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Internet Engineering Task Force (IETF)                        S. FarrellRequest for Comments: 5755                        Trinity College DublinObsoletes:3281                                               R. HousleyCategory: Standards Track                                 Vigil SecurityISSN: 2070-1721                                                S. Turner                                                                    IECA                                                            January 2010An Internet Attribute Certificate Profile for AuthorizationAbstract   This specification defines a profile for the use of X.509 Attribute   Certificates in Internet Protocols.  Attribute certificates may be   used in a wide range of applications and environments covering a   broad spectrum of interoperability goals and a broader spectrum of   operational and assurance requirements.  The goal of this document is   to establish a common baseline for generic applications requiring   broad interoperability as well as limited special purpose   requirements.  The profile places emphasis on attribute certificate   support for Internet electronic mail, IPsec, and WWW security   applications.  This document obsoletesRFC 3281.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by   the Internet Engineering Steering Group (IESG).  Further   information on Internet Standards is available inSection 2 of   RFC 5741.   Information about the current status of this document, any   errata, and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5755.Farrell, et al.              Standards Track                    [Page 1]

RFC 5755              AC Profile for Authorization          January 2010Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Farrell, et al.              Standards Track                    [Page 2]

RFC 5755              AC Profile for Authorization          January 2010Table of Contents1. Introduction ....................................................41.1. Requirements Terminology ...................................51.2. AC Path Delegation .........................................51.3. Attribute Certificate Distribution ("Push" vs. "Pull") .....61.4. Document Structure .........................................72. Terminology .....................................................73. Requirements ....................................................84. Attribute Certificate Profile ...................................94.1. X.509 Attribute Certificate Definition ....................104.2. Profile of Standard Fields ................................124.2.1. Version ............................................134.2.2. Holder .............................................134.2.3. Issuer .............................................144.2.4. Signature ..........................................144.2.5. Serial Number ......................................144.2.6. Validity Period ....................................154.2.7. Attributes .........................................154.2.8. Issuer Unique Identifier ...........................164.2.9. Extensions .........................................164.3. Extensions ................................................174.3.1. Audit Identity .....................................174.3.2. AC Targeting .......................................184.3.3. Authority Key Identifier ...........................194.3.4. Authority Information Access .......................194.3.5. CRL Distribution Points ............................204.3.6. No Revocation Available ............................204.4. Attribute Types ...........................................214.4.1. Service Authentication Information .................214.4.2. Access Identity ....................................224.4.3. Charging Identity ..................................234.4.4. Group ..............................................234.4.5. Role ...............................................234.4.6. Clearance ..........................................244.5. Profile of AC Issuer's PKC ................................265. Attribute Certificate Validation ...............................276. Revocation .....................................................287. Optional Features ..............................................297.1. Attribute Encryption ......................................297.2. Proxying ..................................................317.3. Use of ObjectDigestInfo ...................................327.4. AA Controls ...............................................338. Security Considerations ........................................359. IANA Considerations ............................................36Farrell, et al.              Standards Track                    [Page 3]

RFC 5755              AC Profile for Authorization          January 201010. References ....................................................3710.1. Reference Conventions ....................................3710.2. Normative References .....................................3710.3. Informative References ...................................38Appendix A. Object Identifiers ....................................40Appendix B. ASN.1 Module ..........................................41Appendix C. Errata Report Submitted toRFC 3281 ...................47Appendix D. Changes sinceRFC 3281 ................................481.  Introduction   X.509 public key certificates (PKCs) [X.509-1997] [X.509-2000]   [PKIXPROF] bind an identity and a public key.  An attribute   certificate (AC) is a structure similar to a PKC; the main difference   being that the AC contains no public key.  An AC may contain   attributes that specify group membership, role, security clearance,   or other authorization information associated with the AC holder.   The syntax for the AC is defined in Recommendation X.509, making the   term "X.509 certificate" ambiguous.   Some people constantly confuse PKCs and ACs.  An analogy may make the   distinction clear.  A PKC can be considered to be like a passport: it   identifies the holder, tends to last for a long time, and should not   be trivial to obtain.  An AC is more like an entry visa: it is   typically issued by a different authority and does not last for as   long a time.  As acquiring an entry visa typically requires   presenting a passport, getting a visa can be a simpler process.   Authorization information may be placed in a PKC extension or placed   in a separate attribute certificate (AC).  The placement of   authorization information in PKCs is usually undesirable for two   reasons.  First, authorization information often does not have the   same lifetime as the binding of the identity and the public key.   When authorization information is placed in a PKC extension, the   general result is the shortening of the PKC useful lifetime.  Second,   the PKC issuer is not usually authoritative for the authorization   information.  This results in additional steps for the PKC issuer to   obtain authorization information from the authoritative source.   For these reasons, it is often better to separate authorization   information from the PKC.  Yet, authorization information also needs   to be bound to an identity.  An AC provides this binding; it is   simply a digitally signed (or certified) identity and set of   attributes.   An AC may be used with various security services, including access   control, data origin authentication, and non-repudiation.Farrell, et al.              Standards Track                    [Page 4]

RFC 5755              AC Profile for Authorization          January 2010   PKCs can provide an identity to access control decision functions.   However, in many contexts, the identity is not the criterion that is   used for access control decisions; rather, the role or group-   membership of the accessor is the criterion used.  Such access   control schemes are called role-based access control.   When making an access control decision based on an AC, an access   control decision function may need to ensure that the appropriate AC   holder is the entity that has requested access.  One way in which the   linkage between the request or identity and the AC can be achieved is   the inclusion of a reference to a PKC within the AC and the use of   the private key corresponding to the PKC for authentication within   the access request.   ACs may also be used in the context of a data origin authentication   service and a non-repudiation service.  In these contexts, the   attributes contained in the AC provide additional information about   the signing entity.  This information can be used to make sure that   the entity is authorized to sign the data.  This kind of checking   depends either on the context in which the data is exchanged or on   the data that has been digitally signed.   This document obsoletes [RFC3281].  Changes since [RFC3281] are   listed inAppendix D.1.1.  Requirements Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].1.2.  AC Path Delegation   The X.509 standard [X.509-2000] defines authorization as the   "conveyance of privilege from one entity that holds such privilege,   to another entity".  An AC is one authorization mechanism.   An ordered sequence of ACs could be used to verify the authenticity   of a privilege asserter's privilege.  In this way, chains or paths of   ACs could be employed to delegate authorization.   Since the administration and processing associated with such AC   chains is complex and the use of ACs in the Internet today is quite   limited, it is RECOMMENDED that implementations of this specification   not use AC chains.  Other (future) specifications may address the use   of AC chains.  This specification deals with the simple cases, where   one authority issues all of the ACs for a particular set of   attributes.  However, this simplification does not preclude the useFarrell, et al.              Standards Track                    [Page 5]

RFC 5755              AC Profile for Authorization          January 2010   of several different authorities, each of which manages a different   set of attributes.  For example, group membership may be included in   one AC issued by one authority, and security clearance may be   included in another AC issued by another authority.   This means that conformant implementations are only REQUIRED to be   able to process a single AC at a time.  Processing of more than one   AC, one after another, may be necessary.  Note however, that   validation of an AC MAY require validation of a chain of PKCs, as   specified in [PKIXPROF].1.3.  Attribute Certificate Distribution ("Push" vs. "Pull")   As discussed above, ACs provide a mechanism to securely provide   authorization information to, for example, access control decision   functions.  However, there are a number of possible communication   paths for ACs.   In some environments, it is suitable for a client to "push" an AC to   a server.  This means that no new connections between the client and   server are required.  It also means that no search burden is imposed   on servers, which improves performance and that the AC verifier is   only presented with what it "needs to know".  The "push" model is   especially suitable in inter-domain cases where the client's rights   should be assigned within the client's "home" domain.   In other cases, it is more suitable for a client to simply   authenticate to the server and for the server to request or "pull"   the client's AC from an AC issuer or a repository.  A major benefit   of the "pull" model is that it can be implemented without changes to   the client or to the client-server protocol.  The "pull" model is   especially suitable for inter-domain cases where the client's rights   should be assigned within the server's domain, rather than within the   client's domain.   There are a number of possible exchanges involving three entities:   the client, the server, and the AC issuer.  In addition, a directory   service or other repository for AC retrieval MAY be supported.Farrell, et al.              Standards Track                    [Page 6]

RFC 5755              AC Profile for Authorization          January 2010   Figure 1 shows an abstract view of the exchanges that may involve   ACs.  This profile does not specify a protocol for these exchanges.      +--------------+      |              |        Server Acquisition      |  AC issuer   +<---------------------------+      |              |                            |      +--+-----------+                            |         ^                                        |         | Client                                 |         | Acquisition                            |         v                                        v      +--+-----------+                         +--+------------+      |              |       AC "push"         |               |      |   Client     +<------------------------|    Server     |      |              | (part of app. protocol) |               |      +--+-----------+                         +--+------------+         ^                                        ^         | Client                                 | Server         | Lookup        +--------------+         | Lookup         |               |              |         |         +-------------->+  Repository  +<--------+                         |              |                         +--------------+                            Figure 1: AC Exchanges1.4.  Document StructureSection 2 defines some terminology.Section 3 specifies the   requirements that this profile is intended to meet.Section 4   contains the profile of the X.509 AC.Section 5 specifies rules for   AC validation.Section 6 specifies rules for AC revocation checks.Section 7 specifies optional features that MAY be supported; however,   support for these features is not required for conformance to this   profile.  Finally, the appendices contain the list of object   identifiers (OIDs) required to support this specification and an   ASN.1 module.2.  Terminology   For simplicity, we use the terms client and server in this   specification.  This is not intended to indicate that ACs are only to   be used in client-server environments.  For example, ACs may be used   in the Secure/Multipurpose Internet Mail Extensions (S/MIME) v3.2   context, where the mail user agent would be both a "client" and a   "server" in the sense the terms are used here.Farrell, et al.              Standards Track                    [Page 7]

