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Obsoleted by:6856 EXPERIMENTAL
Internet Engineering Task Force (IETF)                        R. GellensRequest for Comments: 5721                         QUALCOMM IncorporatedCategory: Experimental                                         C. NewmanISSN: 2070-1721                                         Sun Microsystems                                                           February 2010POP3 Support for UTF-8Abstract   This specification extends the Post Office Protocol version 3 (POP3)   to support un-encoded international characters in user names,   passwords, mail addresses, message headers, and protocol-level   textual error strings.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for examination, experimental implementation, and   evaluation.   This document defines an Experimental Protocol for the Internet   community.  This document is a product of the Internet Engineering   Task Force (IETF).  It represents the consensus of the IETF   community.  It has received public review and has been approved for   publication by the Internet Engineering Steering Group (IESG).  Not   all documents approved by the IESG are a candidate for any level of   Internet Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5721.Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Gellens & Newman              Experimental                      [Page 1]

RFC 5721                 POP3 Support for UTF-8            February 2010   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .31.1.  Conventions Used in This Document  . . . . . . . . . . . .32.  LANG Capability  . . . . . . . . . . . . . . . . . . . . . . .43.  UTF8 Capability  . . . . . . . . . . . . . . . . . . . . . . .63.1.  The UTF8 Command . . . . . . . . . . . . . . . . . . . . .73.2.  USER Argument to UTF8 Capability . . . . . . . . . . . . .94.  Native UTF-8 Maildrops . . . . . . . . . . . . . . . . . . . .95.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .106.  Security Considerations  . . . . . . . . . . . . . . . . . . .107.  References . . . . . . . . . . . . . . . . . . . . . . . . . .107.1.  Normative References . . . . . . . . . . . . . . . . . . .107.2.  Informative References . . . . . . . . . . . . . . . . . .11Appendix A.  Design Rationale  . . . . . . . . . . . . . . . . . .12Appendix B.  Acknowledgments . . . . . . . . . . . . . . . . . . .12Gellens & Newman              Experimental                      [Page 2]

RFC 5721                 POP3 Support for UTF-8            February 20101.  Introduction   This document forms part of the Email Address Internationalization   (EAI) experiment described in the EAI Framework document [RFC4952]   (for background, please see the charter of the EAI working group) and   should be evaluated within the context of EAI.  As part of the   overall EAI work, email messages may be transmitted and delivered   containing un-encoded UTF-8 characters, and mail drops that are   accessed using POP3 [RFC1939] might natively store UTF-8.   This specification extends POP3 [RFC1939] using the POP3 extension   mechanism [RFC2449] to permit un-encoded UTF-8 [RFC3629] in headers,   as described in "Internationalized Email Headers" [RFC5335].  It also   adds a mechanism to support login names and passwords outside the   ASCII character set, and a mechanism to support UTF-8 protocol-level   error strings in a language appropriate for the user.   This document updates POP3 [RFC1939], and the fact that an   Experimental specification updates a Standards Track specification   means that people who participate in the experiment have to consider   the Standard updated.  In an attempt to reduce confusion, this   Experimental document does not contain an "Updates" header.  If and   when a version of this document moves to the Standards Track, an   "Updates: 1939" header should be added.   Within this specification, the term "down-conversion" refers to the   process of modifying a message containing UTF8 headers [RFC5335] or   body parts with 8bit content-transfer-encoding, as defined in MIMESection 2.8 [RFC2045], into conforming 7-bit Internet Message Format   [RFC5322] with message header extensions for non-ASCII text [RFC2047]   and other 7-bit encodings.  Down-conversion is specified by   "Downgrading Mechanism for Email Address Internationalization"   [RFC5504].1.1.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in "Key words for use in   RFCs to Indicate Requirement Levels" [RFC2119].   In examples, "C:" and "S:" indicate lines sent by the client and   server, respectively.  If a single "C:" or "S:" label applies to   multiple lines, then the line breaks between those lines are for   editorial clarity only and are not part of the actual protocol   exchange.Gellens & Newman              Experimental                      [Page 3]

