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Network Working Group                                          B. FennerRequest for Comments: 4605                                 AT&T ResearchCategory: Standards Track                                          H. He                                                                  Nortel                                                             B. Haberman                                                                 JHU-APL                                                              H. Sandick                                          Little River Elementary School                                                             August 2006Internet Group Management Protocol (IGMP) /Multicast Listener Discovery (MLD)-Based Multicast Forwarding("IGMP/MLD Proxying")Status of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2006).Abstract   In certain topologies, it is not necessary to run a multicast routing   protocol.  It is sufficient for a device to learn and proxy group   membership information and simply forward multicast packets based   upon that information.  This document describes a mechanism for   forwarding based solely upon Internet Group Management Protocol   (IGMP) or Multicast Listener Discovery (MLD) membership information.1.  Introduction   This document applies spanning tree multicast routing [MCAST] to an   Internet Group Management Protocol (IGMP) or Multicast Listener   Discovery (MLD)-only environment.  The topology is limited to a tree,   since we specify no protocol to build a spanning tree over a more   complex topology.  The root of the tree is assumed to be connected to   a wider multicast infrastructure.Fenner, et al.              Standards Track                     [Page 1]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 20061.1.  Motivation   In a simple tree topology, it is not necessary to run a multicast   routing protocol.  It is sufficient to learn and proxy group   membership information and simply forward multicast packets based   upon that information.  One typical example of such a tree topology   can be found on an edge aggregation box such as a Digital Subscriber   Line Access Multiplexer (DSLAM).  In most deployment scenarios, an   edge box has only one connection to the core network side and has   many connections to the customer side.   Using IGMP/MLD-based forwarding to replicate multicast traffic on   devices such as the edge boxes can greatly simplify the design and   implementation of those devices.  By not supporting more complicated   multicast routing protocols such as Protocol Independent Multicast   (PIM) or Distance Vector Multicast Routing Protocol (DVMRP), it   reduces not only the cost of the devices but also the operational   overhead.  Another advantage is that it makes the proxy devices   independent of the multicast routing protocol used by the core   network routers.  Hence, proxy devices can be easily deployed in any   multicast network.   Robustness in an edge box is usually achieved by using a hot spare   connection to the core network.  When the first connection fails, the   edge box fails over to the second connection.  IGMP/MLD-based   forwarding can benefit from such a mechanism and use the spare   connection for its redundant or backup connection to multicast   routers.  When an edge box fails over to the second connection, the   proxy upstream connection can also be updated to the new connection.1.2.  Applicability Statement   The IGMP/MLD-based forwarding only works in a simple tree topology.   The tree must be manually configured by designating upstream and   downstream interfaces on each proxy device.  In addition, the IP   addressing scheme applied to the proxying tree topology SHOULD be   configured to ensure that a proxy device can win the IGMP/MLD Querier   election to be able to forward multicast traffic.  There are no other   multicast routers except the proxy devices within the tree, and the   root of the tree is expected to be connected to a wider multicast   infrastructure.  This protocol is limited to a single administrative   domain.   In more complicated scenarios where the topology is not a tree, a   more robust failover mechanism is desired, or more than one   administrative domain is involved, a multicast routing protocol   should be used.Fenner, et al.              Standards Track                     [Page 2]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 20061.3.  Conventions   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].   This document is a product of the Multicast & Anycast Group   Membership (MAGMA) working group within the Internet Engineering Task   Force.  Comments are solicited and should be addressed to the working   group's mailing list at magma@ietf.org and/or the authors.2.  Definitions2.1.  Upstream Interface   A proxy device's interface in the direction of the root of the tree.   Also called the "Host interface".2.2.  Downstream Interface   Each of a proxy device's interfaces that is not in the direction of   the root of the tree.  Also called the "Router interfaces".2.3.  Group Mode   In IPv4 environments, for each multicast group, a group is in IGMP   version 1 (IGMPv1) [RFC1112] mode if an IGMPv1 report is heard.  A   group is in IGMP version 2 (IGMPv2) [RFC2236] mode if an IGMPv2   report is heard but no IGMPv1 report is heard.  A group is in IGMP   version 3 (IGMPv3) [RFC3376] mode if an IGMPv3 report is heard but no   IGMPv1 or IGMPv2 report is heard.   