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Internet Engineering Task Force (IETF)                         R. SahitaRequest for Comments: 5793                                         IntelCategory: Standards Track                                       S. HannaISSN: 2070-1721                                                  Juniper                                                                R. Hurst                                                               Microsoft                                                              K. Narayan                                                           Cisco Systems                                                              March 2010PB-TNC: A Posture Broker (PB) Protocol Compatiblewith Trusted Network Connect (TNC)Abstract   This document specifies PB-TNC, a Posture Broker protocol identical   to the Trusted Computing Group's IF-TNCCS 2.0 protocol.  The document   then evaluates PB-TNC against the requirements defined in the NEA   Requirements specification.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5793.Sahita, et al.               Standards Track                    [Page 1]

RFC 5793                         PB-TNC                       March 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1. Introduction ....................................................41.1. Prerequisites ..............................................41.2. Message Diagram Conventions ................................41.3. Terminology ................................................41.4. Conventions Used in This Document ..........................42. PB-TNC Design Considerations ....................................52.1. Message Addressing .........................................52.2. Vendor IDs .................................................72.3. Efficiency .................................................73. PB-TNC Protocol Description .....................................73.1. Protocol Overview ..........................................73.2. PB-TNC State Machine .......................................83.3. Layering on PT ............................................113.4. Example of PB-TNC Encapsulation ...........................124. PB-TNC Protocol Specification ..................................134.1. PB-TNC Header .............................................134.2. PB-TNC Message ............................................164.3. IETF Standard PB-TNC Message Types ........................194.4. PB-Experimental ...........................................19Sahita, et al.               Standards Track                    [Page 2]

RFC 5793                         PB-TNC                       March 20104.5. PB-PA .....................................................204.6. PB-Assessment-Result ......................................254.7. PB-Access-Recommendation ..................................264.8. PB-Remediation-Parameters .................................284.9. PB-Error ..................................................324.10. PB-Language-Preference ...................................374.11. PB-Reason-String .........................................385. Security Considerations ........................................415.1. Threat Model ..............................................415.2. Countermeasures ...........................................426. IANA Considerations ............................................436.1. Designated Expert Guidelines ..............................446.2. Registry for PB-TNC Message Types .........................456.3. Registry for PA Subtypes ..................................456.4. Registry for PB-TNC Remediation Parameters Types ..........466.5. Registry for PB-TNC Error Codes ...........................467. Acknowledgments ................................................478. References .....................................................478.1. Normative References ......................................478.2. Informative References ....................................48Appendix A. Use Cases .............................................49A.1. Initial Client-Triggered Assessment .......................49A.2. Server-Initiated Assessment with Remediation ..............54A.3. Client-Triggered Reassessment .............................63Appendix B. Evaluation against NEA Requirements ...................70B.1. Evaluation against Requirement C-1 ........................70B.2. Evaluation against Requirement C-2 ........................70B.3. Evaluation against Requirement C-3 ........................70B.4. Evaluation against Requirement C-4 ........................71B.5. Evaluation against Requirement C-5 ........................71B.6. Evaluation against Requirement C-6 ........................71B.7. Evaluation against Requirement C-7 ........................72B.8. Evaluation against Requirement C-8 ........................72B.9. Evaluation against Requirement C-9 ........................72B.10. Evaluation against Requirement C-10 ......................73B.11. Evaluation against Requirement C-11 ......................73B.12. Evaluation against Requirement PB-1 ......................74B.13. Evaluation against Requirement PB-2 ......................74B.14. Evaluation against Requirement PB-3 ......................74B.15. Evaluation against Requirement PB-4 ......................75B.16. Evaluation against Requirement PB-5 ......................75B.17. Evaluation against Requirement PB-6 ......................76Sahita, et al.               Standards Track                    [Page 3]

RFC 5793                         PB-TNC                       March 20101.  Introduction   This document specifies PB-TNC, a Posture Broker (PB) protocol   identical to the Trusted Computing Group's IF-TNCCS 2.0 protocol [7].   The document then evaluates PB-TNC against the requirements defined   in the Network Endpoint Assessment (NEA) Requirements specification   [8].1.1.  Prerequisites   This document does not define an architecture or reference model.   Instead, it defines a protocol that works within the reference model   described in the NEA Requirements specification [8].  The reader is   assumed to be thoroughly familiar with that document.  No familiarity   with TCG specifications is assumed.1.2.  Message Diagram Conventions   This specification defines the syntax of PB-TNC messages using   diagrams.  Each diagram depicts the format and size of each field in   bits.  Implementations MUST send the bits in each diagram as they are   shown, traversing the diagram from top to bottom and then from left   to right within each line (which represents a 32-bit quantity).   Multi-byte fields representing numeric values must be sent in network   (big endian) byte order.   Descriptions of bit field (e.g., flag) values are described referring   to the position of the bit within the field.  These bit positions are   numbered from the most significant bit through the least significant   bit, so a 1-octet field with only bit 0 set has the value 0x80.1.3.  Terminology   This document reuses the terminology defined in the NEA Requirements   document.  One new term is defined in this section.   Batch - A group of PB-TNC messages sent over a Posture Transport (PT)   protocol at one time.  Since the PB-TNC protocol needs to be able to   work over a half-duplex PT protocol, PB-TNC messages are grouped into   batches.  The Posture Broker Client sends one batch to the Posture   Broker Server, which responds with a batch.1.4.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [1].Sahita, et al.               Standards Track                    [Page 4]

RFC 5793                         PB-TNC                       March 20102.  PB-TNC Design Considerations   The primary purpose of the PB-TNC protocol is to carry Posture   Attribute (PA) messages between Posture Collectors and Posture   Validators.  Also, PB-TNC must carry messages between the Posture   Broker Client and the Posture Broker Server (known as PB-TNC   messages) and manage the state of the assessment.2.1.  Message Addressing   The NEA Overview and Requirements document [8] describes insection5.1.1.1 several ways that messages can be addressed and delivered to   the proper Posture Collector(s) and Posture Validator(s).  Of the   techniques described in that section, PB-TNC supports dynamic   identifiers and message types.2.1.1.  Message Types   Message types are the simplest and most common way to handle message   delivery.  Each PA message sent via PB-TNC has an associated PA   message type, composed of a PA Message Vendor ID and a PA subtype.   The PA-TNC specification [10] provides a list of IETF Standard PA   Subtypes, which are used with a PA Message Vendor ID of 0.  These   include values such as Operating System and Anti-Virus, which are   used for messages relating to operating system and anti-virus   posture.   Vendor-specific PA message types may be indicated by placing the   defining vendor's Structure of Management Information (SMI) Private   Enterprise Number into the PA Message Vendor ID field and a PA   Subtype value assigned by that vendor in the PA Subtype field.  This   allows each vendor to define its own set of PA Subtype values without   worrying about collisions with other vendors or with standard values.   The PA message type is somewhat analogous to a MIME type in that it   indicates the type of the PA message.  Posture Collectors and Posture   Validators can use local APIs to indicate to the Posture Broker   Client and Posture Broker Server which PA message types they are   interested in receiving.  For instance, a Posture Validator that   evaluates anti-virus posture might indicate that it would like to   receive PA messages with a PA Message Vendor ID of 0 and a PA Subtype   that matches the IETF Standard PA Subtype for Anti-Virus.  It might   also indicate interest in some vendor-specific PA message types to   get additional vendor-specific information on anti-virus posture.Sahita, et al.               Standards Track                    [Page 5]

RFC 5793                         PB-TNC                       March 2010   This type-based subscription model allows great flexibility in design   and implementation.  One Posture Validator may be responsible for   evaluating several functions: anti-virus and host-based firewall, for   instance.  Posture Collectors do not need to know which Posture   Validators are installed on the Posture Broker Server or what they   handle.  The Posture Collector simply sends PA messages with message   types and the Posture Broker Server delivers them to the right   Posture Validators.   Because the Posture Broker Client and Posture Broker Server must have   access to the PA Message Vendor ID and PA Subtype fields and because   these are routing identifiers independent of the contents of the PA   messages, these fields are located in PB-TNC not inside the PA   messages themselves.   A similar type-based system is used to tag PB-TNC messages.  In this   case, the extensibility benefits are not as essential as with PA-TNC   messages, but the ability to define IETF Standard PB-TNC Message   Types and vendor-specific PB-TNC message types is still valuable.2.1.2.  Dynamic Identifiers   The type-based message delivery model described above is not ideal   for all circumstances.  Sometimes it is important for a Posture   Collector to deliver a message to a particular Posture Validator.   For example, a particular Posture Validator might send a remediation   message and the Posture Collector might need to send a response only   to that one Posture Validator.  To handle this circumstance, PB-TNC   provides delivery based on dynamic identifiers.   When a Posture Broker Server loads a Posture Validator, it assigns it   a Posture Validator ID.  Any PA messages sent by a Posture Validator   include that Posture Validator's Posture Validator ID in the Posture   Validator ID field of the PB-PA message.  A Posture Collector that   receives such a message can send a message in response and request   exclusive delivery to the Posture Validator identified by that   Posture Validator ID.   Dynamic identifiers avoid problems caused by the multicast nature of   message types.  Multiple Posture Collectors or Posture Validators may   be registered for the same message type, and this can cause confusion   if they all respond and the software designer did not consider that   possibility.  The dynamic identifier system allows more directed   responses, but it does not work until at least one message has been   received (so that the dynamic identifiers can be received).  Static   identifiers were considered as another alternative but rejected   because they result in a brittle system that only works with aSahita, et al.               Standards Track                    [Page 6]

RFC 5793                         PB-TNC                       March 2010   particular set of Posture Collectors and Posture Validators and   causes problems if two Posture Collectors or Posture Validators with   the same static identifier are installed.2.2.  Vendor IDs   In several places, PB-TNC needs to define a set of standard values   but also allow vendor-specific extensions.  In each of these places   (PB-TNC Message Types, PA Subtypes, Remediation Parameters Types, and   Error Codes), the solution chosen was to preface the values with a   vendor ID.  If a vendor ID is 0, the values in the next field are   registered in an IANA registry and their meanings defined in an RFC.   If a vendor ID is non-zero, the values in the next field are vendor   specific and defined by the vendor whose SMI Private Enterprise   Number matches the vendor ID.  Vendor-specific messages that are not   understood by the recipient are ignored and skipped unless they have   the NOSKIP flag set, in which case an error code is returned.2.3.  Efficiency   PB-TNC needs to work with low bandwidth transports and low power   devices.  Therefore, a simple, compact format was chosen for the PB-   TNC protocol: binary messages with a Type-Length-Value structure.3.  PB-TNC Protocol Description3.1.  Protocol Overview   The PB-TNC protocol carries batches of PB messages between a Posture   Broker Client and a Posture Broker Server.  It encapsulates PA   messages and manages the NEA session.  It runs over a PT protocol.   In order to work well over half-duplex PT protocols (such as those   based on EAP [9]), PB-TNC supports half-duplex protocol operation.   In this mode, the Posture Broker Client and Posture Broker Server   take turns sending a single batch of messages to each other.  While   the half-duplex nature of PB-TNC could slow exchanges that require   many round trips or bidirectional multimedia exchanges, this is not a   problem in practice because endpoint assessments do not typically   involve multimedia or a large number of round trips.  The benefit of   working over half-duplex transports outweighs any limitations   imposed.   PB-TNC also supports full-duplex protocol operation so that PB-TNC   exchanges can be re-initialized immediately when needed (e.g., if the   Posture Broker Server policy changes or if the Posture Broker Client   detects a suspicious event).Sahita, et al.               Standards Track                    [Page 7]

RFC 5793                         PB-TNC                       March 2010   Each PB-TNC batch consists of a header followed by a sequence of PB-   TNC messages.  Each PB-TNC message has a Type-Length-Value (TLV)   format with a few flags.  The TLV format allows a recipient to skip   messages that it does not understand.  The TLV format also provides a   standard way to mark messages as mandatory to ensure interoperability   between a Posture Broker Client and a Posture Broker Server.   This specification defines certain standard PB-TNC message types.  It   also permits vendors to define their own vendor-specific message   types.  One of the most important standard PB-TNC message types is   PB-PA.  A message with this type contains a PA message and various   message routing information.  A Posture Broker Client or Posture   Broker Server that receives such a message does not interpret the PA   message within.  Instead, it delivers the PA message to the   appropriate set of Posture Collectors or Posture Validators, as   determined using the message routing information contained in the PB-   PA message.   A Posture Broker Server will often need to communicate with several   Posture Broker Clients at once.  The reverse may also be true, as   when an endpoint has multiple network interfaces connected to   different networks.  Each connection between a Posture Broker Server   and a Posture Broker Client is instantiated as a separate PB-TNC   session.  There may be several simultaneous sessions between a single   Posture Broker Server and Posture Broker Client, but this is unusual.3.2.  PB-TNC State Machine   Figure 1 illustrates the PB-TNC state machine, showing the set of   states that a PB-TNC session can have and the possible transitions   among these states.  The following paragraphs describe this state   machine in more detail.Sahita, et al.               Standards Track                    [Page 8]

RFC 5793                         PB-TNC                       March 2010               Receive CRETRY        SRETRY                    or SRETRY   +----------------+                         +--+   |                |                         v  |   v                |                        +---------+  CRETRY  +---------+              CDATA     | Server  |<---------| Decided | CLOSE           +----------->| Working |--------->|         |-------+           |            +---------+  RESULT  +---------+       |           |                ^ |  |                             v           |                | |  +---------------------->=======         ========           | |              CLOSE       " End "         " Init "      CDATA| |SDATA                     =======         ========           | |                          ^    ^           |  |             | v                          |    |           |  | SDATA   +---------+          CLOSE       |    |           |  +-------->| Client  |----------------------+    |           |            | Working |                           |           |            +---------+                           |           |                |  ^                              |           |                +--+                              |           |            Receive CRETRY                        |           |   CLOSE                                          |           +--------------------------------------------------+                         Figure 1: PB-TNC state machine   In this diagram, states are indicated by rectangular boxes.  The   initial and terminal states have double outlines (with = and ").   State transitions are indicated by unidirectional arrows marked with   the cause of the transition.   Many transitions (CDATA, SDATA, CRETRY, SRETRY, and RESULT) are   triggered by the transmission or reception of a PB-TNC batch of a   particular type.  The type of a PB-TNC batch is indicated by the   contents of the Batch Type field in the PB-TNC header for that batch.   For brevity, this document says "a FOO batch" instead of "a PB-TNC   batch whose Batch Type field contains FOO".  Other transitions are   triggered by receiving a PB-TNC batch of a particular type (e.g.,   Receive CRETRY).  The CLOSE transition may be triggered by sending or   receiving a CLOSE batch but may also be triggered by termination of   the underlying PT connection.   A PB-TNC session starts in the Init state when the underlying   transport protocol (PT) establishes a connection between a Posture   Broker Client and a Posture Broker Server.  If the Posture Broker   Client initiated the underlying transport session, it starts by   sending a CDATA batch to the Posture Broker Server, thus causing a   transition to the Server Working state.  If the Posture Broker ServerSahita, et al.               Standards Track                    [Page 9]

