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PROPOSED STANDARD
Network Working Group                                            J. PolkRequest for Comments: 4411                                 Cisco SystemsCategory: Standards Track                                  February 2006Extending the Session Initiation Protocol (SIP)Reason Header for Preemption EventsStatus of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2006).Abstract   This document proposes an IANA Registration extension to the Session   Initiation Protocol (SIP) Reason Header to be included in a BYE   Method Request as a result of a session preemption event, either at a   user agent (UA), or somewhere in the network involving a   reservation-based protocol such as the Resource ReSerVation Protocol   (RSVP) or Next Steps in Signaling (NSIS).  This document does not   attempt to address routers failing in the packet path; instead, it   addresses a deliberate tear down of a flow between UAs, and informs   the terminated UA(s) with an indication of what occurred.Polk                        Standards Track                     [Page 1]

RFC 4411        SIP Reason Header for Preemption Events    February 2006Table of Contents1. Introduction ....................................................21.1. Conventions Used in This Document ..........................42. Access Preemption Events ........................................42.1. Effects of Preemption at the User Agent ....................62.2. Reason Header Requirements for Access Preemption Events ....63. Network Preemption Events .......................................73.1. Reason Header Requirements for Network Preemption Events ..104. Including a Hybrid Infrastructure ..............................104.1. Hybrid Infrastructure Requirements ........................115. Preemption Reason Header Cause Codes and Semantics .............115.1. Access Preemption Event Reason Code .......................125.1.1. Access Preemption Event Call Flow ..................125.2. Network Preemption Events Reason Code .....................145.2.1. Network Preemption Event Call Flow .................155.3. Generic Preemption Event Reason Code ......................165.4. Non-IP Preemption Event Reason Code .......................165.4.1. Non-IP Preemption Event Call Flow ..................176. Security Considerations ........................................177. IANA Considerations ............................................177.1. "Preemption" Namespace Registry ...........................18      7.2. Default Reason-Text IANA Registry for the SIP           Reason Header .............................................208. Contributions ..................................................209. Acknowledgements ...............................................2010. References ....................................................2110.1. Normative References .....................................2110.2. Informative References ...................................211.  Introduction   With the introduction of the SIP Resource-Priority (R-P) header [4],   there became the possibility of sessions being torn down for (scarce)   resource reasons, meaning there weren't enough resources for a   particular session to continue.  Certain domains will implement this   mechanism where resources may become constrained either at the user   agent (UA) or at congested router interfaces where more important   sessions are to be completed at the expense of less important   sessions.  Which sessions are more or less important than others will   not be discussed here.  What is proposed here is a SIP [2] extension   to synchronize SIP elements as to why a preemption event occurred and   which type of preemption event occurred, as viewed by the element   that performed the preemption of a session.   The SIP Reason Header is an application layer feedback mechanism to   synchronize SIP elements of events; the particular event explained   here deals with preemption of a session.  Q.850 [5] provides anPolk                        Standards Track                     [Page 2]

RFC 4411        SIP Reason Header for Preemption Events    February 2006   indication for preemption (cause=8) and for preemption "circuit   reserved for reuse" (cause=9).  Q.850 Cause=9 does not apply to IP,   as IP has no concept of circuits.  Some domains wish to differentiate   appropriate IP reasons for preemption of sessions and to indicate   topologically where the preemption event occurred.  No other means   exists today to give feedback as to why a session was torn down on   preemption grounds.   In the event that a session is terminated for a specific reason that   can (or should) be shared with SIP Servers and UAs sharing dialog,   the Reason Header [1] was created to be included in the BYE Request.   This was not the only Method for this new Header; [1] also discusses   the CANCEL Method usage.   This document will define two use cases in which new preemption   Reason values are necessary:      Access Preemption Event - This is when a UA receives a new SIP            session request message with a valid R-P value that is            higher than the one associated with the currently active            session at that UA.  The UA must discontinue the existing            session in order to accept the new one (according to local            policy of some domains).      Network Preemption Event - This is when a network element - such            as a router - reaches capacity on a particular interface and            has the ability to statefully choose which session(s) will            remain active when a new session/reservation is signaled for            under the parameters outlined in SIP Preconditions per [3]            that would otherwise overload that interface (perhaps            adversely affecting all sessions).  In this case, the router            must terminate one or more reservations of lower priority in            order to allow this higher priority reservation access to            the requested amount of bandwidth (according to local policy            of some domains).   This document will cover the semantics for these two cases and   request IANA registration of the new protocol value "Preemption" for   the Reason Header field, with 4 cause values for the above preemption   conditions.  Additionally, this document will create a new IANA   Registry for reason-text strings that are not currently defined   through existing SIP Response codes or Q.850 cause codes.  This new   Registry will be useful for future protocols used by the SIP Reason   header.   This document will emphasize an existing SIP RFC [3] as the starting   point for network preemption events.RFC 3312 set rules surrounding   SIP interaction using a reservation protocol for QoS preconditions,Polk                        Standards Track                     [Page 3]

