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Internet Engineering Task Force (IETF)                         W. AtwoodRequest for Comments: 5796                      Concordia University/CSEUpdates:4601                                                   S. IslamCategory: Standards Track                                        IRS-EMTISSN: 2070-1721                                                 M. Siami                                              Concordia University/CIISE                                                              March 2010Authentication and Confidentiality inProtocol Independent Multicast Sparse Mode (PIM-SM) Link-Local MessagesAbstractRFC 4601 mandates the use of IPsec to ensure authentication of the   link-local messages in the Protocol Independent Multicast - Sparse   Mode (PIM-SM) routing protocol.  This document specifies mechanisms   to authenticate the PIM-SM link-local messages using the IP security   (IPsec) Encapsulating Security Payload (ESP) or (optionally) the   Authentication Header (AH).  It specifies optional mechanisms to   provide confidentiality using the ESP.  Manual keying is specified as   the mandatory and default group key management solution.  To deal   with issues of scalability and security that exist with manual   keying, optional support for an automated group key management   mechanism is provided.  However, the procedures for implementing   automated group key management are left to other documents.  This   document updatesRFC 4601.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5796.Atwood, et al.               Standards Track                    [Page 1]

RFC 5796               PIM-SM Link-local Security             March 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Atwood, et al.               Standards Track                    [Page 2]

RFC 5796               PIM-SM Link-local Security             March 2010Table of Contents1. Introduction ....................................................41.1. Goals and Non-Goals ........................................42. Terminology .....................................................53. Transport Mode versus Tunnel Mode ...............................54. Authentication ..................................................55. Confidentiality .................................................66. IPsec Requirements ..............................................67. Key Management ..................................................87.1. Manual Key Management ......................................87.2. Automated Key Management ...................................87.3. Communications Patterns ....................................97.4. Neighbor Relationships ....................................108. Number of Security Associations ................................119. Rekeying .......................................................129.1. Manual Rekeying Procedure .................................139.2. KeyRolloverInterval .......................................149.3. Rekeying Interval .........................................1410. IPsec Protection Barrier and SPD/GSPD .........................1410.1. Manual Keying ............................................1410.1.1. SAD Entries .......................................1410.1.2. SPD Entries .......................................1410.2. Automatic Keying .........................................1510.2.1. SAD Entries .......................................1510.2.2. GSPD Entries ......................................1510.2.3. PAD Entries .......................................1511. Security Association Lookup ...................................1612. Activating the Anti-Replay Mechanism ..........................1613. Implementing a Security Policy Database per Interface .........1714. Extended Sequence Number ......................................1715. Security Considerations .......................................1816. Acknowledgements ..............................................1817. References ....................................................1917.1. Normative References .....................................1917.2. Informative References ...................................19Atwood, et al.               Standards Track                    [Page 3]

RFC 5796               PIM-SM Link-local Security             March 20101.  Introduction   All the PIM-SM [RFC4601] control messages have IP protocol number   103.  Some control messages are unicast; the rest are multicast with   Time to Live (TTL) = 1.  The source address used for unicast messages   is a domain-wide reachable address.  For the multicast messages, a   link-local address of the interface on which the message is being   sent is used as the source address and a special multicast address,   ALL_PIM_ROUTERS (224.0.0.13 in IPv4 and ff02::d in IPv6) is used as   the destination address.  These messages are called link-local   messages.  Hello, Join/Prune, and Assert messages are included in   this category.  A forged link-local message may be sent to the   ALL_PIM_ROUTERS multicast address by an attacker.  This type of   message affects the construction of the distribution tree [RFC4601].   The effects of these forged messages are outlined inSection 6.1 of   [RFC4601].  Some of the effects are very severe, whereas some are   minor.   PIM-SM version 2 was originally specified inRFC 2117 [RFC2117], and   revised inRFC 2362 [RFC2362] andRFC 4601.RFC 4601 obsoletesRFC2362, and corrects a number of deficiencies.  The "Security   Considerations" section ofRFC 4601 is based primarily on the   Authentication Header (AH) specification described inRFC 4302   [RFC4302].   Securing the unicast messages can be achieved by the use of a normal   unicast IPsec Security Association (SA) between the two communicants.   This document focuses on the security issues for link-local messages.   It provides some guidelines to take advantage of the new permitted AH   functionality inRFC 4302 and the new permitted ESP functionality inRFC 4303 [RFC4303], and to bring the PIM-SM specification into   alignment with the new AH and ESP specifications.  In particular, in   accordance withRFC 4301, the use of ESP is made mandatory and AH is   specified as optional.  This document specifies manual key management   as mandatory to implement, i.e., that all implementations MUST   support, and provides the necessary structure for an automated key   management protocol that the PIM routers may use.1.1.  Goals and Non-Goals   The primary goal for link-local security is to provide data origin   authentication for each link-local message.  A secondary goal is to   ensure that communication only happens between legitimate peers   (i.e., adjacent routers).  An optional goal is to provide data   confidentiality for the link-local messages.Atwood, et al.               Standards Track                    [Page 4]

