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INFORMATIONAL
Errata Exist
Network Working Group                                          S. BaileyRequest for Comments: 4296                                     SandburstCategory: Informational                                        T. Talpey                                                                  NetApp                                                           December 2005The Architecture of Direct Data Placement (DDP)and Remote Direct Memory Access (RDMA) on Internet ProtocolsStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).Abstract   This document defines an abstract architecture for Direct Data   Placement (DDP) and Remote Direct Memory Access (RDMA) protocols to   run on Internet Protocol-suite transports.  This architecture does   not necessarily reflect the proper way to implement such protocols,   but is, rather, a descriptive tool for defining and understanding the   protocols.  DDP allows the efficient placement of data into buffers   designated by Upper Layer Protocols (e.g., RDMA).  RDMA provides the   semantics to enable Remote Direct Memory Access between peers in a   way consistent with application requirements.Bailey & Talpey              Informational                      [Page 1]

RFC 4296               DDP and RDMA Architecture           December 2005Table of Contents1. Introduction ....................................................21.1. Terminology ................................................21.2. DDP and RDMA Protocols .....................................32. Architecture ....................................................42.1. Direct Data Placement (DDP) Protocol Architecture ..........42.1.1. Transport Operations ................................62.1.2. DDP Operations ......................................72.1.3. Transport Characteristics in DDP ...................102.2. Remote Direct Memory Access (RDMA) Protocol Architecture ..122.2.1. RDMA Operations ....................................142.2.2. Transport Characteristics in RDMA ..................163. Security Considerations ........................................173.1. Security Services .........................................183.2. Error Considerations ......................................194. Acknowledgements ...............................................195. Informative References .........................................201.  Introduction   This document defines an abstract architecture for Direct Data   Placement (DDP) and Remote Direct Memory Access (RDMA) protocols to   run on Internet Protocol-suite transports.  This architecture does   not necessarily reflect the proper way to implement such protocols,   but is, rather, a descriptive tool for defining and understanding the   protocols.  This document uses C language notation as a shorthand to   describe the architectural elements of DDP and RDMA protocols.  The   choice of C notation is not intended to describe concrete protocols   or programming interfaces.   The first part of the document describes the architecture of DDP   protocols, including what assumptions are made about the transports   on which DDP is built.  The second part describes the architecture of   RDMA protocols layered on top of DDP.1.1.  Terminology   Before introducing the protocols, certain definitions will be useful   to guide discussion:   o    Placement - writing to a data buffer.   o    Operation - a protocol message, or sequence of messages, which        provide an architectural semantic, such as reading or writing of        a data buffer.Bailey & Talpey              Informational                      [Page 2]

RFC 4296               DDP and RDMA Architecture           December 2005   o    Delivery - informing any Upper Layer or application that a        particular message is available for use.  Therefore, delivery        may be viewed as the "control" signal associated with a unit of        data.  Note that the order of delivery is defined more strictly        than it is for placement.   o    Completion - informing any Upper Layer or application that a        particular operation has finished.  A completion, for instance,        may require the delivery of several messages, or it may also        reflect that some local processing has finished.   o    Data Sink - the peer on which any placement occurs.   o    Data Source - the peer from which the placed data originates.   o    Steering Tag - a "handle" used to identify the buffer that is        the target of placement.  A "tagged" message is one that        references such a handle.   o    RDMA Write - an Operation that places data from a local data        buffer to a remote data buffer specified by a Steering Tag.   o    RDMA Read - an Operation that places data to a local data buffer        specified by a Steering Tag from a remote data buffer specified        by another Steering Tag.   o    Send - an Operation that places data from a local data buffer to        a remote data buffer of the data sink's choice.  Therefore,        sends are "untagged".1.2.  DDP and RDMA Protocols   The goal of the DDP protocol is to allow the efficient placement of   data into buffers designated by protocols layered above DDP (e.g.,   RDMA).  This is described in detail in [ROM].  Efficiency may be   characterized by the minimization of the number of transfers of the   data over the receiver's system buses.   The goal of the RDMA protocol is to provide the semantics to enable   Remote Direct Memory Access between peers in a way consistent with   application requirements.  The RDMA protocol provides facilities   immediately useful to existing and future networking, storage, and   other application protocols.  [FCVI,IB,MYR,SDP,SRVNET,VI]   The DDP and RDMA protocols work together to achieve their respective   goals.  DDP provides facilities to safely steer payloads to specific   buffers at the Data Sink.  RDMA provides facilities to Upper Layers   for identifying these buffers, controlling the transfer of dataBailey & Talpey              Informational                      [Page 3]

