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INFORMATIONAL
Network Working Group                                            M. WoodRequest for Comments: 4766               Internet Security Systems, Inc.Category: Informational                                      M. Erlinger                                                     Harvey Mudd College                                                              March 2007Intrusion Detection Message Exchange RequirementsStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The IETF Trust (2007).Abstract   The purpose of the Intrusion Detection Exchange Format Working Group   (IDWG) is to define data formats and exchange procedures for sharing   information of interest to intrusion detection and response systems   and to the management systems that may need to interact with them.   This document describes the high-level requirements for such a   communication mechanism, including the rationale for those   requirements where clarification is needed.  Scenarios are used to   illustrate some requirements.Table of Contents1. Introduction ....................................................31.1. Conventions Used in This Document ..........................32. Overview ........................................................42.1. Rationale for IDMEF ........................................42.2. Intrusion Detection Terms ..................................42.3. Architectural Assumptions ..................................82.4. Organization of This Document ..............................92.5. Document Impact on IDMEF Designs ..........................103. General Requirements ...........................................103.1. Use of Existing RFCs ......................................103.2. IPv4 and IPv6 .............................................104. Message Format Requirements ....................................114.1. Internationalization and Localization .....................114.2. Message Filtering and Aggregation .........................11Wood & Erlinger              Informational                      [Page 1]

RFC 4766                   IDME Requirements                  March 20075. IDMEF Communication Protocol (IDP) Requirements ................125.1. Reliable Message Transmission .............................125.2. Interaction with Firewalls ................................125.3. Mutual Authentication .....................................135.4. Message Confidentiality ...................................135.5. Message Integrity .........................................135.6. Per-source Authentication .................................145.7. Denial of Service .........................................145.8. Message Duplication .......................................146. Message Content Requirements ...................................156.1. Detected Data .............................................156.2. Event Identity ............................................156.3. Event Background Information ..............................166.4. Additional Data ...........................................166.5. Event Source and Target Identity ..........................176.6. Device Address Types ......................................176.7. Event Impact ..............................................176.8. Automatic Response ........................................186.9. Analyzer Location .........................................186.10. Analyzer Identity ........................................196.11. Degree of Confidence .....................................196.12. Alert Identification .....................................196.13. Alert Creation Date and Time .............................206.14. Time Synchronization .....................................216.15. Time Format ..............................................216.16. Time Granularity and Accuracy ............................216.17. Message Extensions .......................................226.18. Message Semantics ........................................226.19. Message Extensibility ....................................227. Security Considerations ........................................238. References .....................................................238.1. Normative References ......................................238.2. Informative References ....................................239. Acknowledgements ...............................................23Wood & Erlinger              Informational                      [Page 2]

RFC 4766                   IDME Requirements                  March 20071.  Introduction   This document defines requirements for the Intrusion Detection   Message Exchange Format (IDMEF) [5], a product of the Intrusion   Detection Exchange Format Working Group (IDWG).  IDMEF was planned to   be a standard format that automated Intrusion Detection Systems   (IDSs) [4] could use for reporting what they have deemed to be   suspicious or of interest.  This document also specifies requirements   for a communication protocol for communicating IDMEF.  As chartered,   IDWG has the responsibility to first evaluate existing communication   protocols before choosing to specify a new one.  Thus the   requirements in this document can be used to evaluate existing   communication protocols.  If IDWG determines that a new communication   protocol is necessary, the requirements in this document can be used   to evaluate proposed solutions.1.1.  Conventions Used in This Document   This is not an IETF standards-track document [2], and thus the key   words MUST, MUST NOT, SHOULD, and MAY are NOT as inBCP 14,RFC 2119   [1], but rather:   o  MUST: This word, or the terms REQUIRED or SHALL, means that the      described behavior or characteristic is an absolute requirement      for a proposed IDWG specification.   o  MUST NOT: This phrase, or the phrase SHALL NOT, means that the      described behavior or characteristic is an absolute prohibition of      a proposed IDWG specification.   o  SHOULD: This word, or the adjective RECOMMENDED, means that there      may exist valid reasons in particular circumstances for a proposed      IDWG specification to ignore described behavior or      characteristics.   o  MAY: This word, or the adjective OPTIONAL, means that the      described behavior or characteristic is truly optional for a      proposed IDWG specification.  One proposed specification may      choose to include the described behavior or characteristic,      whereas another proposed specification may omit the same behavior      or characteristic.Wood & Erlinger              Informational                      [Page 3]