RFC 5793                         PB-TNC                       March 2010   initiated the transport session, it starts by sending a PB-TNC batch   of type SDATA to the Posture Broker Client, thus causing a transition   to the Client Working state.   The Posture Broker Client and Posture Broker Server may now alternate   sending CDATA and SDATA batches to each other.  Only the Posture   Broker Client can send a data batch when the session is in the Client   Working state, and only the Posture Broker Server can send a data   batch when the session is in the Server Working state.   The most common way to end an exchange is for the Posture Broker   Server to send a RESULT batch.  This causes a transition into the   Decided state.  This is not a terminal state.  The PT session can   remain open and another exchange can be initiated by having the   Posture Broker Client send a CRETRY batch.  This can be useful when   the Posture Broker Client (or more likely a Posture Collector)   discovers a suspicious condition on the endpoint, for example.  If   the underlying transport protocol (PT) supports full-duplex   operation, the Posture Broker Server can also initiate another   exchange from this state by sending a SRETRY batch.  This can be   useful when the policy changes on the server, for example.   Whether an SRETRY or CRETRY message or both are sent, the next state   is the Server Working State.  From this state, the Posture Broker   Server sends an SDATA batch and the new exchange begins.  The state   transitions marked Receive CRETRY and Receive CRETRY or SRETRY   indicate that it is permissible to receive such messages in the   indicated states, generally when the Posture Broker Client sent a   CRETRY message at roughly the same time as the Posture Broker Server   decided to send an SRETRY.  In that case, a CRETRY message may be   received while in the Server Working or Client Working state.  Also,   an SRETRY message may be received while in the Server Working state.   These messages are redundant and therefore ignored, as indicated by   the relevant transitions, which don't cause a state change.   The only terminal state is the End state.  This state is reached if   the underlying PT connection closes.  This can be caused by an action   of the Posture Broker Client or Posture Broker Server or it can be   caused by some external factor, such as pulling the network plug.   When possible, a CLOSE batch SHOULD be sent before the underlying PT   connection is terminated.  However, there may be cases where the PT   connection is closed without notice.  For example, a plug may be   pulled, a software program may fail, or a Posture Broker Client or   Posture Broker Server may be unable to send a CLOSE message due to   half-duplex limitations in the underlying PT protocol.  In these   cases, the Posture Broker Client and Posture Broker Server will   generally receive some form of notification from the Posture   Transport Client and Posture Transport Server that the PT connectionSahita, et al.               Standards Track                   [Page 10]

RFC 5793                         PB-TNC                       March 2010   has been closed.  This notification can trigger the CLOSE transition.   However, the notification interaction is not standardized since the   vertical interfaces in the NEA Reference Model are not standardized.   In any case, the reception of the CLOSE batch or notification of   termination of the transport causes the transition to the End state.   Note that a Posture Broker Client and Posture Broker Server may not   always have exactly the same state for a given PB-TNC session.  For   example, say that a session is in the Client Working state and the   Posture Broker Client transmits a CDATA batch.  While this batch is   in transit (transmitted by the Posture Broker Client but not yet   received by the Posture Broker Server), the Posture Broker Client   will think that the session is in Server Working state but the   Posture Broker Server will think that the session is in Client   Working state.  However, this is a temporary condition and does not   cause problems in practice.  The only possible issue is that a   Posture Broker Client or Posture Broker Server does not know whether   the other party has received its message until it receives a response   from the other party.   If a half-duplex transport is used, note that the Posture Broker   Server cannot send a SRETRY batch when the session is in the Decided   state because the Posture Broker Server sent the most recent batch   (the RESULT batch) and this would violate the half-duplex nature of   the transport protocol.  Instead, a server that wishes to initiate a   new exchange in the Decided state when a half-duplex transport is in   use should close the PT connection without sending a CLOSE batch and   start a new PB-TNC session.  This limitation does not exist when a   full-duplex transport is used.   The Posture Broker Server and Posture Broker Client MUST follow the   state machine described in this section.3.3.  Layering on PT   PB-TNC batches are carried over protocol bindings of the PT protocol,   which provides the interaction between a Posture Transport Client and   a Posture Transport Server.  PB-TNC counts on PT to provide a secure   transport.  In particular, PT MUST support mutual authentication of   the Posture Transport Client and the Posture Transport Server,   confidentiality and integrity protection for PB-TNC batches, and   protection against replay attacks.  PB-TNC is unaware of the   underlying transport protocols being used.  PB-TNC operates directly   on PT; no further layer of PB-TNC is expected.Sahita, et al.               Standards Track                   [Page 11]

RFC 5793                         PB-TNC                       March 20103.3.1.  Posture Transport (PT) Protocol Requirements AddendumRFC 5209 [8] describes normative requirements for the Posture   Transport protocol.  This section specifies additional requirements   for the Posture Transport protocol.  Candidate Posture Transport   protocols must indicate conformance to requirements specified in this   section as well assection 7.4 of RFC 5209.   The additional requirements for candidate PT protocols are:   PT-6 The PT protocol MUST be connection oriented; it MUST support        confirmed initiation and close down.   PT-7 The PT protocol MUST be able to carry binary data.   PT-8 The PT protocol MUST provide mechanisms for flow control and        congestion control.   PT-9 PT protocol specifications MUST describe the capabilities that        they provide for and limitations that they impose on the PB        protocol (e.g., half/full duplex, maximum message size).3.4.  Example of PB-TNC Encapsulation   This section shows how PA messages can be carried inside a PB-TNC   batch that is inside a PT protocol.   Within the PT protocol, the PB-TNC header is packaged next, followed   by two PB-PA messages that contain PA messages meant for the Posture   Collectors and Posture Validators on the platform.      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                           PT Protocol                         |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                          PB-TNC Header                        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                           PB-PA Message                       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                           PB-PA Message                       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+              Figure 2: Example of PB-TNC message encapsulation   This figure is conceptual, of course, and not an exact byte-for-byte   replica.Sahita, et al.               Standards Track                   [Page 12]

RFC 5793                         PB-TNC                       March 20104.  PB-TNC Protocol Specification   This section defines the syntax and semantics of the PB-TNC protocol   fields.  If a Posture Broker Client or Posture Broker Server receives   a batch that violates the requirements of this specification, it MUST   respond by sending a fatal Invalid Parameter error in a CLOSE batch   unless this document specifies otherwise.4.1.  PB-TNC Header   Every PB-TNC batch MUST start with the following header.  A PB-TNC   batch MUST contain only one instance of this header followed by zero   or more PB-TNC messages.  The PB-TNC messages are defined in   subsequent sections of this specification.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |    Version    |D|     Reserved                        | B-Type|      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                       Batch Length                            |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Version (8 bits)      This field indicates the version of the format for the PB-TNC      message.  This version is intended to allow for evolution of the      PB-TNC protocol in a manner that can easily be detected by message      recipients.      This field MUST be set to 2 when the batch conforms to this      specification.  Later versions of PB-TNC may define other values      for this field.  The values 0x00, 0x09, 0x0a, 0x0d, 0x20, and 0x3c      are reserved and cannot be used for any version of PB-TNC to      ensure that PB-TNC can be easily distinguished from earlier      posture broker protocols already in use.      If a Posture Broker Client or Posture Broker Server receives a      Version value that it does not support, it MUST respond with a PB-      TNC batch with batch type CLOSE that contains only a fatal Version      Not Supported error code and whose Version header field has the      value 2.  Implementations responding to a PB-TNC message      containing a supported version MUST use the same Version number to      minimize the risk of version incompatibility.  PB-TNC message      initiators that support multiple PB-TNC protocol versions SHOULD      be able to alter which version of PB-TNC message they send based      on prior message exchanges with a particular peer Posture Broker      Client or Posture Broker Server.Sahita, et al.               Standards Track                   [Page 13]

RFC 5793                         PB-TNC                       March 2010   Directionality (D) (1 bit)      When a Posture Broker Client is sending this message, the      Directionality bit MUST be set to 0.  When a Posture Broker Server      is sending this message, the Directionality bit MUST be set to 1.      This helps avoid any situation where two Posture Broker Clients or      two Posture Broker Servers engage in a dialog.  It also helps with      debugging.   Reserved (19 bits)      This field is reserved.  For this version of this specification,      it MUST be set to 0 on transmission and ignored on reception.      Future versions of this specification may allow senders to set      some of these bits and recipients to interpret them.   B-Type (Batch Type) (4 bits)      This field is used to drive the state machine described insection3.2.  This field MUST have one of the values from the following      table.  If any other value is received, the recipient MUST ignore      the contents of the batch and send a fatal Invalid Parameter error      code in a CLOSE batch.  If the value received is not permitted for      the current state, according to the state machine insection 3.2.,      the recipient MUST ignore the contents of the batch and send a      fatal Unexpected Batch Type error code in a CLOSE batch.Sahita, et al.               Standards Track                   [Page 14]

RFC 5793                         PB-TNC                       March 2010      Number   Name     Definition      ------   ----     ----------      1        CDATA    The Posture Broker Client may send a batch with                        this Batch Type to convey messages to the                        Posture Broker Server.  A Posture Broker Server                        MUST NOT send this Batch Type.  A CDATA batch                        may be empty (contain no messages) if the                        Posture Broker Client has nothing to send.      2        SDATA    The Posture Broker Server may send a batch with                        this Batch Type to convey messages to the                        Posture Broker Client.  A Posture Broker Client                        MUST NOT send this Batch Type.  An SDATA batch                        may be empty (contain no messages) if the                        Posture Broker Server has nothing to send.      3        RESULT   The Posture Broker Server may send a batch with                        this Batch Type to indicate that it has                        completed its evaluation.  The batch MUST                        include a PB-Assessment-Result message and MAY                        include a PB-Access-Recommendation message.      4        CRETRY   The Posture Broker Client may send a batch with                        this Batch Type to indicate that it wishes to                        restart an exchange.  A Posture Broker Server                        MUST NOT send this Batch Type.  A CRETRY batch                        may be empty (contain no messages) if the                        Posture Broker Client has nothing else to send.      5        SRETRY  The Posture Broker Server may send a batch with                       this Batch Type to indicate that it wishes to                       restart the exchange.  A Posture Broker Client                       MUST NOT send this Batch Type.  A SRETRY batch                       may be empty (contain no messages) if the                       Posture Broker Server has nothing else to send.      6        CLOSE   The Posture Broker Server or Posture Broker                       Client may send a batch with this Batch Type to                       indicate that it is about to terminate the                       underlying PT connection.  A CLOSE batch may be                       empty (contain no messages) if there is nothing                       to send.  However, if the termination is due to a                       fatal error, then the CLOSE batch MUST contain a                       PB-Error message.Sahita, et al.               Standards Track                   [Page 15]

RFC 5793                         PB-TNC                       March 2010   Batch Length (32 bits)      This length field contains the size of the full PB-TNC batch in      octets.  This length includes the PB-TNC header and all the PB-TNC      messages in the batch.  In other words, it includes the entire      contents of the batch.  This field MUST contain at least the value      8 for the fixed-length fields in this header.  Any Posture Broker      Client or Posture Broker Server that receives a PB-TNC message      with a PB-TNC Message Length field whose value is less than 8 MUST      respond with a fatal Invalid Parameter error code in a CLOSE      batch.4.2.  PB-TNC Message   All PB-TNC messages have the same overall structure, which is   described in this section.  Of course, the format and semantics of   the PB-TNC Message Value field will vary, depending on the values of   the PB-TNC Vendor ID and PB-TNC Message Type fields.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |     Flags     |               PB-TNC Vendor ID                |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                       PB-TNC Message Type                     |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                      PB-TNC Message Length                    |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |               PB-TNC Message Value (Variable Length)          |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Flags (8 bits)      This field defines flags impacting the processing of this message.      Bit 0 of this Flags field (the most significant bit) is known as      the NOSKIP flag.  If this flag is cleared (value 0), then the      recipient (a Posture Broker Client or Posture Broker Server) may      skip (ignore) this message if the message type is not understood      or the recipient cannot or will not process the message as      required in the definition of that message.  If this flag is set      (value 1), then recipients MUST NOT skip this attribute.      This flag does not mean that all recipients must support this      message.  Instead, any recipient that receives a message with this      flag set to 1 but cannot or will not process it as required MUST      NOT act on any part of the PB-TNC batch.  Instead, the recipient      MUST respond with a fatal Unsupported Mandatory Message error codeSahita, et al.               Standards Track                   [Page 16]

RFC 5793                         PB-TNC                       March 2010      in a CLOSE batch.  In order to avoid taking action on some      messages in a batch only to later find an unsupported NOSKIP      flagged message, recipients of a PB-TNC batch might choose to scan      all of the messages in the batch prior to acting upon any of the      messages, checking to determine whether one of them is an      unsupported message with the NOSKIP flag set.      The other bits in this Flags field are reserved.  For this version      of PB-TNC, they MUST be set to 0 on transmission and ignored on      reception.   PB-TNC Vendor ID (24 bits)      The PB-TNC Vendor ID field identifies a vendor by using the SMI      Private Enterprise Number (PEN).  Any organization can receive its      own unique PEN from IANA, the Internet Assigned Numbers Authority.      This Vendor ID qualifies the PB-TNC Message Type field so that      each vendor has 2^32-1 separate message types available for their      use.      Message types standardized by the IETF use zero (0) in this field.      The Vendor ID 0xffffff is reserved.  Posture Broker Clients and      Posture Broker Servers MUST NOT send messages in which the Vendor      ID has this reserved value (0xffffff).  If a Posture Broker Client      or Posture Broker Server receives a message in which the PB-TNC      Vendor ID has this reserved value (0xffffff), it MUST respond with      a fatal Invalid Parameter error code in a CLOSE batch.   PB-TNC Message Type (32 bits)      The PB-TNC Message Type field identifies the type of the PB-TNC      message contained in the PB-TNC Message Value field.  The PB-TNC      message type 0xffffffff is reserved.  Posture Broker Clients and      Posture Broker Servers MUST NOT send messages in which the PB-TNC      Message Type field has this reserved value (0xffffffff).  If a      Posture Broker Client or Posture Broker Server receives a message      in which the PB-TNC Message Type field has this reserved value      (0xffffffff), it MUST respond with a fatal Invalid Parameter error      code in a CLOSE batch.  Unless otherwise prohibited in the      definition of a particular PB-TNC message type (e.g., PB-Language-      Preference), a single PB-TNC batch may contain multiple messages      with the same message type and/or vendor ID.      The IETF and any other organization with a PEN can define 2^32-1      unique PB-TNC message types, as long as the organization's PEN is      placed in the PB-TNC Vendor ID field of the message.  Since the      PB-TNC message type is qualified by the vendor ID, there is noSahita, et al.               Standards Track                   [Page 17]

RFC 5793                         PB-TNC                       March 2010      risk of conflicts as long as each organization uses its own PEN      for the vendor ID and manages its own set of 2^32-1 message type      values.      This document defines certain PB-TNC message types that, when used      with the IETF SMI PEN (0), have standard meanings.  These are      known as IETF Standard PB-TNC Message Types.  Some of these PB-TNC      message types are mandatory and therefore MUST be implemented by      all Posture Broker Client and Posture Broker Server      implementations that claim compliance with this specification.      For details on which PB-TNC message types are mandatory, see the      description of these message types later insection 4.      IANA maintains a registry of PB-TNC message types.  Entries in      this registry are added by Expert Review with Specification      Required, following the guidelines insection 6.1.      New vendor-specific PB-TNC message types (those used with a non-      zero PB-TNC vendor ID) may be defined and employed by vendors      without IETF or IANA involvement.  However, Posture Broker Clients      and Posture Broker Servers MUST NOT require support for particular      vendor-specific PB-TNC message types and MUST interoperate with      other parties despite any differences in the set of vendor-      specific PB-TNC message types supported (although they MAY permit      administrators to configure them to require support for specific      PB-TNC message types).      Note that the PB-TNC Message Type field is completely separate      from the PA Subtype field.  The same value (e.g., 0) may have      different meanings as a PB-TNC message type and as a PA subtype.   PB-TNC Message Length (32 bits)      This field specifies the length of this PB-TNC message in octets.      It includes this header (the fields Flags, PB-TNC Vendor ID, PB-      TNC Message Type, and PB-TNC Message Length).  Therefore, this      value MUST always be at least 12.  Any Posture Broker Client or      Posture Broker Server that receives a message with a PB-TNC      Message Length field whose value is less than 12 MUST respond with      a fatal Invalid Parameter error code in a CLOSE batch.   PB-TNC Message Value (variable length)      The syntax and semantics of this field vary, depending on the      values in the PB-TNC Vendor ID and PB-TNC Message Type fields.      The syntax and semantics of several standard messages are defined      in subsequent sections of this specification.Sahita, et al.               Standards Track                   [Page 18]

