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PROPOSED STANDARD
Network Working Group                                         D. CrockerRequest for Comments: 4142                                   BrandenburgCategory: Standards Track                                       G. Klyne                                                            Nine by Nine                                                           November 2005Full-mode Fax Profile for Internet Mail (FFPIM)Status of This Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).Abstract   Classic facsimile document exchange represents both a set of   technical specifications and a class of service.  Previous work has   replicated some of that service class as a profile within Internet   mail.  The current specification defines "full mode" carriage of   facsimile data over the Internet, building upon that previous work   and adding the remaining functionality necessary for achieving   reliability and capability negotiation for Internet mail, on a par   with classic T.30 facsimile.  These additional features are designed   to provide the highest level of interoperability with the   standards-compliant email infrastructure and mail user agents, while   providing a level of service that approximates what is currently   enjoyed by fax users.Crocker & Klyne             Standards Track                     [Page 1]

RFC 4142                         FFPIM                     November 2005Table of Contents1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . .22. Content Negotiation  . . . . . . . . . . . . . . . . . . . . . .32.1. UA-based Content Negotiation. . . . . . . . . . . . . . . .32.2. ESMTP-based Content Negotiation . . . . . . . . . . . . . .32.3. Interactions between UA and ESMTP Negotiation Mechanisms. .43. Content Format . . . . . . . . . . . . . . . . . . . . . . . . .44. Security Considerations  . . . . . . . . . . . . . . . . . . . .45. References . . . . . . . . . . . . . . . . . . . . . . . . . . .55.1. Normative References. . . . . . . . . . . . . . . . . . . .55.2. Informative References. . . . . . . . . . . . . . . . . . .6A. Direct Mode. . . . . . . . . . . . . . . . . . . . . . . . . . .7B. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . .81.  Introduction   This specification defines "full mode" carriage of facsimile data   over the Internet, building upon previous work in A Simple Mode of   Facsimile Using Internet Mail [RFC3965] and Extended Facsimile Using   Internet Mail [RFC2532].  This specification also adds the remaining   functionality necessary to achieve reliable and capable negotiation   for Internet mail, on par with classic [T30] facsimile.  These   additional features are designed to provide the highest level of   interoperability with the standards-compliant email infrastructure   and mail user agents, while providing a level of service that closely   approximates the level of service currently enjoyed by fax users.   Basic terminology is discussed in [RFC2542].  Implementations that   conform to this specification MUST also conform to [RFC3965] and   [RFC2532].   The new features are designed to be interoperable with the existing   base of mail transfer agents (MTAs) and mail user agents (MUAs), and   to take advantage of existing standards for optional functionality   (e.g., positive delivery confirmation and disposition notification).   Enhancements described in this document utilize the existing Internet   email messaging infrastructure, where possible, instead of creating   fax-specific features that are unlikely to be implemented in non-fax   messaging software.   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [RFC2119].Crocker & Klyne             Standards Track                     [Page 2]

RFC 4142                         FFPIM                     November 20052.  Content Negotiation   Classic facsimile service is interactive, such that a sending station   can discover the capabilities of the receiving station, prior to   sending a facsimile of a document.  This permits the sender to   transmit the best quality of facsimile supported by both the sending   station and the receiving station.  Internet mail is   store-and-forward, with potentially long latency, such that   before-the-fact negotiation is problematic.   Use of a negotiation mechanism permits senders to transfer a richer   document form than is permitted when using the safer-but-universal   default form.  Without this mechanism, the sender of a document   cannot be certain that the receiving station will be able to support   the form.   The capabilities that can be negotiated by an FFPIM participant are   specified in [RFC2534] and [RFC2879].  Implementations that are   conformant to FFPIM MUST support content negotiation as described   there.2.1.  UA-based Content Negotiation   One method for exchanging the capabilities information uses a   post-hoc technique, which permits an originator to send the best   version known to be supported by the recipient, and to also send a   better suited version if the recipient requests it.  This mechanism   is specified in [RFC3297].  FFPIM implementations MUST support this   mechanism.2.2.  ESMTP-based Content Negotiation   Another method uses an ESMTP option specified in [RFC4141].  It   requires support for content negotiation along the entire path the   email travels.  Using this mechanism, receiving ESMTP servers are   able to report capabilities of the addresses (mailboxes) they   support, and sending email clients are able to signal both permission   and constraints on conversions.   FFPIM participants MAY support this mechanism.   NOTE: This specification provides for content conversion by      unspecified intermediaries.  Use of this mechanism carries      significant risk.  Although intermediaries always have the ability      to perform damaging transformations, use of this specification      could result in more exploitation of that potential and,      therefore, more misbehavior.  Use of intermediaries is discussed      in [RFC3238].Crocker & Klyne             Standards Track                     [Page 3]

RFC 4142                         FFPIM                     November 20052.3.  Interactions between UA and ESMTP Negotiation Mechanisms   FFPIM participants must ensure that their use of the UA and ESMTP   methods for content negotiation is compatible.  For example, two   mechanisms might consult two different repositories of capabilities   information, and those repositories might contain different   information.  Presumably, this means that at least one of these   repositories is inaccurate.  Therefore, the larger problem is one of   correctness, rather than synchronization.   This specification does not require a particular method of using the   mechanisms together.3.  Content Format   FFPIM allows the transfer of enhanced TIFF data relative to [RFC3965]   and [RFC2532].  The details for these enhancements are contained in   [RFC3949].  Implementations that are conformant to FFPIM SHOULD   support TIFF enhancements.   It should also be noted that the content negotiation mechanism   permits a sender to know the full range of content types that are   supported by the recipient.  Therefore, requirements for support of   TIFF represent a functional minimum for FFPIM.4.  Security Considerations   As this document is an extension of [RFC3965] and [RFC2532], the   Security Considerations sections of [RFC3965] and [RFC2532] apply to   this document, including discussion of PGP and S/MIME use for   authentication and privacy.   It appears that the mechanisms added by this specification do not   introduce new security considerations.  However, the concerns raised   in [RFC2532] are particularly salient for these new mechanisms.   Use of this specification should occur with particular attention to   the following security concerns:   * Negotiation can be used as a denial of service attack.   * Negotiation may lead to the use of an unsafe data format.   * Negotiation discloses information and therefore raises privacy     concerns.Crocker & Klyne             Standards Track                     [Page 4]

