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Network Working Group                                   J. SchoenwaelderRequest for Comments: 5343                      Jacobs University BremenUpdates:3411                                             September 2008Category: Standards TrackSimple Network Management Protocol (SNMP) Context EngineID DiscoveryStatus of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Abstract   The Simple Network Management Protocol (SNMP) version three (SNMPv3)   requires that an application know the identifier (snmpEngineID) of   the remote SNMP protocol engine in order to retrieve or manipulate   objects maintained on the remote SNMP entity.   This document introduces a well-known localEngineID and a discovery   mechanism that can be used to learn the snmpEngineID of a remote SNMP   protocol engine.  The proposed mechanism is independent of the   features provided by SNMP security models and may also be used by   other protocol interfaces providing access to managed objects.   This document updatesRFC 3411.Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . .22.  Background  . . . . . . . . . . . . . . . . . . . . . . . . . .23.  Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . .33.1.  Local EngineID  . . . . . . . . . . . . . . . . . . . . . .43.2.  EngineID Discovery  . . . . . . . . . . . . . . . . . . . .44.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . .55.  Security Considerations . . . . . . . . . . . . . . . . . . . .66.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . .77.  References  . . . . . . . . . . . . . . . . . . . . . . . . . .77.1.  Normative References  . . . . . . . . . . . . . . . . . . .77.2.  Informative References  . . . . . . . . . . . . . . . . . .7Schoenwaelder               Standards Track                     [Page 1]

RFC 5343            SNMP Context EngineID Discovery       September 20081.  Introduction   To retrieve or manipulate management information using the third   version of the Simple Network Management Protocol (SNMPv3) [RFC3410],   it is necessary to know the identifier of the remote SNMP protocol   engine, the so-called snmpEngineID [RFC3411].  While an appropriate   snmpEngineID can in principle be configured on each management   application for each SNMP agent, it is often desirable to discover   the snmpEngineID automatically.   This document introduces a discovery mechanism that can be used to   learn the snmpEngineID of a remote SNMP protocol engine.  The   proposed mechanism is independent of the features provided by SNMP   security models.  The mechanism has been designed to coexist with   discovery mechanisms that may exist in SNMP security models, such as   the authoritative engine identifier discovery of the User-based   Security Model (USM) of SNMP [RFC3414].   This document updatesRFC 3411 [RFC3411] by clarifying the IANA rules   for the maintenance of the SnmpEngineID format registry.   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].2.  Background   Within an administrative domain, an SNMP engine is uniquely   identified by an snmpEngineID value [RFC3411].  An SNMP entity, which   consists of an SNMP engine and several SNMP applications, may provide   access to multiple contexts.   An SNMP context is a collection of management information accessible   by an SNMP entity.  An item of management information may exist in   more than one context and an SNMP entity potentially has access to   many contexts [RFC3411].  A context is identified by the snmpEngineID   value of the entity hosting the management information (also called a   contextEngineID) and a context name that identifies the specific   context (also called a contextName).   To identify an individual item of management information within an   administrative domain, a four tuple is used consisting of   1.  a contextEngineID,   2.  a contextName,Schoenwaelder               Standards Track                     [Page 2]

RFC 5343            SNMP Context EngineID Discovery       September 2008   3.  an object type, and   4.  its instance identification.   The last two elements are encoded in an object identifier (OID)   value.  The contextName is a character string (following the   SnmpAdminString textual convention of the SNMP-FRAMEWORK-MIB   [RFC3411]) while the contextEngineID is an octet string constructed   according to the rules defined as part of the SnmpEngineID textual   convention of the SNMP-FRAMEWORK-MIB [RFC3411].   The SNMP protocol operations and the protocol data units (PDUs)   operate on OIDs and thus deal with object types and instances   [RFC3416].  The SNMP architecture [RFC3411] introduces the concept of   a scopedPDU as a data structure containing a contextEngineID, a   contextName, and a PDU.  The SNMP version 3 (SNMPv3) message format   uses ScopedPDUs to exchange management information [RFC3412].   Within the SNMP framework, contextEngineIDs serve as end-to-end   identifiers.  This becomes important in situations where SNMP proxies   are deployed to translate between protocol versions or to cross   middleboxes such as network address translators.  In addition,   snmpEngineIDs separate the identification of an SNMP engine from the   transport addresses used to communicate with an SNMP engine.  This   property can be used to correlate management information easily, even   in situations where multiple different transports were used to   retrieve the information or where transport addresses can change   dynamically.   To retrieve data from an SNMPv3 agent, it is necessary to know the   appropriate contextEngineID.  The User-based Security Model (USM) of   SNMPv3 provides a mechanism to discover the snmpEngineID of the   remote SNMP engine, since this is needed for security processing   reasons.  The discovered snmpEngineID can subsequently be used as a   contextEngineID in a ScopedPDU to access management information local   to the remote SNMP engine.  Other security models, such as the   Transport Security Model (TSM) [TSM], lack such a procedure and may   use the discovery mechanism defined in this memo.3.  Procedure   The proposed discovery mechanism consists of two parts, namely (i)   the definition of a special well-known snmpEngineID value, called the   localEngineID, which always refers to a local default context, and   (ii) the definition of a procedure to acquire the snmpEngineID scalar   of the SNMP-FRAMEWORK-MIB [RFC3411] using the special well-known   local localEngineID value.Schoenwaelder               Standards Track                     [Page 3]

