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INFORMATIONAL
Internet Engineering Task Force (IETF)                        J. LentiniRequest for Comments: 5716                                   C. EverhartCategory: Informational                                           NetAppISSN: 2070-1721                                                D. Ellard                                                        BBN Technologies                                                               R. Tewari                                                                 M. Naik                                                             IBM Almaden                                                            January 2010Requirements for Federated File SystemsAbstract   This document describes and lists the functional requirements of a   federated file system and defines related terms.Status of This Memo   This document is not an Internet Standards Track specification; it is   published for informational purposes.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Not all documents   approved by the IESG are a candidate for any level of Internet   Standard; seeSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc5716.Copyright Notice   Copyright (c) 2010 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Lentini, et al.               Informational                     [Page 1]

RFC 5716         Requirements for Federated File Systems    January 2010   This document may contain material from IETF Documents or IETF   Contributions published or made publicly available before November   10, 2008.  The person(s) controlling the copyright in some of this   material may not have granted the IETF Trust the right to allow   modifications of such material outside the IETF Standards Process.   Without obtaining an adequate license from the person(s) controlling   the copyright in such materials, this document may not be modified   outside the IETF Standards Process, and derivative works of it may   not be created outside the IETF Standards Process, except to format   it for publication as an RFC or to translate it into languages other   than English.Table of Contents1. Overview ........................................................31.1. Requirements Language ......................................42. Purpose .........................................................53. Examples and Discussion .........................................53.1. Create a Fileset and Its FSL(s) ............................53.1.1. Creating a Fileset and an FSN .......................63.1.2. Adding a Replica of a Fileset .......................63.2. Junction Resolution ........................................73.3. Junction Creation ..........................................94. Glossary ........................................................95. Proposed Requirements ..........................................115.1. Basic Assumptions .........................................115.2. Requirements ..............................................146. Non-Requirements ...............................................207. Security Considerations ........................................218. References .....................................................228.1. Normative References ......................................228.2. Informative References ....................................23Appendix A.  Acknowledgments ......................................25Lentini, et al.               Informational                     [Page 2]

RFC 5716         Requirements for Federated File Systems    January 20101.  Overview   This document describes and lists the functional requirements of a   federated file system and defines related terms.   We do not describe the mechanisms that might be used to implement   this functionality except in cases where specific mechanisms, in our   opinion, follow inevitably from the requirements.  Our focus is on   the interfaces between the entities of the system, not on the   protocols or their implementations.   Today, there are collections of fileservers that inter-operate to   provide a single namespace comprised of filesystem resources provided   by different members of the collection, joined together with inter-   filesystem references.  The namespace can either be assembled at the   fileservers, the clients, or by an external namespace service, and is   often not easy or uniform to manage.  The requirements in this   document are meant to lead to a uniform server-based namespace that   is capable of spanning a whole enterprise and that is easy to manage.   We define some terms to better describe the solution space.  A   "fileset" is the abstract view of a filesystem in a uniform   namespace, and may be implemented behind that abstraction by one or   more physical filesystems at any given time.  Each fileset has a name   called an "FSN" (fileset name), and each physical filesystem has a   fileset location ("FSL").  A fileset is a directory tree containing   files and directories, and it may also contain references to other   filesets.  These references are called "junctions".  To provide   location independence, a junction does not contain information about   the location of the real resource(s), but instead contains an FSN   that can be used to look up the location information.  The service   that can be used to map from the FSN to the FSL(s) is called a   namespace database (NSDB) service.  The NSDB provides a level of   indirection from the virtual paths in the uniform namespace to the   actual locations of files.  By design, the NSDB does not store the   junctions.  This allows junction administration and NSDB   administration to be separate roles.   The servers direct clients to the proper locations by existing   mechanisms (e.g., the referrals mechanism within [RFC3530] and   [RFC5661]).  Updates to the locations make it possible to support   migration and replication of physical filesystems that comprise the   namespace, in a way that is transparent to filesystem applications.Lentini, et al.               Informational                     [Page 3]

RFC 5716         Requirements for Federated File Systems    January 2010   Figure 1 shows an example of a federation.  This federation has two   members, named ALPHA and BETA.  Federation members may contain an   arbitrary number of fileservers and NSDB nodes; in this illustration,   ALPHA and BETA each have three servers, one NSDB node, and are   administered separately.      +----------------------+       +----------------------+      |  Federation Member   |       |  Federation Member   |      |        ALPHA         |       |         BETA         |      |                      |       |                      |      |                      |       |                      |      |    +------------+    |       |    +------------+    |      |    |    NSDB    |    |       |    |    NSDB    |    |      |    |            |    |       |    |            |    |      |    +------------+    |       |    +------------+    |      |                      |       |                      |      |                      |       |                      |      |                      |       |                      |      |         +----------+ |       |         +----------+ |      |         |          | |       |         |          | |      |     +-- | Servers  | |       |     +-- | Servers  | |      |     |   |          | |       |     |   |          | |      | +-- |   |          | |       | +-- |   |          | |      | |   |   +----------+ |       | |   |   +----------+ |      | |   |          |     |       | |   |          |     |      | |   +----------+     |       | |   +----------+     |      | |          |         |       | |          |         |      | +----------+         |       | +----------+         |      +----------------------+       +----------------------+                                 Figure 11.1.  Requirements Language   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].   Note that this is a requirements document, and in many instances   where these words are used in this document they refer to qualities   of a specification for a system that satisfies the document, or   requirements of a system that matches that specification.  These   cases are distinguished when there is potential for ambiguity.Lentini, et al.               Informational                     [Page 4]