RFC 4142                         FFPIM                     November 2005   Use of the ESMTP CONNEG option permits content transformation by an   intermediary, along the mail transfer path.  When the contents are   encrypted, the intermediary cannot perform the conversion, because it   is not expected to have access to the relevant secret keying   material.  When the contents are signed, but not encrypted,   conversion will invalidate the signature.  Therefore, permission to   convert SHOULD NOT normally be used with signed or sealed messages.5.  References5.1.  Normative References   [RFC4141] Toyoda, K. and D. Crocker, "SMTP and MIME Extensions for             Content Conversion",RFC 4141, November 2005.   [RFC3949] Buckley, R., Venable, D., McIntyre, L., Parsons, G., and J.             Rafferty, "File Format for Internet Fax",RFC 3949,             February 2005.   [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate             Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2532] Masinter, L. and D. Wing, " Extended Facsimile Using             Internet Mail",RFC 2532, March 1999.   [RFC2534] Masinter, L., Wing, D., Mutz, A., and K. Holtman, "Media             Features for Display, Print, and Fax",RFC 2534, March             1999.   [RFC2542] Masinter, L., "Terminology and Goals for Internet Fax",RFC2542, March 1999.   [RFC2879] Klyne, G. and L. McIntyre, "Content Feature Schema for             Internet Fax (V2)",RFC 2879, August 2000.   [RFC3297] Klyne, G., Iwazaki, R., and D. Crocker, "Content             Negotiation for Messaging Services based on Email",RFC3297, July 2002.   [RFC3965] Toyoda, K., Ohno, H., Murai, J., and D. Wing, "A Simple             Mode of Facsimile Using Internet Mail",RFC 3965, December             2004.Crocker & Klyne             Standards Track                     [Page 5]

RFC 4142                         FFPIM                     November 20055.2.  Informative References   [RFC3238] Floyd, S. and L. Daigle, "IAB Architectural and Policy             Considerations for Open Pluggable Edge Services",RFC 3238,             January 2002.   [T30]     ITU-T (CCITT), "Procedures for Document Facsimile             Transmission in the General Switched Telephone Network",             Recommendation T.30, July 1996.Crocker & Klyne             Standards Track                     [Page 6]

RFC 4142                         FFPIM                     November 2005Appendix A.  Direct Mode   Email is a store-and-forward service, typically with highly variable   delay between the time a message leaves the sender's realm and the   time it arrives in the receiver's realm.  The number of relays   between sender and receiver is also unknown and variable.  By   contrast, facsimile is generally considered to be direct and   immediate.   An email profile that fully emulates facsimile must solve several   different problems.  One is to ensure that the document   representation semantics are faithful.  Another is that the   interaction between sender and receiver is similar to that of   telephony-based facsimile.  In particular, it must ensure the   timeliness of the interaction.  The specifications for FFPIM and its   predecessors enable email to emulate the former, the information   (semantics) activities of facsimile.   The ESMTP CONNEG option sets the stage for achieving the latter, with   email-based facsimile transfer that has interactive negotiations, on   a par with telephony-based facsimile.  The key, additional   requirement is to achieve timeliness.  Ultimately, timeliness   requires configuring sender and receiver email servers to interact   directly.  The sender's MTA must directly contact the receiver's MTA.   With typical email service configurations, the content and   interaction semantics of facsimile can be emulated quite well, but   timeliness cannot be assured.   To achieve direct sending, the originating MTA must not use   sending-side intermediaries such as outbound enterprise MTAs.   Instead, it must be configured to do transmissions directly to hosts   specified in email addresses, based on queries to the public DNS.  To   achieve direct receiving, the target MTAs must have DNS A records,   without MX records.  That is, they also must be configured not to use   intermediaries.   The sender may then use ESMTP Conneg to determine the capabilities of   the receiver.  Afterwards the sender will use the capabilities   information to tailor the TIFF message content it sends.Crocker & Klyne             Standards Track                     [Page 7]

RFC 4142                         FFPIM                     November 2005Appendix B.  Acknowledgements   The IETF Fax working group, in collaboration with the IETF and the   ITU, has diligently participated in a multi-year effort to produce   Internet-based emulation of classic facsimile via email profiles.   The effort benefited from the group's willingness to provide an   initial, minimal mechanism, and then develop the specification to   include more facsimile features as implementation and operation   experience was gained.Authors' Addresses   Dave Crocker   Brandenburg InternetWorking   675 Spruce Drive   Sunnyvale, CA  94086   USA   Phone: +1.408.246.8253   EMail: dcrocker@bbiw.net   Graham Klyne   Nine by Nine   UK   Phone:   EMail: GK-IETF@ninebynine.orgCrocker & Klyne             Standards Track                     [Page 8]

RFC 4142                         FFPIM                     November 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Crocker & Klyne             Standards Track                     [Page 9]

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