RFC 5755              AC Profile for Authorization          January 2010   Term          Meaning   AA            Attribute Authority, the entity that issues the AC,                 synonymous in this specification with "AC issuer".   AC            Attribute Certificate.   AC user       Any entity that parses or processes an AC.   AC verifier   Any entity that checks the validity of an AC and then                 makes use of the result.   AC issuer     The entity that signs the AC: synonymous in this                 specification with "AA".   AC holder     The entity indicated (perhaps indirectly) in the Holder                 field of the AC.   Client        The entity that is requesting the action for which                 authorization checks are to be made.   Proxying      In this specification, Proxying is used to mean the                 situation where an application server acts as an                 application client on behalf of a user.  Proxying here                 does not mean granting of authority.   PKC           Public Key Certificate - uses the ASN.1 type                 Certificate defined in X.509 and profiled inRFC 5280.                 This (non-standard) acronym is used in order to avoid                 confusion about the term "X.509 certificate".   Server        The entity that requires that the authorization checks                 are made.3.  Requirements   This AC profile meets the following requirements.   Time/Validity requirements:   1. Support for short-lived as well as long-lived ACs.  Typical short-      lived validity periods might be measured in hours, as opposed to      months for PKCs.  Short validity periods allow ACs to be useful      without a revocation mechanism.Farrell, et al.              Standards Track                    [Page 8]

RFC 5755              AC Profile for Authorization          January 2010   Attribute Types:   2. Issuers of ACs should be able to define their own attribute types      for use within closed domains.   3. Some standard attribute types, which can be contained within ACs,      should be defined.  Examples include "access identity", "group",      "role", "clearance", "audit identity", and "charging identity".   4. Standard attribute types should be defined in a manner that      permits an AC verifier to distinguish between uses of the same      attribute in different domains.  For example, the "Administrators      group" as defined by "Baltimore" and the "Administrators group" as      defined by "SPYRUS" should be easily distinguished.   Targeting of ACs:   5. It should be possible to "target" an AC at one, or a small number      of, servers.  This means that a trustworthy non-target server will      reject the AC for authorization decisions.   Push vs. Pull   6. ACs should be defined so that they can either be "pushed" by the      client to the server, or "pulled" by the server from a repository      or other network service, including an online AC issuer.4.  Attribute Certificate Profile   ACs may be used in a wide range of applications and environments   covering a broad spectrum of interoperability goals and a broader   spectrum of operational and assurance requirements.  The goal of this   document is to establish a common baseline for generic applications   requiring broad interoperability and limited special purpose   requirements.  In particular, the emphasis will be on supporting the   use of attribute certificates for informal Internet electronic mail,   IPsec, and WWW applications.   This section presents a profile for ACs that will foster   interoperability.  This section also defines some private extensions   for the Internet community.   While the ISO/IEC/ITU documents use the 1993 (or later) version of   ASN.1, this document uses the 1988 ASN.1 syntax, as has been done for   PKCs [PKIXPROF].  The encoded certificates and extensions from either   ASN.1 version are bit-wise identical.Farrell, et al.              Standards Track                    [Page 9]

RFC 5755              AC Profile for Authorization          January 2010   Where maximum lengths for fields are specified, these lengths refer   to the DER encoding and do not include the ASN.1 tag or length   fields.   Conforming implementations MUST support the profile specified in this   section.4.1.  X.509 Attribute Certificate Definition   X.509 contains the definition of an AC given below.  All types that   are not defined in this document can be found in [PKIXPROF].        AttributeCertificate ::= SEQUENCE {          acinfo               AttributeCertificateInfo,          signatureAlgorithm   AlgorithmIdentifier,          signatureValue       BIT STRING        }        AttributeCertificateInfo ::= SEQUENCE {          version                 AttCertVersion, -- version is v2          holder                  Holder,          issuer                  AttCertIssuer,          signature               AlgorithmIdentifier,          serialNumber            CertificateSerialNumber,          attrCertValidityPeriod  AttCertValidityPeriod,          attributes              SEQUENCE OF Attribute,          issuerUniqueID          UniqueIdentifier OPTIONAL,          extensions              Extensions OPTIONAL        }        AttCertVersion ::= INTEGER { v2(1) }        Holder ::= SEQUENCE {          baseCertificateID   [0] IssuerSerial OPTIONAL,              -- the issuer and serial number of              -- the holder's Public Key Certificate          entityName          [1] GeneralNames OPTIONAL,              -- the name of the claimant or role          objectDigestInfo    [2] ObjectDigestInfo OPTIONAL              -- used to directly authenticate the holder,              -- for example, an executable        }Farrell, et al.              Standards Track                   [Page 10]

RFC 5755              AC Profile for Authorization          January 2010        ObjectDigestInfo ::= SEQUENCE {          digestedObjectType  ENUMERATED {            publicKey            (0),            publicKeyCert        (1),            otherObjectTypes     (2) },          -- otherObjectTypes MUST NOT          -- be used in this profile          otherObjectTypeID   OBJECT IDENTIFIER OPTIONAL,          digestAlgorithm     AlgorithmIdentifier,          objectDigest        BIT STRING        }        AttCertIssuer ::= CHOICE {          v1Form   GeneralNames,  -- MUST NOT be used in this                                  -- profile          v2Form   [0] V2Form     -- v2 only        }        V2Form ::= SEQUENCE {          issuerName            GeneralNames  OPTIONAL,          baseCertificateID     [0] IssuerSerial  OPTIONAL,          objectDigestInfo      [1] ObjectDigestInfo  OPTIONAL            -- issuerName MUST be present in this profile            -- baseCertificateID and objectDigestInfo MUST NOT            -- be present in this profile        }        IssuerSerial  ::=  SEQUENCE {          issuer         GeneralNames,          serial         CertificateSerialNumber,          issuerUID      UniqueIdentifier OPTIONAL        }        AttCertValidityPeriod  ::= SEQUENCE {          notBeforeTime  GeneralizedTime,          notAfterTime   GeneralizedTime        }Farrell, et al.              Standards Track                   [Page 11]

RFC 5755              AC Profile for Authorization          January 2010   Although the Attribute syntax is defined in [PKIXPROF], we repeat the   definition here for convenience.        Attribute ::= SEQUENCE {          type      AttributeType,          values    SET OF AttributeValue            -- at least one value is required        }        AttributeType ::= OBJECT IDENTIFIER        AttributeValue ::= ANY DEFINED BY AttributeType   Implementers should note that the DER encoding (see [X.509-1988],   [X.690]) of the SET OF values requires ordering of the encodings of   the values.  Though this issue arises with respect to distinguished   names, and has to be handled by [PKIXPROF] implementations, it is   much more significant in this context, since the inclusion of   multiple values is much more common in ACs.4.2.  Profile of Standard Fields   GeneralName offers great flexibility.  To achieve interoperability,   in spite of this flexibility, this profile imposes constraints on the   use of GeneralName.   Conforming implementations MUST be able to support the dNSName,   directoryName, uniformResourceIdentifier, and iPAddress options.   This is compatible with the GeneralName requirements in [PKIXPROF]   (mainly inSection 4.2.1.6).  Implementations SHOULD also support the   SRVName, as defined in [X509-SRV].   Conforming implementations MUST NOT use the x400Address,   ediPartyName, or registeredID options.   Conforming implementations MAY use the otherName option to convey   name forms defined in Internet Standards.  For example, Kerberos   [KRB] format names can be encoded into the otherName, using a   Kerberos 5 principal name OID and a SEQUENCE of the Realm and the   PrincipalName.Farrell, et al.              Standards Track                   [Page 12]

RFC 5755              AC Profile for Authorization          January 20104.2.1.  Version   The version field MUST have the value of v2.  That is, the version   field is present in the DER encoding.   Note: This version (v2) is not backwards compatible with the previous   attribute certificate definition (v1) from the 1997 X.509 standard   [X.509-1997], but is compatible with the v2 definition from X.509   (2000) [X.509-2000].4.2.2.  Holder   The Holder field is a SEQUENCE allowing three different (optional)   syntaxes: baseCertificateID, entityName, and objectDigestInfo.  Where   only one option is present, the meaning of the Holder field is clear.   However, where more than one option is used, there is a potential for   confusion as to which option is "normative", which is a "hint", etc.   Since the correct position is not clear from [X.509-2000], this   specification RECOMMENDS that only one of the options be used in any   given AC.   For any environment where the AC is passed in an authenticated   message or session and where the authentication is based on the use   of an X.509 PKC, the Holder field SHOULD use the baseCertificateID.   With the baseCertificateID option, the holder's PKC serialNumber and   issuer MUST be identical to the AC Holder field.  The PKC issuer MUST   have a non-empty distinguished name that is to be present as the   single value of the holder.baseCertificateID.issuer construct in the   directoryName field.  The AC holder.baseCertificateID.issuerUID field   MUST only be used if the holder's PKC contains an issuerUniqueID   field.  If both the AC holder.baseCertificateID.issuerUID and the PKC   issuerUniqueID fields are present, the same value MUST be present in   both fields.  Thus, the baseCertificateID is only usable with PKC   profiles (like [PKIXPROF]) that mandate that the PKC issuer field   contain a non-empty distinguished name value.   Note: An empty distinguished name is a distinguished name where the   SEQUENCE OF relative distinguished names is of zero length.  In a DER   encoding, this has the value '3000'H.   If the Holder field uses the entityName option and the underlying   authentication is based on a PKC, the entityName MUST be the same as   the PKC subject field or one of the values of the PKC subjectAltName   field extension (if present).  Note that [PKIXPROF] mandates that the   subjectAltName extension be present if the PKC subject is an emptyFarrell, et al.              Standards Track                   [Page 13]

RFC 5755              AC Profile for Authorization          January 2010   distinguished name.  See the Security Considerations section, which   mentions some name collision problems that may arise when using the   entityName option.   In any other case where the Holder field uses the entityName option,   only one name SHOULD be present.   Implementations conforming to this profile are not required to   support the use of the objectDigest field.  However,Section 7.3   specifies how this optional feature MAY be used.   Any protocol conforming to this profile SHOULD specify which AC   holder option is to be used and how this fits with the supported   authentication schemes defined in that protocol.4.2.3.  Issuer   ACs conforming to this profile MUST use the v2Form choice, which MUST   contain one and only one GeneralName in the issuerName, which MUST   contain a non-empty distinguished name in the directoryName field.   This means that all AC issuers MUST have non-empty distinguished   names.  ACs conforming to this profile MUST omit the   baseCertificateID and objectDigestInfo fields.   Part of the reason for the use of the v2Form containing only an   issuerName is that it means that the AC issuer does not have to know   which PKC the AC verifier will use for it (the AC issuer).  Using the   baseCertificateID field to reference the AC issuer would mean that   the AC verifier would have to trust the PKC that the AC issuer chose   (for itself) at AC creation time.4.2.4.  Signature   Contains the algorithm identifier used to validate the AC signature.   This MUST be one of the signing algorithms defined in [PKIXALGS] or   defined in any IETF-approved update to [PKIXALGS].  Conforming   implementations MUST honor all MUST/SHOULD/MAY signing algorithm   statements specified in [PKIXALGS] or IETF-approved updates to   [PKIXALGS].4.2.5.  Serial Number   For any conforming AC, the issuer/serialNumber pair MUST form a   unique combination, even if ACs are very short-lived.Farrell, et al.              Standards Track                   [Page 14]