RFC 4296               DDP and RDMA Architecture           December 2005   between peers' buffers, supporting authorized bidirectional transfer   between buffers, and signalling completion.  Upper Layer Protocols   that do not require the features of RDMA may be layered directly on   top of DDP.   The DDP and RDMA protocols are transport independent.  The following   figure shows the relationship between RDMA, DDP, Upper Layer   Protocols, and Transport.          +--------------------------------------------------+          |               Upper Layer Protocol               |          +---------+------------+---------------------------+          |         |            |           RDMA            |          |         |            +---------------------------+          |         |                   DDP                  |          |         +----------------------------------------+          |                    Transport                     |          +--------------------------------------------------+2.  Architecture   The Architecture section is presented in two parts:  Direct Data   Placement Protocol architecture and Remote Direct Memory Access   Protocol architecture.2.1.  Direct Data Placement (DDP) Protocol Architecture   The central idea of general-purpose DDP is that a data sender will   supplement the data it sends with placement information that allows   the receiver's network interface to place the data directly at its   final destination without any copying.  DDP can be used to steer   received data to its final destination, without requiring layer-   specific behavior for each different layer.  Data sent with such DDP   information is said to be `tagged'.   The central components of the DDP architecture are the `buffer',   which is an object with beginning and ending addresses, and a method   (set()), which sets the value of an octet at an address.  In many   cases, a buffer corresponds directly to a portion of host user   memory.  However, DDP does not depend on this; a buffer could be a   disk file, or anything else that can be viewed as an addressable   collection of octets.  Abstractly, a buffer provides the interface:        typedef struct {          const address_t start;          const address_t end;          void            set(address_t a, data_t v);        } ddp_buffer_t;Bailey & Talpey              Informational                      [Page 4]

RFC 4296               DDP and RDMA Architecture           December 2005   address_t        a reference to local memory   data_t        an octet data value.   The protocol layering and in-line data flow of DDP is:                         DDP Client Protocol                  (e.g., RDMA or Upper Layer Protocol)                                |  ^              untagged messages |  | untagged message delivery                tagged messages |  | tagged message delivery                                v  |                                DDP+---> data placement                                 ^                                 | transport messages                                 v                             Transport                    (e.g., SCTP, DCCP, framed TCP)                                 ^                                 | IP datagrams                                 v                               . . .   In addition to in-line data flow, the client protocol registers   buffers with DDP, and DDP performs buffer update (set()) operations   as a result of receiving tagged messages.   DDP messages may be split into multiple, smaller DDP messages, each   in a separate transport message.  However, if the transport is   unreliable or unordered, messages split across transport messages may   or may not provide useful behavior, in the same way as splitting   arbitrary Upper Layer messages across unreliable or unordered   transport messages may or may not provide useful behavior.  In other   words, the same considerations apply to building client protocols on   different types of transports with or without the use of DDP.Bailey & Talpey              Informational                      [Page 5]

