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INFORMATIONAL
Errata Exist
Internet Research Task Force (IRTF)                             M. WelzlRequest for Comments: 5783                            University of OsloCategory: Informational                                          W. EddyISSN: 2070-1721                                              MTI Systems                                                           February 2010Congestion Control in the RFC SeriesAbstract   This document is an informational snapshot taken by the IRTF's   Internet Congestion Control Research Group (ICCRG) in October 2008.   It provides a survey of congestion control topics described by   documents in the RFC series.  This does not modify or update the   specifications or status of the RFC documents that are discussed.  It   may be used as a reference or starting point for the future work of   the research group, especially in noting gaps or open issues in the   current IETF standards.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Research Task Force   (IRTF).  The IRTF publishes the results of Internet-related research   and development activities.  These results might not be suitable for   deployment.  This RFC represents the consensus of the Internet   Congestion Control Research Group of the Internet Research Task Force   (IRTF).  Documents approved for publication by the IRSG are not a   candidate for any level of Internet Standard; see Section 2 ofRFC5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5783.Welzl & Eddy                  Informational                     [Page 1]

RFC 5783                 Congestion Control RFCs           February 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  Architectural Documents  . . . . . . . . . . . . . . . . . . .53.  TCP Congestion Control . . . . . . . . . . . . . . . . . . . .94.  Challenging Link and Path Characteristics  . . . . . . . . . .105.  End-Host and Router Cooperative Signaling  . . . . . . . . . .125.1.  Explicit Congestion Notification . . . . . . . . . . . . .135.2.  Quick-Start  . . . . . . . . . . . . . . . . . . . . . . .156.  Non-TCP Unicast Congestion Control . . . . . . . . . . . . . .157.  Multicast Congestion Control . . . . . . . . . . . . . . . . .18   8.  Guidance for Developing and Analyzing Congestion Control       Techniques . . . . . . . . . . . . . . . . . . . . . . . . . .209.  Historic Interest  . . . . . . . . . . . . . . . . . . . . . .2110. Security Considerations  . . . . . . . . . . . . . . . . . . .2211. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .2212. Informative References . . . . . . . . . . . . . . . . . . . .22Welzl & Eddy                  Informational                     [Page 2]

RFC 5783                 Congestion Control RFCs           February 20101.  Introduction   In this document, we define congestion control as the feedback-based   adjustment of the rate at which data is sent into the network.   Congestion control is an indispensable set of principles and   mechanisms for maintaining the stability of the Internet.  Congestion   control has been closely associated with TCP since 1988 [Jac88], but   there has also been a great deal of congestion control work outside   of TCP (e.g., for real-time multimedia applications, multicast, and   router-based mechanisms).  Several such proposals have been produced   within the IETF and published as RFCs, along with RFCs that give   architectural guidance (e.g., by pointing out the importance of   performing some form of congestion control).  Several of these   mechanisms are in use within the Internet.   When designing a new Internet transport protocol, it is therefore   important to not only understand how congestion control works in TCP   but also have a broader understanding of the other congestion control   RFCs -- some give guidance, some of them describe mechanisms that may   have a direct influence on a newly designed protocol, and some of   them may only be "related work" worth knowing about.  The purpose of   this document is to facilitate and encourage this search for   knowledge by providing an overview of RFCs related to congestion   control that have been published thus far.  This document is a   product of the IRTF's Internet Congestion Control Research Group   (ICCRG).  It was developed because a strong grasp of the existing   literature should benefit further ICCRG work.  The ICCRG developed   consensus on the content of this document during a two-year   development period based on review comments and ICCRG mailing list   discussions.  A list of the main review contributors is contained in   the Acknowledgements section of this document.   While the ICCRG agreed to the document's production, any opinions   expressed are the authors' own, and as this document is not an IETF   publication, it does not update or modify the status of any published   RFCs.  The format of this document is similar to an annotated   bibliography.  Although host and router requirements for congestion   control functions are discussed, this is only an informational   document and does not contain any formal standards bearing of its   own.   Congestion control is a large and active topic, and so the scope of   this document is limited to published RFCs and a small number of   current working group drafts.  This allows the document to focus on   congestion control principles and mechanisms that are among the most   well-supported, well-accepted, or widely used.  Significant   contributions to this subject also exist in both the academic   literature and in the form of Internet-Drafts; however, we excludeWelzl & Eddy                  Informational                     [Page 3]

RFC 5783                 Congestion Control RFCs           February 2010   these from this study.  In many cases the RFC describing some   mechanism will contain references to relevant academic publications   in journals or conference proceedings that presented the research and   validation of the mechanism.  For instance,RFC 2581 cites Jacobson's   1988 SIGCOMM paper that has a less standards-oriented but more   illustrative treatment and explanation of some of the mechanisms inRFC 2581.   The majority of the documents discussed here pertain to end-host-   based congestion control.  Many network-based mechanisms, such as a   number of queue management algorithms, do not require any protocol   exchanges between elements, but merely operate within a single host   or router.  Thus, network-based congestion control mechanisms have   often not been described in any RFC, as they generally fall under the   domain of implementation details that do not influence   interoperability.   There are many RFCs related to Quality of Service (QoS), especially   within the Integrated Services and Differentiated Services frameworks   [RFC1633] [RFC2475] [RFC2998].  These QoS RFCs themselves deserve a   similar bibliography to the one that this document provides for   congestion control.  We specifically do not include the vast amount   of QoS work into the scope of this document, as it is a full field in   its own right, and deals with issues that are mostly orthogonal to   end-host congestion control and router queue management.  Although   there can certainly be interactions between QoS and congestion   control mechanisms, scheduling mechanisms used to implement QoS (on   either a per-flow or an aggregate basis), for instance, can be used   independently of the end-host congestion control and queue management   functions also in use.  Similar arguments can be made for traffic-   shaping, admission control, and other functions that are intended for   QoS and are only side-notes for congestion control.   A similar argument can be made for excluding consideration of the   media access control (MAC) layer protocols used by the links   throughout a path.  Although the MAC protocols implement various   forms of resolving contention for shared links (and sometimes offer   QoS services), these are also distinct from end-to-end congestion   control.  Furthermore, MAC protocols are not typically discussed in   the RFC series, but they are defined in outside documents (e.g., IEEE   standards), since the IETF does not generally work on link layers   themselves.  Few, if any, of the RFCs that describe mappings of IP   onto various link layers directly discuss congestion control.   To organize the subject matter in this document, the content is   classified into several broad categories.  First, we list documents   relating to Internet architecture and general architectural concepts   inSection 2.  Next, the congestion control algorithms used in theWelzl & Eddy                  Informational                     [Page 4]