RFC 5755              AC Profile for Authorization          January 2010   AC issuers MUST force the serialNumber to be a positive integer, that   is, the sign bit in the DER encoding of the INTEGER value MUST be   zero -- this can be done by adding a leading (leftmost) '00'H octet   if necessary.  This removes a potential ambiguity in mapping between   a string of octets and an integer value.   Given the uniqueness and timing requirements above, serial numbers   can be expected to contain long integers.  AC users MUST be able to   handle serialNumber values longer than 4 octets.  Conformant ACs MUST   NOT contain serialNumber values longer than 20 octets.   There is no requirement that the serial numbers used by any AC issuer   follow any particular ordering.  In particular, they need not be   monotonically increasing with time.  Each AC issuer MUST ensure that   each AC that it issues contains a unique serial number.4.2.6.  Validity Period   The attrCertValidityPeriod (a.k.a. validity) field specifies the   period for which the AC issuer certifies that the binding between the   holder and the attributes fields will be valid.   The generalized time type, GeneralizedTime, is a standard ASN.1 type   for variable precision representation of time.  The GeneralizedTime   field can optionally include a representation of the time   differential between the local time zone and Greenwich Mean Time.   For the purposes of this profile, GeneralizedTime values MUST be   expressed in Coordinated universal time (UTC) (also known as   Greenwich Mean Time or Zulu)) and MUST include seconds (i.e., times   are YYYYMMDDHHMMSSZ), even when the number of seconds is zero.   GeneralizedTime values MUST NOT include fractional seconds.   (Note: this is the same as specified in [PKIXPROF],Section4.1.2.5.2.)   AC users MUST be able to handle an AC which, at the time of   processing, has parts of its validity period or all its validity   period in the past or in the future (a post-dated AC).  This is valid   for some applications, such as backup.4.2.7.  Attributes   The attributes field gives information about the AC holder.  When the   AC is used for authorization, this will often contain a set of   privileges.Farrell, et al.              Standards Track                   [Page 15]

RFC 5755              AC Profile for Authorization          January 2010   The attributes field contains a SEQUENCE OF Attribute.  Each   Attribute contains the type of the attribute and a SET OF values.   For a given AC, each AttributeType OBJECT IDENTIFIER in the sequence   MUST be unique.  That is, only one instance of each attribute can   occur in a single AC, but each instance can be multi-valued.   AC users MUST be able to handle multiple values for all attribute   types.   An AC MUST contain at least one attribute.  That is, the SEQUENCE OF   Attributes MUST NOT be of zero length.   Some standard attribute types are defined inSection 4.4.4.2.8.  Issuer Unique Identifier   This field MUST NOT be used unless it is also used in the AC issuer's   PKC, in which case it MUST be used.  Note that [PKIXPROF] states that   this field SHOULD NOT be used by conforming certification authorities   (CAs), but that applications SHOULD be able to parse PKCs containing   the field.4.2.9.  Extensions   The extensions field generally gives information about the AC as   opposed to information about the AC holder.   An AC that has no extensions conforms to the profile; however,Section 4.3 defines the extensions that MAY be used with this   profile, and whether or not they may be marked critical.  If any   other critical extension is used, the AC does not conform to this   profile.  However, if any other non-critical extension is used, the   AC does conform to this profile.   The extensions defined for ACs provide methods for associating   additional attributes with holders.  This profile also allows   communities to define private extensions to carry information unique   to those communities.  Each extension in an AC may be designated as   critical or non-critical.  An AC-using system MUST reject an AC if it   encounters a critical extension it does not recognize; however, a   non-critical extension may be ignored if it is not recognized.Section 4.3 presents recommended extensions used within Internet ACs   and standard locations for information.  Communities may elect to use   additional extensions; however, caution should be exercised in   adopting any critical extensions in ACs that might prevent use in a   general context.Farrell, et al.              Standards Track                   [Page 16]

RFC 5755              AC Profile for Authorization          January 20104.3.  Extensions4.3.1.  Audit Identity   In some circumstances, it is required (e.g., by data protection/data   privacy legislation) that audit trails not contain records that   directly identify individuals.  This circumstance may make the use of   the AC Holder field unsuitable for use in audit trails.   To allow for such cases, an AC MAY contain an audit identity   extension.  Ideally, it SHOULD be infeasible to derive the AC   holder's identity from the audit identity value without the   cooperation of the AC issuer.   The value of the audit identity, along with the AC issuer/serial,   SHOULD then be used for audit/logging purposes.  If the value of the   audit identity is suitably chosen, a server/service administrator can   use audit trails to track the behavior of an AC holder without being   able to identify the AC holder.   The server/service administrator in combination with the AC issuer   MUST be able to identify the AC holder in cases where misbehavior is   detected.  This means that the AC issuer MUST be able to determine   the actual identity of the AC holder from the audit identity.   Of course, auditing could be based on the AC issuer/serial pair;   however, this method does not allow tracking of the same AC holder   with multiple ACs.  Thus, an audit identity is only useful if it   lasts for longer than the typical AC lifetime.  Auditing could also   be based on the AC holder's PKC issuer/serial; however, this will   often allow the server/service administrator to identify the AC   holder.   As the AC verifier might otherwise use the AC holder or some other   identifying value for audit purposes, this extension MUST be critical   when used.   Protocols that use ACs will often expose the identity of the AC   holder in the bits on-the-wire.  In such cases, an opaque audit   identity does not make use of the AC anonymous; it simply ensures   that the ensuing audit trails do not contain identifying information.Farrell, et al.              Standards Track                   [Page 17]

RFC 5755              AC Profile for Authorization          January 2010   The value of an audit identity MUST be longer than zero octets.  The   value of an audit identity MUST NOT be longer than 20 octets.      name           id-pe-ac-auditIdentity      OID            { id-pe 4 }      syntax         OCTET STRING      criticality    MUST be TRUE4.3.2.  AC Targeting   To target an AC, the target information extension, imported from   [X.509-2000], MAY be used to specify a number of servers/services.   The intent is that the AC SHOULD only be usable at the specified   servers/services.  An (honest) AC verifier who is not amongst the   named servers/services MUST reject the AC.   If this extension is not present, the AC is not targeted and may be   accepted by any server.   In this profile, the targeting information simply consists of a list   of named targets or groups.   The following syntax is used to represent the targeting information:      Targets ::= SEQUENCE OF Target      Target  ::= CHOICE {        targetName          [0] GeneralName,        targetGroup         [1] GeneralName,        targetCert          [2] TargetCert      }      TargetCert  ::= SEQUENCE {        targetCertificate    IssuerSerial,        targetName           GeneralName OPTIONAL,        certDigestInfo       ObjectDigestInfo OPTIONAL      }   The targetCert CHOICE within the Target structure is only present to   allow future compatibility with [X.509-2000] and MUST NOT be used.   The targets check passes if the current server (recipient) is one of   the targetName fields in the Targets SEQUENCE, or if the current   server is a member of one of the targetGroup fields in the Targets   SEQUENCE.  In this case, the current server is said to "match" the   targeting extension.Farrell, et al.              Standards Track                   [Page 18]

RFC 5755              AC Profile for Authorization          January 2010   How the membership of a target within a targetGroup is determined is   not defined here.  It is assumed that any given target "knows" the   names of the targetGroups to which it belongs or can otherwise   determine its membership.  For example, the targetGroup specifies a   DNS domain, and the AC verifier knows the DNS domain to which it   belongs.  For another example, the targetGroup specifies "PRINTERS",   and the AC verifier knows whether or not it is a printer or print   server.   Note: [X.509-2000] defines the extension syntax as a "SEQUENCE OF   Targets".  Conforming AC issuer implementations MUST only produce one   "Targets" element.  Conforming AC users MUST be able to accept a   "SEQUENCE OF Targets".  If more than one Targets element is found in   an AC, the extension MUST be treated as if all Target elements had   been found within one Targets element.      name           id-ce-targetInformation      OID            { id-ce 55 }      syntax         SEQUENCE OF Targets      criticality    MUST be TRUE4.3.3.  Authority Key Identifier   The authorityKeyIdentifier extension, as profiled in [PKIXPROF], MAY   be used to assist the AC verifier in checking the signature of the   AC.  The [PKIXPROF] description should be read as if "CA" meant "AC   issuer".  As with PKCs, this extension SHOULD be included in ACs.   Note: An AC, where the issuer field used the baseCertificateID   CHOICE, would not need an authorityKeyIdentifier extension, as it is   explicitly linked to the key in the referred certificate.  However,   as this profile states (inSection 4.2.3), ACs MUST use the v2Form   with issuerName CHOICE, this duplication does not arise.      name           id-ce-authorityKeyIdentifier      OID            { id-ce 35 }      syntax         AuthorityKeyIdentifier      criticality    MUST be FALSE4.3.4.  Authority Information Access   The authorityInfoAccess extension, as defined in [PKIXPROF], MAY be   used to assist the AC verifier in checking the revocation status of   the AC.  Support for the id-ad-caIssuers accessMethod is OPTIONAL by   this profile since AC chains are not expected.Farrell, et al.              Standards Track                   [Page 19]

