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Internet Engineering Task Force (IETF)                       D. Sun, Ed.Request for Comments: 5866                                Alcatel-LucentCategory: Standards Track                                      P. McCannISSN: 2070-1721                                            Motorola Labs                                                           H. Tschofenig                                                  Nokia Siemens Networks                                                                 T. Tsou                                                                  Huawei                                                                A. Doria                                          Lulea University of Technology                                                            G. Zorn, Ed.                                                             Network Zen                                                                May 2010Diameter Quality-of-Service ApplicationAbstract   This document describes the framework, messages, and procedures for   the Diameter Quality-of-Service (QoS) application.  The Diameter QoS   application allows network elements to interact with Diameter servers   when allocating QoS resources in the network.  In particular, two   modes of operation, namely "Pull" and "Push", are defined.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5866.Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documentsSun, et al.                  Standards Track                    [Page 1]

RFC 5866                Diameter QoS Application                May 2010   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .33.  Framework  . . . . . . . . . . . . . . . . . . . . . . . . . .53.1.  Network Element Functional Model . . . . . . . . . . . . .73.2.  Implications of Endpoint QoS Capabilities  . . . . . . . .83.2.1.  Endpoint Categories  . . . . . . . . . . . . . . . . .8       3.2.2.  Interaction Modes between the Authorizing Entity               and Network Element  . . . . . . . . . . . . . . . . .93.3.  Authorization Schemes  . . . . . . . . . . . . . . . . . .103.3.1.  Pull Mode Schemes  . . . . . . . . . . . . . . . . . .103.3.2.  Push Mode Schemes  . . . . . . . . . . . . . . . . . .133.4.  QoS Application Requirements . . . . . . . . . . . . . . .144.  QoS Application Session Establishment and Management . . . . .174.1.  Parties Involved . . . . . . . . . . . . . . . . . . . . .174.2.  Session Establishment  . . . . . . . . . . . . . . . . . .184.2.1.  Session Establishment for Pull Mode  . . . . . . . . .184.2.2.  Session Establishment for Push Mode  . . . . . . . . .21       4.2.3.  Discovery and Selection of Peer Diameter QoS               Application Node . . . . . . . . . . . . . . . . . . .244.3.  Session Re-Authorization . . . . . . . . . . . . . . . . .244.3.1.  Client-Side Initiated Re-Authorization . . . . . . . .254.3.2.  Server-Side Initiated Re-Authorization . . . . . . . .264.4.  Session Termination  . . . . . . . . . . . . . . . . . . .284.4.1.  Client-Side Initiated Session Termination  . . . . . .284.4.2.  Server-Side Initiated Session Termination  . . . . . .285.  QoS Application Messages . . . . . . . . . . . . . . . . . . .295.1.  QoS-Authorization Request (QAR)  . . . . . . . . . . . . .305.2.  QoS-Authorization-Answer (QAA) . . . . . . . . . . . . . .315.3.  QoS-Install Request (QIR)  . . . . . . . . . . . . . . . .325.4.  QoS-Install Answer (QIA) . . . . . . . . . . . . . . . . .325.5.  Re-Auth-Request (RAR)  . . . . . . . . . . . . . . . . . .335.6.  Re-Auth-Answer (RAA) . . . . . . . . . . . . . . . . . . .346.  QoS Application State Machine  . . . . . . . . . . . . . . . .346.1.  Supplemented States for Push Mode  . . . . . . . . . . . .347.  QoS Application AVPs . . . . . . . . . . . . . . . . . . . . .357.1.  Reused Base Protocol AVPs  . . . . . . . . . . . . . . . .367.2.  QoS Application-Defined AVPs . . . . . . . . . . . . . . .368.  Accounting . . . . . . . . . . . . . . . . . . . . . . . . . .37Sun, et al.                  Standards Track                    [Page 2]

RFC 5866                Diameter QoS Application                May 20109.  Examples . . . . . . . . . . . . . . . . . . . . . . . . . . .389.1.  Example Call Flow for Pull Mode (Success Case) . . . . . .389.2.  Example Call Flow for Pull Mode (Failure Case) . . . . . .409.3.  Example Call Flow for Push Mode  . . . . . . . . . . . . .4310. IANA Considerations  . . . . . . . . . . . . . . . . . . . . .4510.1. AVP Codes  . . . . . . . . . . . . . . . . . . . . . . . .4510.2. Application IDs  . . . . . . . . . . . . . . . . . . . . .4510.3. Command Codes  . . . . . . . . . . . . . . . . . . . . . .4611. Security Considerations  . . . . . . . . . . . . . . . . . . .4612. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .4713. Contributors . . . . . . . . . . . . . . . . . . . . . . . . .4714. References . . . . . . . . . . . . . . . . . . . . . . . . . .4814.1. Normative References . . . . . . . . . . . . . . . . . . .4814.2. Informative References . . . . . . . . . . . . . . . . . .481.  Introduction   This document describes the framework, messages, and procedures for   the Diameter [RFC3588] Quality-of-Service (QoS) application.  The   Diameter QoS application allows Network Elements (NEs) to interact   with Diameter servers when allocating QoS resources in the network.   Two modes of operation are defined.  In the first, called "Pull"   mode, the network element requests QoS authorization from the   Diameter server based on some trigger (such as a QoS signaling   protocol) that arrives along the data path.  In the second, called   "Push" mode, the Diameter server proactively sends a command to the   network element(s) to install QoS authorization state.  This could be   triggered, for instance, by off-path signaling, such as Session   Initiation Protocol (SIP) [RFC3261] call control.   A set of command codes is specified that allows a single Diameter QoS   application server to support both Pull and Push modes based on the   requirements of network technologies, deployment scenarios, and end-   host capabilities.  In conjunction with Diameter Attribute Value   Pairs (AVPs) defined in [RFC5777] and in [RFC5624], this document   depicts basic call-flow procedures used to establish, modify, and   terminate a Diameter QoS application session.   This document defines a number of Diameter-encoded AVPs, which are   described using a modified version of the Augmented Backus-Naur Form   (ABNF), see [RFC3588].2.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].Sun, et al.                  Standards Track                    [Page 3]

RFC 5866                Diameter QoS Application                May 2010   The following terms are used in this document:   AAA Cloud      An infrastructure of Authentication, Authorization, and Accounting      (AAA) entities (clients, agents, servers) communicating via a AAA      protocol over trusted, secure connections.  It offers      authentication, authorization, and accounting services to      applications in local and roaming scenarios.  Diameter and RADIUS      [RFC2865] are both widely deployed AAA protocols.   Application Endpoint (AppE)      An Application Endpoint is an entity in an end-user device that      exchanges signaling messages with Application Servers or directly      with other Application Endpoints.  Based on the result of this      signaling, the endpoint may make a request for QoS from the      network.  For example, a SIP User Agent is one kind of Application      Endpoint.   Application Server (AppS)      An Application Server is an entity that exchanges signaling      messages with an Application Endpoint (see above).  It may be a      source of authorization for QoS-enhanced application flows.  For      example, a SIP server is one kind of Application Server.   Authorizing Entity (AE)      The Authorizing Entity is a Diameter server that supports the QoS      application.  It is responsible for authorizing QoS requests for a      particular application flow or aggregate.  The Authorizing Entity      may be a standalone entity or may be integrated with an      Application Server and may be co-located with a subscriber      database.  This entity corresponds to the Policy Decision Point      (PDP) [RFC2753].   Network Element (NE)      A QoS-aware router that acts as a Diameter client for the QoS      application.  This entity triggers the protocol interaction for      Pull mode, and it is the recipient of QoS information in Push      mode.  The Diameter client at a Network Element corresponds to the      Policy Enforcement Point (PEP) [RFC2753].   Pull Mode      In this mode, the QoS authorization process is invoked by the QoS      reservation request received from the Application Endpoint.  The      Network Element then requests the QoS authorization decision from      the Authorizing Entity.Sun, et al.                  Standards Track                    [Page 4]

RFC 5866                Diameter QoS Application                May 2010   Push Mode      In this mode, the QoS authorization process is invoked by the      request from the Application Server or local policies in the      Authorizing Entity.  The Authorizing Entity then installs the QoS      authorization decision to the Network Element directly.   Resource Requesting Entity (RRE)      A Resource Requesting Entity is a logical entity that supports the      protocol interaction for QoS resources.  The RRE resides in the      end-host and is able to communicate with peer logical entities in      an Authorizing Entity or a Network Element to trigger the QoS      authorization process.3.  Framework   The Diameter QoS application runs between an NE (acting as a Diameter   client) and the resource AE (acting as a Diameter server).  A high-   level picture of the resulting architecture is shown in Figure 1.               +-------+---------+               |   Authorizing   |               |     Entity      |               |(Diameter Server)|               +-------+---------+                       |                       |                /\-----+-----/\            ////               \\\\          ||       AAA Cloud       ||         |   (Diameter application)  |          ||                       ||            \\\\               ////                \-------+-----/                        |       +---+--+   +-----+----+   +---+--+       |      |   |    NE    |   |      |    Media       +  NE  +===+(Diameter +===+  NE  +=============>>       |      |   |  Client) |   |      |    Flow       +------+   +----------+   +------+               Figure 1: An Architecture Supporting QoS-AAA   Figure 1 depicts NEs through which media flows need to pass, a cloud   of AAA servers, and an AE.  Note that there may be more than one   router that needs to interact with the AAA cloud along the path of a   given application flow, although the figure only depicts one for   clarity.Sun, et al.                  Standards Track                    [Page 5]

RFC 5866                Diameter QoS Application                May 2010   In some deployment scenarios, NEs may request authorization through   the AAA cloud based on an incoming QoS reservation request.  The NE   will route the request to a designated AE.  The AE will return the   result of the authorization decision.  In other deployment scenarios,   the authorization will be initiated upon dynamic application state,   so that the request must be authenticated and authorized based on   information from one or more AppSs.  After receiving the   authorization request from the AppS or the NE, the AE decides the   appropriate mode (i.e., Push or Pull).  The usage of Push or Pull   mode can be determined by the Authorizing Entity either statically or   dynamically.  Static determination might be based on a configurable   defined policy in the Authorizing Entity, while dynamic determination   might be based on information received from an application server.   For Push mode, the Authorizing Entity needs to identify the   appropriate NE(s) to which QoS authorization information needs to be   pushed.  It might determine this based on information received from   the AppS, such as the IP addresses of media flows.   In some deployment scenarios, there is a mapping between access   network type and the service logic (e.g., selection of Push or Pull   mode and other differentiated handling of the resource admission and   control).  The access network type might be derived from the   authorization request from the AppS or the NE, and in this case, the   Authorizing Entity can identify the corresponding service logic based   on the mapping.   If the interface between the NEs and the AAA cloud is identical   regardless of whether or not the AE communicates with an AppS,   routers are insulated from the details of particular applications and   need not know that Application Servers are involved.  Also, the AAA   cloud may also encompass business relationships such as those between   network operators and third-party application providers.  This   enables flexible intra- or inter-domain authorization, accounting,   and settlement.Sun, et al.                  Standards Track                    [Page 6]