RFC 4766                   IDME Requirements                  March 20072.  Overview2.1.  Rationale for IDMEF   The reasons such a format should be useful are as follows:   1. A number of commercial and free Intrusion Detection Systems are      available and more are becoming available all the time.  Some      products are aimed at detecting intrusions on the network, others      are aimed at host operating systems, while still others are aimed      at applications.  Even within a given category, the products have      very different strengths and weaknesses.  Hence it is likely that      users will deploy more than a single product, and users will want      to observe the output of these products from one or more      manager(s).  A standard format for reporting will simplify this      task greatly.   2. Intrusions frequently involve multiple organizations as victims,      or multiple sites within the same organization.  Typically, those      sites will use different IDSs.  It would be very helpful to      correlate such distributed intrusions across multiple sites and      administrative domains.  Having reports from all sites in a common      format would facilitate this task.   3. The existence of a common format should allow components from      different IDSs to be integrated more readily.  Thus, Intrusion      Detection (ID) research should migrate into commercial products      more easily.   4. In addition to enabling communication from an ID analyzer to an ID      manager, the IDMEF notification system may also enable      communication between a variety of IDS components.  However, for      the remainder of this document, we refer to the communication as      going from an analyzer to a manager.   All of these reasons suggest that a common format for reporting   anything deemed suspicious should help the IDS market to grow and   innovate more successfully, and should result in IDS users obtaining   better results from deployment of ID systems.2.2.  Intrusion Detection Terms   In order to make the rest of the requirements clearer, we define some   terms about typical IDSs.  These terms are presented in alphabetical   order.  The diagram at the end of this section illustrates the   relationships of some of the terms defined herein.Wood & Erlinger              Informational                      [Page 4]

RFC 4766                   IDME Requirements                  March 20072.2.1.  Activity   Elements of the data source or occurrences within the data source   that are identified by the sensor or analyzer as being of interest to   the operator.  Examples of this include (but are not limited to)   network session showing unexpected telnet activity, operating system   log file entries showing a user attempting to access files to which   he is not authorized to have access, application log files showing   persistent login failures, etc.   Activity can range from extremely serious occurrences (such as an   unequivocally malicious attack) to less serious occurrences (such as   unusual user activity that's worth a further look) to neutral   activity (such as user login).2.2.2.  Administrator   The human with overall responsibility for setting the security policy   of the organization, and, thus, for decisions about deploying and   configuring the IDS.  This may or may not be the same person as the   operator of the IDS.  In some organizations, the administrator is   associated with the network or systems administration groups.  In   other organizations, it's an independent position.2.2.3.  Alert   A message from an analyzer to a manager that an event of interest has   been detected.  An alert typically contains information about the   unusual activity that was detected, as well as the specifics of the   occurrence.2.2.4.  Analyzer   The ID component or process that analyzes the data collected by the   sensor for signs of unauthorized or undesired activity or for events   that might be of interest to the security administrator.  In many   existing IDSs, the sensor and the analyzer are part of the same   component.  In this document, the term analyzer is used generically   to refer to the sender of the IDMEF message.2.2.5.  Data Source   The raw information that an intrusion detection system uses to detect   unauthorized or undesired activity.  Common data sources include (but   are not limited to) raw network packets, operating system audit logs,   application audit logs, and system-generated checksum data.Wood & Erlinger              Informational                      [Page 5]

RFC 4766                   IDME Requirements                  March 20072.2.6.  Event   The occurrence in the data source that is detected by the sensor and   that may result in an IDMEF alert being transmitted, for example,   attack.2.2.7.  IDS   Intrusion detection system.  Some combination of one or more of the   following components: sensor, analyzer, manager.2.2.8.  Manager   The ID component or process from which the operator manages the   various components of the ID system.  Management functions typically   include (but are not limited to) sensor configuration, analyzer   configuration, event notification management, data consolidation, and   reporting.2.2.9.  Notification   The method by which the IDS manager makes the operator aware of the   alert occurrence and thus the event.  In many IDSs, this is done via   the display of a colored icon on the IDS manager screen, the   transmission of an e-mail or pager message, or the transmission of a   Simple Network Management Protocol (SNMP) trap, although other   notification techniques are also used.2.2.10.  Operator   The human that is the primary user of the IDS manager.  The operator   often monitors the output of the ID system and initiates or   recommends further action.2.2.11.  Response   The actions taken in response to an event.  Responses may be   undertaken automatically by some entity in the IDS architecture or   may be initiated by a human.  Sending a notification to the operator   is a very common response.  Other responses include (but are not   limited to) logging the activity; recording the raw data (from the   data source) that characterized the event; terminating a network,   user, or application session; or altering network or system access   controls.Wood & Erlinger              Informational                      [Page 6]

