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PROPOSED STANDARD
Network Working Group                                         F. de BontRequest for Comments: 5691                           Philips ElectronicsUpdates:3640                                                  S. DoehlaCategory: Standards Track                                 Fraunhofer IIS                                                              M. Schmidt                                                      Dolby Laboratories                                                        R. Sperschneider                                                          Fraunhofer IIS                                                            October 2009RTP Payload Format for Elementary Streamswith MPEG Surround Multi-Channel AudioAbstract   This memo describes extensions for the RTP payload format defined inRFC 3640 for the transport of MPEG Surround multi-channel audio.   Additional Media Type parameters are defined to signal backwards-   compatible transmission inside an MPEG-4 Audio elementary stream.  In   addition, a layered transmission scheme that doesn't use the MPEG-4   systems framework is presented to transport an MPEG Surround   elementary stream via RTP in parallel with an RTP stream containing   the downmixed audio data.Status of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (c) 2009 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the BSD License.de Bont, et al.             Standards Track                     [Page 1]

RFC 5691               Transport of MPEG Surround           October 2009Table of Contents1. Introduction ....................................................22. Conventions .....................................................33. Definitions and Abbreviations ...................................33.1. Definitions ................................................33.2. Abbreviations ..............................................44. Transport of MPEG Surround ......................................44.1. Embedded Spatial Audio Data in AAC Payloads ................44.2. MPEG Surround Elementary Stream ............................54.2.1. Low Bitrate MPEG Surround ...........................74.2.2. High Bitrate MPEG Surround ..........................85. IANA Considerations .............................................85.1. Media Type Registration ....................................95.2. Registration of Mode Definitions with IANA .................95.3. Usage of SDP ..............................................106. Security Considerations ........................................107. References .....................................................117.1. Normative References ......................................117.2. Informative References ....................................111.  Introduction   MPEG Surround (Spatial Audio Coding, SAC) [23003-1] is an   International Standard that was finalized by MPEG in January 2007.   It is capable of re-creating N channels based on M < N transmitted   channels and additional control data.  In the preferred modes of   operating the Spatial Audio Coding system, the M channels can either   be a single mono channel or a stereo channel pair.  The control data   represents a significantly lower data rate than the data rate   required for transmitting all N channels, making the coding very   efficient while at the same time ensuring compatibility with M   channel devices.   The MPEG Surround standard incorporates a number of tools that enable   features that allow for broad application of the standard.  A key   feature is the ability to scale the spatial image quality gradually   from very low spatial overhead towards transparency.  Another key   feature is that the decoder input can be made compatible to existing   matrixed surround technologies.   As an example, for 5.1 multi-channel audio, the MPEG Surround encoder   creates a stereo (or mono) downmix signal and spatial information   describing the full 5.1 material in a highly efficient, parameterised   format.  The spatial information is transmitted alongside the   downmix.de Bont, et al.             Standards Track                     [Page 2]

RFC 5691               Transport of MPEG Surround           October 2009   By using MPEG Surround, existing services can easily be upgraded to   provide surround sound in a backwards-compatible fashion.  While a   stereo decoder in an existing legacy consumer device ignores the MPEG   Surround data and plays back the stereo signal without any quality   degradation, an MPEG-Surround-enabled decoder will deliver high   quality, multi-channel audio.   The MPEG Surround decoder can operate in modes that render the multi-   channel signal to multi-channel or stereo output, or it can operate   in a two-channel headphone mode to produce a virtual surround output   signal.2.  Conventions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].3.  Definitions and Abbreviations3.1.  Definitions   This memo makes use of the definitions specified in [14496-1],   [14496-3], [23003-1], and [RFC3640].  Frequently used terms are   summed up for convenience:   Access Unit:  An MPEG Access Unit is the smallest data entity to      which timing information is attributed.  In the case of audio, an      Access Unit is the smallest individually accessible portion of      coded audio data within an elementary stream.   AudioSpecificConfig():  Extends the class DecoderSpecificInfo(), as      defined in [14496-1], when the objectType indication refers to a      stream complying with [14496-3].  AudioSpecificConfig() is used as      the configuration structure for MPEG-4 audio as specified in      [14496-3].  It contains the field audioObjectType, which      distinguishes between the different audio codecs defined in      [14496-3], general audio information (e.g., the sampling frequency      and number of channels), and further codec-dependent information      structures.   SpatialSpecificConfig():  Configuration structure for MPEG Surround      audio coding, as specified in [23003-1].  An AudioSpecificConfig()      with an audioObjectType of value 30 contains a      SpatialSpecificConfig() structure.de Bont, et al.             Standards Track                     [Page 3]

