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PROPOSED STANDARD
Network Working Group                                         R. StewartRequest for Comments: 5061                           Cisco Systems, Inc.Category: Standards Track                                         Q. Xie                                                          Motorola, Inc.                                                               M. Tuexen                                      Univ. of Applied Sciences Muenster                                                             S. Maruyama                                                               M. Kozuka                                                        Kyoto University                                                          September 2007Stream Control Transmission Protocol (SCTP)Dynamic Address ReconfigurationStatus of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Abstract   A local host may have multiple points of attachment to the Internet,   giving it a degree of fault tolerance from hardware failures.  Stream   Control Transmission Protocol (SCTP) (RFC 4960) was developed to take   full advantage of such a multi-homed host to provide a fast failover   and association survivability in the face of such hardware failures.   This document describes an extension to SCTP that will allow an SCTP   stack to dynamically add an IP address to an SCTP association,   dynamically delete an IP address from an SCTP association, and to   request to set the primary address the peer will use when sending to   an endpoint.Stewart, et al.             Standards Track                     [Page 1]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .32.  Conventions  . . . . . . . . . . . . . . . . . . . . . . . . .33.  Serial Number Arithmetic . . . . . . . . . . . . . . . . . . .44.  Additional Chunks and Parameters . . . . . . . . . . . . . . .44.1.  New Chunk Types  . . . . . . . . . . . . . . . . . . . . .44.1.1.  Address Configuration Change Chunk (ASCONF)  . . . . .5       4.1.2.  Address Configuration Acknowledgment Chunk               (ASCONF-ACK) . . . . . . . . . . . . . . . . . . . . .64.2.  New Parameter Types  . . . . . . . . . . . . . . . . . . .74.2.1.  Add IP Address . . . . . . . . . . . . . . . . . . . .84.2.2.  Delete IP Address  . . . . . . . . . . . . . . . . . .94.2.3.  Error Cause Indication . . . . . . . . . . . . . . . .104.2.4.  Set Primary IP Address . . . . . . . . . . . . . . . .114.2.5.  Success Indication . . . . . . . . . . . . . . . . . .124.2.6.  Adaptation Layer Indication  . . . . . . . . . . . . .134.2.7.  Supported Extensions Parameter . . . . . . . . . . . .134.3.  New Error Causes . . . . . . . . . . . . . . . . . . . . .14       4.3.1.  Error Cause: Request to Delete Last Remaining IP               Address  . . . . . . . . . . . . . . . . . . . . . . .15       4.3.2.  Error Cause: Operation Refused Due to Resource               Shortage . . . . . . . . . . . . . . . . . . . . . . .154.3.3.  Error Cause: Request to Delete Source IP Address . . .16       4.3.4.  Error Cause: Association Aborted Due to Illegal               ASCONF-ACK . . . . . . . . . . . . . . . . . . . . . .174.3.5.  Error Cause: Request Refused - No Authorization. . . .175.  Procedures . . . . . . . . . . . . . . . . . . . . . . . . . .185.1.  ASCONF Chunk Procedures  . . . . . . . . . . . . . . . . .185.1.1.  Congestion Control of ASCONF Chunks  . . . . . . . . .205.2.  Upon Reception of an ASCONF Chunk  . . . . . . . . . . . .215.3.  General Rules for Address Manipulation . . . . . . . . . .245.3.1.  A Special Case for OOTB ABORT Chunks . . . . . . . . .295.3.2.  A Special Case for Changing an Address . . . . . . . .295.4.  Setting of the Primary Address . . . . . . . . . . . . . .295.5.  Bundling of Multiple ASCONFs . . . . . . . . . . . . . . .306.  Security Considerations  . . . . . . . . . . . . . . . . . . .307.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . .338.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . .349.  References . . . . . . . . . . . . . . . . . . . . . . . . . .359.1.  Normative References . . . . . . . . . . . . . . . . . . .359.2.  Informative References . . . . . . . . . . . . . . . . . .35Appendix A.  Abstract Address Handling . . . . . . . . . . . . . .36A.1.  General Remarks  . . . . . . . . . . . . . . . . . . . . .36A.2.  Generalized Endpoints  . . . . . . . . . . . . . . . . . .36A.3.  Associations . . . . . . . . . . . . . . . . . . . . . . .37A.4.  Relationship withRFC 4960 . . . . . . . . . . . . . . . .38A.5.  Rules for Address Manipulation . . . . . . . . . . . . . .38Stewart, et al.             Standards Track                     [Page 2]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 20071.  Introduction   A local host may have multiple points of attachment to the Internet,   giving it a degree of fault tolerance from hardware failures.  SCTP   was developed to take full advantage of such a multi-homed host to   provide a fast failover and association survivability in the face of   such hardware failures.  However, many modern computers allow for the   dynamic addition and deletion of network cards (sometimes termed a   hot-pluggable interface).  Complicate this with the ability of a   provider, in IPv6, to dynamically renumber a network, and there still   is a gap between full-fault tolerance and the currently defined SCTP   protocol.  No matter if a card is added or an interface is   renumbered, in order to take advantage of this new configuration, the   transport association must be restarted.  For many fault-tolerant   applications this restart is considered an outage and is undesirable.   This document describes an extension to SCTP to attempt to correct   this problem for the more demanding fault-tolerant application.  This   extension will allow an SCTP stack to:   o  Dynamically add an IP address to an association.   o  Dynamically delete an IP address from an association.   o  Request to set the primary address the peer will use when sending      to an endpoint.   The dynamic addition and subtraction of IP addresses allows an SCTP   association to continue to function through host and network   reconfigurations.  These changes, brought on by provider or user   action, may mean that the peer would be better served by using the   newly added address; however, this information may only be known by   the endpoint that had the reconfiguration occur.  In such a case this   extension allows the local endpoint to advise the peer as to what it   thinks is the better primary address that the peer should be using.   One last thing this extension adds is a small, 32-bit integer called   an adaptation indication that can be exchanged at startup.  This is   useful for applications where there are one or more specific layers   below the application, yet still above SCTP.  In such a case, the   exchange of this indication can allow the proper layer to be enabled   below the application.2.  Conventions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].Stewart, et al.             Standards Track                     [Page 3]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 20073.  Serial Number Arithmetic   It is essential to remember that the actual Address Configuration   Change Chunk (ASCONF) Sequence Number space is finite, though very   large.  This space ranges from 0 to 2**32 - 1.  Since the space is   finite, all arithmetic dealing with ASCONF Sequence Numbers MUST be   performed modulo 2**32.  This unsigned arithmetic preserves the   relationship of sequence numbers as they cycle from 2**32 - 1 to 0   again.  There are some subtleties to computer modulo arithmetic, so   great care should be taken in programming the comparison of such   values.  When referring to ASCONF Sequence Numbers, the symbol "=<"   means "less than or equal"(modulo 2**32).   Comparisons and arithmetic on ASCONF sequence numbers in this   document SHOULD use Serial Number Arithmetic as defined in [RFC1982]   where SERIAL_BITS = 32.   ASCONF Sequence Numbers wrap around when they reach 2**32 - 1.  That   is, the next ASCONF Sequence Number an ASCONF chunk MUST use after   transmitting an ASCONF Sequence Number = 2**32 - 1 is 0.   Any arithmetic done on Stream Sequence Numbers SHOULD use Serial   Number Arithmetic (as defined in [RFC1982]) where SERIAL_BITS = 16.   All other arithmetic and comparisons in this document use normal   arithmetic.4.  Additional Chunks and Parameters   This section describes the addition of two new chunks and seven new   parameters to allow:   o  Dynamic addition of IP addresses to an association.   o  Dynamic deletion of IP addresses from an association.   o  A request to set the primary address the peer will use when      sending to an endpoint.   Additionally, this section describes three new Error Causes that   support these new chunks and parameters.4.1.  New Chunk Types   This section defines two new chunk types that will be used to   transfer the control information reliably.  Table 1 illustrates the   two new chunk types.Stewart, et al.             Standards Track                     [Page 4]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007        Chunk Type  Chunk Name        --------------------------------------------------------------        0xC1    Address Configuration Change Chunk        (ASCONF)        0x80    Address Configuration Acknowledgment      (ASCONF-ACK)              Table 1: Address Configuration Chunks4.1.1.  Address Configuration Change Chunk (ASCONF)   This chunk is used to communicate to the remote endpoint one of the   configuration change requests that MUST be acknowledged.  The   information carried in the ASCONF Chunk uses the form of a Type-   Length-Value (TLV), as described in "3.2.1 Optional/Variable-length   Parameter Format" in [RFC4960] for all variable parameters.  This   chunk MUST be sent in an authenticated way by using the mechanism   defined in [RFC4895].  If this chunk is received unauthenticated it   MUST be silently discarded as described in [RFC4895].        