RFC 4766                   IDME Requirements                  March 20072.2.12.  Sensor   The ID component that collects data from the data source.  The   frequency of data collection will vary across IDS offerings.  The   sensor is set up to forward events to the analyzer.2.2.13.  Signature   A rule used by the analyzer to identify interesting activity to the   security administrator.  Signatures represent one of the mechanisms   (though not necessarily the only mechanism) by which IDSs detect   intrusions.2.2.14.  Security Policy   The predefined, formally documented statement that defines what   activities are allowed to take place on an organization's network or   on particular hosts to support the organization's requirements.  This   includes, but is not limited to, which hosts are to be denied   external network access.Wood & Erlinger              Informational                      [Page 7]

RFC 4766                   IDME Requirements                  March 2007    ________   |        |                   --------   | Data   |_________ ________|        |  __________   | Source |     Activity     |Sensor  | |          |   |________|         |        |________| | Operator |_______                      |            |      |__________|       |                     \|/         Event         A             |                 _____V___         |          /|\            |                |         |        |            \            |                | Sensor  |__      |         Notification    |                |_________| Event  |              \         \|/                      A      |     V_________      \         V                     /|\     |    |         |       \     Response                      |       --->| Analyzer|__      |       A                      |           |         | Alert  |      /|\                      |           |_________|  |     |       |                      |                A       |     |       |                      |               /|\     \|/    |       |                      |________________|   ____V___  |       |                          |               |        |_|       |                          |               | Manager|_________|                          |               |________|                          |                  A                        Security            /|\        _______________   |  Policy__________|       |               |  |       | Administrator |__|       |_______________|   The diagram above illustrates the terms above and their   relationships.  Not every IDS will have all of these separate   components exactly as shown.  Some IDSs will combine these components   into a single module; some will have multiple instances of these   modules.2.3.  Architectural Assumptions   In this document, as defined in the terms above, we assume that an   analyzer determines somehow that a suspicious event has been seen by   a sensor, and sends an alert to a manager.  The format of that alert   and the method of communicating it are what IDMEF proposes to   standardize.   For the purposes of this document, we assume that the analyzer and   manager are separate components and that they are communicating   pairwise across a TCP/IP network.  No other form of communication   between these entities is contemplated in this document, and no other   use of IDMEF alerts is considered.  We refer to the communicationWood & Erlinger              Informational                      [Page 8]

RFC 4766                   IDME Requirements                  March 2007   protocol that communicates IDMEF as the IDMEF Communication Protocol   (IDP).   The Trust Model is not specified as a requirement, but is rather left   to the choice of the IDMEF Communication Protocol, i.e., a design   decision.  What is specified are individual security-related   requirements; seeSection 5.   We try to make no further architectural assumptions than those just   stated.  For example, the following points should not matter:   o  Whether the sensor and the analyzer are integrated or separate.   o  Whether the analyzer and manager are isolated or are embedded in      some large hierarchy or distributed mesh of components.   o  Whether the manager actually notifies a human, takes action      automatically, or just analyzes incoming alerts and correlates      them.   o  Whether a component might act as an analyzer with respect to one      component, while also acting as a manager with respect to another.2.4.  Organization of This Document   Besides this requirements document, the IDWG should produce two other   documents.  The first should describe a data format or language for   exchanging information about suspicious events.  In this, the   requirements document, we refer to that document as the "data-format   specification".  The second document to be produced should identify   existing IETF protocols that are best used for conveying the data so   formatted, and explain how to package this data in those existing   formats or the document should specify a new protocol.  We refer to   this as the IDP (IDMEF Communication Protocol).   Accordingly, the requirements here are partitioned into four   sections:   o  The first of these contains general requirements that apply to all      aspects of the IDMEF specification (Section 3).   o  The second section describes requirements on the formatting of      IDMEF messages (Section 4).   o  The third section outlines requirements on the communications      mechanism, IDP, used to move IDMEF messages from the analyzer to      the manager (Section 5).Wood & Erlinger              Informational                      [Page 9]