RFC 5721                 POP3 Support for UTF-8            February 2010   Note that examples always use 7-bit ASCII characters due to   limitations of this document format; in particular, some examples for   the "LANG" command may appear silly as a result.2.  LANG Capability   Per "POP3 Extension Mechanism" [RFC2449], this document adds a new   capability response tag to indicate support for a new command: LANG.   The capability tag and new command are described below.   CAPA tag:      LANG   Arguments with CAPA tag:      none   Added Commands:      LANG   Standard commands affected:      All   Announced states / possible differences:      both / no   Commands valid in states:      AUTHENTICATION, TRANSACTION   Specification reference:      this document   Discussion:   POP3 allows most +OK and -ERR server responses to include human-   readable text that, in some cases, might be presented to the user.   But that text is limited to ASCII by the POP3 specification   [RFC1939].  The LANG capability and command permit a POP3 client to   negotiate which language the server should use when sending human-   readable text.   A server that advertises the LANG extension MUST use the language   "i-default" as described in [RFC2277] as its default language until   another supported language is negotiated by the client.  A server   MUST include "i-default" as one of its supported languages.   The LANG command requests that human-readable text included in all   subsequent +OK and -ERR responses be localized to a language matching   the language range argument (the "Basic Language Range" as describedGellens & Newman              Experimental                      [Page 4]

RFC 5721                 POP3 Support for UTF-8            February 2010   by [RFC4647]).  If the command succeeds, the server returns a +OK   response followed by a single space, the exact language tag selected,   another space, and the rest of the line is human-readable text in the   appropriate language.  This and subsequent protocol-level human-   readable text is encoded in the UTF-8 charset.   If the command fails, the server returns an -ERR response and   subsequent human-readable response text continues to use the language   that was previously active (typically i-default).   The special "*" language range argument indicates a request to use a   language designated as preferred by the server administrator.  The   preferred language MAY vary based on the currently active user.   If no argument is given and the POP3 server issues a positive   response, then the response given is multi-line.  After the initial   +OK, for each language tag the server supports, the POP3 server   responds with a line for that language.  This line is called a   "language listing".   In order to simplify parsing, all POP3 servers are required to use a   certain format for language listings.  A language listing consists of   the language tag [RFC5646] of the message, optionally followed by a   single space and a human-readable description of the language in the   language itself, using the UTF-8 charset.   Examples:      < Note that some examples do not include the correct character      accents due to limitations of this document format. >      < The server defaults to using English i-default responses until      the client explicitly changes the language. >      C: USER karen      S: +OK Hello, karen      C: PASS password      S: +OK karen's maildrop contains 2 messages (320 octets)      < Client requests deprecated MUL language.  Server replies      with -ERR response. >      C: LANG MUL      S: -ERR invalid language MUL      < A LANG command with no parameters is a request for      a language listing. >Gellens & Newman              Experimental                      [Page 5]

RFC 5721                 POP3 Support for UTF-8            February 2010      C: LANG      S: +OK Language listing follows:      S: en English      S: en-boont English Boontling dialect      S: de Deutsch      S: it Italiano      S: es Espanol      S: sv Svenska      S: i-default Default language      S: .      < A request for a language listing might fail. >      C: LANG      S: -ERR Server is unable to list languages      < Once the client changes the language, all responses will be in      that language, starting with the response to the LANG command. >      C: LANG es      S: +OK es Idioma cambiado      < If a server does not support the requested primary language,      responses will continue to be returned in the current language      the server is using. >      C: LANG uga      S: -ERR es Idioma <<UGA>> no es conocido      C: LANG sv      S: +OK sv Kommandot "LANG" lyckades      C: LANG *      S: +OK es Idioma cambiado3.  UTF8 Capability   Per "POP3 Extension Mechanism" [RFC2449], this document adds a new   capability response tag to indicate support for new server   functionality, including a new command: UTF8.  The capability tag and   new command and functionality are described below.   CAPA tag:      UTF8   Arguments with CAPA tag:      USERGellens & Newman              Experimental                      [Page 6]