RFC 5793                         PB-TNC                       March 20104.3.  IETF Standard PB-TNC Message Types   The following table provides a reference list with brief descriptions   of the IETF Standard PB-TNC Message Types defined in this   specification.  These PB-TNC message types must be used with a PB-TNC   vendor ID of zero (0).  If these PB-TNC message type values are used   with a different PB-TNC vendor ID, they have a completely different   meaning that is not defined in this specification.   For more details on these message types, see the remainder ofsection4.  For IETF Standard PA Subtypes (which are completely different   from PB-TNC message types), please refer to the PA-TNC specification   [10].   Message Type   Definition   ------------   ----------   0              PB-Experimental - reserved for experimental use   1              PB-PA - contains a PA message   2              PB-Assessment-Result - the overall assessment result                  computed by the Posture Broker Server   3              PB-Access-Recommendation - includes Posture Broker                  Server access recommendation   4              PB-Remediation-Parameters - includes Posture Broker                  Server remediation parameters   5              PB-Error - error indicator   6              PB-Language-Preference - sender's preferred                  language(s) for human-readable strings   7              PB-Reason-String - string explaining reason for                  Posture Broker Server access recommendation4.4.  PB-Experimental   The PB-Experimental PB-TNC message type is a PB-TNC message type   (value 0) that has been set aside for experimental purposes.  It may   be used to test code or for other experimental purposes.  It MUST NOT   be used in a production environment or in a product.  This meaning   for this PB-TNC message type only applies if the PB-TNC Vendor ID   field in the PB-TNC Message Header contains the value zero (0).  If a   different Vendor ID is contained in that field, the PB-TNC message   type 0 has a completely different meaning not defined in this   specification.   The contents of the PB-TNC Message Length and PB-TNC Message Value   fields for this PB-TNC message type are not specified.  They may have   almost any value, depending on what experiments are being conducted.   Similarly, the Flags field for this message may have the NOSKIP bit   set or cleared, depending on what experiments are being conducted.   However, note that the PB-TNC Message Length field must have a valueSahita, et al.               Standards Track                   [Page 19]

RFC 5793                         PB-TNC                       March 2010   of at least 12 since that is the total of the length of the fixed-   length fields at the start of the PB-TNC message (the fields Flags,   PB-TNC Vendor ID, PB-TNC Message Type, and PB-TNC Message Length).   Any Posture Broker Client or Posture Broker Server that receives a   message with a PB-TNC Message Length field whose value is invalid   MUST respond with a fatal Invalid Parameter error code in a CLOSE   batch.   A Posture Broker Client or Posture Broker Server implementation   intended for production use MUST NOT send a message with this Message   Type with the value zero (0) as the vendor ID.  If it receives a   message with this message type and with the value zero (0) as the   vendor ID, it MUST ignore the message unless the NOSKIP bit is set,   in which case it MUST respond with a fatal Unsupported Mandatory   Message error code in a CLOSE batch.4.5.  PB-PA   The PB-TNC message type named PB-PA (value 1) contains one PA   message.  Many batches will contain several PB-PA messages, but some   batches may not contain any messages of this type.   All Posture Broker Client and Posture Broker Server implementations   MUST implement support for this PB-TNC message type.  Generally, this   support will consist of forwarding the enclosed PA message to the   appropriate Posture Collectors and Posture Validators.  Specific   requirements are contained later in the description of this message   type.   The type of the PA message contained in a PB-PA message is indicated   by the PA Message Vendor ID and PA Subtype fields, as described later   in this section.  The PA-TNC specification [10] describes several   standard PA message types that can be identified by the PA Message   Vendor ID and PA Subtype values listed in the PA-TNC specification.   Other PA message types may also be defined, as described in the   description of the PA Subtype field later in this section.   The NOSKIP flag in the PB-TNC Message Header MUST be set for this   message type.  Any Posture Broker Client or Posture Broker Server   that receives a PB-PA message with the NOSKIP flag not set MUST   ignore the message and MUST respond with a fatal Invalid Parameter   error code in a CLOSE batch.   For the PB-PA message type, the PB-TNC Vendor ID field MUST contain   the value zero (0) and the PB-TNC Message Type field MUST contain 1.   If a non-zero value is contained in the PB-TNC Vendor ID field,   message type 1 has a completely different meaning not defined in this   specification.Sahita, et al.               Standards Track                   [Page 20]

RFC 5793                         PB-TNC                       March 2010   The PB-TNC Message Length field MUST contain the length of the entire   PB-TNC message, including the fixed-length fields at the start of the   PB-TNC message (the fields Flags, PB-TNC Vendor ID, PB-TNC Message   Type, and PB-TNC Message Length), the fixed-length fields listed   below (Flags, PA Message Vendor ID, PA Subtype, Posture Collector   Identifier, and Posture Validator Identifier), and the PA Message   Body.  Since the PA Message Body is variable length, the value in the   PB-TNC Message Length field will vary also.  However, it MUST always   be at least 24 to cover the fixed-length fields listed in the   preceding sentences.  Any Posture Broker Client or Posture Broker   Server that receives a PB-PA message with a PB-TNC Message Length   field that has an invalid value MUST respond with a fatal Invalid   Parameter error code in a CLOSE batch.   The following diagram illustrates the format and contents of the PB-   TNC Message Value field for this message type.  The text after this   diagram describes the fields shown here.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |    Flags      |               PA Message Vendor ID            |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                           PA Subtype                          |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |  Posture Collector Identifier | Posture Validator Identifier  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                 PA Message Body (Variable Length)             |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Flags (8 bits)      This field contains flags relating to the PA message.      Bit 0 of this flags field (the most significant bit) is known as      the EXCL flag (for exclusive).  If the EXCL bit is cleared (value      0), the Posture Broker Client or Posture Broker Server that      receives this PB-TNC message SHOULD deliver the PA message      contained in this PB-TNC message to all Posture Collectors or      Posture Validators that have expressed an interest in PA messages      with this PA Message Vendor ID and PA subtype.  If a Posture      Broker Client receives a message with the EXCL flag set (value 1),      the Posture Broker Client SHOULD deliver the PA message contained      in this PB-TNC message only to the Posture Collector identified by      the Posture Collector Identifier field.  However, if the      identified Posture Collector has not expressed an interest in PA      messages with this PA Message Vendor ID and PA subtype, the PASahita, et al.               Standards Track                   [Page 21]

RFC 5793                         PB-TNC                       March 2010      message should be silently discarded.  Analogous requirements      apply to a Posture Broker Server that receives a message with the      EXCL flag set.      The EXCL bit allows, for example, a Posture Validator to handle      the circumstance where there are two Posture Collectors on the      endpoint that are interested in a particular kind of PA messages      and the Posture Validator has remediation instructions that only      apply to one of those Posture Collectors.      The other bits in this Flags field are reserved.  For this version      of PB-TNC, they MUST be set to 0 on transmission and ignored on      reception.   PA Message Vendor ID (24 bits)      The PA Message Vendor ID field identifies a vendor by using the      SMI Private Enterprise Number (PEN).  Any organization can receive      its own unique PEN from IANA, the Internet Assigned Numbers      Authority.  The PA Message Vendor ID qualifies the PA Subtype      field so that each vendor has 2^32-1 separate PA subtypes      available for its use.  PA subtypes standardized by the IETF are      always used with a PA Message Vendor ID of the value zero (0) in      this field.  The PA Message Vendor ID 0xffffff is reserved.  A      Posture Broker Client or Posture Broker Server MUST NOT send      messages in which the PA Message Vendor ID field has this reserved      value (0xffffff).  If a Posture Broker Client or Posture Broker      Server receives a message in which the PA Message Vendor ID has      this reserved value (0xffffff), it MUST respond with a fatal      Invalid Parameter error code in a CLOSE batch.   PA Subtype (32 bits)      The PA Subtype field identifies the type of the PA message      contained in the PA Message Body field.  The PA subtype 0xffffffff      is reserved.  A Posture Broker Client or Posture Broker Server      MUST NOT send messages in which the PA Subtype field has this      reserved value (0xffffffff).  If a Posture Broker Client or      Posture Broker Server receives a message in which the PA Subtype      has this reserved value (0xffffffff), it MUST respond with a fatal      Invalid Parameter error code in a CLOSE batch.  A Posture Broker      Client or Posture Broker Server MUST support having multiple PA      messages in a single PB-TNC batch that have the same PA subtype      and/or PA Message Vendor ID.      IANA maintains a registry of PA subtypes.  Entries in this      registry are added by Expert Review with Specification Required,      following the guidelines insection 6.1.  No PA subtypes areSahita, et al.               Standards Track                   [Page 22]

RFC 5793                         PB-TNC                       March 2010      defined in this specification.  Definitions of IETF Standard PA      Subtypes are contained in the PA-TNC specification [10] and other      specifications.  IETF Standard PA Subtypes are always used with a      PA Message Vendor ID of zero (0).      New vendor-specific PA subtypes (those used with a non-zero PA      Message Vendor ID) may be defined and employed by vendors without      IETF or IANA involvement.  However, Posture Broker Clients and      Posture Broker Servers MUST NOT require support for particular      vendor-specific PA subtypes and MUST interoperate with other      parties despite any differences in the set of vendor-specific PA      subtypes supported (although they MAY permit administrators to      configure them to require support for specific PA subtypes).      Note that the PB-TNC Message Type field is completely separate      from the PA Subtype field.  The same value (e.g., 0) may have      different meanings as a PB-TNC message type and as a PA subtype.   Posture Collector Identifier (16 bits)      The Posture Collector Identifier field contains the identifier of      the Posture Collector associated with this PA message.      The Posture Broker Client is responsible for assigning one or more      Posture Collector Identifier values (but not 0xffff) to each      Posture Collector involved in a message exchange.  Multiple      Posture Collector identifiers are required for appropriate      correlation in cases where there are multiple components of the      same type handled by a single Posture Collector, e.g., an endpoint      with two VPN client implementations handled by a single VPN      Posture Collector.  Please refer tosection 3.3 of the PA-TNC      specification for an example that illustrates the use of multiple      Posture Collector Identifiers.  The Posture Collector Identifier      value(s) assigned to a Posture Collector by a Posture Broker      Client MUST NOT change during the course of a PT session.  This      identifier is used to identify a unique Posture Collector      communicating with the Posture Broker Client on the endpoint      during a NEA exchange, and is used by the Posture Validator to      send response attributes to a specific Posture Collector component      if required.      When a Posture Broker Server sets the EXCL flag for a PA message,      the Posture Broker Server MUST set the Posture Collector      Identifier field to the identifier of the Posture Collector that      should receive the PA message.  If the EXCL flag is not set, a      Posture Broker Server MAY still set the Posture Collector      Identifier value for PA messages that it sends to indicate that      the PA message is intended as a response to a message sent by theSahita, et al.               Standards Track                   [Page 23]

RFC 5793                         PB-TNC                       March 2010      Posture Collector associated with the specified Posture Collector      Identifier.  If the Posture Broker Server does not wish to      indicate any Posture Collector in this manner, it SHOULD set this      field to the reserved value 0xffff.   Posture Validator Identifier (16 bits)      The Posture Validator Identifier field contains the identifier of      the Posture Validator associated with this PA message.      The Posture Broker Server MUST assign a unique Posture Validator      Identifier value (but not 0xffff) to each Posture Validator      involved in a message exchange and include this Posture Validator      identifier in this field for any PA messages sent by that Posture      Validator.  The Posture Validator Identifier value assigned to a      Posture Validator by a Posture Broker Server MUST NOT change      during the course of a PT session.  This identifier is used to      identify a unique Posture Validator communicating with the Posture      Broker Server endpoint during a NEA exchange, and is used by the      Posture Collector to send attributes to a specific Posture      Validator if required.      When a Posture Broker Client sets the EXCL flag for a PA message,      the Posture Broker Client MUST set the Posture Validator      Identifier field to the identifier of the Posture Validator that      should receive the PA message.  If the EXCL flag is not set, a      Posture Broker Client MAY still set the Posture Validator      Identifier value for PA messages that it sends to indicate that      the PA message is intended as a response to a message sent by the      Posture Validator associated with the specified Posture Validator      Identifier.  If the Posture Broker Client does not wish to      indicate any Posture Validator in this manner, it SHOULD set this      field to the reserved value 0xffff.   PA Message Body (variable length)      The PA Message Body field contains the body of the PA message that      is being carried in this PB-TNC message.  The length of this field      can be determined by subtracting the length of the fixed-length      fields at the start of the PB-TNC message (the fields Flags, PB-      TNC Vendor ID, PB-TNC Message Type, and PB-TNC Message Length) and      the fixed-length fields at the start of the PB-PA message (Flags,      PA Message Vendor ID, PA Subtype, Posture Collector Identifier,      and Posture Validator Identifier) from the message length      contained in the PB-TNC Message Length field.  The length of these      fixed-length fields is 24 octets.  Therefore, any Posture Broker      Client or Posture Broker Server that receives a PB-PA message withSahita, et al.               Standards Track                   [Page 24]

RFC 5793                         PB-TNC                       March 2010      a PB-TNC Message Length field whose value is less than 24 MUST      respond with a fatal Invalid Parameter error code in a CLOSE      batch.4.6.  PB-Assessment-Result   The PB-TNC message type named PB-Assessment-Result (value 2) is used   by the Posture Broker Server to provide the assessment result after   the Posture Broker Server has completed the assessment of the   endpoint.  The Posture Broker Server will typically compute the   assessment result as a cumulative of the individual assessment   results received from the various Posture Validators; the algorithm   for computation of assessment result at the Posture Broker layer is   implementation specific and can also change based on policies in a   specific deployment.  The Posture Broker Server MUST include one   message of this type in any batch of type RESULT and MUST NOT include   a message of this type in any other type of batch.  The Posture   Broker Client MUST NOT send a PB-TNC message with this message type.   If a Posture Broker Server receives a PB-TNC message with this   message type, it MUST respond with a fatal Invalid Parameter error in   a CLOSE batch.  The Posture Broker Client MUST implement and process   this message and MUST ignore any message with this message type that   is not part of a batch of type RESULT.   The NOSKIP flag in the PB-TNC Message Header MUST be set for this   message type.  The PB-TNC Vendor ID field MUST contain the value zero   (0) and the PB-TNC Message Type field MUST contain 2.  If a non-zero   value is contained in the PB-TNC Vendor ID field, message type 2 has   a completely different meaning not defined in this specification.   The PB-TNC Message Length field MUST contain the value 16 since that   is the total of the length of the fixed-length fields at the start of   the PB-TNC message (the fields Flags, PB-TNC Vendor ID, PB-TNC   Message Type, and PB-TNC Message Length) along with the Assessment   Result field described below.  Any Posture Broker Client or Posture   Broker Server that receives a PB-Assessment-Result message with a PB-   TNC Message Length field that does not have a value of 16 MUST   respond with a fatal Invalid Parameter error code in a CLOSE batch.   The following diagram illustrates the format and contents of the PB-   TNC Message Value field for this message type.  The text after this   diagram describes the fields shown here.                           1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                       Assessment Result                       |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Sahita, et al.               Standards Track                   [Page 25]