RFC 5716         Requirements for Federated File Systems    January 20102.  Purpose   Our objective is to specify a set of protocols by which fileservers   or collections of fileservers, with different administrators, can   form a federation of fileservers and NSDB nodes that provides a   namespace composed of the filesets hosted on the different   fileservers and fileserver collections.   It should be possible, using a system that implements the protocols,   to share a common namespace across all the fileservers in the   federation.  It should also be possible for different fileservers in   the federation to project different namespaces and enable clients to   traverse them.   Such a federation may contain an arbitrary number of NSDB nodes, each   belonging to a different administrative entity, and each providing   the mappings that define a part of a namespace.  Such a federation   may also have an arbitrary number of administrative entities, each   responsible for administering a subset of the fileservers and NSDB   nodes.  Acting in concert, the administrators should be able to build   and administer this multi-fileserver, multi-collection namespace.   It is not the intent of the federation to guarantee namespace   consistency across all client views.  Since different parts of the   namespace may be administered by different entities, it is possible   that a client could be accessing a stale area of the namespace   managed by one entity because a part of the namespace above it,   managed by another entity, has changed.3.  Examples and Discussion   In this section we provide examples and discussion of the basic   operations facilitated by the federated file system protocol:   creating a fileset, adding a replica of a fileset, resolving a   junction, and creating a junction.3.1.  Create a Fileset and Its FSL(s)   A fileset is the abstraction of a set of files and the directory tree   that contains them.  The fileset abstraction is the fundamental unit   of data management in the federation.  This abstraction is   implemented by an actual directory tree whose root location is   specified by a fileset location (FSL).   In this section, we describe the basic requirements for starting with   a directory tree and creating a fileset that can be used in the   federation protocols.  Note that we do not assume that the process of   creating a fileset requires any transformation of the files or theLentini, et al.               Informational                     [Page 5]

RFC 5716         Requirements for Federated File Systems    January 2010   directory hierarchy.  The only thing that is required by this process   is assigning the fileset a fileset name (FSN) and expressing the   location(s) of the implementation of the fileset as FSL(s).   There are many possible variations to this procedure, depending on   how the FSN that binds the FSL is created, and whether other replicas   of the fileset exist, are known to the federation, and need to be   bound to the same FSN.   It is easiest to describe this in terms of how to create the initial   implementation of the fileset, and then describe how to add replicas.3.1.1.  Creating a Fileset and an FSN   1.  Choose the NSDB node that will keep track of the FSL(s) and       related information for the fileset.   2.  Request that the NSDB node register a new FSN for the fileset.       The FSN may either be chosen by the NSDB node or by the server.       The latter case is used if the fileset is being restored, perhaps       as part of disaster recovery, and the server wishes to specify       the FSN in order to permit existing junctions that reference that       FSN to work again.       At this point, the FSN exists, but its location is unspecified.   3.  Send the FSN, the local volume path, the export path, and the       export options for the local implementation of the fileset to the       NSDB node.  Annotations about the FSN or the location may also be       sent.       The NSDB node records this information and creates the initial       FSL for the fileset.3.1.2.  Adding a Replica of a Fileset   Adding a replica is straightforward: the NSDB node and the FSN are   already known.  The only remaining step is to add another FSL.   Note that the federation protocols do not include methods for   creating or managing replicas: this is assumed to be a platform-   dependent operation (at least at this time).  The only requirement is   that these fileset replicas be registered and unregistered with the   NSDB.Lentini, et al.               Informational                     [Page 6]

RFC 5716         Requirements for Federated File Systems    January 20103.2.  Junction Resolution   A fileset may contain references to other filesets.  These references   are represented by junctions.  If a client requests access to a   fileset object that is a junction, the server resolves the junction   to discover the FSL(s) that implements the referenced fileset.   There are many possible variations to this procedure, depending on   how the junctions are represented and how the information necessary   to perform resolution is represented by the server.   Step 4 is the only step that interacts directly with the federation   protocols.  The rest of the steps may use platform-specific   interfaces.   1.  The server determines that the object being accessed is a       junction.   2.  Using the junction, the server does a local lookup to find the       FSN of the target fileset.   3.  Using the FSN, the server finds the NSDB node responsible for the       target object.   4.  The server contacts that NSDB node and asks for the set of FSLs       that implement the target FSN.  The NSDB node responds with a set       of FSLs.   5.  The server converts one or more of the FSLs to the location type       used by the client (e.g., a Network File System (NFSv4)       fs_location, as described in [RFC3530]).   6.  The server redirects (in whatever manner is appropriate for the       client) the client to the location(s).   These steps are illustrated in Figure 2.  The client sends request 1   to server X, in federation member ALPHA, in an attempt to reference   an object (which appears to the client as a directory).  Server X   recognizes that the referenced object is actually a junction that   refers to a directory in a different fileset.  Server X finds, from   the FSN in the junction, that the NSDB responsible for knowing the   location of the target of the junction is the NSDB of federation   member BETA.  Server X sends request 2 to the NSDB of BETA, asking   for the current location of the directory.  The NSDB sends response 3   to server X, telling the server that the directory is located on   server Y.  Server X sends response 4 to the client, indicating that   the directory is in a "new" location on server Y.  The client then   sends request 5 to server Y, repeating the initial request.Lentini, et al.               Informational                     [Page 7]