RFC 5691               Transport of MPEG Surround           October 20093.2.  Abbreviations     AOT:    Audio Object Type     AAC:    Advanced Audio Coding     ASC:    AudioSpecificConfig() structure     AU:     Access Unit     HE AAC: High Efficiency AAC     PLI:    Profile and Level Indication     SSC:    SpatialSpecificConfig() structure4.  Transport of MPEG Surround   From a top-level perspective, MPEG Surround data can be subdivided   into configuration data contained in the SpatialSpecificConfig()   (SSC) and the SpatialFrame(), which contains the MPEG Surround   payload.  The configuration data can be signaled in-band or out-of-   band.  In the case of in-band signaling the SSC is conveyed in a   SacDataFrame() jointly with a SpatialFrame().  In the case of out-of-   band signaling, the SSC is transmitted to the decoder separately,   e.g., by Session Description Protocol (SDP) [RFC4566] means.   SpatialFrame()s may be transmitted either embedded into the downmix   stream (Section 4.1) or as individual elementary streams besides the   downmix audio stream (Section 4.2).   The buffer definition for AAC decoders limits the size of an AU, as   specified in [14496-3].  For high-bitrate applications that exceed   this limit, all MPEG Surround data MUST be put in a separate stream,   as defined inSection 4.2.4.1.  Embedded Spatial Audio Data in AAC Payloads   [14496-3] defines the extension_payload() as a mechanism for   transport of extension data inside AAC payloads.  Typical extension   data include Spectral Band Replication (SBR) data and MPEG Surround   data, i.e., a SacDataFrame() in extension_payload()s of type   EXT_SAC_DATA. extension_payload()s reside inside the downmix AAC   elementary stream.  The resulting single elementary stream is   transported as specified in [RFC3640].  As AAC decoders are required   to skip unknown extension data, MPEG Surround data can be embedded in   backwards-compatible fashion and be transported with the mechanism   already described in [RFC3640].   The SacDataFrame() includes a SpatialFrame() and an optional header   that contains an SSC.  Any SSC in a SacDataFrame() MUST be identical   to the SSC conveyed via SDP for that stream.de Bont, et al.             Standards Track                     [Page 4]

RFC 5691               Transport of MPEG Surround           October 2009   No new mode is introduced for SpatialFrame()s being embedded into AAC   payloads.  Either the mode AAC-lbr or the mode AAC-hbr SHOULD be   used.  The additional Media Type parameters, as defined inSection 5.1, SHOULD be present when SpatialFrame()s are embedded into   AAC payloads.   For example:   m=audio 5000 RTP/AVP 96   a=rtpmap:96 mpeg4-generic/48000/2   a=fmtp:96 streamType=5; profile-level-id=44; mode=AAC-hbr; config=131     056E598; sizeLength=13; indexLength=3; indexDeltaLength=3; constant     Duration=2048; MPS-profile-level-id=55; MPS-config=F1B4CF920442029B     501185B6DA00;   In this example, the stream specifies the HE AAC Profile at Level 2   [Profile and Level Indication (PLI) 44] and the config string   contains the hexadecimal representation of the HE AAC ASC   [audioObjectType=2 (AAC LC); extensionAudioObjectType=5 (SBR);   samplingFrequencyIndex=0x6 (24kHz);   extensionSamplingFrequencyIndex=0x3 (48kHz); channelConfiguration=2   (2.0 channels)] of the downmix AAC elementary stream that is using   explicit backwards-compatible signaling.   Furthermore, the stream specifies the MPEG Surround Baseline Profile   at Level 3 (PLI55) and the MPS-config string contains the hexadecimal   representation of the MPEG Surround ASC [audioObjectType=30 (MPEG   Surround); samplingFrequencyIndex=0x3 (48kHz); channelConfiguration=6   (5.1 channels); sacPayloadEmbedding=1; SSC=(48 kHz; 32 slots; 525   tree; ResCoding=1; ResBands=[0,13,13,13])].   Note that the a=fmtp line of the example above has been wrapped to   fit the page; it would comprise a single line in the SDP file.4.2.  MPEG Surround Elementary Stream   MPEG Surround SpatialFrame()s can be present in an individual   elementary stream.  This stream complements the stream containing the   downmix audio data, which may be coded by an arbitrary coding scheme.   MPEG Surround elementary streams are packetized as specified in   [RFC3640].  The mode signaled and used for an MPEG Surround   elementary stream MUST be either MPS-hbr or MPS-lbr.  The MPS-hbr   mode SHALL be used when the frame size may exceed 63 bytes, e.g.,   when high-bitrate residual coding is in use.   The dependency relationships between the MPEG Surround elementary   stream and the downmix stream are signaled as specified in [RFC5583].de Bont, et al.             Standards Track                     [Page 5]