RFC 5783                 Congestion Control RFCs           February 2010   TCP transport protocol are discussed inSection 3.  Interactions   between link properties and mechanisms with the kinds of algorithms   and heuristics used within end-to-end congestion control are covered   inSection 4.  One method that has been developed by the IETF (and   deployed to some extent) for allowing network-based and host-based   congestion control to interact without dropping packets is the   subject ofSection 5.1.  The congestion control algorithms used by   unicast transport protocols other than TCP are described inSection 6.  Work on congestion control for multicast transports and   applications is listed inSection 7.  RFCs that give guidance to   developers of new algorithms are discussed inSection 8.  Finally,   documents that have historic significance, but perhaps not current   direct technical application, have been classified intoSection 9.   Note that the use of the term "historic" here has nothing to do with   the IETF's formal classification of documents as having "Historic"   status.2.  Architectural Documents   Some documents in this section contain architectural guidance and   concerns, while others specify congestion-control-related mechanisms   that are broadly applicable and have impacts on more than a single   class of congestion control techniques.  Some of these documents are   direct products of the Internet Architecture Board (IAB), giving   their guidance on specific aspects of congestion control in the   Internet.RFC 1122: "Requirements for Internet Hosts -- Communication Layers"      (October 1989)      [RFC1122] formally mandates that hosts perform congestion control.      For TCP, several congestion control features are described and      listed as required elements of conforming implementations, and for      UDP,RFC 1122 leaves congestion control as an issue for higher-      layered protocols.  Although sending and reacting to ICMP Source      Quench packets is no longer recommended [RFC1812] [Gont10], the      rest of the congestion control guidance in this RFC is still a      basis for several current practices in TCP implementations.RFC 1812: "Requirements for IP Version 4 Routers" (June 1995)      Numerous issues relevant to router behavior are discussed in      [RFC1812], and requirements for routers to support are prescribed      within the document.  Portions ofRFC 1812 that are particularly      relevant to congestion control include the directive that routers      SHOULD NOT originate ICMP Source Quench messages, discussion of      precedence in queueing, andSection 5.3.6 titled "CongestionWelzl & Eddy                  Informational                     [Page 5]

RFC 5783                 Congestion Control RFCs           February 2010      Control" that recommends sizing buffers as a function of the      product of the bandwidth of the link times the path delay of the      flows using the link, and advises on the implementation of active      queue management techniques.RFC 1958: "Architectural Principles of the Internet" (June 1996)      Several guidelines for network systems design that have proven      useful in the evolution of the Internet are sketched in [RFC1958].      Congestion control is not specifically mentioned or alluded to,      but the general principles apply to congestion control.  For      instance, performing end-to-end functions at end nodes, lack of      centralized control, heterogeneity, scalability, simplicity,      avoiding options and parameters, etc., are all valid concerns in      the design and assessment of congestion control schemes for the      Internet.RFC 2140: "TCP Control Block Interdependence" (April 1997)      [RFC2140] suggests that TCP connections between the same endpoints      might share some information, including their congestion control      state.  To some degree, this is done in practice by a few current      operating systems; for example, Linux currently has a destination      cache with this information, but this behavior is not yet formally      standardized or recognized as a best practice by the IETF.RFC 2309: "Recommendations on Queue Management and Congestion      Avoidance in the Internet" (April 1998)      [RFC2309] briefly discusses the history of congestion and the      origin of congestion control in the Internet.  The focus is mainly      on network- or router-based queue management algorithms.  This RFC      recommends to test, standardize, and deploy Active Queue      Management (AQM) in routers; it provides an overview of one such      mechanism, Random Early Detection (RED), and explains how and why      AQM mechanisms can improve the performance of the Internet.      Finally, this document explains the danger of a possible      "congestion collapse" from unresponsive flows and makes a strong      recommendation to develop and eventually deploy router mechanisms      to protect the Internet from such traffic.      Today, the advice in this document has been followed to some      extent.  Hardware and software vendors have been receptive, and      AQM techniques are widely available in many popular dedicated      commercial router products and even in more general operatingWelzl & Eddy                  Informational                     [Page 6]

RFC 5783                 Congestion Control RFCs           February 2010      systems that are sometimes used as routers.  However, AQM      techniques may not be enabled in default configurations of these      systems, and it is often left to users and network engineers to      enable and configure AQM mechanisms when desired.  In some cases,      enabling QoS mechanisms on a device also enables AQM mechanisms by      default.  The number of production routers that actually have      these AQM features enabled is an open question.RFC 2914 (BCP 41): "Congestion Control Principles" (September 2000)      [RFC2914] is an explanation of the principles of congestion      control, and the IETF's Best Current Practice for congestion      control design.  It points out that there are an increasing number      of applications that do not use TCP, and elaborates on the      importance of performing congestion control for such traffic in      order to prevent congestion collapse.  The TCP Reno congestion      control mechanisms are described as an example of end-to-end      congestion control within transport protocols.      SCTP is one example of a non-TCP transport protocol that      implements congestion control based on these principles.  The      developments of TFRC [RFC3448] and DCCP [RFC4340] are attempts to      provide useful tools implementing those principles for      applications with needs similar to streaming media, where TCP's      reactions are too fast.  It would be beneficial for users and the      Internet itself if these carefully designed tools become widely      deployed in place of other ad hoc schemes that may not be well-      grounded in the congestion control principles.  This replacement      process is ongoing and not yet complete.  Appropriate and usable      congestion control schemes for non-TCP flows continue to be an      open research area.RFC 3124: "The Congestion Manager" (June 2001)      [RFC3124] specifies the Congestion Manager, an end-system service      that realizes congestion control on a per-host-pair rather than a      per-connection basis, which may be a more appropriate way to carry      out congestion control.  Using the Congestion Manager, multiple      streams between two hosts (which may include TCP flows) can adapt      to network congestion in a unified fashion.      This proposal is related toRFC 2140, discussed above, but with a      wider scope than TCP.  Because some pieces of its supporting      architecture have not yet been specified, the Congestion Manager's      techniques are not commonly used today and have not been widely      implemented and deployed yet beyond experimental stacks.  SharingWelzl & Eddy                  Informational                     [Page 7]

RFC 5783                 Congestion Control RFCs           February 2010      of congestion and path information between individual connections      continues to be an open research area with branches in detecting      shared bottlenecks when using multiple paths, caching of old state      for faster startup, and sharing of current state and feedback.RFC 3426: "General Architectural and Policy Considerations" (November      2002)      [RFC3426] lists a number of questions that can be answered for a      particular technical solution to determine its architectural      impact and desirability.  These are valid for congestion control      mechanisms, and end-point congestion management is used as an      example case-study several times inRFC 3426.  Two salient      questions thatRFC 3426 advises asking about proposed mechanisms      are why they are needed in addition to existing protocols, and why      they are needed at a certain layer rather than at other layers.      These are particularly relevant for congestion control mechanisms      since several already exist and since they can span network,      transport, and application layers.RFC 3439: "Some Internet Architectural Guidelines and Philosophy"      (December 2002)      [RFC3439] supplementsRFC 1958.  Simplicity is stressed, as the      unpredictable results of complexity (due to amplification and      coupling) are described.  Congestion control issues stemming from      layering interactions between transport and lower protocols are      presented, as well as other items relevant to congestion control,      including asymmetry and the "myth of over-provisioning".RFC 3714: "IAB Concerns Regarding Congestion Control for Voice      Traffic in the Internet" (March 2004)      [RFC3714] can be seen as a follow-up to the concerns that were      discussed inRFC 2914.  It expresses the IAB's concern over the      lack of effective end-to-end congestion control for best-effort      voice traffic, which is noted as being a current service with      growing demand.  An example of a VoIP connection between Atlanta,      Georgia, USA, and Nairobi, Kenya, is given, where a single VoIP      call consumed more than half of the access link capacity (which is      normally shared across several different users).  This example is      used as the basis for further discussion, making it clear that      using some form of congestion control for VoIP traffic is highly      recommended.Welzl & Eddy                  Informational                     [Page 8]