RFC 5716         Requirements for Federated File Systems    January 2010   Given the current requirements and definitions, this resolution   method MUST work.  However, there is no requirement that this is the   only resolution method that can be used.  This method may be used as   the fallback when all else fails (or, for a simple implementation, it   could be the only method).  This is a degenerate implementation of   the NSDB service as a simple composition of NSDB nodes; we expect   that large federations will use more sophisticated methods to share   the FSN and FSL information among multiple NSDB nodes.          +---------------+          |               |          |    Client     | >--------------------------+          |               |                            |          +---------------+                            |            v   ^                                      |      +-----+---+-------------+      +-----------------+-----+      |     |   |   Federation|      |Federation       |     |      |     |   |   member    |      |member           |     |      |     |   |   ALPHA     |      |BETA             |     |      |     |   |             |      |                 |     |      |     |   |             |      |                 |     |      |     |   |             |      |                 |     |      |     |   |             |      |                 |     |      |     |   |             |      |   +---------+   |     |      |     |   |   +---------+------+-> |         |   |     |      |     |   |   |         |      |   | NSDB Y  |   |     |      |     |   |   |   +-----+------+-< |         |   |     |      |     |   |   |   |     |      |   +---------+   |     |      |     |   |   |   |     |      |                 |     |      |     |   |   |   |     |      |                 |     |      |     |   |   |   |     |      |                 |     |      |    1|  4|  2|  3|     |      |                5|     |      |     v   ^   ^   v     |      |                 v     |      |   +---------------+   |      |   +---------------+   |      |   |               |   |      |   |               |   |      |   |   Server X    |   |      |   |   Server Y    |   |      |   |               |   |      |   |               |   |      |   +---------------+   |      |   +---------------+   |      |                       |      |                       |      +-----------------------+      +-----------------------+                                 Figure 2Lentini, et al.               Informational                     [Page 8]

RFC 5716         Requirements for Federated File Systems    January 20103.3.  Junction Creation   Given a local path and the FSN of a remote fileset, an administrator   can create a junction from the local path to the remote fileset.   There are many possible variations to this procedure, depending on   how the junctions are represented and how the information necessary   to perform resolution is represented by the server.   Step 1 is the only step that uses the federation interfaces.  The   remaining step may use platform-specific interfaces.   1.  The administrator requests the server create a junction to the       FSN of the remote fileset at the given path.   2.  The server inserts the junction to the FSN, at the given path,       into the local filesystem.4.  Glossary   Administrator:  user with the necessary authority to initiate      administrative tasks on one or more servers.   Admin Entity:  A server or agent that administers a collection of      fileservers and persistently stores the namespace information.   Client:  Any client that accesses the fileserver data using a      supported filesystem access protocol.   Federation:  A set of server collections and singleton servers that      use a common set of interfaces and protocols in order to provide      to their clients a federated namespace accessible through a      filesystem access protocol.   Fileserver:  A server exporting a filesystem via a network filesystem      access protocol.   Fileset:  The abstraction of a set of files and the directory tree      that contains them.  A fileset is the fundamental unit of data      management in the federation.      Note that all files within a fileset are descendants of one      directory, and that filesets do not span filesystems.Lentini, et al.               Informational                     [Page 9]

RFC 5716         Requirements for Federated File Systems    January 2010   Filesystem:  A self-contained unit of export for a fileserver, and      the mechanism used to implement filesets.  The fileset does not      need to be rooted at the root of the filesystem, nor at the export      point for the filesystem.      A single filesystem MAY implement more than one fileset, if the      client protocol and the fileserver permit this.   Filesystem Access Protocol:  A network filesystem access protocol      such as NFSv2 [RFC1094], NFSv3 [RFC1813], NFSv4 [RFC3530], or CIFS      (Common Internet File System) [MS-SMB] [MS-SMB2] [MS-CIFS].   FSL (Fileset Location):  The location of the implementation of a      fileset at a particular moment in time.  An FSL MUST be something      that can be translated into a protocol-specific description of a      resource that a client can access directly, such as an fs_location      (for NFSv4), or share name (for CIFS).  Note that not all FSLs      need to be explicitly exported as long as they are contained      within an exported path on the fileserver.   FSN (Fileset Name):  A platform-independent and globally unique name      for a fileset.  Two FSLs that implement replicas of the same      fileset MUST have the same FSN, and if a fileset is migrated from      one location to another, the FSN of that fileset MUST remain the      same.   Junction:  A filesystem object used to link a directory name in the      current fileset with an object within another fileset.  The      server-side "link" from a leaf node in one fileset to the root of      another fileset.   Namespace:  A filename/directory tree that a sufficiently authorized      client can observe.   NSDB (Namespace Database) Service:  A service that maps FSNs to FSLs.      The NSDB may also be used to store other information, such as      annotations for these mappings and their components.   NSDB Node:  The name or location of a server that implements part of      the NSDB service and is responsible for keeping track of the FSLs      (and related info) that implement a given partition of the FSNs.   Referral:  A server response to a client access that directs the      client to evaluate the current object as a reference to an object      at a different location (specified by an FSL) in another fileset,      and possibly hosted on another fileserver.  The client re-attempts      the access to the object at the new location.Lentini, et al.               Informational                    [Page 10]