RFC 5793                         PB-TNC                       March 2010   Assessment Result      This 32-bit field MUST contain one of the following values      Value   Description      -----   -----------      0       Posture Broker Server assessed the endpoint to be              compliant with policy.      1       Posture Broker Server assessed the endpoint to be non-              compliant with policy but the difference from compliance              was minor.      2       Posture Broker Server assessed the endpoint to be non-              compliant with policy and the assessed difference from              compliance was very significant.      3       Posture Broker Server was unable to determine policy              compliance due to an error.      4       Posture Broker Server was unable to determine whether the              assessed endpoint is compliant with policy based on the              attributes provided by endpoint.      If a Posture Broker Client receives an Assessment Result value      other than the five values described above, it MUST respond with a      fatal Invalid Parameter error in a CLOSE batch.  Other values may      be defined in future versions of PB-TNC but only if the PB-TNC      version number is changed.  Therefore, there is no need for an      IANA registry for Assessment Result values.4.7.  PB-Access-Recommendation   The PB-TNC message type named PB-Access-Recommendation (value 3) is   used by the Posture Broker Server to provide an access recommendation   after the Posture Broker Server has completed some assessment of the   endpoint.  The PB-Assessment-Result and the PB-Access-Recommendation   attribute together constitute the global assessment decision for an   endpoint.  The PB-Access-Recommendation is not authoritative, and the   network and host-based access control systems would typically use   additional information to determine the network access that is   granted to the endpoint.  The Posture Broker Server MAY include one   message of this type in any batch of type RESULT and MUST NOT include   a message of this type in any other type of batch.  Posture Broker   Clients MUST NOT send a PB-TNC message with this message type.  If a   Posture Broker Server receives a PB-TNC message with this message   type, it MUST respond with a fatal Invalid Parameter error in a CLOSESahita, et al.               Standards Track                   [Page 26]

RFC 5793                         PB-TNC                       March 2010   batch.  The Posture Broker Client MUST implement and process this   message and MUST ignore any message with this message type that is   not part of a batch of type RESULT.   The NOSKIP flag in the PB-TNC Message Header MUST NOT be set for this   message type.  Any Posture Broker Client or Posture Broker Server   that receives a PB-Access-Recommendation message with the NOSKIP flag   set MUST ignore the message and MUST respond with a fatal Invalid   Parameter error code in a CLOSE batch.  The PB-TNC Vendor ID field   MUST contain the value zero (0) and the PB-TNC Message Type field   MUST contain 3.  If a non-zero value is contained in the PB-TNC   Vendor ID field, message type 3 has a completely different meaning   not defined in this specification.  The PB-TNC Message Length field   MUST contain the value 16 since that is the total of the length of   the fixed-length fields at the start of the PB-TNC message (the   fields Flags, PB-TNC Vendor ID, PB-TNC Message Type, and PB-TNC   Message Length) along with the Access Recommendation field described   below.  Any Posture Broker Client or Posture Broker Server that   receives a PB-Access-Recommendation message with a PB-TNC Message   Length field that does not have a value of 16 MUST respond with a   fatal Invalid Parameter error code in a CLOSE batch.   The following diagram illustrates the format and contents of the PB-   TNC Message Value field for this message type.  The text after this   diagram describes the fields shown here.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |          Reserved             |   Access Recommendation Code  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Reserved (16 bits)      These Reserved bits MUST be set to 0 on transmission and ignored      on reception.   Access Recommendation Code (16 bits)      The Access Recommendation Code field identifies the Access      Recommendation that the Posture Broker Server has made for this      Posture Broker Client at this time.  This field MUST have one of      these three values: 1 for Access Allowed (full access), 2 for      Access Denied (no access), or 3 for Quarantined (partial access).      If a Posture Broker Client receives an Access Recommendation Code      value other than these three values, it MUST respond with a fatal      Invalid Parameter error code in a CLOSE batch.  Other values maySahita, et al.               Standards Track                   [Page 27]

RFC 5793                         PB-TNC                       March 2010      be defined in future versions of PB-TNC but only if the PB-TNC      version number is changed.  Therefore, there is no need for an      IANA registry for Access Recommendation Codes.4.8.  PB-Remediation-Parameters   The PB-TNC message type named PB-Remediation-Parameters (value 4) is   used by the Posture Broker Server to provide global (not Posture   Validator-specific) remediation parameters after the Posture Broker   Server has completed some assessment of the endpoint.  The Posture   Broker Server MAY include one or more messages of this type in any   batch of any type, but this message type is most useful in batches of   type RESULT.   The Posture Broker Client MUST NOT send a PB-TNC message with this   message type.  If a Posture Broker Server receives a PB-TNC message   with this message type, it MUST respond with a fatal Invalid   Parameter error in a CLOSE batch.  The Posture Broker Client may   implement and process this message but is not required to do so.  It   may skip this message.  Even if the Posture Broker Client implements   this message type, it is not obligated to act on it.   The NOSKIP flag in the PB-TNC Message Header MUST NOT be set for this   message type.  The PB-TNC Vendor ID field MUST contain the value zero   (0) and the PB-TNC Message Type field MUST contain 4.  If a non-zero   value is contained in the PB-TNC Vendor ID field, message type 4 has   a completely different meaning not defined in this specification.   The PB-TNC Message Length field MUST contain the length of the entire   PB-TNC message, including the fixed-length fields at the start of the   PB-TNC message (the fields Flags, PB-TNC Vendor ID, PB-TNC Message   Type, and PB-TNC Message Length), the fixed-length fields listed   below (Reserved, Remediation Parameters Vendor ID, and Remediation   Parameters Type), and the Remediation Parameters.  Since the   Remediation Parameters field is variable length, the value in the PB-   TNC Message Length field will vary also.  However, it MUST always be   at least 20 to cover the fixed-length fields listed in the preceding   sentences.  Any Posture Broker Client that receives a PB-Remediation-   Parameters message with a PB-TNC Message Length field that contains   an invalid value (e.g., less than 20) MUST respond with a fatal   Invalid Parameter error code in a CLOSE batch.   The following diagram illustrates the format and contents of the PB-   TNC Message Value field for this message type.  The text after this   diagram describes the fields shown here.Sahita, et al.               Standards Track                   [Page 28]

RFC 5793                         PB-TNC                       March 2010       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |    Reserved   |       Remediation Parameters Vendor ID        |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                  Remediation Parameters Type                  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |            Remediation Parameters (Variable Length)           |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Reserved (8 bits)      These Reserved bits MUST be set to 0 on transmission and ignored      on reception.   Remediation Parameters Vendor ID (24 bits)      The Remediation Parameters Vendor ID field identifies a vendor by      using the SMI Private Enterprise Number (PEN).  Any organization      can receive its own unique PEN from IANA, the Internet Assigned      Numbers Authority.  The Remediation Parameters Vendor ID qualifies      the Remediation Parameters Type field so that each vendor has 2^32      separate Remediation Parameters Types available for its use.      Remediation Parameters Types standardized by the IETF are always      used with the value zero (0) in this field.   Remediation Parameters Type (32 bits)      The Remediation Parameters Type field identifies the type of      remediation parameters contained in the Remediation Parameters      field.  A Posture Broker Client or Posture Broker Server MUST      support having multiple Remediation Parameters messages contained      in a single PB-TNC batch that have the same Remediation Parameters      Type and/or Remediation Parameters Vendor ID.      IANA maintains a registry of PB-TNC Remediation Parameters Types.      Entries in this registry are added by Expert Review with      Specification Required, following the guidelines insection 6.1.      A list of IETF Standard PB-TNC Remediation Parameters Types      defined in this specification appears later in this section.      New vendor-specific Remediation Parameters Types (those used with      a non-zero Remediation Parameters vendor ID) may be defined and      employed by vendors without IETF or IANA involvement.  However,      Posture Broker Clients and Posture Broker Servers MUST NOT require      support for particular vendor-specific Remediation Parameters      Types and MUST interoperate with other parties despite any      differences in the set of vendor-specific Remediation ParametersSahita, et al.               Standards Track                   [Page 29]

RFC 5793                         PB-TNC                       March 2010      Types supported (although they MAY permit administrators to      configure them to require support for specific Remediation      Parameters Types).      Note that the Remediation Parameters Type is completely separate      from the PB-TNC Message Type and the PA Subtype fields.  The same      value (e.g., 0) may have different meanings in each of these      fields.   Remediation Parameters (variable length)      The Remediation Parameters field contains the actual remediation      parameters carried in this PB-TNC message.  The length of this      field can be determined by subtracting the length of the fixed-      length fields at the start of the PB-TNC message (the fields      Flags, PB-TNC Vendor ID, PB-TNC Message Type, and PB-TNC Message      Length) and the fixed-length fields at the start of the PB-      Remediation-Parameters message (Reserved, Remediation Parameters      Vendor ID, and Remediation Parameters Type) from the message      length contained in the PB-TNC Message Length field.  The length      of these fixed-length fields is 20 octets.  Therefore, any Posture      Broker Client that receives a PB-Remediation-Parameters message      with a PB-TNC Message Length field whose value is less than 20      MUST consider this a malformed message.  The Posture Broker Client      MUST respond with a fatal Invalid Parameter error code in a CLOSE      batch.4.8.1.  IETF Standard PB-TNC Remediation Parameters Types      This subsection defines several Remediation Parameters Types that      have been standardized by the IETF.   Remediation-URI      This Remediation Parameters Type is employed by creating a PB-      Remediation-Parameters message with a Remediation Parameters      Vendor ID equal to the value zero (0) and a Remediation Parameters      Type of 1.  The Remediation Parameters field in the PB-      Remediation-Parameters message MUST contain a URI, as described inRFC 3986 [2].  This URI contains instructions and resources for      remediation.  The Posture Broker Client MAY load the URI and      display the resulting web page to the user.  The Posture Broker      Client MAY also ignore the URI or take another action with it.      The Posture Broker Server and any other parties involved in      configuring this remediation URI should consider the likely      capabilities of the Posture Broker Client when creating the URISahita, et al.               Standards Track                   [Page 30]

RFC 5793                         PB-TNC                       March 2010      and the content referenced by the URI.  For example, they should      consider the Posture Broker Client's language preferences as      expressed in the PB-Language-Preference message.   Remediation-String      This Remediation Parameters Type is employed by creating a PB-      Remediation-Parameters message with a Remediation Parameters      Vendor ID equal to the value zero (0) and a Remediation Parameters      Type of 2.  The Remediation Parameters field in the PB-      Remediation-Parameters message MUST contain the structure defined      below, which contains human-readable instructions for remediation.      The Posture Broker Client MAY display the instructions to the      user.  The Posture Broker Client MAY also ignore the instructions      or take another action with them.  The Posture Broker Server and      any other parties involved in configuring these instructions      should consider the likely capabilities of the Posture Broker      Client when creating the instructions.  For example, they should      consider the Posture Broker Client's language preferences as      expressed in the PB-Language-Preference message.      The following diagram illustrates the format and contents of the      Remediation Parameters field when carrying a Remediation-String      parameter.  The text after this diagram describes the fields shown      here.                          1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                   Remediation String Length                   |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                Remediation String (Variable Length)           |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      | Lang Code Len |  Remediation String Lang Code (Variable Len)  |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Remediation String Length (32 bits)      The Remediation String Length contains the length of the      Remediation String field in octets.   Remediation String (variable length)      The Remediation String field MUST contain a UTF-8 [6] encoded      string.  This string contains human-readable instructions for      remediation that MAY be displayed to the user by the Posture      Broker Client.  NUL termination MUST NOT be included.  If aSahita, et al.               Standards Track                   [Page 31]

RFC 5793                         PB-TNC                       March 2010      Posture Broker Client receives a Reason String that does contain a      NUL termination, it MUST respond with a fatal Invalid Parameter      error in a CLOSE batch.   Lang Code Len (8 bits)      The Lang Code Len field contains the length of the Remediation      String Lang Code field in octets.  This value may be set to zero      to indicate that the language code for the Remediation String      field is not known.   Remediation String Lang Code (variable length)      The Remediation String Lang Code field contains a US-ASCII string      composed of a well-formedRFC 4646 [3] language tag that indicates      the language(s) used in the Remediation String in the Remediation      Parameters field.  A zero-length string may be sent for this field      (essentially omitting this field) to indicate that the language      code for the Remediation String field is not known.4.9.  PB-Error   The PB-TNC message type named PB-Error (value 5) is used by the   Posture Broker Client or Posture Broker Server to indicate that an   error has occurred.  The Posture Broker Client or Posture Broker   Server MAY include one or more messages of this type in any batch of   any type.  Other messages may also be included in the same batch.   The party that receives a PB-Error message MAY log it or take other   action as deemed appropriate.  If the FATAL flag is set (value 1),   the recipient MUST terminate the PB-TNC session after processing the   batch without sending any messages in response.  Every Posture Broker   Client and Posture Broker Server MUST implement this message type.   The NOSKIP flag in the PB-TNC Message Header MUST be set for this   message type.  The PB-TNC Vendor ID field MUST contain the value zero   (0) and the PB-TNC Message Type field MUST contain 5.  If a non-zero   value is contained in the PB-TNC Vendor ID field, message type 5 has   a completely different meaning not defined in this specification.   The PB-TNC Message Length field MUST contain the length of the entire   PB-TNC message, including the fixed-length fields at the start of the   PB-TNC message (the fields Flags, PB-TNC Vendor ID, PB-TNC Message   Type, and PB-TNC Message Length), the fixed-length fields listed   below (Flags, Error Code Vendor ID, Error Code, and Reserved), and   the Error Parameters.  Since the Error Parameters field is variable   length, the value in the PB-TNC Message Length field will vary also.Sahita, et al.               Standards Track                   [Page 32]

RFC 5793                         PB-TNC                       March 2010   However, it MUST always be at least 20 to cover the fixed-length   fields listed in the preceding sentences.  Any Posture Broker Client   or Posture Broker Server that receives a PB-Error message with a PB-   TNC Message Length field that contains an invalid value (e.g., less   than 20) MUST respond with a fatal Invalid Parameter error code in a   CLOSE batch.  Any PB-Error message generated while processing a PB-   Error message MUST be a fatal error to avoid the chance of generating   an infinite loop of errors.   The following diagram illustrates the format and contents of the PB-   TNC Message Value field for this message type.  The text after this   diagram describes the fields shown here.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |    Flags      |              Error Code Vendor ID             |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |           Error Code          |           Reserved            |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                Error Parameters (Variable Length)             |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Flags (8 bits)      This field defines flags relating to the error.      Bit 0 of this flags field (the most significant bit) is known as      the FATAL flag.  If the FATAL bit is cleared (value 0), the      Posture Broker Client or Posture Broker Server that receives this      PB-TNC message SHOULD process this error and then continue with      the exchange.  If the FATAL flag is set (value 1), the Posture      Broker Client or Posture Broker Server that receives this PB-TNC      message MUST terminate the exchange after processing the error.      In addition, any Posture Broker Client or Posture Broker Server      that sends a fatal error MUST NOT process the batch that caused      the error and MUST terminate the exchange after sending the batch      containing the error report.  A PB-Error message with the FATAL      flag set MUST always be sent in a CLOSE batch since the sender      will be terminating the exchange immediately after sending the      batch.      The FATAL bit allows a Posture Broker Client or Posture Broker      Server to signal a fatal error (like an invalid batch type) and/or      a non-fatal error (like an invalid language tag for a preferred      language).Sahita, et al.               Standards Track                   [Page 33]

