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PROPOSED STANDARD
Network Working Group                                     R. Sparks, Ed.Request for Comments: 5393                                       TekelecUpdates:3261                                                S. LawrenceCategory: Standards Track                          Nortel Networks, Inc.                                                          A. Hawrylyshen                                                    Ditech Networks Inc.                                                               B. Campen                                                                 Tekelec                                                           December 2008Addressing an Amplification Vulnerabilityin Session Initiation Protocol (SIP) Forking ProxiesStatus of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (c) 2008 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document.   Please review these documents carefully, as they describe your rights   and restrictions with respect to this document.Abstract   This document normatively updatesRFC 3261, the Session Initiation   Protocol (SIP), to address a security vulnerability identified in SIP   proxy behavior.  This vulnerability enables an attack against SIP   networks where a small number of legitimate, even authorized, SIP   requests can stimulate massive amounts of proxy-to-proxy traffic.   This document strengthens loop-detection requirements on SIP proxies   when they fork requests (that is, forward a request to more than one   destination).  It also corrects and clarifies the description of the   loop-detection algorithm such proxies are required to implement.   Additionally, this document defines a Max-Breadth mechanism for   limiting the number of concurrent branches pursued for any given   request.Sparks, et al.              Standards Track                     [Page 1]

RFC 5393           Amplification Vulnerability in SIP      December 2008Table of Contents1. Introduction ....................................................32. Conventions and Definitions .....................................33. Vulnerability: Leveraging Forking to Flood a Network ............34. Updates toRFC 3261 .............................................74.1. Strengthening the Requirement to Perform Loop Detection ....7      4.2. Correcting and Clarifying theRFC 3261           Loop-Detection Algorithm ...................................74.2.1. Update toSection 16.6 ..............................74.2.2. Update toSection 16.3 ..............................8           4.2.3. Impact of Loop Detection on Overall Network                  Performance .........................................94.2.4. Note to Implementers ................................95. Max-Breadth ....................................................105.1. Overview ..................................................105.2. Examples ..................................................115.3. Formal Mechanism ..........................................125.3.1. Max-Breadth Header Field ...........................125.3.2. Terminology ........................................135.3.3. Proxy Behavior .....................................135.3.3.1. Reusing Max-Breadth .......................145.3.4. UAC Behavior .......................................145.3.5. UAS Behavior .......................................145.4. Implementer Notes .........................................145.4.1. Treatment of CANCEL ................................145.4.2. Reclamation of Max-Breadth on 2xx Responses ........145.4.3. Max-Breadth and Automaton UAs ......................145.5. Parallel and Sequential Forking ...........................155.6. Max-Breadth Split Weight Selection ........................15      5.7. Max-Breadth's Effect on Forking-Based           Amplification Attacks .....................................155.8. Max-Breadth Header Field ABNF Definition ..................166. IANA Considerations ............................................166.1. Max-Breadth Header Field ..................................166.2. 440 Max-Breadth Exceeded Response .........................167. Security Considerations ........................................167.1. Alternate Solutions That Were Considered and Rejected .....178. Acknowledgments ................................................199. References .....................................................199.1. Normative References ......................................199.2. Informative References ....................................19Sparks, et al.              Standards Track                     [Page 2]

RFC 5393           Amplification Vulnerability in SIP      December 20081.  Introduction   Interoperability testing uncovered a vulnerability in the behavior of   forking SIP proxies as defined in [RFC3261].  This vulnerability can   be leveraged to cause a small number of valid SIP requests to   generate an extremely large number of proxy-to-proxy messages.  A   version of this attack demonstrates fewer than ten messages   stimulating potentially 2^71 messages.   This document specifies normative changes to the SIP protocol to   address this vulnerability.  According to this update, when a SIP   proxy forks a request to more than one destination, it is required to   ensure it is not participating in a request loop.   This normative update alone is insufficient to protect against   crafted variations of the attack described here involving multiple   Addresses of Record (AORs).  To further address the vulnerability,   this document defines the Max-Breadth mechanism to limit the total   number of concurrent branches caused by a forked SIP request.  The   mechanism only limits concurrency.  It does not limit the total   number of branches a request can traverse over its lifetime.   The mechanisms in this update will protect against variations of the   attack described here that use a small number of resources, including   most unintentional self-inflicted variations that occur through   accidental misconfiguration.  However, an attacker with access to a   sufficient number of distinct resources will still be able to   stimulate a very large number of messages.  The number of concurrent   messages will be limited by the Max-Breadth mechanism, so the entire   set will be spread out over a long period of time, giving operators   better opportunity to detect the attack and take corrective measures   outside the protocol.  Future protocol work is needed to prevent this   form of the attack.2.  Conventions and Definitions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].3.  Vulnerability: Leveraging Forking to Flood a Network   This section describes setting up an attack with a simplifying   assumption: that two accounts on each of two differentRFC 3261   compliant proxy/registrar servers that do not perform loop detection   are available to an attacker.  This assumption is not necessary for   the attack but makes representing the scenario simpler.  The same   attack can be realized with a single account on a single server.Sparks, et al.              Standards Track                     [Page 3]