RFC 5716         Requirements for Federated File Systems    January 2010   Replica:  A replica is a redundant implementation of a fileset.  Each      replica shares the same FSN, but has a different FSL.      Replicas may be used to increase availability or performance.      Updates to replicas of the same fileset MUST appear to occur in      the same order, and therefore each replica is self-consistent at      any moment.      We do not assume that updates to each replica occur      simultaneously.  If a replica is offline or unreachable, the other      replicas may be updated.   Server Collection:  A set of fileservers administered as a unit.  A      server collection may be administered with vendor-specific      software.      The namespace provided by a server collection could be part of the      federated namespace.   Singleton Server:  A server collection containing only one server; a      stand-alone fileserver.5.  Proposed Requirements   The phrase "USING THE FEDERATION INTERFACES" implies that the   subsequent requirement must be satisfied, in its entirety, via the   federation interfaces.   Note that the requirements are described in terms of correct behavior   by all entities.  We do not address the requirements of the system in   the presence of faults.5.1.  Basic Assumptions   Several of the requirements are so fundamental that we treat them as   basic assumptions; if any of these assumptions are violated, the rest   of the requirements must be reviewed in their entirety.   A1:  The federation protocols do not require any changes to existing        client-facing protocols, and MAY be extended to incorporate new        client-facing protocols.Lentini, et al.               Informational                    [Page 11]

RFC 5716         Requirements for Federated File Systems    January 2010   A2:  A client SHOULD NOT require any a priori knowledge of the        general structure or composition of the federation.        The client may require some specific knowledge in order to find        and access an instance of the fileset that defines the root of        its view of the namespace.  As the client traverses the        namespace, the client discovers the information it needs in        order to locate the filesets it accesses.   A3:  All requirements MUST be satisfiable via the federation        protocols and the standard protocols used by the fileservers        (i.e., NFS, CIFS, DNS, etc.).        USING THE FEDERATION INTERFACES, a federation operation that        requires an interaction between two (or more) entities that are        members of the federation MUST be possible without requiring any        proprietary protocols.   A4:  All the entities participating in a federation operation MUST be        able to authenticate each other.        All principals (clients, users, administrator of a singleton or        server collection, hosts, NSDB nodes, etc.) that can assume a        role defined by the federation protocol can identify themselves        to each other via an authentication mechanism.  This mechanism        is not defined or further described in this document.        The authority of a principal to request that a second principal        perform a specific operation is ultimately determined by the        second.  Authorization may be partitioned by server collection        or set of servers as well as by operation.  For example, if a        user has administrative privileges on one server in the        federation, this does not imply that they have administrative        privileges (or, for that matter, any privileges whatsoever) on        any other server in the federation.        In order to access the functionality provided by the federation        interfaces, it may be necessary to have elevated privileges or        authorization.  The authority required by different operations        may be different.  For example, the authority required to query        the NSDB about the FSLs bound to an FSN may be different than        the authority required to change the bindings of that FSN.        An operation attempted by an unauthorized entity MUST fail in a        manner that indicates that the failure was due to insufficient        authorization.Lentini, et al.               Informational                    [Page 12]

RFC 5716         Requirements for Federated File Systems    January 2010        This document does not enumerate the authorization necessary for        any operation.   A5:  The federation protocols MUST NOT require changes to existing        authentication/authorization mechanisms in use at the        fileservers for client-facing protocols.        A user's view of the namespace may be limited by the        authentication and authorization privileges it has on the        different fileservers in the federation.  As such, users may        only be able to traverse the parts of the namespace to which        they have access.        The federation protocols do not impose any restrictions on how        users are represented within the federation.  For example, a        single enterprise could employ a common identity for users        across the federation.  A grid environment could utilize user        mapping or translations across different administrative domains.   A6:  In a federated system, we assume that an FSN MUST express, or        can be used to discover, the following two pieces of        information:        1.  The location of the NSDB node that is responsible for            knowing the filesystem location(s) (FSLs) of the named            fileset.            The NSDB node must be specified because there may be many            NSDB nodes in a federation.  We do not assume that any            single entity knows the location of all of the NSDB nodes,            and therefore exhaustive search is not an option.            There are several ways in which a fileserver can locate the            NSDB node responsible for a given fileset.  One approach,            given a DNS infrastructure, is to specify the location of            the NSDB node by the Fully-Qualified Domain Name (FQDN) of            the server hosting the NSDB node.  Another approach is to            use a separate DNS-style hierarchy to resolve the location            of the NSDB node.        2.  The FSN identifier.            The FSN identifier is the index used by the NSDB node to            identify the target fileset.            There are several ways to represent FSN identifiers.  One            approach could use 128-bit Universally Unique IDentifiers            (UUIDs) as described in [RFC4122].Lentini, et al.               Informational                    [Page 13]