RFC 5793                         PB-TNC                       March 2010      The other bits in this Flags field are reserved.  For this version      of PB-TNC, they MUST be set to 0 on transmission and ignored on      reception.   Error Code Vendor ID (24 bits)      The Error Code Vendor ID field identifies a vendor by using the      SMI Private Enterprise Number (PEN).  Any organization can receive      its own unique PEN from IANA, the Internet Assigned Numbers      Authority.  The Error Code Vendor ID qualifies the Error Code      field so that each vendor has 2^16 separate Error Codes available      for its use.  Error codes standardized by the IETF are always used      with the value zero (0) in this field.  For detailed descriptions      of those messages, see the next few subsections.   Error Code (16 bits)      The Error Code field identifies the type of error being signaled      with this message.  The format of the Error Parameters field      depends on the value of the Error Code Vendor ID and the Error      Code.  However, any recipient that does not understand a      particular error code can process the error fairly well by using      the FATAL flag to determine whether the error is fatal and the PB-      TNC Message Length to skip over the Error Parameters field (or log      it).      IANA maintains a registry of PB-TNC Error Codes.  Entries in this      registry are added by Expert Review with Specification Required,      following the guidelines insection 6.1.  A list of IETF Standard      PB-TNC Error Codes defined in this specification appears later insection 4.9.1.      New vendor-specific error codes (those used with a non-zero error      code vendor ID) may be defined and employed by vendors without      IETF or IANA involvement.  Posture Broker Clients and Posture      Broker Servers that receive an unknown error code MUST process      this error code gracefully by ignoring or logging it if it is not      marked as fatal and terminating the exchange if it is marked as      fatal.   Reserved (16 bits)      The Reserved bits MUST be set to 0 on transmission and ignored on      reception.Sahita, et al.               Standards Track                   [Page 34]

RFC 5793                         PB-TNC                       March 20104.9.1.  IETF Standard PB-TNC Error Codes   The following error codes are IETF Standard PB-TNC Error Codes, hence   the Error Code Vendor ID MUST be the value zero (0).  The following   table defines the 16-bit error code.  Vendor-specific error codes may   be defined by setting the Error Code Vendor ID to the defining   vendor's SMI PEN and setting the Error Code field to whatever error   code(s) that vendor has defined.  The format, length, and meaning of   the Error Parameters field varies, based on the Error Code Vendor ID   and Error Code.  Subsequent sections of this document define the   format, length, and meaning of the Error Parameters for the IETF   Standard PB-TNC Error Codes defined in this section.   Error Code  Definition   ----------  ----------   0           Unexpected Batch Type.  Error Parameters are empty.   1           Invalid Parameter.  Error Parameters has offset where               invalid value was found.   2           Local Error.  Error Parameters are empty.   3           Unsupported Mandatory Message.  Error Parameters has               offset of offending PB-TNC Message   4           Version Not Supported.  Error Parameters has information               about which versions are supported.4.9.2.  Error Parameters Structures for IETF Standard PB-TNC Error Codes   This section defines the format, length, and meaning of the Error   Parameters field for the IETF Standard PB-TNC Error Codes defined in   this specification.   The Error Parameters field is zero length for the IETF Standard PB-   TNC Error Code 0.  The FATAL flag MUST be set for this error code.   The Error Parameters field has the following structure for the IETF   Standard PB-TNC Error Code 1.  The Offset field is the offset in   octets from the start of the PB-TNC batch to the invalid value.  The   FATAL flag may be either set or cleared for this error code.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                              Offset                           |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Sahita, et al.               Standards Track                   [Page 35]

RFC 5793                         PB-TNC                       March 2010   The Error Parameters field is zero length for the IETF Standard PB-   TNC Error Code 2.  The FATAL flag MUST be set for this error code.   The Error Parameters field has the following structure for the IETF   Standard PB-TNC Error Code 3.  The Offset field is the offset in   octets from the start of the PB-TNC batch to the PB-TNC message whose   message type was not recognized (and where the NOSKIP flag was set).   The FATAL flag MUST be set for this error code.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                              Offset                           |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The Error Parameters field has the following structure for the IETF   Standard PB-TNC Error Code 4.  The FATAL flag MUST be set for this   error code.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |  Bad Version  |  Max Version  |  Min Version  |   Reserved    |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The Bad Version field is the version number that was received and is   not supported.  The Max Version and Min Version fields indicate which   PB-TNC version numbers are supported by the sender of the error code.   The sender MUST support all PB-TNC versions between the Min Version   and the Max Version, inclusive (i.e., including the Min Version and   the Max Version) but excluding the reserved versions listed insection 4.1.  The Reserved field MUST be set to 0 on transmission and   ignored upon reception.  When possible, recipients of this error code   SHOULD send future messages to the Posture Broker Server or Posture   Broker Client that originated this error message with a PB-TNC   version number within the stated range.   Any party that is sending the Version Not Supported error code MUST   include that error code as the only PB-TNC message in a PB-TNC CLOSE   batch with version number 2.  All parties that send PB-TNC batches   SHOULD be able to properly process a batch that meets this   description, even if they cannot process any other aspect of PB-TNC   version 2.  This ensures that a PB-TNC version exchange can proceed   properly, no matter what versions of PB-TNC the parties implement.Sahita, et al.               Standards Track                   [Page 36]

RFC 5793                         PB-TNC                       March 20104.10.  PB-Language-Preference   The PB-TNC message type named PB-Language-Parameters (value 6) is   used by the Posture Broker Client to indicate which language or   languages it would prefer for any human-readable strings that might   be sent to it.  This allows the Posture Broker Server and Posture   Validators to adapt any messages they may send to the Posture Broker   Client's preferences (probably determined by the language preferences   of the endpoint's users).   The Posture Broker Server may also send this message type to the   Posture Broker Client to indicate the Posture Broker Server's   language preferences, but this is not very useful since the Posture   Broker Client rarely sends human-readable strings to the Posture   Broker Server and, if it does, rarely can adapt those strings to the   preferences of the Posture Broker Server.   No Posture Broker Client or Posture Broker Server is required to send   or implement this message type.  However, a Posture Broker Server   SHOULD attempt to adapt to user language preferences by implementing   this message type, passing the language preference information to   Posture Validators, and allowing administrators to configure human-   readable languages in whatever languages are preferred by their   users.   A Posture Broker Client or Posture Broker Server may include a   message of this type in any batch of any type.  However, it is   suggested that this message be included in the first batch sent by   the Posture Broker Client or Posture Broker Server in a PB-TNC   session so that the recipient can start adapting its human-readable   messages as soon as possible.  If one PB-Language-Parameters message   is received and then another one is received in a later batch for the   same PB-TNC session, the value included in the later message should   be considered to replace the value in the earlier message.   A Posture Broker Client or Posture Broker Server MUST NOT include   more than one message of this type in a single batch.  If a Posture   Broker Client or Posture Broker Server receives more than one message   of this type in a single batch, it should ignore all but the last   one.   The NOSKIP flag in the PB-TNC Message Header MUST NOT be set for this   message type.  The PB-TNC Vendor ID field MUST contain the value zero   (0) and the PB-TNC Message Type field MUST contain 6.  If a non-zero   value is contained in the PB-TNC Vendor ID field, message type 6 has   a completely different meaning not defined in this specification.Sahita, et al.               Standards Track                   [Page 37]

RFC 5793                         PB-TNC                       March 2010   The PB-TNC Message Length field MUST contain the length of the entire   PB-TNC message, including the fixed-length fields at the start of the   PB-TNC message (the fields Flags, PB-TNC Vendor ID, PB-TNC Message   Type, and PB-TNC Message Length) and the Language Preference field.   Since the Language Preference field is variable length, the value in   the PB-TNC Message Length field will vary also.  However, it MUST   always be at least 12 to cover the fixed-length fields listed in the   preceding sentences.   The following diagram illustrates the format and contents of the PB-   TNC Message Value field for this message type.  The text after this   diagram describes the fields shown here.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |              Language Preference (Variable Length)            |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Language Preference (variable length)      The Language Preference field contains an Accept-Language header,      as described inRFC 3282 [4] (using theRFC 2234 ABNF definition      of Accept-Language included in that RFC, US-ASCII only, no control      characters allowed, no comments, no NUL termination).  Any Posture      Broker Client or Posture Broker Server that sends a PB-Language-      Preference message MUST ensure that the Language Preference field      conforms to this format.  For example, one acceptable value would      be "Accept-Language: fr, en" (without the quote marks).      A zero-length Language Preference field indicates that no language      preference information is available.  Generally, there's no need      to send a PB-Language-Preference message with a zero-length      Language Preference field since this is equivalent to sending no      PB-Language-Preference message at all, but it may be useful to      send a zero-length Language Preference field if a PB-Language-      Preference message with a non-zero-length Language Preference      field was sent in an earlier batch but these preferences no longer      apply.4.11.  PB-Reason-String   The PB-TNC message type named PB-Reason-String (value 7) is used by   the Posture Broker Server to provide a human-readable explanation for   the global assessment decision conveyed in the PB-Assessment-Result &   PB-Access-Recommendation messages.  Therefore, a PB-Reason-StringSahita, et al.               Standards Track                   [Page 38]

RFC 5793                         PB-TNC                       March 2010   message SHOULD only be included in the same batch as the PB-   Assessment-Result and PB-Access-Recommendation message.  The Posture   Broker Client MUST NOT ever send a PB-Reason-String message.   The Posture Broker Client is not required to implement this message   type and the Posture Broker Server is not required to send it.   However, there is some benefit to doing so since users are often   curious about why the endpoint was considered non-compliant.  The   manner in which a Posture Broker Client uses this field is up to the   implementer and not specified here.  The Posture Broker Client MAY   display the message to the user, log it, ignore it, or take any other   action that is not inconsistent with the requirements of this   specification.  Since the strings contained in this message are   human-readable, the Posture Broker Server SHOULD adapt them to the   Posture Broker Client's language preferences as expressed in any PB-   Language-Preference message sent by the Posture Broker Client in this   PB-TNC session.   A Posture Broker Server MAY include more than one message of this   type in any batch of any type.  However, it is suggested that this   message be included in the same batch as the PB-Assessment-Result and   PB-Access-Recommendation message.  If more than one PB-Reason-String   message is included in a single batch, the Posture Broker Client   SHOULD consider the strings included in these messages to be   equivalent in meaning.  This allows the Posture Broker Server to   return multiple equivalent reason strings in different languages,   which may help if the Posture Broker Server is not able to   accommodate the Posture Broker Client's language preferences.   The NOSKIP flag in the PB-TNC Message Header MUST NOT be set for this   message type.  The PB-TNC Vendor ID field MUST contain the value zero   (0) and the PB-TNC Message Type field MUST contain 7.  If a non-zero   value is contained in the PB-TNC Vendor ID field, message type 7 has   a completely different meaning not defined in this specification.   The PB-TNC Message Length field MUST contain the length of the entire   PB-TNC message, including the fixed-length fields at the start of the   PB-TNC message (the fields Flags, PB-TNC Vendor ID, PB-TNC Message   Type, and PB-TNC Message Length), the fixed-length fields listed   below (Reason String Length and Lang Code Len), and the Reason String   and Reason String Language Code fields.  Since the Reason String and   Reason String Language Code fields are variable length, the value in   the PB-TNC Message Length field will vary also.  However, it MUST   always be at least 17 to cover the fixed-length fields listed in the   preceding sentences.  In fact, the PB-TNC Message Length field MUST   be exactly the sum of 17 (for the fixed-length fields) and the valuesSahita, et al.               Standards Track                   [Page 39]

RFC 5793                         PB-TNC                       March 2010   of the Reason String Length and Lang Code Len fields.  If this is not   the case, the recipient MUST respond with a fatal Invalid Parameter   error code in a CLOSE batch.   The following diagram illustrates the format and contents of the PB-   TNC Message Value field for this message type.  The text after this   diagram describes the fields shown here.       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                      Reason String Length                     |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                Reason String (Variable Length)                |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      | Lang Code Len | Reason String Language Code (Variable Length) |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Reason String Length (32 bits)      The Reason String Length field contains the length of the Reason      String field in octets.   Reason String (variable length)      The Reason String field contains a UTF-8 encoded string that      provides a human-readable reason for the Posture Broker Server's      assessment decision.  NUL termination MUST NOT be included.  If a      Posture Broker Client receives a Reason String that does contain a      NUL termination, it MUST respond with a fatal Invalid Parameter      error code in a CLOSE batch.  A zero-length string MUST NOT be      sent since this is the same as sending no reason string at all,      leaving the reason unspecified.   Lang Code Len (8 bits)      The Lang Code Len field contains the length of the Reason String      Language Code field in octets.   Reason String Language Code (variable length)      The Reason String Language Code field contains a US-ASCII string      containing a well-formedRFC 4646 [3] language tag that indicates      the language(s) used in the Reason String in this message.  NUL      termination MUST NOT be included in this field.  A zero-length      string MAY be sent for this field (essentially omitting this      field) to indicate that the language code for the reason string is      not known.Sahita, et al.               Standards Track                   [Page 40]

RFC 5793                         PB-TNC                       March 20105.  Security Considerations   PT is required and assumed to provide reliable and secure transport   for the PB-TNC protocol (including authentication, confidentiality,   integrity protection, and replay protection).  Still, it is useful to   describe the possible threats to PB-TNC and the countermeasures that   are or can be employed.  This section does that.5.1.  Threat Model   There are several possible threats to the PB-TNC protocol.   Untrusted intermediaries on the network between the NEA Client and   the NEA Server may attempt to observe data sent between the Posture   Broker Client and the Posture Broker Server via PB-TNC, modify this   data in transit, reorder it, or replay it.  They may also attempt to   mount a denial-of-service attack against either party or truncate the   exchange prematurely.  If successful, these attacks may result in   improper assessment decisions relating to the NEA Client, failure to   reassess these decisions in light of changed circumstances, improper   remediation instructions sent to the NEA Client (which could lead to   the compromise of the NEA Client), unauthorized access to   confidential information about the NEA Client's health and/or   identity, improper reason strings or other messages that might be   displayed to the user, access to reusable credentials such as posture   assertions, denial of service on the NEA Client, and even complete   denial of access to the network (if a denial-of-service attack   against the NEA Server was successful and the network required   permission from the NEA Server to grant network access).   Trusted intermediaries between the Posture Broker Client and the   Posture Broker Server include the Posture Transport Client and the   Posture Transport Server.  These parties are considered trusted   because they are responsible for properly implementing the security   protections provided by PT.  If they fail to do so properly, these   security protections may be diminished or eliminated altogether.  The   possible attacks are the same as those listed in the previous   paragraph.  To give one fairly likely example, if a Posture Transport   Client fails to properly authenticate and authorize the Posture   Transport Server (whether through implementation error or through   user configuration to "trust anyone"), the improperly authorized   Posture Transport Server may mount any of the previously described   attacks against the NEA Client.   Compromise of any of the trusted parties (the Posture Broker Client,   the Posture Transport Client, the Posture Broker Server, or the   Posture Transport Server) may result in failures that are equivalent   to those listed in the first paragraph.  These failures may be evenSahita, et al.               Standards Track                   [Page 41]