RFC 4766                   IDME Requirements                  March 2007   o  The final section contains requirements on the content and      semantics of the IDMEF messages (Section 6).   For each requirement, we attempt to state the requirement as clearly   as possible without imposing an idea of what a design solution should   be.  Then we give the rationale for why this requirement is   important, and state whether this should be an essential feature of   the specification or is beneficial but could be lacking if it is   difficult to fulfill.  Finally, where it seems necessary, we give an   illustrative scenario.  In some cases, we include possible design   solutions in the scenario.  These are purely illustrative.2.5.  Document Impact on IDMEF Designs   It is expected that proposed IDMEF designs will, at a minimum,   satisfy the requirements expressed in this document.  However, this   document will be used only as one of many criteria in the evaluation   of various IDMEF designs and proposed communication protocols.  It is   recognized that the working group may use additional metrics to   evaluate competing IDMEF designs and/or communication protocols.3.  General Requirements3.1.  Use of Existing RFCs   The IDMEF SHALL reference and use previously published RFCs where   possible.3.1.1.  Rationale   The IETF has already completed a great deal of research and work into   the areas of networks and security.  In the interest of time, it is   smart to use already defined and accepted standards.3.2.  IPv4 and IPv6   The IDMEF specification MUST take into account that IDMEF should be   able to operate in environments that contain IPv4 and IPv6   implementations.3.2.1 Rationale   Since pure IPv4, hybrid IPv6/IPv4, and pure IPv6 environments are   expected to exist within the time frame of IDMEF implementations, the   IDMEF specification MUST support IPv6 and IPv4 environments.Wood & Erlinger              Informational                     [Page 10]

RFC 4766                   IDME Requirements                  March 20074.  Message Format Requirements   The IDMEF message format is intended to be independent of the IDMEF   Communication Protocol (IDP).  It should be possible to use a   completely different transport mechanism without changing the IDMEF   format.  The goal behind this requirement is to ensure a clean   separation between semantics and communication mechanisms.   Obviously, the IDMEF Communication Protocol is recommended.4.1.  Internationalization and Localization   IDMEF message formats SHALL support full internationalization and   localization.4.1.1.  Rationale   Since network security and intrusion detection are areas that cross   geographic, political, and cultural boundaries, the IDMEF messages   MUST be formatted such that they can be presented to an operator in a   local language and adhering to local presentation customs.4.1.2.  Scenario   An IDMEF specification might include numeric event identifiers.  An   IDMEF implementation might translate these numeric event identifiers   into local language descriptions.  In cases where the messages   contain strings, the information might be represented using the   ISO/IEC IS 10646-1 character set and encoded using the UTF-8   transformation format to facilitate internationalization [3].4.2.  Message Filtering and Aggregation   The format of IDMEF messages MUST support filtering and/or   aggregation of data by the manager.4.2.1.  Rationale   Since it is anticipated that some managers might want to perform   filtering and/or data aggregation functions on IDMEF messages, the   IDMEF messages MUST be structured to facilitate these operations.4.2.2.  Scenario   An IDMEF specification proposal might recommend fixed-format messages   with strong numerical semantics.  This would lend itself to high-   performance filtering and aggregation by the receiving station.Wood & Erlinger              Informational                     [Page 11]

RFC 4766                   IDME Requirements                  March 20075.  IDMEF Communication Protocol (IDP) Requirements5.1.  Reliable Message Transmission   The IDP MUST support reliable transmission of messages.5.1.1.  Rationale   IDS managers often rely on receipt of data from IDS analyzers to do   their jobs effectively.  Since IDS managers will rely on IDMEF   messages for this purpose, it is important that IDP deliver IDMEF   messages reliably.5.2.  Interaction with Firewalls   The IDP MUST support transmission of messages between ID components   across firewall boundaries without compromising security.5.2.1.  Rationale   Since it is expected that firewalls will often be deployed between   IDMEF capable analyzers and their corresponding managers, the ability   to relay messages via proxy or other suitable mechanism across   firewalls is necessary.  Setting up this communication MUST NOT   require changes to the intervening firewall(s) that weaken the   security of the protected network(s).  Nor SHOULD this be achieved by   mixing IDMEF messages with other kinds of traffic (e.g., by   overloading the HTTP POST method) since that would make it difficult   for an organization to apply separate policies to IDMEF traffic and   other kinds of traffic.5.2.2.  Scenario   One possible design is the use of TCP to convey IDMEF messages.  The   general goal in this case is to avoid opening dangerous inbound   "holes" in the firewall.  When the manager is inside the firewall and   the analyzers are outside the firewall, this is often achieved by   having the manager initiate an outbound connection to each analyzer.   However, it is also possible to place the manager outside the   firewall and the analyzers on the inside; this can occur when a   third-party vendor (such as an ISP) is providing monitoring services   to a user.  In this case, the outbound connections would be initiated   by each analyzer to the manager.  A mechanism that permits either the   manager or the analyzer to initiate connections would provide maximum   flexibility in manager and analyzer deployment.Wood & Erlinger              Informational                     [Page 12]