RFC 4296               DDP and RDMA Architecture           December 2005   A DDP message split across transport messages looks like:   DDP message:                Transport messages:     stag=s, offset=o,          message 1:     notify=y, id=i               |type=ddp  |     message=                     |stag=s    |       |aabbccddee|-------.       |offset=o  |       ~   ...    ~----.   \      |notify=n  |       |vvwwxxyyzz|-.   \   \     |id=?      |                    |    \   `--->|aabbccddee|                    |     \       ~    ...   ~                    |      +----->|iijjkkllmm|                    |      |                    +      |    message 2:                     \     |      |type=ddp  |                      \    |      |stag=s    |                       \   +      |offset=o+n|                        \   \     |notify=y  |                         \   \    |id=i      |                          \   `-->|nnooppqqrr|                           \      ~    ...   ~                            `---->|vvwwxxyyzz|   Although this picture suggests that DDP information is carried in-   line with the message payload, components of the DDP information may   also be in transport-specific fields, or derived from transport-   specific control information if the transport permits.2.1.1.  Transport Operations   For the purposes of this architecture, the transport provides:        void      xpt_send(socket_t s, message_t m);        message_t xpt_recv(socket_t s);        msize_t   xpt_max_msize(socket_t s);   socket_t        a transport address, including IP addresses, ports and other        transport-specific identifiers.   message_t        a string of octets.Bailey & Talpey              Informational                      [Page 6]

RFC 4296               DDP and RDMA Architecture           December 2005   msize_t (scalar)        a message size.   xpt_send(socket_t s, message_t m)        send a transport message.   xpt_recv(socket_t s)        receive a transport message.   xpt_max_msize(socket_t s)        get the current maximum transport message size.  Corresponds,        roughly, to the current path Maximum Transfer Unit (PMTU),        adjusted by underlying protocol overheads.   Real implementations of xpt_send() and xpt_recv() typically return   error indications, but that is not relevant to this architecture.2.1.2.  DDP Operations   The DDP layer provides:        void       ddp_send(socket_t s, message_t m);        void       ddp_send_ddp(socket_t s, message_t m, ddp_addr_t d,                                ddp_notify_t n);        void       ddp_post_recv(socket_t s, bdesc_t b);        ddp_ind_t  ddp_recv(socket_t s);        bdesc_t    ddp_register(socket_t s, ddp_buffer_t b);        void       ddp_deregister(bhand_t bh);        msizes_t   ddp_max_msizes(socket_t s);   ddp_addr_t        the buffer address portion of a tagged message:                typedef struct {                  stag_t stag;                  address_t offset;                } ddp_addr_t;   stag_t (scalar)        a Steering Tag.  A stag_t identifies the destination buffer for        tagged messages.  stag_ts are generated when the buffer is        registered, communicated to the sender by some client protocolBailey & Talpey              Informational                      [Page 7]

RFC 4296               DDP and RDMA Architecture           December 2005        convention and inserted in DDP messages.  stag_t values in this        DDP architecture are assumed to be completely opaque to the        client protocol, and implementation-dependent.  However,        particular implementations, such as DDP on a multicast transport        (see below), may provide the buffer holder some control in        selecting stag_ts.   ddp_notify_t        the notification portion of a DDP message, used to signal        that the message represents the final fragment of a        multi-segmented DDP message:                typedef struct {                  boolean_t notify;                  ddp_msg_id_t i;                } ddp_notify_t;   ddp_msg_id_t (scalar)        a DDP message identifier.  msg_id_ts are chosen by the DDP        message receiver (buffer holder), communicated to the sender by        some client protocol convention and inserted in DDP messages.        Whether a message reception indication is requested for a DDP        message is a matter of client protocol convention.  Unlike        stag_ts, the structure of msg_id_ts is opaque to DDP, and        therefore, it is completely in the hands of the client protocol.   bdesc_t        a description of a registered buffer:                typedef struct {                  bhand_t bh;                  ddp_addr_t a;                } bdesc_t;        `a.offset' is the starting offset of the registered buffer,        which may have no relationship to the `start' or `end' addresses        of that buffer.  However, particular implementations, such as        DDP on a multicast transport (see below), may allow some client        protocol control over the starting offset.   bhand_t        an opaque buffer handle used to deregister a buffer.Bailey & Talpey              Informational                      [Page 8]