RFC 5783                 Congestion Control RFCs           February 20103.  TCP Congestion Control   The TCP specifications found inRFC 793 and its predecessors did not   contain any discussion of using or managing a congestion window.   Other than a simple retransmission timeout and flow control through   the advertised receive window, TCP implementations based only onRFC793 do not contain congestion control.  As several congestion   collapse events occurred on the Internet, it was later realized that   congestion control was needed.  The host requirements inRFC 1122   require conforming TCP implementations to implement Jacobson's slow   start and congestion avoidance algorithms (later specified inRFC2001 and thenRFC 2581).RFC 1122 also recommends several other   behaviors that influence congestion control like the Nagle algorithm,   delayed acknowledgements, Jacobson's retransmission timeout (RTO)   estimation algorithm, and exponential backoff of the retransmission   timer.   Basic TCP congestion control is defined inRFC 2581, with many other   RFCs that specify ancillary modifications and enhancements.RFC 2581   obsoletes the first proposed standard for TCP congestion control inRFC 2001.  These two RFCs document the mechanisms that had already   been in common use by TCP implementations for many years.  The reader   may refer to the TCP Roadmap [RFC4614] for more information on the   RFCs that specifically describe TCP congestion control, as this   material is not replicated here.   Recently, significant effort has been put into experimental TCP   congestion control modifications for obtaining high throughput with   reduced startup and recovery times.  RFCs have been published on some   of these modifications, including HighSpeed TCP [RFC3649], and   Limited Slow-Start [RFC3742], but high-rate congestion control   mechanisms are still considered an open issue in congestion control   research.  Other schemes have been published as Internet-Drafts or   have been discussed a little by the IETF, but much of the work in   this area has not been adopted within the IETF yet, so the majority   of this work is outside the RFC series and may be discussed in other   products of the ICCRG.   At the time of writing, the IETF's TCP Maintenance and Minor   Extensions (TCPM) Working Group was developing an update toRFC 2581   to incorporate small changes from other documents and advance TCP   congestion control mechanisms on the IETF Standards Track.  The   update also clarifies and revises some points.  These include the   definition of a duplicate ACK, initial congestion window and slow   start threshold values, behavior in response to retransmission   timeouts, the use of the limited transmit mechanism, and security   with regards to misbehaving receivers that practice ACK division.Welzl & Eddy                  Informational                     [Page 9]

RFC 5783                 Congestion Control RFCs           February 20104.  Challenging Link and Path Characteristics   Links with large and/or variable bandwidth-delay products have   traditionally been problematic for congestion control schemes because   they can distort the properties of the feedback loop.  Links that   either expose a high rate of packet losses to the upper layers, or   use highly-persistent retransmission mechanisms to prevent losses   also cause problems with some of the standard congestion control   mechanisms.  The documents in this section discuss challenging link   characteristics; many of them were written by the Performance   Implications of Link Characteristics (PILC) Working Group.   While these documents often refer to specific problems with TCP, the   link characteristics that they describe can be expected to affect   other congestion control mechanisms too.  In particular, interactions   between link properties and TCP congestion control will be shared by   other protocols that use the similar congestion control behavior,   such as SCTP [RFC4960] and DCCP with CCID 2 [RFC4341] (seeSection 6), and should be taken into consideration by designers of   congestion control mechanisms that utilize the same kind of feedback   as TCP.   Some RFCs only make recommendations regarding the implementation and   configuration of TCP based upon characteristics of special links.  As   these RFCs are so closely connected to the specification of TCP   itself, they are not included in this document, but are listed in the   TCP Roadmap [RFC4614].RFC 2488 (BCP 28): "Enhancing TCP Over Satellite Channels using      Standard Mechanisms" (January 1999)      The summary of recommendations in [RFC2488] came from the TCP over      Satellite (TCPSAT) Working Group, whose goal was to identify the      performance problems that TCP may have over satellite links and      suggest mitigations.  The document explains several ways that      existing standards can be applied to improve the performance of      basic TCP congestion control over paths with characteristics      similar to those involving satellite links.RFC 3135: "Performance Enhancing Proxies Intended to Mitigate Link-      Related Degradations" (June 2001)      [RFC3135] is a survey of Performance Enhancing Proxies (PEPs)      often employed to improve degraded TCP performance caused by      characteristics of specific link environments, for example, in      satellite, wireless WAN, and wireless LAN environments.  Different      types of PEPs are described as well as the mechanisms used toWelzl & Eddy                  Informational                    [Page 10]

RFC 5783                 Congestion Control RFCs           February 2010      improve performance.  While there is a specific focus on TCP in      this document, PEPs can operate on any protocol, and the      performance enhancements that PEPs achieve are often closely      related to congestion control.      The use of PEPs has architectural implications as they sometimes      violate end-to-end assumptions and can add complexity to the inner      portions of a network.  Certain types of PEPs are commonly used      today in satellite or long-distance networking because it is      easier to insert a small number of PEPs near problematic links      than to upgrade the TCP implementations on all the end hosts that      might use those links.  One down-side is that their deployment      raises some issues when introducing new or updated congestion      control (CC) methods into these deployed networks, since the PEPs      may be operating with undocumented algorithms, making assumptions      about the end-host CC behavior, and/or altering packet fields that      will affect the end-host CC behavior.RFC 3150 (BCP 48): "End-to-end Performance Implications of Slow      Links" (July 2001)      [RFC3150] makes performance-related recommendations for users of      network paths that traverse "very low bit-rate" links.  It      includes a discussion of interactions between such links and TCP      congestion control.RFC 3155 (BCP 50): "End-to-end Performance Implications of Links with      Errors" (August 2001)      Under the premise that several types of PEP have undesirable      implications, [RFC3155] recommends end-to-end alternatives for      improving TCP performance over paths with error-prone links.RFC 3366 (BCP 62): "Advice to link designers on link Automatic Repeat      reQuest (ARQ)" (August 2002)      Link-layer ARQ techniques are a popular means to increase the      robustness of particular links to transmission errors via      retransmission and acknowledgement mechanisms.  As [RFC3366]      explains, ARQ techniques on a link can interact poorly with TCP's      end-to-end congestion control if they lead to additional delay      variation or reordering.  This RFC gives some advice on limiting      the extent of these types of problematic interactions.  The properWelzl & Eddy                  Informational                    [Page 11]