RFC 5755              AC Profile for Authorization          January 2010   The following accessMethod is used to indicate that revocation status   checking is provided for this AC, using the Online Certificate Status   Protocol (OCSP) defined in [OCSP]:      id-ad-ocsp OBJECT IDENTIFIER ::= { id-ad 1 }   The accessLocation MUST contain a URI, and the URI MUST contain an   HTTP URL [HTTP-URL] that specifies the location of an OCSP responder.   The AC issuer MUST, of course, maintain an OCSP responder at this   location.      name           id-ce-authorityInfoAccess      OID            { id-pe 1 }      syntax         AuthorityInfoAccessSyntax      criticality    MUST be FALSE4.3.5.  CRL Distribution Points   The crlDistributionPoints extension, as profiled in [PKIXPROF], MAY   be used to assist the AC verifier in checking the revocation status   of the AC.  SeeSection 6 for details on revocation.   If the crlDistributionPoints extension is present, then exactly one   distribution point MUST be present.  The crlDistributionPoints   extension MUST use the DistributionPointName option, which MUST   contain a fullName, which MUST contain a single name form.  That name   MUST contain either a distinguished name or a URI.  The URI MUST be   either an HTTP URL [HTTP-URL] or a Lightweight Directory Access   Protocol (LDAP) URL [LDAP-URL].      name           id-ce-cRLDistributionPoints      OID            { id-ce 31 }      syntax         CRLDistributionPoints      criticality    MUST be FALSE4.3.6.  No Revocation Available   The noRevAvail extension, defined in [X.509-2000], allows an AC   issuer to indicate that no revocation information will be made   available for this AC.   This extension MUST be non-critical.  An AC verifier that does not   understand this extension might be able to find a revocation list   from the AC issuer, but the revocation list will never include an   entry for the AC.Farrell, et al.              Standards Track                   [Page 20]

RFC 5755              AC Profile for Authorization          January 2010      name           id-ce-noRevAvail      OID            { id-ce 56 }      syntax         NULL (i.e., '0500'H is the DER encoding)      criticality    MUST be FALSE4.4.  Attribute Types   Some of the attribute types defined below make use of the   IetfAttrSyntax type, also defined below.  The reasons for using this   type are:   1. It allows a separation between the AC issuer and the attribute      policy authority.  This is useful for situations where a single      policy authority (e.g., an organization) allocates attribute      values, but where multiple AC issuers are deployed for performance      or other reasons.   2. The syntaxes allowed for values are restricted to OCTET STRING,      OBJECT IDENTIFIER, and UTF8String, which significantly reduces the      complexity associated with matching more general syntaxes.  All      multi-valued attributes using this syntax are restricted so that      each value MUST use the same choice of value syntax.  For example,      AC issuers must not use one value with an oid and a second value      with a string.      IetfAttrSyntax ::= SEQUENCE {        policyAuthority [0] GeneralNames    OPTIONAL,        values          SEQUENCE OF CHOICE {                          octets    OCTET STRING,                          oid       OBJECT IDENTIFIER,                          string    UTF8String                          }      }   In the descriptions below, each attribute type is either tagged   "Multiple Allowed" or "One Attribute value only; multiple values   within the IetfAttrSyntax".  This refers to the SET OF   AttributeValues; the AttributeType still only occurs once, as   specified inSection 4.2.7.4.4.1.  Service Authentication Information   The SvceAuthInfo attribute identifies the AC holder to the   server/service by a name, and the attribute MAY include optional   service specific authentication information.  Typically, this will   contain a username/password pair for a "legacy" application.Farrell, et al.              Standards Track                   [Page 21]

RFC 5755              AC Profile for Authorization          January 2010   This attribute provides information that can be presented by the AC   verifier to be interpreted and authenticated by a separate   application within the target system.  Note that this is a different   use to that intended for the accessIdentity attribute in 4.4.2 below.   This attribute type will typically be encrypted when the authInfo   field contains sensitive information, such as a password (seeSection7.1).      name      id-aca-authenticationInfo      OID       { id-aca 1 }      syntax    SvceAuthInfo      values    Multiple allowed      SvceAuthInfo ::=    SEQUENCE {        service   GeneralName,        ident     GeneralName,        authInfo  OCTET STRING OPTIONAL      }4.4.2.  Access Identity   The accessIdentity attribute identifies the AC holder to the   server/service.  For this attribute the authInfo field MUST NOT be   present.   This attribute is intended to be used to provide information about   the AC holder, that can be used by the AC verifier (or a larger   system of which the AC verifier is a component) to authorize the   actions of the AC holder within the AC verifier's system.  Note that   this is a different use to that intended for the svceAuthInfo   attribute described in 4.4.1 above.      name      id-aca-accessIdentity      OID       { id-aca 2 }      syntax    SvceAuthInfo      values    Multiple allowedFarrell, et al.              Standards Track                   [Page 22]

RFC 5755              AC Profile for Authorization          January 20104.4.3.  Charging Identity   The chargingIdentity attribute identifies the AC holder for charging   purposes.  In general, the charging identity will be different from   other identities of the holder.  For example, the holder's company   may be charged for service.      name      id-aca-chargingIdentity      OID       { id-aca 3 }      syntax    IetfAttrSyntax      values    One Attribute value only; multiple values within the                IetfAttrSyntax4.4.4.  Group   The group attribute carries information about group memberships of   the AC holder.      name      id-aca-group      OID       { id-aca 4 }      syntax    IetfAttrSyntax      values    One Attribute value only; multiple values within the                IetfAttrSyntax4.4.5.  Role   The role attribute, specified in [X.509-2000], carries information   about role allocations of the AC holder.   The syntax used for this attribute is:      RoleSyntax ::= SEQUENCE {        roleAuthority   [0] GeneralNames OPTIONAL,        roleName        [1] GeneralName      }   The roleAuthority field MAY be used to specify the issuing authority   for the role specification certificate.  There is no requirement that   a role specification certificate necessarily exists for the   roleAuthority.  This differs from [X.500-2000], where the   roleAuthority field is assumed to name the issuer of a role   specification certificate.  For example, to distinguish the   administrator role as defined by "Baltimore" from that defined by   "SPYRUS", one could put the value "urn:administrator" in the roleName   field and the value "Baltimore" or "SPYRUS" in the roleAuthority   field.Farrell, et al.              Standards Track                   [Page 23]

RFC 5755              AC Profile for Authorization          January 2010   The roleName field MUST be present, and roleName MUST use the   uniformResourceIdentifier CHOICE of the GeneralName.      name      id-at-role      OID       { id-at 72 }      syntax    RoleSyntax      values    Multiple allowed4.4.6.  Clearance   The clearance attribute, specified in [X.501-1993], carries clearance   (associated with security labeling) information about the AC holder.   The policyId field is used to identify the security policy to which   the clearance relates.  The policyId indicates the semantics of the   classList and securityCategories fields.   This specification includes the classList field exactly as it is   specified in [X.501-1993].  Additional security classification   values, and their position in the classification hierarchy, may be   defined by a security policy as a local matter or by bilateral   agreement.  The basic security classification hierarchy is, in   ascending order: unmarked, unclassified, restricted, confidential,   secret, and top-secret.   An organization can develop its own security policy that defines   security classification values and their meanings.  However, the BIT   STRING positions 0 through 5 are reserved for the basic security   classification hierarchy.   If present, the SecurityCategory field provides further authorization   information.  The security policy identified by the policyId field   indicates the syntaxes that are allowed to be present in the   securityCategories SET.  An OBJECT IDENTIFIER identifies each of the   allowed syntaxes.  When one of these syntaxes is present in the   securityCategories SET, the OBJECT IDENTIFIER associated with that   syntax is carried in the SecurityCategory.type field.   The object identifier for the clearance attribute from [RFC3281] is:      id-at-clearance OBJECT IDENTIFIER ::= {        joint-iso-ccitt(2) ds(5) module(1) selected-attribute-types(5)        clearance (55) }Farrell, et al.              Standards Track                   [Page 24]

RFC 5755              AC Profile for Authorization          January 2010   The associated syntax was originally (and erroneously) defined in   [RFC3281] as:      Clearance ::= SEQUENCE {        policyId            [0] OBJECT IDENTIFIER,        classList           [1] ClassList DEFAULT {unclassified},        securityCategories  [2] SET OF SecurityCategory  OPTIONAL      }   But, it was later corrected (to restore conformance with   [X.509-1997]) to:      Clearance ::= SEQUENCE {        policyId            OBJECT IDENTIFIER,        classList           ClassList DEFAULT {unclassified},        securityCategories  SET OF SecurityCategory  OPTIONAL      }   The object identifier for the clearance attribute from [X.509-1997]   is:      id-at-clearance  OBJECT IDENTIFIER ::= {        joint-iso-ccitt(2) ds(5) attributeType(4) clearance (55) }   The associated syntax is as follows:      Clearance ::= SEQUENCE {        policyId            OBJECT IDENTIFIER,        classList           ClassList DEFAULT {unclassified},        securityCategories  SET OF SecurityCategory  OPTIONAL      }   Implementations MUST support the clearance attribute as defined in   [X.501-1997].  Implementations SHOULD support decoding the clearance   syntax from [RFC3281] and the errata report against it (seeAppendixC).  Implementations MUST NOT output the clearance attribute as   defined in [RFC3281].      ClassList  ::=  BIT STRING {        unmarked       (0),        unclassified   (1),        restricted     (2),        confidential   (3),        secret         (4),        topSecret      (5)      }Farrell, et al.              Standards Track                   [Page 25]

RFC 5755              AC Profile for Authorization          January 2010      SecurityCategory ::= SEQUENCE {        type   [0] OBJECT IDENTIFIER,        value  [1] EXPLICIT ANY DEFINED BY type      }      -- Note that in [RFC3281], the SecurityCategory syntax was as      -- follows:      --      --  SecurityCategory ::= SEQUENCE {      --    type   [0] IMPLICIT OBJECT IDENTIFIER,      --    value  [1] ANY DEFINED BY type      -- }      --      -- The removal of the IMPLICIT from the type line and the      -- addition of the EXPLICIT to the value line result in      -- no changes to the encodings.      -- This is the same as the original syntax, which was defined      -- using the MACRO construct, as follows:      -- SecurityCategory ::= SEQUENCE {      --      type      [0]  IMPLICIT SECURITY-CATEGORY,      --      value     [1]  ANY DEFINED BY type      -- }      --      -- SECURITY-CATEGORY MACRO  ::=      -- BEGIN      -- TYPE NOTATION ::= type | empty      -- VALUE NOTATION ::= value (VALUE OBJECT IDENTIFIER)      -- END           name      { id-at-clearance }           OID       { joint-iso-ccitt(2) ds(5) attribute-type (4)                       clearance (55) }           syntax    Clearance -- imported from [X.501-1997]           values    Multiple allowed4.5.  Profile of AC Issuer's PKC   The AC issuer's PKC MUST conform to [PKIXPROF], and the keyUsage   extension in the PKC MUST NOT explicitly indicate that the AC   issuer's public key cannot be used to validate a digital signature.   In order to avoid confusion regarding serial numbers and revocations,Farrell, et al.              Standards Track                   [Page 26]

