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INFORMATIONAL
Network Working Group                                             W. LaiRequest for Comments: 4128                                     AT&T LabsCategory: Informational                                        June 2005Bandwidth Constraints Models forDifferentiated Services (Diffserv)-aware MPLS Traffic Engineering:Performance EvaluationStatus of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).IESG Note   The content of this RFC has been considered by the IETF (specifically   in the TE-WG working group, which has no problem with publication as   an Informational RFC), and therefore it may resemble a current IETF   work in progress or a published IETF work.  However, this document is   an individual submission and not a candidate for any level of   Internet Standard.  The IETF disclaims any knowledge of the fitness   of this RFC for any purpose, and in particular notes that it has not   had complete IETF review for such things as security, congestion   control or inappropriate interaction with deployed protocols.  The   RFC Editor has chosen to publish this document at its discretion.   Readers of this RFC should exercise caution in evaluating its value   for implementation and deployment.  SeeRFC 3932 for more   information.Abstract   "Differentiated Services (Diffserv)-aware MPLS Traffic Engineering   Requirements",RFC 3564, specifies the requirements and selection   criteria for Bandwidth Constraints Models.  Two such models, the   Maximum Allocation and the Russian Dolls, are described therein.   This document complementsRFC 3564 by presenting the results of a   performance evaluation of these two models under various operational   conditions: normal load, overload, preemption fully or partially   enabled, pure blocking, or complete sharing.Lai                         Standards Track                     [Page 1]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005Table of Contents1. Introduction ....................................................31.1. Conventions used in this document ..........................42. Bandwidth Constraints Models ....................................43. Performance Model ...............................................53.1. LSP Blocking and Preemption ................................63.2. Example Link Traffic Model .................................83.3. Performance under Normal Load ..............................94. Performance under Overload .....................................104.1. Bandwidth Sharing versus Isolation ........................104.2. Improving Class 2 Performance at the Expense of Class 3 ...124.3. Comparing Bandwidth Constraints of Different Models .......135. Performance under Partial Preemption ...........................155.1. Russian Dolls Model .......................................165.2. Maximum Allocation Model ..................................166. Performance under Pure Blocking ................................176.1. Russian Dolls Model .......................................176.2. Maximum Allocation Model ..................................187. Performance under Complete Sharing .............................198. Implications on Performance Criteria ...........................209. Conclusions ....................................................2110. Security Considerations .......................................2211. Acknowledgements ..............................................2212. References ....................................................2212.1. Normative References ....................................2212.2. Informative References ..................................22Lai                         Standards Track                     [Page 2]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 20051.  Introduction   Differentiated Services (Diffserv)-aware MPLS Traffic Engineering   (DS-TE) mechanisms operate on the basis of different Diffserv classes   of traffic to improve network performance.  Requirements for DS-TE   and the associated protocol extensions are specified in references   [1] and [2] respectively.   To achieve per-class traffic engineering, rather than on an aggregate   basis across all classes, DS-TE enforces different Bandwidth   Constraints (BCs) on different classes.  Reference [1] specifies the   requirements and selection criteria for Bandwidth Constraints Models   (BCMs) for the purpose of allocating bandwidth to individual classes.   This document presents a performance analysis for the two BCMs   described in [1]:   (1) Maximum Allocation Model (MAM) - the maximum allowable bandwidth       usage of each class, together with the aggregate usage across all       classes, are explicitly specified.   (2) Russian Dolls Model (RDM) - specification of maximum allowable       usage is done cumulatively by grouping successive priority       classes recursively.   The following criteria are also listed in [1] for investigating the   performance and trade-offs of different operational aspects of BCMs:   (1) addresses the scenarios in Section 2 of [1]   (2) works well under both normal and overload conditions   (3) applies equally when preemption is either enabled or disabled   (4) minimizes signaling load processing requirements   (5) maximizes efficient use of the network   (6) minimizes implementation and deployment complexity   The use of any given BCM has significant impacts on the capability of   a network to provide protection for different classes of traffic,   particularly under high load, so that performance objectives can be   met [3].  