RFC 5783                 Congestion Control RFCs           February 2010      balance between end-to-end and link-layer reliability mechanisms      is still an open research issue that has been explored in many      academic papers outside the IETF.RFC 3449 (BCP 69): "TCP Performance Implications of Network Path      Asymmetry" (December 2002)      [RFC3449] describes performance limitations of TCP when the      capacity of the ACK path is limited.  Several techniques to aid      TCP in these circumstances are recommended as Best Current      Practices, particularly ACK congestion control and sender pacing      are relevant to other non-TCP congestion control schemes, outside      the scope of this document.  For instance, in the design of the      Reliable Multicast Transport (RMT) protocols for multicast,      preventing ACK-implosion at multicast sources can be seen as a      form of ACK congestion control.RFC 3481: "TCP over Second (2.5G) and Third (3G) Generation Wireless      Networks" (February 2003)      Among other issues, some mobile data systems exhibit delay spikes,      handovers, and bandwidth oscillation.  [RFC3481] describes the      problems that these conditions cause for TCP congestion control      and how some TCP extensions can be used to mitigate them.RFC 3819 (BCP 89): "Advice for Internet Subnetwork Designers" (July      2004)      Several issues in link design and optimization for carrying IP      traffic are discussed in [RFC3819], which recommends Best Current      Practices.  Many of these principles are motivated by properties      of TCP, but most of them also apply to other transport-layer      congestion control techniques as well.5.  End-Host and Router Cooperative Signaling   Some RFCs define mechanisms that allow routers to add signaling   information to packets that makes the network's congestion state less   of a mystery to end-host congestion controllers.  Routers supporting   these can signal information about the current congestion state to   flows in-band, providing faster and finer-grained information than   inference-based methods.  Two examples of this are discussed in this   section; the first directs sources to slow down in order to avoid   losses, and the other assists in determining an appropriate starting   rate for new flows.Welzl & Eddy                  Informational                    [Page 12]

RFC 5783                 Congestion Control RFCs           February 20105.1.  Explicit Congestion Notification   Traditionally, under congestion, IP routers enqueue packets until   some limit is reached, at which point packets are dropped.  TCP, and   other IETF transport protocols, use a stream of acknowledgements to   infer these losses and take congestion control action.  This section   describes a more advanced way to signal congestion to sources before   packet-dropping is required.   There are two Explicit Congestion Notification (ECN) bits in the IP   header that enable an AQM mechanism (see [RFC2309] orSection 2) to   convey congestion information to endpoints without dropping packets.   This can significantly reduce the losses experienced by transport   endpoints if they are responsive to ECN.  While ECN is most   frequently discussed in the context of TCP (and therefore included in   the TCP Roadmap [RFC4614]), its applicability is broader, and ECN use   has also been specified for protocols such as DCCP and SCTP.RFC 2481: "A Proposal to add Explicit Congestion Notification (ECN)      to IP" (January 1999) - Obsoleted byRFC 3168      [RFC2481] introduced ECN into the RFC series, describing when the      Congestion Experienced (CE) bit in the IP header should be set in      routers, and what modifications are needed to TCP to make it ECN-      capable.  It includes a discussion of issues related to nodes and      routers that are non-compliant, IPsec tunnels, and dropped or      corrupted packets, as well as a summary of related work.  Many of      these issues will also be faced by operators trying to deploy      other network-based congestion control methods.RFC 2481 has been      obsoleted byRFC 3168.RFC 2884: "Performance Evaluation of Explicit Congestion Notification      (ECN) in IP Networks" (July 2000)      [RFC2884] presents a performance study of ECN as specified in      [RFC2481] using an implementation on the Linux operating system.      The experiments focused on ECN for both bulk and transactional      transfers, showing that there is improvement in throughput over      TCP without ECN in the case of bulk transfers and substantial      improvement for transactional transfers.  Studies like this help      to build the community's confidence that extensions like ECN are      both safe and valuable.  Similar RFCs helped the community accept      larger initial windows for TCP [RFC2414] [RFC2415] [RFC2416].Welzl & Eddy                  Informational                    [Page 13]

RFC 5783                 Congestion Control RFCs           February 2010RFC 3168: "The Addition of Explicit Congestion Notification (ECN) to      IP" (September 2001)      [RFC3168], which obsoletes [RFC2481], specifies the incorporation      of ECN into TCP and IP.  One notable change in this significantly      extended specification is the definition of a bit combination that      was not defined in [RFC2481], which can be used to realize a nonce      that would prevent a receiver from falsely claiming that there was      no congestion.  Potential issues related to ECN are discussed at      length, including those already included in [RFC2481] and      backwards compatibility with implementations that would follow the      specification in the obsoleted document.      ECN, as specified inRFC 3168, is implemented in several popular      router and end-host platforms.  It is in active use, to at least      some extent.  Problems with ECN "blackholes" (Internet routers      misconfigured to discard packets with ECN-capable bits set) were      discovered when ECN was enabled by default in some end-host      operating systems.  Fears about the persisting presence of these      blackholes currently may be keeping ECN from being used by default      in many end-host operating systems even though it is implemented      as an option within them.  Some measurements on ECN support and      usability are available [PF01] [MAF04] [MAF05].RFC 3540: "Robust Explicit Congestion Notification (ECN) Signaling      with Nonces" (June 2003)      [RFC3540] specifies a nonce mechanism that uses an ECN bit      combination that is not used in [RFC2481], but that is specified      in [RFC3168] to allow a one-bit ECN nonce.  This nonce mechanism      includes a Nonce Sum (NS) field in the TCP header so that senders      can ensure that ACKs that do not indicate congestion are credible.      The mechanism improves the robustness of congestion control by      preventing receivers from exploiting ECN to gain an unfair share      of network bandwidth.      This nonce technique is not understood to have been widely      implemented or deployed, and there has been some discussion as to      whether the mechanism is really effective or is the best use of      these bits (see emails to the IETF Transport Area Working Group      (TSVWG) mailing list, in the thread "ECN nonce snag in TCP ESTATS      MIB" from December 2006 - January 2007, or [MBJ07]).Welzl & Eddy                  Informational                    [Page 14]