RFC 5755              AC Profile for Authorization          January 2010   an AC issuer MUST NOT also be a PKC Issuer.  That is, an AC issuer   cannot be a CA as well.  So, the AC issuer's PKC MUST NOT have a   basicConstraints extension with the cA boolean set to TRUE.5.  Attribute Certificate Validation   This section describes a basic set of rules that all valid ACs MUST   satisfy.  Some additional checks are also described, which AC   verifiers MAY choose to implement.   To be valid, an AC MUST satisfy all of the following:   1. Where the holder uses a PKC to authenticate to the AC verifier,      the AC holder's PKC MUST be found, and the entire certification      path of that PKC MUST be verified in accordance with [PKIXPROF].      As noted in the Security Considerations section, if some other      authentication scheme is used, AC verifiers need to be very      careful mapping the identities (authenticated identity, holder      field) involved.   2. The AC signature must be cryptographically correct, and the AC      issuer's entire PKC certification path MUST be verified in      accordance with [PKIXPROF].   3. The AC issuer's PKC MUST also conform to the profile specified inSection 4.5 above.   4. The AC issuer MUST be directly trusted as an AC issuer (by      configuration or otherwise).   5. The time for which the AC is being evaluated MUST be within the AC      validity.  If the evaluation time is equal to either notBeforeTime      or notAfterTime, then the AC is timely and this check succeeds.      Note that in some applications, the evaluation time MAY not be the      same as the current time.   6. The AC targeting check MUST pass as specified inSection 4.3.2.   7. If the AC contains an unsupported critical extension, the AC MUST      be rejected.   Support for an extension in this context means:   1. The AC verifier MUST be able to parse the extension value.   2. Where the extension value causes the AC to be rejected, the AC      verifier MUST reject the AC.Farrell, et al.              Standards Track                   [Page 27]

RFC 5755              AC Profile for Authorization          January 2010   Additional Checks:   1. The AC MAY be rejected on the basis of further AC verifier      configuration.  For example, an AC verifier may be configured to      reject ACs that contain or lack certain attributes.   2. If the AC verifier provides an interface that allows applications      to query the contents of the AC, then the AC verifier MAY filter      the attributes from the AC on the basis of configured information.      For example, an AC verifier might be configured not to return      certain attributes to certain servers.6.  Revocation   In many environments, the validity period of an AC is less than the   time required to issue and distribute revocation information.   Therefore, short-lived ACs typically do not require revocation   support.  However, long-lived ACs and environments where ACs enable   high value transactions MAY require revocation support.   Two revocation schemes are defined, and the AC issuer should elect   the one that is best suited to the environment in which the AC will   be employed.   "Never revoke" scheme:      ACs may be marked so that the relying party understands that no      revocation status information will be made available.  The      noRevAvail extension is defined inSection 4.3.6, and the      noRevAvail extension MUST be present in the AC to indicate use of      this scheme.      Where no noRevAvail is present, the AC issuer is implicitly      stating that revocation status checks are supported, and some      revocation method MUST be provided to allow AC verifiers to      establish the revocation status of the AC.   "Pointer in AC" scheme:      ACs may "point" to sources of revocation status information, using      either an authorityInfoAccess extension or a crlDistributionPoints      extension within the AC.   For AC users, the "never revoke" scheme MUST be supported, and the   "pointer in AC" scheme SHOULD be supported.  If only the "never   revoke" scheme is supported, then all ACs that do not contain a   noRevAvail extension, MUST be rejected.Farrell, et al.              Standards Track                   [Page 28]

RFC 5755              AC Profile for Authorization          January 2010   For AC issuers, the "never revoke" scheme MUST be supported.  If all   ACs that will ever be issued by that AC issuer contain a noRevAvail   extension, the "pointer in AC" scheme need not be supported.  If any   AC can be issued that does not contain the noRevAvail extension, the   "pointer in AC" scheme MUST be supported.   An AC MUST NOT contain both a noRevAvail extension and a "pointer in   AC".   An AC verifier MAY use any source for AC revocation status   information.7.  Optional Features   This section specifies features that MAY be implemented.  Conformance   to this profile does NOT require support for these features; however,   if these features are offered, they MUST be offered as described   below.7.1.  Attribute Encryption   AC attributes MAY need to be encrypted if the AC is carried in the   clear within an application protocol or the AC contains sensitive   information (e.g., username/password).   When a set of attributes is to be encrypted within an AC, the   Cryptographic Message Syntax, EnvelopedData structure [CMS] is used   to carry the ciphertext and associated per-recipient keying   information.   This type of attribute encryption is targeted.  Before the AC is   signed, the attributes are encrypted for a set of predetermined   recipients.   Within EnvelopedData, the encapsulatedContentInfo identifies the   content type carried within the ciphertext.  In this case, the   contentType field of encapsulatedContentInfo MUST contain id-ct-   attrCertEncAttrs, which has the following value:      attrCertEncAttrs OBJECT IDENTIFIER ::= {        iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs9(9)        id-smime(16) id-ct(1) 14 }   The ciphertext is included in the AC as the value of an encAttrs   attribute.  Only one encAttrs attribute can be present in an AC;   however, the encAttrs attribute MAY be multi-valued, and each of its   values will contain an independent EnvelopedData.Farrell, et al.              Standards Track                   [Page 29]

RFC 5755              AC Profile for Authorization          January 2010   Each value can contain a set of attributes (each possibly a multi-   valued attribute) encrypted for a set of predetermined recipients.   The cleartext that is encrypted has the type:      ACClearAttrs ::= SEQUENCE {        acIssuer  GeneralName,        acSerial  INTEGER,        attrs     SEQUENCE OF Attribute      }   The DER encoding of the ACClearAttrs structure is used as the   encryptedContent field of the EnvelopedData.  The DER encoding MUST   be embedded in an OCTET STRING.   The acIssuer and acSerial fields are present to prevent ciphertext   stealing.  When an AC verifier has successfully decrypted an   encrypted attribute, it MUST then check that the AC issuer and   serialNumber fields contain the same values.  This prevents a   malicious AC issuer from copying ciphertext from another AC (without   knowing its corresponding plaintext).   The procedure for an AC issuer when encrypting attributes is   illustrated by the following (any other procedure that gives the same   result MAY be used):   1. Identify the sets of attributes that are to be encrypted for each      set of recipients.   2. For each attribute set that is to be encrypted:      2.1. Create an EnvelopedData structure for the data for this set           of recipients.      2.2. Encode the ContentInfo containing the EnvelopedData as a           value of the encAttrs attribute.      2.3. Ensure the cleartext attributes are not present in the           to-be-signed AC.   3. Add the encAttrs (with its multiple values) to the AC.   Note that there may be more than one attribute of the same type (the   same OBJECT IDENTIFIER) after decryption.  That is, an AC MAY contain   the same attribute type both in clear and in encrypted form (and   indeed several times if the different recipients are associated with   more than one EnvelopedData).  For example, an AC could contain a   cleartext clearance attribute saying the holder is cleared to SECRET,Farrell, et al.              Standards Track                   [Page 30]

RFC 5755              AC Profile for Authorization          January 2010   and, in addition, an encrypted clearance attribute whose value is   some higher clearance that's not allowed to be known everywhere.  One   approach implementers may choose, would be to merge attribute values   following decryption in order to re-establish the "once only"   constraint.      name      id-aca-encAttrs      OID       { id-aca 6}      syntax    ContentInfo      values    Multiple Allowed   If an AC contains attributes apparently encrypted for the AC   verifier, then the decryption process failure MUST cause the AC to be   rejected.7.2.  Proxying   When a server acts as a client for another server on behalf of the AC   holder, the server MAY need to proxy an AC.  Such proxying MAY have   to be done under the AC issuer's control, so that not every AC is   proxiable and so that a given proxiable AC can be proxied in a   targeted fashion.  Support for chains of proxies (with more than one   intermediate server) MAY also be required.  Note that this does not   involve a chain of ACs.   In order to meet this requirement, we define another extension,   ProxyInfo, similar to the targeting extension.   When this extension is present, the AC verifier MUST check that the   entity from which the AC was received was allowed to send it and that   the AC is allowed to be used by this verifier.   The proxying information is a list in which each item is a list of   targeting information.  If the verifier and the sender of the AC are   both named in the same proxy list, the AC can then be accepted (the   exact rule is given below).   The effect is that the AC holder can send the AC to any valid target,   which can then only proxy to targets that are in one of the same   proxy lists as itself.   The following data structure is used to represent the   targeting/proxying information:      ProxyInfo ::= SEQUENCE OF Targets   Targets is explained inSection 4.3.2.  As in the case of targeting,   the targetCert CHOICE MUST NOT be used.Farrell, et al.              Standards Track                   [Page 31]

RFC 5755              AC Profile for Authorization          January 2010   A proxy check succeeds if either one of the conditions below is met:   1. The identity of the sender, as established by the underlying      authentication service, matches the Holder field of the AC, and      the current server "matches" any one of the proxy sets.  Recall      that "matches" is as definedSection 4.3.2.   2. The identity of the sender, as established by the underlying      authentication service, "matches" one of the proxy sets (call it      set "A"), and the current server is one of the targetName fields      in the set "A", or the current server is a member of one of the      targetGroup fields in set "A".   When an AC is proxied more than once, a number of targets will be on   the path from the original client, which is normally, but not always,   the AC holder.  In such cases, prevention of AC "stealing" requires   that the AC verifier MUST check that all targets on the path are   members of the same proxy set.  It is the responsibility of the AC-   using protocol to ensure that a trustworthy list of targets on the   path is available to the AC verifier.      name           id-pe-ac-proxying      OID            { id-pe 10 }      syntax         ProxyInfo      criticality    MUST be TRUE7.3.  Use of ObjectDigestInfo   In some environments, it may be required that the AC is not linked   either to an identity (via entityName) or to a PKC (via   baseCertificateID).  The objectDigestInfo CHOICE in the Holder field   allows support for this requirement.   If the holder is identified with the objectDigestInfo field, then the   AC version field MUST contain v2 (the integer 1).   The idea is to link the AC to an object by placing a hash of that   object into the Holder field of the AC.  For example, this allows   production of ACs that are linked to public keys rather than names.   It also allows production of ACs that contain privileges associated   with an executable object such as a Java class.  However, this   profile only specifies how to use a hash over a public key or PKC.   That is, conformant ACs MUST NOT use the otherObjectTypes value for   the digestedObjectType.Farrell, et al.              Standards Track                   [Page 32]