RFC 5796               PIM-SM Link-local Security             March 2010   The first goal implies that each router has a unique identity.  It is   possible (but not mandatory) that this identity will be based on the   unicast identity of the router.  (The unicast identity could be, for   example, based on some individually configured property of the   router, or be part of a region-wide public key infrastructure.)  The   existence of this unique identity is assumed in this specification,   but procedures for establishing it are out of scope for this   document.   The second goal implies that there is some form of "adjacency matrix"   that controls the establishment of Security Associations among   adjacent multicast routers.  For manual keying, this control will be   exercised by the Administrator of the router(s), through the setting   of initialization parameters.  For automated keying, the existence of   this control will be reflected by the contents of the Peer   Authorization Database (PAD) (seeRFC 4301 [RFC4301]) or the Group   Security Policy Database (GSPD) (seeRFC 5374 [RFC5374]) in each   router.  Procedures for controlling the adjacency and building the   associated PAD and GSPD are out of scope for this document.2.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].   They indicate requirement levels for compliant PIM-SM   implementations.3.  Transport Mode versus Tunnel Mode   All implementations conforming to this specification MUST support SA   in transport mode to provide required IPsec security to PIM-SM link-   local messages.  They MAY also support SA in tunnel mode to provide   required IPsec security to PIM-SM link-local messages.  If tunnel   mode is used, both destination address preservation and source   address preservation MUST be used, as described in Section 3.1 ofRFC5374 [RFC5374].4.  Authentication   Implementations conforming to this specification MUST support   authentication for PIM-SM link-local messages.  Implementations   conforming to this specification MUST support HMAC-SHA1 [RFC2404].Atwood, et al.               Standards Track                    [Page 5]

RFC 5796               PIM-SM Link-local Security             March 2010   In order to provide authentication of PIM-SM link-local messages,   implementations MUST support ESP [RFC4303] and MAY support AH   [RFC4302].   If ESP in transport mode is used, it will only provide authentication   to PIM-SM protocol packets excluding the IP header, extension   headers, and options.   If AH in transport mode is used, it will provide authentication to   PIM-SM protocol packets, selected portions of the IP header,   extension headers and options.   Note: when authentication for PIM-SM link-local messages is enabled,   o  PIM-SM link-local packets that are not protected with AH or ESP      will be silently discarded by IPsec, although the implementation      of IPsec may maintain a counter of such packets.   o  PIM-SM link-local packets that fail the authentication checks will      be silently discarded by IPsec, although the implementation of      IPsec may maintain a counter of such packets.5.  Confidentiality   Implementations conforming to this specification SHOULD support   confidentiality for PIM-SM.  Implementations supporting   confidentiality MUST support AES-CBC [RFC3602] with a 128-bit key.   If confidentiality is provided, ESP MUST be used.   Since authentication MUST be supported by a conforming   implementation, an implementation MUST NOT generate the combination   of NON-NULL Encryption and NULL Authentication.   Note: when confidentiality for PIM-SM link-local packets is enabled,   o  PIM-SM packets that are not protected with ESP will be silently      discarded by IPsec, although the implementation of IPsec may      maintain a counter of such packets.6.   IPsec Requirements   In order to implement this specification, the following IPsec   capabilities are required.   Transport mode      IPsec in transport mode MUST be supported.Atwood, et al.               Standards Track                    [Page 6]