RFC 5783                 Congestion Control RFCs           February 20105.2.  Quick-StartRFC 4782: "Quick-Start for TCP and IP" (January 2007)      Quick-Start provides a way for hosts to ask routers to help them      select an initial sending rate, and use this rate rather than the      traditional small initial congestion window and slow-start      algorithm.  [RFC4782] describes the Quick-Start mechanism and its      use with TCP.  In addition to discussing the benefits of Quick-      Start, the document also discusses several limitations of the      Quick-Start technique with respect to some types of tunnels in use      over the Internet today and other potential costs of Quick-Start      including those related to router design.  Analysis of the effects      of misbehaving entities and appendices containing design rationale      and related work are also notably present in this RFC.      Many of the issues discussed inRFC 4782, including router      architecture, network design / tunnels, and misbehaving agents are      all challenges relevant to other proposals that try to add router      assistance into the network.  The consideration of these issues      can be illustrative for other protocol designers, even if they are      not interested in Quick-Start itself.6.  Non-TCP Unicast Congestion Control   In the past, TCP dominated Internet traffic, as it was used for many   of the popular applications (email, web browsing, file transfer,   remote login, etc.).  The majority of early congestion control work   focused on TCP, and the introduction of congestion control into TCP   alone is often credited with saving the Internet from additional   congestion collapse events.  Today, TCP has been joined by other   transport protocols (e.g., custom UDP-based protocols, SCTP, DCCP,   RTP over UDP [RFC3550], etc.), and so having properly functioning   congestion control within these other protocols is important for the   Internet's health (as explained inRFC 3714, for instance, or see the   discussion of the "congestion control arms race" scenario inRFC2914).  Documents that describe unicast congestion control methods   for non-TCP transport protocols have been grouped into this section.RFC 4960: "Stream Control Transmission Protocol" (September 2007)      SCTP congestion control is very similar to TCP with Selective      Acknowledgements, but there are some differences, as described inSection 7.1 of [RFC4960].  The major difference lies in the fact      that SCTP supports multihoming, whereas TCP does not.  Thus, SCTPWelzl & Eddy                  Informational                    [Page 15]

RFC 5783                 Congestion Control RFCs           February 2010      keeps a different set of congestion control parameters for each      destination address within an association, whereas TCP only keeps      a single set of congestion control parameters per connection.RFC 5348: "TCP Friendly Rate Control (TFRC): Protocol Specification"      (September 2008)      [RFC5348], which obsoletes [RFC3448], specifies TCP-Friendly Rate      Control (TFRC), a rate-based congestion control mechanism for      unicast flows operating in a best-effort Internet environment      where flows are competing with standard TCP traffic.  TFRC ensures      conformance with TCP by continuously calculating the rate that a      TCP sender would obtain under similar circumstances using a      slightly simplified version of the TCP Reno throughput equation in      [PFTK98].  Its sending rate is smoother than the rate of TCP,      making it suitable for multimedia applications.  TFRC is not a      wire protocol but rather a mechanism that could, for instance, be      used within a UDP-based application, in a transport protocol such      as RTP, or in the context of endpoint congestion management      [RFC3124].RFC 3550: "RTP: A Transport Protocol for Real-Time Applications"      (July 2003)      [RFC3550] specifies the real-time transport protocol RTP along      with its control protocol RTCP.  RTP/RTCP does not prescribe a      specific congestion control behavior, but it is recommended that      such a behavior be specified in each RTP profile (which is due to      the fact that the potential for reducing the sending rate is often      content dependent in the case of real-time streams).      Specifically, [RFC3550] states: "For some profiles, it may be      sufficient to include an applicability statement restricting the      use of that profile to environments where congestion is avoided by      engineering.  For other profiles, specific methods such as data      rate adaptation based on RTCP feedback may be required".      [RFC4585], which discusses RTCP feedback and adaptation      mechanisms, points out that RTCP feedback may operate on much      slower timescales than transport layer feedback mechanisms, and      that additional mechanisms are therefore required to perform      proper congestion control.  One way to make use of such additional      mechanisms is to run RTP over DCCP.Welzl & Eddy                  Informational                    [Page 16]

RFC 5783                 Congestion Control RFCs           February 2010RFC 4336: "Problem Statement for the Datagram Congestion Control      Protocol (DCCP)" (March 2006)      [RFC4336] provides the motivation leading to the design of DCCP.      In doing so, other possibilities of implementing similar      functionality are discussed, including unreliable extensions of      SCTP, RTP-based congestion control, and providing congestion      control above or below UDP.RFC 4340: "Datagram Congestion Control Protocol" (March 2006)      [RFC4340] specifies DCCP, the Datagram Congestion Control      Protocol.  This protocol provides bidirectional unicast      connections of congestion-controlled unreliable datagrams.  It is      suitable for applications that can benefit from control over the      tradeoff between timeliness and reliability.  The core DCCP      specification does not include a specific congestion control      behavior; rather, it functions as a framework for such mechanisms,      which can be selected via the Congestion Control Identifier      (CCID).RFC 4341: "Profile for Datagram Congestion Control Protocol (DCCP)      Congestion Control ID 2: TCP-like Congestion Control" (March 2006)      [RFC4341] is the specification of TCP-like congestion control      within DCCP.  This should be used by senders who would like to      take advantage of the available bandwidth in an environment with      rapidly changing conditions, and who are able to adapt to the      abrupt changes in the congestion window typical of TCP's Additive      Increase Multiplicative Decrease (AIMD) congestion control.  ECN      is also supported withinRFC 4341.RFC 4342: "Profile for Datagram Congestion Control Protocol (DCCP)      Congestion Control ID 3: TCP-Friendly Rate Control (TFRC)" (March      2006)      [RFC4342] is the specification of TFRC congestion control as      described in [RFC3448] for DCCP.  This should be used by senders      who want a TCP-friendly sending rate, possibly with Explicit      Congestion Notification (ECN), while minimizing abrupt rate      changes.Welzl & Eddy                  Informational                    [Page 17]

RFC 5783                 Congestion Control RFCs           February 20107.  Multicast Congestion Control   In the IETF, congestion control for multicast (one-to-many)   communication has primarily been tackled in the Reliable Multicast   Transport (RMT) Working Group.  Except for [RFC2357] and [RFC3208],   all the documents in this section were written by this group.  Since   a "one size fits all" protocol cannot meet the requirements of all   possible applications in this space, the approach taken is a modular   one, consisting of "protocol cores" and "building blocks".  Multiple   congestion control building blocks have been defined, providing both   sender-driven and receiver-driven congestion control methods that   differ widely in their assumptions and behavior.RFC 2357: "IETF Criteria for Evaluating Reliable Multicast Transport      and Application Protocols" (June 1998)      Some early multicast content dissemination proposals did not      incorporate proper congestion control; this is pointed out as      being a severe mistake in [RFC2357], as large-scale multicast      applications have the potential to do vast congestion-related      damage.  This document clearly makes the case that congestion      control mechanisms should be developed and incorporated into      multicast content dissemination protocols intended for use over      the Internet.RFC 2887: "The Reliable Multicast Design Space for Bulk Data      Transfer" (August 2000)      Several classes of potential congestion control schemes for      single-sender multicast protocols are briefly sketched as      possibilities, but no specific protocols are developed or selected      in [RFC2887].RFC 3048: "Reliable Multicast Transport Building Blocks for One-to-      Many Bulk-Data Transfer" (January 2001)      [RFC3048] discusses the building block approach to RMT protocols      and mentions that several different congestion control building      blocks may be required in order to deal with different situations.      Some of the possible interactions between building blocks for      congestion control and those for Forward Error Correction (FEC),      acknowledgement, and group management are also mentioned.Welzl & Eddy                  Informational                    [Page 18]