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       | Type = 0xC1   |  Chunk Flags  |      Chunk Length             |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                      Sequence Number                          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                    Address Parameter                          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                     ASCONF Parameter #1                       |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       \                                                               \       /                             ....                              /       \                                                               \       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                     ASCONF Parameter #N                       |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Sequence Number: 32 bits (unsigned integer)   This value represents a Sequence Number for the ASCONF Chunk.  The   valid range of a Sequence Number is from 0 to 4294967295 (2**32 - 1).   Sequence Numbers wrap back to 0 after reaching 4294967295.   Address Parameter: 8 or 20 bytes (depending on the address type)   This field contains an address parameter, either IPv6 or IPv4, from   [RFC4960].  The address is an address of the sender of the ASCONF   Chunk; the address MUST be considered part of the association by the   peer endpoint (the receiver of the ASCONF Chunk).  This field may beStewart, et al.             Standards Track                     [Page 5]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   used by the receiver of the ASCONF to help in finding the   association.  If the address 0.0.0.0 or ::0 is provided, the receiver   MAY lookup the association by other information provided in the   packet.  This parameter MUST be present in every ASCONF message, i.e.   it is a mandatory TLV parameter.   Note: The host name address MUST NOT be sent and MUST be ignored if   received in any ASCONF message.   It should be noted that the ASCONF Chunk format requires the receiver   to report to the sender if it does not understand the ASCONF Chunk.   This is accomplished by setting the upper bits in the chunk type as   described in[RFC4960], Section 3.2.  Note that the upper two bits in   the ASCONF Chunk are set to one.  As defined in [RFC4960],Section3.2, when setting these upper bits in this manner the receiver that   does not understand this chunk MUST skip the chunk and continue   processing, and report in an Operation Error Chunk using the   'Unrecognized Chunk Type' cause of error.  This will NOT abort the   association but indicates to the sender that it MUST not send any   further ASCONF chunks.   ASCONF Parameter: TLV format   Each address configuration change is represented by a TLV parameter,   as defined inSection 4.2.  One or more requests may be present in an   ASCONF Chunk.4.1.2.  Address Configuration Acknowledgment Chunk (ASCONF-ACK)   This chunk is used by the receiver of an ASCONF Chunk to acknowledge   the reception.  It carries zero or more results for any ASCONF   parameters that were processed by the receiver.  This chunk MUST be   sent in an authenticated way by using the mechanism defined in   [RFC4895].  If this chunk is received unauthenticated it MUST be   silently discarded as described in [RFC4895].Stewart, et al.             Standards Track                     [Page 6]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       | Type = 0x80   |  Chunk Flags  |      Chunk Length             |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                     Sequence Number                           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                 ASCONF Parameter Response#1                   |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       \                                                               \       /                             ....                              /       \                                                               \       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                 ASCONF Parameter Response#N                   |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Sequence Number: 32 bits (unsigned integer)   This value represents the Sequence Number for the received ASCONF   Chunk that is acknowledged by this chunk.  This value is copied from   the received ASCONF Chunk.   ASCONF Parameter Response: TLV format   The ASCONF Parameter Response is used in the ASCONF-ACK to report the   status of ASCONF processing.  By default, if a responding endpoint   does not include any Error Cause, a success is indicated.  Thus a   sender of an ASCONF-ACK MAY indicate complete success of all TLVs in   an ASCONF by returning only the Chunk Type, Chunk Flags, Chunk Length   (set to 8), and the Sequence Number.4.2.  New Parameter Types   The seven new parameters added follow the format defined inSection3.2.1 of [RFC4960].  Tables 2, 3, and 4 describe the parameters.        Address Configuration Parameters   Parameter Type        -------------------------------------------------        Set Primary Address                  0xC004        Adaptation Layer Indication          0xC006        Supported Extensions                 0x8008        Table 2: Parameters That Can Be Used in an INIT/INIT-ACK ChunkStewart, et al.             Standards Track                     [Page 7]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007        Address Configuration Parameters   Parameter Type        -------------------------------------------------        Add IP Address                       0xC001        Delete IP Address                    0xC002        Set Primary Address                  0xC004        Table 3: Parameters Used in an ASCONF Parameter        Address Configuration Parameters   Parameter Type        -------------------------------------------------        Error Cause Indication               0xC003        Success Indication                   0xC005        Table 4: Parameters Used in an ASCONF Parameter Response   Any parameter that appears where it is not allowed (for example, a   0xC002 parameter appearing within an INIT or INIT-ACK) MAY be   responded to with an ABORT by the receiver of the invalid parameter.   If the receiver chooses NOT to abort, the parameter MUST be ignored.   A robust implementation SHOULD ignore the parameter and leave the   association intact.4.2.1.  Add IP Address        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |        Type = 0xC001          |    Length = Variable          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |               ASCONF-Request Correlation ID                   |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       Address Parameter                       |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ASCONF-Request Correlation ID: 32 bits   This is an opaque integer assigned by the sender to identify each   request parameter.  The receiver of the ASCONF Chunk will copy this   2-bit value into the ASCONF Response Correlation ID field of the   ASCONF-ACK response parameter.  The sender of the ASCONF can use this   same value in the ASCONF-ACK to find which request the response is   for.  Note that the receiver MUST NOT change this 32-bit value.Stewart, et al.             Standards Track                     [Page 8]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   Address Parameter: TLV   This field contains an IPv4 or IPv6 address parameter as described inSection 3.3.2.1 of [RFC4960].  The complete TLV is wrapped within   this parameter.  It informs the receiver that the address specified   is to be added to the existing association.  This parameter MUST NOT   contain a broadcast or multicast address.  If the address 0.0.0.0 or   ::0 is provided, the source address of the packet MUST be added.   An example TLV requesting that the IPv4 address 192.0.2.1 be added to   the association would look as follows:           +--------------------------------+           |  Type=0xC001   | Length = 16   |           +--------------------------------+           |       C-ID = 0x01023474        |           +--------------------------------+           |  Type=5        | Length = 8    |           +----------------+---------------+           |       Value=0xC0000201         |           +----------------+---------------+   Valid Chunk Appearance   The Add IP Address parameter may only appear in the ASCONF Chunk   type.4.2.2.  Delete IP Address        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |        Type =0xC002           |    Length = Variable          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |               ASCONF-Request Correlation ID                   |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       Address Parameter                       |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ASCONF-Request Correlation ID: 32 bits   This is an opaque integer assigned by the sender to identify each   request parameter.  The receiver of the ASCONF Chunk will copy this   32-bit value into the ASCONF Response Correlation ID field of the   ASCONF-ACK response parameter.  The sender of the ASCONF can use this   same value in the ASCONF-ACK to find which request the response is   for.  Note that the receiver MUST NOT change this 32-bit value.Stewart, et al.             Standards Track                     [Page 9]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   Address Parameter: TLV   This field contains an IPv4 or IPv6 address parameter, as described   inSection 3.3.2.1 of [RFC4960].  The complete TLV is wrapped within   this parameter.  It informs the receiver that the address specified   is to be removed from the existing association.  This parameter MUST   NOT contain a broadcast or multicast address.  If the address 0.0.0.0   or ::0 is provided, all addresses of the peer except the source   address of the packet MUST be deleted.   An example TLV deleting the IPv4 address 192.0.2.1 from an existing   association would look as follows:           +--------------------------------+           |  Type=0xC002   | Length = 16   |           +--------------------------------+           |       C-ID = 0x01023476        |           +--------------------------------+           |  Type=5        | Length = 8    |           +----------------+---------------+           |       Value=0xC0000201         |           +----------------+---------------+   Valid Chunk Appearance   The Delete IP Address parameter may only appear in the ASCONF Chunk   type.4.2.3.  