RFC 5393           Amplification Vulnerability in SIP      December 2008   Consider two proxy/registrar services, P1 and P2, and four Addresses   of Record, a@P1, b@P1, a@P2, and b@P2.  Using normal REGISTER   requests, establish bindings to these AORs as follows (non-essential   details elided):           REGISTER sip:P1 SIP/2.0           To: <sip:a@P1>           Contact: <sip:a@P2>, <sip:b@P2>           REGISTER sip:P1 SIP/2.0           To: <sip:b@P1>           Contact: <sip:a@P2>, <sip:b@P2>           REGISTER sip:P2 SIP/2.0           To: <sip:a@P2>           Contact: <sip:a@P1>, <sip:b@P1>           REGISTER sip:P2 SIP/2.0           To: <sip:b@P2>           Contact: <sip:a@P1>, <sip:b@P1>   With these bindings in place, introduce an INVITE request to any of   the four AORs, say a@P1.  This request will fork to two requests   handled by P2, which will fork to four requests handled by P1, which   will fork to eight messages handled by P2, and so on.  This message   flow is represented in Figure 1.                                       |                                     a@P1                                   /       \                                 /           \                               /               \                             /                   \                          a@P2                   b@P2                          /  \                   /  \                        /      \               /      \                       /        \             /        \                     a@P1       b@P1        a@P1       b@P1                     /  \       /  \        /  \       /  \                  a@P2  b@P2 a@P2  b@P2  a@P2  b@P2 a@P2  b@P2                   /\    /\   /\    /\    /\    /\   /\    /\                                       .                                       .                                       .                   Figure 1: Attack Request PropagationSparks, et al.              Standards Track                     [Page 4]

RFC 5393           Amplification Vulnerability in SIP      December 2008   Requests will continue to propagate down this tree until Max-Forwards   reaches zero.  If the endpoint and two proxies involved followRFC3261 recommendations, the tree will be 70 rows deep, representing   2^71-1 requests.  The actual number of messages may be much larger if   the time to process the entire tree's worth of requests is longer   than Timer C at either proxy.  In this case, a storm of 408 responses   and/or a storm of CANCEL requests will also be propagating through   the tree along with the INVITE requests.  Remember that there are   only two proxies involved in this scenario - each having to hold the   state for all the transactions it sees (at least 2^70 simultaneously   active transactions near the end of the scenario).   The attack can be simplified to one account at one server if the   service can be convinced that contacts with varying attributes   (parameters, schemes, embedded headers) are sufficiently distinct,   and these parameters are not used as part of AOR comparisons when   forwarding a new request.  SinceRFC 3261 mandates that all URI   parameters must be removed from a URI before looking it up in a   location service and that the URIs from the Contact header field are   compared using URI equality, the following registration should be   sufficient to set up this attack using a single REGISTER request to a   single account:   REGISTER sip:P1 SIP/2.0   To: <sip:a@P1>   Contact: <sip:a@P1;unknown-param=whack>,<sip:a@P1;unknown-param=thud>   This attack was realized in practice during one of the SIP   Interoperability Test (SIPit) sessions.  The scenario was extended to   include more than two proxies, and the participating proxies all   limited Max-Forwards to be no larger than 20.  After a handful of   messages to construct the attack, the participating proxies began   bombarding each other.  Extrapolating from the several hours the   experiment was allowed to run, the scenario would have completed in   just under 10 days.  Had the proxies used theRFC 3261 recommended   Max-Forwards value of 70, and assuming they performed linearly as the   state they held increased, it would have taken 3 trillion years to   complete the processing of the single INVITE request that initiated   the attack.  It is interesting to note that a few proxies rebooted   during the scenario and rejoined in the attack when they restarted   (as long as they maintained registration state across reboots).  This   points out that if this attack were launched on the Internet at   large, it might require coordination among all the affected elements   to stop it.   Loop detection, as specified in this document, at any of the proxies   in the scenarios described so far would have stopped the attack   immediately.  (If all the proxies involved implemented this loopSparks, et al.              Standards Track                     [Page 5]