RFC 5866                Diameter QoS Application                May 20103.1.  Network Element Functional Model   Figure 2 depicts a logical operational model of resource management   in a router.               +-------------------------------------------------------+               | DIAMETER Client                                       |               | Functionality                                         |               | +---------------++-----------------++---------------+ |               | | User          || QoS Application || Accounting    | |               | | Authentication|| Client          || Client (e.g., | |               | | Client        || (Authorization  ||for QoS Traffic| |               | +---------------+| of QoS Requests)|+---------------+ |               |                  +-----------------+                  |               +-------------------------------------------------------+                                              ^                                              v            +--------------+            +----------+            |QoS Signaling |            | Resource |            |Msg Processing|<<<<<>>>>>>>|Management|            +--------------+            +----------+                 .  ^   |              *      ^                 |  v   .            *        ^            +-------------+        *          ^            |Signaling msg|       *           ^            | Processing  |       *           V            +-------------+       *           V                 |      |         *           V     ++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++                 .      .         *           V                 |      |         *     .............................                 .      .         *     .   Traffic Control         .                 |      |         *     .                +---------+.                 .      .         *     .                |Admission|.                 |      |         *     .                | Control |.       +----------+    +------------+   .                +---------+.   <.->|  Input   |    | Outgoing   |<.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.->       |  Packet  |    | Interface  |   .+----------+    +---------+.   ===>|Processing|====| Selection  |===.|  Packet  |====| Packet  |.=>       |          |    |(Forwarding)|   .|Classifier|     Scheduler|.       +----------+    +------------+   .+----------+    +---------+.                                        .............................           <.-.-> = signaling flow           =====> = data flow (sender --> receiver)           <<<>>> = control and configuration operations           ****** = routing table manipulation                Figure 2: Network Element Functional ModelSun, et al.                  Standards Track                    [Page 7]

RFC 5866                Diameter QoS Application                May 2010   The processing of incoming QoS reservation requests includes three   actions: admission control, authorization, and resource reservation.   The admission control function provides information about available   resources and determines whether there are enough resources to   fulfill the request.  Authorization is performed by the Diameter   client, which involves contacting an authorization entity through the   AAA cloud shown inSection 3.  If both checks are successful, the   authorized QoS parameters are set in the packet classifier and the   packet scheduler.  Note that the parameters passed to the Traffic   Control function may be different from the ones that requested QoS   (depending on the authorization decision).  Once the requested   resource is granted, the Resource Management function provides   accounting information to the AE via the Diameter client.3.2.  Implications of Endpoint QoS Capabilities3.2.1.  Endpoint Categories   The QoS capabilities of Application Endpoints are varied, and can be   categorized as follows:   Category 1      A Category 1 Application Endpoint has no QoS capability at either      the application or the network level.  This type of AppE may set      up a connection through application signaling, but it is incapable      of specifying resource/QoS requirements through either      application- or network-level signaling.   Category 2      A Category 2 Application Endpoint only has QoS capability at the      application level.  This type of AppE is able to set up a      connection through application signaling with certain resource/QoS      requirements (e.g., application attributes), but it is unable to      signal any resource/QoS requirements at the network level.   Category 3      A Category 3 Application Endpoint has QoS capability at the      network level.  This type of AppE may set up a connection through      application signaling, translate service characteristics into      network resource/QoS requirements (e.g., network QoS class)      locally, and request the resources through network signaling,      e.g., Resource ReSerVation Protocol (RSVP) [RFC2205] or Next Steps      in Signaling (NSIS) [NSIS-QOS].Sun, et al.                  Standards Track                    [Page 8]

RFC 5866                Diameter QoS Application                May 20103.2.2.  Interaction Modes between the Authorizing Entity and Network        Element   Different QoS mechanisms are employed in packet networks.  Those QoS   mechanisms can be categorized into two schemes: IntServ [RFC2211]   [RFC2212] and Diffserv [RFC2474].  In the IntServ scheme, network   signaling (e.g., RSVP, NSIS, or link-specific signaling) is commonly   used to initiate a request from an AppE for the desired QoS resource.   In the Diffserv scheme, QoS resources are provisioned based upon some   predefined QoS service classes rather than AppE-initiated, flow-based   QoS requests.   It is obvious that the eligible QoS scheme is correlated to the   AppE's capability in the context of QoS authorization.  Since   Category 1 and 2 AppEs cannot initiate the QoS resource requests by   means of network signaling, using the current mechanism of the   IntServ model to signal QoS information across the network is not   applicable to them in general.  Depending on network technology and   operator requirements, a Category 3 AppE may either make use of   network signaling for resource requests or not.   The diversity of QoS capabilities of endpoints and QoS schemes of   network technology leads to the distinction on the interaction mode   between the QoS authorization system and underlying NEs.  When the   IntServ scheme is employed by a Category 3 endpoint, the   authorization process is typically initiated by an NE when a trigger   is received from the endpoint such as network QoS signaling.  In the   Diffserv scheme, since the NE is unable to request the resource   authorization on its own initiative, the authorization process is   typically triggered by either the request of AppSs or policies   defined by the operator.   As a consequence, two interaction modes are needed in support of   different combinations of QoS schemes and endpoint's QoS   capabilities: Push mode and Pull mode.   Push mode      The QoS authorization process is triggered by AppSs or local      network conditions (e.g., time of day on resource usage and QoS      classes), and the authorization decisions are installed by the AE      to the network element on its own initiative without explicit      request.  In order to support Push mode, the AE (i.e., Diameter      server) should be able to initiate a Diameter authorization      session to communicate with the NE (i.e., Diameter client) without      any preestablished connection from the network element.Sun, et al.                  Standards Track                    [Page 9]

RFC 5866                Diameter QoS Application                May 2010   Pull mode      The QoS authorization process is triggered by the network      signaling received from end-user equipment or by a local event in      the NE according to pre-configured policies, and authorization      decisions are produced upon the request of the NE.  In order to      support Pull mode, the NE (i.e., Diameter client) will initiate a      Diameter authorization session to communicate with the Authorizing      Entity (i.e., Diameter server).   For Category 1 and 2 Application Endpoints, Push mode is REQUIRED.   For a Category 3 AppE, either Push mode or Pull mode MAY be used.   Push mode is applicable to certain networks, for example, Cable   network, DSL, Ethernet, and Diffserv-enabled IP/MPLS.  Pull mode is   more appropriate to IntServ-enabled IP networks or certain wireless   networks such as the General Packet Radio Service (GPRS) networks   defined by the Third Generation Partnership Project (3GPP).  Some   networks (for example, Worldwide Interoperability for Microwave   Access (WiMAX)) may require both Push and Pull modes.3.3.  Authorization Schemes3.3.1.  Pull Mode Schemes   Three types of basic authorization schemes for Pull mode exist: one   type of two-party scheme and two types of three-party schemes.  The   notation adopted here is in respect to the entity that performs the   QoS authorization (QoS Authz).  The authentication of the QoS   requesting entity might be done at the NE as part of the QoS   signaling protocol, or by an off-path protocol (on the application   layer or for network access authentication) or the AE might be   contacted with a request for authentication and authorization of the   QoS requesting entity.  From the Diameter QoS application's point of   view, these schemes differ in type of information that need to be   carried.  Here we focus on the "Basic Three-Party Scheme" (see   Figure 3) and the "Token-Based Three-Party Scheme" (see Figure 4).   In the "Two-Party Scheme", the QoS RRE is authenticated by the NE and   the authorization decision is made either locally at the NE itself or   offloaded to a trusted entity (most likely within the same   administrative domain).  In the two-party case, no Diameter QoS   protocol interaction is required.Sun, et al.                  Standards Track                   [Page 10]

RFC 5866                Diameter QoS Application                May 2010                                        +--------------+                                        | Authorizing  |                                        | Entity       |                                        | authorizing  | <......+                                        | resource     |        .                                        | request      |        .                                        +------------+-+        .                                        --^----------|--   .    .                                   /////  |          |  \\\\\   .                                 //       |          |       \\ .                                |     QoS | QoS AAA  | QoS     |.                                |    authz| protocol |authz    |.                                |     req.|          | res.    |.                                 \\       |          |       // .                                   \\\\\  |          |  /////   .                          QoS           --|----------v--   .    .       +-------------+    request       +-+------------+        .       |  Entity     |----------------->| NE           |        .       |  requesting |                  | performing   |        .       |  resource   |granted / rejected| QoS          |  <.....+       |             |<-----------------| reservation  | financial       +-------------+                  +--------------+ settlement                       Figure 3: Three-Party Scheme   In the "Basic Three-Party Scheme", a QoS reservation request that   arrives at the NE is forwarded to the Authorizing Entity (e.g., in   the user's home network), where the authorization decision is made.   As shown, financial settlement -- a business relationship, such as a   roaming agreement -- between the visited network and the home network   ensures that the visited network is compensated for the resources   consumed by the user via the home network.Sun, et al.                  Standards Track                   [Page 11]

RFC 5866                Diameter QoS Application                May 2010                               financial settlement                                ...........................+      Authorization             V             -------      .      Token Request   +--------------+      / QoS AAA \    .      +-------------->|              |     /  protocol \   .      |               | Authorizing  +--------------+   \  .      |               | Entity       |   |          |    | .      |        +------+              |<--+----+     |    | .      |        |      +--------------+  |QoS  |     |QoS  |.      |        |                        |authz|     |authz|.      |        |Authorization           |req.+|     |res. |.      |        |Token                   |Token|     |     |.      |        |                         |    |     | .  | .      |        |                          \   |     | . /  .      |        |                            \ |     | /    .      |        |      QoS request             |-----V .    .    +-------------+ + Authz  Token   +--------+-----+      .    |  Entity     |----------------->| NE           |      .    |  requesting |                  | performing   |      .    |  resource   |granted / rejected| QoS          | <....+    |             |<-----------------| reservation  |    +-------------+                  +--------------+                 Figure 4: Token-Based Three-Party Scheme   The "Token-Based Three-Party Scheme" is applicable to environments   where a previous protocol interaction is used to request   authorization tokens to assist the authorization process at the NE or   the AE [RFC3521].   The QoS RRE may be involved in an application-layer protocol   interaction, for example, using SIP [RFC3313], with the AE.  As part   of this interaction, authentication and authorization at the   application layer might take place.  As a result of a successful   authorization decision, which might involve the user's home AAA   server, an authorization token is generated by the AE (e.g., the SIP   proxy and an entity trusted by the SIP proxy) and returned to the   end-host for inclusion into the QoS signaling protocol.  The   authorization token will be used by an NE that receives the QoS   signaling message to authorize the QoS request.  Alternatively, the   Diameter QoS application will be used to forward the authorization   token to the user's home network.  The authorization token allows for   the authorization decision performed at the application layer to be   associated with a corresponding QoS signaling session.  Note that the   authorization token might either refer to established state   concerning the authorization decision or the token might itself carry   the authorized parameters (protected by a digital signature or a   keyed message digest to prevent tampering).  In the latter case, theSun, et al.                  Standards Track                   [Page 12]