RFC 5796               PIM-SM Link-local Security             March 2010   Multiple Security Policy Databases (SPDs)      The implementation MUST support multiple SPDs with an SPD      selection function that provides an ability to choose a specific      SPD based on interface.   Selectors      The implementation MUST be able to use source address, destination      address, protocol, and direction as selectors in the SPD.   Interface ID tagging      The implementation MUST be able to tag the inbound packets with      the ID of the interface (physical or virtual) on which they      arrived.   Manual key support      It MUST be possible to use manually configured keys to secure the      specified traffic.   Encryption and authentication algorithms      Encryption and authentication algorithm requirements described inRFC 4835 [RFC4835] apply when ESP and AH are used to protect      PIM-SM.  Implementations MUST support ESP-NULL, and if providing      confidentiality, MUST support the ESP transforms providing      confidentiality required by [RFC4835].  However, in any case,      implementations MUST NOT allow the user to choose a stream cipher      or block mode cipher in counter mode for use with manual keys.   Encapsulation of ESP packets      IP encapsulation of ESP packets MUST be supported.  For      simplicity, UDP encapsulation of ESP packets SHOULD NOT be used.   If the automatic keying features of this specification are   implemented, the following additional IPsec capabilities are   required:   Group Security Policy Database (GSPD)      The implementation MUST support the GSPD that is described inRFC5374 [RFC5374].   Multiple Group Security Policy Databases      The implementation MUST support multiple GSPDs with a GSPD      selection function that provides an ability to choose a specific      GSPD based on interface.   Selectors      The implementation MUST be able to use source address, destination      address, protocol and direction as selectors in the GSPD.Atwood, et al.               Standards Track                    [Page 7]

RFC 5796               PIM-SM Link-local Security             March 20107.  Key Management   All the implementations MUST support manual configuration of the   Security Associations (SAs) that will be used to authenticate PIM-SM   link-local messages.  This does not preclude the use of a negotiation   protocol such as the Group Domain Of Interpretation (GDOI) [RFC3547]   or Group Secure Association Key Management Protocol (GSAKMP)   [RFC4535] to establish these SAs.7.1.  Manual Key Management   To establish the SAs at PIM-SM routers, manual key configuration will   be feasible when the number of peers (directly connected routers) is   small.  The Network Administrator will configure a router manually.   At that time, the authentication method and the choice of keys SHOULD   be configured.  The parameters for the Security Association Database   (SAD) will be entered.  The Network Administrator will also configure   the Security Policy Database of a router to ensure the use of the   associated SA while sending a link-local message.7.2.  Automated Key Management   All the link-local messages of the PIM-SM protocol are sent to the   destination address, ALL_PIM_ROUTERS, which is a multicast address.   By using the sender address in conjunction with the destination   address for Security Association lookup, link-local communication   turns into a Source-Specific Multicast (SSM) or "one-to-many"   communication.   The procedures for automated key management are not specified in this   document.   One option is to use Group Domain Of Interpretation (GDOI) [RFC3547],   which enables a group of users or devices to exchange encrypted data   using IPsec data encryption.  GDOI has been developed to be used in   multicast applications, where the number of end users or devices may   be large and the end users or devices can dynamically join/leave a   multicast group.  However, a PIM router is not expected to join/leave   very frequently, and the number of routers is small when compared to   the possible number of users of a multicast application.  Moreover,   most of the PIM routers will be located inside the same   administrative domain and are considered to be trusted parties.  It   is possible that a subset of GDOI functionalities will be sufficient.   Another option is to use the Group Secure Association Key Management   Protocol (GSAKMP) [RFC4535].Atwood, et al.               Standards Track                    [Page 8]

RFC 5796               PIM-SM Link-local Security             March 20107.3.  Communications Patterns   Before discussing the set of Security Associations that are required   to properly manage a multicast region that is under the control of a   single administration, it is necessary to understand the   communications patterns that will exist among the routers in this   region.  From the perspective of a speaking router, the information   from that router is sent (multicast) to all of its neighbors.  From   the perspective of a listening router, the information coming from   each of its neighbors is distinct from the information coming from   every other router to which it is directly connected.  Thus, an   administrative region contains many (small) distinct groups, all of   which happen to be using the same multicast destination address   (e.g., ALL_PIM_ROUTERS, seeSection 11), and each of which is   centered on the associated speaking router.   Consider the example configuration as shown in Figure 1.   R2    R3    R4    R5    R6   |     |     |     |     |   |     |     |     |     |   ---------   ---------------          |     |          |     |           \   /             R1           /   \          |     |          |     |   ---------    --------------------         |       |    |    |    |         |       |    |    |    |        R7      R8   R9   R10  R11         |       |    |    |    |                      |                      |                  -------------                   |    |    |                   |    |    |                  R12  R13  R14         Figure 1: Set of router interconnections   In this configuration, router R1 has four interfaces, and is the   speaking router for a group whose listening routers are routers R2   through R11.  Router R9 is the speaking router for a group whose   listening routers are routers R1, R8, and R10-R14.Atwood, et al.               Standards Track                    [Page 9]