RFC 5755              AC Profile for Authorization          January 2010   To link an AC to a public key, the hash must be calculated over the   representation of that public key, which would be present in a PKC,   specifically, the input for the hash algorithm MUST be the DER   encoding of a SubjectPublicKeyInfo representation of the key.   Note: this includes the AlgorithmIdentifier as well as the BIT   STRING.  The rules given in [PKIXALGS] for encoding keys MUST be   followed.  In this case, the digestedObjectType MUST be publicKey and   the otherObjectTypeID field MUST NOT be present.   Note that if the public key value used as input to the hash function   has been extracted from a PKC, it is possible that the   SubjectPublicKeyInfo from that PKC is NOT the value that should be   hashed.  This can occur if Digital Signature Algorithm (DSA) Dss-   parms are inherited as described in Section 2.3.2 of [PKIXALGS].  The   correct input for hashing in this context will include the value of   the parameters inherited from the CA's PKC, and thus may differ from   the SubjectPublicKeyInfo present in the PKC.   Implementations that support this feature MUST be able to handle the   representations of public keys for the algorithms specified in   Section 2.3 of [PKIXALGS].   In order to link an AC to a PKC via a digest, the digest MUST be   calculated over the DER encoding of the entire PKC, including the   signature value.  In this case, the digestedObjectType MUST be   publicKeyCert and the otherObjectTypeID field MUST NOT be present.7.4.  AA Controls   During AC validation, a relying party has to answer the question: is   this AC issuer trusted to issue ACs containing this attribute?  The   AAControls PKC extension MAY be used to help answer the question.   The AAControls extension is intended to be used in CA and AC issuer   PKCs.      id-pe-aaControls OBJECT IDENTIFIER ::= { id-pe 6 }      AAControls ::= SEQUENCE {        pathLenConstraint   INTEGER (0..MAX) OPTIONAL,        permittedAttrs      [0] AttrSpec OPTIONAL,        excludedAttrs       [1] AttrSpec OPTIONAL,        permitUnSpecified   BOOLEAN DEFAULT TRUE      }      AttrSpec::= SEQUENCE OF OBJECT IDENTIFIERFarrell, et al.              Standards Track                   [Page 33]

RFC 5755              AC Profile for Authorization          January 2010   The AAControls extension is used as follows:   The pathLenConstraint, if present, is interpreted as in [PKIXPROF].   It restricts the allowed distance between the AA CA (a CA directly   trusted to include AAControls in its PKCs), and the AC issuer.   The permittedAttrs field specifies a list of attribute types that any   AC issuer below this AA CA is allowed to include in ACs.  If this   field is not present, it means that no attribute types are explicitly   allowed.   The excludedAttrs field specifies a list of attribute types that no   AC issuer below this AA CA is allowed to include in ACs.  If this   field is not present, it means that no attribute types are explicitly   disallowed.   The permitUnSpecified field specifies how to handle attribute types   that are not present in either the permittedAttrs or excludedAttrs   fields.  TRUE (the default) means that any unspecified attribute type   is allowed in ACs; FALSE means that no unspecified attribute type is   allowed.   When AAControls are used, the following additional checks on an AA's   PKC chain MUST all succeed for the AC to be valid:   1. Some CA on the AC's certificate path MUST be directly trusted to      issue PKCs that precede the AC issuer in the certification path;      call this CA the "AA CA".   2. All PKCs on the path from the AA CA, down to and including the AC      issuer's PKC, MUST contain an AAControls extension; however, the      PKC of the AA CA need not contain this extension.   3. Only those attributes in the AC that are allowed, according to all      of the AAControls extension values in all of the PKCs from the AA      CA to the AC issuer, may be used for authorization decisions; all      other attributes MUST be ignored.  This check MUST be applied to      the list of attributes following attribute decryption, and the id-      aca-encAttrs type MUST also be checked.      name           id-pe-aaControls      OID            { id-pe 6 }      syntax         AAControls      criticality    MAY be TRUEFarrell, et al.              Standards Track                   [Page 34]

RFC 5755              AC Profile for Authorization          January 20108.  Security Considerations   The protection afforded for private keys is a critical factor in   maintaining security.  Failure of AC issuers to protect their private   keys will permit an attacker to masquerade as them, potentially   generating false ACs or revocation status.  Existence of bogus ACs   and revocation status will undermine confidence in the system.  If   the compromise is detected, all ACs issued by the AC issuer MUST be   revoked.  Rebuilding after such a compromise will be problematic, so   AC issuers are advised to implement a combination of strong technical   measures (e.g., tamper-resistant cryptographic modules) and   appropriate management procedures (e.g., separation of duties) to   avoid such an incident.   Loss of an AC issuer's private signing key may also be problematic.   The AC issuer would not be able to produce revocation status or   perform AC renewal.  AC issuers are advised to maintain secure backup   for signing keys.  The security of the key backup procedures is a   critical factor in avoiding key compromise.   The availability and freshness of revocation status will affect the   degree of assurance that should be placed in a long-lived AC.  While   long-lived ACs expire naturally, events may occur during its natural   lifetime that negate the binding between the AC holder and the   attributes.  If revocation status is untimely or unavailable, the   assurance associated with the binding is clearly reduced.   The binding between an AC holder and attributes cannot be stronger   than the cryptographic module implementation and algorithms used to   generate the signature.  Short key lengths or weak hash algorithms   will limit the utility of an AC.  AC issuers are encouraged to note   advances in cryptology so they can employ strong cryptographic   techniques.   Inconsistent application of name comparison rules may result in   acceptance of invalid targeted or proxied ACs, or rejection of valid   ones.  The X.500 series of specifications defines rules for comparing   distinguished names.  These rules require comparison of strings   without regard to case, character set, multi-character white space   substrings, or leading and trailing white space.  This specification   and [PKIXPROF] relaxes these requirements, requiring support for   binary comparison at a minimum.   AC issuers MUST encode the distinguished name in the AC   holder.entityName field identically to the distinguished name in the   holder's PKC.  If different encodings are used, implementations of   this specification may fail to recognize that the AC and PKC belong   to the same entity.Farrell, et al.              Standards Track                   [Page 35]

RFC 5755              AC Profile for Authorization          January 2010   If an attribute certificate is tied to the holder's PKC using the   baseCertificateID component of the Holder field and the PKI in use   includes a rogue CA with the same issuer name specified in the   baseCertificateID component, this rogue CA could issue a PKC to a   malicious party, using the same issuer name and serial number as the   proper holder's PKC.  Then the malicious party could use this PKC in   conjunction with the AC.  This scenario SHOULD be avoided by properly   managing and configuring the PKI so that there cannot be two CAs with   the same name.  Another alternative is to tie ACs to PKCs using the   publicKeyCert type in the ObjectDigestInfo field.  Failing this, AC   verifiers have to establish (using other means) that the potential   collisions cannot actually occur, for example, the Certificate   Practice Statements (CPSs) of the CAs involved may make it clear that   no such name collisions can occur.   Implementers MUST ensure that following validation of an AC, only   attributes that the issuer is trusted to issue are used in   authorization decisions.  Other attributes, which MAY be present MUST   be ignored.  Given that the AAControls PKC extension is optional to   implement, AC verifiers MUST be provided with this information by   other means.  Configuration information is a likely alternative   means.  This becomes very important if an AC verifier trusts more   than one AC issuer.   There is often a requirement to map between the authentication   supplied by a particular security protocol (e.g., TLS, S/MIME) and   the AC holder's identity.  If the authentication uses PKCs, then this   mapping is straightforward.  However, it is envisaged that ACs will   also be used in environments where the holder may be authenticated   using other means.  Implementers SHOULD be very careful in mapping   the authenticated identity to the AC holder, especially when the   authenticated identity does not come from a public key certificate as   link between identity and AC may not be as "strong".9.  IANA Considerations   Attributes and attribute certificate extensions are identified by   object identifiers (OIDs).  Many of the OIDs used in this document   are copied from X.509 [X.509-2000].  Other OIDs were assigned from an   arc delegated by the IANA to the PKIX working group.  No further   action by the IANA is necessary for this document or any anticipated   updates.Farrell, et al.              Standards Track                   [Page 36]

RFC 5755              AC Profile for Authorization          January 201010.  References10.1.  Reference Conventions   [PKIXALGS] refers to [RFC3279], [RFC4055], [RFC5480], and [RFC5756].10.2.  Normative References   [Err302]       RFC Errata, Errata ID 302,RFC 3281,http://www.rfc-editor.org.   [CMS]          Housley, R., "Cryptographic Message Syntax (CMS)",RFC5652, September 2009.   [HTTP-URL]     Housley, R. and P. Hoffman, "Internet X.509 Public Key                  Infrastructure Operational Protocols: FTP and HTTP",RFC 2585, May 1999.   [LDAP-URL]     Smith, M., Ed., and T. Howes, "Lightweight Directory                  Access Protocol (LDAP): Uniform Resource Locator",RFC4516, June 2006.   [RFC2119]      Bradner, S., "Key words for use in RFCs to Indicate                  Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3279]      Bassham, L., Polk, W., and R. Housley, "Algorithms and                  Identifiers for the Internet X.509 Public Key                  Infrastructure Certificate and Certificate Revocation                  List (CRL) Profile",RFC 3279, April 2002.   [RFC4055]      Schaad, J., Kaliski, B., and R. Housley, "Additional                  Algorithms and Identifiers for RSA Cryptography for                  use in the Internet X.509 Public Key Infrastructure                  Certificate and Certificate Revocation List (CRL)                  Profile",RFC 4055, June 2005.   [RFC5480]      Turner, S., Brown, D., Yiu, K., Housley, R., and T.                  Polk, "Elliptic Curve Cryptography Subject Public Key                  Information",RFC 5480, March 2009.   [RFC5756]      Turner, S. Brown, D., Yiu, K., Housley, R., and T.                  Polk, "Updates for RSAES-OAEP and RSASSA-PSS Algorithm                  Parameters",RFC 5756, January 2010.   [PKIXPROF]     Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,                  Housley, R., and W. Polk, "Internet X.509 Public Key                  Infrastructure Certificate and Certificate Revocation                  List (CRL) Profile",RFC 5280, May 2008.Farrell, et al.              Standards Track                   [Page 37]