RFC 5866                Diameter QoS Application                May 2010   authorization token may contain several pieces of information   pertaining to the authorized application session, but at minimum it   should contain:   o  An identifier for the AE (for example, an AppS) that issued the      authorization token;   o  An identifier referring to a specific application protocol session      for which the token was issued; and   o  A keyed message digest or digital signature protecting the content      of the authorization token.   A possible structure for the authorization token and the policy   element carrying it are proposed in the context of RSVP [RFC3520].   In the scenario mentioned above, where the QoS resource requesting   entity is involved in an application-layer protocol interaction with   the AE, it may be worthwhile to consider a token-less binding   mechanism also.  The application-layer protocol interaction may have   indicated the transport port numbers at the QoS RRE where it might   receive media streams (for example, in SIP/SDP [RFC4566] signaling,   these port numbers are advertised).  The QoS RRE may also use these   port numbers in some IP filter indications to the NE performing QoS   reservation so that it may properly tunnel the inbound packets.  The   NE performing QoS reservation will forward the QoS resource   requesting entity's IP address and the IP filter indications to the   AE in the QoS authorization request.  The AE will use the QoS RRE's   IP address and the port numbers in the IP filter indication, which   will match the port numbers advertised in the earlier application-   layer protocol interaction, to identify the right piece of policy   information to be sent to the NE performing the QoS reservation in   the QoS Authorization response.3.3.2.  Push Mode Schemes   Push mode can be further divided into two types: endpoint-initiated   and network-initiated.  In the former case, the authorization process   is triggered by AppS in response to an explicit QoS request from an   endpoint through application signaling, e.g., SIP; in the latter   case, the authorization process is triggered by the AppS without an   explicit QoS request from an endpoint.   In the endpoint-initiated scheme, the QoS RRE (i.e., the AppE)   determines the required application-level QoS and sends a QoS request   through an application signaling message.  The AppS will extract   application-level QoS information and trigger the authorization   process to the AE.  In the network-initiated scheme, the AE and/orSun, et al.                  Standards Track                   [Page 13]

RFC 5866                Diameter QoS Application                May 2010   AppS should derive and determine the QoS requirements according to   application attribute, subscription, and endpoint capability when the   endpoint does not explicitly indicate the QoS attributes.  The AE   makes an authorization decision based on application-level QoS   information, network policies, end-user subscription, network   resource availability, etc., and installs the decision to the NE   directly.   A Category 1 AppE requires network-initiated Push mode and a Category   2 AppE may use either type of Push Mode.                               financial settlement                                ...........................+      Application               V             -------      .      signaling msg   +--------------+      / QoS AAA \    .      +-------------->|              |     /  protocol \   .      |               | Authorizing  +--------------+   \  .      |               | Entity       |   |          |    | .      |               +              |<--+----+     |    | .      |               +--------------+  |QoS  |     |QoS  |.      |                                install|     |install      |                                 |rsp. |     |req. |.      |                                 |     |     |     |.      |                                  |    |     | .  | .      |                                   \   |     | . /  .      |                                     \ |     | /    .      V                                       |-----V .    .    +-------------+                  +--------+-----+      .    |  Entity     |                  | NE           |      .    |  requesting |                  | performing   |      .    |  resource   |QoS rsrc granted  | QoS          | <....+    |             |<-----------------| reservation  |    +-------------+                  +--------------+                      Figure 5: Scheme for Push Mode3.4.  QoS Application Requirements   A QoS application must meet a number of requirements applicable to a   diverse set of networking environments and services.  It should be   compatible with different deployment scenarios having specific QoS   signaling models and security issues.  Satisfying the requirements   listed below while interworking with QoS signaling protocols, a   Diameter QoS application should accommodate the capabilities of the   QoS signaling protocols rather than introduce functional requirements   on them.  A list of requirements for a QoS authorization application   is provided here:Sun, et al.                  Standards Track                   [Page 14]

RFC 5866                Diameter QoS Application                May 2010   Identity-based Routing      The Diameter QoS application MUST route AAA requests to the      Authorizing Entity, based on the provided identity of the QoS      requesting entity or the identity of the AE encoded in the      provided authorization token.   Flexible Authentication Support      The Diameter QoS application MUST support a variety of different      authentication protocols for verification of authentication      information present in QoS signaling messages.  The support for      these protocols MAY be provided indirectly by tying the signaling      communication for QoS to a previous authentication protocol      exchange (e.g., using network access authentication).   Making an Authorization Decision      The Diameter QoS application MUST exchange sufficient information      between the AE and the enforcing entity (and vice versa) to      compute an authorization decision and to execute this decision.   Triggering an Authorization Process      The Diameter QoS application MUST allow periodic and event-      triggered execution of the authorization process, originated at      the enforcing entity or even at the AE.   Associating QoS Reservations and Application State      The Diameter QoS application MUST carry information sufficient for      an AppS to identify the appropriate application session and      associate it with a particular QoS reservation.   Dynamic Authorization      It MUST be possible for the Diameter QoS application to push      updates towards the NE(s) from Authorizing Entities.   Bearer Gating      The Diameter QoS application MUST allow the AE to gate (i.e.,      enable/disable) authorized application flows based on, e.g.,      application state transitions.   Accounting Records      The Diameter QoS application MAY define QoS accounting records      containing duration, volume (byte count) usage information, and a      description of the QoS attributes (e.g., bandwidth, delay, loss      rate) that were supported for the flow.   Sending Accounting Records      The NE SHOULD be able to send accounting records for a particular      QoS reservation state to an accounting entity.Sun, et al.                  Standards Track                   [Page 15]

RFC 5866                Diameter QoS Application                May 2010   Failure Notification      The Diameter QoS application MUST allow the NE to report failures,      such as loss of connectivity due to movement of a mobile node or      other reasons for packet loss, to the Authorizing Entity.   Accounting Correlation      The Diameter QoS application MAY support the exchange of      sufficient information to allow for correlation between accounting      records generated by the NEs and accounting records generated by      an AppS.   Interaction with Other AAA Applications      Interaction with other AAA applications, such as the Diameter      Network Access Server Application [RFC4005], may be required for      exchange of authorization, authentication, and accounting      information.   In deployment scenarios where authentication of the QoS reservation   requesting entity (e.g., the user) is done by means outside the   Diameter QoS application protocol interaction, the AE is contacted   only with a request for QoS authorization.  Authentication might have   taken place already via the interaction with the Diameter application   [RFC4005] or as part of the QoS signaling protocol (e.g., Transport   Layer Security (TLS) [RFC5246] in the General Internet Signaling   Transport (GIST) protocol [NSIS-NTLP]).   Authentication of the QoS reservation requesting entity to the AE is   necessary if a particular Diameter QoS application protocol cannot be   related (or if there is no intention to relate it) to a prior   authentication.  In this case, the AE MUST authenticate the QoS   reservation requesting entity in order to authorize the QoS request   as part of the Diameter QoS protocol interaction.   This document refers to three types of sessions that need to be   properly correlated.   QoS Signaling Session      The time period during which a QoS signaling protocol establishes,      maintains, and deletes a QoS reservation state at the QoS network      element is referred to as a QoS signaling session.  Different QoS      signaling protocols use different ways to identify QoS signaling      sessions.  The same applies to different usage environments.      Currently, this document supports three types of QoS session      identifiers, namely a signaling session id (e.g., the Session      Identifier used by the NSIS protocol suite), a flow id (e.g.,      identifier assigned by an application to a certain flow as used in      the 3GPP), and a flow description based on the IP parameters of      the flow's endpoints.Sun, et al.                  Standards Track                   [Page 16]

RFC 5866                Diameter QoS Application                May 2010   Diameter Authorization Session      The time period for which a Diameter server authorizes a requested      service (i.e., QoS resource reservation) is referred to as a      Diameter authorization session.  It is identified by a Session-Id      included in all Diameter messages used for management of the      authorized service (initial authorization, re-authorization,      termination), see [RFC3588].   Application-Layer Session      The application-layer session identifies the duration of an      application-layer service that requires provision of a certain      QoS.  An application-layer session identifier is provided by the      QoS requesting entity in the QoS signaling messages, for example      as part of the authorization token.  In general, the application      session identifier is opaque to the QoS-aware NEs.  It is included      in the authorization request message sent to the AE and helps it      to correlate the QoS authorization request to the application      session state information.   Correlating these sessions is done at each of the three involved   entities: The QoS requesting entity correlates the application with   the QoS signaling sessions.  The QoS NE correlates the QoS signaling   session with the Diameter authorization sessions.  The AE SHOULD bind   the information about the three sessions together.  Note that in   certain scenarios, not all of the sessions are present.  For example,   the application session might not be visible to the QoS signaling   protocol directly if there is no binding between the application   session and the QoS requesting entity using the QoS signaling   protocol.4.  QoS Application Session Establishment and Management4.1.  Parties Involved   Authorization models supported by this application include three   parties:   o  Resource Requesting Entity   o  Network Elements (Diameter QoS application (DQA) client)   o  Authorizing Entity (Diameter QoS application (DQA) server)   Note that the QoS RRE is only indirectly involved in the message   exchange.  This entity provides the trigger to initiate the Diameter   QoS protocol interaction by transmitting QoS signaling messages.  The   Diameter QoS application is only executed between the Network Element   (i.e., DQA client) and the Authorizing Entity (i.e., DQA server).Sun, et al.                  Standards Track                   [Page 17]

RFC 5866                Diameter QoS Application                May 2010   The QoS RRE may communicate with the AE using application-layer   signaling for the negotiation of service parameters.  As part of this   application-layer protocol interaction, for example using SIP,   authentication and authorization might take place.  This message   exchange is, however, outside the scope of this document.  The   protocol communication between the QoS resource requesting entity and   the QoS NE might be accomplished using the NSIS protocol suite, RSVP,   or a link-layer signaling protocol.  A description of these protocols   is also outside the scope of this document.4.2.  Session Establishment   Pull and Push modes use a different set of command codes for session   establishment.  For other operations, such as session modification   and termination, they use the same set of command codes.   The selection of Pull mode or Push mode operation is based on the   trigger of the QoS authorization session.  When a QoS-Authorization-   Request (QAR, seeSection 5.1) message with a new Session-Id is   received, the AE operates in Pull mode; when other triggers are   received, the AE operates in Push mode.  Similarly, when a QoS-   Install-Request (QIR, seeSection 5.3} with a new Session-Id is   received, the NE operates in Push mode; when other triggers are   received, the NE operates in Pull mode.   The QoS authorization session is typically established per subscriber   base (i.e., all requests with the same User-ID), but it is also   possible to be established on a per node or per request base.  The   concurrent sessions between an NE and an AE are identified by   different Session-Ids.4.2.1.  Session Establishment for Pull Mode   A request for a QoS reservation or local events received by an NE can   trigger the initiation of a Diameter QoS authorization session.  The   NE converts the required objects from the QoS signaling message to   Diameter AVPs and generates a QAR message.   Figure 6 shows the protocol interaction between a Resource Requesting   Entity, a Network Element, and the Authorizing Entity.   The AE's identity, information about the application session and/or   identity and credentials of the QoS RRE, requested QoS parameters,   and the signaling session identifier and/or QoS-enabled data flows   identifiers MAY be encapsulated into respective Diameter AVPs and   included in the Diameter message sent to the AE.  The QAR is sent to   a Diameter server that can be either the home server of the QoS   requesting entity or an AppS.Sun, et al.                  Standards Track                   [Page 18]

