dropping of packets   that it cannot inspect.  Ultimately, the responsibility for   performing deep inspection, or allowing intermediate nodes to perform   deep inspection, must rest on the end nodes.  That is, if a server   allows encrypted connections also, then an attacker who wants to   attack the server and wants to bypass a deep-inspection device in the   middle, will use encrypted traffic.  This means that the protection   of the whole network is only as good as the policy enforcement and   protection of the end node.  One way to enforce deep inspection for   all traffic, is to forbid encrypted ESP completely, in which case   ESP-NULL detection is easier, as all packets must be ESP-NULL basedKivinen & McDonald            Informational                    [Page 17]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   on the policy (heuristics may still be needed to find out the IV and   ICV lengths, unless further policy restrictions eliminate the   ambiguities).Section 3 discusses failure modes of the heuristics.  An attacker can   poison flows, tricking inspectors into ignoring legitimate ESP-NULL   flows, but that is no worse than injecting fuzz.   Forcing the use of ESP-NULL everywhere inside the enterprise, so that   accounting, logging, network monitoring, and intrusion detection all   work, increases the risk of sending confidential information where   eavesdroppers can see it.10.  References10.1.  Normative References   [RFC2410]    Glenn, R. and S. Kent, "The NULL Encryption Algorithm                and Its Use With IPsec",RFC 2410, November 1998.   [RFC4301]    Kent, S. and K. Seo, "Security Architecture for the                Internet Protocol",RFC 4301, December 2005.   [RFC4302]    Kent, S., "IP Authentication Header",RFC 4302,                December 2005.   [RFC4303]    Kent, S., "IP Encapsulating Security Payload (ESP)",RFC 4303, December 2005.10.2.  Informative References   [AUTH-ONLY-ESP]                Hoffman, P. and D. McGrew, "An Authentication-only                Profile for ESP with an IP Protocol Identifier", Work                in Progress, August 2007.   [ESP-NULL] Bhatia, M.,"Identifying ESP-NULL Packets", Work                in Progress, December 2008.   [RFC3948]    Huttunen, A., Swander, B., Volpe, V., DiBurro, L., and                M. Stenberg, "UDP Encapsulation of IPsec ESP Packets",RFC 3948, January 2005.   [RFC4359]    Weis, B., "The Use of RSA/SHA-1 Signatures within                Encapsulating Security Payload (ESP) and Authentication                Header (AH)",RFC 4359, January 2006.Kivinen & McDonald            Informational                    [Page 18]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   [RFC4555]    Eronen, P., "IKEv2 Mobility and Multihoming Protocol                (MOBIKE)",RFC 4555, June 2006.   [RFC4835]    Manral, V., "Cryptographic Algorithm Implementation                Requirements for Encapsulating Security Payload (ESP)                and Authentication Header (AH)",RFC 4835, April 2007.   [RFC4960]    Stewart, R., "Stream Control Transmission Protocol",RFC 4960, September 2007.   [RFC5840]    Grewal, K., Montenegro, G., and M. Bhatia, "Wrapped                Encapsulating Security Payload (ESP) for Traffic                Visibility",RFC 5840, April 2010.Kivinen & McDonald            Informational                    [Page 19]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010Appendix A.  Example Pseudocode   This appendix is meant for the implementors.  It does not include all   the required checks, and this is just example pseudocode, so final   implementation can be very different.  It mostly lists things that   need to be done, but implementations can optimize steps depending on   their other parts.  For example, implementation might combine   heuristics and deep inspection tightly together.A.1.  Fastpath   The following example pseudocode show the fastpath part of the packet   processing engine.  This part is usually implemented in hardware.   ////////////////////////////////////////////////////////////   // This pseudocode uses following variables:   //   // SPI_offset:    Number of bytes between start of protocol   //                data and SPI.  This is 0 for ESP and   //                8 for UDP-encapsulated ESP (i.e, skipping   //                UDP header).   //   // IV_len:        Length of the IV of the ESP-NULL packet.   //   // ICV_len:       Length of the ICV of the ESP-NULL packet.   //   // State:         State of the packet, i.e., ESP-NULL, ESP, or   //                unsure.   //   // Also following data is taken from the packet:   //   // IP_total_len:  Total IP packet length.   // IP_hdr_len:    Header length of IP packet in bytes.   // IP_Src_IP:     Source address of IP packet.   // IP_Dst_IP:     Destination address of IP packet.   //   // UDP_len:       Length of the UDP packet taken from UDP header.   // UDP_src_port:  Source port of UDP packet.   // UDP_dst_port:  Destination port of UDP packet.   //   // SPI:           SPI number from ESP packet.   //   // Protocol:      Actual protocol number of the protocol inside   //                ESP-NULL packet.   // Protocol_off:  Calculated offset to the protocol payload data   //                inside ESP-NULL packet.Kivinen & McDonald            Informational                    [Page 20]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   ////////////////////////////////////////////////////////////   // This is the main processing code for the packet   // This will check if the packet requires ESP processing,   //   Process packet:     * If IP protocol is ESP          * Set SPI_offset to 0 bytes          * Goto Process ESP     * If IP protocol is UDP          * Goto Process UDP     * If IP protocol is WESP          // For information about WESP processing, see WESP          // specification.          * Continue WESP processing     * Continue Non-ESP processing   ////////////////////////////////////////////////////////////   // This code is run for UDP packets, and it checks if the   // packet is UDP encapsulated UDP packet, or UDP   // encapsulated IKE packet, or keepalive packet.   //   Process UDP:     // Reassembly is not mandatory here, we could     // do reassembly also only after detecting the     // packet being UDP encapsulated ESP packet, but     // that would complicate the pseudocode here     // a lot, as then we would need to add code     // for checking whether or not the UDP header is in this     // packet.     // Reassembly is to simplify things     * If packet is fragment          * Do full reassembly before processing     * If UDP_src_port != 4500 and UDP_dst_port != 4500          * Continue Non-ESP processing     * Set SPI_offset to 8 bytes     * If UDP_len > 4 and first 4 bytes of UDP packet are 0x000000          * Continue Non-ESP processing (pass IKE-packet)     * If UDP_len > 4 and first 4 bytes of UDP packet are 0x000002          * Continue WESP processing     * If UDP_len == 1 and first byte is 0xff          * Continue Non-ESP processing (pass NAT-Keepalive Packet)     * Goto Process ESPKivinen & McDonald            Informational                    [Page 21]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010   ////////////////////////////////////////////////////////////   // This code is run for ESP packets (or UDP-encapsulated ESP   // packets).  This checks if IPsec flow is known, and   // if not calls heuristics.  If the IPsec flow is known   // then it continues processing based on the policy.   //   Process ESP:     * If packet is fragment          * Do full reassembly before processing     * If IP_total_len < IP_hdr_len + SPI_offset + 4          // If this packet was UDP encapsulated ESP packet then          // this might be valid UDP packet that might          // be passed or dropped depending on policy.          * Continue normal packet processing     * Load SPI from IP_hdr_len + SPI_offset     * Initialize State to ESP     // In case this was UDP encapsulated ESP, use UDP_src_port and     // UDP_dst_port also when finding data from SPI cache.     * Find IP_Src_IP + IP_Dst_IP + SPI from SPI cache     * If SPI found          * Load State, IV_len, ICV_len from cache     * If SPI not found or State is unsure          * Call Autodetect ESP parameters (drop to slowpath)     * If State is ESP          * Continue Non-ESP-NULL processing     * Goto Check ESP-NULL packet   ////////////////////////////////////////////////////////////   // This code is run for ESP-NULL packets, and this   // finds out the data required for deep-inspection   // engine (protocol number, and offset to data)   // and calls the deep-inspection engine.   //   Check ESP-NULL packet:     * If IP_total_len < IP_hdr_len + SPI_offset + IV_len + ICV_len                    + 4 (spi) + 4 (seq no) + 4 (protocol + padding)          // This packet was detected earlier as being part of          // ESP-NULL flow, so this means that either ESP-NULL          // was replaced with other flow or this is an invalid packet.          // Either drop or pass the packet, or restart          // heuristics based on the policy          * Continue packet processing     * Load Protocol from IP_total_len - ICV_len - 1     * Set Protocol_off to           IP_hdr_len + SPI_offset + IV_len + 4 (spi) + 4 (seq no)     * Do normal deep inspection on packet.Kivinen & McDonald            Informational                    [Page 22]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010                                 Figure 3A.2.  Slowpath   The following example pseudocode shows the actual heuristics part of   the packet processing engine.  This part is usually implemented in   software.  ////////////////////////////////////////////////////////////  // This pseudocode uses following variables:  //  // SPI_offset, IV_len, ICV_len, State, SPI,  // IP_total_len, IP_hdr_len, IP_Src_IP, IP_Dst_IP  // as defined in fastpath pseudocode.  //  // Stored_Check_Bits:Number of bits we have successfully  //                   checked to contain acceptable values  //                   in the actual payload data.  This value  //                   is stored/retrieved from SPI cache.  //  // Check_Bits:       Number of bits we have successfully  //                   checked to contain acceptable values  //                   in the actual payload data.  This value  //                   is updated during the packet  //                   verification.  //  // Last_Packet_Data: Contains selected pieces from the  //                   last packet.  This is used to compare  //                   certain fields of this packet to  //                   same fields in previous packet.  //  // Packet_Data:      Selected pieces of this packet, same  //                   fields as Last_Packet_Data, and this  //                   is stored as new Last_Packet_Data to  //                   SPI cache after this packet is processed.  //  // Test_ICV_len:     Temporary ICV length used during tests.  //                   This is stored to ICV_len when  //                   padding checks for the packet succeed  //                   and the packet didn't yet have unsure  //                   status.  //  // Test_IV_len:      Temporary IV length used during tests.  //  // Pad_len:          Padding length from the ESP packet.  //Kivinen & McDonald            Informational                    [Page 23]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010  // Protocol:         Protocol number of the packet inside ESP  //                   packet.  //  // TCP.*:            Fields from TCP header (from inside ESP)  // UDP.*:            Fields from UDP header (from inside ESP)  ////////////////////////////////////////////////////////////  // This code starts the actual heuristics.  // During this the fastpath has already loaded  // State, ICV_len, and IV_len in case they were  // found from the SPI cache (i.e., in case the flow  // had unsure status).  //  Autodetect ESP parameters:    // First, we check if this is unsure flow, and    // if so, we check next packet against the    // already set IV/ICV_len combination.    * If State is unsure         * Call Verify next packet         * If State is ESP-NULL              * Goto Store ESP-NULL SPI cache info         * If State is unsure              * Goto Verify unsure         // If we failed the test, i.e., State         // was changed to ESP, we check other         // ICV/IV_len values, i.e., fall through    // ICV lengths are tested in order of ICV lengths,    // from shortest to longest.    * Call Try standard algorithms    * If State is ESP-NULL         * Goto Store ESP-NULL SPI cache info    * Call Try 128bit algorithms    * If State is ESP-NULL         * Goto Store ESP-NULL SPI cache info    * Call Try 192bit algorithms    * If State is ESP-NULL         * Goto Store ESP-NULL SPI cache info    * Call Try 256bit algorithms    * If State is ESP-NULL         * Goto Store ESP-NULL SPI cache info    // AUTH_DES_MAC and AUTH_KPDK_MD5 are left out from    // this document.    // If any of those test above set state to unsure    // we mark IPsec flow as unsure.    * If State is unsure         * Goto Store unsure SPI cache infoKivinen & McDonald            Informational                    [Page 24]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010    // All of the test failed, meaning the packet cannot    // be ESP-NULL packet, thus we mark IPsec flow as ESP    * Goto Store ESP SPI cache info  ////////////////////////////////////////////////////////////  // Store ESP-NULL status to the IPsec flow cache.  //  Store ESP-NULL SPI cache info:    * Store State, IV_len, ICV_len to SPI cache            using IP_Src_IP + IP_Dst_IP + SPI as key    * Continue Check ESP-NULL packet  ////////////////////////////////////////////////////////////  // Store encrypted ESP status to the IPsec flow cache.  //  Store ESP SPI cache info:    * Store State, IV_len, ICV_len to SPI cache            using IP_Src_IP + IP_Dst_IP + SPI as key    * Continue Check non-ESP-NULL packet  ////////////////////////////////////////////////////////////  // Store unsure flow status to IPsec flow cache.  // Here we also store the Check_Bits.  //  Store unsure SPI cache info:    * Store State, IV_len, ICV_len,            Stored_Check_Bits to SPI cache            using IP_Src_IP + IP_Dst_IP + SPI as key    * Continue Check unknown packet  ////////////////////////////////////////////////////////////  // Verify this packet against the previously selected  // ICV_len and IV_len values.  This will either  // fail (and set state to ESP to mark we do not yet  // know what type of flow this is) or will  // increment Check_Bits.  //  Verify next packet:    // We already have IV_len, ICV_len, and State loaded    * Load Stored_Check_Bits, Last_Packet_Data from SPI Cache    * Set Test_ICV_len to ICV_len, Test_IV_len to IV_len    * Initialize Check_Bits to 0    * Call Verify padding    * If verify padding returned Failure         // Initial guess was wrong, restart         * Set State to ESP         * Clear IV_len, ICV_len, State,                 Stored_Check_Bits, Last_Packet_Data                 from SPI CacheKivinen & McDonald            Informational                    [Page 25]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010         * Return    // Ok, padding check succeeded again    * Call Verify packet    * If verify packet returned Failure         // Guess was wrong, restart         * Set State to ESP         * Clear IV_len, ICV_len, State,                 Stored_Check_Bits, Last_Packet_Data                 from SPI Cache         * Return    // It succeeded and updated Check_Bits and Last_Packet_Data store    // them to SPI cache.    * Increment Stored_Check_Bits by Check_Bits    * Store Stored_Check_Bits to SPI Cache    * Store Packet_Data as Last_Packet_Data to SPI cache    * Return  ////////////////////////////////////////////////////////////  // This will check if we have already seen enough bits  // acceptable from the payload data, so we can decide  // that this IPsec flow is ESP-NULL flow.  //  Verify unsure:    // Check if we have enough check bits.    * If Stored_Check_Bits > configured limit         // We have checked enough bits, return ESP-NULL         * Set State ESP-NULL         * Goto Store ESP-NULL SPI cache info    // Not yet enough bits, continue    * Continue Check unknown packet  ////////////////////////////////////////////////////////////  // Check for standard 96-bit algorithms.  //  Try standard algorithms:    // AUTH_HMAC_MD5_96, AUTH_HMAC_SHA1_96, AUTH_AES_XCBC_96,    // AUTH_AES_CMAC_96    * Set Test_ICV_len to 12, Test_IV_len to 0    * Goto Check packet  ////////////////////////////////////////////////////////////  // Check for 128-bit algorithms, this is only one that  // can have IV, so we need to check different IV_len values  // here too.  //  Try 128bit algorithms:    // AUTH_HMAC_SHA2_256_128, ENCR_NULL_AUTH_AES_GMAC    * Set Test_ICV_len to 16, Test_IV_len to 0Kivinen & McDonald            Informational                    [Page 26]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010    * If IP_total_len < IP_hdr_len + SPI_offset         + Test_IV_len + Test_ICV_len         + 4 (spi) + 4 (seq no) + 4 (protocol + padding)         * Return    * Call Verify padding    * If verify padding returned Failure         * Return    * Initialize Check_Bits to 0    * Call Verify packet    * If verify packet returned Failure         * Goto Try GMAC    // Ok, packet seemed ok, but go now and check if we have enough    // data bits so we can assume it is ESP-NULL    * Goto Check if done for unsure  ////////////////////////////////////////////////////////////  // Check for GMAC MACs, i.e., MACs that have an 8-byte IV.  //  Try GMAC:    // ENCR_NULL_AUTH_AES_GMAC    * Set Test_IV_len to 8    * If IP_total_len < IP_hdr_len + SPI_offset         + Test_IV_len + Test_ICV_len         + 4 (spi) + 4 (seq no) + 4 (protocol + padding)         * Return    * Initialize Check_Bits to 0    * Call Verify packet    * If verify packet returned Failure         // Guess was wrong, continue         * Return    // Ok, packet seemed ok, but go now and check if we have enough    // data bits so we can assume it is ESP-NULL    * Goto Check if done for unsure  ////////////////////////////////////////////////////////////  // Check for 192-bit algorithms.  //  Try 192bit algorithms:    // AUTH_HMAC_SHA2_384_192    * Set Test_ICV_len to 24, Test_IV_len to 0    * Goto Check packet  ////////////////////////////////////////////////////////////  // Check for 256-bit algorithms.  //  Try 256bit algorithms:    // AUTH_HMAC_SHA2_512_256    * Set Test_ICV_len to 32, Test_IV_len to 0Kivinen & McDonald            Informational                    [Page 27]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010    * Goto Check packet  ////////////////////////////////////////////////////////////  // This actually does the checking for the packet, by  // first verifying the length, and then self describing  // padding, and if that succeeds, then checks the actual  // payload content.  //  Check packet:    * If IP_total_len < IP_hdr_len + SPI_offset         + Test_IV_len + Test_ICV_len         + 4 (spi) + 4 (seq no) + 4 (protocol + padding)         * Return    * Call Verify padding    * If verify padding returned Failure         * Return    * Initialize Check_Bits to 0    * Call Verify packet    * If verify packet returned Failure         // Guess was wrong, continue         * Return    // Ok, packet seemed ok, but go now and check if we have enough    // data bits so we can assume it is ESP-NULL    * Goto Check if done for unsure  ////////////////////////////////////////////////////////////  // This code checks if we have seen enough acceptable  // values in the payload data, so we can decide that this  // IPsec flow is ESP-NULL flow.  //  Check if done for unsure:    * If Stored_Check_Bits > configured limit         // We have checked enough bits, return ESP-NULL         * Set State ESP-NULL         * Set IV_len to Test_IV_len, ICV_len to Test_ICV_len         * Clear Stored_Check_Bits, Last_Packet_Data from SPI Cache         * Return    // Not yet enough bits, check if this is first unsure, if so    // store information.  In case there are multiple    // tests succeeding, we always assume the first one    // (the one using shortest MAC) is the one we want to    // check in the future.    * If State is not unsure         * Set State unsureKivinen & McDonald            Informational                    [Page 28]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010         // These values will be stored to SPI cache if         // the final state will be unsure         * Set IV_len to Test_IV_len, ICV_len to Test_ICV_len         * Set Stored_Check_Bits as Check_Bits    * Return  ////////////////////////////////////////////////////////////  // Verify self describing padding  //  Verify padding:    * Load Pad_len from IP_total_len - Test_ICV_len - 2    * Verify padding bytes at                 IP_total_len - Test_ICV_len - 1 - Pad_len ..                 IP_total_len - Test_ICV_len - 2 are                 1, 2, ..., Pad_len    * If Verify of padding bytes succeeded         * Return Success    * Return Failure  ////////////////////////////////////////////////////////////  // This will verify the actual protocol content inside ESP  // packet.  //  Verify packet:    // We need to first check things that cannot be set, i.e., if any of    // those are incorrect, then we return Failure.  For any    / fields that might be correct, we increment the Check_Bits    // for a suitable amount of bits.  If all checks pass, then    // we just return Success, and the upper layer will then    // later check if we have enough bits checked already.    * Load Protocol From IP_total_len - Test_ICV_len - 1    * If Protocol TCP         * Goto Verify TCP    * If Protocol UDP         * Goto Verify UDP    // Other protocols can be added here as needed, most likely same    // protocols as deep inspection does.    // Tunnel mode checks (protocol 4 for IPv4 and protocol 41 for    // IPv6) is also left out from here to make the document shorter.    * Return Failure  ////////////////////////////////////////////////////////////  // Verify TCP protocol headers  //  Verify TCP:    // First we check things that must be set correctly.    * If TCP.Data_Offset field < 5        // TCP head length too smallKivinen & McDonald            Informational                    [Page 29]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010        * Return Failure    // After that, we start to check things that do not    // have one definitive value, but can have multiple possible    // valid values.    * If TCP.ACK bit is not set, then check         that TCP.Acknowledgment_number field contains 0         // If the ACK bit is not set, then the acknowledgment         // field usually contains 0, but I do not think         // RFCs mandate it being zero, so we cannot make         // this a failure if it is not so.         * Increment Check_Bits by 32    * If TCP.URG bit is not set, then check         that TCP.Urgent_Pointer field contains 0         // If the URG bit is not set, then urgent pointer         // field usually contains 0, but I do not think         // RFCs mandate it being zero, so we cannot make         // this failure if it is not so.         * Increment Check_Bits by 16    * If TCP.Data_Offset field == 5        * Increment Check_Bits by 4    * If TCP.Data_Offset field > 5        * If TCP options format is valid and it is padded correctly             * Increment Check_Bits accordingly        * If TCP options format was garbage             * Return Failure    * If TCP.checksum is correct        // This might be wrong because packet passed NAT, so        // we cannot make this failure case.        * Increment Check_Bits by 16    // We can also do normal deeper TCP inspection here, i.e.,    // check that the SYN/ACK/FIN/RST bits are correct and state    // matches the state of existing flow if this is packet    // to existing flow, etc.    // If there is anything clearly wrong in the packet (i.e.,    // some data is set to something that it cannot be), then    // this can return Failure; otherwise, it should just    // increment Check_Bits matching the number of bits checked.    //    // We can also check things here compared to the last packet    * If Last_Packet_Data.TCP.source port =         Packet_Data.TCP.source_port and         Last_Packet_Data.TCP.destination port =         Packet_Data.TCP.destination port         * Increment Check_Bits by 32    * If Last_Packet_Data.TCP.Acknowledgement_number =         Packet_Data.TCP.Acknowledgement_number         * Increment Check_Bits by 32    * If Last_Packet_Data.TCP.sequence_number =Kivinen & McDonald            Informational                    [Page 30]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010         Packet_Data.TCP.sequence_number         * Increment Check_Bits by 32    // We can do other similar checks here    * Return Success  ////////////////////////////////////////////////////////////  // Verify UDP protocol headers  //  Verify UDP:    // First we check things that must be set correctly.    * If UDP.UDP_length > IP_total_len - IP_hdr_len - SPI_offset        - Test_IV_len - Test_ICV_len - 4 (spi)        - 4 (seq no) - 1 (protocol)        - Pad_len - 1 (Pad_len)        * Return Failure    * If UDP.UDP_length < 8        * Return Failure    // After that, we start to check things that do not    // have one definitive value, but can have multiple possible    // valid values.    * If UDP.UDP_checksum is correct        // This might be wrong because packet passed NAT, so        // we cannot make this failure case.        * Increment Check_Bits by 16    * If UDP.UDP_length = IP_total_len - IP_hdr_len - SPI_offset         - Test_IV_len - Test_ICV_len - 4 (spi)         - 4 (seq no) - 1 (protocol)         - Pad_len - 1 (Pad_len)         // If there is no TFC padding then UDP_length         // will be matching the full packet length         * Increment Check_Bits by 16    // We can also do normal deeper UDP inspection here.    // If there is anything clearly wrong in the packet (i.e.,    // some data is set to something that it cannot be), then    // this can return Failure; otherwise, it should just    // increment Check_Bits matching the number of bits checked.    //    // We can also check things here compared to the last packet    * If Last_Packet_Data.UDP.source_port =         Packet_Data.UDP.source_port and         Last_Packet_Data.destination_port =         Packet_Data.UDP.destination_port         * Increment Check_Bits by 32    * Return Success                                 Figure 4Kivinen & McDonald            Informational                    [Page 31]

RFC 5879            Heuristics for Detecting ESP-NULL           May 2010Authors' Addresses   Tero Kivinen   AuthenTec, Inc.   Fredrikinkatu 47   Helsinki  FIN-00100   FI   EMail: kivinen@iki.fi   Daniel L. McDonald   Oracle Corporation   35 Network Drive   MS UBUR02-212   Burlington, MA  01803   USA   EMail: danmcd@opensolaris.orgKivinen & McDonald            Informational                    [Page 32]

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