This document complements [1] by presenting the results of   a performance evaluation of the above two BCMs under various   operational conditions: normal load, overload, preemption fully or   partially enabled, pure blocking, or complete sharing.  Thus, our   focus is only on the performance-oriented criteria and theirLai                         Standards Track                     [Page 3]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   implications for a network implementation.  In other words, we are   only concerned with criteria (2), (3), and (5); we will not address   criteria (1), (4), or (6).   Related documents in this area include [4], [5], [6], [7], and [8].   In the rest of this document, the following DS-TE acronyms are used:      BC    Bandwidth Constraint      BCM   Bandwidth Constraints Model      MAM   Maximum Allocation Model      RDM   Russian Dolls Model   There may be differences between the quality of service expressed and   obtained with Diffserv without DS-TE and with DS-TE.  Because DS-TE   uses Constraint Based Routing, and because of the type of admission   control capabilities it adds to Diffserv, DS-TE has capabilities for   traffic that Diffserv does not.  Diffserv does not indicate   preemption, by intent, whereas DS-TE describes multiple levels of   preemption for its Class-Types.  Also, Diffserv does not support any   means of explicitly controlling overbooking, while DS-TE allows this.   When considering a complete quality of service environment, with   Diffserv routers and DS-TE, it is important to consider these   differences carefully.1.1.  Conventions used in this document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119.2.  Bandwidth Constraints Models   To simplify our presentation, we use the informal name "class of   traffic" for the terms Class-Type and TE-Class, defined in [1].  We   assume that (1) there are only three classes of traffic, and that (2)   all label-switched paths (LSPs), regardless of class, require the   same amount of bandwidth.  Furthermore, the focus is on the bandwidth   usage of an individual link with a given capacity; routing aspects of   LSP setup are not considered.   The concept of reserved bandwidth is also defined in [1] to account   for the possible use of overbooking.  Rather than get into these   details, we assume that each LSP is allocated 1 unit of bandwidth on   a given link after establishment.  This allows us to express link   bandwidth usage simply in terms of the number of simultaneously   established LSPs.  Link capacity can then be used as the aggregate   constraint on bandwidth usage across all classes.Lai                         Standards Track                     [Page 4]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   Suppose that the three classes of traffic assumed above for the   purposes of this document are denoted by class 1 (highest priority),   class 2, and class 3 (lowest priority).  When preemption is enabled,   these are the preemption priorities.  To define a generic class of   BCMs for the purpose of our analysis in accordance with the above   assumptions, let      Nmax = link capacity; i.e., the maximum number of simultaneously             established LSPs for all classes together      Nc = the number of simultaneously established class c LSPs,           for c = 1, 2, and 3, respectively.   For MAM, let      Bc = maximum number of simultaneously established class c LSPs.   Then, Bc is the Bandwidth Constraint for class c, and we have      Nc <= Bc <= Nmax, for c = 1, 2, and 3      N1 + N2 + N3 <= Nmax      B1 + B2 + B3 >= Nmax   For RDM, the BCs are specified as:      B1 = maximum number of simultaneously established class 1 LSPs      B2 = maximum number of simultaneously established LSPs for classes           1 and 2 together      B3 = maximum number of simultaneously established LSPs for classes           1, 2, and 3 together   Then, we have the following relationships:      N1 <= B1      N1 + N2 <= B2      N1 + N2 + N3 <= B3      B1 < B2 < B3 = Nmax3.  Performance Model   Reference [8] presents a 3-class Markov-chain performance model to   analyze a general class of BCMs.  The BCMs that can be analyzed   include, besides MAM and RDM, BCMs with privately reserved bandwidth   that cannot be preempted by other classes.Lai                         Standards Track                     [Page 5]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   The Markov-chain performance model in [8] assumes Poisson arrivals   for LSP requests with exponentially distributed lifetime.  The   Poisson assumption for LSP requests is relevant since we are not   dealing with the arrivals of individual packets within an LSP.  Also,   LSP lifetime may exhibit heavy-tail characteristics.  This effect   should be accounted for when the performance of a particular BCM by   itself is evaluated.  As the effect would be common for all BCMs, we   ignore it for simplicity in the comparative analysis of the relative   performance of different BCMs.  In principle, a suitably chosen   hyperexponential distribution may be used to capture some aspects of   heavy tail.  However, this will significantly increase the complexity   of the non-product-form preemption model in [8].   The model in [8] assumes the use of admission control to allocate   link bandwidth to LSPs of different classes in accordance with their   respective BCs.  Thus, the model accepts as input the link capacity   and offered load from different classes.  