RFC 5783                 Congestion Control RFCs           February 2010RFC 3208: "PGM Reliable Transport Protocol Specification" (December      2001)      Pragmatic General Multicast (PGM) is a reliable multicast      transport protocol for applications that require ordered or      unordered, duplicate-free, multicast data delivery from multiple      sources to multiple receivers.  As discussed in [RFC3208]'sAppendix B, a PGM protocol source can request congestion control      feedback from both network elements (routers) and receivers (end      hosts).  These reports can indicate the load on the worst link in      a particular path, or the load on the worst path.  The actual      procedure used in response to this feedback is not part ofRFC3208, but the notion of using multicast routers to assist in      congestion control is significant.RFC 3450: "Asynchronous Layered Coding (ALC) Protocol Instantiation"      (December 2002)      [RFC3450] specifies ALC, a rough header format using the RMT      building blocks, that can be used by multicast content      dissemination protocols.  ALC is intended to use a multi-rate      congestion control building block, where the sender does not      require any feedback, but where multiple multicast groups with      different transmission rates are available within and ALC session,      and receivers control their rates by joining or leaving groups.RFC 3738: "Wave and Equation Based Rate Control (WEBRC) Building      Block" (April 2004)      The WEBRC mechanism defined in [RFC3738] is a receiver-driven form      of congestion control, where each receiver in a multicast group      can determine the individual rate at which packets are delivered      to it.  WEBRC senders create a base channel for control      information and several multicast channels for data transmission      that each send packets at a varying rate in the form of a wave.      The receivers dynamically join and leave channels at chosen points      within the wave of sending rates to obtain the desired overall      receive rate based on an equation using the estimated loss      probability and round-trip time within an epoch.  WEBRC is      compatible for use within ALC.Welzl & Eddy                  Informational                    [Page 19]

RFC 5783                 Congestion Control RFCs           February 2010RFC 4654: "TCP-Friendly Multicast Congestion Control (TFMCC):      Protocol Specification" (August 2006)      TFMCC, as described in [RFC4654], is a sender-driven congestion      control mechanism, where the received rate for the entire      multicast group is determined by the worst-connected receiver.      TFMCC builds upon TFRC, but scales down the feedback to prevent      ACK-implosion effects by having receivers suppress their feedback      unless they perceive it to be the worst among the reception group.8.  Guidance for Developing and Analyzing Congestion Control Techniques   Some recently published RFCs discuss the properties of congestion   control protocols that are "safe" for Internet deployment, as well as   how to measure the properties of congestion control mechanisms and   transport protocols.  These documents are particularly relevant to   the ICCRG as some of the group's activities involve reviewing   congestion control proposals that have been brought to the IETF for   publication (seehttp://www.ietf.org/iesg/statement/congestion-control.html).RFC 5033 (BCP 133): "Specifying New Congestion Control Algorithms"      (August 2007)      The concurrent development of multiple TCP modifications for high-      rate use and the deployments of these modifications on the      Internet prompted [RFC5033] to be written.RFC 5033 comes from      the Transport Area Working Group (TSVWG), and gives guidance on      the classes of Experimental RFC that can be published to document      algorithms that are either encouraged for investigation on the      Internet, and those that are only encouraged for experimentation      in less-critical environments.  It has been described as a list of      things for people to think about when creating new congestion      control techniques that they are planning to widely deploy.RFC 5166: "Metrics for the Evaluation of Congestion Control      Mechanisms" (March 2008)      The IRTF Transport Modeling Research Group (TMRG) produced      [RFC5166] to describe the set of metrics and related tradeoffs      between metrics that can be used to compare, contrast, and      evaluate congestion control techniques.  This RFC gives an      overview of many such metrics, and gives references to their      detailed descriptions.Welzl & Eddy                  Informational                    [Page 20]

RFC 5783                 Congestion Control RFCs           February 20109.  Historic Interest   Early in the RFC series, there are many documents that represent an   author's thoughts on a subject or brief summaries from measurement   and experimentation, rather than the result of a long formal IETF   process.  Some of the RFCs listed in this section have this   distinction.RFC 889: "Internet Delay Experiments" (December 1983)      Based on reported measurement experiments, changes to the TCP      retransmission timeout (RTO) calculation are suggested in      [RFC0889].  It is noted that the original TCP RTO calculation      leads to congestion when a delay spike occurs because it takes too      long for the RTO to adapt, leading to superfluous retransmissions.RFC 896: "Congestion Control in IP/TCP Internetworks" (January 1984)      [RFC0896] is the first document known to the authors where the      term "congestion collapse" was used.  Here, it refers to the      stable state that was observed when a sudden load on the net      caused the round-trip time to rise faster than the sending hosts      measured round-trip time could be updated.  Two problems are      discussed: the "small-packet problem" (now commonly known by the      name "silly window syndrome") and the "source-quench problem",      which is about inappropriately deciding when to send and how to      react to ICMP Source Quench messages.  Solutions for these      problems are presented.RFC 970: "On Packet Switches with Infinite Storage" (December 1985)      Using a thought experiment based on a router with infinite      buffering capacity, [RFC0970] develops a different kind of      congestion collapse scenario, where few useful packet      transmissions occur due to the queue being longer than the time-      to-live of the packets within it.  As described inRFC 970, this      scenario was also demonstrated using real equipment by the author.      The document also includes discussion of game-theoretic analysis      of congestion control and obtaining fairness between behaving and      non-behaving flows, by focusing on the order of scheduling packets      within the buffer rather than the actual allocation of buffer      space between flows.Welzl & Eddy                  Informational                    [Page 21]

RFC 5783                 Congestion Control RFCs           February 2010RFC 1016: "Something a Host Could Do with Source Quench: The Source      Quench Introduced Delay (SQuID)" (July 1987)      [RFC1016] outlines a rate-based congestion control mechanism where      end-hosts use Source Quench packets from routers to adjust their      sending rates.RFC 1016 also suggests sending congestion      notifications before queues are actually full, at a rate that      increases with the current queue occupancy.  This strategy has      been used in several other AQM mechanisms, notably RED [FJ93].RFC 1254: "Gateway Congestion Control Survey" (August 1991)      [RFC1254] is a survey of congestion control approaches in routers      that first discusses general congestion control performance goals      (such as fairness), and then elaborates on the use of Source      Quench messages (which are now discouraged, as they have been      found ineffective), Random Drop (which would now be called "Active      Queue Management"), Congestion Indication (DEC Bit; an early form      of ECN), "Selective Feedback Congestion Indication" (one      particular method for applying ECN), and Fair Queuing.  Finally,      end-system congestion control policies are discussed, including      Jacobson's well-known algorithms [Jac88] and their predecessor --      "CUTE" [Jain86].10.  Security Considerations   This document introduces no new security considerations.  Each RFC   listed in this document discusses the security considerations of the   specification it contains.11.  Acknowledgements   Several participants in the ICCRG contributed useful comments in the   development of this document, including Rex Buddenberg, Mitchell   Erblichs, Lachlan Andrew, Sally Floyd, Stephen Farrell, Gorry   Fairhurst, Lars Eggert, Mark Allman, and Juergen Schoenwaelder.12.  Informative References   [FJ93]     Floyd, S. and V. Jacobson, "Random Early Detection              Gateways for Congestion Avoidance", IEEE/ACM Transactions              on Networking, volume 1, number 4, August 1993.   [Gont10]   Gont, F.,"ICMP attacks against TCP", Work in Progress,              January 2010.Welzl & Eddy                  Informational                    [Page 22]