RFC 5796               PIM-SM Link-local Security             March 2010   From the perspective of R1 as a speaking router, if a Security   Association SA1 is assigned to protect outgoing packets from R1, then   it is necessary to distribute the key for this association to each of   the routers R2 through R11.  Similarly, from the perspective of R9 as   a speaking router, if a Security Association is assigned to protect   the outgoing packets from R9, then it is necessary to distribute the   key for this association to each of the routers R1, R8, and R10   through R14.   From the perspective of R1 as a listening router, all packets   arriving from R2 through R11 need to be distinguished from each   other, to permit selecting the correct Security Association in the   SAD.  (Packets from each of the peer routers (R2 through R11)   represent communication from a different speaker, with a separate   sequence-number space, even though they are sent using the same   destination address.)  For a multicast Security Association,RFC 4301   permits using the source address in the selection function.  If the   source addresses used by routers R2 through R11 are globally unique,   then the source addresses of the peer routers are sufficient to   achieve the differentiation.  If the sending routers use link-local   addresses, then these addresses are unique only on a per-interface   basis, and it is necessary to use the Interface ID tag as an   additional selector, i.e., either the selection function has to have   the Interface ID tag as one of its inputs or separate SADs have to be   maintained for each interface.   If the assumption of connectivity to the key server can be made   (which is true in the PIM-SM case), then the Group Controller/Key   Server (GC/KS) that is used for the management of the keys can be   centrally located (and duplicated for reliability).  If this   assumption cannot be made (i.e., in the case of adjacencies for a   unicast router), then some form of "local" key server must be   available for each group.  Given that the listening routers are never   more than one hop away from the speaking router, the speaking router   is the obvious place to locate the "local" key server.  As such, this   may be a useful approach even in the PIM-SM case.  This approach has   the additional advantage that there is no need to duplicate the local   key server for reliability, since if the key server is down, it is   very likely that the speaking router is also down.7.4.  Neighbor Relationships   Each distinct group consists of one speaker, and the set of directly   connected listeners.  If the decision is made to maintain one   Security Association per speaker (seeSection 8), then the key server   will need to be aware of the adjacencies of each speaker.  Procedures   for managing and distributing these adjacencies are out of scope for   this document.Atwood, et al.               Standards Track                   [Page 10]

RFC 5796               PIM-SM Link-local Security             March 20108.  Number of Security Associations   The number of Security Associations to be maintained by a PIM router   depends on the required security level and available key management.   This SHOULD be decided by the Network Administrator.  Two different   ways are shown in Figures 2 and 3.  It is assumed that A, B, and C   are three PIM routers, where B and C are directly connected with A,   and there is no direct link between B and C.                                       |            +++++                      |            + B + SAb     ------------>|            +   + SAa     <------------|            +++++                      |                                       |            +++++ SAb     <------------|            +   +                 ---->|            +   +                /            + A + SAa     -------            +   +                \            +   +                 ---->|            +++++ SAc     <------------|                                       |            +++++                      |            + C + SAc     ------------>|            +   + SAa     <------------|            +++++                      |                                       |                          Directly connected network         Figure 2: Activate unique Security Association for each peer   The first method, shown in Figure 2, SHOULD be supported by every   implementation.  In this method, each node will use a unique SA for   its outbound traffic.  A, B, and C will use SAa, SAb, and SAc,   respectively, for sending any traffic.  Each node will include the   source address when searching the SAD for a match.  Router A will use   SAb and SAc for packets received from B and C, respectively.  The   number of SAs to be activated and maintained by a PIM router will be   equal to the number of directly connected routers, plus one for   sending its own traffic.  Also, the addition of a PIM router in the   network will require the addition of another SA on every directly   connected PIM router.  This solution will be scalable and practically   feasible with an automated key management protocol.  However, it MAY   be used with manual key management, if the number of directly   connected routers is small.Atwood, et al.               Standards Track                   [Page 11]