RFC 4296               DDP and RDMA Architecture           December 2005   recv_message_t        a description of a completed untagged receive buffer:                typedef struct {                  bdesc_t b;                  length_t l;                } recv_message_t;   ddp_ind_t        an untagged message, a tagged message reception indication, or a        tagged message reception error:                typedef union {                  recv_message_t m;                  ddp_msg_id_t i;                  ddp_err_t e;                } ddp_ind_t;   ddp_err_t        indicates an error while receiving a tagged message, typically        `offset' out of bounds, or `stag' is not registered to the        socket.   msizes_t        The maximum untagged and tagged messages that fit in a single        transport message:                typedef struct {                  msize_t max_untagged;                  msize_t max_tagged;                } msizes_t;   ddp_send(socket_t s, message_t m)        send an untagged message.   ddp_send_ddp(socket_t s, message_t m, ddp_addr_t d, ddp_notify_t n)        send a tagged message to remote buffer address d.Bailey & Talpey              Informational                      [Page 9]

RFC 4296               DDP and RDMA Architecture           December 2005   ddp_post_recv(socket_t s, bdesc_t b)        post a registered buffer to accept a single received untagged        message.  Each buffer is returned to the caller in a ddp_recv()        untagged message reception indication, in the order in which it        was posted.  The same buffer may be enabled on multiple sockets;        receipt of an untagged message into the buffer from any of these        sockets unposts the buffer from all sockets.   ddp_recv(socket_t s)        get the next received untagged message, tagged message reception        indication, or tagged message error.   ddp_register(socket_t s, ddp_buffer_t b)        register a buffer for DDP on a socket.  The same buffer may be        registered multiple times on the same or different sockets.  The        same buffer registered on different sockets may result in a        common registration.  Different buffers may also refer to        portions of the same underlying addressable object (buffer        aliasing).   ddp_deregister(bhand_t bh)        remove a registration from a buffer.   ddp_max_msizes(socket_t s)        get the current maximum untagged and tagged message sizes that        will fit in a single transport message.2.1.3.  Transport Characteristics in DDP   Certain characteristics of the transport on which DDP is mapped   determine the nature of the service provided to client protocols.   Fundamentally, the characteristics of the transport will not be   changed by the presence of DDP.  The choice of transport is therefore   driven not by DDP, but by the requirements of the Upper Layer, and   employing the DDP service.   Specifically, transports are:     o    reliable or unreliable,     o    ordered or unordered,     o    single source or multisource,Bailey & Talpey              Informational                     [Page 10]

RFC 4296               DDP and RDMA Architecture           December 2005     o    single destination or multidestination (multicast or anycast).   Some transports support several combinations of these   characteristics.  For example, SCTP [SCTP] is reliable, single   source, single destination (point-to-point) and supports both ordered   and unordered modes.   DDP messages carried by transport are framed for processing by the   receiver, and may be further protected for integrity or privacy in   accordance with the transport capabilities.  DDP does not provide   such functions.   In general, transport characteristics equally affect transport and   DDP message delivery.  However, there are several issues specific to   DDP messages.   A key component of DDP is how the following operations on the   receiving side are ordered among themselves, and how they relate to   corresponding operations on the sending side:          o    set()s,          o    untagged message reception indications, and          o    tagged message reception indications.   These relationships depend upon the characteristics of the underlying   transport in a way that is defined by the DDP protocol.  For example,   if the transport is unreliable and unordered, the DDP protocol might   specify that the client protocol is subject to the consequences of   transport messages being lost or duplicated, rather than requiring   that different characteristics be presented to the client protocol.   Buffer access must be implemented consistently across endpoint IP   addresses on transports allowing multiple IP addresses per endpoint,   for example, SCTP.  In particular, the Steering Tag must be   consistently scoped and must address the same buffer across all IP   address associations belonging to the endpoint.  Additionally,   operation ordering relationships across IP addresses within an   association (set(), get(), etc.) depend on the underlying transport.   If the above consistency relationships cannot be maintained by a   transport endpoint, then the endpoint is unsuitable for a DDP   connection.   Multidestination data delivery is a transport characteristic that may   require specific consideration in a DDP protocol.  As mentioned   above, the basic DDP model assumes that buffer address values   returned by ddp_register() are opaque to the client protocol, and canBailey & Talpey              Informational                     [Page 11]