The blocking and preemption   probabilities for different classes under different BCs are generated   as output.  Thus, from a service provider's perspective, given the   desired level of blocking and preemption performance, the model can   be used iteratively to determine the corresponding set of BCs.   To understand the implications of using criteria (2), (3), and (5) in   the Introduction Section to select a BCM, we present some numerical   results of the analysis in [8].  This is intended to facilitate   discussion of the issues that can arise.  The major performance   objective is to achieve a balance between the need for bandwidth   sharing (for increasing bandwidth efficiency) and the need for   bandwidth isolation (for protecting bandwidth access by different   classes).3.1.  LSP Blocking and Preemption   As described inSection 2, the three classes of traffic used as an   example are class 1 (highest priority), class 2, and class 3 (lowest   priority).  Preemption may or may not be used, and we will examine   the performance of each scenario.  When preemption is used, the   priorities are the preemption priorities.  We consider cross-class   preemption only, with no within-class preemption.  In other words,   preemption is enabled so that, when necessary, class 1 can preempt   class 3 or class 2 (in that order), and class 2 can preempt class 3.   Each class offers a load of traffic to the network that is expressed   in terms of the arrival rate of its LSP requests and the average   lifetime of an LSP.  A unit of such a load is an erlang.  (In   packet-based networks, traffic volume is usually measured by counting   the number of bytes and/or packets that are sent or received over an   interface during a measurement period.  Here we are only concernedLai                         Standards Track                     [Page 6]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   with bandwidth allocation and usage at the LSP level.  Therefore, as   a measure of resource utilization in a link-speed independent manner,   the erlang is an appropriate unit for our purpose [9].)   To prevent Diffserv QoS degradation at the packet level, the expected   number of established LSPs for a given class should be kept in line   with the average service rate that the Diffserv scheduler can provide   to that class.  Because of the use of overbooking, the actual traffic   carried by a link may be higher than expected, and hence QoS   degradation may not be totally avoidable.   However, the use of admission control at the LSP level helps minimize   QoS degradation by enforcing the BCs established for the different   classes, according to the rules of the BCM adopted.  That is, the BCs   are used to determine the number of LSPs that can be simultaneously   established for different classes under various operational   conditions.  By controlling the number of LSPs admitted from   different classes, this in turn ensures that the amount of traffic   submitted to the Diffserv scheduler is compatible with the targeted   packet-level QoS objectives.   The performance of a BCM can therefore be measured by how well the   given BCM handles the offered traffic, under normal or overload   conditions, while maintaining packet-level service objectives.  Thus,   assuming that the enforcement of Diffserv QoS objectives by admission   control is a given, the performance of a BCM can be expressed in   terms of LSP blocking and preemption probabilities.   Different BCMs have different strengths and weaknesses.  Depending on   the BCs chosen for a given load, a BCM may perform well in one   operating region and poorly in another.  Service providers are mainly   concerned with the utility of a BCM to meet their operational needs.   Regardless of which BCM is deployed, the foremost consideration is   that the BCM works well under the engineered load, such as the   ability to deliver service-level objectives for LSP blocking   probabilities.  It is also expected that the BCM handles overload   "reasonably" well.  Thus, for comparison, the common operating point   we choose for BCMs is that they meet specified performance objectives   in terms of blocking/preemption under given normal load.  We then   observe how their performance varies under overload.  More will be   said about this aspect later inSection 4.2.Lai                         Standards Track                     [Page 7]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 20053.2.  Example Link Traffic Model   For example, consider a link with a capacity that allows a maximum of   15 LSPs from different classes to be established simultaneously.  All   LSPs are assumed to have an average lifetime of 1 time unit.  Suppose   that this link is being offered a load of   2.7 erlangs from class 1,   3.5 erlangs from class 2, and   3.5 erlangs from class 3.   We now consider a scenario wherein the blocking/preemption   performance objectives for the three classes are desired to be   comparable under normal conditions (other scenarios are covered in   later sections).  To meet this service requirement under the above   given load, the BCs are selected as follows:   For MAM:   up to 6 simultaneous LSPs for class 1,   up to 7 simultaneous LSPs for class 2, and   up to 15 simultaneous LSPs for class 3.   For RDM:   up to 6 simultaneous LSPs for class 1 by itself,   up to 11 simultaneous LSPs for classes 1 and 2 together, and   up to 15 simultaneous LSPs for all three classes together.   