Error Cause Indication        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |    Type = 0xC003              |      Length = Variable        |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |             ASCONF-Response Correlation ID                    |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |             Error Cause(s) or Success Indication              |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ASCONF-Response Correlation ID: 32 bits   This is an opaque integer assigned by the sender to identify each   request parameter.  The receiver of the ASCONF Chunk will copy this   32-bit value from the ASCONF-Request Correlation ID into the ASCONF   Response Correlation ID field so the peer can easily correlate the   request to this response.  Note that the receiver MUST NOT change   this 32-bit value.Stewart, et al.             Standards Track                    [Page 10]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   Error Cause(s): TLV(s)   When reporting an error, this response parameter is used to wrap one   or more standard Error Causes normally found within an SCTP   Operational Error or SCTP Abort (as defined in [RFC4960]).  The Error   Cause(s) follow the format defined inSection 3.3.10 of [RFC4960].   Valid Chunk Appearance   The Error Cause Indication parameter may only appear in the ASCONF-   ACK Chunk Type.4.2.4.  Set Primary IP Address        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |        Type =0xC004           |    Length = Variable          |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |               ASCONF-Request Correlation ID                   |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                       Address Parameter                       |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ASCONF-Request Correlation ID: 32 bits   This is an opaque integer assigned by the sender to identify each   request parameter.  The receiver of the ASCONF Chunk will copy this   32-bit value into the ASCONF Response Correlation ID field of the   ASCONF-ACK response parameter.  The sender of the ASCONF can use this   same value in the ASCONF-ACK to find which request the response is   for.  Note that the receiver MUST NOT change this 32-bit value.   Address Parameter: TLV   This field contains an IPv4 or IPv6 address parameter as described inSection 3.3.2.1 of [RFC4960].  The complete TLV is wrapped within   this parameter.  It requests the receiver to mark the specified   address as the primary address to send data to (seeSection 5.1.2 of   [RFC4960]).  The receiver MAY mark this as its primary address upon   receiving this request.  If the address 0.0.0.0 or ::0 is provided,   the receiver MAY mark the source address of the packet as its   primary.   An example TLV requesting that the IPv4 address 192.0.2.1 be made the   primary destination address would look as follows:Stewart, et al.             Standards Track                    [Page 11]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007           +--------------------------------+           |  Type=0xC004   | Length = 16   |           +--------------------------------+           |       C-ID = 0x01023479        |           +--------------------------------+           |  Type=5        | Length = 8    |           +----------------+---------------+           |       Value=0xC0000201         |           +----------------+---------------+   Valid Chunk Appearance   The Set Primary IP Address parameter may appear in the ASCONF, the   INIT, or the INIT-ACK Chunk Type.  The inclusion of this parameter in   the INIT or INIT-ACK can be used to indicate an initial preference of   primary address.4.2.5.  Success Indication        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |        Type = 0xC005          |      Length = 8               |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |               ASCONF-Response Correlation ID                  |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   By default, if a responding endpoint does not report an error for any   requested TLV, a success is implicitly indicated.  Thus, a sender of   an ASCONF-ACK MAY indicate complete success of all TLVs in an ASCONF   by returning only the Chunk Type, Chunk Flags, Chunk Length (set to   8), and the Sequence Number.   The responding endpoint MAY also choose to explicitly report a   success for a requested TLV, by returning a success report ASCONF   Parameter Response.   ASCONF-Response Correlation ID: 32 bits   This is an opaque integer assigned by the sender to identify each   request parameter.  The receiver of the ASCONF Chunk will copy this   32-bit value from the ASCONF-Request Correlation ID into the ASCONF   Response Correlation ID field so the peer can easily correlate the   request to this response.Stewart, et al.             Standards Track                    [Page 12]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   Valid Chunk Appearance   The Success Indication parameter may only appear in the ASCONF-ACK   Chunk Type.4.2.6.  Adaptation Layer Indication        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |        Type =0xC006           |    Length = 8                 |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |                   Adaptation Code point                       |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   This parameter is specified for the communication of peer upper-layer   protocols.  It is envisioned to be used for flow control and other   adaptation layers that require an indication to be carried in the   INIT and INIT-ACK.  Each adaptation layer that is defined that wishes   to use this parameter MUST specify an adaptation code point in an   appropriate RFC defining its use and meaning.  This parameter SHOULD   NOT be examined by the receiving SCTP implementation and should be   passed opaquely to the upper-layer protocol.   Note: This parameter is not used in either the addition or deletion   of addresses but is for the convenience of the upper layer.  This   document includes this parameter to minimize the number of SCTP   documents.   Valid Chunk Appearance   The Adaptation Layer Indication parameter may appear in INIT or INIT-   ACK chunk and SHOULD be passed to the receiver's upper-layer protocol   based upon the upper-layer protocol configuration of the SCTP stack.   This parameter MUST NOT be sent in any other chunks, and if it is   received in another chunk, it MUST be ignored.4.2.7.  Supported Extensions Parameter   This parameter is used at startup to identify any additional   extensions that the sender supports.  The sender MUST support both   the sending and the receiving of any chunk types listed within the   Supported Extensions Parameter.  An implementation supporting this   extension MUST list the ASCONF,the ASCONF-ACK, and the AUTH chunks in   its INIT and INIT-ACK parameters.Stewart, et al.             Standards Track                    [Page 13]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007      0                   1                   2                   3      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |     Parameter Type = 0x8008   |      Parameter Length         |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     | CHUNK TYPE 1  |  CHUNK TYPE 2 |  CHUNK TYPE 3 |  CHUNK TYPE 4 |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     |                             ....                              |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+     | CHUNK TYPE N  |      PAD      |      PAD      |      PAD      |     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   Parameter Type This field holds the IANA-defined parameter type for   the Supported Extensions Parameter.  The value of this field is   0x8008.   Parameter Type Length This field holds the length of the parameter,   including the Parameter Type, Parameter Length, and any additional   supported extensions.  Note: The length MUST NOT include any padding.   CHUNK TYPE X This field(s) hold the chunk type of any SCTP   extension(s) that are currently supported by the sending SCTP.   Multiple chunk types may be defined listing each additional feature   that the sender supports.  The sender MUST NOT include multiple   Supported Extensions Parameter within any chunk.   Parameter Appearance This parameter may appear in the INIT or INIT-   ACK chunk.  This parameter MUST NOT appear in any other chunk.4.3.  New Error Causes   Five new Error Causes are added to the SCTP Operational Errors,   primarily for use in the ASCONF-ACK Chunk.       Cause Code       Value          Cause Code       ---------      ----------------       0x00A0          Request to Delete Last Remaining IP Address       0x00A1          Operation Refused Due to Resource Shortage       0x00A2          Request to Delete Source IP Address       0x00A3          Association Aborted Due to Illegal ASCONF-ACK       0x00A4          Request Refused - No Authorization             Table 5: New Error CausesStewart, et al.             Standards Track                    [Page 14]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 20074.3.1.  Error Cause: Request to Delete Last Remaining IP Address   Cause of error   Request to Delete Last Remaining IP Address: The receiver of this   error sent a request to delete the last IP address from its   association with its peer.  This error indicates that the request is   rejected.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     Cause Code=0x00A0         |      Cause Length=Variable    |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       \                     TLV-Copied-From-ASCONF                    /       /                                                               \       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   An example of a failed delete in an Error Cause TLV would look as   follows in the response ASCONF-ACK message:           +--------------------------------+           | Type = 0xC003  | Length = 28   |           +----------------+---------------+           |       C-ID = 0x01023476        |           +--------------------------------+           |  Cause=0x00A0  | Length = 20   |           +----------------+---------------+           |  Type= 0xC002  | Length = 16   |           +----------------+---------------+           |       C-ID = 0x01023476        |           +--------------------------------+           |   Type=0x0005  | Length = 8    |           +----------------+---------------+           |       Value=0xC0000201         |           +----------------+---------------+4.3.2.  