RFC 4296               DDP and RDMA Architecture           December 2005   be implementation dependent.  The most natural way to map DDP to a   multidestination transport is to require that all receivers produce   the same buffer address when registering a multidestination   destination buffer.  Restriction of the DDP model to accommodate   multiple destinations involves engineering tradeoffs comparable to   those of providing non-DDP multidestination transport capability.   A registered buffer is identified within DDP by its stag_t, which in   turn is associated with a socket.  Therefore, this registration   grants a capability to the DDP peer, and the socket (using the   underlying properties of its chosen transport and possible security)   identifies the peer and authenticates the stag_t.   The same buffer may be enabled by ddp_post_recv() on multiple   sockets.  In this case any ddp_recv() untagged message reception   indication may be provided on a different socket from that on which   the buffer was posted.  Such indications are not ordered among   multiple DDP sockets.   When multiple sockets reference an untagged message reception buffer,   local interfaces are responsible for managing the mechanisms of   allocating posted buffers to received untagged messages, the handling   of received untagged messages when no buffer is available, and of   resource management among multiple sockets.  Where underprovisioning   of buffers on multiple sockets is allowed, mechanisms should be   provided to manage buffer consumption on a per-socket or group of   related sockets basis.   Architecturally, therefore, DDP is a flexible and general paradigm   that may be applied to any variety of transports.  Implementations of   DDP may, however, adapt themselves to these differences in ways   appropriate to each transport.  In all cases, the layering of DDP   must continue to express the transport's underlying characteristics.2.2.  Remote Direct Memory Access (RDMA) Protocol Architecture   Remote Direct Memory Access (RDMA) extends the capabilities of DDP   with two primary functions.   First, it adds the ability to read from buffers registered to a   socket (RDMA Read).  This allows a client protocol to perform   arbitrary, bidirectional data movement without involving the remote   client.  When RDMA is implemented in hardware, arbitrary data   movement can be performed without involving the remote host CPU at   all.Bailey & Talpey              Informational                     [Page 12]

RFC 4296               DDP and RDMA Architecture           December 2005   In addition, RDMA specifies a transport-independent untagged message   service (Send) with characteristics that are both very efficient to   implement in hardware, and convenient for client protocols.   The RDMA architecture is patterned after the traditional model for   device programming, where the client requests an operation using   Send-like actions (programmed I/O), the server performs the necessary   data transfers for the operation (DMA reads and writes), and notifies   the client of completion.  The programmed I/O+DMA model efficiently   supports a high degree of concurrency and flexibility for both the   client and server, even when operations have a wide range of   intrinsic latencies.   RDMA is layered as a client protocol on top of DDP:                      Client Protocol                           |  ^                     Sends |  | Send reception indications        RDMA Read Requests |  | RDMA Read Completion indications               RDMA Writes |  | RDMA Write Completion indications                           v  |                           RDMA                           |  ^         untagged messages |  | untagged message delivery           tagged messages |  | tagged message delivery                           v  |                           DDP+---> data placement                            ^                            | transport messages                            v                          . . .   In addition to in-line data flow, read (get()) and update (set())   operations are performed on buffers registered with RDMA as a result   of RDMA Read Requests and RDMA Writes, respectively.   An RDMA `buffer' extends a DDP buffer with a get() operation that   retrieves the value of the octet at address `a':           typedef struct {             const address_t start;             const address_t end;             void            set(address_t a, data_t v);             data_t          get(address_t a);           } rdma_buffer_t;Bailey & Talpey              Informational                     [Page 13]