RFC 5393           Amplification Vulnerability in SIP      December 2008   detection, the total number of stimulated messages in the first   scenario described would be reduced to 14; in the variation involving   one server, the number of stimulated messages would be reduced to   10.)  However, there is a variant of the attack that uses multiple   AORs where loop detection alone is insufficient protection.  In this   variation, each participating AOR forks to all the other   participating AORs.  For small numbers of participating AORs (10, for   example), paths through the resulting tree will not loop until very   large numbers of messages have been generated.  Acquiring a   sufficient number of AORs to launch such an attack on networks   currently available is quite feasible.   In this scenario, requests will often take many hops to complete a   loop, and there are a very large number of different loops that will   occur during the attack.  In fact, if N is the number of   participating AORs, and provided N is less than or equal to Max-   Forwards, the amount of traffic generated by the attack is greater   than N!, even if all proxies involved are performing loop detection.   Suppose we have a set of N AORs, all of which are set up to fork to   the entire set.  For clarity, assume AOR 1 is where the attack   begins.  Every permutation of the remaining N-1 AORs will play out,   defining (N-1)! distinct paths, without repeating any AOR.  Then,   each of these paths will fork N ways one last time, and a loop will   be detected on each of these branches.  These final branches alone   total N! requests ((N-1)! paths, with N forks at the end of each   path).                        ___N____Requests_                        |  1 |         1 |                        |  2 |         4 |                        |  3 |        15 |                        |  4 |        64 |                        |  5 |       325 |                        |  6 |      1956 |                        |  7 |     13699 |                        |  8 |    109600 |                        |  9 |    986409 |                        | 10 |   9864100 |            Forwarded Requests vs. Number of Participating AORs   In a network where all proxies are performing loop detection, an   attacker is still afforded rapidly increasing returns on the number   of AORs they are able to leverage.  The Max-Breadth mechanism defined   in this document is designed to limit the effectiveness of this   variation of the attack.Sparks, et al.              Standards Track                     [Page 6]

RFC 5393           Amplification Vulnerability in SIP      December 2008   In all of the scenarios, it is important to notice that at each   forking proxy, an additional branch could be added pointing to a   single victim (that might not even be a SIP-aware element), resulting   in a massive amount of traffic being directed towards the victim from   potentially as many sources as there are AORs participating in the   attack.4.  Updates toRFC 32614.1.  Strengthening the Requirement to Perform Loop Detection   The following requirements mitigate the risk of a proxy falling   victim to the attack described in this document.   When a SIP proxy forks a particular request to more than one   location, it MUST ensure that request is not looping through this   proxy.  It is RECOMMENDED that proxies meet this requirement by   performing the loop-detection steps defined in this document.   The requirement to use this document's refinement of the loop-   detection algorithm fromRFC 3261 is set at should-strength to allow   for future Standards-Track mechanisms that will allow a proxy to   determine it is not looping.  For example, a proxy forking to   destinations established using the sip-outbound mechanism [OUTBOUND]   would know those branches will not loop.   A SIP proxy forwarding a request to only one location MAY perform   loop detection but is not required to.  When forwarding to only one   location, the amplification risk being exploited is not present, and   the Max-Forwards mechanism will protect the network to the extent it   was designed (always keep in mind the constant multiplier due to   exhausting Max-Forwards while not forking).  A proxy is not required   to perform loop detection when forwarding a request to a single   location even if it happened to have previously forked that request   (and performed loop detection) in its progression through the   network.4.2.  Correcting and Clarifying theRFC 3261 Loop-Detection Algorithm4.2.1.  Update toSection 16.6   This section replaces all of item 8 inSection 16.6 of RFC 3261 (item   8 begins on page 105 and ends on page 106 ofRFC 3261).Sparks, et al.              Standards Track                     [Page 7]

RFC 5393           Amplification Vulnerability in SIP      December 2008   8.  Add a Via Header Field Value   The proxy MUST insert a Via header field value into the copy before   the existing Via header field values.  The construction of this value   follows the same guidelines ofSection 8.1.1.7.  This implies that   the proxy will compute its own branch parameter, which will be   globally unique for that branch, and will contain the requisite magic   cookie.  Note that following only the guidelines inSection 8.1.1.7   will result in a branch parameter that will be different for   different instances of a spiraled or looped request through a proxy.   Proxies required to perform loop detection byRFC 5393 have an   additional constraint on the value they place in the Via header   field.  Such proxies SHOULD create a branch value separable into two   parts in any implementation-dependent way.   The remainder of this section's description assumes the existence of   these two parts.  If a proxy chooses to employ some other mechanism,   it is the implementer's responsibility to verify that the detection   properties defined by the requirements placed on these two parts are   achieved.   The first part of the branch value MUST satisfy the constraints ofSection 8.1.1.7.  The second part is used to perform loop detection   and distinguish loops from spirals.   This second part MUST vary with any field used by the location   service logic in determining where to retarget or forward this   request.  This is necessary to distinguish looped requests from   spirals by allowing the proxy to recognize if none of the values   affecting the processing of the request have changed.  Hence, the   second part MUST depend at least on the received Request-URI and any   Route header field values used when processing the received request.   Implementers need to take care to include all fields used by the   location service logic in that particular implementation.   This second part MUST NOT vary with the request method.  CANCEL and   non-200 ACK requests MUST have the same branch parameter value as the   corresponding request they cancel or acknowledge.  This branch   parameter value is used in correlating those requests at the server   handling them (see Sections17.2.3 and9.2).4.2.2.  Update toSection 16.3   This section replaces all of item 4 inSection 16.3 of RFC 3261 (item   4 appears on page 95 ofRFC 3261).Sparks, et al.              Standards Track                     [Page 8]