RFC 5716         Requirements for Federated File Systems    January 2010        As an example, an FSN could be represented by a URL of the form        nsdb://nsdb.example.com/UUID where nsdb is the scheme name,        nsdb.example.com is the FQDN of the server hosting the NSDB        node, and UUID is the string representation of the identifier.        Note that it is not assumed that it is always required for a        server to contact the NSDB node specified by the FSN in order to        find the FSLs.  The relevant information stored in that NSDB        node may also be cached local to the server or on a proxy NSDB        node "near" the server.   A7:  All federation servers and NSDB nodes are assumed to execute the        federation protocols correctly.  The behavior of the federation        is undefined in the case of Byzantine behavior by any federation        server or NSDB node.   A8:  The locations of federation services (such as NSDBs and FSLs)        can be specified in a manner such that they can be correctly        interpreted by all members of the federation that will access        them.        For example, if an NSDB node is specified by an FQDN, then this        implies that every member of the federation that needs to access        this NSDB node can resolve this FQDN to an IP address for that        NSDB node.  (It is not necessary that the FQDN always resolve to        the same address; the same service may appear at different        addresses on different networks.)        It is the responsibility of each federation member to ensure        that the resources it wishes to expose have accessible network        locations and that the necessary resolution mechanisms (i.e.,        DNS) are given the necessary data to perform the resolution        correctly.5.2.  Requirements   R1:   Requirements of each FSN:         a.  Each FSN MUST be unique within the scope of its NSDB (so             that the FSN is globally unique).         b.  The FSN MUST be sufficiently descriptive to locate an             instance of the fileset it names within the federation at             any time.         c.  All FSNs MUST be invariant when their underlying             filesystems move or are replicated; only mappings from FSN             to FSL(s) change under these transformations.Lentini, et al.               Informational                    [Page 14]

RFC 5716         Requirements for Federated File Systems    January 2010         d.  All files accessible from the global namespace MUST be part             of a fileset that has an assigned FSN.         Not all filesets in the federation are required to have an FSN         or be reachable by an FSL.  Only those filesets that are the         target of a junction (as described in R3) are required to have         an FSN.         The FSN format MAY be of variable size.  If the format is         variable in size, fileserver implementations MAY have a maximum         supported FSN size.  By bounding the FSN size, some fileserver         implementations might be able to efficiently organize FSNs in         stable storage.  For interoperability, the federation protocols         SHOULD define an FSN size that all fileservers support.   R2:   USING THE FEDERATION INTERFACES, it MUST be possible to create         an FSN for a fileset, and it must be possible to bind an FSL to         that FSN.  These operations are NSDB operations and do not         require any action on the part of a file server.         It is possible to create an FSN for a fileset that has not         actually been created.  It is also possible to bind a         nonexistent FSL to an FSN.  It is also possible to create a         fileset without assigning it an FSN.  The binding between an         FSN and an FSL is defined entirely within the context of the         NSDB; the servers do not "know" whether the filesets they host         have been assigned FSNs (or, if so, what those FSNs are).         The requirement that filesets can exist prior to being assigned         an FSN and the requirement that FSNs can exist independent of         filesets are intended to simplify the construction of the         namespace in a convenient manner.  For example, they permit an         admin to assign FSNs to existing filesets and thereby         incorporate existing filesets into the namespace.  They also         permit the structure of the namespace to be defined prior to         creation of the component filesets.  In either case, it is the         responsibility of the entity updating the NSDB with FSNs and         FSN-to-FSL mappings to ensure that the namespace is constructed         in a consistent manner.  (The simplest way to accomplish this         is to ensure that the FSN and FSN-to-FSL mappings are always         recorded in the NSDB prior to the creation of any junctions         that refer to that FSN.)         a.  An administrator MAY specify the entire FSN (including both             the NSDB node location and the identifier) of the newly             created FSL, or the administrator MAY specify only the NSDB             node and have the system choose the identifier.Lentini, et al.               Informational                    [Page 15]

RFC 5716         Requirements for Federated File Systems    January 2010             The admin can choose to specify the FSN explicitly in order             to recreate a lost fileset with a given FSN (for example,             as part of disaster recovery).  It is an error to assign an             FSN that is already in use by an active fileset.             Note that creating a replica of an existing filesystem is             NOT accomplished by assigning the FSN of the filesystem you             wish to replicate to a new filesystem.         b.  USING THE FEDERATION INTERFACES, it MUST be possible to             create a federation FSL by specifying a specific local             volume, path, export path, and export options.   R3:   USING THE FEDERATION INTERFACES, and given the FSN of a target         fileset, it MUST be possible to create a junction to that         fileset at a named place in another fileset.         After a junction has been created, clients that access the         junction transparently interpret it as a reference to the         FSL(s) that implement the FSN associated with the junction.         a.  It SHOULD be possible to have more than one junction whose             target is a given fileset.  In other words, it SHOULD be             possible to mount a fileset at multiple named places.         b.  If the fileset in which the junction is created is             replicated, then the junction MUST eventually appear in all             of its replicas.             The operation of creating a junction within a fileset is             treated as an update to the fileset, and therefore obeys             the general rules about updates to replicated filesets.   R4:   USING THE FEDERATION INTERFACES, it MUST be possible to delete         a specific junction from a fileset.         If a junction is deleted, clients who are already viewing the         fileset referred to by the junction after traversing the         junction MAY continue to view the old namespace.  They might         not discover that the junction no longer exists (or has been         deleted and replaced with a new junction, possibly referring to         a different FSN).         After a junction is deleted, another object with the same name         (another junction, or an ordinary filesystem object) may be         created.Lentini, et al.               Informational                    [Page 16]