RFC 4766                   IDME Requirements                  March 20075.3.  Mutual Authentication   The IDP MUST support mutual authentication of the analyzer and the   manager to each other.  Application-layer authentication is required   irrespective of the underlying transport layer.5.3.1.  Rationale   Since the alert messages are used by a manager to direct responses or   further investigation related to the security of an enterprise   network, it is important that the receiver have confidence in the   identity of the sender and that the sender have confidence in the   identity of the receiver.  This is peer-to-peer authentication of   each party to the other.  It MUST NOT be limited to authentication of   the underlying communications mechanism, for example, because of the   risk that this authentication process might be subverted or   misconfigured.5.4.  Message Confidentiality   The IDP MUST support confidentiality of the message content during   message exchange.  The selected design MUST be capable of supporting   a variety of encryption algorithms and MUST be adaptable to a wide   variety of environments.5.4.1.  Rationale   IDMEF messages potentially contain extremely sensitive information   (such as passwords) and would be of great interest to an intruder.   Since it is likely some of these messages will be transmitted across   uncontrolled network segments, it is important that the content be   shielded.  Furthermore, since the legal environment for encryption   technologies is extremely varied and changes often, it is important   that the design selected be capable of supporting a number of   different encryption options and be adaptable by the user to a   variety of environments.5.5.  Message Integrity   The IDP MUST ensure the integrity of the message content.  The   selected design MUST be capable of supporting a variety of integrity   mechanisms and MUST be adaptable to a wide variety of environments.Wood & Erlinger              Informational                     [Page 13]

RFC 4766                   IDME Requirements                  March 20075.5.1.  Rationale   IDMEF messages are used by the manager to direct action related to   the security of the protected enterprise network.  It is vital for   the manager to be certain that the content of the message has not   been changed after transmission.5.6.  Per-source Authentication   The IDP MUST support separate authentication keys for each sender.   If symmetric algorithms are used, these keys would need to be known   to the manager it is communicating with.5.6.1.  Rationale   Given that sensitive security information is being exchanged via the   IDMEF, it is important that the manager can authenticate each   analyzer sending alerts.5.7.  Denial of Service   The IDP SHOULD resist protocol denial-of-service attacks.5.7.1.  Rationale   A common way to defeat secure communications systems is through   resource exhaustion.  While this does not corrupt valid messages, it   can prevent any communication at all.  It is desirable that IDP   resist such denial-of-service attacks.5.7.2.  Scenario   An attacker penetrates a network being defended by an IDS.  Although   the attacker is not certain that an IDS is present, he is certain   that application-level encrypted traffic (i.e., IDMEF traffic) is   being exchanged between components on the network being attacked.  He   decides to mask his presence and disrupt the encrypted communications   by initiating one or more flood events.  If the IDP can resist such   an attack, the probability that the attacker will be stopped   increases.5.8.  Message Duplication   The IDP SHOULD resist malicious duplication of messages.Wood & Erlinger              Informational                     [Page 14]

RFC 4766                   IDME Requirements                  March 20075.8.1.  Rationale   A common way to impair the performance of secure communications   mechanisms is to duplicate the messages being sent, even though the   attacker might not understand them, in an attempt to confuse the   receiver.  It is desirable that the IDP resist such message   duplication.5.8.2.  Scenario   An attacker penetrates a network being defended by an IDS.  The   attacker suspects that an IDS is present and quickly identifies the   encrypted traffic flowing between system components as being a   possible threat.  Even though she cannot read this traffic, she   copies the messages and directs multiple copies at the receiver in an   attempt to confuse it.  If the IDP resists such message duplication,   the probability that the attacker will be stopped increases.6.  Message Content Requirements6.1.  Detected Data   There are many different types of IDSs, such as those based on   signatures, anomalies, correlation, network monitoring, host   monitoring, or application monitoring.  The IDMEF design MUST strive   to accommodate these diverse approaches by concentrating on conveying   *what* an IDS has detected, rather than *how* it detected it.6.1.1.  Rationale   There are many types of IDSs that analyze a variety of data sources.   Some are profile based and operate on log files, attack signatures,   etc.  Others are anomaly based and define normal behavior and detect   deviations from the established baseline.  Each of these IDSs reports   different data that, in part, depends on their intrusion detection   methodology.  All MUST be supported by this standard.6.2.  Event Identity   The content of IDMEF messages MUST contain the identified name of the   event (event identity) if it is known.  This name MUST be drawn from   a standardized list of events (if available) or will be an   implementation-specific name if the event identity has not yet been   standardized.  It is not known how this standardized list will be   defined or updated.  Requirements on the creation of this list are   beyond our efforts.  Other groups within the security arena are   investigating the creation of such lists.Wood & Erlinger              Informational                     [Page 15]