RFC 4296               DDP and RDMA Architecture           December 20052.2.1.  RDMA Operations   The RDMA layer provides:        void        rdma_send(socket_t s, message_t m);        void        rdma_write(socket_t s, message_t m, ddp_addr_t d,                               rdma_notify_t n);        void        rdma_read(socket_t s, ddp_addr_t s, ddp_addr_t d);        void        rdma_post_recv(socket_t s, bdesc_t b);        rdma_ind_t  rdma_recv(socket_t s);        bdesc_t     rdma_register(socket_t s, rdma_buffer_t b,                               bmode_t mode);        void        rdma_deregister(bhand_t bh);        msizes_t    rdma_max_msizes(socket_t s);   Although, for clarity, these data transfer interfaces are   synchronous, rdma_read() and possibly rdma_send() (in the presence of   Send flow control) can require an arbitrary amount of time to   complete.  To express the full concurrency and interleaving of RDMA   data transfer, these interfaces should also be reentrant.  For   example, a client protocol may perform an rdma_send(), while an   rdma_read() operation is in progress.   rdma_notify_t        RDMA Write notification information, used to signal that the        message represents the final fragment of a multi-segmented RDMA        message:                typedef struct {                  boolean_t notify;                  rdma_write_id_t i;                } rdma_notify_t;        identical in function to ddp_notify_t, except that the type        rdma_write_id_t may not be equivalent to ddp_msg_id_t.   rdma_write_id_t (scalar)        an RDMA Write identifier.Bailey & Talpey              Informational                     [Page 14]

RFC 4296               DDP and RDMA Architecture           December 2005   rdma_ind_t        a Send message, or an RDMA error:                typedef union {                  recv_message_t m;                  rdma_err_t e;                } rdma_ind_t;   rdma_err_t        an RDMA protocol error indication.  RDMA errors include buffer        addressing errors corresponding to ddp_err_ts, and buffer        protection violations (e.g., RDMA Writing a buffer only        registered for reading).   bmode_t        buffer registration mode (permissions).  Any combination of        permitting RDMA Read (BMODE_READ) and RDMA Write (BMODE_WRITE)        operations.   rdma_send(socket_t s, message_t m)        send a message, delivering it to the next untagged RDMA buffer        at the remote peer.   rdma_write(socket_t s, message_t m, ddp_addr_t d, rdma_notify_t n)        RDMA Write to remote buffer address d.   rdma_read(socket_t s, ddp_addr_t s, length_t l, ddp_addr_t d)        RDMA Read l octets from remote buffer address s to local buffer        address d.   rdma_post_recv(socket_t s, bdesc_t b)        post a registered buffer to accept a single Send message, to be        filled and returned in-order to a subsequent caller of        rdma_recv().  As with DDP, buffers may be enabled on multiple        sockets, in which case ordering guarantees are relaxed.  Also as        with DDP, local interfaces must manage the mechanisms of        allocation and management of buffers posted to multiple sockets.Bailey & Talpey              Informational                     [Page 15]

RFC 4296               DDP and RDMA Architecture           December 2005   rdma_recv(socket_t s);        get the next received Send message, RDMA Write completion        identifier, or RDMA error.   rdma_register(socket_t s, rdma_buffer_t b, bmode_t mode)        register a buffer for RDMA on a socket (for read access, write        access or both).  As with DDP, the same buffer may be registered        multiple times on the same or different sockets, and different        buffers may refer to portions of the same underlying addressable        object.   rdma_deregister(bhand_t bh)        remove a registration from a buffer.   rdma_max_msizes(socket_t s)        get the current maximum Send (max_untagged) and RDMA Read or        Write (max_tagged) operations that will fit in a single        transport message.  The values returned by rdma_max_msizes() are        closely related to the values returned by ddp_max_msizes(), but        may not be equal.2.2.2.  Transport Characteristics in RDMA   As with DDP, RDMA can be used on transports with a variety of   different characteristics that manifest themselves directly in the   service provided by RDMA.  Also, as with DDP, the fundamental   characteristics of the transport will not be changed by the presence   of RDMA.   Like DDP, an RDMA protocol must specify how:          o    set()s,          o    get()s,          o    Send messages, and          o    RDMA Read completions   are ordered among themselves and how they relate to corresponding   operations on the remote peer(s).  These relationships are likely to   be a function of the underlying transport characteristics.Bailey & Talpey              Informational                     [Page 16]