In IPv6 environments, for each multicast group, a group is in MLD   version 1 (MLDv1) [RFC2710] mode if an MLDv1 report is heard.  MLDv1   is equivalent to IGMPv2.  A group is in MLD version 2 (MLDv2) [MLDv2]   mode if an MLDv2 report is heard but no MLDv1 report is heard.  MLDv2   is equivalent to IGMPv3.2.4.  Subscription   When a group is in IGMPv1 or IGMPv2/MLDv1 mode, the subscription is a   group membership on an interface.  When a group is in IGMPv3/MLDv2   mode, the subscription is an IGMPv3/MLDv2 state entry, i.e., a   (multicast address, group timer, filter-mode, source-element list)   tuple, on an interface.Fenner, et al.              Standards Track                     [Page 3]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 20062.5.  Membership Database   The database maintained at each proxy device into which the   membership information of each of its downstream interfaces is   merged.  The membership database is a set of membership records of   the form:         (multicast-address, filter-mode, source-list)   Please refer to IGMPv3/MLDv2 [RFC3376,MLDv2] specifications for the   definition of the fields "filter-mode" and "source-list".  The   operational behaviors of the membership database is defined insection 4.1.3.  Abstract Protocol Definition   A proxy device performing IGMP/MLD-based forwarding has a single   upstream interface and one or more downstream interfaces.  These   designations are explicitly configured; there is no protocol to   determine what type each interface is.  It performs the router   portion of the IGMP [RFC1112,RFC2236,RFC3376] or MLD [RFC2710,   MLDv2] protocol on its downstream interfaces, and the host portion of   IGMP/MLD on its upstream interface.  The proxy device MUST NOT   perform the router portion of IGMP/MLD on its upstream interface.   The proxy device maintains a database consisting of the merger of all   subscriptions on any downstream interface.  Refer toSection 4 for   the details about the construction and maintenance of the membership   database.   The proxy device sends IGMP/MLD membership reports on the upstream   interface when queried and sends unsolicited reports or leaves when   the database changes.   When the proxy device receives a packet destined for a multicast   group (channel in Source-Specific Multicast (SSM)), it uses a list   consisting of the upstream interface and any downstream interface   that has a subscription pertaining to this packet and on which it is   the IGMP/MLD Querier.  This list may be built dynamically or cached.   It removes the interface on which this packet arrived from the list   and forwards the packet to the remaining interfaces (this may include   the upstream interface).   Note that the rule that a proxy device must be the querier in order   to forward packets restricts the IP addressing scheme used; in   particular, the IGMP/MLD-based forwarding devices must be given the   lowest IP addresses of any potential IGMP/MLD Querier on the link, in   order to win the IGMP/MLD Querier election.  IGMP/MLD QuerierFenner, et al.              Standards Track                     [Page 4]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 2006   election rule defines that the Querier that has the lowest IP address   wins the election.  (The IGMP/MLD Querier election rule is defined in   IGMP/MLD specifications as part of the IGMP/MLD behavior.)  So in an   IGMP/MLD-based forwarding-only environment, if non-proxy device wins   the IGMP/MLD Querier election, no packets will flow.   For example, the figure below shows an IGMP/MLD-based forwarding-only   environment:           LAN 1  --------------------------------------                  Upstream |              | Upstream                           A(non-proxy)   B(proxy)                Downstream |(lowest IP)   | Downstream           LAN 2  --------------------------------------   Device A has the lowest IP address on LAN 2, but it is not a proxy   device.  According to IGMP/MLD Querier election rule, A will win the   election on LAN 2 since it has the lowest IP address.  Device B will   not forward traffic to LAN 2 since it is not the querier on LAN 2.   The election of a single forwarding proxy is necessary to avoid local   loops and redundant traffic for links that are considered downstream   links by multiple IGMP/MLD-based forwarders.  This rule "piggy-backs"   forwarder election on IGMP/MLD Querier election.  The use of the   IGMP/MLD Querier election process to choose the forwarding proxy   delivers similar functionality on the local link as the PIM Assert   mechanism.  On a link with only one IGMP/MLD-based forwarding device,   this rule MAY be disabled (i.e., the device MAY be configured to   forward packets to an interface on which it is not the querier).   However, the default configuration MUST include the querier rule, for   example, for redundancy purposes, as shown in the figure below:           LAN 1  --------------------------------------                  Upstream |              | Upstream                           A              B                Downstream |              | Downstream           LAN 2  --------------------------------------   LAN 2 can have two proxy devices, A and B.  In such a configuration,   one proxy device must be elected to forward the packets.  This   document requires that the forwarder must be the IGMP/MLD querier.   So proxy device A will forward packets to LAN 2 only if A is the   querier.  In the above figure, if A is the only proxy device, A can   be configured to forward packets even though B is the querier.Fenner, et al.              