RFC 5393           Amplification Vulnerability in SIP      December 2008   4.  Loop-Detection Check   Proxies required to perform loop detection byRFC 5393 MUST perform   the following loop-detection test before forwarding a request.  Each   Via header field value in the request whose sent-by value matches a   value placed into previous requests by this proxy MUST be inspected   for the "second part" defined inSection 4.2.1 of RFC 5393.  This   second part will not be present if the message was not forked when   that Via header field value was added.  If the second field is   present, the proxy MUST perform the second-part calculation described   inSection 4.2.1 of RFC 5393 on this request and compare the result   to the value from the Via header field.  If these values are equal,   the request has looped and the proxy MUST reject the request with a   482 (Loop Detected) response.  If the values differ, the request is   spiraling and processing continues to the next step.4.2.3.  Impact of Loop Detection on Overall Network Performance   These requirements and the recommendation to use the loop-detection   mechanisms in this document make the favorable trade of exponential   message growth for work that is, at worst, order n^2 as a message   crosses n proxies.  Specifically, this work is order m*n where m is   the number of proxies in the path that fork the request to more than   one location.  In practice, m is expected to be small.   The loop-detection algorithm expressed in this document requires a   proxy to inspect each Via element in a received request.  In the   worst case, where a message crosses N proxies, each of which loop   detect, proxy k does k inspections, and the overall number of   inspections spread across the proxies handling this request is the   sum of k from k=1 to k=N which is N(N+1)/2.4.2.4.  Note to Implementers   A common way to create the second part of the branch parameter value   when forking a request is to compute a hash over the concatenation of   the Request-URI, any Route header field values used during processing   the request, and any other values used by the location service logic   while processing this request.  The hash should be chosen so that   there is a low probability that two distinct sets of these parameters   will collide.  Because the maximum number of inputs that need to be   compared is 70, the chance of a collision is low even with a   relatively small hash value, such as 32 bits.  CRC-32c as specified   in [RFC4960] is a specific acceptable function, as is MD5 [RFC1321].   Note that MD5 is being chosen purely for non-cryptographic   properties.  An attacker who can control the inputs in order to   produce a hash collision can attack the connection in a variety of   other ways.  When forming the second part using a hash,Sparks, et al.              Standards Track                     [Page 9]

RFC 5393           Amplification Vulnerability in SIP      December 2008   implementations SHOULD include at least one field in the input to the   hash that varies between different transactions attempting to reach   the same destination to avoid repeated failure should the hash   collide.  The Call-ID and CSeq fields would be good inputs for this   purpose.   A common point of failure to interoperate at SIPit events has been   due to parsers objecting to the contents of another element's Via   header field values when inspecting the Via stack for loops.   Implementers need to take care to avoid making assumptions about the   format of another element's Via header field value beyond the basic   constraints placed on that format byRFC 3261.  In particular,   parsing a header field value with unknown parameter names, parameters   with no values, or parameter values with or without quoted strings   must not cause an implementation to fail.   Removing, obfuscating, or in any other way modifying the branch   parameter values in Via header fields in a received request before   forwarding it removes the ability for the node that placed that   branch parameter into the message to perform loop detection.  If two   elements in a loop modify branch parameters this way, a loop can   never be detected.5.  Max-Breadth5.1.  Overview   The Max-Breadth mechanism defined here limits the total number of   concurrent branches caused by a forked SIP request.  With this   mechanism, all proxyable requests are assigned a positive integral   Max-Breadth value, which denotes the maximum number of concurrent   branches this request may spawn through parallel forking as it is   forwarded from its current point.  When a proxy forwards a request,   its Max-Breadth value is divided among the outgoing requests.  In   turn, each of the forwarded requests has a limit on how many   concurrent branches it may spawn.  As branches complete, their   portion of the Max-Breadth value becomes available for subsequent   branches, if needed.  If there is insufficient Max-Breadth to carry   out a desired parallel fork, a proxy can return the 440 (Max-Breadth   Exceeded) response defined in this document.   This mechanism operates independently from Max-Forwards.  Max-   Forwards limits the depth of the tree a request may traverse as it is   forwarded from its origination point to each destination it is forked   to.  AsSection 3 shows, the number of branches in a tree of even   limited depth can be made large (exponential with depth) by   leveraging forking.  Each such branch has a pair of SIP transactionSparks, et al.              Standards Track                    [Page 10]