RFC 4296               DDP and RDMA Architecture           December 2005   There are some additional characteristics of RDMA that may translate   poorly to unreliable or multipoint transports due to attendant   complexities in managing endpoint state:     o    Send flow control     o    RDMA Read   These difficulties can be overcome by placing restrictions on the   service provided by RDMA.  However, many RDMA clients, especially   those that separate data transfer and application logic concerns, are   likely to depend upon capabilities only provided by RDMA on a point-   to-point, reliable transport.  In other words, many potential Upper   Layers, which might avail themselves of RDMA services, are naturally   already biased toward these transport classes.3.  Security Considerations   Fundamentally, the DDP and RDMA protocols themselves should not   introduce additional vulnerabilities.  They are intermediate   protocols and so should not perform or require functions such as   authorization, which are the domain of Upper Layers.  However, the   DDP and RDMA protocols should allow mapping by strict Upper Layers   that are not permissive of new vulnerabilities; DDP and RDMAP   implementations should be prohibited from `cutting corners' that   create new vulnerabilities.  Implementations must ensure that only   `supplied' resources (i.e., buffers) can be manipulated by DDP or   RDMAP messages.   System integrity must be maintained in any RDMA solution.  Mechanisms   must be specified to prevent RDMA or DDP operations from impairing   system integrity.  For example, threats can include potential buffer   reuse or buffer overflow, and are not merely a security issue.  Even   trusted peers must not be allowed to damage local integrity.  Any DDP   and RDMA protocol must address the issue of giving end-systems and   applications the capabilities to offer protection from such   compromises.   Because a Steering Tag exports access to a buffer, one critical   aspect of security is the scope of this access.  It must be possible   to individually control specific attributes of the access provided by   a Steering Tag on the endpoint (socket) on which it was registered,   including remote read access, remote write access, and others that   might be identified.  DDP and RDMA specifications must provide both   implementation requirements relevant to this issue, and guidelines to   assist implementors in making the appropriate design decisions.Bailey & Talpey              Informational                     [Page 17]

RFC 4296               DDP and RDMA Architecture           December 2005   For example, it must not be possible for DDP to enable evasion of   buffer consistency checks at the recipient.  The DDP and RDMA   specifications must allow the recipient to rely on its consistent   buffer contents by explicitly controlling peer access to buffer   regions at appropriate times.   The use of DDP and RDMA on a transport connection may interact with   any security mechanism, and vice-versa.  For example, if the security   mechanism is implemented above the transport layer, the DDP and RDMA   headers may not be protected.  Therefore, such a layering may be   inappropriate, depending on requirements.3.1.  Security Services   The following end-to-end security services protect DDP and RDMAP   operation streams:     o    Authentication of the data source, to protect against peer          impersonation, stream hijacking, and man-in-the-middle attacks          exploiting capabilities offered by the RDMA implementation.          Peer connections that do not pass authentication and          authorization checks must not be permitted to begin processing          in RDMA mode with an inappropriate endpoint.  Once associated,          peer accesses to buffer regions must be authenticated and made          subject to authorization checks in the context of the          association and endpoint (socket) on which they are to be          performed, prior to any transfer operation or data being          accessed.  The RDMA protocols must ensure that these region          protections be under strict application control.     o    Integrity, to protect against modification of the control          content and buffer content.          While integrity is of concern to any transport, it is          important for the DDP and RDMAP protocols that the RDMA          control information carried in each operation be protected, in          order to direct the payloads appropriately.     o    Sequencing, to protect against replay attacks (a special case          of the above modifications).     o    Confidentiality, to protect the stream from eavesdropping.   IPsec, operating to secure the connection on a packet-by-packet   basis, is a natural fit to securing RDMA placement, which operates in   conjunction with transport.  Because RDMA enables an implementation   to avoid buffering, it is preferable to perform all applicableBailey & Talpey              Informational                     [Page 18]