RFC 5716         Requirements for Federated File Systems    January 2010         The operation of deleting a junction within a fileset is         treated as an update to the fileset, and therefore obeys the         general rules about updates to replicated filesets.   R5:   USING THE FEDERATION INTERFACES, it MUST be possible to         invalidate an FSN.         a.  If a junction refers to an FSN that is invalid, attempting             to traverse the junction MUST fail.         An FSN that has been invalidated MAY become valid again if the         FSN is recreated (i.e., as part of a disaster recovery         process).         If an FSN is invalidated, clients who are already viewing the         fileset named by the FSN MAY continue to view the old         namespace.  They might not discover that the FSN is no longer         valid until they try to traverse a junction that refers to it.   R6:   USING THE FEDERATION INTERFACES, it MUST be possible to         invalidate an FSL.         a.  An invalid FSL MUST NOT be returned as the result of             resolving a junction.         An FSL that has been invalidated MAY become valid again if the         FSL is recreated (i.e., as part of a disaster recovery         process).         If an FSL is invalidated, clients who are already viewing the         fileset implemented by the FSL MAY continue to use that FSL.         They might not discover that the FSL is no longer valid until         they try to traverse a junction that refers to the fileset         implemented by the FSL.         Note that invalidating an FSL does not imply that the         underlying export or share (depending on the file access         protocol in use) is changed in any way -- it only changes the         mappings from FSNs to FSLs on the NSDB.   R7:   It MUST be possible for the federation of servers to provide         multiple namespaces.   R8:   USING THE FEDERATION INTERFACES:         a.  It MUST be possible to query the fileserver named in an FSL             to discover whether a junction exists at a given path             within that FSL.Lentini, et al.               Informational                    [Page 17]

RFC 5716         Requirements for Federated File Systems    January 2010         b.  It MAY be possible to query the fileserver named in an FSL             to discover the junctions, if any, in that FSL.  If this             feature is implemented, the fileserver SHOULD report each             junction's path within the FSL and the targeted FSN.   R9:   The projected namespace (and the objects named by the         namespace) MUST be accessible to clients via at least one of         the following standard filesystem access protocols:         a.  The namespace SHOULD be accessible to clients via versions             of the CIFS (Common Internet File System) protocol as             described in [MS-SMB] [MS-SMB2] [MS-CIFS].         b.  The namespace SHOULD be accessible to clients via the NFSv4             protocol as described in [RFC3530].         c.  The namespace SHOULD be accessible to clients via the NFSv3             protocol as described in [RFC1813].         d.  The namespace SHOULD be accessible to clients via the NFSv2             protocol as described in [RFC1094].         It must be understood that some of these protocols, such as         NFSv3 and NFSv2, have no innate ability to access a namespace         of this kind.  Where such protocols have been augmented with         other protocols and mechanisms (such as autofs or amd for         NFSv3) to provide an extended namespace, we propose that these         protocols and mechanisms may be used, or extended, in order to         satisfy the requirements given in this document, and different         clients may use different mechanisms.   R10:  USING THE FEDERATION INTERFACES, it MUST be possible to modify         the NSDB mapping from an FSN to a set of FSLs to reflect the         migration from one FSL to another.   R11:  FSL migration SHOULD have little or no impact on the clients,         but this is not guaranteed across all federation members.         Whether FSL migration is performed transparently depends on         whether the source and destination servers are able to do so.         It is the responsibility of the administrator to recognize         whether or not the migration will be transparent, and advise         the system accordingly.  The federation, in turn, MUST advise         the servers to notify their clients, if necessary.Lentini, et al.               Informational                    [Page 18]

RFC 5716         Requirements for Federated File Systems    January 2010         For example, on some systems, it may be possible to migrate a         fileset from one system to another with minimal client impact         because all client-visible metadata (inode numbers, etc.) are         preserved during migration.  On other systems, migration might         be quite disruptive.   R12:  USING THE FEDERATION INTERFACES, it MUST be possible to modify         the NSDB mapping from an FSN to a set of FSLs to reflect the         addition/removal of a replica at a given FSL.   R13:  Replication SHOULD have little or no negative impact on the         clients.         Whether FSL replication is performed transparently depends on         whether the source and destination servers are able to do so.         It is the responsibility of the administrator initiating the         replication to recognize whether or not the replication will be         transparent, and advise the federation accordingly.  The         federation MUST advise the servers to notify their clients, if         necessary.         For example, on some systems, it may be possible to mount any         FSL of an FSN read/write, while on other systems, there may be         any number of read-only replicas but only one FSL that can be         mounted as read/write.   R14:  USING THE FEDERATION INTERFACES, it SHOULD be possible to         annotate the objects and relations managed by the federation         protocol with arbitrary name/value pairs.         These annotations are not used by the federation protocols --         they are intended for use by higher-level protocols.  For         example, an annotation that might be useful for a system         administrator browsing the federation would be the "owner" of         each FSN (i.e., "this FSN is for the home directory of Joe         Smith").  As another example, the annotations may express hints         used by the clients (such as priority information for NFSv4.1).         Both FSNs and FSLs may be annotated.  For example, an FSN         property might be "This is Joe Smith's home directory", and an         FSL property might be "This instance of the FSN is at the         remote backup site".         a.  USING THE FEDERATION INTERFACES, it MUST be possible to             query the system to find the annotations for a junction.Lentini, et al.               Informational                    [Page 19]