RFC 5793                         PB-TNC                       March 2010   more dangerous since they will not be detectable by observing network   traffic or by examining and comparing audit logs.  Failure to   properly secure communications between the Posture Broker Client and   the Posture Transport Client or between the Posture Broker Server and   the Posture Transport Server is usually indistinguishable from   compromise of those parties.  Compromise of the operating system or   other critical software, firmware, or hardware components on the NEA   Client or NEA Server will typically result in an equivalent result.   And an attacker's ability to gain privileged access to the NEA Client   or NEA Server (even for a brief time, long enough to disable or   misconfigure security settings) is generally equivalent as well.  If   the NEA Client or NEA Server are dependent on other services for   their proper operation (including Posture Collectors, Posture   Validators, directories, and patch management services), compromise   of those services may result in compromise or failure of the   dependent parties.  Of course, compromise or failure of NEA Server   components is most serious since this would probably affect a large   number of NEA Clients while the effects of NEA Client compromise   might well be limited to a single machine.5.2.  Countermeasures   The primary countermeasure against attacks by untrusted network   intermediaries is the security provided by the PT protocol.  Any   candidate PT protocols should be carefully examined to ensure that   all the threats described above are adequately addressed.   As noted above, compromise or erroneous operation of any of the   trusted parties is a serious matter with substantial security   implications.  This includes the Posture Broker Client, the Posture   Broker Server, the Posture Transport Client, and the Posture   Transport Server.  These are all security-sensitive components so   they should be built and managed in accordance with best practices   for security devices.  This is especially important for the NEA   Server and its components since a compromise of this device would   affect the security and availability of the entire network (similar   to compromise of a AAA server).  Communications between the trusted   parties must also be secured.  For example, if the Posture Broker   Server and the Posture Transport Server are separate components,   their communications must be secured.   Since the NEA Client may be a mobile device with little physical   security (such as a laptop computer or even a public telephone), it   should generally be assumed that some proportion of Access NEA   Clients will be compromised and therefore hostile.  The NEA Server   should be designed to be robust against hostile NEA Clients.  Once aSahita, et al.               Standards Track                   [Page 42]

RFC 5793                         PB-TNC                       March 2010   compromised NEA Client is detected, it can be treated in a manner   equivalent to an untrusted party and should pose no greater threat   than any other untrusted party.   Countermeasures against a compromised NEA Server (or a component   thereof such as a Posture Broker Server or a Posture Transport   Server) include prevention of compromise, detection of compromise,   and mitigation of the effects of compromise.  For prevention, the NEA   Server and its components and dependencies should be implemented   using secure implementation techniques (e.g., secure coding and   minimization) and managed using secure practices (e.g., strong   authentication and separation of duty).  For detection, the behavior   of the NEA Server should be monitored (e.g., via logging especially   of remediation instructions, intrusion detection systems, and probes   that impersonate a valid NEA Client and record NEA Server behavior)   and any anomalies analyzed.  For mitigation, NEA Clients should not   blindly follow remediation instructions received from a trusted NEA   Server.  At least for patches and other dangerous actions, they   should validate these actions (e.g., via user confirmation) before   proceeding.  It should not be possible to configure a NEA Client to   trust all NEA Servers without proper authentication and   authorization.6.  IANA Considerations   Four new IANA registries are defined by this specification: PB-TNC   Message Types, PA Subtypes, PB-TNC Remediation Parameters Types, and   PB-TNC Error Codes.  This section explains how these registries work.   All of these registries support IETF standard values and vendor-   defined values.  To explain this phenomenon, we will use the PB-TNC   Message Type as an example but the other three registries work the   same way.  Whenever a PB-TNC Message Type appears on a network, it is   always accompanied by an SMI Private Enterprise Number (PEN), also   known as a vendor ID.  If this vendor ID is zero, the accompanying   PB-TNC Message Type is an IETF standard value listed in the IANA   registry for PB-TNC Message Types and its meaning is defined in the   specification listed for that PB-TNC Message Type in that registry.   If the vendor ID is not zero, the meaning of the PB-TNC Message Type   is defined by the vendor identified by the vendor ID (as listed in   the IANA registry for SMI PENs).  The identified vendor is encouraged   but not required to register with IANA some or all of the PB-TNC   Message Types used with their vendor ID and publish a specification   for each of these values.   This delegation of namespace is analogous to the technique used for   OIDs.  It can result in interoperability problems if vendors require   support for particular vendor-specific values.  However, suchSahita, et al.               Standards Track                   [Page 43]

RFC 5793                         PB-TNC                       March 2010   behavior is explicitly prohibited by this specification, which   dictates that "Posture Broker Clients and Posture Broker Servers MUST   NOT require support for particular vendor-specific PB-TNC message   types and MUST interoperate with other parties despite any   differences in the set of vendor-specific PB-TNC message types   supported (although they MAY permit administrators to configure them   to require support for specific PB-TNC message types)." Similar   requirements are included for PA Subtypes, Remediation Parameters   Types, and PB-TNC Error Codes.6.1.  Designated Expert Guidelines   For all of the four IANA registries defined by this specification,   new values are added to the registry by Expert Review with   Specification Required, using the Designated Expert process defined   inRFC 5226 [5].   This section provides guidance to designated experts so that they may   make decisions using a philosophy appropriate for these registries.   The registries defined in this document have plenty of values.  In   most cases, the IETF has approximately 2^32 values available for it   to define and each vendor the same number of values for its use.  The   only exception is the registry for PB-TNC Error Codes where 2^16   values are available for the IETF and 2^16 values for each vendor.   Because there are so many values available, designated experts should   not be terribly concerned about exhausting the set of values.   Instead, designated experts should focus on the following   requirements.  All values in these IANA registries MUST be documented   in a specification that is permanently and publicly available.  IETF   standard values MUST also be useful, not harmful to the Internet, and   defined in a manner that is clear and likely to ensure   interoperability.   Designated experts should encourage vendors to avoid defining similar   but incompatible values and instead agree on a single IETF standard   value.  However, it is beneficial to document existing practice.   There are several ways to ensure that a specification is permanently   and publicly available.  It may be published as an RFC.   Alternatively, it may be published in another manner that makes it   freely available to anyone.  However, in this latter case, the vendor   MUST supply a copy to the IANA and authorize the IANA to archive this   copy and make it freely available to all if at some point the   document becomes no longer freely available to all through other   channels.Sahita, et al.               Standards Track                   [Page 44]

RFC 5793                         PB-TNC                       March 20106.2.  Registry for PB-TNC Message Types   The name for this registry is "PB-TNC Message Types".  Each entry in   this registry should include a human-readable name, an SMI Private   Enterprise Number, a decimal integer value between 0 and 2^32-2, and   a reference to a specification where the contents of this message   type are defined.  This specification must define the meaning of this   PB-TNC message type and the format and semantics of the PB-TNC   Message Value field for PB-TNC messages that include the designated   numeric value in the PB-TNC Message Type field and the designated   Private Enterprise Number in the PB-TNC Vendor ID field.   Entries to this registry are added by Expert Review with   Specification Required, following the guidelines insection 6.1.   The following entries for this registry are defined in this document.   They are the initial entries in the registry for PB-TNC Message   Types.   PEN Integer Name                         Defining Specification   --- ------- ----                         ----------------------   0   0       PB-ExperimentalRFC 5793   0   1       PB-PARFC 5793   0   2       PB-Assessment-ResultRFC 5793   0   3       PB-Access-RecommendationRFC 5793   0   4       PB-Remediation-ParametersRFC 5793   0   5       PB-ErrorRFC 5793   0   6       PB-Language-PreferenceRFC 5793   0   7       PB-Reason-StringRFC 5793   0 0xffffffff ReservedRFC 57936.3.  Registry for PA Subtypes   The name for this registry is "PA Subtypes".  Each entry in this   registry should include a human-readable name, an SMI Private   Enterprise Number, a decimal integer value between 0 and 2^32-2, and   a reference to a specification where the contents of this PA subtype   are defined.  This specification must define the meaning of this PA   subtype and the format and semantics of the PA Message Body field for   PB-TNC messages that have a PB-TNC Vendor ID of 0, a PB-TNC Message   Type of PB-PA, the designated numeric value in the PA Subtype field,   and the designated Private Enterprise Number in the PA Message Vendor   ID field.   Entries to this registry are added by Expert Review with   Specification Required, following the guidelines insection 6.1.Sahita, et al.               Standards Track                   [Page 45]

RFC 5793                         PB-TNC                       March 2010   This document does not define any initial entries for this registry.   Therefore, this registry should initially be empty.  Subsequent RFCs   (such as PA-TNC) will define entries in this registry.6.4.  Registry for PB-TNC Remediation Parameters Types   The name for this registry is "PB-TNC Remediation Parameters Types".   Each entry in this registry should include a human-readable name, an   SMI Private Enterprise Number, a decimal integer value between 0 and   2^32-1, and a reference to a specification where the contents of this   remediation parameters type are defined.  This specification must   define the meaning of this remediation parameters type value and the   format and semantics of the Remediation Parameters field for PB-TNC   messages that have a PB-TNC Vendor ID of 0, a PB-TNC Message Type of   PB-Remediation-Parameters, the designated numeric value in the   Remediation Parameters Type field, and the designated Private   Enterprise Number in the Remediation Parameters Vendor ID field.   Entries to this registry are added by Expert Review with   Specification Required, following the guidelines insection 6.1.   The following entries for this registry are defined in this document.   They are the initial entries in the registry for PB-TNC Remediation   Parameters Types.   PEN Integer Name                      Defining Specification   --- ------- ----                      ----------------------   0   1       Remediation-URIRFC 5793   0   2       Remediation-StringRFC 57936.5.  Registry for PB-TNC Error Codes   The name for this registry is "PB-TNC Error Codes".  Each entry in   this registry should include a human-readable name, an SMI Private   Enterprise Number, a decimal integer value between 0 and 2^16-1, and   a reference to a specification where this error code is defined.   This specification must define the meaning of this error code and the   format and semantics of the Error Parameters field for PB-TNC   messages that have a PB-TNC Vendor ID of 0, a PB-TNC Message Type of   PB-Error, the designated numeric value in the Error Code field, and   the designated Private Enterprise Number in the Error Code Vendor ID   field.   Entries to this registry are added by Expert Review with   Specification Required, following the guidelines insection 6.1.   The following entries for this registry are defined in this document.   They are the initial entries in the registry for PB-TNC Error Codes.Sahita, et al.               Standards Track                   [Page 46]

RFC 5793                         PB-TNC                       March 2010   PEN Integer Name                          Defining Specification   --- ------- ----                          ----------------------   0   0       Unexpected Batch TypeRFC 5793   0   1       Invalid ParameterRFC 5793   0   2       Local ErrorRFC 5793   0   3       Unsupported Mandatory MessageRFC 5793   0   4       Version Not SupportedRFC 57937.  Acknowledgments   Thanks to the Trusted Computing Group for contributing the initial   text upon which this document was based.   The authors of this document would like to acknowledge the following   people who have contributed to or provided substantial input on the   preparation of this document or predecessors to it: Bernard Aboba,   Amit Agarwal, Morteza Ansari, Diana Arroyo, Stuart Bailey, Boris   Balacheff, Gene Chang, Roger Chickering, Scott Cochrane, Pasi Eronen,   Aman Garg, Sandilya Garimella, Lauren Giroux, Mudit Goel, Charles   Goldberg, Thomas Hardjono, Chris Hessing, Hidenobu Ito, John Jerrim,   Meenakshi Kaushik, Greg Kazmierczak, Scott Kelly, Tom Kelnar, Bryan   Kingsford, PJ Kirner, Houcheng Lee, Sung Lee, Lisa Lorenzin,   Mahalingam Mani, Paul Mayfield, Michael McDaniels, Bipin Mistry, Rod   Murchison, Barbara Nelson, Kazuaki Nimura, Ron Pon, Ivan Pulleyn,   Alex Romanyuk, Chris Salter, Mauricio Sanchez, Paul Sangster, Dean   Sheffield, Curtis Simonson, Jeff Six, Ned Smith, Michelle Sommerstad,   Joseph Tardo, Lee Terrell, Chris Trytten, Brad Upson, Ram Vadali,   Guha Prasad Venataraman, John Vollbrecht, Jun Wang, and Han Yin.8.  References8.1.  Normative References   [1]    Bradner, S., "Key words for use in RFCs to Indicate          Requirement Levels",BCP 14,RFC 2119, March 1997.   [2]    Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform          Resource Identifier (URI): Generic Syntax", STD 66,RFC 3986,          January 2005.   [3]    Phillips, A., Ed., and M. Davis, Ed., "Tags for Identifying          Languages",BCP 47,RFC 5646, September 2009.   [4]    Alvestrand, H., "Content Language Headers",RFC 3282, May          2002.   [5]    Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA          Considerations Section in RFCs",BCP 26,RFC 5226, May 2008.Sahita, et al.               Standards Track                   [Page 47]

RFC 5793                         PB-TNC                       March 2010   [6]    Yergeau, F., "UTF-8, a transformation format of ISO 10646",          STD 63,RFC 3629, November 2003.8.2.  Informative References   [7]    Hanna, S., Hurst, R. and R. Sahita, "TNC IF-TNCCS: TLV          Binding", Trusted Computing Group, February 2008.   [8]    Sangster, P., Khosravi, H., Mani, M., Narayan, K., and J.          Tardo, "Network Endpoint Assessment (NEA): Overview and          Requirements",RFC 5209, June 2008.   [9]    Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.          Levkowetz, Ed., "Extensible Authentication Protocol (EAP)",RFC 3748, June 2004.  [10]    Sangster, P., and K. Narayan, "PA-TNC: A Posture Attribute          (PA) Protocol Compatible with Trusted Network Connect (TNC)",RFC 5792, March 2010.Sahita, et al.               Standards Track                   [Page 48]

RFC 5793                         PB-TNC                       March 2010Appendix A.  Use CasesA.1.  Initial Client-Triggered Assessment   This scenario involves the assessment of an endpoint initiated during   network join.  The assessment is triggered by the Posture Broker   Client (PBC) and involves collection of patch information from both   Standard Operating System (OS) Posture Collector and vendor-specific   Patch Posture Collector (PC).  The assessment by both the vendor-   specific Patch Posture Validator (PV) and Standard OS Posture   Validator result in a compliant assessment decision that results in a   compliant System Assessment Decision to be returned by the Posture   Broker Server (PBS).   +--------+ +-------+ +---------+ +--------+ +-------++--------+   | Vndr. X| |  Std. | |   Std.  | |  Std.  | | Std.  || Vndr. X|   |Patch PC| | OS PC | |   PBC   | |  PBS   | | OS PV ||Patch PV|   +----+---+ +---+---+ +-----+---+ +---+----+ +---+----++---+---+      |         |   N/W Join|         |          |         |      |         |     ----->|         |          |         |      |         | Req Post. |         |          |         |      |         +<----------+         |          |         |      |         | Req Post. |         |          |         |      +<--------------------|         |          |         |      |Vndr X Patch Posture |         |          |         |      |-------------------->|         |          |         |      |         |OS Posture |         |          |         |      |         |---------->|         |          |         |      |         |           | Posture |          |         |      |         |           | Report  |          |         |      |         |           +-------->|          |         |Sahita, et al.               Standards Track                   [Page 49]

RFC 5793                         PB-TNC                       March 2010      |         |           |         |  Verify  |         |      |         |           |         |  Posture |         |      |         |           |         |--------->          |      |         |           |         |          | Verify  |      |         |           |         |          | Posture |      |         |           |         |------------------->|      |         |           |         | OS Reslt |         |      |         |           |         |<---------|         |      |         |           |         | VndrX Patch Result |      |         |           | Assess  |<-------------------|      |         |           | Result  |                    |      |         |           <---------|          |         |      |         | OS PRslt  |         |          |         |      |         |<----------|         |          |         |      | VndrX Patch PResult |         |          |         |      |<--------------------|         |          |         |A.1.1.  Message Contents   This section shows the contents of the key fields in each of the PA   messages exchanged in this use case.  When necessary, additional   commentary is provided to explain why certain fields contain the   shown values.  Note that many of the flows shown are between   components on the same system so no message contents are shown.A.1.1.1.  N/W Join   This flow represents the event that causes the PBC to decide to start   an assessment of the endpoint in order to gain access to the network.   This is merely an event and doesn't include a message being sent.Sahita, et al.               Standards Track                   [Page 50]