RFC 4411        SIP Reason Header for Preemption Events    February 2006   using RSVP as the example protocol.  That effort did not preclude   other preconditions or future protocol work from becoming a means of   preconditions.  NSIS is a new reservation protocol effort that   specifies a preemption operation similar to RSVP's ResvErr message   involving the NSIS NOTIFY message in [8] with a Transient error code   0x04000005 (Resources Pre-empted).   Note that SIP itself does not cause RSVP or NSIS reservation   signaling to start or end.  That operation is part of a separate API   within each UA.1.1.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [6].2.  Access Preemption Events   As mentioned previously, Access Preemption Events (APE) occur at the   user agent.  It does not matter which UA in a unicast or multicast   session this happens to (the UAC or UAS of a session).  If local   policy dictates in a particular domain rules regarding the   functionality of a UA, there must be a means by which that UA (not   the user) informs the other UA(s) why a session was just torn down   prematurely.  The appropriate mechanism is the BYE Method.  The user   of the other far side UA will not understand why that session "just   went away" without there being a means of informing the UA of what   occurred (if this event was purposeful).  Through this type of   indication to the preempted UA, it can indicate to the user of that   device appropriately.   The rules within a domain surrounding the UA to be informed can be   different from the rules for informing the user.  Local policy should   determine if the user should be informed of the specific reason.   This indication in SIP will provide a means for the UA to react in a   locally determined way, if appropriate (play a certain tone or tone   sequence, point towards a special announcement uri, cause the UA's   visual display to do something, etc.).   Figure 1 illustrates the scenario.  UA1 invites UA2 to a session with   the Resource Priority level of 3 (levels 1 and 2 are higher is this   domain, and the namespace element is not necessary for this   discussion).Polk                        Standards Track                     [Page 4]

RFC 4411        SIP Reason Header for Preemption Events    February 2006      UA1                      UA2                       UA3       |                        |                         |       |      INVITE (R-P:3)    |                         |       |----------------------->|                         |       |         200 OK         |                         |       |<-----------------------|                         |       |          ACK           |                         |       |----------------------->|                         |       |          RTP           |                         |       |<======================>|                         |       |                        |      INVITE (R-P:2)     |       |                        |<------------------------|       |    BYE (Reason : ? )   |                         |       |<-----------------------|                         |       |                        |         200 OK          |       |                        |------------------------>|       |         200 OK         |                         |       |----------------------->|                         |       |                        |          ACK            |       |                        |<------------------------|       |                        |          RTP            |       |                        |<=======================>|       |                        |                         |          Figure 1. Access Preemption with obscure Reason   After the session between UA1 and UA2 is established, UA3 invites UA2   to a new session with an R-P of 2 (a higher priority than the current   session between UA1 and UA2).  Local policy within this domain   dictates that UA2 must preempt all existing calls of lower priority   in order to accept a higher priority call.   What Reason value could be inserted above to mean "preemption" at a   UA?  There are several choices: 410 "Gone", 480 "Temporarily   Unavailable", 486 "Busy Here", and 503 "Service Unavailable".  The   use of any of these here is questionable because the session is   already established.  It is further complicated if there needs to be   a difference in the Reason value for an Access versus a Network   Preemption Event (which is a requirement here).  The limits of Q.850   [5] have been stated previously in this document.   It should be possible to configure UAs receiving a preemption   indication to indicate to the user that no particular type of   preemption occurred.  There are some domains that might prefer their   users to remain unaware of the specifics of network behavior.  This   should not ever prevent a known preemption indication from being sent   in a BYE from a UA.Polk                        Standards Track                     [Page 5]