RFC 4296               DDP and RDMA Architecture           December 2005   security protection prior to processing of each segment by the   transport and RDMA layers.  Such a layering enables the most   efficient secure RDMA implementation.   The TLS record protocol, on the other hand, is layered on top of   reliable transports and cannot provide such security assurance until   an entire record is available, which may require the buffering and/or   assembly of several distinct messages prior to TLS processing.  This   defers RDMA processing and introduces overheads that RDMA is designed   to avoid.  In addition, TLS length restrictions on records themselves   impose additional buffering and processing for long operations that   must span multiple records.  TLS therefore is viewed as potentially a   less natural fit for protecting the RDMA protocols.   Any DDP and RDMAP specification must provide the means to satisfy the   above security service requirements.   IPsec is sufficient to provide the required security services to the   DDP and RDMAP protocols, while enabling efficient implementations.3.2.  Error Considerations   Resource issues leading to denial-of-service attacks, overwrites and   other concurrent operations, the ordering of completions as required   by the RDMA protocol, and the granularity of transfer are all within   the required scope of any security analysis of RDMA and DDP.   The RDMA operations require checking of what is essentially user   information, explicitly including addressing information and   operation type (read or write), and implicitly including protection   and attributes.  The semantics associated with each class of error   resulting from possible failure of such checks must be clearly   defined, and the expected action to be taken by the protocols in each   case must be specified.   In some cases, this will result in a catastrophic error on the RDMA   association; however, in others, a local or remote error may be   signalled.  Certain of these errors may require consideration of   abstract local semantics.  The result of the error on the RDMA   association must be carefully specified so as to provide useful   behavior, while not constraining the implementation.4.  Acknowledgements   The authors wish to acknowledge the valuable contributions of Caitlin   Bestler, David Black, Jeff Mogul, and Allyn Romanow.Bailey & Talpey              Informational                     [Page 19]

RFC 4296               DDP and RDMA Architecture           December 20055.  Informative References   [FCVI]   ANSI Technical Committee T11, "Fibre Channel Standard            Virtual Interface Architecture Mapping", ANSI/NCITS 357-            2001, March 2001, available fromhttp://www.t11.org/t11/stat.nsf/fcproj.   [IB]     InfiniBand Trade Association, "InfiniBand Architecture            Specification Volumes 1 and 2", Release 1.1, November 2002,            available fromhttp://www.infinibandta.org/specs.   [MYR]    VMEbus International Trade Association, "Myrinet on VME            Protocol Specification", ANSI/VITA 26-1998, August 1998,            available fromhttp://www.myri.com/open-specs.   [ROM]    Romanow, A., Mogul, J., Talpey, T., and S. Bailey, "Remote            Direct Memory Access (RDMA) over IP Problem Statement",RFC4297, December 2005.   [SCTP]   Stewart, R., Xie, Q., Morneault, K., Sharp, C.,            Schwarzbauer, H., Taylor, T., Rytina, I., Kalla, M., Zhang,            L., and V. Paxson, "Stream Control Transmission Protocol",RFC 2960, October 2000.   [SDP]    InfiniBand Trade Association, "Sockets Direct Protocol            v1.0", Annex A of InfiniBand Architecture Specification            Volume 1, Release 1.1, November 2002, available fromhttp://www.infinibandta.org/specs.   [SRVNET] R. Horst, "TNet: A reliable system area network", IEEE            Micro, pp. 37-45, February 1995.   [VI]     D. Cameron and G. Regnier, "The Virtual Interface            Architecture", ISBN 0971288704, Intel Press, April 2002,            more info athttp://www.intel.com/intelpress/via/.Bailey & Talpey              Informational                     [Page 20]

RFC 4296               DDP and RDMA Architecture           December 2005Authors' Addresses   Stephen Bailey   Sandburst Corporation   600 Federal Street   Andover, MA  01810 USA   USA   Phone: +1 978 689 1614   EMail: steph@sandburst.com   Tom Talpey   Network Appliance   1601 Trapelo Road   Waltham, MA  02451 USA   Phone: +1 781 768 5329   EMail: thomas.talpey@netapp.comBailey & Talpey              Informational                     [Page 21]

RFC 4296               DDP and RDMA Architecture           December 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Bailey & Talpey              Informational                     [Page 22]

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