RFC 5793                         PB-TNC                       March 2010A.1.1.2.  Request Posture (Req Post.)   This flow illustrates an invocation of the OS and Patch Posture   Collectors requesting particular posture attributes to be sent.   Because this use case is triggered locally, NEA doesn't specify the   contents of this flow.A.1.1.3.  Vendor X Patch Posture (VndrX Patch Posture)   This flow contains the PA message from the Vendor X Patch Posture   Collector; the message content is described in the PA-TNC   specification.A.1.1.4.  OS Posture   This flow contains the PA message from the OS Posture Collector; the   message content is described in the PA-TNC specification.A.1.1.5.  Posture Report   This flow contains the PB message containing the PA messages from the   Patch and OS Posture Collectors:   PB Envelope {    HDR {     D bit=0 (Posture Broker Client is originator)     Batch Type=CDATA     Batch Length     }      PB Message 1 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=0 (Standard)          PA-subtype=1 (OS)Sahita, et al.               Standards Track                   [Page 51]

RFC 5793                         PB-TNC                       March 2010          OS Posture PA Message       }     }     PB Message 2 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=1 (Vendor X)          PA-subtype=1 (Vendor X PA sub-type for patch management)          Vendor X Patch Posture PA Message        }      }   }A.1.1.6.  Verify Posture   This flow illustrates an invocation of the OS and Patch Posture   Validators requesting verification of the posture attributes   received.  Because this flow happens locally within the NEA server,   NEA doesn't specify the message content.A.1.1.7.  OS Posture Result (OS Reslt)   This flow contains the PA message (Posture Assessment Result) from   the OS Posture Validator; the message content is described in the PA-   TNC specification.A.1.1.8.  Vendor X Patch Posture Result (VndrX Patch Result)   This flow contains the PA message (Posture Assessment Result) from   the Vendor X Patch Posture Validator; the message content is   described in the PA-TNC specification.Sahita, et al.               Standards Track                   [Page 52]

RFC 5793                         PB-TNC                       March 2010A.1.1.9.  Assessment Result (Assess Result)   This flow contains the PB message containing the system assessment   result computed by the Posture Broker Server and the PA messages from   the Patch and OS Posture Validators:   PB Envelope {    HDR {     D bit=1 (Posture Broker Server is originator)     Batch Type=RESULT     Batch Length     }      PB Message 1 {       Vendor-id=0,       Type =3 (Access-Recommendation)       Length       Value = {         System-Evaluation-Result=0 (Compliant)       }     }     PB Message 2 {       Vendor-id=0,       Type=2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=0          PA-subtype=1 (OS)Sahita, et al.               Standards Track                   [Page 53]

RFC 5793                         PB-TNC                       March 2010          OS Posture Result PA Message        }      }     PB Message 3 {       Vendor-id=0,       Type=2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=1 (Vendor X)          PA-subtype=1 (Vendor X PA sub-type for patch management)          Vendor X Patch Posture Result PA Message        }      }   }A.1.1.10.  Posture Result (OS PRslt & Vndr X Post PResult)   These flows illustrate an invocation of the OS and Vendor X Patch   Posture Collectors to receive the posture assessment results.   Because this flow is triggered locally, NEA doesn't specify the   contents of this flow.A.2.  Server-Initiated Assessment with Remediation   This scenario involves the assessment of an endpoint initiated by the   NEA server.  The assessment is triggered by the Posture Broker Server   and involves collection of Anti-Virus attributes for two Anti-Virus   components running on the endpoint.  The endpoint is assessed to be   compliant by one of the vendor (Vendor X) anti-virus posture   validators and non-compliant by the other vendor (Vendor Y) anti-   virus posture validator.  This results in a non-compliant System   Assessment Decision to be returned by the Posture Broker Server.  The   Posture Broker Server also returns remediation instructions for the   endpoint as part of the response.Sahita, et al.               Standards Track                   [Page 54]

RFC 5793                         PB-TNC                       March 2010   +--------+  +-------+ +---------+ +--------+ +-------+ +--------+   | Vndr Y |  | Vndr X| |   Std.  | |  Std.  | | Vndr X| | Vndr Y |   |  AV PC |  | AV PC | |   PBC   | |  PBS   | | AV PV | |  AV PV |   +----+---+  +---+---+ +-----+---+ +---+----+ +---+---+ +----+---+        |          |           | N/W Join|          |          |        |          |           |   ----->|          |          |        |          |           |         |  Create  |          |        |          |           |         |Post. Req |          |        |          |           |         |--------->|          |        |          |           |         |Create Posture Req   |        |          |           |         |----------+--------->|        |          |           |         |Vndr Y AV Posture Req|        |          |           |         |<---------+----------|        |          |           |         |Vndr X AV |          |        |          |           |         |Post. Req |          |        |          |           | Posture |<---------|          |        |          |           | Request |          |          |        |          | Vndr X AV |<--------|          |          |        |          | Post. Req |         |          |          |        |          |<----------|         |          |          |        |      Vndr Y AV       |         |          |          |        |     Posture Req      |         |          |          |        +<---------+-----------|         |          |          |        |  Vndr Y AV Posture   |         |          |          |Sahita, et al.               Standards Track                   [Page 55]

RFC 5793                         PB-TNC                       March 2010        +----------+---------->|         |          |          |        |          | Vndr X AV |         |          |          |        |          |  Posture  |         |          |          |        |          |---------->| Posture |          |          |        |          |           |Response |          |          |        |          |           |-------->|          |          |        |          |           |         |  Verify  |          |        |          |           |         |  Posture |          |        |          |           |         |--------->|          |        |          |           |         |     Verify Posture  |        |          |           |         |----------+--------->|        |          |           |         |Vndr Y Posture Result|        |          |           |         |<---------+----------|        |          |           |         |Vndr X AV |          |        |          |           |         |Post Reslt|          |        |          |           |  Assess |<---------|          |        |          |           |  Result |          |          |        |          | Vndr X AV |<--------|          |          |        |          |Post Reslt |<--------|          |          |        |          |<----------|         |          |          |        | Vndr Y AV Post Reslt |         |          |          |        +<---------+-----------|         |          |          |        |          |           |         |          |          |Sahita, et al.               Standards Track                   [Page 56]

RFC 5793                         PB-TNC                       March 2010A.2.1.  Message Contents   This section shows the contents of the key fields in each of the PA   messages exchanged in this use case.  When necessary, additional   commentary is provided to explain why certain fields contain the   shown values.  Note that many of the flows shown are between   components on the same system so no message contents are shown.A.2.1.1.  N/W Join   This flow represents the event that causes the PBS to decide to start   an assessment of the endpoint in order to gain access to the network.   This is merely an event and doesn't include a message being sent.A.2.1.2.  Create Posture Request (Create Posture Req)   This flow illustrates an invocation of the Vendor X and Vendor Y   Anti-Virus posture validators requesting posture requests to be   created.  Because this use case is triggered locally, NEA doesn't   specify the contents of this flow.A.2.1.3.  Vendor X Anti-Virus Posture Request (Vndr X AV Post. Req)   This flow contains the PA message (Posture Request) from the Vendor X   Anti-Virus Posture Validator; the message content is described in the   PA-TNC specification.A.2.1.4.  Vendor Y Anti-Virus Posture Request   This flow contains the PA message (Posture Request) from the Vendor Y   Anti-Virus Posture Validator; the message content is described in the   PA-TNC specification.A.2.1.5.  Posture Request   This flow contains the PB message containing the PA messages from the   Vendor X and Vendor Y Anti-Virus Posture Validators:   PB Envelope {    HDR {     D bit=1 (Posture Broker Server is originator)     Batch Type=SDATA     Batch LengthSahita, et al.               Standards Track                   [Page 57]

RFC 5793                         PB-TNC                       March 2010    }     PB Message 1 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=1 (Vendor X)          PA-subtype=2 (Vendor X PA sub-type for Anti-Virus)          Vendor X AV Posture Request PA Message       }     }     PB Message 2 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=2 (Vendor Y)          PA-subtype=1 (Vendor Y PA sub-type for Anti-Virus)          Vendor Y AV Posture Request PA Message        }      }   }Sahita, et al.               Standards Track                   [Page 58]

RFC 5793                         PB-TNC                       March 2010A.2.1.6.  Process Posture Request (Vndr X AV Post Req & Vndr Y AV          Posture Req)   This flow illustrates an invocation of the Vendor X and Vendor Y   Anti-Virus Posture Collectors to process the Posture Request and   return particular posture attributes requested.  Because this use   case is triggered locally, NEA doesn't specify the contents of this   flow.A.2.1.7.  Vendor Y Anti-Virus Posture (Vndr Y AV Posture)   This flow contains the PA message (response to the Posture Request)   from the Vendor Y Anti-Virus Posture Collector; the message content   is described in the PA-TNC specification.A.2.1.8.  Vendor X Anti-Virus Posture (Vndr X AV Posture)   This flow contains the PA message (response to the Posture Request)   from the Vendor X Anti-Virus Posture Collector; the message content   is described in the PA-TNC specification.A.2.1.9.  Posture Response   This flow contains the PB message containing the PA messages from the   Vendor X and Vendor Y Anti-Virus Posture Collectors:   PB Envelope {    HDR {     D bit=0 (Posture Broker Client is originator)     Batch Type=CDATA     Batch Length    }     PB Message 1 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {Sahita, et al.               Standards Track                   [Page 59]

RFC 5793                         PB-TNC                       March 2010           PA-Msg-vendor-id=1 (Vendor X)           PA-subtype=2 (Vendor X PA sub-type for Anti-Virus)           Vendor X AV Posture PA Message       }     }     PB Message 2 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {           PA-Msg-vendor-id=2 (Vendor Y)           PA-subtype=1 (Vendor Y PA sub-type for Anti-Virus)           Vendor Y AV Posture PA Message        }      }   }A.2.1.10.  Verify Posture   This flow illustrates an invocation of the Vendor X and Vendor Y   Anti-Virus Posture Validators requesting verification of the posture   attributes received.  Because this flow happens locally within the   NEA server, NEA doesn't specify the message contents.A.2.1.11.  Vendor Y Anti-Virus Posture Result (Vndr Y AV Post Result)   This flow contains the PA message (Posture Assessment Result) from   the Vendor Y Anti-Virus Posture Validator; the message content is   described in the PA-TNC specification.Sahita, et al.               Standards Track                   [Page 60]

RFC 5793                         PB-TNC                       March 2010A.2.1.12.  Vendor X Anti-Virus Posture Result (Vndr Y AV Post Result)   This flow contains the PA message (Posture Assessment Result) from   the Vendor X Anti-Virus Posture Validator; the message content is   described in the PA-TNC specification.A.2.1.13.  Assessment Result (Assess Result)   This flow contains the PB message containing the system assessment   result computed by the Posture Broker Server and the PA messages from   the Patch and OS Posture Validators:   PB Envelope {    HDR {     D bit=1 (Posture Broker Server is originator)     Batch Type=RESULT     Batch Length    }     PB Message 1 {       Vendor-id=0,       Type=3 (Access-Recommendation)       Length       Value = {         PB-Assessment-Result=1 (Non-Compliant)       }     }     PB Message 2 {       Vendor-id=0,       Type=4 (Remediation-Parameters)       LengthSahita, et al.               Standards Track                   [Page 61]

RFC 5793                         PB-TNC                       March 2010       Value = {        Remediation-Param-Vendor-ID=0        Remediation-Param-Type=1 (Remediation-URI)        Remediation-Param=''http://xyz''        }      }    PB Message 3 {       Vendor-id=0,       Type=4 (Remediation-Parameters)       Length       Value = {        Remediation-Param-Vendor-ID=0        Remediation-Param-Type=2 (Remediation-String)        Remediation-Param=''Try Step1, Step2,...''        }      }     PB Message 4 {       Vendor-id=0,       Type=2 (PB-PA)       Length       Value = {           PA-Msg-vendor-id=1 (Vendor X)           PA-subtype=2 (Vendor X PA sub-type for Anti-Virus)           Vendor X AV Posture Result PA MessageSahita, et al.               Standards Track                   [Page 62]

RFC 5793                         PB-TNC                       March 2010        }      }     PB Message 5 {       Vendor-id=0,       Type=2 (PB-PA)       Length       Value = {           PA-Msg-vendor-id=2 (Vendor Y)           PA-subtype=1 (Vendor Y PA sub-type for Anti-Virus)           Vendor Y AV Posture Result PA Message        }      }   }A.2.1.14.  Posture Result (Vndr X AV Post Reslt & Vndr Y AV Post Reslt)   These flows illustrate an invocation of the Vendor X and Vendor Y   Anti-Virus Posture Collectors to receive the posture assessment   results.  Because this flow is triggered locally, NEA doesn't specify   the contents of this flow.A.3.  Client-Triggered Reassessment   This scenario involves the reassessment of an endpoint as a result of   enabling a software component on the endpoint.  The endpoint has two   VPN client software components, one from vendor X for the user's home   network and other from vendor Y for the network that the endpoint is   currently accessing.  The assessment is triggered when the user tries   to use the Vendor X VPN client; this is a violation of the posture   policy.  The Posture Broker Client triggers the posture assessment   when it receives a notification from the Standard VPN Posture   Collector about the change to the operational state of the VPN   component on the endpoint.  Note that the VPN Posture Collector   supports standard attributes and some vendor-defined attributes from   vendor X's and vendor Y's namespaces.  This use case doesn't leverage   vendor-defined attributes.  The assessment involves verification ofSahita, et al.               Standards Track                   [Page 63]

RFC 5793                         PB-TNC                       March 2010   the standard VPN posture attributes by the Standard VPN Posture   Validator that results in a non-compliant assessment result.  This   use case relies on the use of a virtual Posture Collector concept   described insection 3.3 of the PA-TNC specification.  As illustrated   in this example, the Posture Broker Client will assign two Posture   Collector IDs to a single Posture Collector (Standard VPN PC), and   the Posture Collector will generate two separate PA messages to   report the posture for Vendor X and Vendor Y VPN Clients.  The   Posture Broker Client will use the assigned IDs in the PB message   sent to the NEA Server.  This entire behavior will be completely   opaque to the NEA Server, which will handle the PB message as if   there were two VPN Posture Collectors on the NEA Client.   +--------+  +-------+ +---------+ +--------+ +--------+ +--------+   |Vndr X  |  |Vndr Y | |Standard | |Standard| |Standard| |Standard|   |VPNClnt |  |VPNClnt| | VPN PC  | |  PBC   | |   PBS  | | VPN PV |   +----+---+  +---+---+ +-----+---+ +---+----+ +---+----+ +----+---+   Enble|          |           |         |          |           |   ---->|          |           |         |          |           |        |  VPN Status Change   |         |          |           |        |--------------------->| Posture |          |           |        |          |           | Change  |          |           |        |          |           |-------->|          |           |        |          |           |Req. Post|          |           |        |          |           |<--------|          |           |        |          |Ins/Rq Info|         |          |           |        |          |<----------|         |          |           |        | Inspect/Request Info |         |          |           |        |<---------+-----------|VPNX Post|          |           |        |          |           |-------->|          |           |        |          |           |VPNY Post|          |           |Sahita, et al.               Standards Track                   [Page 64]

RFC 5793                         PB-TNC                       March 2010        |          |           |-------->|          |           |        |          |           |         | Posture  |           |        |          |           |         |  Report  |           |        |          |           |         |--------->|           |        |          |           |         |          |Vrfy Post. |        |          |           |         |          |---------->|        |          |           |         |          |VPN PRslt  |        |          |           |         |  Assess  |<----------|        |          |           |         |  Result  |           |        |          |           |         |<---------|           |        |          |           |VPN PRslt|          |           |        |          |           |<--------|          |           |A.3.1.  Message Contents   This section shows the contents of the key fields in each of the PA   messages exchanged in this use case.  When necessary, additional   commentary is provided to explain why certain fields contain the   shown values.  Note that many of the flows shown are between   components on the same system so no message contents are shown.A.3.1.1.  Enable VPN Client (Enble)   This flow represents the end user triggered event of starting the VPN   Client software from Vendor X.  This is merely an event and doesn't   include a message being sent.A.3.1.2.  Notify Status Change (VPN Status Change)   This flow represents the detection of the active state of the Vendor   X VPN Client software by the Standard VPN Posture Collector.  This is   merely an event and doesn't include a message being sent.Sahita, et al.               Standards Track                   [Page 65]