Error Cause: Operation Refused Due to Resource Shortage   Cause of error   This Error Cause is used to report a failure by the receiver to   perform the requested operation due to a lack of resources.  The   entire TLV that is refused is copied from the ASCONF into the Error   Cause.Stewart, et al.             Standards Track                    [Page 15]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     Cause Code=0x00A1         |      Cause Length=Variable    |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       \                  TLV-Copied-From-ASCONF                      /       /                                                              \       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   An example of a failed addition in an Error Cause TLV would look as   follows in the response ASCONF-ACK message:           +--------------------------------+           | Type = 0xC003  | Length = 28   |           +--------------------------------+           |       C-ID = 0x01023474        |           +--------------------------------+           |  Cause=0x00A1  | Length = 20   |           +----------------+---------------+           |  Type=0xC001   | Length = 16   |           +--------------------------------+           |       C-ID = 0x01023474        |           +--------------------------------+           |  Type=0x0005   | Length = 8    |           +----------------+---------------+           |       Value=0xC0000201         |           +----------------+---------------+4.3.3.  Error Cause: Request to Delete Source IP Address   Cause of error   Request to Delete Source IP Address: The receiver of this error sent   a request to delete the source IP address of the ASCONF message.   This error indicates that the request is rejected.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     Cause Code=0x00A2         |      Cause Length=Variable    |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       \                    TLV-Copied-From-ASCONF                     /       /                                                               \       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+Stewart, et al.             Standards Track                    [Page 16]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   An example of a failed delete in an Error Cause TLV would look as   follows in the response ASCONF-ACK message:           +--------------------------------+           | Type = 0xC003  | Length = 28   |           +--------------------------------+           |       C-ID = 0x01023476        |           +--------------------------------+           |  Cause=0x00A2  | Length = 20   |           +----------------+---------------+           |  Type=0xC002   | Length = 16   |           +----------------+---------------+           |       C-ID = 0x01023476        |           +--------------------------------+           |   Type=0x0005  | Length = 8    |           +----------------+---------------+           |       Value=0xC0000201         |           +----------------+---------------+   IMPLEMENTATION NOTE: It is unlikely that an endpoint would source a   packet from the address being deleted, unless the endpoint does not   do proper source address selection.4.3.4.  Error Cause: Association Aborted Due to Illegal ASCONF-ACK   This error is to be included in an ABORT that is generated due to the   reception of an ASCONF-ACK that was not expected but is larger than   the current Sequence Number (seeSection 5.3, Rule F0 ).  Note that a   Sequence Number is larger than the last acked Sequence Number if it   is either the next sequence or no more than 2**31-1 greater than the   current Sequence Number.  Sequence Numbers smaller than the last   acked Sequence Number are silently ignored.        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     Cause Code=0x00A3         |      Cause Length=4           |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+4.3.5.  Error Cause: Request Refused - No Authorization.   Cause of error   This Error Cause may be included to reject a request based on local   security policies.Stewart, et al.             Standards Track                    [Page 17]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007        0                   1                   2                   3        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       |     Cause Code=0x00A4         |      Cause Length=Variable    |       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+       \                     TLV-Copied-From-ASCONF                    /       /                                                               \       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+5.  Procedures   This section will lay out the specific procedures for address-   configuration change chunk type and its processing.5.1.  ASCONF Chunk Procedures   When an endpoint has an ASCONF signaled change to be sent to the   remote endpoint, it MUST do the following:   A1)  Create an ASCONF Chunk as defined inSection 4.1.1.  The chunk        MUST contain all of the TLV(s) of information necessary to be        sent to the remote endpoint, and unique correlation identities        for each request.   A2)  A Sequence Number MUST be assigned to the Chunk.  The Sequence        Number MUST be larger by one.  The Sequence Number MUST be        initialized at the start of the association to the same value as        the Initial Transmission Sequence Number (TSN) and every time a        new ASCONF Chunk is created, it MUST be incremented by one after        assigning the Sequence Number to the newly created chunk.   A3)  If no SCTP packet with one or more ASCONF Chunk(s) is        outstanding (unacknowledged) with the remote peer, send the        chunk and proceed to step A4.  If an ASCONF chunk is        outstanding, then the ASCONF chunk should be queued for later        transmission and no further action should be taken until the        previous ASCONF is acknowledged or a timeout occurs.   A4)  The sender MUST Start a T-4 Retransmission Timeout (RTO) timer,        using the RTO value of the selected destination address        (normally the primary path; see[RFC4960], Section 6.4 for        details).Stewart, et al.             Standards Track                    [Page 18]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   A5)  When the ASCONF-ACK that acknowledges the Sequence Number last        sent arrives, the sender MUST stop the T-4 RTO timer, and clear        the appropriate association and destination error counters as        defined in [RFC4960], Sections8.1 and8.2.   A6)  The endpoint MUST process all of the TLVs within the ASCONF-        ACK(s) to find out particular status information returned to the        various requests that were sent.  Use the Correlation IDs to        correlate the request and the responses.   A7)  If an error response is received for a TLV parameter, all TLVs        with no response before the failed TLV are considered successful        if not reported.  All TLVs after the failed response are        considered unsuccessful unless a specific success indication is        present for the parameter.   A8)  If there is no response(s) to specific TLV parameter(s), and no        failures are indicated, then all request(s) are considered        successful.   A9)  If the peer responds to an ASCONF with an ERROR Chunk reporting        that it did not recognize the ASCONF Chunk Type, the sender of        the ASCONF MUST NOT send any further ASCONF Chunks and MUST stop        its T-4 timer.   If the T-4 RTO timer expires the endpoint MUST do the following:   B1)  Increment the error counters and perform path failure detection        on the appropriate destination address as defined in [RFC4960],        Sections8.1 and8.2.   B2)  Increment the association error counters and perform endpoint        failure detection on the association as defined in [RFC4960],        Sections8.1 and8.2.   B3)  Backoff the destination address RTO value to which the ASCONF        chunk was sent by doubling the RTO timer value.        Note: The RTO value is used in the setting of all timer types        for SCTP.  Each destination address has a single RTO estimate.Stewart, et al.             Standards Track                    [Page 19]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   B4)  Re-transmit the ASCONF Chunk last sent and if possible choose an        alternate destination address (please refer to[RFC4960],        Section 6.4.1).  An endpoint MUST NOT add new parameters to this        chunk; it MUST be the same (including its Sequence Number) as        the last ASCONF sent.  An endpoint MAY, however, bundle an        additional ASCONF with new ASCONF parameters with the next        Sequence Number.  For details, seeSection 5.5.   B5)  Restart the T-4 RTO timer.  Note that if a different destination        is selected, then the RTO used will be that of the new        destination address.   Note: The total number of retransmissions is limited by B2 above.  If   the maximum is reached, the association will fail and enter into the   CLOSED state (see[RFC4960], Section 6.4.1 for details).5.1.1.  Congestion Control of ASCONF Chunks   In defining the ASCONF Chunk transfer procedures, it is essential   that these transfers MUST NOT cause congestion within the network.   To achieve this, we place these restrictions on the transfer of   ASCONF Chunks:   C1)  One and only one SCTP packet-holding ASCONF Chunk(s) MAY be in        transit and unacknowledged at any one time.  If a sender, after        sending an ASCONF chunk, decides it needs to transfer another        ASCONF Chunk, it MUST wait until the ASCONF-ACK Chunk returns        from the previous ASCONF Chunk before sending a subsequent        ASCONF.  Note: This restriction binds each side, so at any time,        two ASCONF may be in-transit on any given association (one sent        from each endpoint).  However, when an ASCONF Chunk is        retransmitted due to a time-out, the additionally held ASCONF        Chunks can be bundled into the retransmission packet as        described inSection 5.5.   