RFC 4766                   IDME Requirements                  March 20076.2.1.  Rationale   Given that this document presents requirements on standardizing ID   message formats so that an ID manager is able to receive alerts from   analyzers from multiple implementations, it is important that the   manager understand the semantics of the reported events.  There is,   therefore, a need to identify known events and store information   concerning their methods and possible fixes to these events.  Some   events are well known and this recognition can help the operator.6.2.2.  Scenario   Intruder launches an attack that is detected by two different   analyzers from two distinct implementations.  Both report the same   event identity to the ID manager, even though the algorithms used to   detect the attack by each analyzer might have been different.6.3.  Event Background Information   The IDMEF message design MUST include information, which the sender   should provide, that allows a receiver to locate background   information on the kind of event that is being reported in the alert.6.3.1.  Rationale   This information is used by administrators to report and fix   problems.6.3.2.  Scenario   Attacker performs a well-known attack.  A reference to a URL to   background information on the attack is included in the IDMEF   message.  The operator uses this information to initiate repairs on   the vulnerable system.6.4.  Additional Data   The IDMEF message MUST be able to reference additional detailed data   related to this specific underlying event.  It is OPTIONAL for   implementations to use this field.  No requirements are placed on the   format or content of this field.  It is expected that this will be   defined and described by the implementor.6.4.1.  Rationale   Operators might want more information on specifics of an event.  This   field, if filled in by the analyzer, MAY point to additional or more   detailed information about the event.Wood & Erlinger              Informational                     [Page 16]

RFC 4766                   IDME Requirements                  March 20076.5.  Event Source and Target Identity   The IDMEF message MUST contain the identity of the source of the   event and target component identifier if it is known.  In the case of   a network-based event, this will be the source and destination IP   address of the session used to launch the event.  Note that the   identity of source and target will vary for other types of events,   such as those launched/detected at the operating system or   application level.6.5.1.  Rationale   This will allow the operator to identify the source and target of the   event.6.6.  Device Address Types   The IDMEF message MUST support the representation of different types   of device addresses.6.6.1.  Rationale   A device is a uniquely addressable element on the network (i.e., not   limited to computers or networks or a specific level of the network   protocol hierarchy).  In addition, devices involved in an intrusion   event might use addresses that are not IP-centric.6.6.2.  Scenario   The IDS recognizes an intrusion on a particular device and includes   both the IP address and the MAC address of the device in the IDMEF   message.  In another situation, the IDS recognizes an intrusion on a   device that has only a MAC address and includes only that address in   the IDMEF message.  Another situation involves analyzers in an   Asynchronous Transfer Mode (ATM) switch fabric that use E.164 address   formats.6.7.  Event Impact   The IDMEF message MUST contain an indication of the possible impact   of this event on the target.  The IDMEF design document MUST define   the scope of this value.Wood & Erlinger              Informational                     [Page 17]

RFC 4766                   IDME Requirements                  March 20076.7.1.  Rationale   Information concerning the possible impact of the event on the target   system provides an indication of what the intruder is attempting to   do and is critical data for the operator to perform damage   assessment.  Not all systems will be able to determine this, but it   is important data to transmit for those systems that can.  This   requirement places no requirements on the list itself (e.g.,   properties of the list, maintenance, etc.), rather the requirement   only specifies that the IDMEF must contain a field for specifying the   impact and that the IDMEF must define the scope of such values.6.8.  Automatic Response   The IDMEF message MUST provide information about the automatic   actions taken by the analyzer in response to the event (if any).6.8.1.  Rationale   It is very important for the operator to know if there was an   automated response and what that response was.  This will help   determine what further action to take, if any.6.9.  Analyzer Location   The IDMEF message MUST include information that would make it   possible to later identify and locate the individual analyzer that   reported the event.6.9.1.  Rationale   The identity of the detecting analyzer often proves to be a valuable   piece of data to have in determining how to respond to a particular   event.6.9.2.  Scenario   One interesting scenario involves the progress of an intrusion event   throughout a network.  If the same event is detected and reported by   multiple analyzers, the identity of the analyzer (in the case of a   network-based analyzer) might provide some indication of the network   location of the target systems and might warrant a specific type of   response.  This might be implemented as an IP address.Wood & Erlinger              Informational                     [Page 18]