RFC 5721                 POP3 Support for UTF-8            February 2010   Added Commands:      UTF8   Standard commands affected:      USER, PASS, APOP, LIST, TOP, RETR   Announced states / possible differences:      both / no   Commands valid in states:      AUTHORIZATION   Specification reference:      this document   Discussion:   This capability adds the "UTF8" command to POP3.  The UTF8 command   switches the session from ASCII to UTF-8 mode.3.1.  The UTF8 Command   The UTF8 command enables UTF-8 mode.  The UTF8 command has no   parameters.   Maildrops can natively store UTF-8 or be limited to ASCII.  UTF-8   mode has no effect on messages in an ASCII-only maildrop.  Messages   in native UTF-8 maildrops can be ASCII or UTF-8 using   internationalized headers [RFC5335] and/or 8bit content-transfer-   encoding, as defined in MIMESection 2.8 [RFC2045].  In UTF-8 mode,   both UTF-8 and ASCII messages are sent to the client as-is (without   conversion).  When not in UTF-8 mode, UTF-8 messages in a native   UTF-8 maildrop MUST be down-converted (downgraded) to comply with   unextended POP and Internet Mail Format.  POP servers (unlike SMTP   and Submit servers) are not required to use "Downgrading Mechanism   for Email Address Internationalization" [RFC5504].   Discussion: The main argument against a single required mechanism for   downgrading by a POP server is that the only clients that have any   use for a standardized downgraded message (because they wish to   interpret downgrade headers, for example) are ones that can support   UTF-8 and, hence, will issue the UTF8 command in the first place.   The counter argument to this is that clients that do not support   UTF-8 might be upgraded in the future; it's desirable for an upgraded   client to be capable of interpreting prior downgraded messages in the   local mail store, which is most likely if the messages were   downgraded using one standardized procedure.Gellens & Newman              Experimental                      [Page 7]

RFC 5721                 POP3 Support for UTF-8            February 2010   Therefore, while POP servers are not required to use "Downgrading   Mechanism for Email Address Internationalization" [RFC5504], there   are advantages to them doing so.   Note that even in UTF-8 mode, MIME binary content-transfer-encoding   is still not permitted.   The octet count (size) of a message reported in a response to the   LIST command SHOULD match the actual number of octets sent in a RETR   response (not counting byte-stuffing).  Sizes reported elsewhere,   such as in STAT responses and non-standardized, free-form text in   positive status indicators (following "+OK") need not be accurate,   but it is preferable if they are.   Discussion: Mail stores are either ASCII or native UTF-8, and clients   either issue the UTF8 command or not.  The message needs converting   only when it is native UTF-8 and the client has not issued the UTF-8   command, in which case the server must down-convert it.  The down-   converted message may be larger.  The server may choose various   strategies regarding down-conversion, which include when to down-   convert, whether to cache or store the down-converted form of a   message (and if so, for how long), and whether to calculate or retain   the size of a down-converted message independently of the down-   converted content.  If the server does not have immediate access to   the accurate down-converted size, it may be faster to estimate rather   than calculate it.  Servers are expected to normally follow theRFC1939 [RFC1939] text on using the "exact size" in a scan listing, but   there may be situations with maildrops containing very large numbers   of messages in which this might be a problem.  If the server does   estimate, reporting a scan listing size smaller than what it turns   out to be could be a problem for some clients.  In summary, it is   better for servers to report accurate sizes, but if this is not   possible, high guesses are better than small ones.  Some POP servers   include the message size in the non-standardized text response   following "+OK" (the 'text' production ofRFC 2449 [RFC2449]), in a   RETR or TOP response (possibly because some examples in POP3   [RFC1939] do so).  There has been at least one known case of a client   relying on this to know when it had received all of the message   rather than following the POP3 [RFC1939] rule of looking for a line   consisting of a termination octet (".") and a CRLF pair.  While any   such client is non-compliant, if a server does include the size in   such text, it is better if it is accurate.   Clients MUST NOT issue the STLS command [RFC2595] after issuing UTF8;   servers MAY (but are not required to) enforce this by rejecting with   an "-ERR" response an STLS command issued subsequent to a successfulGellens & Newman              Experimental                      [Page 8]