RFC 5796               PIM-SM Link-local Security             March 2010                                       |            +++++                      |            + B + SAo     ------------>|            +   + SAi     <------------|            +++++                      |                                       |            +++++ SAi     <------------|            +   +                 ---->|            +   +                /            + A + SAo     -------            +   +                \            +   +                 ---->|            +++++ SAi     <------------|                                       |            +++++                      |            + C + SAo     ------------>|            +   + SAi     <------------|            +++++                      |                                       |                          Directly connected network         Figure 3: Activate two Security Associations   The second method, shown in Figure 3, MUST be supported by every   implementation.  In this simple method, all the nodes will use two   SAs, one for sending (SAo) and the other for receiving (SAi) traffic.   Thus, the number of SAs is always two and will not be affected by   addition of a PIM router.  Although two different SAs (i.e., SAo and   SAi) are used in this method, the SA parameters (keys, Security   Parameter Index (SPI), etc.) for the two SAs are identical, i.e., the   same information is shared among all the routers in an administrative   region.  This document RECOMMENDS this second method for manual key   configuration.  However, it MAY also be used with automated key   configuration.9.  Rekeying   An analysis of the considerations for key management is provided inRFC 4107 [RFC4107].   In PIM-SM deployments it is expected that secure sessions will be   relatively long-lived, and it is not expected that keys will be   significantly exposed through normal operational activity.  Manual   keying is judged acceptable in the light of the relatively low rate   of change that is required.Atwood, et al.               Standards Track                   [Page 12]

RFC 5796               PIM-SM Link-local Security             March 2010   To maintain the security of a link, the authentication and encryption   key values SHOULD be changed periodically, to limit the risk of   undetected key disclosure.  Keys SHOULD also be changed when there is   a change of trusted personnel.   Manual keying offers the ability to change keys in a coordinated way,   but it has several drawbacks in PIM-SM systems.  Some of these are   listed inSection 15 ("Security Considerations") of this document.   According to an analysis in line withRFC 4107 [RFC4107], PIM-SM   would benefit from automated key management and roll over because all   the disadvantages of manual keys listed inSection 15 would be   eliminated.  However, suitable techniques for automated key   management do not currently exist.  Work is in hand in the IETF to   develop suitable solutions.  In the meantime, implementations MUST   support manual rekeying as described below.  Implementers and   deployers need to be aware of the requirement to upgrade to support   automated key management as soon as suitable techniques are   available.9.1.  Manual Rekeying Procedure   In accordance with the requirements ofRFC 4107 [RFC4107], the   following three-step procedure provides a possible mechanism to rekey   the routers on a link without dropping PIM-SM protocol packets or   disrupting the adjacency, while ensuring that it is always clear   which key is being used.   1.  For every router on the link, create an additional inbound SA for       the interface being rekeyed using a new SPI and the new key.   2.  For every router on the link, replace the original outbound SA       with one using the new SPI and key values.  The SA replacement       operation MUST be atomic with respect to sending PIM-SM packets       on the link, so that no PIM-SM packets are sent without       authentication/encryption   3.  For every router on the link, remove the original inbound SA.   Note that all routers on the link MUST complete step 1 before any   begin step 2.  Likewise, all the routers on the link MUST complete   step 2 before any begin step 3.   One way to control the progression from one step to another is for   each router to have a configurable time constant KeyRolloverInterval.   After the router begins step 1 on a given link, it waits for this   interval and then moves to step 2.  Likewise, after moving to step 2,   it waits for this interval and then moves to step 3.Atwood, et al.               Standards Track                   [Page 13]