RFC 5393           Amplification Vulnerability in SIP      December 2008   state machines associated with it.  The Max-Breadth mechanism limits   the number of branches that are active (those that have running   transaction state machines) at any given point in time.   Max-Breadth does not prevent forking.  It only limits the number of   concurrent parallel forked branches.  In particular, a Max-Breadth of   1 restricts a request to pure serial forking rather than restricting   it from being forked at all.   A client receiving a 440 (Max-Breadth Exceeded) response can infer   that its request did not reach all possible destinations.  Recovery   options are similar to those when receiving a 483 (Too Many Hops)   response, and include affecting the routing decisions through   whatever mechanisms are appropriate to result in a less broad search,   or refining the request itself before submission to make the search   space smaller.5.2.  Examples    UAC                 Proxy A              Proxy B             Proxy C     | INVITE              |                    |                   |     | Max-Breadth: 60     | INVITE             |                   |     | Max-Forwards: 70    | Max-Breadth: 30    |                   |     |-------------------->| Max-Forwards: 69   |                   |     |                     |------------------->|                   |     |                     | INVITE             |                   |     |                     | Max-Breadth: 30    |                   |     |                     | Max-Forwards: 69   |                   |     |                     |--------------------------------------->|     |                     |                    |                   |                             Parallel Forking    UAC                 Proxy A              Proxy B             Proxy C     | INVITE              |                    |                   |     | Max-Breadth: 60     | INVITE             |                   |     | Max-Forwards: 70    | Max-Breadth: 60    |                   |     |-------------------->| Max-Forwards: 69   |                   |     |                     |------------------->|                   |     |                     | some error response|                   |     |                     |<-------------------|                   |     |                     | INVITE             |                   |     |                     | Max-Breadth: 60    |                   |     |                     | Max-Forwards: 69   |                   |     |                     |--------------------------------------->|     |                     |                    |                   |                            Sequential ForkingSparks, et al.              Standards Track                    [Page 11]

RFC 5393           Amplification Vulnerability in SIP      December 2008    UAC                 Proxy A              Proxy B             Proxy C     | INVITE              |                    |                   |     | Max-Breadth: 60     | INVITE             |                   |     | Max-Forwards: 70    | Max-Breadth: 60    | INVITE            |     |-------------------->| Max-Forwards: 69   | Max-Breadth: 60   |     |                     |------------------->| Max-Forwards: 68  |     |                     |                    |------------------>|     |                     |                    |                   |     |                     |                    |                   |     |                     |                    |                   |                                No Forking              MB == Max-Breadth               MF == Max-Forwards                                    | MB: 4                                    | MF: 5                         MB: 2      P            MB: 2                         MF: 4    /  \           MF: 4                 +---------------+    +------------------+         MB: 1   P    MB: 1                     MB: 1    P    MB: 1         MF: 3 /  \   MF: 3                     MF: 3  /  \   MF: 3          +---+    +-------+                     +----+    +-------+          P                P                     P                 P    MB: 1 |          MB: 1 |               MB: 1 |           MB: 1 |    MF: 2 |          MF: 2 |               MF: 2 |           MF: 2 |          P                P                     P                 P    MB: 1 |          MB: 1 |               MB: 1 |           MB: 1 |    MF: 1 |          MF: 1 |               MF: 1 |           MF: 1 |          P                P                     P                 P                                     .                                     .                                     .               Max-Breadth and Max-Forwards Working Together5.3.  Formal Mechanism5.3.1.  Max-Breadth Header Field   The Max-Breadth header field takes a single positive integer as its   value.  The Max-Breadth header field value takes no parameters.Sparks, et al.              Standards Track                    [Page 12]