RFC 5721                 POP3 Support for UTF-8            February 2010   UTF8 command.  (Because this is a protocol error as opposed to a   failure based on conditions, an extended response code [RFC2449] is   not specified.)3.2.  USER Argument to UTF8 Capability   If the USER argument is included with this capability, it indicates   that the server accepts UTF-8 user names and passwords.   Servers that include the USER argument in the UTF8 capability   response SHOULD apply SASLprep [RFC4013] to the arguments of the USER   and PASS commands.   A client or server that supports APOP and permits UTF-8 in user names   or passwords MUST apply SASLprep [RFC4013] to the user name and   password used to compute the APOP digest.   When applying SASLprep [RFC4013], servers MUST reject UTF-8 user   names or passwords that contain a Unicode character listed inSection2.3 of SASLprep [RFC4013].  When applying SASLprep to the USER   argument, the PASS argument, or the APOP username argument, a   compliant server or client MUST treat them as a query string (i.e.,   unassigned Unicode codepoints are allowed).  When applying SASLprep   to the APOP password argument, a compliant server or client MUST   treat them as a stored string (i.e., unassigned Unicode codepoints   are prohibited).   The client does not need to issue the UTF8 command prior to using   UTF-8 in authentication.  However, clients MUST NOT use UTF-8 in   USER, PASS, or APOP commands unless the USER argument is included in   the UTF8 capability response.   The server MUST reject UTF-8 user names or passwords that fail to   comply with the formal syntax in UTF-8 [RFC3629].   Use of UTF-8 in the AUTH command is governed by the POP3 SASL   [RFC5034] mechanism.4.  Native UTF-8 Maildrops   When a POP3 server uses a native UTF-8 maildrop, it is the   responsibility of the server to comply with the POP3 base   specification [RFC1939] and Internet Message Format [RFC5322] when   not in UTF-8 mode.  Mechanisms for 7-bit downgrading to help comply   with the standards are described in "Downgrading Mechanism for Email   Address Internationalization" [RFC5504].Gellens & Newman              Experimental                      [Page 9]

RFC 5721                 POP3 Support for UTF-8            February 20105.  IANA Considerations   This specification adds two new capabilities ("UTF8" and "LANG") to   the POP3 capability registry [RFC2449].6.  Security Considerations   The security considerations of UTF-8 [RFC3629] and SASLprep [RFC4013]   apply to this specification, particularly with respect to use of   UTF-8 in user names and passwords.   The "LANG *" command might reveal the existence and preferred   language of a user to an active attacker probing the system if the   active language changes in response to the USER, PASS, or APOP   commands prior to validating the user's credentials.  Servers MUST   implement a configuration to prevent this exposure.   It is possible for a man-in-the-middle attacker to insert a LANG   command in the command stream, thus making protocol-level diagnostic   responses unintelligible to the user.  A mechanism to integrity-   protect the session, such as Transport Layer Security (TLS) [RFC2595]   can be used to defeat such attacks.   Modifying server authentication code (in this case, to support UTF-8)   needs to be done with care to avoid introducing vulnerabilities (for   example, in string parsing).   The UTF8 command description (Section 3.1) contains a discussion on   reporting inaccurate sizes.  An additional risk to doing so is that,   if a client allocates buffers based on the reported size, it may   overrun the buffer, crash, or have other problems if the message data   is larger than reported.7.  References7.1.  Normative References   [RFC1939]  Myers, J. and M. Rose, "Post Office Protocol - Version 3",              STD 53,RFC 1939, May 1996.   [RFC2045]  Freed, N. and N. Borenstein, "Multipurpose Internet Mail              Extensions (MIME) Part One: Format of Internet Message              Bodies",RFC 2045, November 1996.   [RFC2047]  Moore, K., "MIME (Multipurpose Internet Mail Extensions)              Part Three: Message Header Extensions for Non-ASCII Text",RFC 2047, November 1996.Gellens & Newman              Experimental                     [Page 10]