RFC 5716         Requirements for Federated File Systems    January 2010         b.  USING THE FEDERATION INTERFACES, it MUST be possible to             query the system to find the annotations for an FSN.         c.  USING THE FEDERATION INTERFACES, it MUST be possible to             query the system to find the annotations for an FSL.   R15:  It MUST be possible for the federation to project a namespace         with a common root.         a.  It SHOULD be possible to define a root fileset that is             exported by one or more fileservers in the federation as             the top level of a namespace.  (Corollary: There is one             root fileset per namespace and it is possible to support             multiple namespaces per federation.)         b.  It SHOULD be possible for a fileserver to locate an NSDB             that stores the layout of a root fileset.         c.  It SHOULD be possible to access, store, and update             information related to a root fileset using the federation             protocols.         d.  It SHOULD be possible to replicate root fileset information             across multiple repositories.         e.  If a root fileset is defined, it SHOULD be possible to             enable a fileserver to export that root fileset for client             access.         f.  If a root fileset is defined, it SHOULD be possible for             multiple fileservers to project a common root with defined             consistency semantics.         g.  If a root fileset is defined, it SHOULD be stored using a             compact representation that is compatible with             heterogeneous fileserver implementations.  The root             fileset's internal format SHOULD contain enough information             to generate any attributes, including referrals, required             by the standard filesystem access protocols in R9.Lentini, et al.               Informational                    [Page 20]

RFC 5716         Requirements for Federated File Systems    January 20106.  Non-Requirements   N1:  It is not necessary for the namespace to be known by any        specific fileserver.        In the same manner that clients do not need to have a priori        knowledge of the structure of the namespace or its mapping onto        federation members, the projected namespace can exist without        individual fileservers knowing the entire organizational        structure, or, indeed, without knowing exactly where in the        projected namespace the filesets they host exist.        Fileservers do need to be able to handle referrals from other        fileservers, but they do not need to know what path the client        was accessing when the referral was generated.   N2:  It is not necessary for updates and accesses to the NSDB data to        occur in transaction or transaction-like contexts.        One possible requirement that is omitted from our current list        is that updates and accesses to the data stored in the NSDB (or        individual NSDB nodes) occur within a transaction context.  We        were not able to agree whether the benefits of transactions are        worth the complexity they add (both to the specification and its        eventual implementation), but this topic is open for discussion.        Below is the draft of a proposed requirement that provides        transactional semantics:           There MUST be a way to ensure that sequences of operations,           including observations of the namespace (including finding           the locations corresponding to a set of FSNs) and changes to           the namespace or related data stored in the system (including           the creation, renaming, or deletion of junctions, and the           creation, altering, or deletion of mappings between FSN and           filesystem locations), can be performed in a manner that           provides predictable semantics for the relationship between           the observed values and the effect of the changes.           It MUST be possible to protect sequences of operations by           transactions with NSDB-wide or server-wide Atomicity,           Consistency, Isolation, and Durability (ACID) semantics.Lentini, et al.               Informational                    [Page 21]

RFC 5716         Requirements for Federated File Systems    January 20107.  Security Considerations   Assuming the Internet threat model, the federated resolution   mechanism described in this document MUST be implemented in such a   way to prevent loss of CONFIDENTIALITY, DATA INTEGRITY, and PEER   ENTITY AUTHENTICATION, as described in [RFC3552].   CONFIDENTIALITY may be violated if an unauthorized party is able to   eavesdrop on the communication between authorized servers and NSDB   nodes and thereby learn the locations or other information about FSNs   that they would not be authorized to discover via direct queries.   DATA INTEGRITY may be compromised if a third party is able to   undetectably alter the contents of the communication between servers   and NSDB nodes.  PEER ENTITY AUTHENTICATION is defeated if one server   can masquerade as another server without proper authority, or if an   arbitrary host can masquerade as a NSDB node.   Well-established techniques for providing authenticated channels may   be used to defeat these attacks, and the protocol MUST support at   least one of them.   For example, if Lightweight Directory Access Protocol (LDAP) is used   to implement the query mechanism [RFC4510], then Transport Layer   Security (TLS) may be used to provide both authentication and   integrity [RFC5246] [RFC4513].  If the query protocol is implemented   on top of Open Network Computing / Remote Procedure Call (ONC/RPC),   then RPCSEC_GSS may be used to fill the same role [RFC2203]   [RFC2743].   A federation could contain multiple Public Key Infrastructure (PKI)   trust anchors [RFC5280].  The federation protocols SHOULD define a   mechanism for managing a fileserver's NSDB trust anchors   [TA-MGMT-REQS].  A general purpose trust anchor management protocol   [TAMP] would be appropriate, though it might be desirable for the   federation protocols to facilitate trust anchor management by, for   example, using trust anchor interchange formats [TA-FORMAT].   It is useful to note that the requirements described in this document   lead naturally to a system with distributed authorization, which has   scalability and manageability benefits.   FSNs are likely to be long-lived resources.  Therefore, the privilege   to create FSNs SHOULD be carefully controlled.  To assist in   determining if an FSN is referenced by a junction somewhere in the   federation, the NSDB records SHOULD include non-authoritative   informational annotations recording the locations of any such   junctions.  These annotations are non-authoritative because aLentini, et al.               Informational                    [Page 22]