RFC 5796               PIM-SM Link-local Security             March 2010   In order to achieve smooth key transition, all routers on a link MUST   use the same value for KeyRolloverInterval and MUST initiate the key   rollover process within this time period.   At the end of this time period, all the routers on the link will have   a single inbound and outbound SA for PIM-SM with the new SPI and key   values.9.2.  KeyRolloverInterval   The configured value of KeyRolloverInterval needs to be long enough   to allow the Administrator to change keys on all the PIM-SM routers.   As this value can vary significantly depending on the implementation   and the deployment, it is left to the Administrator to choose an   appropriate value.9.3.  Rekeying Interval   In keeping with the goal of reducing key exposure, the encryption and   authentication keys SHOULD be changed at least every 90 days.10.  IPsec Protection Barrier and SPD/GSPD10.1.  Manual Keying10.1.1.  SAD Entries   The Administrator must configure the necessary Security Associations.   Each SA entry has the source address of an authorized peer, and a   Destination Address of ALL_PIM_ROUTERS.  Unique SPI values for the   manually configured SAs MUST be assigned by the Administrator to   ensure that the SPI does not conflict with existing SPI values in the   SAD.10.1.2.  SPD Entries   The Administrator must configure the necessary SPD entries.  The SPD   entry must ensure that any outbound IP traffic packet traversing the   IPsec boundary, with PIM as its next layer protocol and sent to the   Destination Address of ALL_PIM_ROUTERS, is protected by ESP or AH.   Note that this characterization includes all the link-local messages   (Hello, Join/Prune, Bootstrap, Assert).Atwood, et al.               Standards Track                   [Page 14]

RFC 5796               PIM-SM Link-local Security             March 201010.2.  Automatic Keying   When automatic keying is used, the SA creation is done dynamically   using a group key management protocol.  The GSPD and PAD tables are   configured by the Administrator.  The PAD table provides the link   between the IPsec subsystem and the group key management protocol.   For automatic keying, the implementation MUST support the multicast   extensions described in [RFC5374].10.2.1.  SAD Entries   All PIM routers participate in an authentication scheme that   identifies permitted neighbors and achieves peer authentication   during SA negotiation, leading to child SAs being established and   saved in the SAD.10.2.2.  GSPD Entries   The Administrator must configure the necessary GSPD entries for   "sender only" directionality.  This rule MUST trigger the group key   management protocol for a registration exchange.  This exchange will   set up the outbound SAD entry that encrypts the multicast PIM control   message.  Considering that this rule is "sender only", no inbound SA   is created in the reverse direction.   In addition, the registration exchange will trigger the installation   of the GSPD entries corresponding to each legitimate peer router,   with direction "receiver only".  Procedures for achieving the   registration exchange are out of scope for this document.   A router SHOULD NOT dynamically detect new neighbors as the result of   receiving an unauthenticated PIM-SM link-local message or an IPsec   packet that fails an SAD lookup.  An automated key management   protocol SHOULD provide a means of notifying a router of new,   legitimate neighbors.10.2.3.  PAD Entries   The PAD will be configured with information to permit identification   of legitimate group members and senders (i.e., to control the   adjacency).  Procedures for doing this are out of scope for this   document.Atwood, et al.               Standards Track                   [Page 15]

RFC 5796               PIM-SM Link-local Security             March 201011.  Security Association Lookup   For an SA that carries unicast traffic, three parameters (SPI,   destination address, and security protocol type (AH or ESP)) are used   in the Security Association lookup process for inbound packets.  The   SPI is sufficient to specify an SA.  However, an implementation may   use the SPI in conjunction with the IPsec protocol type (AH or ESP)   for the SA lookup process.  According toRFC 4301 [RFC4301], for   multicast SAs, in conjunction with the SPI, the destination address   or the destination address plus the sender address may also be used   in the SA lookup.  This applies to both ESP and AH.  The security   protocol field is not employed for a multicast SA lookup.   Given that, from the prospective of a receiving router, each peer   router is an independent sender and given that the destination   address will be the same for all senders, the receiving router MUST   use SPI plus destination address plus sender address when performing   the SA lookup.  In effect, link-local communication is an SSM   communication that happens to use an Any-Source Multicast (ASM)   address (which is shared among all the routers).   Given that it is always possible to distinguish a connection using   IPsec from a connection not using IPsec, it is recommended that the   address ALL_PIM_ROUTERS be used, to maintain consistency with present   practice.   Given that the sender address of an incoming packet may be only   locally unique (because of the use of link-local addresses), it is   necessary for a receiver to use the interface ID tag to determine the   associated SA for that sender.  Therefore, this document mandates   that the interface ID tag, the SPI, and the sender address MUST be   used in the SA lookup process.12.  Activating the Anti-Replay Mechanism   Although link-level messages on a link constitute a multiple-sender,   multiple-receiver group, the use of the interface ID tag and sender   address for SA lookup essentially resolves the communication into a   separate SA for each sender/destination pair, even for the case where   only two SAs (with identical SA parameters) are used for the entire   administrative region.  Therefore, the statement in the AH RFC   (Section 2.5 of [RFC4302]) that "for a multi-sender SA, the anti-   replay features are not available" becomes irrelevant to the PIM-SM   link-local message exchange.   To activate the anti-replay mechanism in a unicast communication, the   receiver uses the sliding window protocol and it maintains a sequence   number for this protocol.  This sequence number starts from zero.Atwood, et al.               Standards Track                   [Page 16]