RFC 5691               Transport of MPEG Surround           October 2009   The media clocks of the MPEG Surround elementary stream and the   downmix stream SHALL operate in the same clock domain, i.e., the   clocks are derived from a common clock and MUST NOT drift.  RTCP   sender reports MUST indicate that the stream timestamps are not   drifting, i.e., that a single sender report for each stream is   sufficient to establish unambiguous timing.  The sampling rate of the   MPEG Surround signal and the decoded downmix signal MUST be   identical.   If HE AAC is used as the coding scheme for the downmix, the RTP   clock-rate of the downmix MAY be the sampling rate of the AAC core,   i.e., the clock-rate of the MPEG Surround elementary stream is an   integer multiple of the clock-rate of the downmix stream.   Note that separate RTP streams have different random RTP timestamp   offsets, and therefore RTCP MUST be used to synchronize the coded   downmix audio data and the MPEG Surround elementary stream.   For example:   a=group:DDP L1 L2   m=audio 5000 RTP/AVP 96   a=rtpmap:96 mpeg4-generic/48000/2   a=fmtp:96 streamType=5; profile-level-id=44; mode=AAC-hbr; config=2B1     18800; sizeLength=13; indexLength=3; indexDeltaLength=3; constantDu     ration=2048   a=mid:L1   m=audio 5002 RTP/AVP 97   a=rtpmap:97 mpeg4-generic/48000/6   a=fmtp:97 streamType=5; profile-level-id=55; mode=MPS-hbr; config=F1B     0CF920460029B601189E79E70; sizeLength=13; indexLength=3;  indexDelt     aLength=3; constantDuration=2048   a=mid:L2   a=depend:97 lay L1:96   In this example, the first stream specifies the HE AAC Profile at   Level 2 (PLI44) and the config string contains the hexadecimal   representation of the HE AAC ASC [audioObjectType=2 (AAC LC);   extensionAudioObjectType=5 (SBR); samplingFrequencyIndex=0x6 (24kHz);   extensionSamplingFrequencyIndex=0x3 (48kHz); channelConfiguration=2   (2.0 channels)].de Bont, et al.             Standards Track                     [Page 6]

RFC 5691               Transport of MPEG Surround           October 2009   The second stream specifies Baseline MPEG Surround Profile at Level 3   (PLI55) and the config string contains the hexadecimal representation   of the ASC [AOT=30(MPEG Surround); 48 kHz; 5.1-ch;   sacPayloadEmbedding=0; SSC=(48 kHz; 32 slots; 525 tree; ResCoding=1;   ResBands=[7,7,7,7])].   Note that the a=fmtp lines of the example above have been wrapped to   fit the page; they would each comprise a single line in the SDP file.4.2.1.  Low Bitrate MPEG Surround   This mode is signaled by mode=MPS-lbr.  This mode supports the   transport of one or more complete Access Units, each consisting of a   single MPEG Surround SpatialFrame().  The AUs can be variably sized   and interleaved.  The maximum size of a SpatialFrame() is 63 bytes.   Fragmentation MUST NOT be used in this mode.  Receivers MUST support   de-interleaving.   The payload configuration is the same as in the AAC-lbr mode.  It   consists of the AU Header Section, followed by concatenated AUs.   Note that Access Units are byte-aligned.  The Auxiliary Section MUST   be empty in the MPS-lbr mode.  The 1-octet AU-header MUST provide:   1.  the size of each AAC frame, encoded as 6 bits.   2.  2 bits of index information for computing the sequence (and hence       timing) of each SpatialFrame().   The concatenated AU Header Section MUST be preceded by the 16-bit AU-   headers-length field.   In addition to the required Media format parameters, the following   parameters MUST be present with fixed values: sizeLength (fixed value   6), indexLength (fixed value 2), and indexDeltaLength (fixed value   2).  The parameter maxDisplacement MUST be present when interleaving.   SpatialFrame()s always have a fixed duration per AU; the fixed   duration MUST be signaled by the Media format parameter   constantDuration.   The value of the "config" parameter is the hexadecimal representation   of the ASC, as defined in [14496-3], with an AOT of 30 and the   sacPayloadEmbedding flag set to 0.   The "profile-level-id" parameter SHALL contain a valid PLI for MPEG   Surround, as specified in [14496-3].de Bont, et al.             Standards Track                     [Page 7]