RFC 4411        SIP Reason Header for Preemption Events    February 20062.1.  Effects of Preemption at the User Agent   If 2 UAs are in a session and one UA must preempt that session to   accept another session, a BYE Method message is the appropriate   mechanism to perform this task.  However, taking this a step further,   if a UA is the common point of a 3-way (or more) ad hoc conference   and must preempt all sessions in that conference due to receipt of a   higher-priority session request (that this UA must accept), then a   BYE message must be sent to all UAs in that ad hoc conference.2.2.  Reason Header Requirements for Access Preemption Events   The following is a list of requirements for adding an appropriate   Reason value for an Access Preemption Event (APE) as described above   and shown in Figure 1:      APE_REQ#1 - create a means by which one UA can inform another UA                  (within the same active session) that the active                  session between the two devices is being purposely                  preempted at one UA for a higher-priority session                  request from another UA.      APE_REQ#2 - create a means by which all relevant SIP elements can                  be informed of this Access Preemption Event to a                  specific session.   For example: perhaps SIP Servers that have incorporated a Record-   Route header into that session set up need to be informed of this   occurrence.      APE_REQ#3 - create a means of informing all participants in an ad                  hoc conference that the primary UA (the mixer) has                  preempted the conference by accepting a higher-                  priority session request.      APE_REQ#4 - create a separate indication for the access preemption                  event than the one used for a Network Preemption Event                  (described in the next section) in the session BYE                  message.      APE_REQ#5 - create a means to generate a specific indication of a                  preemption event at the user agent to inform all                  relevant SIP entities, yet have the ability to                  generalize this indication (based on local policy) to                  the receiving UA such that this UA cannot display more                  information than the domain wants the user to see.Polk                        Standards Track                     [Page 6]

RFC 4411        SIP Reason Header for Preemption Events    February 20063.  Network Preemption Events   Network Preemption Events (NPE) are instances in which an   intermediate router between SIP user agents preempts one or more   sessions at one of its interfaces to place a higher-priority session   through that interface.  Within RSVP, there exists a means to execute   this functionality per [7]: ResvErr messages, which travel downstream   towards appropriate receivers.  The ResvErr message has the ability   to carry within it a code indicating why a reservation is being torn   down.  The ResvErr does not travel upstream to the other UA.  This   document proposes that a SIP message be generated to synchronize all   relevant SIP elements to this preemption event, including the   upstream UA.  Creating another Reason value describing that a network   element preempted the session is necessary in certain domains.   Figures 2 and 3 illustrate a network preemption scenario with RSVP.   NSIS, not shown in examples here, can be imagined from [8] with a   NOTIFY error message indicating that a reservation has been preempted   with the Transient ERROR_SPEC 0x04000005.  SIP behavior will be   identical using either reservation protocol.   UA1 invites UA2 to a session with the Resource Priority level of 3   (levels 1 and 2 are higher in this domain) and is accepted.  This SIP   signaling translated the Resource Priority value to an appropriate   RSVP priority level for that flow.  The link between Router 1 and   Router 2 became saturated with this session reservation between UA1   and UA2 (in this example).             UA1                                  UA2                \                                /                 \                              /                  +--------+          +--------+                  |        |          |        |                  | RTR1   |          |  RTR2  |                  |       Int7-------Int5      |                  |        |          |        |                  +--------+          +--------+                 /                              \                /                                \             UA3                                  UA4                Figure 2. Network Diagram Scenario A   After the session between UA1 and UA2 is established, UA3 invites UA4   to a new session with a Resource Priority level of 2 (a higher   priority than the current reservation between UA1 and UA2).  Again,   the priority value within the Resource-Priority header of this INVITE   is translated into an appropriate RSVP priority (that is also higherPolk                        Standards Track                     [Page 7]