Standards Track                     [Page 5]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 2006   Note that this does not protect against an "upstream loop".  For   example, see the figure below:           LAN 1  --------------------------------------                  Upstream |              | Downstream                           A              B                Downstream |              | Upstream           LAN 2  --------------------------------------   B will unconditionally forward packets from LAN 1 to LAN 2, and A   will unconditionally forward packets from LAN 2 to LAN 1.  This will   cause an upstream loop.  A multicast routing protocol that employs a   tree building algorithm is required to resolve loops like this.3.1.  Topology Restrictions   This specification describes a protocol that works only in a simple   tree topology.  The tree must be manually configured by designating   upstream and downstream interfaces on each proxy device, and the root   of the tree is expected to be connected to a wider multicast   infrastructure.3.2.  Supporting Senders   In order for senders to send from inside the proxy tree, all traffic   is forwarded towards the root.  The multicast router(s) connected to   the wider multicast infrastructure should be configured to treat all   systems inside the proxy tree as though they were directly connected;   e.g., for Protocol Independent Multicast - Sparse Mode (PIM-SM)   [PIM-SM], these routers should Register-encapsulate traffic from new   sources within the proxy tree just as they would directly-connected   sources.   This information is likely to be manually configured; IGMP/MLD-based   multicast forwarding provides no way for the routers upstream of the   proxy tree to know what networks are connected to the proxy tree.  If   the proxy topology is congruent with some routing topology, this   information MAY be learned from the routing protocol running on the   topology; e.g., a router may be configured to treat multicast packets   from all prefixes learned from routing protocol X via interface Y as   though they were from a directly connected system.Fenner, et al.              Standards Track                     [Page 6]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 20064.  Proxy Device Behavior   This section describes an IGMP/MLD-based multicast forwarding   device's actions in more detail.4.1.  Membership Database   The proxy device performs the router portion of the IGMP/MLD protocol   on each downstream interface.  For each interface, the version of   IGMP/MLD used is explicitly configured and defaults to the highest   version supported by the system.   The output of this protocol is a set of subscriptions; this set is   maintained separately on each downstream interface.  In addition, the   subscriptions on each downstream interface are merged into the   membership database.   The membership database is a set of membership records of the form:   (multicast-address, filter-mode, source-list)   Each record is the result of the merge of all subscriptions for that   record's multicast-address on downstream interfaces.  If some   subscriptions are IGMPv1 or IGMPv2/MLDv1 subscriptions, these   subscriptions are converted to IGMPv3/MLDv2 subscriptions.  The   IGMPv3/MLDv2 and the converted subscriptions are first preprocessed   to remove the timers in the subscriptions and, if the filter mode is   EXCLUDE, to remove every source whose source timer > 0.  Then the   preprocessed subscriptions are merged using the merging rules for   multiple memberships on a single interface (specified inSection 3.2   of the IGMPv3 specification [RFC3376] and inSection 4.2 of the MLDv2   specification [MLDv2]) to create the membership record.  For example,   there are two downstream interfaces, I1 and I2, that have   subscriptions for multicast address G.  I1 has an IGMPv2/MLDv1   subscription that is (G).  I2 has an IGMPv3/MLDv2 subscription that   has membership information (G, INCLUDE, (S1, S2)).  The I1's   subscription is converted to an IGMPv3/MLDv2 subscription that has   membership information (G, EXCLUDE, NULL).  Then the subscriptions   are preprocessed and merged, and the final membership record is (G,   EXCLUDE, NULL).   The proxy device performs the host portion of the IGMP/MLD protocol   on the upstream interface.  If there is an IGMPv1 or IGMPv2/MLDv1   querier on the upstream network, then the proxy device will perform   IGMPv1 or IGMPv2/MLDv1 on the upstream interface accordingly.   Otherwise, it will perform IGMPv3/MLDv2.Fenner, et al.              Standards Track                     [Page 7]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 2006   If the proxy device performs IGMPv3/MLDv2 on the upstream interface,   then when the composition of the membership database changes, the   change in the database is reported on the upstream interface as   though this proxy device were a host performing the action.  If the   proxy device performs IGMPv1 or IGMPv2/MLDv1 on the upstream   interface, then when the membership records are created or deleted,   the changes are reported on the upstream interface.  All other   changes are ignored.  When the proxy device reports using IGMPv1 or   IGMPv2/MLDv1, only the multicast address field in the membership   record is used.4.2.  Forwarding Packets   A proxy device forwards packets received on its upstream interface to   each downstream interface based upon the downstream interface's   subscriptions and whether or not this proxy device is the IGMP/MLD   Querier on each interface.  