C2)  An ASCONF Chunk may be bundled with any other chunk type        including other ASCONF Chunks.  If bundled with other ASCONF        Chunks, the chunks MUST appear in sequential order with respect        to their Sequence Number.   C3)  An ASCONF-ACK Chunk may be bundled with any other chunk type        including other ASCONF-ACK Chunks.  If bundled with other        ASCONF-ACK Chunks, the chunks MUST appear in sequential order        with respect to their Sequence Number.Stewart, et al.             Standards Track                    [Page 20]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   C4)  Both ASCONF and ASCONF-ACK Chunks MUST NOT be sent in any SCTP        state except ESTABLISHED, SHUTDOWN-PENDING, SHUTDOWN-RECEIVED,        and SHUTDOWN-SENT.   C5)  An ASCONF Chunk and an ASCONF-ACK Chunk SHOULD not be larger        than the PMTU.  If the PMTU is unknown, then the PMTU should be        set to the minimum PMTU.  The minimum PMTU depends on the IP        version used for transmission, and is the lesser of 576 octets        and the first-hop MTU for IPv4 [RFC1122] and 1280 octets for        IPv6 [RFC2460].   An ASCONF sender without these restrictions could possibly flood the   network with a large number of separate address-change operations,   thus causing network congestion.   If the sender of an ASCONF Chunk receives an Operational Error   indicating that the ASCONF Chunk Type is not understood, then the   sender MUST NOT send subsequent ASCONF Chunks to the peer.  The   endpoint should also inform the upper-layer application that the peer   endpoint does not support any of the extensions detailed in this   document.5.2.  Upon Reception of an ASCONF Chunk   When an endpoint receives an ASCONF Chunk from the remote peer,   special procedures may be needed to identify the association the   ASCONF Chunk is associated with.  To properly find the association,   the following procedures SHOULD be followed:   D1)  Use the source address and port number of the sender to attempt        to identify the association (i.e., use the same method defined        in [RFC4960] used for all other SCTP Chunks).  If found proceed        to rule D4.   D2)  If the association is not found, use the address found in the        Address Parameter TLV combined with the port number found in the        SCTP common header.  If found, proceed to rule D4.   D2-ext)  If more than one ASCONF Chunks are packed together, use the            address found in the ASCONF Address Parameter TLV of each of            the subsequent ASCONF Chunks.  If found, proceed to rule D4.Stewart, et al.             Standards Track                    [Page 21]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   D3)  If neither D1, D2, nor D2-ext locates the association, treat the        chunk as an Out Of The Blue packet as defined in [RFC4960].   D4)  Follow the normal rules to validate the SCTP verification tag        found in [RFC4960].   D5)  After the verification tag has been validated, normal chunk        processing should occur.  Prior to finding the ASCONF chunk, the        receiver MUST encounter an AUTH chunk as described in [RFC4895].        If either authentication fails, or the AUTH chunk is missing,        the receiver MUST silently discard this chunk and the rest of        the packet.   After identification and verification of the association, the   following should be performed to properly process the ASCONF Chunk:   E1)  If the value found in the Sequence Number of the ASCONF Chunk is        equal to the ('Peer-Sequence-Number' + 1) and the Sequence        Number of the ASCONF Chunk is the first in the SCTP Packet, the        endpoint MAY clean any old cached ASCONF-ACK up to the 'Peer-        Sequence-Number' and then proceed to rule E4.   E1-ext)  If the value found in the Sequence Number of the ASCONF            Chunk is equal to the ('Peer-Sequence-Number' + 1) and the            ASCONF chunk is NOT the first Sequence Number in the SCTP            packet, proceed to rule E4 but do NOT clear any cached            ASCONF- ACK or state information.   E2)  If the value found in the Sequence Number is less than the        ('Peer- Sequence-Number' + 1), simply skip to the next ASCONF,        and include in the outbound response packet any previously        cached ASCONF-ACK response that was sent and saved that matches        the Sequence Number of the ASCONF.  Note: It is possible that no        cached ASCONF-ACK Chunk exists.  This will occur when an older        ASCONF arrives out of order.  In such a case, the receiver        should skip the ASCONF Chunk and not include ASCONF-ACK Chunk        for that chunk.   E3)  Then, process each ASCONF one by one as above while the Sequence        Number of the ASCONF is less than the ('Peer-Sequence-Number' +        1).Stewart, et al.             Standards Track                    [Page 22]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   E4)  When the Sequence Number matches the next one expected, process        the ASCONF as described below and after processing the ASCONF        Chunk, append an ASCONF-ACK Chunk to the response packet and        cache a copy of it (in the event it later needs to be        retransmitted).        V1)  Process the TLVs contained within the Chunk performing the             appropriate actions as indicated by each TLV type.  The             TLVs MUST be processed in order within the Chunk.  For             example, if the sender puts 3 TLVs in one chunk, the first             TLV (the one closest to the Chunk Header) in the Chunk MUST             be processed first.  The next TLV in the chunk (the middle             one) MUST be processed second and finally, the last TLV in             the Chunk MUST be processed last.        V2)  In processing the chunk, the receiver should build a             response message with the appropriate error TLVs, as             specified in the Parameter type bits, for any ASCONF             Parameter it does not understand.  To indicate an             unrecognized parameter, Cause Type 8 should be used as             defined in the ERROR inSection 3.3.10.8, [RFC4960].  The             endpoint may also use the response to carry rejections for             other reasons, such as resource shortages, etc., using the             Error Cause TLV and an appropriate error condition.        Note: A positive response is implied if no error is indicated by             the sender.        V3)  All responses MUST copy the ASCONF-Request Correlation ID             field received in the ASCONF parameter from the TLV being             responded to, into the ASCONF-Request Correlation ID field             in the response parameter.        V4)  After processing the entire Chunk, the receiver of the             ASCONF MUST queue the response ASCONF-ACK Chunk for             transmission after the rest of the SCTP packet has been             processed.  This allows the ASCONF-ACK Chunk to be bundled             with other ASCONF-ACK Chunks as well as any additional             responses, e.g., a Selective Acknowledgment (SACK) Chunk.        V5)  Update the 'Peer-Sequence-Number' to the value found in the             Sequence Number field.Stewart, et al.             Standards Track                    [Page 23]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   E5)  Otherwise, the ASCONF Chunk is discarded since it must be either        a stale packet or from an attacker.  A receiver of such a packet        MAY log the event for security purposes.   E6)  When all ASCONF Chunks are processed for this SCTP packet, send        back the accumulated single response packet with all of the        ASCONF-ACK Chunks.  The destination address of the SCTP packet        containing the ASCONF-ACK Chunks MUST be the source address of        the SCTP packet that held the ASCONF Chunks.   E7)  While processing the ASCONF Chunks in the SCTP packet, if the        response packet will exceed the PMTU of the return path, the        receiver MUST stop adding additional ASCONF-ACKs into the        response packet but MUST continue to process all of the ASCONF        Chunks, saving ASCONF-ACK Chunk responses in its cached copy.        The sender of the ASCONF Chunk will later retransmit the ASCONF        Chunks that were not responded to, at which time the cached        copies of the responses that would NOT fit in the PMTU can be        sent to the peer.   Note: These rules have been presented with the assumption that the   implementation is caching old ASCONF-ACKs in case of loss of SCTP   packets in the ACK path.  It is allowable for an implementation to   maintain this state in another form it deems appropriate, as long as   that form results in the same ASCONF-ACK sequences being returned to   the peer as outlined above.5.3.  General Rules for Address Manipulation   When building TLV parameters for the ASCONF Chunk that will add or   delete IP addresses, the following rules MUST be applied:   F0)  If an endpoint receives an ASCONF-ACK that is greater than or        equal to the next Sequence Number to be used but no ASCONF Chunk        is outstanding, the endpoint MUST ABORT the association.  Note        that a Sequence Number is greater than if it is no more than        2^^31-1 larger than the current Sequence Number (using serial        arithmetic).   F1)  When adding an IP address to an association, the IP address is        NOT considered fully added to the association until the ASCONF-        ACK arrives.  This means that until such time as the ASCONF        containing the add is acknowledged, the sender MUST NOT use the        new IP address as a source for ANY SCTP packet except on        carrying an ASCONF Chunk.  The receiver of the Add IP AddressStewart, et al.             Standards Track                    [Page 24]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007        request may use the address as a destination immediately.  The        receiver MUST use the path-verification procedure for the added        address before using that address.  The receiver MUST NOT send        packets to the new address except for the corresponding ASCONF-        ACK Chunk or HEARTBEAT Chunks for path verification before the        new path is verified.  