RFC 4411        SIP Reason Header for Preemption Events    February 2006   in relative priority to the UA1_UA2 session/RSVP flow).  When this   second, higher-priority session is signaled, one Path message goes   from UA3 to UA4, resulting in the RESV message going from UA4 back to   UA3.  Because this link between the two routers is at capacity (at   Int7 in Figure 5), Router 1 will (in this example) make the decision   or will communicate with another network entity that will make the   decision to preempt lower-priority BW to ensure that this higher-   priority session reservation is completed.  A ResvErr message is sent   to UA2.  The result is that UA2 will know that there has been a   preemption event in a router (because the ResvErr message has a error   code within it, stating "preemption").  At this point, UA1 will not   know anything of this preemption.  If there are any SIP Proxies   between UAs 1 and 2 (perhaps that inserted a Record-Route Header),   each will also need to be informed as to why this reservation was   torn down.   Figure 3 shows the call flow with Router 2 from Figure 2 included at   the RSVP layer sending the ResvErr message.  A complete call flow   including all UAs and Routers is not shown here for diagram   complexity reasons.  The complete signaling between UA3 and UA4 is   also not included.Polk                        Standards Track                     [Page 8]

RFC 4411        SIP Reason Header for Preemption Events    February 2006      UA1                      Rtr2                      UA2       |                        |                         |       |         INVITE with QoS Preconditions (R-P:3)    |       |------------------------------------------------->|       |    ********************************************  |       |    *  - QoS Preconditions established UA1-UA2 *  |       |    *  - SIP signaling continues...            *  |       |    ********************************************  |       |         200 OK                                   |       |<-------------------------------------------------|       |          ACK                                     |       |------------------------------------------------->|       |          RTP                                     |       |<================================================>|       |    ********************************************  |       |    *  -UA3 sends INV with QoS Preconditions   *  |       |    *     to UA4 w/ RP:2;                      *  |       |    *  -Reservation set-up occurs between UA3  *  |       |    *     and UA4                              *  |       |    *  -Router 2 in Figure 2 must preempt      *  |       |    *     reservation between UA1 & UA2        *  |       |    * ******************************************  |       |                                                  |       |                        |     ResvErr             |       |                        |------------------------>|       |                        |                         |       |                                                  |       |                          BYE (Reason : ? )       |       |<-------------------------------------------------|       |                              200 OK              |       |------------------------------------------------->|       |                                                  |          Figure 3. Network Preemption with obscure Reason   What Reason value could be inserted above to mean "preemption at a   router interface"?  There are several choices: 410 "Gone", 480   "Temporarily Unavailable", 486 "Busy Here", and 503 "Service   Unavailable".  The use of any of these here is questionable because   the session is already established.  It is further complicated if   there needs to be a difference between the Reason value for an Access   Preemption Event versus a Network Preemption Event.  The limits of   Q.850 [5] have already been stated previously, showing there is   nothing in that spec to indicate a problem in an IP network.   To state that all preemptions are equal is possible, but will not   provide adequate information.  Therefore, another Reason Header value   is necessary to differentiate the APE from the NPE.Polk                        Standards Track                     [Page 9]

RFC 4411        SIP Reason Header for Preemption Events    February 20063.1.  Reason Header Requirements for Network Preemption Events   The following are the requirements for the appropriate SIP signaling   in reaction to a Network Preemption Event (NPE):      NPE_REQ#1 - create a means of informing the far-end UA that a                  Network Preemption Event has occurred in an                  intermediate router.      NPE_REQ#2 - create a means by which all relevant SIP elements can                  be informed of a Network Preemption Event to a                  specific session.   For example: perhaps SIP Servers have incorporated a Record-Route   header into that session set up.      NPE_REQ#3 - create a means of informing all participants in an ad                  hoc conference that the primary UA (the mixer) has                  been preempted by a Network Preemption Event.      NPE_REQ#4 - create a separate description of the Network                  Preemption Event relative to an Access Preemption                  Event in SIP.4.  Including a Hybrid Infrastructure   If User 1 is in a non-IP portion of infrastructure (using a TDM   phone) in a session with a UA through a SIP gateway, and if the TDM   portion had the ability to preempt the session and indicate to the   SIP gateway when it did such a preemption, the SIP GW would need to   be able to convey this preemption event into the SIP portion of this   session just as if User 1 were a UA in the session.  Below is a   diagram of this:       **************************       *       TDM network      *       *                    +---------+       *   User 1           |         |       *     O   ==========>| SIP GW1 |================> UA2       *    /|\  ^          |         |                   |       *    / \  |          +---------+                   |       *         |              *                         |       **********|***************  |                      |                 |                 |   Preemption         |            Preemption  ---------> |--------------------->|               Event                   Indication                 Figure 4. TDM/IP Preemption EventPolk                        Standards Track                    [Page 10]