RFC 5343            SNMP Context EngineID Discovery       September 20083.1.  Local EngineID   An SNMP command responder implementing this specification MUST   register their pduTypes using the localEngineID snmpEngineID value   (defined below) by invoking the registerContextEngineID() Abstract   Service Interface (ASI) defined inRFC 3412 [RFC3412].  This   registration is done in addition to the normal registration under the   SNMP engine's snmpEngineID.  This is consistent with the SNMPv3   specifications since they explicitly allow registration of multiple   engineIDs and multiple pduTypes [RFC3412].   The SnmpEngineID textual convention [RFC3411] defines that an   snmpEngineID value MUST be between 5 and 32 octets long.  This   specification proposes to use the variable length format 3) of the   SnmpEngineID textual convention and to allocate the reserved, unused   format value 6, using the enterprise ID 0 for the localEngineID.  An   ASN.1 definition for localEngineID would look like this:               localEngineID OCTET STRING ::= '8000000006'H   The localEngineID value always provides access to the default context   of an SNMP engine.  Note that the localEngineID value is intended to   be used as a special value for the contextEngineID field in the   ScopedPDU.  It MUST NOT be used as a value to identify an SNMP   engine; that is, this value MUST NOT be used in the snmpEngineID.0   scalar [RFC3418] or in the msgAuthoritativeEngineID field in the   securityParameters of the User-based Security Model (USM) [RFC3414].3.2.  EngineID Discovery   Discovery of the snmpEngineID is done by sending a Read Class   protocol operation (seeSection 2.8 of [RFC3411]) to retrieve the   snmpEngineID scalar using the localEngineID defined above as a   contextEngineID value.  Implementations SHOULD only perform this   discovery step when it is needed.  In particular, if security models   are used that already discover the remote snmpEngineID (such as USM),   then no further discovery is necessary.  The same is true in   situations where the application already knows a suitable   snmpEngineID value.   The procedure to discover the snmpEngineID of a remote SNMP engine   can be described as follows:   1.  Check whether a suitable contextEngineID value is already known.       If yes, use the provided contextEngineID value and stop the       discovery procedure.Schoenwaelder               Standards Track                     [Page 4]

RFC 5343            SNMP Context EngineID Discovery       September 2008   2.  Check whether the selected security model supports discovery of       the remote snmpEngineID (e.g., USM with its discovery mechanism).       If yes, let the security model perform the discovery.  If the       remote snmpEngineID value has been successfully determined,       assign it to the contextEngineID and stop the discovery       procedure.   3.  Send a Read Class operation to the remote SNMP engine using the       localEngineID value as the contextEngineID in order to retrieve       the scalar snmpEngineID.0 of the SNMP-FRAMEWORK-MIB [RFC3411].       If successful, set the contextEngineID to the retrieved value and       stop the discovery procedure.   4.  Return an error indication that a suitable contextEngineID could       not be discovered.   The procedure outlined above is an example and can be modified to   retrieve more variables in step 3, such as the sysObjectID.0 scalar   or the snmpSetSerialNo.0 scalar of the SNMPv2-MIB [RFC3418].4.  IANA ConsiderationsRFC 3411 requested that IANA create a registry for SnmpEngineID   formats.  However,RFC 3411 did not ask IANA to record the initial   assignments made byRFC 3411 nor didRFC 3411 spell out the precise   allocation rules.  To address this issue, the following rules are   hereby established.   IANA maintains a registry for SnmpEngineID formats.  The first four   octets of an SnmpEngineID carry an enterprise number, while the fifth   octet in a variable length SnmpEngineID value, called the format   octet, indicates how the following octets are formed.  The following   format values were allocated in [RFC3411]:     Format    Description                     References     -------   -----------                     ----------          0    reserved, unused                 [RFC3411]          1    IPv4 address                     [RFC3411]          2    IPv6 address                     [RFC3411]          3    MAC address                      [RFC3411]          4    administratively assigned text   [RFC3411]          5    administratively assigned octets [RFC3411]       6-127   reserved, unused                 [RFC3411]     128-255   enterprise specific              [RFC3411]   IANA can assign new format values out of the originally assigned and   reserved number space 1-127.  For new assignments in this numberSchoenwaelder               Standards Track                     [Page 5]