If the ASCONF-ACK is sent to the new        address, it MAY be bundled with the HEARTBEAT chunk for path        verification.   F2)  After the ASCONF-ACK of an IP address Add arrives, the endpoint        MAY begin using the added IP address as a source address for any        type of SCTP chunk.   F3a) If an endpoint receives an Error Cause TLV indicating that the        IP address Add or IP address Deletion parameters was not        understood, the endpoint MUST consider the operation failed and        MUST NOT attempt to send any subsequent Add or Delete requests        to the peer.   F3b) If an endpoint receives an Error Cause TLV indicating that the        IP address Set Primary IP Address parameter was not understood,        the endpoint MUST consider the operation failed and MUST NOT        attempt to send any subsequent Set Primary IP Address requests        to the peer.   F4)  When deleting an IP address from an association, the IP address        MUST be considered a valid destination address for the reception        of SCTP packets until the ASCONF-ACK arrives and MUST NOT be        used as a source address for any subsequent packets.  This means        that any datagrams that arrive before the ASCONF-ACK destined to        the IP address being deleted MUST be considered part of the        current association.  One special consideration is that ABORT        Chunks arriving destined to the IP address being deleted MUST be        ignored (seeSection 5.3.1 for further details).   F5)  An endpoint MUST NOT delete its last remaining IP address from        an association.  In other words, if an endpoint is NOT multi-        homed, it MUST NOT use the delete IP address without an Add IP        Address preceding the delete parameter in the ASCONF Chunk.  Or,        if an endpoint sends multiple requests to delete IP addresses,        it MUST NOT delete all of the IP addresses that the peer has        listed for the requester.Stewart, et al.             Standards Track                    [Page 25]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   F6)  An endpoint MUST NOT set an IP header source address for an SCTP        packet holding the ASCONF Chunk to be the same as an address        being deleted by the ASCONF Chunk.   F7)  If a request is received to delete the last remaining IP address        of a peer endpoint, the receiver MUST send an Error Cause TLV        with the Error Cause set to the new error code 'Request to        Delete Last Remaining IP Address'.  The requested delete MUST        NOT be performed or acted upon, other than to send the ASCONF-        ACK.   F8)  If a request is received to delete an IP address that is also        the source address of the IP packet that contained the ASCONF        chunk, the receiver MUST reject this request.  To reject the        request, the receiver MUST send an Error Cause TLV set to the        new error code 'Request to Delete Source IP Address' (unless        Rule F5 has also been violated, in which case the error code        'Request to Delete Last Remaining IP Address' is sent).   F9)  If an endpoint receives an ADD IP Address request and does not        have the local resources to add this new address to the        association, it MUST return an Error Cause TLV set to the new        error code 'Operation Refused Due to Resource Shortage'.   F10) If an endpoint receives an 'Out of Resource' error in response        to its request to ADD an IP address to an association, it must        either ABORT the association or not consider the address part of        the association.  In other words, if the endpoint does not ABORT        the association, it must consider the add attempt failed and NOT        use this address since its peer will treat SCTP packets destined        to the address as Out Of The Blue packets.   F11) When an endpoint receives an ASCONF to add an IP address sends        an 'Out of Resource' in its response, it MUST also fail any        subsequent add or delete requests bundled in the ASCONF.  The        receiver MUST NOT reject an ADD and then accept a subsequent        DELETE of an IP address in the same ASCONF Chunk.  In other        words, once a receiver begins failing any ADD or DELETE request,        it must fail all subsequent ADD or DELETE requests contained in        that single ASCONF.Stewart, et al.             Standards Track                    [Page 26]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   F12) When an endpoint receives a request to delete an IP address that        is the current primary address, it is an implementation decision        as to how that endpoint chooses the new primary address.   F13) When an endpoint receives a valid request to DELETE an IP        address, the endpoint MUST consider the address no longer part        of the association.  It MUST NOT send SCTP packets for the        association to that address and it MUST treat subsequent packets        received from that address as Out Of The Blue.        During the time interval between sending out the ASCONF and        receiving the ASCONF-ACK, it MAY be possible to receive DATA        Chunks out of order.  The following examples illustrate these        problems:   F14) All addresses added by the reception of an ASCONF Chunk MUST be        put into the UNCONFIRMED state and MUST have path verification        performed on them before the address can be used as described in[RFC4960], Section 5.4.       Endpoint-A                                     Endpoint-Z       ----------                                     ----------       ASCONF[Add-IP:X]------------------------------>                                               /--ASCONF-ACK                                              /                                    /--------/---New DATA:                                   /        /    Destination              <-------------------/        /     IP:X                                          /              <--------------------------/   In the above example, we see a new IP address (X) being added to the   Endpoint-A.  However, due to packet re-ordering in the network, a new   DATA chunk is sent and arrives at Endpoint-A before the ASCONF-ACK   confirms the add of the address to the association.Stewart, et al.             Standards Track                    [Page 27]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   A similar problem exists with the deletion of an IP address as   follows:       Endpoint-A                                     Endpoint-Z       ----------                                     ----------                                    /------------New DATA:                                   /             Destination                                  /              IP:X       ASCONF [DEL-IP:X]---------/---------------->              <-----------------/------------------ASCONF-ACK                               /                              /               <-------------/   In this example, we see a DATA chunk destined to the IP:X (which is   about to be deleted) arriving after the deletion is complete.  For   the ADD case, an endpoint SHOULD consider the newly added IP address   for the purpose of sending data to the association before the ASCONF-   ACK has been received.  The endpoint MUST NOT source data from this   new address until the ASCONF-ACK arrives, but it may receive out-of-   order data as illustrated and MUST NOT treat this data as an OOTB   datagram (please see[RFC4960] section 8.4).  It MAY drop the data   silently or it MAY consider it part of the association, but it MUST   NOT respond with an ABORT.   For the DELETE case, an endpoint MAY respond to the late-arriving   DATA packet as an OOTB datagram or it MAY hold the deleting IP   address for a small period of time as still valid.  If it treats the   DATA packet as OOTB, the peer will silently discard the ABORT (since   by the time the ABORT is sent, the peer will have removed the IP   address from this association).  If the endpoint elects to hold the   IP address valid for a period of time, it MUST NOT hold it valid   longer than 2 RTO intervals for the destination being removed.Stewart, et al.             Standards Track                    [Page 28]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 20075.3.1.  A Special Case for OOTB ABORT Chunks   Another case worth mentioning is illustrated below:       Endpoint-A                                     Endpoint-Z       ----------                                     ----------       New DATA:------------\       Source IP:X           \                              \       ASCONF-REQ[DEL-IP:X]----\------------------>                                \        /---------ASCONF-ACK                                 \      /                                  \----/-----------> OOTB       (Ignored <---------------------/-------------ABORT        by rule F4)                  /              <---------------------/   For this case, during the deletion of an IP address, an Abort MUST be   ignored if the destination address of the Abort message is that of a   destination being deleted.5.3.2.  A Special Case for Changing an Address   In some instances, the sender may only have one IP address in an   association that is being renumbered.  When this occurs, the sender   may not be able to send the appropriate ADD/DELETE pair to the peer,   and may use the old address as a source in the IP header.  For this   reason, the sender MUST fill in the Address Parameter field with an   address that is part of the association (in this case, the one being   deleted).  This will allow the receiver to locate the association   without using the source address found in the IP header.   The receiver of such a chunk MUST always first use the source address   found in the IP header in looking up the association.  The receiver   should attempt to use the address found in the Address Parameter   field only if the lookup using the source address from the IP header   fails.  The receiver MUST reply to the source address of the packet   in this case, which is the new address that was added by the ASCONF   (since the old address is no longer part of the association after   processing).5.4.  Setting of the Primary Address   A sender of the set primary parameter MAY elect to send this combined   with an add or delete of an address.  