RFC 5866                Diameter QoS Application                May 2010   +------------------------------------------+------------------------+   | QoS-Specific Input Data                  | Diameter AVPs          |   +------------------------------------------+------------------------+   | Authorizing Entity ID (e.g.,             | Destination-Host       |   | Destination-Host taken from              | Destination-Realm      |   | authorization token, Destination-Realm,  |                        |   | or derived from the Network Access       |                        |   | Identifier (NAI) of the QoS requesting   |                        |   | entity)                                  |                        |   | Authorization Token Credentials of the   | QoS-Authorization-Data |   | QoS requesting entity                    | User-Name              |   | QoS-Resources (including QoS parameters) |                        |   +------------------------------------------+------------------------+           Table 1: Mapping Input Data to QoS AVPs -- Pull Mode   Authorization processing starts at the Diameter QoS server when it   receives the QAR.  Based on the information in the QoS-   Authentication-Data, User-Name, and QoS-Resources AVPs, the server   determines the authorized QoS resources and flow state (enabled/   disabled) from locally available information (e.g., policy   information that may be previously established as part of an   application-layer signaling exchange or the user's subscription   profile).  The QoS-Resources AVP is defined in [RFC5777].  The   authorization decision is then reflected in the response returned to   the Diameter client with the QoS-Authorization-Answer (QAA) message.Sun, et al.                  Standards Track                   [Page 19]

RFC 5866                Diameter QoS Application                May 2010                                               Authorizing     End-Host         Network Element             Entity   requesting QoS       (Diameter               (Diameter                        QoS Client)             QoS Server)       |                   |                         |       +---QoS-Reserve---->|                         |       |                   +- - - - - QAR - - - - - >|       |                   |(QoS-Resources,          |       |                   |   QoS-Auth-Data,User-ID)|       |                   |                +--------+--------------+       |                   |                |  Authorize request    |       |                   |                |  Keep session data    |       |                   |                |/Authz-time,Session-Id/|       |                   |                +--------+--------------+       |                   |< - - - - QAA - - - - - -+       |                   |(Result-Code,            |       |                   |QoS-Resources,Authz-time)|       |           +-------+---------+       |           |Install QoS state|       |           |       +         |       |           | Authz  session  |       |           | /Authz-time/    |                QoS Responder       |           |                 |                    Node       |           +-------+---------+                      |       |                   +----------QoS-Reserve---....--->|       |                   |                                |       |                   |<---------QoS-Response--....----|       |<--QoS-Response----+                                |       |                   |                                |       |=====================Data Flow==============....===>|         Figure 6: Initial QoS Request Authorization for Pull Mode   The Authorizing Entity keeps authorization session state and SHOULD   save additional information for management of the session (e.g.,   Signaling-Session-Id, authentication data) as part of the session   state information.   The final result of the authorization request is provided in the   Result-Code AVP of the QAA message sent by the Authorizing Entity.   In the case of successful authorization (i.e., Result-Code =   DIAMETER_LIMITED_SUCCESS (seeSection 7.1)), information about the   authorized QoS resources and the status of the authorized flow   (enabled/disabled) is provided in the QoS-Resources AVP of the QAA   message.  The QoS information provided via the QAA is installed by   the QoS Traffic Control function of the NE.  The valueSun, et al.                  Standards Track                   [Page 20]

RFC 5866                Diameter QoS Application                May 2010   DIAMETER_LIMITED_SUCCESS indicates that the AE expects confirmation   via another QAR message for successful QoS resource reservation and   for final reserved QoS resources (see below).   One important piece of information returned from the Authorizing   Entity is the authorization lifetime (carried inside the QAA).  The   authorization lifetime allows the NE to determine how long the   authorization decision is valid for this particular QoS reservation.   A number of factors may influence the authorized session duration,   such as the user's subscription plan or the currently available   credits at the user's account (seeSection 8).  The authorization   duration is time-based, as specified in [RFC3588].  For an extension   of the authorization period, a new QoS-Authorization-Request/Answer   message exchange SHOULD be initiated.  Further aspects of QoS   authorization session maintenance are discussed in Sections4.3,4.4,   and 8.   The indication of a successful QoS reservation and activation of the   data flow is provided by the transmission of a QAR message, which   reports the parameters of the established QoS state: reserved   resources, duration of the reservation, and identification of the QoS   enabled flow/QoS signaling session.  The Diameter QoS server   acknowledges the reserved QoS resources with the QA Answer (QAA)   message where the Result-Code is set to 'DIAMETER_SUCCESS'.  Note   that the reserved QoS resources reported in this QAR message MAY be   different than those authorized with the initial QAA message, due to   the QoS-signaling-specific behavior (e.g., receiver-initiated   reservations with One-Path-With-Advertisements) or specific process   of QoS negotiation along the data path.4.2.2.  Session Establishment for Push Mode   The Diameter QoS server in the AE initiates a Diameter QoS   authorization session upon the request for a QoS reservation   triggered by application-layer signaling or by local events, and   generates a QoS-Install-Request (QIR) message to the Diameter QoS   client in the NE in which it maps required objects to Diameter   payload objects.   Figure 7 shows the protocol interaction between the AE, a Network   Element, and an RRE.   The NE's identity, information about the application session and/or   identity and credentials of the QoS resource requesting entity,   requested QoS parameters, and signaling session identifier and/or QoS   enabled data flows identifiers MAY be encapsulated into respective   Diameter AVPs and included in the Diameter message sent from a   Diameter QoS server in the Authorizing Entity to a Diameter QoSSun, et al.                  Standards Track                   [Page 21]

RFC 5866                Diameter QoS Application                May 2010   client in the NE.  This requires that the AE has knowledge of   specific information for allocating and identifying the NE that   should be contacted and the data flow for which the QoS reservation   should be established.  This information can be statically configured   or dynamically discovered, seeSection 4.2.3 for details.   +-----------------------------------------+-------------------------+   | QoS-Specific Input Data                 | Diameter AVPs           |   +-----------------------------------------+-------------------------+   | Network Element ID                      | Destination-Host        |   |                                         | Destination-Realm       |   | Authorization Token Credentials of the  | QoS-Authorization-Data  |   | QoS requesting entity                   | User-Name               |   | QoS-Resources (including QoS            |                         |   | parameters)                             |                         |   +-----------------------------------------+-------------------------+           Table 2: Mapping Input Data to QoS AVPs -- Push Mode   Authorization processing starts at the Diameter QoS server when it   receives a request from an RRE through an AppS (e.g., SIP Invite) or   is triggered by a local event (e.g., a pre-configured timer).  Based   on the received information, the server determines the authorized QoS   resources and flow state (enabled/disabled) from locally available   information (e.g., policy information that may be previously   established as part of an application-layer signaling exchange, or   the user's subscription profile).  The authorization decision is then   reflected in the QoS-Install-Request (QIR) message to the Diameter   QoS client.Sun, et al.                  Standards Track                   [Page 22]

RFC 5866                Diameter QoS Application                May 2010                                               Authorizing     End-Host         Network Element             Entity   requesting QoS       (Diameter               (Diameter                        QoS Client)             QoS Server)       |                   |                          |       |                   |                          |<-- Trigger --       |                   |                 +--------+--------------+       |                   |                 |  Authorize request    |       |                   |                 |  Keep session data    |       |                   |                 |/Authz-time,Session-Id/|       |                   |                 +--------+--------------+       |                   |                          |       |                   |<-- - -- - QIR - - - - - -+       |                   |(Initial Request,Decision |       |                   |(QoS-Resources,Authz-time)|       |           +-------+---------+       |           |Install QoS state|       |           |       +         |       |           | Authz  session  |       |           | /Authz-time/    |       |           |                 |       |           +-------+---------+       |                   + - - - - QIA - - - - - ->|       |                   |    (Result-Code,        |       |                   |     QoS-Resources)      |       |                   |                +--------+--------------+       |                   |                | Report for successful |       |                   |                |   QoS reservation     |       |                   |                |Update of reserved QoS |       |                   |                |      resources        |       |                   |                +--------+--------------+       |                   |                         QoS Responder       |                   |                               Node       |                   |                                |       |=====================Data Flow==============....===>|         Figure 7: Initial QoS Request Authorization for Push Mode   The AE keeps authorization session state and SHOULD save additional   information for management of the session (e.g.,   Signaling-Session-Id, authentication data) as part of the session   state information.   The final result of the authorization decision is provided in the   QoS-Resources AVP of the QIR message sent by the AE.  The QoS   information provided via the QIR is installed by the QoS Traffic   Control function of the NE.Sun, et al.                  Standards Track                   [Page 23]

RFC 5866                Diameter QoS Application                May 2010   One important piece of information from the AE is the authorization   lifetime (carried inside the QIR).  The authorization lifetime allows   the NE to determine how long the authorization decision is valid for   this particular QoS reservation.  A number of factors may influence   the authorized session duration, such as the user's subscription plan   or the currently available credits at the user's account (seeSection 8).  The authorization duration is time-based as specified in   [RFC3588].  For an extension of the authorization period, a new QoS-   Install-Request/Answer message or QoS-Authorization-Request/Answer   message exchange SHOULD be initiated.  Further aspects of QoS   authorization session maintenance are discussed in Sections4.3,4.4,   and 8.   The indication of QoS reservation and activation of the data flow can   be provided by the QoS-Install-Answer message immediately.  In the   case of successful enforcement, the Result-Code (= DIAMETER_SUCCESS,   (seeSection 7.1)) information is provided in the QIA message.  Note   that the reserved QoS resources reported in the QIA message may be   different than those initially authorized with the QIR message, due   to the QoS signaling-specific behavior (e.g., receiver-initiated   reservations with One-Path-With-Advertisements) or specific process   of QoS negotiation along the data path.  In the case that Multiple   AEs control the same NE, the NE should make the selection on the   authorization decision to be enforced based on the priority of the   request.4.2.3.  Discovery and Selection of Peer Diameter QoS Application Node   The Diameter QoS application node may obtain information of its peer   nodes (e.g., Fully-Qualified Domain Name (FQDN), IP address) through   static configuration or dynamic discovery as described inSection 5.2   of [RFC3588].  In particular, the NE shall perform the relevant   operation for Pull mode; the AE shall perform the relevant operations   for Push mode.   Upon receipt of a trigger to initiate a new Diameter QoS   authorization session, the Diameter QoS application node selects and   retrieves the location information of the peer node that is   associated with the affected user based on some index information   provided by the RRE.  For instance, it can be the Authorization   Entity's ID stored in the authorization token, the end-user identity   (e.g., NAI [RFC4282]), or a globally routable IP address.4.3.  Session Re-Authorization   Client- and server-side initiated re-authorizations are considered in   the design of the Diameter QoS application.  Whether the   re-authorization events are transparent for the resource requestingSun, et al.                  Standards Track                   [Page 24]