RFC 5721                 POP3 Support for UTF-8            February 2010   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2277]  Alvestrand, H., "IETF Policy on Character Sets and              Languages",BCP 18,RFC 2277, January 1998.   [RFC2449]  Gellens, R., Newman, C., and L. Lundblade, "POP3 Extension              Mechanism",RFC 2449, November 1998.   [RFC3629]  Yergeau, F., "UTF-8, a transformation format of ISO              10646", STD 63,RFC 3629, November 2003.   [RFC4013]  Zeilenga, K., "SASLprep: Stringprep Profile for User Names              and Passwords",RFC 4013, February 2005.   [RFC4647]  Phillips, A. and M. Davis, "Matching of Language Tags",BCP 47,RFC 4647, September 2006.   [RFC5322]  Resnick, P., Ed., "Internet Message Format",RFC 5322,              October 2008.   [RFC5335]  Abel, Y., "Internationalized Email Headers",RFC 5335,              September 2008.   [RFC5646]  Phillips, A. and M. Davis, "Tags for Identifying              Languages",BCP 47,RFC 5646, September 2009.7.2.  Informative References   [RFC2595]  Newman, C., "Using TLS with IMAP, POP3 and ACAP",RFC 2595, June 1999.   [RFC4952]  Klensin, J. and Y. Ko, "Overview and Framework for              Internationalized Email",RFC 4952, July 2007.   [RFC5034]  Siemborski, R. and A. Menon-Sen, "The Post Office Protocol              (POP3) Simple Authentication and Security Layer (SASL)              Authentication Mechanism",RFC 5034, July 2007.   [RFC5504]  Fujiwara, K. and Y. Yoneya, "Downgrading Mechanism for              Email Address Internationalization",RFC 5504, March 2009.Gellens & Newman              Experimental                     [Page 11]

RFC 5721                 POP3 Support for UTF-8            February 2010Appendix A.  Design Rationale   This non-normative section discusses the reasons behind some of the   design choices in the above specification.   Having servers perform up-conversion so that, at a minimum,RFC2047-   encoded words are decoded into UTF-8 is tempting, since this is an   area that clients often fail to correctly implement.  However, after   much discussion, the EAI group felt that the benefits did not justify   the burden.   Due to interoperability problems withRFC 2047 and limited deployment   ofRFC 2231, it is hoped these 7-bit encoding mechanisms can be   deprecated in the future when UTF-8 header support becomes prevalent.   USER is optional because the implementation burden of SASLprep   [RFC4013] is not well understood, and mandating such support in all   cases could negatively impact deployment.   While it is possible to provide useful examples for language   negotiation without support for non-ASCII characters, it is difficult   to provide useful examples for commands specifically designed to use   the UTF-8 charset un-encoded when the document format is limited to   ASCII.  As a result, there are no plans to provide examples for that   part of the specification as long as this remains an experimental   proposal.  However, implementers of this specification are encouraged   to provide examples to the document authors for a future revision.   While down-conversion of native UTF-8 messages is mandatory in the   absence of the UTF8 command, servers are not required to use   "Downgrading Mechanism for Email Address Internationalization"   [RFC5504] to do so.  As clients are upgraded with UTF-8 support and   the ability to intelligently handle (e.g., display and reply to)   UTF-8 messages that were downgraded in transit, it is better if they   are also able to handle messages in the local mail store that were   downgraded by the POP server.  This is more likely if the POP server   downgrades messages using the same mechanism as an SMTP server.Appendix B.  Acknowledgments   Thanks to John Klensin, Tony Hansen, and other EAI working group   participants who provided helpful suggestions and interesting debate   that improved this specification.Gellens & Newman              Experimental                     [Page 12]

RFC 5721                 POP3 Support for UTF-8            February 2010Authors' Addresses   Randall Gellens   QUALCOMM Incorporated   5775 Morehouse Drive   San Diego, CA  92651   US   EMail: rg+ietf@qualcomm.com   Chris Newman   Sun Microsystems   800 Royal Oaks   Monrovia, CA  91016-6347   US   EMail: chis.newman@sun.comGellens & Newman              Experimental                     [Page 13]

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