RFC 5393           Amplification Vulnerability in SIP      December 20085.3.2.  Terminology   For each "response context" (seeSection 16 of [RFC3261]) in a proxy,   this mechanism defines two positive integral values: Incoming Max-   Breadth and Outgoing Max-Breadth.  Incoming Max-Breadth is the value   in the Max-Breadth header field in the request that formed the   response context.  Outgoing Max-Breadth is the sum of the Max-Breadth   header field values in all forwarded requests in the response context   that have not received a final response.5.3.3.  Proxy Behavior   If a SIP proxy receives a request with no Max-Breadth header field   value, it MUST add one, with a value that is RECOMMENDED to be 60.   Proxies MUST have a maximum allowable Incoming Max-Breadth value,   which is RECOMMENDED to be 60.  If this maximum is exceeded in a   received request, the proxy MUST overwrite it with a value that   SHOULD be no greater than its allowable maximum.   All proxied requests MUST contain a single Max-Breadth header field   value.   SIP proxies MUST NOT allow the Outgoing Max-Breadth to exceed the   Incoming Max-Breadth in a given response context.   If a SIP proxy determines a response context has insufficient   Incoming Max-Breadth to carry out a desired parallel fork, and the   proxy is unwilling/unable to compensate by forking serially or   sending a redirect, that proxy MUST return a 440 (Max-Breadth   Exceeded) response.   Notice that these requirements mean a proxy receiving a request with   a Max-Breadth of 1 can only fork serially, but it is not required to   fork at all -- it can return a 440 instead.  Thus, this mechanism is   not a tool a user agent can use to force all proxies in the path of a   request to fork serially.   A SIP proxy MAY distribute Max-Breadth in an arbitrary fashion   between active branches.  A proxy SHOULD NOT use a smaller amount of   Max-Breadth than was present in the original request unless the   Incoming Max-Breadth exceeded the proxy's maximum acceptable value.   A proxy MUST NOT decrement Max-Breadth for each hop or otherwise use   it to restrict the "depth" of a request's propagation.Sparks, et al.              Standards Track                    [Page 13]

RFC 5393           Amplification Vulnerability in SIP      December 20085.3.3.1.  Reusing Max-Breadth   Because forwarded requests that have received a final response do not   count towards the Outgoing Max-Breadth, whenever a final response   arrives, the Max-Breadth that was used on that branch becomes   available for reuse.  Proxies SHOULD be prepared to reuse this Max-   Breadth in cases where there may be elements left in the target-set.5.3.4.  UAC Behavior   A User Agent Client (UAC) MAY place a Max-Breadth header field value   in outgoing requests.  If so, this value is RECOMMENDED to be 60.5.3.5.  UAS Behavior   This mechanism does not affect User Agent Server (UAS) behavior.  A   UAS receiving a request with a Max-Breadth header field will ignore   that field while processing the request.5.4.  Implementer Notes5.4.1.  Treatment of CANCEL   Since CANCEL requests are never proxied, a Max-Breadth header field   value is meaningless in a CANCEL request.  Sending a CANCEL in no way   affects the Outgoing Max-Breadth in the associated INVITE response   context.  Receiving a CANCEL in no way affects the Incoming Max-   Breadth of the associated INVITE response context.5.4.2.  Reclamation of Max-Breadth on 2xx Responses   Whether 2xx responses free up Max-Breadth is mostly a moot issue,   since proxies are forbidden to start new branches in this case.  But,   there is one caveat.  A proxy may receive multiple 2xx responses for   a single forwarded INVITE request.  Also, [RFC2543] implementations   may send back a 6xx followed by a 2xx on the same branch.   Implementations that subtract from the Outgoing Max-Breadth when they   receive a 2xx response to an INVITE request must be careful to avoid   bugs caused by subtracting multiple times for a single branch.5.4.3.  Max-Breadth and Automaton UAs   Designers of automaton user agents (UAs) (including B2BUAs, gateways,   exploders, and any other element that programmatically sends requests   as a result of incoming SIP traffic) should consider whether Max-   Breadth limitations should be placed on outgoing requests.  For   example, it is reasonable to design B2BUAs to carry the Max-Breadth   value from incoming requests into requests that are sent as a result.Sparks, et al.              Standards Track                    [Page 14]