RFC 5783                 Congestion Control RFCs           February 2010   [Jac88]    Jacobson, V., "Congestion Avoidance and Control",              Proceedings of ACM SIGCOMM 1988, in ACM Computer              Communication Review, 18 (4), pp. 314-329.   [Jain86]   Jain, R., "A Timeout-Based Congestion Control Scheme for              Window Flow-Controlled Networks", IEEE Journal on Selected              Areas in Communications, volume 4, number 7, October 1986.   [MAF04]    Medina, A., Allman, M., and S. Floyd, "Measuring              Interactions Between Transport Protocols and Middleboxes",              Proceedings of the Internet Measurement Conference 2004,              August 2004.   [MAF05]    Medina, A., Allman, M., and S. Floyd, "Measuring the              Evolution of Transport Protocols in the Internet", ACM              Computer Communications Review, volume 35, issue 2,              April 2005.   [MBJ07]    Moncaster, T., Briscoe, B., and A. Jacquet, "A TCP Test to              Allow Senders to Identify Receiver Non-Compliance", Work              in Progress, November 2007.   [PF01]     Padhye, J. and S. Floyd, "On Inferring TCP Behavior",              Proceedings of ACM SIGCOMM 2001, August 2001.   [PFTK98]   Padhye, J., Firoiu, V., Towsley, D., and J. Kurose,              "Modeling TCP Throughput: A Simple Model and its Empirical              Validation", Proceedings of ACM SIGCOMM 1998.   [RFC0889]  Mills, D., "Internet delay experiments",RFC 889,              December 1983.   [RFC0896]  Nagle, J., "Congestion control in IP/TCP internetworks",RFC 896, January 1984.   [RFC0970]  Nagle, J., "On packet switches with infinite storage",RFC 970, December 1985.   [RFC1016]  Prue, W. and J. Postel, "Something a host could do with              source quench: The Source Quench Introduced Delay              (SQuID)",RFC 1016, July 1987.   [RFC1122]  Braden, R., "Requirements for Internet Hosts -              Communication Layers", STD 3,RFC 1122, October 1989.   [RFC1254]  Mankin, A. and K. Ramakrishnan, "Gateway Congestion              Control Survey",RFC 1254, August 1991.Welzl & Eddy                  Informational                    [Page 23]

RFC 5783                 Congestion Control RFCs           February 2010   [RFC1633]  Braden, B., Clark, D., and S. Shenker, "Integrated              Services in the Internet Architecture: an Overview",RFC 1633, June 1994.   [RFC1812]  Baker, F., "Requirements for IP Version 4 Routers",RFC 1812, June 1995.   [RFC1958]  Carpenter, B., "Architectural Principles of the Internet",RFC 1958, June 1996.   [RFC2001]  Stevens, W., "TCP Slow Start, Congestion Avoidance, Fast              Retransmit, and Fast Recovery Algorithms",RFC 2001,              January 1997.   [RFC2140]  Touch, J., "TCP Control Block Interdependence",RFC 2140,              April 1997.   [RFC2309]  Braden, B., Clark, D., Crowcroft, J., Davie, B., Deering,              S., Estrin, D., Floyd, S., Jacobson, V., Minshall, G.,              Partridge, C., Peterson, L., Ramakrishnan, K., Shenker,              S., Wroclawski, J., and L. Zhang, "Recommendations on              Queue Management and Congestion Avoidance in the              Internet",RFC 2309, April 1998.   [RFC2357]  Mankin, A., Romanov, A., Bradner, S., and V. Paxson, "IETF              Criteria for Evaluating Reliable Multicast Transport and              Application Protocols",RFC 2357, June 1998.   [RFC2414]  Allman, M., Floyd, S., and C. Partridge, "Increasing TCP's              Initial Window",RFC 2414, September 1998.   [RFC2415]  Poduri, K., "Simulation Studies of Increased Initial TCP              Window Size",RFC 2415, September 1998.   [RFC2416]  Shepard, T. and C. Partridge, "When TCP Starts Up With              Four Packets Into Only Three Buffers",RFC 2416,              September 1998.   [RFC2475]  Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z.,              and W. Weiss, "An Architecture for Differentiated              Services",RFC 2475, December 1998.   [RFC2481]  Ramakrishnan, K. and S. Floyd, "A Proposal to add Explicit              Congestion Notification (ECN) to IP",RFC 2481,              January 1999.Welzl & Eddy                  Informational                    [Page 24]

RFC 5783                 Congestion Control RFCs           February 2010   [RFC2488]  Allman, M., Glover, D., and L. Sanchez, "Enhancing TCP              Over Satellite Channels using Standard Mechanisms",BCP 28,RFC 2488, January 1999.   [RFC2581]  Allman, M., Paxson, V., and W. Stevens, "TCP Congestion              Control",RFC 2581, April 1999.   [RFC2884]  Hadi Salim, J. and U. Ahmed, "Performance Evaluation of              Explicit Congestion Notification (ECN) in IP Networks",RFC 2884, July 2000.   [RFC2887]  Handley, M., Floyd, S., Whetten, B., Kermode, R.,              Vicisano, L., and M. Luby, "The Reliable Multicast Design              Space for Bulk Data Transfer",RFC 2887, August 2000.   [RFC2914]  Floyd, S., "Congestion Control Principles",BCP 41,RFC 2914, September 2000.   [RFC2998]  Bernet, Y., Ford, P., Yavatkar, R., Baker, F., Zhang, L.,              Speer, M., Braden, R., Davie, B., Wroclawski, J., and E.              Felstaine, "A Framework for Integrated Services Operation              over Diffserv Networks",RFC 2998, November 2000.   [RFC3048]  Whetten, B., Vicisano, L., Kermode, R., Handley, M.,              Floyd, S., and M. Luby, "Reliable Multicast Transport              Building Blocks for One-to-Many Bulk-Data Transfer",RFC 3048, January 2001.   [RFC3124]  Balakrishnan, H. and S. Seshan, "The Congestion Manager",RFC 3124, June 2001.   [RFC3135]  Border, J., Kojo, M., Griner, J., Montenegro, G., and Z.              Shelby, "Performance Enhancing Proxies Intended to              Mitigate Link-Related Degradations",RFC 3135, June 2001.   [RFC3150]  Dawkins, S., Montenegro, G., Kojo, M., and V. Magret,              "End-to-end Performance Implications of Slow Links",BCP 48,RFC 3150, July 2001.   [RFC3155]  Dawkins, S., Montenegro, G., Kojo, M., Magret, V., and N.              Vaidya, "End-to-end Performance Implications of Links with              Errors",BCP 50,RFC 3155, August 2001.   [RFC3168]  Ramakrishnan, K., Floyd, S., and D. Black, "The Addition              of Explicit Congestion Notification (ECN) to IP",RFC 3168, September 2001.Welzl & Eddy                  Informational                    [Page 25]