RFC 5866                Diameter QoS Application                May 2010   entity or result in specific actions in the QoS signaling protocol is   outside the scope of the Diameter QoS application.  It is directly   dependent on the capabilities of the QoS signaling protocol.   There are a number of options for policy rules according to which the   NE (AAA client) contacts the AE for re-authorization.  These rules   depend on the semantics and contents of the QAA message sent by the   AE:   a.  The QAA message contains the authorized parameters of the flow       and its QoS and sets their limits (presumably upper).  With these       parameters, the AE specifies the services that the NE can provide       and for which it will be financially compensated.  Therefore, any       change or request for change of the parameters of the flow and       its QoS that do not conform to the authorized limits requires       contacting the AE for authorization.   b.  The QAA message contains authorized parameters of the flow and       its QoS.  The rules that determine whether parameters' changes       require re-authorization are agreed out of band, based on a       Service Level Agreement (SLA) between the domains of the NE and       the AE.   c.  The QAA message contains the authorized parameters of the flow       and its QoS.  Any change or request for change of these       parameters requires contacting the AE for re-authorization.   d.  In addition to the authorized parameters of the flow and its QoS,       the QAA message contains policy rules that determine the NEs       actions in case of a change or a request for change in authorized       parameters.   Provided options are not exhaustive.  Elaborating on any of the   listed approaches is deployment/solution specific and is not   considered in the current document.   In addition, the AE may use an RAR (Re-Authorization-Request) to   perform re-authorization with the authorized parameters directly when   the re-authorization is triggered by service request or local events/   policy rules.4.3.1.  Client-Side Initiated Re-Authorization   The AE provides the duration of the authorization session as part of   the QoS-Authorization-Answer (QAA) message.  At any time before the   expiration of this period, a new QoS-Authorization-Request (QAR)   message MAY be sent to the AE.  The transmission of the QAR MAY be   triggered when the NE receives a QoS signaling message that requiresSun, et al.                  Standards Track                   [Page 25]

RFC 5866                Diameter QoS Application                May 2010   modification of the authorized parameters of an ongoing QoS session,   or authorization lifetime expires.                                               Authorizing     End-Host         Network Element             Entity   requesting QoS       (Diameter               (Diameter                        QoS Client)             QoS Server)       |                   |                         |       |=====================Data Flow==========================>       |                   |                         |       |           +-------+----------+              |       |           |Authz-time/CC-Time|              |       |           |    expires       |              |       |           +-------+----------+              |       |                   +- - - - - QAR - - - - - >|       |                   |(QoS-Resources,          |       |                   | QoS-Authorization-Data,User-ID) |                           |                +--------+--------------+    NOTE:                  |                |  Authorize request    |    Re-authorization       |                | Update session data   |    is transparent to      |                |/Authz-time,Session-Id/|    the End-Host           |                +--------+--------------+                           |< - - - - QAA - - - - - -+       |                   |(Result-Code,            |       |                   |QoS-Resources,Authz-time)|       |           +-------+---------+               |       |           |Update QoS state |               |       |           |       +         |               |       |           | Authz  session  |               |       |           | /Authz-time/    |               |       |           |                 |               |       |           +-------+---------+               |       |                   |                         |       |=====================Data Flow==========================>       |                   |           Figure 8: Client-side Initiated QoS Re-Authorization4.3.2.  Server-Side Initiated Re-Authorization   The AE MAY initiate a QoS re-authorization by issuing a   Re-Authorization-Request (RAR) message as defined in the Diameter   base protocol [RFC3588], which may include the parameters of the   re-authorized QoS state: reserved resources, duration of the   reservation, identification of the QoS-enabled flow/QoS signaling   session for re-installation of the resource state by the QoS Traffic   Control function of the NE.Sun, et al.                  Standards Track                   [Page 26]

RFC 5866                Diameter QoS Application                May 2010   An NE that receives such an RAR message with Session-Id matching a   currently active QoS session acknowledges the request by sending the   Re-Auth-Answer (RAA) message towards the AE.   If the RAR does not include any parameters of the re-authorized QoS   state, the NE MUST initiate a QoS re-authorization by sending a   QoS-Authorization-Request (QAR) message towards the AE.                                               Authorizing     End-Host         Network Element             Entity   requesting QoS       (Diameter               (Diameter                        QoS Client)             QoS Server)       |                   |                          |       |                   |                          |<-- Trigger --       |                   |                 +--------+--------------+       |                   |                 |  Authorize request    |       |                   |                 |  Keep session data    |       |                   |                 |/Authz-time,Session-Id/|       |                   |                 +--------+--------------+       |                   |                          |       |                   |<-- - -- - RAR - - - - - -+       |                   |(Request,Decision         |       |                   |(QoS-Resources,Authz-time)|       |           +-------+---------+       |           |Install QoS state|       |           |       +         |       |           | Authz  session  |       |           | /Authz-time/    |       |           |                 |       |           +-------+---------+       |                   + - - - - RAA - - - - - ->|       |                   |    (Result-Code,        |       |                   |     QoS-Resources)      |       |                   |                +--------+--------------+       |                   |                | Report for successful |       |                   |                |   QoS reservation     |       |                   |                |Update of reserved QoS |       |                   |                |      resources        |       |                   |                +--------+--------------+       |                   |                         |           Figure 9: Server-Side Initiated QoS Re-AuthorizationSun, et al.                  Standards Track                   [Page 27]

RFC 5866                Diameter QoS Application                May 20104.4.  Session Termination4.4.1.  Client-Side Initiated Session Termination   The authorization session for an installed QoS reservation state MAY   be terminated by the Diameter client by sending a Session-   Termination-Request (STR) message to the Diameter server with a   response Session-Termination-Acknowledgement (STA) message.  This is   a Diameter base protocol function and it is defined in [RFC3588].   Session termination can be caused by a QoS signaling message   requesting deletion of the existing QoS reservation state, or it can   be caused as a result of a soft-state expiration of the QoS   reservation state.                                               Authorizing     End-Host         Network Element             Entity   requesting QoS       (Diameter               (Diameter                        QoS Client)             QoS Server)       |                   |                         |       |==Data Flow==>X /Stop of the data flow/      |       |                   |                         |       +---QoS-Reserve---->|                         |       |  (Delete QoS      +- - - - - STR - - - - - >|       |   reservation)    |                +--------+--------------+       |                   |                | Remove authorization  |       |                   |                | session state         |       |                   |                +--------+--------------+       |                   |< - - - - STA - - - - - -+       |           +-------+--------+                |       |           |Delete QoS state|       |           +-------+--------+                   QoS Responder       |                   |                                Node       |                   +----------QoS-Reserve-----....--->|       |                   |         (Delete QoS              |       |                   |          reservation)            |       |                   |<---------QoS-Response----....----+       |<--QoS-Response----+                                  |           Figure 10: Client-Side Initiated Session Termination4.4.2.  Server-Side Initiated Session Termination   At any time during a session, the AE MAY send an Abort-Session-   Request (ASR) message to the NE.  This is a Diameter base protocol   function and it is defined in [RFC3588].  Possible reasons for   initiating the ASR message to the NE are insufficient credits or   session termination at the application layer.  The ASR message   results in termination of the authorized session, release of theSun, et al.                  Standards Track                   [Page 28]

RFC 5866                Diameter QoS Application                May 2010   reserved resources at the NE, and transmission of an appropriate QoS   signaling message indicating a notification to other Network Elements   aware of the signaling session.                                               Authorizing     End-Host         Network Element             Entity   requesting QoS       (Diameter               (Diameter                        QoS Client)             QoS Server)       |                   |                         |       |=====================Data Flow==========================>       |                   |       |                   |< - - - - ASR - - - - - -+       |                   |                         |       |====Data Flow=====>X                         |  QoS Responder       |                   |                         |      Node       |<--QoS-Notify------+----------QoS-Reserve-----....--->|       |                   |         (Delete QoS     |        |                           |          reservation)   |                   +-------+--------+                |                   |Delete QoS state|                |                   +-------+--------+                |                           +- - - - - ASA - - - - - >|                           |                +--------+--------------+                           |                | Remove authorization  |                           |                |     session state     |                           |                +--------+--------------+                           |                            QoS Responder                           |                                Node                           |<---------QoS-Response----....----+                           |                                  |           Figure 11: Server-Side Initiated Session Termination5.  QoS Application Messages   The Diameter QoS application requires the definition of new mandatory   AVPs and Command-Codes (seeSection 3 of [RFC3588]).  Four new   Diameter messages are defined along with Command-Codes whose values   MUST be supported by all Diameter implementations that conform to   this specification.Sun, et al.                  Standards Track                   [Page 29]

RFC 5866                Diameter QoS Application                May 2010       +---------------------------+---------+------+-------------+       | Command Name              | Abbrev. | Code | Reference   |       +---------------------------+---------+------+-------------+       | QoS-Authorization-Request |   QAR   |  326 |Section 5.1 |       | QoS-Authorization-Answer  |   QAA   |  326 |Section 5.2 |       | QoS-Install-Request       |   QIR   |  327 |Section 5.3 |       | QoS-Install-Answer        |   QIA   |  327 |Section 5.4 |       +---------------------------+---------+------+-------------+                      Table 3: Diameter QoS Commands   In addition, the following Diameter base protocol messages are used   in the Diameter QoS application:          +-----------------------+---------+------+-----------+          | Command-Name          | Abbrev. | Code | Reference |          +-----------------------+---------+------+-----------+          | Re-Auth-Request       |   RAR   |  258 | [RFC3588] |          | Re-Auth-Answer        |   RAA   |  258 | [RFC3588] |          | Abort-Session-Request |   ASR   |  274 | [RFC3588] |          | Abort-Session-Answer  |   ASA   |  274 | [RFC3588] |          | Session-Term-Request  |   STR   |  275 | [RFC3588] |          | Session-Term-Answer   |   STA   |  275 | [RFC3588] |          +-----------------------+---------+------+-----------+                      Table 4: Diameter Base Commands   Diameter nodes conforming to this specification MAY advertise support   for the Diameter QoS application by including the value of 9 in the   Auth-Application-Id or the Acct-Application-Id AVP of the   Capabilities-Exchange-Request and Capabilities-Exchange-Answer   commands, see [RFC3588].   The value of 9 MUST be used as the Application-Id in all QAR/QAA and   QIR/QIA commands.   The value of zero (0) SHOULD be used as the Application-Id in all   STR/STA, ASR/ASA, and RAR/RAA commands.5.1.  QoS-Authorization Request (QAR)   The QoS-Authorization-Request (QAR) message, indicated by the   Command-Code field (seeSection 3 of [RFC3588]) being set to 326 and   the 'R' bit being set in the Command Flags field, is used by NEs to   request quality of service related resource authorization for a given   flow.Sun, et al.                  Standards Track                   [Page 30]