RFC 5343            SNMP Context EngineID Discovery       September 2008   space, a specification is required as per [RFC5226].  The number   space 128-255 is enterprise specific and is not controlled by IANA.   Per this document, IANA has made the following assignment:     Format    Description                     References     -------   -----------                     ----------          6    local engine                     [RFC5343]5.  Security Considerations   SNMP version 3 (SNMPv3) provides cryptographic security to protect   devices from unauthorized access.  This specification recommends use   of the security services provided by SNMPv3.  In particular, it is   RECOMMENDED to protect the discovery exchange.   An snmpEngineID can contain information such as a device's MAC   address, IPv4 address, IPv6 address, or administratively assigned   text.  An attacker located behind a router / firewall / network   address translator may not be able to obtain this information   directly, and he therefore might discover snmpEngineID values in   order to obtain this kind of device information.   In many environments, making snmpEngineID values accessible via a   security level of noAuthNoPriv will benefit legitimate tools that try   to algorithmically determine some basic information about a device.   For this reason, the default View-based Access Control Model (VACM)   configuration inAppendix A of RFC 3415 [RFC3415] gives noAuthNoPriv   read access to the snmpEngineID.  Furthermore, the USM discovery   mechanism defined inRFC 3414 [RFC3414] uses unprotected messages and   reveals snmpEngineID values.   In highly secure environments, snmpEngineID values can be protected   by using the discovery mechanism described in this document together   with a security model that does not exchange cleartext SNMP messages,   such as the Transport Security Model (TSM) [TSM].   The isAccessAllowed() abstract service primitive of the SNMP access   control subsystem does not take the contextEngineID into account when   checking access rights [RFC3411].  As a consequence, it is not   possible to define a special view for context engineID discovery.  A   request with a localEngineID is thus treated like a request with the   correct snmpEngineID by the access control subsystem.  This is inline   with the SNMPv3 design where the authenticated identity is the   securityName (together with the securityModel and securityLevel   information), and transport addresses or knowledge of contextEngineID   values do not impact the access-control decision.Schoenwaelder               Standards Track                     [Page 6]

RFC 5343            SNMP Context EngineID Discovery       September 20086.  Acknowledgments   Dave Perkins suggested the introduction of a "local" contextEngineID   during the interim meeting of the ISMS (Integrated Security Model for   SNMP) working group in Boston, 2006.  Joe Fernandez, David   Harrington, Dan Romascanu, and Bert Wijnen provided helpful review   and feedback, which helped to improve this document.7.  References7.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3411]  Harrington, D., Presuhn, R., and B. Wijnen, "An              Architecture for Describing Simple Network Management              Protocol (SNMP) Management Frameworks", STD 62,RFC 3411,              December 2002.   [RFC3412]  Case, J., Harrington, D., Presuhn, R., and B. Wijnen,              "Message Processing and Dispatching for the Simple Network              Management Protocol (SNMP)", STD 62,RFC 3412,              December 2002.   [RFC3414]  Blumenthal, U. and B. Wijnen, "User-based Security Model              (USM) for version 3 of the Simple Network Management              Protocol (SNMPv3)", STD 62,RFC 3414, December 2002.   [RFC3416]  Presuhn, R., "Version 2 of the Protocol Operations for the              Simple Network Management Protocol (SNMP)", STD 62,RFC 3416, December 2002.   [RFC3418]  Presuhn, R., "Management Information Base (MIB) for the              Simple Network Management Protocol (SNMP)", STD 62,RFC 3418, December 2002.   [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an              IANA Considerations Section in RFCs",BCP 26,RFC 5226,              May 2008.7.2.  Informative References   [RFC3410]  Case, J., Mundy, R., Partain, D., and B. Stewart,              "Introduction and Applicability Statements for Internet-              Standard Management Framework",RFC 3410, December 2002.Schoenwaelder               Standards Track                     [Page 7]

RFC 5343            SNMP Context EngineID Discovery       September 2008   [RFC3415]  Wijnen, B., Presuhn, R., and K. McCloghrie, "View-based              Access Control Model (VACM) for the Simple Network              Management Protocol (SNMP)", STD 62,RFC 3415,              December 2002.   [TSM]      Harrington, D.,"Transport Security Model for SNMP", Work              in Progress, July 2008.Author's Address   Juergen Schoenwaelder   Jacobs University Bremen   Campus Ring 1   28725 Bremen   Germany   Phone: +49 421 200-3587   EMail: j.schoenwaelder@jacobs-university.deSchoenwaelder               Standards Track                     [Page 8]

RFC 5343            SNMP Context EngineID Discovery       September 2008Full Copyright Statement   Copyright (C) The IETF Trust (2008).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Schoenwaelder               Standards Track                     [Page 9]

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