A sender MUST only send a set   primary request to an address that is already considered part of the   association.  In other words, if a sender combines a set primary withStewart, et al.             Standards Track                    [Page 29]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   an add new IP address request, the set primary will be discarded   unless the add request is to be processed BEFORE the set primary   (i.e., it precedes the set primary).   A request to set primary MAY also appear in an INIT or INIT-ACK   chunk, which can give advice to the peer endpoint as to which of its   addresses the sender of the INIT or INIT-ACK would prefer as the   primary address.   The request to set an address as the primary path is an option the   receiver SHOULD perform.  It is considered advice to the receiver of   the best-destination address to use in sending SCTP packets (in the   requester's view).  If a request arrives that asks the receiver to   set an address as primary that does not exist, the receiver SHOULD   NOT honor the request, leaving its existing primary address   unchanged.5.5.  Bundling of Multiple ASCONFs   In the normal case, a single ASCONF is sent in a packet and a single   reply ASCONF-ACK is received.  However, in the event of the loss of   an SCTP packet containing either an ASCONF or ASCONF-ACK, it is   allowable for a sender to bundle additional ASCONFs in the   retransmission.  In bundling multiple ASCONFs, the following rules   MUST be followed:   1.  Previously transmitted ASCONF Chunks MUST be left unchanged.   2.  Each SCTP packet containing ASCONF Chunks MUST be bundled       starting with the smallest ASCONF Sequence Number first in the       packet (closest to the Chunk header) and preceding in sequential       order from the lowest to highest ASCONF Sequence Number.   3.  All ASCONFs within the packet MUST be adjacent to each other,       i.e., no other chunk type must separate the ASCONFs.   4.  Each new ASCONF lookup address MUST be populated as if the       previous ASCONFs had been processed and accepted.6.  Security Considerations   The addition and or deletion of an IP address to an existing   association does provide an additional mechanism by which existing   associations can be hijacked.  Therefore, this document requires the   use of the authentication mechanism defined in [RFC4895] to limit the   ability of an attacker to hijack an association.Stewart, et al.             Standards Track                    [Page 30]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   Hijacking an association by using the addition and deletion of an IP   address is only possible for an attacker who is able to intercept the   initial two packets of the association setup when the SCTP-AUTH   extension is used without pre-shared keys.  If such a threat is   considered a possibility, then the [RFC4895] extension MUST be used   with a preconfigured shared endpoint pair key to mitigate this   threat.  For a more detailed analysis, see [RFC4895].   When the address parameter in ASCONF chunks with Add, IP Delete IP,   or Set Primary IP parameters is a wildcard, the source address of the   packet is used.  This address is not protected by SCTP-AUTH [RFC4895]   and an attacker can therefore intercept such a packet and modify the   source address.  Even if the source address is not one presently an   alternate for the association, the identification of the association   may rely on the other information in the packet (perhaps the   verification tag, for example).  An on-path attacker can therefore   modify the source address to its liking.   If the ASCONF includes an Add IP with a wildcard address, the   attacker can add an address of its liking, which provides little   immediate damage but can set up later attacks.   If the ASCONF includes a Delete IP with a wildcard address, the   attacker can cause all addresses but one of its choosing to be   deleted from an association.  The address supplied by the attacker   must already belong to the association, which makes this more   difficult for the attacker.  However, the sole remaining address   might be one that the attacker controls, for example, or can monitor,   etc.  In the least, the sender and the deceived receiver would have   different ideas of what that sole remaining address would be.  This   will eventually cause the association to fail, but in the meantime,   the deceived receiver could be transmitting packets to an address the   sender did not intend.   If the ASCONF includes a Set Primary IP with a wildcard address, then   the attacker can cause an address to be used as a primary address.   This is limited to an address that already belongs to the   association, so the damage is limited.  At least, the result would be   that the recipient is using a primary address that the sender did not   intend.  However, if both a wildcard Add IP and a wildcard Set   Primary IP are used, then the attacker can modify the source address   to both add an address to its liking to the association and make it   the primary address.  Such a combination would present the attacker   with an opportunity for more damage.Stewart, et al.             Standards Track                    [Page 31]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   Note that all these attacks are from an on-path attacker.  Endpoints   that believe they face a threat from on-path attackers SHOULD NOT use   wildcard addresses in ASCONF Add IP, Delete IP, or Set Primary IP   parameters.   If an SCTP endpoint that supports this extension receives an INIT   that indicates that the peer supports the ASCONF extension but does   NOT support the [RFC4895] extension, the receiver of such an INIT   MUST send an ABORT in response.  Note that an implementation is   allowed to silently discard such an INIT as an option as well, but   under NO circumstance is an implementation allowed to proceed with   the association setup by sending an INIT-ACK in response.   An implementation that receives an INIT-ACK that indicates that the   peer does not support the [RFC4895] extension MUST NOT send the   COOKIE-ECHO to establish the association.  Instead, the   implementation MUST discard the INIT-ACK and report to the upper-   layer user that an association cannot be established destroying the   Transmission Control Block (TCB).   Other types of attacks, e.g., bombing, are discussed in detail in   [RFC5062].  The bombing attack, in particular, is countered by the   use of a random nonce and is required by [RFC4960].   An on-path attacker can modify the INIT and INIT-ACK Supported   Extensions parameter (and authentication-related parameters) to   produce a denial of service.  If the on-path attacker removes the   [RFC4895]-related parameters from an INIT that indicates it supports   the ASCONF extension, the association will not be established.  If   the on-path attacker adds a Supported Extensions parameter mentioning   the ASCONF type to an INIT or INIT-ACK that does not carry any AUTH-   related parameters, the association will not be established.  If the   on-path attacker removes the Supported Extensions parameter (or   removes the ASCONF type from that parameter) from the INIT or the   INIT-ACK, then the association will not be able to use the ADD-IP   feature.  If the on-path attacker adds the Supported Extensions   parameter listing the ASCONF type to an INIT-ACK that did not carry   one (but did carry AUTH-related parameters), then the INIT sender may   use ASCONF where the INIT-ACK sender does not support it.  This would   be discovered later if the INIT sender transmitted an ASCONF, but the   INIT sender could have made configuration choices at that point.  As   the INIT and INIT-ACK are not protected by the AUTH feature, there is   no way to counter such attacks.  Note however that an on-path   attacker capable of modifying the INIT and INIT-ACK would almost   certainly also be able to prevent the INIT and INIT-ACK from being   delivered or modify the verification tags or checksum to cause the   packet to be discarded, so the Supported Extensions adds little   additional vulnerability (with respect to preventing associationStewart, et al.             Standards Track                    [Page 32]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   formation) to the SCTP protocol.  The ability to prevent the use of   this new feature is an additional vulnerability to SCTP but only for   this new feature.   The Adaptation Layer Indication is subject to corruption, insertion,   or deletion from the INIT and INIT-ACK chunks by an on-path attacker.   This parameter SHOULD be opaque to the SCTP protocol (seeSection4.2.6), and so changes to the parameter will likely not affect the   SCTP protocol.  However, any adaptation layer that is defined SHOULD   consider its own vulnerabilities in the Security Considerations   section of the RFC that defines its adaptation code point.   The Set Primary IP Address parameter is subject to corruption,   insertion, or deletion by an on-path attacker when included in the   INIT and INIT-ACK chunks.  The attacker could use this to influence   the receiver to choose an address to its own purposes (one over which   it has control, one that would be less desirable for the sender,   etc.).  An on-path attacker would also have the ability to include or   remove addresses for the association from the INIT or INIT-ACK, so it   is not limited in the address it can specify in the Set Primary IP   Address.  Endpoints that wish to avoid this possible threat MAY defer   sending the initial Set Primary request and wait until the   association is fully established before sending a fully protected   ASCONF with the Set Primary as its single parameter.7.  IANA Considerations   This document defines the following new SCTP parameters, chunks, and   errors (http://www.iana.org/assignments/sctp-parameters):   o  two new chunk types,   o  six parameter types, and   o  five new SCTP error causes.   The chunk types with their assigned values are shown below.        Chunk Type  Chunk Name        --------------------------------------------------------------        0xC1    Address Configuration Change Chunk        (ASCONF)        0x80    Address Configuration Acknowledgment      (ASCONF-ACK)Stewart, et al.             