RFC 5866                Diameter QoS Application                May 2010   The QAR message MUST carry information for signaling session   identification, AE identification, information about the requested   QoS, and the identity of the QoS requesting entity.  In addition,   depending on the deployment scenario, an authorization token and   credentials of the QoS requesting entity SHOULD be included.   The message format is defined as follows:    <QoS-Authorization-Request> ::= < Diameter Header: 326, REQ, PXY >                                    < Session-Id >                                    { Auth-Application-Id }                                    { Origin-Host }                                    { Origin-Realm }                                    { Destination-Realm }                                    { Auth-Request-Type }                                    [ Destination-Host ]                                    [ User-Name ]                                 *  [ QoS-Resources ]                                    [ QoS-Authorization-Data ]                                    [ Bound-Auth-Session-Id ]                                 *  [ AVP ]5.2.  QoS-Authorization-Answer (QAA)   The QoS-Authorization-Answer (QAA) message, indicated by the Command-   Code field being set to 326 and the 'R' bit being cleared in the   Command Flags field, is sent in response to the QoS-Authorization-   Request (QAR) message.  If the QoS authorization request is   successfully authorized, the response will include the AVPs to allow   authorization of the QoS resources and transport plane gating   information.   The message format is defined as follows:    <QoS-Authorization-Answer> ::= < Diameter Header: 326, PXY >                                   < Session-Id >                                   { Auth-Application-Id }                                   { Auth-Request-Type }                                   { Result-Code }                                   { Origin-Host }                                   { Origin-Realm }                                *  [ QoS-Resources ]                                   [ Acct-Multisession-Id ]                                   [ Session-Timeout ]                                   [ Authorization-Session-Lifetime ]                                   [ Authorization-Grace-Period ]                                *  [ AVP ]Sun, et al.                  Standards Track                   [Page 31]

RFC 5866                Diameter QoS Application                May 20105.3.  QoS-Install Request (QIR)   The QoS-Install Request (QIR) message, indicated by the Command-Code   field being set to 327 and the 'R' bit being set in the Command Flags   field, is used by the AE to install or update the QoS parameters and   the flow state of an authorized flow at the transport plane element.   The message MUST carry information for signaling-session   identification or identification of the flow to which the provided   QoS rules apply, identity of the transport plane element, description   of provided QoS parameters, flow state, and duration of the provided   authorization.   The message format is defined as follows:    <QoS-Install-Request> ::= < Diameter Header: 327, REQ, PXY >                              < Session-Id >                              { Auth-Application-Id }                              { Origin-Host }                              { Origin-Realm }                              { Destination-Realm }                              { Auth-Request-Type }                              [ Destination-Host ]                           *  [ QoS-Resources ]                              [ Session-Timeout ]                              [ Authorization-Session-Lifetime ]                              [ Authorization-Grace-Period ]                              [ Authorization-Session-Volume ]                           *  [ AVP ]5.4.  QoS-Install Answer (QIA)   The QoS-Install Answer (QIA) message, indicated by the Command-Code   field being set to 327 and the 'R' bit being cleared in the Command   Flags, field is sent in response to the QoS-Install Request (QIR)   message for confirmation of the result of the installation of the   provided QoS reservation instructions.   The message format is defined as follows:     <QoS-Install-Answer> ::= < Diameter Header: 327, PXY >                              < Session-Id >                              { Auth-Application-Id }                              { Origin-Host }                              { Origin-Realm }                              { Result-Code }                           *  [ QoS-Resources ]                           *  [ AVP ]Sun, et al.                  Standards Track                   [Page 32]

RFC 5866                Diameter QoS Application                May 20105.5.  Re-Auth-Request (RAR)   The Re-Auth-Request (RAR) message, indicated by the Command-Code   field being set to 258 and the 'R' bit being set in the Command Flags   field, is sent by the AE to the NE in order to initiate the QoS   re-authorization from the DQA server side.   If the RAR command is received by the NE without any parameters of   the re-authorized QoS state, the NE MUST initiate a QoS   re-authorization by sending a QoS-Authorization-Request (QAR) message   towards the AE.   The message format is defined as follows:         <RAR>  ::= < Diameter Header: 258, REQ, PXY >                    < Session-Id >                    { Origin-Host }                    { Origin-Realm }                    { Destination-Realm }                    { Destination-Host }                    { Auth-Application-Id }                    { Re-Auth-Request-Type }                    [ User-Name ]                    [ Origin-State-Id ]                  * [ Proxy-Info ]                  * [ Route-Record ]                  * [ QoS-Resources ]                    [ Session-Timeout ]                    [ Authorization-Session-Lifetime ]                    [ Authorization-Grace-Period ]                    [ Authorization-Session-Volume ]                  * [ AVP ]Sun, et al.                  Standards Track                   [Page 33]

RFC 5866                Diameter QoS Application                May 20105.6.  Re-Auth-Answer (RAA)   The Re-Auth-Answer (RAA) message, indicated by the Command-Code field   being set to 258 and the 'R' bit being cleared in the Command Flags   field, is sent by the NE to the AE in response to the RAR command.   The message format is defined as follows:         <RAA>  ::= < Diameter Header: 258, PXY >                    < Session-Id >                    { Result-Code }                    { Origin-Host }                    { Origin-Realm }                    [ User-Name ]                    [ Origin-State-Id ]                    [ Error-Message ]                    [ Error-Reporting-Host ]                  * [ Failed-AVP ]                  * [ Redirect-Host ]                    [ Redirect-Host-Usage ]                    [ Redirect-Host-Max-Cache-Time ]                  * [ Proxy-Info ]                  * [ QoS-Resources ]                  * [ AVP ]6.  QoS Application State Machine   The QoS application defines its own state machine that is based on   the authorization state machine defined inSection 8.1 of the   Diameter base protocol ([RFC3588]).  The QoS state machine uses its   own messages, as defined inSection 5, and QoS AVPs, as defined inSection 7.6.1.  Supplemented States for Push Mode   Using the Diameter base protocol state machine as a basis, the   following states are supplemented to the first two state machines in   which the session state is maintained on the server.  These MUST be   supported in any QoS application implementations in support of   server-initiated Push mode (seeSection 4.2.2).Sun, et al.                  Standards Track                   [Page 34]

RFC 5866                Diameter QoS Application                May 2010   The following states are supplemented to the state machine on the   server when state is maintained on the client, as defined inSection8.1 of the Diameter base protocol[RFC3588]:                                 SERVER, STATEFUL         State     Event                          Action     New State         -------------------------------------------------------------         Idle      An application or local        Send        Pending                   event triggers an initial      QIR initial                   QoS request to the server      request         Pending   Received QIA with a failed     Clean up    Idle                   Result-Code         Pending   Received QIA with Result-Code  Update      Open                   = SUCCESS                      session         Pending   Error in processing received   Send        Discon                   QIA with Result-Code = SUCCESS ASR   The following states are supplemented to the state machine on the   client when state is maintained on the server, as defined inSection8.1 of the Diameter base protocol [RFC3588]:                                 CLIENT, STATEFUL         State     Event                          Action     New State         -------------------------------------------------------------         Idle      QIR initial request            Send         Open                   received and successfully      QIA initial                   processed                      answer,                                                  reserve                                                  resources         Idle      QIR initial request            Send         Idle                   received but not               QIA initial                   successfully processed         answer with                                                  Result-Code                                                  != SUCCESS7.  QoS Application AVPs   Each of the AVPs identified in the QoS-Authorization-Request/Answer   and QoS-Install-Request/Answer messages and the assignment of their   value(s) is given in this section.Sun, et al.                  Standards Track                   [Page 35]

RFC 5866                Diameter QoS Application                May 20107.1.  Reused Base Protocol AVPs   The QoS application uses a number of session management AVPs, defined   in the base protocol ([RFC3588]).   Attribute Name                AVP Code     Reference [RFC3588]   Origin-Host                   264Section 6.3   Origin-Realm                  296Section 6.4   Destination-Host              293Section 6.5   Destination-Realm             283Section 6.6   Auth-Application-Id           258Section 6.8   Result-Code                   268Section 7.1   Auth-Request-Type             274Section 8.7   Session-Id                    263Section 8.8   Authorization-Lifetime        291Section 8.9   Auth-Grace-Period             276Section 8.10   Session-Timeout                27Section 8.13   User-Name                       1Section 8.14   The Auth-Application-Id AVP (AVP Code 258) is assigned by IANA to   Diameter applications.  The value of the Auth-Application-Id for the   Diameter QoS application is 9.7.2.  QoS Application-Defined AVPs   This document reuses the AVPs defined inSection 4 of [RFC5777].   This section lists the AVPs that are introduced specifically for the   QoS application.  The following new AVPs are defined: Bound-Auth-   Session-Id and the QoS-Authorization-Data AVP.   The following table describes the Diameter AVPs newly defined in this   document for use with the QoS Application, their AVP code values,   types, possible flag values, and to determine whether the AVP may be   encrypted.Sun, et al.                  Standards Track                   [Page 36]

RFC 5866                Diameter QoS Application                May 2010                                                  +-------------------+                                                  |    AVP Flag rules |   +----------------------------------------------|----+--------+-----+   |                       AVP  Section           |    |    SHLD| MUST|   | Attribute Name        Code Defined Data Type |MUST|     NOT|  NOT|   +----------------------------------------------+----+--------+-----+   |QoS-Authorization-Data 579    7.2  OctetString| M  |        |  V  |   |Bound-Auth-Session-Id  580    7.2  UTF8String | M  |        |  V  |   +----------------------------------------------+----+--------+-----+   |M - Mandatory bit. An AVP with the "M" bit set and its value MUST |   |    be supported and recognized by a Diameter entity in order for |   |    the message, which carries this AVP, to be accepted.          |   |V - Vendor-specific bit that indicates whether the AVP belongs to |   |    an address space.                                              |   +------------------------------------------------------------------+   QoS-Authorization-Data      The QoS-Authorization-Data AVP (AVP Code 579) is of type      OctetString.  It is a container that carries application-session      or user-specific data that has to be supplied to the AE as input      to the computation of the authorization decision.   Bound-Authentication-Session-Id      The Bound-Authentication-Session AVP (AVP Code 580) is of type      UTF8String.  It carries the ID of the Diameter authentication      session that is used for the network access [RFC4005].  It is used      to tie the QoS authorization request to a prior authentication of      the end-host done by a co-located application for network access      authentication ([RFC4005]) at the QoS NE.8.  Accounting   An NE MAY start an accounting session by sending an Accounting-   Request (ACR) message after successful QoS reservation and activation   of the data flow (see Figures 6 and 7).  After every successful re-   authorization procedure (see Figures 8 and 9), the NE MAY initiate an   interim accounting message exchange.  After successful session   termination (see Figures 10 and 11), the NE may initiate a final   exchange of accounting messages for the termination of the accounting   session and report final records for the use of the QoS resources   reserved.  It should be noted that the two sessions (authorization   and accounting) have independent management by the Diameter base   protocol, which allows for finalizing the accounting session after   the end of the authorization session.   The detailed QoS accounting procedures are out of scope in this   document.Sun, et al.                  Standards Track                   [Page 37]