RFC 5755              AC Profile for Authorization          January 2010   [X509-SRV]     Santesson, S., "Internet X.509 Public Key                  Infrastructure Subject Alternative Name for Expression                  of Service Name",RFC 4985, August 2007.   [X.680]        ITU-T Recommendation X.680 (2002) | ISO/IEC                  8824-1:2002, Information technology - Abstract Syntax                  Notation One (ASN.1):  Specification of basic                  notation.   [X.690]        ITU-T Recommendation X.690 (2002) | ISO/IEC                  8825-1:2002, Information technology - ASN.1 encoding                  rules: Specification of Basic Encoding Rules (BER),                  Canonical Encoding Rules (CER) and Distinguished                  Encoding Rules (DER).10.2.  Informative References   [KRB]          Neuman, C., Yu, T., Hartman, S., and K. Raeburn, "The                  Kerberos Network Authentication Service (V5)",RFC4120, July 2005.   [LDAP]         Sermersheim, J., Ed., "Lightweight Directory Access                  Protocol (LDAP): The Protocol",RFC 4511, June 2006.   [OCSP]         Myers, M., Ankney, R., Malpani, A., Galperin, S., and                  C. Adams, "X.509 Internet Public Key Infrastructure                  Online Certificate Status Protocol - OCSP",RFC 2560,                  June 1999.   [RFC3281]      Farrell, S. and R. Housley, "An Internet Attribute                  Certificate Profile for Authorization",RFC 3281,                  April 2002.   [X.500-2000]   ITU-T Recommendation X.500 (2000) | ISO/IEC                  9594-1:2000, Information technology - Open Systems                  Interconnection - The Directory: Overview of concepts,                  models and services.   [X.501-1993]   ITU-T Recommendation X.501 (1993) | ISO/IEC                  9594-2:1993, Information technology - Open Systems                  Interconnection - The Directory: Models.   [X.501-1997]   ITU-T Recommendation X.501 (1997) | ISO/IEC                  9594-2:1997, Information technology - Open Systems                  Interconnection - The Directory: Models.   [X.509-1988]   CCITT Recommendation X.509: The Directory -                  Authentication Framework, 1988.Farrell, et al.              Standards Track                   [Page 38]

RFC 5755              AC Profile for Authorization          January 2010   [X.509-1997]   ITU-T Recommendation X.509: The Directory -                  Authentication Framework, 1997.   [X.509-2000]   ITU-T Recommendation X.509: The Directory - Public-Key                  and Attribute Certificate Frameworks, 2000.Farrell, et al.              Standards Track                   [Page 39]

RFC 5755              AC Profile for Authorization          January 2010Appendix A.  Object Identifiers   This (normative) appendix lists the new object identifiers that are   defined in this specification.  Some of these are required only for   support of optional features and are not required for conformance to   this profile.  This specification mandates support for OIDs that have   arc elements with values that are less than 2^32, (i.e., they MUST be   between 0 and 4,294,967,295 inclusive) and SHOULD be less than 2^31   (i.e., less than or equal to 2,147,483,647).  This allows each arc   element to be represented within a single 32-bit word.   Implementations MUST also support OIDs where the length of the dotted   decimal (see [LDAP], Section 4.1.2) string representation can be up   to 100 bytes (inclusive).  Implementations MUST be able to handle   OIDs with up to 20 elements (inclusive).  AAs SHOULD NOT issue ACs   that contain OIDs that breach these requirements.   The following OIDs are imported from [PKIXPROF]:      id-pkix OBJECT IDENTIFIER ::= { iso(1) identified-organization(3)        dod(6) internet(1) security(5) mechanisms(5) pkix(7) }      id-mod  OBJECT IDENTIFIER ::= { id-pkix 0 }      id-pe   OBJECT IDENTIFIER ::= { id-pkix 1 }      id-ad   OBJECT IDENTIFIER ::= { id-pkix 48 }      id-at   OBJECT IDENTIFIER ::= { joint-iso-ccitt(2) ds(5) 4 }      id-ce   OBJECT IDENTIFIER ::= { joint-iso-ccitt(2) ds(5) 29 }   The following new ASN.1 module OID is defined:      id-mod-attribute-cert        OBJECT IDENTIFIER ::= { id-mod 12 }   The following AC extension OIDs are defined:      id-pe-ac-auditIdentity       OBJECT IDENTIFIER ::= { id-pe 4 }      id-pe-ac-proxying            OBJECT IDENTIFIER ::= { id-pe 10 }      id-ce-targetInformation      OBJECT IDENTIFIER ::= { id-ce 55 }   The following PKC extension OIDs are defined:      id-pe-aaControls             OBJECT IDENTIFIER ::= { id-pe 6 }   The following attribute OIDs are defined:      id-aca                       OBJECT IDENTIFIER ::= { id-pkix 10 }      id-aca-authenticationInfo    OBJECT IDENTIFIER ::= { id-aca 1 }      id-aca-accessIdentity        OBJECT IDENTIFIER ::= { id-aca 2 }      id-aca-chargingIdentity      OBJECT IDENTIFIER ::= { id-aca 3 }      id-aca-group                 OBJECT IDENTIFIER ::= { id-aca 4 }      id-aca-encAttrs              OBJECT IDENTIFIER ::= { id-aca 6 }Farrell, et al.              Standards Track                   [Page 40]

RFC 5755              AC Profile for Authorization          January 2010      id-at-role                   OBJECT IDENTIFIER ::= { id-at 72 }      id-at-clearance              OBJECT IDENTIFIER ::= {          joint-iso-ccitt(2) ds(5) attributeType(4) clearance (55) }      id-at-clearance              OBJECT IDENTIFIER ::= {          joint-iso-ccitt(2) ds(5) module(1) selected-attribute-types(5)          clearance (55) }   As noted inSection 4.4.6, there are two OIDs for id-at-clearance.Appendix B.  ASN.1 Module   This appendix describes data objects used by conforming PKI   components in an "ASN.1-like" syntax [X.680].  This syntax is a   hybrid of the 1988 and 1993 ASN.1 syntaxes.  The 1988 ASN.1 syntax is   augmented with 1993 UNIVERSAL Types UniversalString, BMPString, and   UTF8String.   The ASN.1 syntax does not permit the inclusion of type statements in   the ASN.1 module, and the 1993 ASN.1 standard does not permit use of   the new UNIVERSAL types in modules using the 1988 syntax.  As a   result, this module does not conform to either version of the ASN.1   standard.   This appendix may be converted into 1988 ASN.1 by replacing the   definitions for the UNIVERSAL Types with the 1988 catch-all "ANY".   PKIXAttributeCertificate-2008 { iso(1) identified-organization(3)     dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0)     id-mod-attribute-cert-v2(61) }   DEFINITIONS IMPLICIT TAGS ::=   BEGIN   -- EXPORTS ALL --   IMPORTS   -- IMPORTed module OIDs MAY change if [PKIXPROF] changes   -- PKIX Certificate Extensions   Attribute, AlgorithmIdentifier, CertificateSerialNumber,   Extensions, UniqueIdentifier, id-pkix, id-pe, id-kp, id-ad, id-at     FROM PKIX1Explicit88       { iso(1) identified-organization(3) dod(6) internet(1)         security(5) mechanisms(5) pkix(7) id-mod(0)         id-pkix1-explicit-88(18) }Farrell, et al.              Standards Track                   [Page 41]

RFC 5755              AC Profile for Authorization          January 2010   GeneralName, GeneralNames, id-ce, AuthorityKeyIdentifier,   AuthorityInfoAccessSyntax, CRLDistributionPoint     FROM PKIX1Implicit88       { iso(1) identified-organization(3) dod(6) internet(1)         security(5) mechanisms(5) pkix(7) id-mod(0)         id-pkix1-implicit-88(19) }   ContentInfo     FROM CryptographicMessageSyntax2004       { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9)         smime(16) modules(0) cms-2004(24) }   ;   id-pe-ac-auditIdentity       OBJECT IDENTIFIER ::= { id-pe 4 }   id-pe-aaControls             OBJECT IDENTIFIER ::= { id-pe 6 }   id-pe-ac-proxying            OBJECT IDENTIFIER ::= { id-pe 10 }   id-ce-targetInformation      OBJECT IDENTIFIER ::= { id-ce 55 }   id-aca                       OBJECT IDENTIFIER ::= { id-pkix 10 }   id-aca-authenticationInfo    OBJECT IDENTIFIER ::= { id-aca 1 }   id-aca-accessIdentity        OBJECT IDENTIFIER ::= { id-aca 2 }   id-aca-chargingIdentity      OBJECT IDENTIFIER ::= { id-aca 3 }   id-aca-group                 OBJECT IDENTIFIER ::= { id-aca 4 }   -- { id-aca 5 } is reserved   id-aca-encAttrs              OBJECT IDENTIFIER ::= { id-aca 6 }   id-at-role                   OBJECT IDENTIFIER ::= { id-at 72}   id-at-clearance              OBJECT IDENTIFIER ::= {     joint-iso-ccitt(2) ds(5) attributeType(4) clearance (55) }   -- Uncomment the following declaration and comment the above line if   -- using the id-at-clearance attribute as defined in [RFC3281]   --  id-at-clearance              OBJECT IDENTIFIER ::= {   --    joint-iso-ccitt(2) ds(5) module(1) selected-attribute-types(5)   --    clearance (55) }Farrell, et al.              Standards Track                   [Page 42]