Standards Track                    [Page 33]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   The parameter types are listed below:        Parameter Type     Parameter Name        -------------------------------------------------        0x8008             Supported Extensions        0xC001             Add IP Address        0xC002             Delete IP Address        0xC003             Error Cause Indication        0xC004             Set Primary Address        0xC005             Success Indication        0xC006             Adaptation Layer Indication   The Error Causes are listed below:       Cause Code       Value          Cause Code       ---------      ----------------       0x00A0          Request to Delete Last Remaining IP Address       0x00A1          Operation Refused Due to Resource Shortage       0x00A2          Request to Delete Source IP Address       0x00A3          Association Aborted Due to Illegal ASCONF-ACK       0x00A4          Request Refused - No Authorization   This document also defines an adaptation code point.  The adaptation   code point is a 32-bit integer that is assigned by IANA through an   IETF Consensus action as defined in [RFC2434].  For this new   registry, no initial values are being added by this document;   however, [RDDP] will add the first entry.8.  Acknowledgments   The authors would like to express a special note of thanks to Michael   Ramahlo and Phillip Conrad for their extreme efforts in the early   formation of this draft.   The authors wish to thank Jon Berger, Mark Butler, Lars Eggert,   Janardhan Iyengar, Greg Kendall, Seok Koh, Salvatore Loreto, Peter   Lei, John Loughney, Sandy Murphy, Ivan Arias Rodriguez, Renee Revis,   Marshall Rose, Ronnie Sellars, Chip Sharp, and Irene Ruengeler for   their invaluable comments.   The authors would also like to give special mention to Maria-Carmen   Belinchon and Ian Rytina for their early contributions to this   document and their thoughtful comments.   And a special thanks to James Polk, abstract writer to the few but   lucky.Stewart, et al.             Standards Track                    [Page 34]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 20079.  References9.1.  Normative References   [RFC1122]  Braden, R., "Requirements for Internet Hosts -              Communication Layers", STD 3,RFC 1122, October 1989.   [RFC1982]  Elz, R. and R. Bush, "Serial Number Arithmetic",RFC 1982,              August 1996.   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2434]  Narten, T. and H. Alvestrand, "Guidelines for Writing an              IANA Considerations Section in RFCs",BCP 26,RFC 2434,              October 1998.   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6              (IPv6) Specification",RFC 2460, December 1998.   [RFC4960]  Stewart, R., Ed., "Stream Control Transmission Protocol",RFC 4960, September 2007.   [RFC4895]  Tuexen, M., Stewart, R., Lei, P., and E. Rescorla,              "Authenticated Chunks for the Stream Control Transmission              Protocol (SCTP)",RFC 4895, August 2007.9.2.  Informative References   [RFC5062]  Stewart, R., Tuexen, M., and G. Camarillo, "Security              Attacks Found Against SCTP and Current Countermeasures",RFC 5062, September 2007.   [RDDP]     Bestler, C. and R. Stewart, "Stream Control Transmission              Protocol (SCTP) Direct Data Placement (DDP) Adaptation",              Work in Progress, September 2006.Stewart, et al.             Standards Track                    [Page 35]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007Appendix A.  Abstract Address HandlingA.1.  General Remarks   This appendix is non-normative.  It is present to give the reader a   concise mathematical definition of an SCTP endpoint.  The following   text provides a working definition of the endpoint notion to discuss   address reconfiguration.  It is not intended to restrict   implementations in any way; its goal is to provide a set of   definitions only.  Using these definitions should make a discussion   about address issues easier.A.2.  Generalized Endpoints   A generalized endpoint is a pair of a set of IP addresses and a port   number at any given point of time.  The precise definition is as   follows:   A generalized endpoint gE at time t is given by                  gE(t) = ({IP1, ..., IPn}, Port)   where {IP1, ..., IPn} is a non-empty set of IP addresses.   Please note that the dynamic addition and deletion of IP addresses   described in this document allows the set of IP addresses of a   generalized endpoint to be changed at some point of time.  The port   number can never be changed.   The set of IP addresses of a generalized endpoint gE at a time t is   defined as               Addr(gE)(t) = {IP1, ..., IPn}   if gE(t) = ({IP1, ..., IPn}, Port) holds at time t.   The port number of a generalized endpoint gE is defined as               Port(gE) = Port   if gE(t) = ({IP1, ..., IPn}, Port) holds at time t.   There is one fundamental rule that restricts all generalized   endpoints:   For two different generalized endpoints gE' and gE'' with the same   port number Port(gE') = Port(gE''), the address sets Addr(gE')(t) and   Addr(gE'')(t) must be disjoint at every point in time.Stewart, et al.             Standards Track                    [Page 36]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007A.3.  Associations   Associations consist of two generalized endpoints and the two address   sets known by the peer at any time.  The precise definition is as   follows:   An association A between two different generalized endpoints gE' and   gE'' is given by                  A = (gE', S', gE'', S'')   where S'(t) and S''(t) are a set of addresses at any time t such that   S'(t) is a non-empty subset of Addr(gE')(t) and S''(t) is a non-empty   subset of Addr(gE'')(t).   If A = (gE', S', gE'', S'') is an association between the generalized   endpoints gE' and gE'', the following notion is used:                  Addr(A, gE') = S'   and  Addr(A, gE'') = S''.   If the dependency on time is important the notion Addr(A, gE')(t) =   S'(t) will be used.   If A is an association between gE' and gE'', then Addr(A, gE') is the   subset of IP addresses of gE', which is known by gE'' and used by   gE'.   Association establishment between gE' and gE'' can be seen as:   1.  gE' and gE'' do exist before the association.   2.  If an INIT has to be sent from gE' to gE'', address-scoping rules       and other limitations are applied to calculate the subset S' from       Addr(gE').  The addresses of S' are included in the INIT chunk.   3.  If an INIT-ACK has to be sent from gE'' to gE', address-scoping       rules and other limitations are applied to calculate the subset       S'' from Addr(gE'').  The addresses of S'' are included in the       INIT-ACK chunk.   4.  After the handshake the association A = (gE', S', gE'', S'') has       been established.   5.  Right after the association establishment Addr(A, gE') and       Addr(A, gE'') are the addresses that have been seen on the wire       during the handshake.Stewart, et al.             Standards Track                    [Page 37]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007A.4.  Relationship withRFC 4960   [RFC4960] defines the notion of an endpoint.  This subsection will   show that these endpoints are also (special) generalized endpoints.   [RFC4960] has no notion of address-scoping or other address-handling   limitations and provides no mechanism to change the addresses of an   endpoint.   This means that an endpoint is simply a generalized endpoint that   does not depend on time.  Neither the port nor the address list   changes.   During association setup, no address-scoping rules or other   limitations will be applied.  This means that for an association A   between two endpoints gE' and gE'', the following is true:   Addr(A, gE') = Addr(gE') and Addr(A, gE'') = Addr(gE'').A.5.  Rules for Address Manipulation   The rules for address manipulation can now be stated in a simple way:   1.  An address can be added to a generalized endpoint gE only if this       address is not an address of a different generalized endpoint       with the same port number.   2.  An address can be added to an association A with generalized       endpoint gE if it has been added to the generalized endpoint gE       first.  This means that the address must be an element of       Addr(gE) first and then it can become an element of Addr(A, gE).       But this is not necessary.  If the association does not allow the       reconfiguration of the addresses only Addr(gE) can be modified.   3.  An address can be deleted from an association A with generalized       endpoint gE as long as Addr(A, gE) stays non-empty.   4.  An address can be deleted from an generalized endpoint gE only if       it has been removed from all associations having gE as a       generalized endpoint.   These rules simply make sure that the rules for the endpoints and   associations given above are always fulfilled.Stewart, et al.             Standards Track                    [Page 38]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007Authors' Addresses   Randall R. Stewart   Cisco Systems, Inc.   4875 Forest Drive   Suite 200   Columbia, SC  29206   US   Phone:   EMail: rrs@cisco.com   Qiaobing Xie   Motorola, Inc.   1501 W. Shure Drive, 2-3C   Arlington Heights, IL  60004   USA   Phone: +1-847-632-3028   EMail: Qiaobing.Xie@motorola.com   Michael Tuexen   Univ. of Applied Sciences Muenster   Stegerwaldstr. 39   48565 Steinfurt   Germany   EMail: tuexen@fh-muenster.de   Shin Maruyama   Kyoto University   Yoshida-Honmachi   Sakyo-ku   Kyoto, Kyoto  606-8501   JAPAN   Phone: +81-75-753-7417   EMail: mail@marushin.gr.jpStewart, et al.             Standards Track                    [Page 39]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007   Masahiro Kozuka   Kyoto University   Yoshida-Honmachi   Sakyo-ku   Kyoto, Kyoto  606-8501   JAPAN   Phone: +81-75-753-7417   EMail: ma-kun@kozuka.jpStewart, et al.             Standards Track                    [Page 40]

RFC 5061          SCTP Dynamic Address Reconfiguration    September 2007Full Copyright Statement   Copyright (C) The IETF Trust (2007).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Stewart, et al.             Standards Track                    [Page 41]

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