RFC 4411        SIP Reason Header for Preemption Events    February 20064.1.  Hybrid Infrastructure Requirements   The following are the requirements unique to the topology involving   both IP infrastructure and TDM (or non-IP) infrastructure.      HYB_REQ#1 - create a means of informing the far-end UA in a dialog                  through a SIP gateway with a non-IP phone that the TDM                  portion of the session indicated to the SIP gateway                  that a preemption event terminated the session.      HYB_REQ#2 - create a means of identifying this preemption event                  uniquely with respect to an access preemption and                  network preemption event.5.  Preemption Reason Header Cause Codes and Semantics   This document defines the following new protocol value for the   protocol field of the Reason header field inRFC 3326 [1]:      Preemption: The cause parameter contains a preemption cause code.   We define the following preemption cause codes:   Value    Default Text        Description     1      UA Preemption       The session has been preempted by a UA.     2      Reserved Resources  The session preemption has been            Preempted           initiated within the network via a                                purposeful RSVP preemption occurrence,                                and not a link error.     3      Generic Preemption  This is a limited-use preemption                                indication to be used on the final leg                                to the preempted UA to generalize the                                event.     4      Non-IP Preemption   The session preemption has occurred in                                a non-IP portion of the infrastructure,                                and this is the Reason cause code given                                by the SIP Gateway.   Example syntax for the above preemption types are as follows:      Reason: preemption ;cause=1 ;text="UA Preemption"      Reason: preemption ;cause=2 ;text="Reserved Resources Preempted"      Reason: preemption ;cause=3 ;text="Generic Preemption"      Reason: preemption ;cause=4 ;text="Non-IP Preemption"Polk                        Standards Track                    [Page 11]

RFC 4411        SIP Reason Header for Preemption Events    February 2006   Sections5.1,5.2,5.3, and5.4 provide use cases and extended   definitions for the above four cause codes with message flow   diagrams.5.1.  Access Preemption Event Reason Code   A more elaborate description of the Access Preemption Event cause=1   is as follows:      A user agent in a session has purposely preempted a session and is      informing the far-end user agent, or user agents (if part of a      conference), and SIP Proxies (if stateful of the session's      transactions)   An example usage of this header value would be:      Reason: preemption ;cause=1 ;text="UA Preemption"5.1.1.  Access Preemption Event Call Flow   Figure 5 replicates the call flow from Figure 1, but with an   appropriate Reason value indication that was proposed inSection 4.1,   above:Polk                        Standards Track                    [Page 12]

RFC 4411        SIP Reason Header for Preemption Events    February 2006      UA1                                 UA2                  UA3       |                                   |                    |       |         INVITE (R-P:3)            |                    |       |---------------------------------->|                    |       |           200 OK                  |                    |       |<----------------------------------|                    |       |            ACK                    |                    |       |---------------------------------->|                    |       |            RTP                    |                    |       |<=================================>|                    |       |                                   |    INVITE (R-P:2)  |       |                                   |<-------------------|       |    BYE (Reason: Preemption ;      |                    |       |    cause=1 ;text="UA Preemption") |                    |       |<----------------------------------|                    |       |                                   |        200 OK      |       |                                   |------------------->|       |         200 OK                    |                    |       |---------------------------------->|                    |       |                                   |        ACK         |       |                                   |<-------------------|       |                                   |        RTP         |       |                                   |<==================>|       |                                   |                    |        Figure 5. Access Preemption with Reason: UA Preemption   UA1 invites UA2 to a session with the Resource Priority level of 3   (levels 1 and 2 are higher in this domain).  After the session   between UA1 and UA2 is established, UA3 invites UA2 to a new session   with an R-P of 2 (a higher priority than the current session to UA1).   Local policy within this domain dictates that UA2 must preempt all   existing calls of lower priority in order to accept a higher-priority   call.   UA2 sends a BYE Request message with a Reason header with a value of   UA Preemption.  This will inform the far-end UA (UA1) and all   relevant SIP elements (for example, SIP Proxies).  The cause code is   unique to what is proposed in the RSVP Preemption Event for   differentiation purposes.Polk                        Standards Track                    [Page 13]