RFC 5393           Amplification Vulnerability in SIP      December 2008   Also, it is reasonable to place Max-Breadth constraints on sets of   requests sent by exploders when they may be leveraged in an   amplification attack.5.5.  Parallel and Sequential Forking   Inherent in the definition of this mechanism is the ability of a   proxy to reclaim apportioned Max-Breadth while forking sequentially.   The limitation on outgoing Max-Breadth is applied to concurrent   branches only.   For example, if a proxy receives a request with a Max-Breadth of 4   and has 8 targets to forward it to, that proxy may parallel fork to 4   of these targets initially (each with a Max-Breadth of 1, totaling an   Outgoing Max-Breadth of 4).  If one of these transactions completes   with a failure response, the outgoing Max-Breadth drops to 3,   allowing the proxy to forward to one of the 4 remaining targets   (again, with a Max-Breadth of 1).5.6.  Max-Breadth Split Weight Selection   There are a variety of mechanisms for controlling the weight of each   fork branch.  Fork branches that are given more Max-Breadth are more   likely to complete quickly (because it is less likely that a proxy   down the line will be forced to fork sequentially).  By the same   token, if it is known that a given branch will not fork later on, a   Max-Breadth of 1 may be assigned with no ill effect.  This would be   appropriate, for example, if a proxy knows the branch is using the   SIP outbound extension [OUTBOUND].5.7.  Max-Breadth's Effect on Forking-Based Amplification Attacks   Max-Breadth limits the total number of active branches spawned by a   given request at any one time, while placing no constraint on the   distance (measured in hops) that the request can propagate. (i.e.,   receiving a request with a Max-Breadth of 1 means that any forking   must be sequential, not that forking is forbidden)   This limits the effectiveness of any amplification attack that   leverages forking because the amount of state/bandwidth needed to   process the traffic at any given point in time is capped.Sparks, et al.              Standards Track                    [Page 15]

RFC 5393           Amplification Vulnerability in SIP      December 20085.8.  Max-Breadth Header Field ABNF Definition   This specification extends the grammar for the Session Initiation   Protocol by adding an extension-header.  The ABNF [RFC5234]   definition is as follows.   Max-Breadth  =  "Max-Breadth" HCOLON 1*DIGIT6.  IANA Considerations   This specification registers a new SIP header field and a new SIP   response according to the processes defined in [RFC3261].6.1.  Max-Breadth Header Field   This information appears in the Header Fields sub-registry of the SIP   Parameters registry.RFC 5393 (this specification)   Header Field Name: Max-Breadth   Compact Form: none6.2.  440 Max-Breadth Exceeded Response   This information appears in the Response Codes sub-registry of the   SIP Parameters registry.   Response code: 440   Default Reason Phrase: Max-Breadth Exceeded7.  Security Considerations   This document is entirely about documenting and addressing a   vulnerability in SIP proxies as defined byRFC 3261 that can lead to   an exponentially growing message exchange attack.   The Max-Breadth mechanism defined here does not decrease the   aggregate traffic caused by the forking-loop attack.  It only serves   to spread the traffic caused by the attack over a longer period by   limiting the number of concurrent branches that are being processed   at the same time.  An attacker could pump multiple requests into a   network that uses the Max-Breadth mechanism and gradually build   traffic to unreasonable levels.  Deployments should monitor carefully   and react to gradual increases in the number of concurrent   outstanding transactions related to a given resource to protectSparks, et al.              Standards Track                    [Page 16]

RFC 5393           Amplification Vulnerability in SIP      December 2008   against this possibility.  Operators should anticipate being able to   temporarily disable any resources identified as being used in such an   attack.  A rapid increase in outstanding concurrent transactions   system-wide may be an indication of the presence of this kind of   attack across many resources.  Deployments in which it is feasible   for an attacker to obtain a very large number of resources are   particularly at risk.  If detecting and intervening in each instance   of the attack is insufficient to reduce the load, overload may occur.   Implementers and operators are encouraged to follow the   recommendations being developed for handling overload conditions (see   [REQS] and [DESIGN]).   Designers of protocol gateways should consider the implications of   this kind of attack carefully.  As an example, if a message transits   from a SIP network into the Public Switched Telephone Network (PSTN)   and subsequently back into a SIP network, and information about the   history of the request on either side of the protocol translation is   lost, it becomes possible to construct loops that neither Max-   Forwards nor loop detection can protect against.  This, combined with   forking amplification on the SIP side of the loop, will result in an   attack as described in this document that the mechanisms here will   not abate, not even to the point of limiting the number of concurrent   messages in the attack.  These considerations are particularly   important for designers of gateways from SIP to SIP (as found in   B2BUAs, for example).  Many existing B2BUA implementations are under   some pressure to hide as much information about the two sides   communicating with them as possible.  Implementers of such   implementations may be tempted to remove the data that might be used   by the loop-detection, Max-Forwards, or Max-Breadth mechanisms at   other points in the network, taking on the responsibility for   detecting loops (or forms of this attack).  However, if two such   implementations are involved in the attack, neither will be able to   detect it.7.1.  Alternate Solutions That Were Considered and Rejected   Alternative solutions that were discussed include:   Doing nothing - rely on suing the offender:   While systems that have      accounts have logs that can be mined to locate abusers, it isn't      clear that this provides a credible deterrent or defense against      the attack described in this document.  Systems that don't      recognize the situation and take corrective/preventative action      are likely to experience failure of a magnitude that precludes      retrieval of the records documenting the setup of the attack.  (In      one scenario, the registrations can occur in a radically different      time period than the INVITE transaction.  The INVITE requestSparks, et al.              Standards Track                    [Page 17]