RFC 5691               Transport of MPEG Surround           October 20094.2.2.  High Bitrate MPEG Surround   This mode is signaled by mode=MPS-hbr.  This mode supports the   transportation of either one fragment of an Access Unit or one   complete AU or several complete AUs.  Each AU consists of a single   MPEG Surround SpatialFrame().  The AUs can be variably sized and   interleaved.  The maximum size of a SpatialFrame() is 8191 bytes.   Receivers MUST support de-interleaving.   The payload configuration is the same as in the AAC-hbr mode.  It   consists of the AU Header Section, followed by either one   SpatialFrame(), a fragment of a SpatialFrame(), or several   concatenated SpatialFrame()s.  Note that Access Units are byte-   aligned.  The Auxiliary Section MUST be empty in the MPS-hbr mode.   The 2-octet AU-header MUST provide:   1.  the size of each AAC frame, encoded as 13 bits.   2.  3 bits of index information for computing the sequence (and hence       timing) of each SpatialFrame(), i.e., the AU-Index or AU-Index-       delta field.   Each AU-Index field MUST be coded with the value 0.  The concatenated   AU Header Section MUST be preceded by the 16-bit AU-headers-length   field.   In addition to the required Media format parameters, the following   parameters MUST be present with fixed values: sizeLength (fixed value   13), indexLength (fixed value 3), and indexDeltaLength (fixed value   3).  The parameter maxDisplacement MUST be present when interleaving.   SpatialFrame()s always have a fixed duration per AU; the fixed   duration MUST be signaled by the Media format parameter   constantDuration.   The value of the "config" parameter is the hexadecimal representation   of the ASC, as defined in [14496-3], with an AOT of 30 and the   sacPayloadEmbedding flag set to 0.   The "profile-level-id" parameter SHALL contain a valid PLI for MPEG   Surround, as specified in [14496-3].5.  IANA Considerations   This memo defines additional optional format parameters to the Media   type "audio" and its subtype "mpeg4-generic".  These parameters SHALL   only be used in combination with the AAC-lbr or AAC-hbr modes (cf.Section 3.3 of [RFC3640]) of "mpeg4-generic".de Bont, et al.             Standards Track                     [Page 8]

RFC 5691               Transport of MPEG Surround           October 20095.1.  Media Type Registration   This memo defines the following additional optional parameters, which   SHALL be used if MPEG Surround data is present inside the payload of   an AAC elementary stream.   MPS-profile-level-id:  A decimal representation of the MPEG Surround      Profile and Level indication as defined in [14496-3].  This      parameter MUST be used in the capability exchange or session      set-up procedure to indicate the MPEG Surround Profile and Level      that the decoder must be capable of in order to decode the stream.   MPS-config:  A hexadecimal representation of an octet string that      expresses the AudioSpecificConfig (ASC), as defined in [14496-3],      for MPEG Surround.  The ASC is mapped onto the hexadecimal octet      string in a most significant bit (MSB)-first basis.  The AOT in      this ASC SHALL have the value 30.  The SSC inside the ASC MUST      have the sacPayloadEmbedding flag set to 1.5.2.  Registration of Mode Definitions with IANA   This section of this memo requests the registration of the "MPS-hbr"   value and the "MPS-lbr" value for the "mode" parameter of the "mpeg4-   generic" media subtype within the media type "audio".  The "mpeg4-   generic" media subtype is defined in [RFC3640], and [RFC3640] defines   a repository for the "mode" parameter.  This memo registers the modes   "MPS-hbr" and "MPS-lbr" to support MPEG Surround elementary streams.   Media type name:      audio   Subtype name:      mpeg4-generic   Required parameters:      The "mode" parameter is required by [RFC3640].  This memo      specifies the additional modes "MPS-hbr" and "MPS-lbr", in      accordance with [RFC3640].   Optional parameters:      For the modes "AAC-hbr" and "AAC-lbr", this memo specifies the      additional optional parameters "MPS-profile-level-id" and "MPS-      config".  SeeSection 4.1 for usage details.de Bont, et al.             Standards Track                     [Page 9]