RFC 4766                   IDME Requirements                  March 20076.10.  Analyzer Identity   The IDMEF message MUST be able to contain the identity of the   implementor and the analyzer that detected the event.6.10.1.  Rationale   Users might run multiple IDSs to protect their enterprise.  This data   will help the systems administrator determine which implementor and   analyzer detected the event.6.10.2.  Scenario   Analyzer X from implementor Y detects a potential intrusion.  A   message is sent reporting that it found a potential break-in with X   and Y specified.  The operator is therefore able to include the known   capabilities or weaknesses of analyzer X in his decision regarding   further action.6.11.  Degree of Confidence   The IDMEF message MUST be able to state the degree of confidence of   the report.  The completion of this field by an analyzer is OPTIONAL,   as this data might not be available at all analyzers.6.11.1.  Rationale   Many IDSs contain thresholds to determine whether or not to generate   an alert.  This might influence the degree of confidence one has in   the report or perhaps would indicate the likelihood of the report   being a false alarm.6.11.2.  Scenario   The alarm threshold monitor is set at a low level to indicate that an   organization wants reports on any suspicious activity, regardless of   the probability of a real attack.  The degree-of-confidence measure   is used to indicate whether this is a low-probability or high-   probability event.6.12.  Alert Identification   The IDMEF message MUST be uniquely identifiable in that it can be   distinguished from other IDMEF messages.Wood & Erlinger              Informational                     [Page 19]

RFC 4766                   IDME Requirements                  March 20076.12.1.  Rationale   An IDMEF message might be sent by multiple geographically-distributed   analyzers at different times.  A unique identifier will allow an   IDMEF message to be identified efficiently for data reduction and   correlation purposes.6.12.2.  Scenario   The unique identifier might consist of a unique originator identifier   (e.g., IPv4 or IPv6 address) concatenated with a unique sequence   number generated by the originator.  In a typical IDS deployment, a   low-level event analyzer will log the raw sensor information into,   e.g., a database while analyzing and reporting results to higher   levels.  In this case, the unique raw message identifier can be   included in the result message as supporting evidence.  Higher-level   analyzers can later use this identifier to retrieve the raw message   from the database if necessary.6.13.  Alert Creation Date and Time   The IDMEF MUST support reporting alert creation date and time in each   event, where the creation date and time refer to the date and time   that the analyzer decided to create an alert.  The IDMEF MAY support   additional dates and times, such as the date and time the event   reference by the alert began.6.13.1.  Rationale   Time is important from both a reporting and correlation point of   view.  Event onset time might differ from the alert creation time   because it might take some time for the sensor to accumulate   information about a monitored activity before generating the event,   and additional time for the analyzer to receive the event and create   an alert.  The event onset time is therefore more representative of   the actual time that the reported activity began than is the alert   creation time.6.13.2.  Scenario   If an event is reported in the quiet hours of the night, the operator   might assign a higher priority to it than she would to the same event   reported in the busy hours of the day.  Furthermore, an event (such   as a lengthy port scan) may take place over a long period of time and   it would be useful for the analyzer to report the time of the alert   as well as the time the event began.Wood & Erlinger              Informational                     [Page 20]

RFC 4766                   IDME Requirements                  March 20076.14.  Time Synchronization   Time SHALL be reported such that events from multiple analyzers in   different time zones can be received by the same manager and that the   local time at the analyzer can be inferred.6.14.1.  Rationale   For event correlation purposes, it is important that the manager be   able to normalize the time information reported in the IDMEF alerts.6.14.2.  Scenario   A distributed ID system has analyzers located in multiple time zones,   all reporting to a single manager.  An intrusion occurs that spans   multiple time zones as well as multiple analyzers.  The central   manager requires sufficient information to normalize these alerts and   determine that all were reported near the same "time" and that they   are part of the same attack.6.15.  Time Format   The format for reporting the date MUST be compliant with all current   standards for Year 2000 rollover, and it MUST have sufficient   capability to continue reporting date values past the year 2038.6.15.1.  Rationale   It is desirable that the IDMEF have a long lifetime and that   implementations be suitable for use in a variety of environments.   Therefore, characteristics that limit the lifespan of the IDMEF (such   as 2038 date representation limitation) MUST be avoided.6.16.  Time Granularity and Accuracy   Time granularity and time accuracy in event messages SHALL NOT be   specified by the IDMEF.6.16.1.  Rationale   The IDMEF cannot assume a certain clock granularity on sensing   elements, and so cannot impose any requirements on the granularity of   the event timestamps.  Nor can the IDMEF assume that the clocks being   used to timestamp the events have a specified accuracy.Wood & Erlinger              Informational                     [Page 21]