RFC 4411        SIP Reason Header for Preemption Events    February 20065.2.  Network Preemption Events Reason Code   A more elaborate description of the Reserved Resources Preempted   Event cause=2 is as follows:      A router has preempted a reservation flow and generated a      reservation error message: a ResvErr traveling downstream in RSVP,      and a NOTIFY in NSIS.  The UA receiving the preemption error      message generates a BYE request towards the far-side UA with a      Reason Header with this value indicating that somewhere between      two or more UAs, a router has administratively preempted this      session.   An example usage of this header value would be:      Reason: Preemption :cause=2 ;text="Reserved Resources Preempted"Polk                        Standards Track                    [Page 14]

RFC 4411        SIP Reason Header for Preemption Events    February 20065.2.1.  Network Preemption Event Call Flow   Figure 6 replicates the call flow from Figure 5, but with an   appropriate Reason value indication that was proposed inSection 4.2,   above.      UA1                         Rtr2                      UA2       |                           |                         |       |         INVITE with QoS Preconditions (R-P:3)       |       |---------------------------------------------------->|       |    ********************************************     |       |    *  - QoS Preconditions established UA1-UA2 *     |       |    *  - SIP signaling continues...              *   |       |    ********************************************     |       |         200 OK                                      |       |<----------------------------------------------------|       |          ACK                                        |       |---------------------------------------------------->|       |          RTP                                        |       |<===================================================>|       |    ********************************************     |       |    *  -UA3 sends INV with QoS Preconditions   *     |       |    *     to UA4 w/ RP:2;                      *     |       |    *  -Reservation set-up occurs between UA3  *     |       |    *     and UA4                              *     |       |    *  -Router 2 in Figure 2 must preempt      *     |       |    *     reservation between UA1 & UA2        *     |       |    * *********************************************  |       |                                                     |       |                           |     ResvErr             |       |                           |------------------------>|       |                           |                         |       |                                                     |       |           BYE (Reason : Preemption ;cause=2 ;       |       |                text="Reserved Resources Preempted") |       |<----------------------------------------------------|       |                         200 OK                      |       |---------------------------------------------------->|       |                                                     |      Figure 6. Network Preemption with "Reserved Resources Preempted"   Above is the call flow with Router 2 from Figure 2 included at the   RSVP layer sending the Resv messages.  A complete call flow including   all UAs and Routers is not included for diagram complexity reasons.   The signaling between UA3 and UA4 is also not included.Polk                        Standards Track                    [Page 15]

RFC 4411        SIP Reason Header for Preemption Events    February 2006   Upon receipt of the ResvErr message with the preemption error code,   UA2 can now appropriately inform UA1 why this event occurred.  This   BYE message will also inform all relevant SIP elements, synchronizing   them.  The cause value is unique to that proposed inSection 4.1 for   Access Preemption Events for differentiation purposes.5.3.  Generic Preemption Event Reason Code   A more elaborate description of the Generic Preemption Event cause=3   is as follows:      This cause code is for infrastructures that do not wish to provide      the preempted UA with a more precise reason than just      "preemption".  It is possible that UAs will have code that will      indicate the type of preemption event that is contained in the      Reason header, and certain domains have expressed this as not      being optimal, and wanted to generalize the indication.  This MUST      NOT be the initial indication within these domains, as valuable      traffic analysis and other NM applications will be generalized as      well.  If this cause value is to be implemented, it SHOULD only be      done at the final SIP Proxy in such a way that the cause value      indicating which type of preemption event actually occurred is      changed to this generalized preemption indication to be received      by the preempted UA.   An example usage of this header value would be:      Reason: preemption ;cause=3 ;text="Generic Preemption"5.4.  Non-IP Preemption Event Reason Code   A more elaborate description of the Non-IP Preemption Event cause=4   is as follows:      A session exists in a hybrid IP/non-IP infrastructure and the      preemption event occurs in the non-IP portion, and was indicated      by that portion that this call termination was due to preemption.      This is the indication that would be generated by a SIP Gateway      towards the SIP UA that is being preempted, traversing whichever      SIP Proxies are involved in session signaling (a question of      server state).   An example usage of this header value would be:      Reason: preemption ;cause=4 ;text="Non-IP Preemption"Polk                        Standards Track                    [Page 16]