A proxy device forwards packets received   on any downstream interface to the upstream interface, and to each   downstream interface other than the incoming interface based upon the   downstream interfaces' subscriptions and whether or not this proxy   device is the IGMP/MLD Querier on each interface.  A proxy device MAY   use a forwarding cache in order not to make this decision for each   packet, but MUST update the cache using these rules any time any of   the information used to build it changes.4.3.  SSM Considerations   To support Source-Specific Multicast (SSM), the proxy device should   be compliant with the specification about using IGMPv3 for SSM [SSM].   Note that the proxy device should be compliant with both the IGMP   Host Requirement and the IGMP Router Requirement for SSM since it   performs IGMP Host Portion on the upstream interface and IGMP Router   Portion on each downstream interface.   An interface can be configured to perform IGMPv1 or IGMPv2.  In this   scenario, the SSM semantic will not be maintained for that interface.   However, a proxy device that supports this document should ignore   those IGMPv1 or IGMPv2 subscriptions sent to SSM addresses.  And more   importantly, the packets with source-specific addresses SHOULD NOT be   forwarded to interfaces with IGMPv2 or IGMPv1 subscriptions for these   addresses.5.  Security Considerations   Since only the Querier forwards packets, the IGMP/MLD Querier   election process may lead to black holes if a non-forwarder is   elected Querier.  An attacker on a downstream LAN can cause itself to   be elected Querier, and as a result, no packets would be forwarded.Fenner, et al.              Standards Track                     [Page 8]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 2006   However, there are some operational ways to avoid this problem.  It   is fairly common for an operator to number the routers starting from   the bottom of the subnet.  So an operator SHOULD assign the subnet's   lowest IP address(es) to a proxy (proxies) in order for the proxy   (proxies) to win the querier election.   IGMP/MLD-based forwarding does not provide the "upstream loop"   detection mechanism described inSection 3.  Hence, to avoid the   problems caused by an "upstream loop", it MUST be administratively   assured that such loops don't exist when deploying IGMP/MLD Proxying.   The IGMP/MLD information presented by the proxy to its upstream   routers is the aggregation of all its downstream group membership   information.  Any access control applied on the group membership   protocol at the upstream router cannot be performed on a single   subscriber.  That is, the access control will apply equally to all   the interested hosts reachable via the proxy device.6.  Acknowledgements   The authors would like to thank Erik Nordmark, Dave Thaler, Pekka   Savola, Karen Kimball, and others for reviewing the specification and   providing their comments.Fenner, et al.              Standards Track                     [Page 9]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 20067.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC3376]  Cain, B., Deering, S., Kouvelas, I., Fenner, B., and A.              Thyagarajan, "Internet Group Management Protocol, Version              3",RFC 3376, October 2002.   [RFC2236]  Fenner, W., "Internet Group Management Protocol, Version              2",RFC 2236, November 1997.   [RFC1112]  Deering, S., "Host extensions for IP multicasting", STD 5,RFC 1112, August 1989.   [RFC2710]  Deering, S., Fenner, W., and B. Haberman, "Multicast              Listener Discovery (MLD) for IPv6",RFC 2710, October              1999.   [MLDv2]    Vida, R. and L. Costa, "Multicast Listener Discovery              Version 2 (MLDv2) for IPv6",RFC 3810, June 2004.   [SSM]      Holbrook, H., Cain, B., and B. Haberman, "Using Internet              Group Management Protocol Version 3 (IGMPv3) and Multicast              Listener Discovery Protocol Version 2 (MLDv2) for Source-              Specific Multicast",RFC 4604, August 2006.8.  Informative References   [MCAST]    Deering, S., "Multicast Routing in a Datagram              Internetwork", Ph.D. Thesis, Stanford University, December              1991.   [PIM-SM]   Fenner, B., Handley, M., Holbrook, H., and I. Kouvelas,              "Protocol Independent Multicast - Sparse Mode (PIM-SM):              Protocol Specification (Revised)",RFC 4601, August 2006.Fenner, et al.              Standards Track                    [Page 10]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 2006Authors'  Addresses   Bill Fenner   AT&T Labs - Research   1 River Oaks Place   San Jose, CA 95134   Phone: +1 408 493-8505   EMail: fenner@research.att.com   Haixiang He   Nortel   600 Technology Park Drive   Billerica, MA  01821   EMail: haixiang@nortel.com   Brian Haberman   Johns Hopkins University Applied Physics Lab   11100 Johns Hopkins Road   Laurel, MD  20723-6099   EMail: brian@innovationslab.net   Hal Sandick   Little River Elementary School   2315 Snow Hill Road   Durham, NC  27712   EMail: sandick@nc.rr.comFenner, et al.              Standards Track                    [Page 11]

RFC 4605          IGMP/MLD-Based Multicast Forwarding        August 2006Full Copyright Statement   Copyright (C) The Internet Society (2006).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is provided by the IETF   Administrative Support Activity (IASA).Fenner, et al.              Standards Track                    [Page 12]

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