RFC 4766                   IDME Requirements                  March 20076.17.  Message Extensions   The IDMEF message MUST support an extension mechanism used by   implementors to define implementation-specific data.  The use of this   mechanism by the implementor is OPTIONAL.  This data contains   implementation-specific information determined by each implementor.   The implementor MUST indicate how to interpret these extensions,   although there are no specific requirements placed on how   implementors describe their implementation-specific extensions.  The   lack or presence of such message extensions for implementation-   specific data MUST NOT break interoperation.6.17.1.  Rationale   Implementors might wish to supply extra data such as the version   number of their product or other data that they believe provides   value added due to the specific nature of their product.   Implementors may publish a document or web site describing their   extensions; they might also use an in-band extension mechanism that   is self-describing.  Such extensions are not a license to break the   interoperation of IDMEF messages.6.18.  Message Semantics   The semantics of the IDMEF message MUST be well defined.6.18.1.  Rationale   Good semantics are key to understanding what the message is trying to   convey so there are no errors.  Operators will decide what action to   take based on these messages, so it is important that they can   interpret them correctly.6.18.2.  Scenario   Without this requirement, the operator receives an IDMEF message and   interprets it one way.  The implementor who constructed the message   intended it to have a different meaning from the operator's   interpretation.  The resulting corrective action is therefore   incorrect.6.19.  Message Extensibility   The IDMEF itself MUST be extensible.  As new ID technologies emerge   and as new information about events becomes available, the IDMEF   message format MUST be able to include this new information.  Such   message extensibility must occur in such a manner that   interoperability is NOT impacted.Wood & Erlinger              Informational                     [Page 22]

RFC 4766                   IDME Requirements                  March 20076.19.1.  Rationale   As intrusion detection technology continues to evolve, it is likely   that additional information relating to detected events will become   available.  The IDMEF message format MUST be able to be extended by a   specific implementation to encompass this new information.  Such   extensions are not a license to break the interoperation of IDMEF   messages.7.  Security Considerations   This document does not treat security matters, except thatSection 5   specifies security requirements for the protocols to be developed.8.  References8.1.  Normative References   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.8.2.  Informative References   [2]  Bradner, S., "The Internet Standards Process -- Revision 3",BCP9,RFC 2026, October 1996.   [3]  Alvestrand, H., "IETF Policy on Character Sets and Languages",BCP 18,RFC 2277, January 1998.   [4]  Shirey, R., "Internet Security Glossary",RFC 2828, May 2000.   [5]  Debar, H., Curry, D., and B. Feinstein, "The Intrusion Detection        Message Exchange Format (IDMEF)",RFC 4765, March 2007.9.  Acknowledgements   The following individuals contributed substantially to this document   and should be recognized for their efforts.  This document would not   exist without their help:   Mark Crosbie, Hewlett-Packard   David Curry, IBM Emergency Response Services   David Donahoo, Air Force Information Warfare Center   Mike Erlinger, Harvey Mudd CollegeWood & Erlinger              Informational                     [Page 23]

RFC 4766                   IDME Requirements                  March 2007   Fengmin Gong, Microcomputing Center of North Carolina   Dipankar Gupta, Hewlett-Packard   Glenn Mansfield, Cyber Solutions, Inc.   Jed Pickel, CERT Coordination Center   Stuart Staniford-Chen, Silicon Defense   Maureen Stillman, Nokia IP TelephonyAuthors' Addresses   Mark Wood   Internet Security Systems, Inc.   6303 Barfield Road   Atlanta, GA  30328   US   EMail: mark1@iss.net   Michael A. Erlinger   Harvey Mudd College   Computer Science Dept   301 East 12th Street   Claremont, CA  91711   US   EMail: mike@cs.hmc.edu   URI:http://www.cs.hmc.edu/Wood & Erlinger              Informational                     [Page 24]

RFC 4766                   IDME Requirements                  March 2007Full Copyright Statement   Copyright (C) The IETF Trust (2007).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Wood & Erlinger              Informational                     [Page 25]

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