RFC 4411        SIP Reason Header for Preemption Events    February 20065.4.1.  Non-IP Preemption Event Call Flow   Figure 7 is a simple call flow diagram of the Non-IP Preemption   Event.                                                           ............      UA1                                   SIP GW1        .  User3   .       |                                       |           .          .       |         INVITE (R-P:1)                |           .          .       |-------------------------------------->|           .  Non-IP  .       |           200 OK                      |           .          .       |<--------------------------------------|           .  Network .       |            ACK                        |           .          .       |-------------------------------------->|           .          .       |            RTP                        |           .          .       |<=====================================>|           .          .       |                                       |           .          .       |    BYE (Reason: Preemption ;          |<==Preemption Indication       |    cause=4 ;text="Non-IP Preemption") |           .          .       |<--------------------------------------|           .          .       |                                       |           ............                  Figure 7. Non-IP Preemption Flow   In this case, UA1 signals User3 to a session.  Once established,   there is a preemption event in the non-IP portion of the   session/call, and the TDM portion has the ability to inform the SIP   GW of this type of event.  This non-IP signal can be translated into   SIP signaling (into the BYE session termination message).  Within   this BYE, there should be a Reason header indicating such an event to   synchronize all SIP elements.6.  Security Considerations   Eavesdropping on this header field should not prevent proper   operation of the SIP protocol, although some domains utilizing this   mechanism for notifying and synchronizing SIP elements will likely   want the integrity to be assured.  It is therefore RECOMMENDED that   integrity protection be applied when using this header to prevent   unwanted changes to the field and snooping of the messages.  The   accepted choices for providing integrity protection in SIP are TLS   and S/MIME.7.  IANA Considerations   This document adds to one existing IANA Registry and creates one new   Registry.  The existing IANA Registry for the SIP Reason Header is as   follows:Polk                        Standards Track                    [Page 17]

RFC 4411        SIP Reason Header for Preemption Events    February 2006   Protocol Value   Protocol Cause            Reference   --------------   --------------            ---------   SIP              Status codeRFC 3261   Q.850            Cause value in decimal    ITU-T Q.850   This document adds to that Registry with the following entry   (including the '*' comment):   Protocol Value   Protocol Cause            Reference   --------------   --------------            ---------   Preemption       Cause value in decimal*RFC 4411   * See the separate "Preemption" Registry for default reason-text     strings.   The cause values created by the Preemption Protocol namespace in this   document are defined inSection 7.1.  Each cause value has a Reason-   text string as a general description of what the cause value is for.   This is shown for the existing Reason header in Section 2 ofRFC3326.  Before this document, the Reason-text was taken from the SIP   Response code string from all SIP Response codes, or the default   description from Q.850 cause codes.  Currently, there is no place to   register new reason-text strings other than from those two sources.   Because this document defines a new Reason header protocol namespace,   a new IANA Registry is created inSection 7.2 just for this and   future Reason header protocol namespaces (other than SIP Response   codes or Q.850 cause values) to register their respective general   descriptive text strings.  These text strings are non-binding and   merely the default for human understanding, but they are deemed   important enough to have their own Registry.7.1.  "Preemption" Namespace RegistryRFC 4411 creates the new SIP "Reason Header" [1] protocol namespace:   "Preemption", with 4 defined cause codes:      In instances where this namespace is used to indicate preemption      at a UA, the following syntax shall be used (the reason-text is a      default string; it is not mandatory, and may be different):         Reason: preemption ;cause=1 ;text="UA Preemption"Section 5.1 of this document describes in detail the semantics         of this cause code.         The default text above is part of a new IANA Registry for         default text strings for any new protocol namespace cause code.         SeeSection 7.2 for details.Polk                        Standards Track                    [Page 18]