RFC 5793                         PB-TNC                       March 2010A.3.1.3.  Notify Posture Change (Posture Change)   This flow represents the notification of the VPN Posture change sent   from the VPN Posture Collector to the Standard Posture Broker Client.   This is merely an event and doesn't include a message being sent.A.3.1.4.  Request Posture (Req. Post)   This flow illustrates an invocation of the VPN Posture Collector   requesting particular posture attributes to be sent.  Because this   use case is triggered locally, the contents of this flow aren't   specified by NEA.A.3.1.5.  Inspect/Request Information (Ins/Rq Info)   This flow illustrates the acquisition of the posture attributes by   the Standard VPN Posture Collector from the Vendor X and Vendor Y VPN   Client components.  Because this flow is triggered locally, NEA   doesn't specify the message contents.A.3.1.6.  Vendor X VPN Posture (VPNX Post.)   This flow contains the PA message from the VPN Posture Collector for   Vendor X VPN Client posture; the message content is described in the   PA-TNC specification.A.3.1.7.  Vendor Y VPN Posture (VPNY Post.)   This flow contains the PA message from the VPN Posture Collector for   Vendor Y VPN Client posture; the message content is described in the   PA-TNC specification.A.3.1.8.  Posture Report (Post. Rpt.)   This flow contains the PB message containing the PA message from the   VPN Posture Collector:   PB Envelope {    HDR {     D bit=0 (Posture Broker Client is originator)     Batch Type=CRETRY     Batch Length    }Sahita, et al.               Standards Track                   [Page 66]

RFC 5793                         PB-TNC                       March 2010     PB Message 1 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=0          PA-subtype=7 (VPN)          Posture-Collector-ID=1 //Virtual Posture Collector ID for   Vendor X VPN Client          Vendor X VPN Posture PA Message       }     }     PB Message 2 {       Vendor-id=0       Type =2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=0          PA-subtype=7 (VPN)          Posture-Collector-ID=2 //Virtual Posture Collector ID for   Vendor Y VPN Client          Vendor Y VPN Posture PA Message       }     }Sahita, et al.               Standards Track                   [Page 67]

RFC 5793                         PB-TNC                       March 2010A.3.1.9.  Verify Posture (Vrfy Post.)   This flow illustrates an invocation of the VPN Posture Validator   requesting verification of the posture attributes received.  Because   this flow happens locally within the NEA server, NEA doesn't specify   the message contents.A.3.1.10.  VPN Posture Result (VPN PRslt)   This flow contains the PA message (Posture Assessment Result) from   the VPN Posture Validator; the message content is described in the   PA-TNC specification.A.3.1.11.  Assessment Result (Assess Result)   This flow contains the PB message containing the system assessment   result computed by the Posture Broker Server and the PA messages from   the VPN Posture Validator:    PB Envelope {      HDR {       D bit=1 (Posture Broker Server is originator)       Batch Type=RESULT       Batch Length      }     PB Message 1 {       Vendor-id=0,       Type =3 (Access-Recommendation)       Length       Value = {         PB-Assessment-Result=1 (Non-Compliant)       }     }Sahita, et al.               Standards Track                   [Page 68]

RFC 5793                         PB-TNC                       March 2010     PB Message 2 {       Vendor-id=0,       Type=2 (PB-PA)       Length       Value = {          PA-Msg-vendor-id=0          PA-subtype=7 (VPN)          VPN Posture Result PA Message        }      }A.3.1.12.  Posture Result (VPN PRslt)   This flow illustrate an invocation of the VPN Posture Collectors to   receive the posture assessment result.  Because this flow is   triggered locally, NEA doesn't specify the contents of this flow.Sahita, et al.               Standards Track                   [Page 69]

RFC 5793                         PB-TNC                       March 2010Appendix B.  Evaluation against NEA Requirements   This section evaluates the PB-TNC protocol against the requirements   defined in the NEA Requirements document.  Each subsection considers   a separate requirement from the NEA Requirements document.  Only   common requirements (C-1 through C-11) and PB requirements (PB-1   through PB-6) are considered, since these are the only ones that   apply to PB.B.1.  Evaluation against Requirement C-1   Requirement C-1 says:   C-1   NEA protocols MUST support multiple round trips between the NEA         Client and NEA Server in a single assessment.   PB-TNC meets this requirement.  It allows an unlimited number of   round trips between the NEA Client and NEA Server.B.2.  Evaluation against Requirement C-2   Requirement C-2 says:   C-2   NEA protocols SHOULD provide a way for both the NEA Client and         the NEA Server to initiate a posture assessment or reassessment         as needed.   PB-TNC meets this requirement.  Either the NEA Client or the NEA   Server can initiate a posture assessment or reassessment.   There is one limitation on this support.  If a NEA Server wishes to   initiate a reassessment after it has sent a RESULT batch, it must   close the underlying transport session and initiate a new assessment.   For half-duplex transports, this is unavoidable unless a constant   exchange of messages is maintained, which would be very wasteful.   For full-duplex transports, it would be possible to allow the Posture   Broker Server to send an SRETRY batch even in the Decided state.  If   the NEA working group reaches consensus that this change should be   made, it will be.B.3.  Evaluation against Requirement C-3   Requirement C-3 says:   C-3   NEA protocols including security capabilities MUST be capable         of protecting against active and passive attacks by         intermediaries and endpoints including prevention from replay-         based attacks.Sahita, et al.               Standards Track                   [Page 70]

RFC 5793                         PB-TNC                       March 2010   PB-TNC does not include any security capabilities.  It depends on PT   to supply a secure transport.  This addresses all the necessary   threats without adding an extra layer of security.  Since this   requirement only applies to NEA protocols that include security   capabilities, PB-TNC meets this requirement.B.4.  Evaluation against Requirement C-4   Requirement C-4 says:   C-4   The PA and PB protocols MUST be capable of operating over any         PT protocol.  For example, the PB protocol must provide a         transport-independent interface allowing the PA protocol to         operate without change across a variety of network protocol         environments (e.g., EAP/802.1X, PANA, TLS, and IKE/IPsec).   PB-TNC meets this requirement.  PB-TNC can operate over any PT   protocol that meets the requirements for PT stated in the NEA   Requirements document.  Also, PB-TNC insulates the PA protocol from   any specifics of the PT protocol.  With PB-TNC, all PT protocols are   equivalent from the perspective of the PA protocol.B.5.  Evaluation against Requirement C-5   Requirement C-5 says:   C-5   The selection process for NEA protocols MUST evaluate and         prefer the reuse of existing open standards that meet the         requirements before defining new ones.  The goal of NEA is not         to create additional alternative protocols where acceptable         solutions already exist.   Based on this requirement, PB-TNC should receive a strong preference.   PB-TNC is equivalent with IF-TNCCS 2.0, an open TCG specification.   IF-TNCCS 2.0 is an extension of the existing IF-TNCCS 1.X protocols,   which have been implemented by dozens of vendors and open source   projects.B.6.  Evaluation against Requirement C-6   Requirement C-6 says:   C-6   NEA protocols MUST be highly scalable; the protocols MUST         support many Posture Collectors on a large number of NEA         Clients to be assessed by numerous Posture Validators residing         on multiple NEA Servers.Sahita, et al.               Standards Track                   [Page 71]

RFC 5793                         PB-TNC                       March 2010   PB-TNC meets this requirement.  PB-TNC supports up to 2^16-1 Posture   Collectors and an equal number of Posture Validators in a given PB-   TNC session.  It also supports an unlimited number of NEA Clients and   NEA Servers.   The scalability of PB-TNC extends into other areas as well.  For   example, PB-TNC supports an unlimited number of batches and each   batch can contain up to 2^32-1 octets and about 2^24 PA messages.   Each PA message can contain up to 2^32-1 octets.  Of course, sending   this much data in a NEA assessment is not generally advisable, but   the point is that PB-TNC is highly scalable.B.7.  Evaluation against Requirement C-7   Requirement C-7 says:   C-7   The protocols MUST support efficient transport of a large         number of attribute messages between the NEA Client and the NEA         Server.   PB-TNC meets this requirement.  Each PB-TNC batch can contain about   2^24 PA messages.  Since PB-TNC supports an unlimited number of   batches in a session, this number is actually unlimited (except   perhaps by PT protocols, user patience, or other external factors).   As for efficiency, PB-TNC adds only 24 octets of overhead per PA   message.  PA-TNC can include many attributes in a single PA message   so this overhead is diluted further.B.8.  Evaluation against Requirement C-8   Requirement C-8 says:   C-8   NEA protocols MUST operate efficiently over low bandwidth or         high latency links.   PB-TNC meets this requirement.  A minimal PB-TNC exchange can be as   small as 72 octets and one round trip.  Even if privacy policies or   other factors require multiple round trips, PB-TNC generally imposes   an overhead of only 8 octets per batch and 24 octets per PA message.B.9.  Evaluation against Requirement C-9   Requirement C-9 says:   C-9   For any strings intended for display to a user, the protocols         MUST support adapting these strings to the user's language         preferences.Sahita, et al.               Standards Track                   [Page 72]

RFC 5793                         PB-TNC                       March 2010         PB-TNC meets this requirement.  It defines a standard way for         the NEA Client and NEA Server to send their language         preferences to each other, leveraging the widely implemented         Accept-Language format defined inRFC 3282.B.10.  Evaluation against Requirement C-10   Requirement C-10 says:   C-10  NEA protocols MUST support encoding of strings in UTF-8 format.   PB-TNC meets this requirement.  All strings in the PB-TNC protocol   are encoded in UTF-8 format.  This allows the protocol to support a   wide range of languages efficiently.B.11.  Evaluation against Requirement C-11   Requirement C-11 says:   C-11  Due to the potentially different transport characteristics         provided by the underlying candidate PT protocols, the NEA         Client and NEA Server MUST be capable of becoming aware of and         adapting to the limitations of the available PT protocol.  For         example, some PT protocol characteristics that might impact the         operation of PA and PB include restrictions on which end can         initiate a NEA connection, maximum data size in a message or         full assessment, upper bound on number of round trips, and         ordering (duplex) of messages exchanged.  The selection process         for the PT protocols MUST consider the limitations the         candidate PT protocol would impose upon the PA and PB         protocols.   PB-TNC meets this requirement.  The PB-TNC protocol is designed to be   flexible enough to operate with a variety of underlying PT protocols,   including those that may have limitations on message or assessment   size, number of round trips, and duplex.  Local APIs can allow   Posture Collectors and Posture Validators to discover when they are   operating in a less constrained deployment and then make use of more   verbose attributes.  Similarly, Posture Collectors could choose not   to send or use smaller attributes (including assertions from previous   assessments) when faced with a very constrained network connection.Sahita, et al.               Standards Track                   [Page 73]

RFC 5793                         PB-TNC                       March 2010B.12.  Evaluation against Requirement PB-1   Requirement PB-1 says:   PB-1  The PB protocol MUST be capable of carrying attributes from the         Posture Broker Server to the Posture Broker Client.  This         enables the Posture Broker Client to learn the posture         assessment decision and if appropriate to aid in remediation         and notification of the endpoint owner.   PB-TNC meets this requirement.  It can carry attributes from the   Posture Broker Client to the Posture Broker Server and back in an   unlimited number of round trips.  Furthermore, PB-TNC provides   explicit attribute support for posture decision and remediation aid   notification.B.13.  Evaluation against Requirement PB-2   Requirement PB-2 says:   PB-2  The PB protocol MUST NOT interpret the contents of PA messages         being carried; i.e., the data it is carrying must be opaque to         it.   PB-TNC meets this requirement.  It does not parse or interpret PA   messages in any way.B.14.  Evaluation against Requirement PB-3   Requirement PB-3 says:   PB-3  The PB protocol MUST carry unique identifiers that are used by         the Posture Brokers to route (deliver) PA messages between         Posture Collectors and Posture Validators.  Such message         routing should facilitate dynamic registration or         deregistration of Posture Collectors and Validators.  For         example, a dynamically registered anti-virus Posture Validator         should be able to subscribe to receive messages from its         respective anti-virus Posture Collector on NEA Clients.   PB-TNC meets this requirement.  PB-TNC tags each PA message with a PA   subtype that the Posture Brokers can use to deliver the PA messages   to the proper Posture Collectors and Posture Validators.  By tagging   messages according to their content, PB-TNC allows Posture Collectors   and Posture Validators to be dynamically registered and deregistered,   ensuring that each one receives the proper data.  PB-TNC also   supports exclusive delivery, which allows messages to be targeted at   a particular Posture Collector or Posture Validator.Sahita, et al.               Standards Track                   [Page 74]

RFC 5793                         PB-TNC                       March 2010B.15.  Evaluation against Requirement PB-4   Requirement PB-4 says:   PB-4  The PB protocol MUST be capable of supporting a half-duplex PT         protocol.  However, this does not preclude PB from operating         full-duplex when running over a full-duplex PT.   PB-TNC meets this requirement.  In order to insulate PA from any   differences between half-duplex and full-duplex PT protocols, PB-TNC   always operates in a half-duplex mode, regardless of the capabilities   of the PT protocol.  While this could in theory slow assessments that   require many round trips or bidirectional multimedia exchanges, this   is not a problem in practice because endpoint assessments do not   typically involve multimedia or a large number of round trips.B.16.  Evaluation against Requirement PB-5   Requirement PB-5 says:   PB-5  The PB protocol MAY support authentication, integrity, and         confidentiality protection for the attribute messages it         carries between a Posture Broker Client and Posture Broker         Server.  This provides security protection for a message dialog         of the groupings of attribute messages exchanged between the         Posture Broker Client and Posture Broker Server.  Such         protection is orthogonal to PA protections (which are end to         end) and allows for simpler Posture Collector and Validators to         be implemented, and for consolidation of cryptographic         operations possibly improving scalability and manageability.   PB-TNC does not address this optional requirement.  It leaves   security to PT (which is required to address it) and PA (which SHOULD   do so).  There seems to be minimal benefit in adding a third layer of   security to the NEA protocol stack.  However, if the NEA working   group determines that PB should include support for authentication,   integrity protection, and confidentiality protection, then this could   be added to PB in a similar manner to the way that the PA-TNC   security is done.Sahita, et al.               Standards Track                   [Page 75]

RFC 5793                         PB-TNC                       March 2010B.17.  Evaluation against Requirement PB-6   Requirement PB-6 says:   PB-6  The PB protocol MUST support grouping of attribute messages to         optimize transport of messages and minimize round trips.   PB-TNC meets this requirement.  Multiple attribute messages can be   conveyed in a single PA message.  In fact, that's how PA-TNC works.Authors' Addresses   Ravi Sahita   Intel Corporation   2200 Mission College Blvd.   Santa Clara, CA 95054 USA   EMail: Ravi.Sahita@intel.com   Steve Hanna   Juniper Networks, Inc.   1194 North Mathilda Avenue   Sunnyvale, CA 94089 USA   EMail: shanna@juniper.net   Ryan Hurst   Microsoft Corporation   One Microsoft Way   Redmond, WA 98052 USA   EMail: Ryan.Hurst@microsoft.com   Kaushik Narayan   Cisco Systems Inc.   10 West Tasman Drive   San Jose, CA 95134 USA   EMail: kaushik@cisco.comSahita, et al.               Standards Track                   [Page 76]

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