RFC 5866                Diameter QoS Application                May 20109.  Examples9.1.  Example Call Flow for Pull Mode (Success Case)   This section presents an example of the interaction between the end-   host and Diameter QoS application entities using Pull mode.  The   application-layer signaling is, in this example, provided using SIP.   Signaling for a QoS resource reservation is done using the QoS NSIS   Signaling Layer Protocol (NSLP).  The authorization of the QoS   reservation request is done by the Diameter QoS application (DQA).     End-Host                                 SIP Proxy  Correspondent   requesting QoS                            (DQA Server)        Node         |                                          |              |       ..|....Application-layer SIP signaling.......|..............|..       . |  Invite (SDP)                            |              | .       . +.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.->              | .       . |  100 Trying                              |              | .       . <.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-+  Invite (SDP)| .       . |                                          +-.-.-.....-.-.> .       . |                                          |  180 SDP'    | .       . |                                          <-.-.-.....-.-.+ .       . |                                 +--------+--------+     | .       . |                                 |Authorize session|     | .       . |                                 |   parameters    |     | .       . | 180 (Session parameters)        +--------+--------+     | .       . <.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-+              | .       ..|..........................................|... ..........|..         |                                          |              |         |           +------------+                 |              |         |           |     NE     |                 |              |         |           |(DQA Client)|                 |              |         |           +------+-----+                 |              |         |                  |                       |              |         |QoS NSLP Reserve  |                       |              |         +------------------> QAR                   |              |         | (POLICY_DATA>v   +- - - - -<<AAA>>- - - ->              |         |  QSPEC)  v   >===>(Destination-Host,     |              |         |      v   >=======>QoS-Authorization-Data++------------+ |         |      >===========>QoS-Resources)        |Authorize    | |         |                  |                      |QoS resources| |         |                  |                      ++------------+ |         |                  | QAA                   |              |         |                  <- - - - -<<AAA>>- - - -+              |         |                  |(Result-Code,          |              |         |                  |QoS-Resources,         |              |         |                  |Authorization-Lifetime)|              |Sun, et al.                  Standards Track                   [Page 38]

RFC 5866                Diameter QoS Application                May 2010         |        +---------+--------+              |              |         |        |Install QoS state1|              |              |         |        |+ Authz  session  |              |              |         |        +---------+--------+              |              |         |                  |QoS NSLP Reserve                      |         |                  +---------------..............--------->         |                  |                                      |         |                  |                     QoS NSLP Response|         |QoS NSLP Response <---------------..............---------+         <------------------+                                      |         |                  |                        QoS NSLP Query|         |QoS NSLP Query    <---------------..............---------+         <------------------+                                      |         |QoS NSLP Reserve  |                                      |         +------------------> QAR                   |              |         |                  +- - - - -<<AAA>>- - - ->              |         |                  |                   +---+---------+    |         |                  |                   |Authorize    |    |         |                  |                   |QoS resources|    |         |                  | QAA               +---+---------+    |         |                  <- - - - -<<AAA>>- - - -+              |         |        +---------+--------+              |              |         |        |Install QoS state2|                             |         |        |+ Authz  session  |                             |         |        +---------+--------+                             |         |                  |  QoS NSLP Reserve                    |         |                  +---------------..............--------->         |                  |                     QoS NSLP Response|         |QoS NSLP Response <---------------..............---------+         <------------------+                                      |         |                  |                                      |         /------------------+--Data Flow---------------------------\         \------------------+--------------------------------------/         |                  |                                      |         .-.-.-.-.  SIP signaling         ---------  QoS NSLP signaling         - - - - -  Diameter QoS Application messages         =========  Mapping of objects between QoS and AAA protocol             Figure 12: QoS Authorization Example - Pull ModeSun, et al.                  Standards Track                   [Page 39]

RFC 5866                Diameter QoS Application                May 2010   The communication starts with SIP signaling between the two endpoints   and the SIP proxy for negotiation and authorization of the requested   service and its parameters (see Figure 12).  As a part of the   process, the SIP proxy verifies whether the user at Host A is   authorized to use the requested service (and potentially the ability   to be charged for the service usage).  Negotiated session parameters   are provided to the end-host.   Subsequently, Host A initiates a QoS signaling message towards Host   B. It sends a QoS NSLP Reserve message, in which it includes   description of the required QoS (QSPEC object) and authorization data   for negotiated service session (part of the POLICY_DATA object).   Authorization data includes, as a minimum, the identity of the AE   (e.g., the SIP proxy) and an identifier of the application-service   session for which QoS resources are requested.   A QoS NSLP reserve message is intercepted and processed by the first   QoS-aware Network Element.  The NE uses the Diameter QoS application   to request authorization for the received QoS reservation request.   The identity of the AE (in this case, the SIP server that is co-   located with a Diameter server) is put into the Destination-Host AVP,   any additional session authorization data is encapsulated into the   QoS-Authorization-Data AVP, and the description of the QoS resources   is included into the QoS-Resources AVP.  These AVPs are included into   a QoS Authorization Request message, which is sent to the AE.   A QAR message will be routed through the AAA network to the AE.  The   AE verifies the requested QoS against the QoS resources negotiated   for the service session and replies with a QoS-Authorization-Answer   (QAA) message.  It carries the authorization result (Result-Code AVP)   and the description of the authorized QoS parameters (QoS-Resources   AVP), as well as duration of the authorization session   (Authorization-Lifetime AVP).   The NE interacts with the Traffic Control function and installs the   authorized QoS resources and forwards the QoS NSLP reserve message   farther along the data path.  Moreover, the NE may serve as a   signaling proxy and process the QoS signaling (e.g., initiation or   termination of QoS signaling) based on the QoS decision received from   the Authorizing Entity.9.2.  Example Call Flow for Pull Mode (Failure Case)   This section repeats the scenario outlined inSection 9.1; however,   in this case, we show a session authorization failure instead of   success.  Failures can occur in various steps throughout the protocol   execution, and in this example, we assume that the Diameter QAR   request processed by the Diameter server leads to an unsuccessfulSun, et al.                  Standards Track                   [Page 40]

RFC 5866                Diameter QoS Application                May 2010   result.  The QAA message responds, in this example, with a permanent   error "DIAMETER_AUTHORIZATION_REJECTED" (5003) set in the Result-Code   AVP.  When the NE receives this response, it discontinues the QoS   reservation signaling downstream and provides an error message back   to the end-host that initiated the QoS signaling request.  The QoS   NSLP response signaling message would in this case carry an INFO_SPEC   object indicating the permanent failure as "Authorization failure"   (0x02).Sun, et al.                  Standards Track                   [Page 41]

RFC 5866                Diameter QoS Application                May 2010     End-Host                                 SIP Proxy  Correspondent   requesting QoS                            (DQA Server)        Node         |                                          |              |       ..|...................SIP Signaling..........|..............|..       . |  Invite (SDP)                            |              | .       . +.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.->              | .       . |  100 Trying                              |              | .       . <.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-+  Invite (SDP)| .       . |                                          +-.-.-.....-.-.> .       . |                                          |  180 SDP'    | .       . |                                          <-.-.-.....-.-.+ .       . |                                 +--------+--------+     | .       . |                                 |Authorize session|     | .       . |                                 |   parameters    |     | .       . | 180 (Session parameters)        +--------+--------+     | .       . <.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-+              | .       ..|..........................................|... ..........|..         |                                          |              |         |           +------------+                 |              |         |           |     NE     |                 |              |         |           |(DQA Client)|                 |              |         |           +------+-----+                 |              |         |                  |                       |              |         |QoS NSLP Reserve  |                       |              |         +------------------> QAR                   |              |         | (POLICY_DATA>v   +- - - - -<<AAA>>- - - ->              |         |  QSPEC)  v   >===>(Destination-Host,     |              |         |      v   >=======>QoS-Authorization-Data++------------+ |         |      >===========>QoS-Resources)        |Authorize    | |         |                  |                      |QoS resources| |         |                  |                      ++------------+ |         |                  | QAA                   |              |         |                  <- - - - -<<AAA>>- - - -+              |         |                  |(Result-Code = 5003)   |              |         |                  |                       |              |         |QoS NSLP Response |                       |              |         |(with error 0x02) |                       |              |         <------------------+                       |              |         |                  |                       |              |         |                  |                       |              |         .-.-.-.-.  SIP signaling         ---------  QoS NSLP signaling         - - - - -  Diameter QoS Application messages         =========  Mapping of objects between QoS and AAA protocol      Figure 13: QoS Authorization Example - Pull Mode (Failure Case)Sun, et al.                  Standards Track                   [Page 42]

RFC 5866                Diameter QoS Application                May 20109.3.  Example Call Flow for Push Mode   This section presents an example of the interaction between the end-   host and Diameter QoS application entities using Push mode.  The   application-layer signaling is, in this example, provided using SIP.   Signaling for a QoS resource reservation is done using the QoS NSLP.   The authorization of the QoS reservation request is done by the   Diameter QoS application (DQA).    End-Host              NE                  SIP Proxy  Correspondent  requesting QoS      (DQA Client)           (DQA Server)        Node        |                  |                          |              |      ..|..................|...SIP Signaling..........|..............|..      . | Invite(SDP Offer)|                          |              | .      . +.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.+-.-.-.-.-.-.->| .      . |                  |                          |   180        | .      . |<-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.+-.-.-.-.-.-.-.| .      ..|.............................................|..............|..        |                  |                +---------+-------------+|        |                  |                |  Authorize Request    ||        |                  |                |  Keep Session Data    ||        |                  |                |/Authz-time,Session-Id/||        |                  |                +---------+-------------+|        |                  |                          |              |        |                  |<-- - -- - QIR - -- - -- -+              |        |                  |(Initial Request,Decision |              |        |                  |(QoS-Resources,Authz-time)|              |        |          +-------+---------+                |              |        |          |Install QoS State|                |              |        |          |       +         |                |              |        |          | Authz  Session  |                |              |        |          | /Authz-time/    |                |              |        |          +-------+---------+                |              |        |                  + - - -- - QIA - - - - - ->|              |        |                  |     (Result-Code,        |              |        |                  |      QoS-Resources)      |              |        |                  |               +----------+------------+ |        |                  |               |     Successful        | |        |                  |               |     QoS Reservation   | |        |                  |               +----------+------------+ |Sun, et al.                  Standards Track                   [Page 43]

RFC 5866                Diameter QoS Application                May 2010      ..|.............................................|..............|..      . |                  |                          |              | .      . |                  |                          |  200 OK (SDP)| .      . |                  |                          <-.-.-.....-.-.+ .      . |                  |                 +--------+-----------+  | .      . |                  |                 |   Activate Session |  | .      . |                  |                 |   Parameters       |  | .      . |                  |                 +--------+-----------+  | .      . | 200 (SDP)        |                          |              | .      . <.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.-.+              | .      ..|.............................................|..............|..        |                  <- - - - - - RAR - - - - - +              |        |        +---------+--------+                 |              |        |        |Activate QoS State|                 |              |        |        +---------+--------+                 |              |        |                  +- - - - - - RAA - - - - - >              |        |                  |                                         |        /------------------+-----Data Flow---------------------------\        \------------------+-----------------------------------------/        |                  |                                         |        .-.-.-.-.  SIP signaling        - - - - -  Diameter QoS Application messages             Figure 14: QoS Authorization Example - Push Mode   The communication starts with SIP signaling between the two endpoints   and the SIP proxy for negotiation and authorization of the requested   service and its parameters (see Figure 14).  As a part of the   process, the SIP proxy verifies whether the user at Host A is   authorized to use the requested service (and potentially the ability   to be charged for the service usage).   A few implementation choices exist regarding the decision about when   to initiate the QoS reservation.  [MMUSIC-MEDIA] discusses this   aspect with a focus on firewalling.  In the example above, the DQA   server is triggered to authorize the QoS request based on session   parameters from the Session Description Protocol (SDP) payload.  It   will use a QIR message to do so.  For this example message flow, we   assume a two-stage commit, i.e., the SIP proxy interacts with the NE   twice.  First, it only prepares the QoS reservation, and then, with   the arrival of the 200 OK, the QoS reservation is activated.   This example does not describe how the DQA server learns which DQA   client to contact.  We assume pre-configuration in this example.  In   any case, the address of the DQA client is put into the Destination-   Host AVP, the description of the QoS resources is included into theSun, et al.                  Standards Track                   [Page 44]