RFC 5393           Amplification Vulnerability in SIP      December 2008      itself may have come from an innocent).  It's even possible that      the scenario may be set up unintentionally.  Furthermore, for some      existing deployments, the cost and audit ability of an account is      simply an email address.  Finding someone to punish may be      impossible.  Finally, there are individuals who will not respond      to any threat of legal action, and the effect of even a single      successful instance of this kind of attack would be devastating to      a service provider.   Putting a smaller cap on Max-Forwards:   The effect of the attack is      exponential with respect to the initial Max-Forwards value.      Turning this value down limits the effect of the attack.  This      comes at the expense of severely limiting the reach of requests in      the network, possibly to the point that existing architectures      will begin to fail.   Disallowing registration bindings to arbitrary contacts:   The way      registration binding is currently defined is a key part of the      success of the kind of attack documented here.  The alternative of      limiting registration bindings to allow only binding to the      network element performing the registration, perhaps to the      extreme of ignoring bits provided in the Contact in favor of      transport artifacts observed in the registration request, has been      discussed (particularly in the context of the mechanisms being      defined in [OUTBOUND]).  Mechanisms like this may be considered      again in the future, but are currently insufficiently developed to      address the present threat.   Deprecate forking:   This attack does not exist in a system that      relies entirely on redirection and initiation of new requests by      the original endpoint.  Removing such a large architectural      component from the system at this time was deemed too extreme a      solution.   Don't reclaim breadth:  An alternative design of the Max-Breadth      mechanism that was considered and rejected was to not allow the      breadth from completed branches to be reused (seeSection 5.3.3.1).  Under this alternative, an introduced request      would cause, at most, the initial value of Max-Breadth      transactions to be generated in the network.  While that approach      limits any variant of the amplification vulnerability described      here to a constant multiplier, it would dramatically change the      potential reach of requests, and there is belief that it would      break existing deployments.Sparks, et al.              Standards Track                    [Page 18]

RFC 5393           Amplification Vulnerability in SIP      December 20088.  Acknowledgments   Thanks go to the implementers that subjected their code to this   scenario and helped analyze the results at SIPit 17.  Eric Rescorla   provided guidance and text for the hash recommendation note.9.  References9.1.  Normative References   [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate               Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3261]   Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,               A., Peterson, J., Sparks, R., Handley, M., and E.               Schooler, "SIP: Session Initiation Protocol",RFC 3261,               June 2002.   [RFC5234]   Crocker, D. and P. Overell, "Augmented BNF for Syntax               Specifications: ABNF", STD 68,RFC 5234, January 2008.9.2.  Informative References   [DESIGN]    Hilt, V., "Design Considerations for Session Initiation               Protocol (SIP) Overload Control", Work in Progress,               July 2008.   [OUTBOUND]  Jennings, C. and R. Mahy, "Managing Client Initiated               Connections in the Session Initiation Protocol (SIP)",               Work in Progress, October 2008.   [REQS]      Rosenberg, J., "Requirements for Management of Overload               in the Session Initiation Protocol", Work in Progress,               July 2008.   [RFC1321]   Rivest, R., "The MD5 Message-Digest Algorithm",RFC 1321,               April 1992.   [RFC2543]   Handley, M., Schulzrinne, H., Schooler, E., and J.               Rosenberg, "SIP: Session Initiation Protocol",RFC 2543,               March 1999.   [RFC4960]   Stewart, R., "Stream Control Transmission Protocol",RFC 4960, September 2007.Sparks, et al.              Standards Track                    [Page 19]

RFC 5393           Amplification Vulnerability in SIP      December 2008Authors' Addresses   Robert Sparks (editor)   Tekelec   17210 Campbell Road   Suite 250   Dallas, Texas  75254-4203   USA   EMail: RjS@nostrum.com   Scott Lawrence   Nortel Networks, Inc.   600 Technology Park   Billerica, MA  01821   USA   Phone: +1 978 288 5508   EMail: scott.lawrence@nortel.com   Alan Hawrylyshen   Ditech Networks Inc.   823 E. Middlefield Rd   Mountain View, CA  94043   USA   Phone: +1 650 623 1300   EMail: alan.ietf@polyphase.ca   Byron Campen   Tekelec   17210 Campbell Road   Suite 250   Dallas, Texas  75254-4203   USA   EMail: bcampen@estacado.netSparks, et al.              Standards Track                    [Page 20]

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