RFC 5691               Transport of MPEG Surround           October 2009      Optional parameters for the modes "MPS-hbr" and "MPS-lbr" may be      used as specified in [RFC3640].  The optional parameters "MPS-      profile-level-id" and "MPS-config" SHALL NOT be used for the modes      "MPS-hbr" and "MPS-lbr".5.3.  Usage of SDP   It is assumed that the Media format parameters are conveyed via an   SDP message, as specified inSection 4.4 of [RFC3640].6.  Security Considerations   RTP packets using the payload format defined in this specification   are subject to the security considerations discussed in the RTP   specification [RFC3550], in the RTP payload format specification for   MPEG-4 elementary streams [RFC3640] (which is extended with this   memo), and in any applicable RTP profile.  The main security   considerations for the RTP packet carrying the RTP payload format   defined within this memo are confidentiality, integrity, and source   authenticity.  Confidentiality is achieved by encryption of the RTP   payload.  Integrity of the RTP packets is achieved through a suitable   cryptographic integrity-protection mechanism.  Such a cryptographic   system may also allow the authentication of the source of the   payload.  A suitable security mechanism for this RTP payload format   should provide confidentiality, integrity protection, and source   authentication capable of at least determining if an RTP packet is   from a member of the RTP session.   The AAC audio codec includes an extension mechanism to transmit extra   data within a stream that is gracefully skipped by decoders that do   not support this extra data.  This covert channel may be used to   transmit unauthorized data in an otherwise valid stream.   Note that the appropriate mechanism to provide security to RTP and   payloads following this memo may vary.  It is dependent on the   application, the transport, and the signaling protocol employed.   Therefore, a single mechanism is not sufficient; although, if   suitable, usage of the Secure Real-time Transport Protocol (SRTP)   [RFC3711] is recommended.  Other mechanisms that may be used are   IPsec [RFC4301] and Transport Layer Security (TLS) [RFC5246] (RTP   over TCP); other alternatives may exist.de Bont, et al.             Standards Track                    [Page 10]

RFC 5691               Transport of MPEG Surround           October 20097.  References7.1.  Normative References   [14496-1]  MPEG, "ISO/IEC International Standard 14496-1 - Coding of              audio-visual objects, Part 1 Systems", 2004.   [14496-3]  MPEG, "ISO/IEC International Standard 14496-3 - Coding of              audio-visual objects, Part 3 Audio", 2009.   [23003-1]  MPEG, "ISO/IEC International Standard 23003-1 - MPEG              Surround (MPEG D)", 2007.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3550]  Schulzrinne, H., Casner, S., Frederick, R., and V.              Jacobson, "RTP: A Transport Protocol for Real-Time              Applications", STD 64,RFC 3550, July 2003.   [RFC3640]  van der Meer, J., Mackie, D., Swaminathan, V., Singer, D.,              and P. Gentric, "RTP Payload Format for Transport of              MPEG-4 Elementary Streams",RFC 3640, November 2003.   [RFC4566]  Handley, M., Jacobson, V., and C. Perkins, "SDP: Session              Description Protocol",RFC 4566, July 2006.   [RFC5583]  Schierl, T. and S. Wenger, "Signaling Media Decoding              Dependency in the Session Description Protocol (SDP)",RFC 5583, July 2009.7.2.  Informative References   [RFC3711]  Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K.              Norrman, "The Secure Real-time Transport Protocol (SRTP)",RFC 3711, March 2004.   [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the              Internet Protocol",RFC 4301, December 2005.   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security              (TLS) Protocol Version 1.2",RFC 5246, August 2008.de Bont, et al.             Standards Track                    [Page 11]

RFC 5691               Transport of MPEG Surround           October 2009Authors' Addresses   Frans de Bont   Philips Electronics   High Tech Campus 5   5656 AE Eindhoven,   NL   Phone: ++31 40 2740234   EMail: frans.de.bont@philips.com   Stefan Doehla   Fraunhofer IIS   Am Wolfmantel 33   91058 Erlangen,   DE   Phone: +49 9131 776 6042   EMail: stefan.doehla@iis.fraunhofer.de   Malte Schmidt   Dolby Laboratories   Deutschherrnstr. 15-19   90537 Nuernberg,   DE   Phone: +49 911 928 91 42   EMail: malte.schmidt@dolby.com   Ralph Sperschneider   Fraunhofer IIS   Am Wolfmantel 33   91058 Erlangen,   DE   Phone: +49 9131 776 6167   EMail: ralph.sperschneider@iis.fraunhofer.dede Bont, et al.             Standards Track                    [Page 12]

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