RFC 5716         Requirements for Federated File Systems    January 2010   junction might be created, deleted, or modified by an individual that   does not have permission to modify the NSDB records.8.  References8.1.  Normative References   [RFC2119]       Bradner, S., "Key words for use in RFCs to Indicate                   Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3530]       Shepler, S., Callaghan, B., Robinson, D., Thurlow,                   R., Beame, C., Eisler, M., and D. Noveck, "Network                   File System (NFS) version 4 Protocol",RFC 3530,                   April 2003.   [RFC3552]       Rescorla, E. and B. Korver, "Guidelines for Writing                   RFC Text on Security Considerations",BCP 72,RFC 3552, July 2003.   [RFC4122]       Leach, P., Mealling, M., and R. Salz, "A Universally                   Unique IDentifier (UUID) URN Namespace",RFC 4122,                   July 2005.   [RFC4510]       Zeilenga, K., "Lightweight Directory Access Protocol                   (LDAP): Technical Specification Road Map",RFC 4510,                   June 2006.   [RFC5280]       Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,                   Housley, R., and W. Polk, "Internet X.509 Public Key                   Infrastructure Certificate and Certificate Revocation                   List (CRL) Profile",RFC 5280, May 2008.   [RFC5661]       Shepler, S., Eisler, M., and D. Noveck, "Network File                   System Version 4 Minor Version 1",RFC 5661,                   January 2010.8.2.  Informative References   [MS-CIFS]       Microsoft Corporation, "Common Internet File System                   (CIFS) Protocol Specification", MS-CIFS 2.0,                   November 2009.   [MS-SMB]        Microsoft Corporation, "Server Message Block (SMB)                   Protocol Specification", MS-SMB 17.0, November 2009.   [MS-SMB2]       Microsoft Corporation, "Server Message Block (SMB)                   Version 2 Protocol Specification", MS-SMB2 19.0,                   November 2009.Lentini, et al.               Informational                    [Page 23]

RFC 5716         Requirements for Federated File Systems    January 2010   [RFC1094]       Nowicki, B., "NFS: Network File System Protocol                   specification",RFC 1094, March 1989.   [RFC1813]       Callaghan, B., Pawlowski, B., and P. Staubach, "NFS                   Version 3 Protocol Specification",RFC 1813,                   June 1995.   [RFC2203]       Eisler, M., Chiu, A., and L. Ling, "RPCSEC_GSS                   Protocol Specification",RFC 2203, September 1997.   [RFC2743]       Linn, J., "Generic Security Service Application                   Program Interface Version 2, Update 1",RFC 2743,                   January 2000.   [RFC4513]       Harrison, R., "Lightweight Directory Access Protocol                   (LDAP): Authentication Methods and Security                   Mechanisms",RFC 4513, June 2006.   [RFC5246]       Dierks, T. and E. Rescorla, "The Transport Layer                   Security (TLS) Protocol Version 1.2",RFC 5246,                   August 2008.   [TA-FORMAT]     Housley, R., Ashmore, S., and C. Wallace, "Trust                   Anchor Format", Work in Progress, October 2009.   [TA-MGMT-REQS]  Reddy, R. and C. Wallace, "Trust Anchor Management                   Requirements", Work in Progress, September 2009.   [TAMP]          Housley, R., Ashmore, S., and C. Wallace, "Trust                   Anchor Management Protocol (TAMP)", Work in Progress,                   December 2009.Lentini, et al.               Informational                    [Page 24]

RFC 5716         Requirements for Federated File Systems    January 2010Appendix A.  Acknowledgments   We would like to thank Robert Thurlow of Sun Microsystems for helping   to author this document.   We would also like to thank Peter McCann and Nicolas Williams for   their comments and suggestions.Authors' Addresses   James Lentini   NetApp   1601 Trapelo Rd, Suite 16   Waltham, MA  02451   US   Phone: +1 781-768-5359   EMail: jlentini@netapp.com   Craig Everhart   NetApp   7301 Kit Creek Rd   Research Triangle Park, NC  27709   US   Phone: +1 919-476-5320   EMail: everhart@netapp.com   Daniel Ellard   BBN Technologies   10 Moulton Street   Cambridge, MA  02138   US   Phone: +1 617-873-8000   EMail: dellard@bbn.com   Renu Tewari   IBM Almaden   650 Harry Rd   San Jose, CA  95120   US   EMail: tewarir@us.ibm.comLentini, et al.               Informational                    [Page 25]

RFC 5716         Requirements for Federated File Systems    January 2010   Manoj Naik   IBM Almaden   650 Harry Rd   San Jose, CA  95120   US   EMail: manoj@almaden.ibm.comLentini, et al.               Informational                    [Page 26]

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