RFC 4411        SIP Reason Header for Preemption Events    February 2006      In instances where this namespace is used to indicate preemption      because an RSVP ResvErr message was received at a SIP UA, the      following syntax shall be used (the reason-text is a default      string; it is not mandatory, and may be different):      Reason: preemption ;cause=2 ;text="Reserved Resources Preempted"Section 5.2 of this document describes in detail the semantics         of this cause code.         The default text above is part of a new IANA Registry for         default text strings for any new protocol namespace cause code.         Seesection 7.2 for details.      In instances where this namespace is used to indicate a      generalized preemption event to the destination UA from a Proxy      that modifies the Reason value only during this last SIP hop, the      following syntax shall be used (the reason-text is a default      string; it is not mandatory, and may be different):         Reason: preemption ;cause=3 ;text="Generic Preemption"Section 5.3 of this document describes in detail the semantics         of this cause code.         The default text above is part of a new IANA Registry for         default text strings for any new protocol namespace cause code.         SeeSection 7.2 for details.      In instances where this namespace is used to indicate preemption      from a non-IP portion of a call leg, a SIP Gateway shall use the      following syntax to inform the SIP infrastructure of this event      (the reason-text is a default string; it is not mandatory, and may      be different):         Reason: preemption ;cause=4 ;text=" Non-IP Preemption"Section 5.4 of this document describes in detail the semantics         of this cause code.         The default text above is part of a new IANA Registry for         default text strings for any new protocol namespace cause code.         SeeSection 7.2 for details.   Additional definitions of the preemption namespace and its cause   codes MUST be defined in Standards Track documents.Polk                        Standards Track                    [Page 19]

RFC 4411        SIP Reason Header for Preemption Events    February 20067.2.  Default Reason-Text IANA Registry for the SIP Reason Header   Below is a new IANA Registry for SIP Reason Header reason-text   strings, associated with their respective protocol type and Reason-   param cause values.  PerRFC 3326, the Reason-text string is a quoted   default string with only human understandability meant.  These   strings can be changed by local policy.                Reason-   Protocol     param      Reason-Text         Reference   --------     -------    ------------        ---------   Preemption   Cause=1    UA PreemptionRFC 4411   Preemption   Cause=2    Reserved ResourcesRFC 4411                             Preempted   Preemption   Cause=3    Generic PreemptionRFC 4411   Preemption   Cause=4    Non-IP PreemptionRFC 44118.  Contributions   The following individuals contributed to this effort:      Subhasri Dhesikan      Gonzalo Camarillo      Dave Oran   The author thanks these individuals greatly for their aid in this   effort.9.  Acknowledgements   To Haluk Keskiner for providing a valued sanity check.  To Dean   Willis, Rohan Mahy, and Allison Mankin for their belief in and   backing of this effort.  To Adam Roach and Arun Kumar for helpful   comments to this document.   Thanks to Mike Pierce for helpful comments and catching a flaw in   this spec late in the process (before it was too late).Polk                        Standards Track                    [Page 20]

RFC 4411        SIP Reason Header for Preemption Events    February 200610.  References10.1.  Normative References   [1] Schulzrinne, H., Oran, D., and G. Camarillo, "The Reason Header       Field for the Session Initiation Protocol (SIP)",RFC 3326,       December 2002.   [2] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,       Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:       Session Initiation Protocol",RFC 3261, June 2002.   [3] Camarillo, G., Marshall, W., and J. Rosenberg, "Integration of       Resource Management and Session Initiation Protocol (SIP)",RFC3312, October 2002.   [4] Schulzrinne, H. and J. Polk, "Communications Resource-Priority       Header in the Session Initiation Protocol (SIP)",RFC 4412,       February 2006.   [5] ITU-T Recommendation Q.850 (1993)   [6] Bradner, S., "Key words for use in RFCs to Indicate Requirement       Levels",BCP 14,RFC 2119, March 1997.   [7] Braden, R., Zhang, L., Berson, S., Herzog, S., and S. Jamin,       "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional       Specification",RFC 2205, September 1997.10.2.  Informative References   [8] J. Manner, G. Karagiannis, A. McDonald, S. Van den Bosch, "NSLP       for Quality-of-Service signalling", Work in Progress, September       2005.Author Information   James M. Polk   Cisco Systems   2200 East President George Bush Turnpike   Richardson, Texas 75082 USA   EMail: jmpolk@cisco.comPolk                        Standards Track                    [Page 21]

RFC 4411        SIP Reason Header for Preemption Events    February 2006Full Copyright Statement   Copyright (C) The Internet Society (2006).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at   ietf-ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is provided by the IETF   Administrative Support Activity (IASA).Polk                        Standards Track                    [Page 22]

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