RFC 5866                Diameter QoS Application                May 2010   QoS-Resources AVP, and the duration of the authorization session is   carried in the Authorization-Lifetime AVP.   When the DQA client receives the QIR, it interacts with the Traffic   Control function and reserves the authorized QoS resources   accordingly.  At this point in time, the QoS reservation is not yet   activated.   When a 200 OK is returned, the DQA server may verify the accepted QoS   against the pre-authorized QoS resources and send a Diameter RAR   message to the DQA client in the NE for activating the installed   policies and commit the resource allocation.10.  IANA Considerations   This section contains the namespaces that have either been created in   this specification or had their values assigned to existing   namespaces managed by IANA.10.1.  AVP Codes   IANA has allocated two AVP codes to the registry defined in   [RFC3588]:   Registry:   AVP Code         AVP Name                      Reference   -----------------------------------------------------------     579        QoS-Authorization-DataSection 7.2     580        Bound-Auth-Session-IdSection 7.210.2.  Application IDs   IANA has allocated the following application ID from the registry   defined in [RFC3588] (using the next available value from the   7-16777215 range).   Registry:   ID values           Name                         Reference   -----------------------------------------------------------     9           Diameter QoS applicationSection 5Sun, et al.                  Standards Track                   [Page 45]

RFC 5866                Diameter QoS Application                May 201010.3.  Command Codes   IANA has allocated command code values from the registry defined in   [RFC3588].   Registry:   Code Value  Name                                Reference   -----------------------------------------------------------   326         QoS-Authorization-Request (QAR)Section 5.1   326         QoS-Authorization-Answer  (QAA)Section 5.2   327         QoS-Install-Request (QIR)Section 5.3   327         QoS-Install-Answer (QIA)Section 5.411.  Security Considerations   This document describes a mechanism for performing authorization of a   QoS reservation at a third-party entity.  The Authorizing Entity   needs sufficient information to make such an authorization decision   and this information may come from various sources, including the   application-layer signaling, the Diameter protocol (with its security   mechanisms), policy information stored available with a AAA server,   and a QoS signaling protocol.   Below there is a discussion about considerations for the Diameter QoS   interaction between an Authorizing Entity and a Network Element.   Security between the Authorizing Entity and the Network Element has a   number of components: authentication, authorization, integrity, and   confidentiality.   Authentication refers to confirming the identity of an originator for   all datagrams received from the originator.  Lack of authentication   of Diameter messages between the Authorizing Entity and the Network   Element can seriously jeopardize the fundamental service rendered by   the Network Element.  A consequence of not authenticating the message   sender by the Network Element would be that an attacker could spoof   the identity of a "legitimate" Authorizing Entity in order to   allocate resources, change resource assignments, or free resources.   The adversary can also manipulate the state at the Network Element in   such a way that it leads to a denial-of-service attack by, for   example, setting the allowed bandwidth to zero or allocating the   entire bandwidth available to a single flow.   A consequence of not authenticating the Network Element to an   Authorizing Entity is that an attacker could impact the policy-based   admission control procedure operated by the Authorizing Entity that   provides a wrong view of the resources used in the network.  Failing   to provide the required credentials should be subject to logging.Sun, et al.                  Standards Track                   [Page 46]

RFC 5866                Diameter QoS Application                May 2010   Authorization refers to whether a particular Authorizing Entity is   authorized to signal a Network Element with requests for one or more   applications, adhering to a certain policy profile.  Failing the   authorization process might indicate a resource theft attempt or   failure due to administrative and/or credential deficiencies.  In   either case, the Network Element should take the proper measures to   log such attempts.   Integrity is required to ensure that a Diameter message has not been   maliciously altered.  The result of a lack of data integrity   enforcement in an untrusted environment could be that an imposter   will alter the messages exchanged between a Network Entity and an   Authorizing Entity potentially causing a denial of service.   Confidentiality protection of Diameter messages ensures that the   signaling data is accessible only to the authorized entities.  When   signaling messages from the Application Server (via the Authorizing   Entity towards the Network Element) traverse untrusted networks, lack   of confidentiality will allow eavesdropping and traffic analysis.   Additionally, Diameter QoS messages may carry authorization tokens   that require confidentiality protection.   Diameter offers security mechanisms to deal with the functionality   demanded in the paragraphs above.  In particular, Diameter offers   communication security between neighboring Diameter peers using   Transport Layer Security (TLS) or IPsec.  Authorization capabilities   are application specific and part of the overall implementation.12.  Acknowledgements   The authors would like to thank John Loughney and Allison Mankin for   their input to this document.  In September 2005, Robert Hancock,   Jukka Manner, Cornelia Kappler, Xiaoming Fu, Georgios Karagiannis,   and Elwyn Davies provided a detailed review.  Robert also provided us   with good feedback earlier in 2005.  Jerry Ash provided us review   comments in late 2005/early 2006.  Rajith R provided some inputs to   the document in early 2007.   We would also like to thanks Alexey Melnikov, Adrian Farrel, and   Robert Sparks for their IESG reviews.13.  Contributors   The authors would like to thank Tseno Tsenov and Frank Alfano for   starting the Diameter Quality of Service work within the IETF, for   their significant contributions and for being the driving force for   the first few draft versions.Sun, et al.                  Standards Track                   [Page 47]

RFC 5866                Diameter QoS Application                May 201014.  References14.1.  Normative References   [RFC2119]       Bradner, S., "Key words for use in RFCs to Indicate                   Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3588]       Calhoun, P., Loughney, J., Guttman, E., Zorn, G., and                   J. Arkko, "Diameter Base Protocol",RFC 3588,                   September 2003.   [RFC4005]       Calhoun, P., Zorn, G., Spence, D., and D. Mitton,                   "Diameter Network Access Server Application",RFC 4005, August 2005.   [RFC5624]       Korhonen, J., Tschofenig, H., and E. Davies, "Quality                   of Service Parameters for Usage with Diameter",RFC 5624, August 2009.   [RFC5777]       Korhonen, J., Tschofenig, H., Arumaithurai, M.,                   Jones, M., and A. Lior, "Traffic Classification and                   Quality of Service (QoS) Attributes for Diameter",RFC 5777, February 2010.14.2.  Informative References   [MMUSIC-MEDIA]  Stucker, B. and H. Tschofenig, "Analysis of Middlebox                   Interactions for Signaling Protocol Communication                   along the Media Path", Work in Progress, March 2009.   [NSIS-NTLP]     Schulzrinne, H. and M. Stiemerling, "GIST: General                   Internet Signalling Transport", Work in Progress,                   June 2009.   [NSIS-QOS]      Manner, J., Karagiannis, G., and A. McDonald, "NSLP                   for Quality-of-Service Signaling", Work in Progress,                   January 2010.   [RFC2205]       Braden, B., Zhang, L., Berson, S., Herzog, S., and S.                   Jamin, "Resource ReSerVation Protocol (RSVP) --                   Version 1 Functional Specification",RFC 2205,                   September 1997.   [RFC2211]       Wroclawski, J., "Specification of the Controlled-Load                   Network Element Service",RFC 2211, September 1997.Sun, et al.                  Standards Track                   [Page 48]

RFC 5866                Diameter QoS Application                May 2010   [RFC2212]       Shenker, S., Partridge, C., and R. Guerin,                   "Specification of Guaranteed Quality of Service",RFC 2212, September 1997.   [RFC2474]       Nichols, K., Blake, S., Baker, F., and D. Black,                   "Definition of the Differentiated Services Field (DS                   Field) in the IPv4 and IPv6 Headers",RFC 2474,                   December 1998.   [RFC2753]       Yavatkar, R., Pendarakis, D., and R. Guerin, "A                   Framework for Policy-based Admission Control",RFC 2753, January 2000.   [RFC2865]       Rigney, C., Willens, S., Rubens, A., and W. Simpson,                   "Remote Authentication Dial In User Service                   (RADIUS)",RFC 2865, June 2000.   [RFC3261]       Rosenberg, J., Schulzrinne, H., Camarillo, G.,                   Johnston, A., Peterson, J., Sparks, R., Handley, M.,                   and E. Schooler, "SIP: Session Initiation Protocol",RFC 3261, June 2002.   [RFC3313]       Marshall, W., "Private Session Initiation Protocol                   (SIP) Extensions for Media Authorization",RFC 3313,                   January 2003.   [RFC3520]       Hamer, L-N., Gage, B., Kosinski, B., and H. Shieh,                   "Session Authorization Policy Element",RFC 3520,                   April 2003.   [RFC3521]       Hamer, L-N., Gage, B., and H. Shieh, "Framework for                   Session Set-up with Media Authorization",RFC 3521,                   April 2003.   [RFC4282]       Aboba, B., Beadles, M., Arkko, J., and P. Eronen,                   "The Network Access Identifier",RFC 4282,                   December 2005.   [RFC4566]       Handley, M., Jacobson, V., and C. Perkins, "SDP:                   Session Description Protocol",RFC 4566, July 2006.   [RFC5246]       Dierks, T. and E. Rescorla, "The Transport Layer                   Security (TLS) Protocol Version 1.2",RFC 5246,                   August 2008.Sun, et al.                  Standards Track                   [Page 49]

RFC 5866                Diameter QoS Application                May 2010Authors' Addresses   Dong Sun (editor)   Alcatel-Lucent   600 Mountain Ave   Murray Hill, NJ  07974   USA   Phone: +1 908 582 2617   EMail: d.sun@alcatel-lucent.com   Peter J. McCann   Motorola Labs   1301 E. Algonquin Rd   Schaumburg, IL  60196   USA   Phone: +1 847 576 3440   EMail: pete.mccann@motorola.com   Hannes Tschofenig   Nokia Siemens Networks   Linnoitustie 6   Espoo  02600   Finland   Phone: +358 (50) 4871445   EMail: Hannes.Tschofenig@gmx.net   URI:http://www.tschofenig.priv.at   Tina Tsou   Huawei   Shenzhen,   P.R.C   EMail: tena@huawei.com   Avri Doria   Lulea University of Technology   Arbetsvetenskap   Lulea,   SE-97187   Sweden   EMail: avri@ltu.seSun, et al.                  Standards Track                   [Page 50]

RFC 5866                Diameter QoS Application                May 2010   Glen Zorn (editor)   Network Zen   1310 East Thomas Street   #306   Seattle, Washington  98102   USA   Phone: +1 (206) 377-9035   EMail: gwz@net-zen.netSun, et al.                  Standards Track                   [Page 51]

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