RFC 5783                 Congestion Control RFCs           February 2010   [RFC3208]  Speakman, T., Crowcroft, J., Gemmell, J., Farinacci, D.,              Lin, S., Leshchiner, D., Luby, M., Montgomery, T., Rizzo,              L., Tweedly, A., Bhaskar, N., Edmonstone, R.,              Sumanasekera, R., and L. Vicisano, "PGM Reliable Transport              Protocol Specification",RFC 3208, December 2001.   [RFC3366]  Fairhurst, G. and L. Wood, "Advice to link designers on              link Automatic Repeat reQuest (ARQ)",BCP 62,RFC 3366,              August 2002.   [RFC3426]  Floyd, S., "General Architectural and Policy              Considerations",RFC 3426, November 2002.   [RFC3439]  Bush, R. and D. Meyer, "Some Internet Architectural              Guidelines and Philosophy",RFC 3439, December 2002.   [RFC3448]  Handley, M., Floyd, S., Padhye, J., and J. Widmer, "TCP              Friendly Rate Control (TFRC): Protocol Specification",RFC 3448, January 2003.   [RFC3449]  Balakrishnan, H., Padmanabhan, V., Fairhurst, G., and M.              Sooriyabandara, "TCP Performance Implications of Network              Path Asymmetry",BCP 69,RFC 3449, December 2002.   [RFC3450]  Luby, M., Gemmell, J., Vicisano, L., Rizzo, L., and J.              Crowcroft, "Asynchronous Layered Coding (ALC) Protocol              Instantiation",RFC 3450, December 2002.   [RFC3481]  Inamura, H., Montenegro, G., Ludwig, R., Gurtov, A., and              F. Khafizov, "TCP over Second (2.5G) and Third (3G)              Generation Wireless Networks",BCP 71,RFC 3481,              February 2003.   [RFC3540]  Spring, N., Wetherall, D., and D. Ely, "Robust Explicit              Congestion Notification (ECN) Signaling with Nonces",RFC 3540, June 2003.   [RFC3550]  Schulzrinne, H., Casner, S., Frederick, R., and V.              Jacobson, "RTP: A Transport Protocol for Real-Time              Applications", STD 64,RFC 3550, July 2003.   [RFC3649]  Floyd, S., "HighSpeed TCP for Large Congestion Windows",RFC 3649, December 2003.   [RFC3714]  Floyd, S. and J. Kempf, "IAB Concerns Regarding Congestion              Control for Voice Traffic in the Internet",RFC 3714,              March 2004.Welzl & Eddy                  Informational                    [Page 26]

RFC 5783                 Congestion Control RFCs           February 2010   [RFC3738]  Luby, M. and V. Goyal, "Wave and Equation Based Rate              Control (WEBRC) Building Block",RFC 3738, April 2004.   [RFC3742]  Floyd, S., "Limited Slow-Start for TCP with Large              Congestion Windows",RFC 3742, March 2004.   [RFC3819]  Karn, P., Bormann, C., Fairhurst, G., Grossman, D.,              Ludwig, R., Mahdavi, J., Montenegro, G., Touch, J., and L.              Wood, "Advice for Internet Subnetwork Designers",BCP 89,RFC 3819, July 2004.   [RFC4336]  Floyd, S., Handley, M., and E. Kohler, "Problem Statement              for the Datagram Congestion Control Protocol (DCCP)",RFC 4336, March 2006.   [RFC4340]  Kohler, E., Handley, M., and S. Floyd, "Datagram              Congestion Control Protocol (DCCP)",RFC 4340, March 2006.   [RFC4341]  Floyd, S. and E. Kohler, "Profile for Datagram Congestion              Control Protocol (DCCP) Congestion Control ID 2: TCP-like              Congestion Control",RFC 4341, March 2006.   [RFC4342]  Floyd, S., Kohler, E., and J. Padhye, "Profile for              Datagram Congestion Control Protocol (DCCP) Congestion              Control ID 3: TCP-Friendly Rate Control (TFRC)",RFC 4342,              March 2006.   [RFC4585]  Ott, J., Wenger, S., Sato, N., Burmeister, C., and J. Rey,              "Extended RTP Profile for Real-time Transport Control              Protocol (RTCP)-Based Feedback (RTP/AVPF)",RFC 4585,              July 2006.   [RFC4614]  Duke, M., Braden, R., Eddy, W., and E. Blanton, "A Roadmap              for Transmission Control Protocol (TCP) Specification              Documents",RFC 4614, September 2006.   [RFC4654]  Widmer, J. and M. Handley, "TCP-Friendly Multicast              Congestion Control (TFMCC): Protocol Specification",RFC 4654, August 2006.   [RFC4782]  Floyd, S., Allman, M., Jain, A., and P. Sarolahti, "Quick-              Start for TCP and IP",RFC 4782, January 2007.   [RFC4960] Stewart, R., Ed., "Stream Control Transmission Protocol",RFC 4960, September 2007.   [RFC5033]  Floyd, S. and M. Allman, "Specifying New Congestion              Control Algorithms",BCP 133,RFC 5033, August 2007.Welzl & Eddy                  Informational                    [Page 27]

RFC 5783                 Congestion Control RFCs           February 2010   [RFC5166]  Floyd, S., "Metrics for the Evaluation of Congestion              Control Mechanisms",RFC 5166, March 2008.   [RFC5348]  Floyd, S., Handley, M., Padhye, J., and J. Widmer, "TCP              Friendly Rate Control (TFRC): Protocol Specification",RFC 5348, September 2008.Authors' Addresses   Michael Welzl   University of Oslo   Department of Informatics   PO Box 1080 Blindern   N-0316 Oslo, Norway   Phone: +47 22 85 24 20   EMail: michawe@ifi.uio.no   Wesley M. Eddy   MTI Systems   NASA Glenn Research Center   21000 Brookpark Rd, MS 500-ASRC   Cleveland, OH  44135   Phone: (216) 433-6682   EMail: wes@mti-systems.comWelzl & Eddy                  Informational                    [Page 28]

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