RFC 5796               PIM-SM Link-local Security             March 2010   Each time the sender sends a new packet, it increments this number by   one.  In a multi-sender multicast group communication, a single   sequence number for the entire group would not be enough.   The whole scenario is different for PIM link-local messages.  These   messages are sent to local links with TTL = 1.  A link-local message   never propagates through one router to another.  The use of the   sender address and the interface ID tag for SA lookup converts the   relationship from a multiple-sender group to multiple single-sender   associations.  This specification RECOMMENDS activation of the anti-   replay mechanism only if the SAs are assigned using an automated key   management procedure.  If manual key management is used, the anti-   replay SHOULD NOT be activated.   If an existing router has to restart, in accordance withRFC 4303   [RFC4303], the sequence-number counter at the sender MUST be   correctly maintained across local reboots, etc., until the key is   replaced.13.  Implementing a Security Policy Database per InterfaceRFC 4601 suggests that it may be desirable to implement a separate   Security Policy Database (SPD) for each router interface.  The use of   link-local addresses in certain circumstances implies that   differentiation of ambiguous speaker addresses requires the use of   the interface ID tag in the SA lookup.  One way to do this is through   the use of multiple SPDs.  Alternatively, the interface ID tag may be   a specific component of the selector algorithm.  This is in   conformance withRFC 4301, which explicitly removes the requirement   for separate SPDs that was present inRFC 2401 [RFC2401].14.  Extended Sequence Number   In the [RFC4302], there is a provision for a 64-bit Extended Sequence   Number (ESN) as the counter of the sliding window used in the anti-   replay protocol.  Both the sender and the receiver maintain a 64-bit   counter for the sequence number, although only the lower order 32   bits are sent in the transmission.  In other words, it will not   affect the present header format of AH.  If ESN is used, a sender   router can send 2^64 -1 packets without any intervention.  This   number is very large, and from a PIM router's point of view, a PIM   router can never exceed this number in its lifetime.  This makes it   reasonable to permit manual configuration for a small number of PIM   routers, since the sequence number will never roll over.  For this   reason, when manual configuration is used, ESN SHOULD be deployed as   the sequence number for the sliding window protocol.  In addition,Atwood, et al.               Standards Track                   [Page 17]

RFC 5796               PIM-SM Link-local Security             March 2010   when an ESN is used with a manually keyed SA, it MUST be saved over a   reboot, along with an indication of which sequence numbers have been   used.15.  Security Considerations   The whole document considers the security issues of PIM link-local   messages and proposes a mechanism to protect them.   Limitations of manual keys:   The following are some of the known limitations of the usage of   manual keys.   o  If replay protection cannot be provided, the PIM routers will not      be secured against all the attacks that can be performed by      replaying PIM packets.   o  Manual keys are usually long lived (changing them often is a      tedious task).  This gives an attacker enough time to discover the      keys.   o  As the Administrator is manually configuring the keys, there is a      chance that the configured keys are weak (there are known weak      keys for DES/3DES at least).   Impersonation attacks:   The usage of the same key on all the PIM routers connected to a link   leaves them all insecure against impersonation attacks if any one of   the PIM routers is compromised, malfunctioning, or misconfigured.   Detailed analysis of various vulnerabilities of routing protocols is   provided inRFC 4593 [RFC4593].  For further discussion of PIM-SM and   multicast security, the reader is referred toRFC 5294 [RFC5294],RFC4609 [RFC4609], and the Security Considerations section ofRFC 4601   [RFC4601].16.  Acknowledgements   The structure and text of this document draw heavily fromRFC 4552   [RFC4552].  The authors of this document thank M. Gupta and N. Melam   for permission to do this.   The quality of this document was substantially improved after SECDIR   pre-review by Brian Weis, and after AD review by Adrian Farrel.Atwood, et al.               Standards Track                   [Page 18]