RFC 5755              AC Profile for Authorization          January 2010   -- Uncomment this if using a 1988 level ASN.1 compiler   -- UTF8String ::= [UNIVERSAL 12] IMPLICIT OCTET STRING   AttributeCertificate ::= SEQUENCE {     acinfo              AttributeCertificateInfo,     signatureAlgorithm  AlgorithmIdentifier,     signatureValue      BIT STRING   }   AttributeCertificateInfo ::= SEQUENCE {     version                 AttCertVersion,  -- version is v2     holder                  Holder,     issuer                  AttCertIssuer,     signature               AlgorithmIdentifier,     serialNumber            CertificateSerialNumber,     attrCertValidityPeriod  AttCertValidityPeriod,     attributes              SEQUENCE OF Attribute,     issuerUniqueID          UniqueIdentifier OPTIONAL,     extensions              Extensions OPTIONAL   }   AttCertVersion ::= INTEGER { v2(1) }   Holder ::= SEQUENCE {     baseCertificateID   [0] IssuerSerial OPTIONAL,            -- the issuer and serial number of            -- the holder's Public Key Certificate     entityName          [1] GeneralNames OPTIONAL,            -- the name of the claimant or role     objectDigestInfo    [2] ObjectDigestInfo OPTIONAL            -- used to directly authenticate the            -- holder, for example, an executable   }   ObjectDigestInfo ::= SEQUENCE {     digestedObjectType  ENUMERATED {                          publicKey         (0),                          publicKeyCert     (1),                          otherObjectTypes  (2) },            -- otherObjectTypes MUST NOT            -- MUST NOT be used in this profile     otherObjectTypeID   OBJECT IDENTIFIER  OPTIONAL,     digestAlgorithm     AlgorithmIdentifier,     objectDigest        BIT STRING   }Farrell, et al.              Standards Track                   [Page 43]

RFC 5755              AC Profile for Authorization          January 2010   AttCertIssuer ::= CHOICE {     v1Form      GeneralNames,  -- MUST NOT be used in this                                -- profile     v2Form  [0] V2Form         -- v2 only   }   V2Form ::= SEQUENCE {     issuerName             GeneralNames  OPTIONAL,     baseCertificateID  [0] IssuerSerial  OPTIONAL,     objectDigestInfo   [1] ObjectDigestInfo  OPTIONAL            -- issuerName MUST be present in this profile            -- baseCertificateID and objectDigestInfo MUST            -- NOT be present in this profile   }   IssuerSerial ::= SEQUENCE {     issuer     GeneralNames,     serial     CertificateSerialNumber,     issuerUID  UniqueIdentifier OPTIONAL   }   AttCertValidityPeriod  ::= SEQUENCE {     notBeforeTime  GeneralizedTime,     notAfterTime   GeneralizedTime   }   Targets ::= SEQUENCE OF Target   Target ::= CHOICE {     targetName   [0] GeneralName,     targetGroup  [1] GeneralName,     targetCert   [2] TargetCert   }   TargetCert ::= SEQUENCE {     targetCertificate  IssuerSerial,     targetName         GeneralName OPTIONAL,     certDigestInfo     ObjectDigestInfo OPTIONAL   }   IetfAttrSyntax ::= SEQUENCE {     policyAuthority [0] GeneralNames OPTIONAL,     values          SEQUENCE OF CHOICE {                       octets  OCTET STRING,                       oid     OBJECT IDENTIFIER,                       string  UTF8String     }   }Farrell, et al.              Standards Track                   [Page 44]

RFC 5755              AC Profile for Authorization          January 2010   SvceAuthInfo ::= SEQUENCE {     service   GeneralName,     ident     GeneralName,     authInfo  OCTET STRING OPTIONAL   }   RoleSyntax ::= SEQUENCE {     roleAuthority  [0] GeneralNames OPTIONAL,     roleName       [1] GeneralName   }   Clearance ::= SEQUENCE {     policyId            OBJECT IDENTIFIER,     classList           ClassList DEFAULT {unclassified},     securityCategories  SET OF SecurityCategory  OPTIONAL   }   -- Uncomment the following lines to support deprecated clearance   -- syntax and comment out previous Clearance.   -- Clearance ::= SEQUENCE {   --  policyId            [0] OBJECT IDENTIFIER,   --  classList           [1] ClassList DEFAULT {unclassified},   --  securityCategories  [2] SET OF SecurityCategory  OPTIONAL   -- }   ClassList ::= BIT STRING {     unmarked      (0),     unclassified  (1),     restricted    (2),     confidential  (3),     secret        (4),     topSecret     (5)   }   SecurityCategory ::= SEQUENCE {     type   [0] OBJECT IDENTIFIER,     value  [1] EXPLICIT ANY DEFINED BY type   }Farrell, et al.              Standards Track                   [Page 45]

RFC 5755              AC Profile for Authorization          January 2010   -- Note that in [RFC3281] the syntax for SecurityCategory was   -- as follows:   --   --  SecurityCategory ::= SEQUENCE {   --    type   [0] IMPLICIT OBJECT IDENTIFIER,   --    value  [1] ANY DEFINED BY type   -- }   --   -- The removal of the IMPLICIT from the type line and the   -- addition of the EXPLICIT to the value line result in   -- no changes to the encoding.   AAControls ::= SEQUENCE {     pathLenConstraint      INTEGER (0..MAX) OPTIONAL,     permittedAttrs     [0] AttrSpec OPTIONAL,     excludedAttrs      [1] AttrSpec OPTIONAL,     permitUnSpecified      BOOLEAN DEFAULT TRUE   }   AttrSpec ::= SEQUENCE OF OBJECT IDENTIFIER   ACClearAttrs ::= SEQUENCE {     acIssuer  GeneralName,     acSerial  INTEGER,     attrs     SEQUENCE OF Attribute   }   ProxyInfo ::= SEQUENCE OF Targets   ENDFarrell, et al.              Standards Track                   [Page 46]

RFC 5755              AC Profile for Authorization          January 2010Appendix C.  Errata Report Submitted toRFC 3281   The following is the errata report submitted againstRFC 3281, posted   online as [Err302].   Status: Verified   Type: Technical   Reported By: Stephen Farrell   Date Reported: 2003-03-07Section 4.4.6 says:      Clearance ::= SEQUENCE {              policyId            [0] OBJECT IDENTIFIER,              classList           [1] ClassList DEFAULT {unclassified},              securityCategories  [2] SET OF SecurityCategory OPTIONAL      }   It should say:      Clearance ::= SEQUENCE {              policyId            OBJECT IDENTIFIER,              classList           ClassList DEFAULT {unclassified},              securityCategories  SET OF SecurityCategory OPTIONAL      }   Notes:   The differences in tagging arose due to an unnoticed technical   corrigendum (TC-2) being applied to the X.501 document during   preparation ofRFC 3281.  The X.501 format is the correct form and   will be included in a future update ofRFC 3281.  Implementers SHOULD   modify their decoding functions to accept either format and, even if   claimingRFC 3281 conformance, SHOULD output the (correct) X.501   format pending the issuing of a corrected RFC at which point the   incorrectRFC 3281 format will no longer be specified.Farrell, et al.              Standards Track                   [Page 47]

RFC 5755              AC Profile for Authorization          January 2010Appendix D.  Changes sinceRFC 3281   1. Created a newSection 1.1 "Terminology", renumbered Sections      1.1-1.3 to 1.2-1.4, and moved first paragraph ofSection 1 toSection 1.1.   2. InSection 1.2, rephrased first sentence in third paragraph.   3. InSection 2, replaced S/MIME v3 with S/MIME v3.2.   4. InSection 4.1, moved "," from the right of the ASN.1 comment to      the left of the ASN.1 comment on the line describing version in      the AttributeCertificateInfo structure.  Replaced reference to      X.208 with X.690.   5. InSection 4.2, replaced pointer to 4.2.1.7 ofRFC 3280 with      pointer to 4.2.1.6 ofRFC 5280.  Added requirement to support      subject alternative name choice SRVName.   6. InSection 4.3.2, replaced "Confirming" with "Conforming".   7. InSection 4.3.4, replaced reference toRFC 1738, URL, with      references to [HTTP-URL], "authorityInformationAccess" with      "authorityInfoAccess", and "NOT REQUIRED" with "OPTIONAL."   8. InSection 4.3.5, replaced "HTTP or an LDAP" with "HTTP [HTTP-URL]      or an LDAP [LDAP-URL]".  Also, replaced "CRLDistPointsSyntax" with      "CRLDistributionPoints".   9. InSection 4.4.6, added text to address having two OIDs for the      same syntax and two syntaxes for one OID.   10. InSection 5, replaced "When the extension value SHOULD cause"       with "When the extension value causes".   11. InSection 7.1, replaced text that described encapsulating       encrypted attribute with corrected text.  Clarified that       attributes can appear more than once if they apply to different       recipients.  Reworded last paragraph to more clearly describe the       failure case.   12. InSection 7.3, updated references to point toRFC 3279.   13. InSection 8, updated last paragraph to better explain why       implementers need to be careful when mapping authenticated       identities to the AC holder.Farrell, et al.              Standards Track                   [Page 48]

RFC 5755              AC Profile for Authorization          January 2010   14. Updated References:       a) split references into informative/normative references       b) added reference toRFC 3281       c) replaced reference to X.501:1993 with X.501:1997       d) replaced reference toRFC 1510 withRFC 4120       e) replaced reference toRFC 1738 withRFC 4516 and 2585       f) replaced reference toRFC 2251 withRFC 4511       g) replaced reference toRFC 2459 withRFC 5280       h) replaced reference toRFC 2630 withRFC 5652       i) replaced reference to X.208-1988 with X.690       j) added reference to X.680       k) added reference toRFC 4985       l) expanded reference toRFC 3279 by addingRFC 5480 andRFC4055, which updateRFC 3279       m) deleted spurious reference to CMC, CMP, ESS,RFC 2026,          X.209-88, and X.501:1988.   15. InAppendix A, added second clearance attribute object       identifier.   16.Appendix B, updated ASN.1 with changes 3, 8, 9, and 11:       a) New OID for ASN.1 module.       b) Updated module OIDs for PKIX1Explicit88 and PKIX1Implicit88.       c) Added imports from PKIX1Implicit88 for AuthorityKeyIdentifier,          AuthorityInfoAccessSyntax, CRLDistributionPoint.       d) Added imports from CryptographicMessageSyntax2004 for          ContentInfo.       e) Added comments and commented out ASN.1 for old clearance          attribute syntax.       f) Added preamble to ASN.1, which is taken fromAppendix A ofRFC5280.   17. AddedAppendix C.Farrell, et al.              Standards Track                   [Page 49]

RFC 5755              AC Profile for Authorization          January 2010Authors' Addresses   Sean Turner   IECA, Inc.   3057 Nutley Street, Suite 106   Fairfax, VA 22031   USA   EMail: turners@ieca.com   Russ Housley   Vigil Security, LLC   918 Spring Knoll Drive   Herndon, VA 20170   USA   EMail: housley@vigilsec.com   Stephen Farrell   Distributed Systems Group   Computer Science Department   Trinity College Dublin   Ireland   EMail: stephen.farrell@cs.tcd.ieFarrell, et al.              Standards Track                   [Page 50]

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