RFC 5796               PIM-SM Link-local Security             March 201017.  References17.1.  Normative References   [RFC4601]  Fenner, B., Handley, M., Holbrook, H., and I. Kouvelas,              "Protocol Independent Multicast - Sparse Mode (PIM-SM):              Protocol Specification (Revised)",RFC 4601, August 2006.   [RFC4302]  Kent, S., "IP Authentication Header",RFC 4302,              December 2005.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the              Internet Protocol",RFC 4301, December 2005.   [RFC4303]  Kent, S., "IP Encapsulating Security Payload (ESP)",RFC 4303, December 2005.   [RFC4835]  Manral, V., "Cryptographic Algorithm Implementation              Requirements for Encapsulating Security Payload (ESP) and              Authentication Header (AH)",RFC 4835, April 2007.   [RFC5374]  Weis, B., Gross, G., and D. Ignjatic, "Multicast              Extensions to the Security Architecture for the Internet              Protocol",RFC 5374, November 2008.   [RFC2404]  Madson, C. and R. Glenn, "The Use of HMAC-SHA-1-96 within              ESP and AH",RFC 2404, November 1998.   [RFC3602]  Frankel, S., Glenn, R., and S. Kelly, "The AES-CBC Cipher              Algorithm and Its Use with IPsec",RFC 3602,              September 2003.17.2.  Informative References   [RFC2117]  Estrin, D., Farinacci, D., Helmy, A., Thaler, D., Deering,              S., Handley, M., Jacobson, V., Liu, C., Sharma, P., and L.              Wei, "Protocol Independent Multicast-Sparse Mode (PIM-SM):              Protocol Specification",RFC 2117, June 1997.   [RFC2362]  Estrin, D., Farinacci, D., Helmy, A., Thaler, D., Deering,              S., Handley, M., and V. Jacobson, "Protocol Independent              Multicast-Sparse Mode (PIM-SM): Protocol Specification",RFC 2362, June 1998.Atwood, et al.               Standards Track                   [Page 19]

RFC 5796               PIM-SM Link-local Security             March 2010   [RFC2401]  Kent, S. and R. Atkinson, "Security Architecture for the              Internet Protocol",RFC 2401, November 1998.   [RFC4535]  Harney, H., Meth, U., Colegrove, A., and G. Gross,              "GSAKMP: Group Secure Association Key Management              Protocol",RFC 4535, June 2006.   [RFC3547]  Baugher, M., Weis, B., Hardjono, T., and H. Harney, "The              Group Domain of Interpretation",RFC 3547, July 2003.   [RFC4593]  Barbir, A., Murphy, S., and Y. Yang, "Generic Threats to              Routing Protocols",RFC 4593, October 2006.   [RFC5294]  Savola, P. and J. Lingard, "Host Threats to Protocol              Independent Multicast (PIM)",RFC 5294, August 2008.   [RFC4609]  Savola, P., Lehtonen, R., and D. Meyer, "Protocol              Independent Multicast - Sparse Mode (PIM-SM) Multicast              Routing Security Issues and Enhancements",RFC 4609,              October 2006.   [RFC4552]  Gupta, M. and N. Melam, "Authentication/Confidentiality              for OSPFv3",RFC 4552, June 2006.   [RFC4107]  Bellovin, S. and R. Housley, "Guidelines for Cryptographic              Key Management",BCP 107,RFC 4107, June 2005.Atwood, et al.               Standards Track                   [Page 20]

RFC 5796               PIM-SM Link-local Security             March 2010Authors' Addresses   J. William Atwood   Concordia University/CSE   1455 de Maisonneuve Blvd. West   Montreal, QC  H3G 1M8   Canada   Phone: +1(514)848-2424 ext3046   EMail: bill@cse.concordia.ca   URI:http://users.encs.concordia.ca/~bill   Salekul Islam   INRS Energie, Materiaux et Telecommunications   800 de La Gauchetiere, Suite 800   Montreal, QC  H5A 1K6   Canada   EMail: Salekul.Islam@emt.inrs.ca   URI:http://users.encs.concordia.ca/~salek_is   Maziar Siami   Concordia University/CIISE   1455 de Maisonneuve Blvd. West   Montreal, QC  H3G 1M8   Canada   EMail: mzrsm@yahoo.caAtwood, et al.               Standards Track                   [Page 21]

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