Note that the driver is service requirement, independent of BCM.  The   above BCs are not picked arbitrarily; they are chosen to meet   specific performance objectives in terms of blocking/preemption   (detailed in the next section).   An intuitive "explanation" for the above set of BCs may be as   follows.  Class 1 BC is the same (6) for both models, as class 1 is   treated the same way under either model with preemption.  However,   MAM and RDM operate in fundamentally different ways and give   different treatments to classes with lower preemption priorities.  It   can be seen fromSection 2 that although RDM imposes a strict   ordering of the different BCs (B1 < B2 < B3) and a hard boundary   (B3 = Nmax), MAM uses a soft boundary (B1+B2+B3 >= Nmax) with no   specific ordering.  As will be explained inSection 4.3, this allows   RDM to have a higher degree of sharing among different classes.  Such   a higher degree of coupling means that the numerical values of the   BCs can be relatively smaller than those for MAM, to meet given   performance requirements under normal load.Lai                         Standards Track                     [Page 8]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   Thus, in the above example, the RDM BCs of (6, 11, 15) may be thought   of as roughly corresponding to the MAM BCs of (6, 6+7, 6+7+15).  (The   intent here is just to point out that the design parameters for the   two BCMs need to be different, as they operate differently; strictly   speaking, the numerical correspondence is incorrect.)  Of course,   both BCMs are bounded by the same aggregate constraint of the link   capacity (15).   The BCs chosen in the above example are not intended to be regarded   as typical values used by any service provider.  They are used here   mainly for illustrative purposes.  The method we used for analysis   can easily accommodate another set of parameter values as input.3.3.  Performance under Normal Load   In the example above, based on the BCs chosen, the blocking and   preemption probabilities for LSP setup requests under normal   conditions for the two BCMs are given in Table 1.  Remember that the   BCs have been selected for this scenario to address the service   requirement to offer comparable blocking/preemption objectives for   the three classes.   Table 1.  Blocking and preemption probabilities   BCM     PB1      PB2      PB3      PP2      PP3    PB2+PP2  PB3+PP3   MAM   0.03692  0.03961  0.02384     0     0.02275  0.03961  0.04659   RDM   0.03692  0.02296  0.02402  0.01578  0.01611  0.03874  0.04013   In the above table, the following apply:   PB1 = blocking probability of class 1   PB2 = blocking probability of class 2   PB3 = blocking probability of class 3   PP2 = preemption probability of class 2   PP3 = preemption probability of class 3   PB2+PP2 = combined blocking/preemption probability of class 2   PB3+PP3 = combined blocking/preemption probability of class 3   First, we observe that, indeed, the values for (PB1, PB2+PP2,   PB3+PP3) are very similar one to another.  This confirms that the   service requirement (of comparable blocking/preemption objectives for   the three classes) has been met for both BCMs.Lai                         Standards Track                     [Page 9]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   Then, we observe that the (PB1, PB2+PP2, PB3+PP3) values for MAM are   very similar to the (PB1, PB2+PP2, PB3+PP3) values for RDM.  This   indicates that, in this scenario, both BCMs offer very similar   performance under normal load.   From column 2 of Table 1, it can be seen that class 1 sees exactly   the same blocking under both BCMs.  This should be obvious since both   allocate up to 6 simultaneous LSPs for use by class 1 only.  Slightly   better results are obtained from RDM, as shown by the last two   columns in Table 1.  This comes about because the cascaded bandwidth   separation in RDM effectively gives class 3 some form of protection   from being preempted by higher-priority classes.   Also, note that PP2 is zero in this particular case, simply because   the BCs for MAM happen to have been chosen in such a way that class 1   never has to preempt class 2 for any of the bandwidth that class 1   needs.  (This is because class 1 can, in the worst case, get all the   bandwidth it needs simply by preempting class 3 alone.)  In general,   this will not be the case.   It is interesting to compare these results with those for the case of   a single class.  Based on the Erlang loss formula, a capacity of 15   servers can support an offered load of 10 erlangs with a blocking   probability of 0.0364969.  Whereas the total load for the 3-class BCM   is less with 2.7 + 3.5 + 3.5 = 9.7 erlangs, the probabilities of   blocking/preemption are higher.  Thus, there is some loss of   efficiency due to the link bandwidth being partitioned to accommodate   for different traffic classes, thereby resulting in less sharing.   This aspect will be examined in more detail later, inSection 7 on   Complete Sharing.4.  Performance under Overload   Overload occurs when the traffic on a system is greater than the   traffic capacity of the system.  To investigate the performance under   overload conditions, the load of each class is varied separately.   Blocking and preemption probabilities are not shown separately for   each case; they are added together to yield a combined   blocking/preemption probability.4.1.  Bandwidth Sharing versus Isolation   Figures 1 and 2 show the relative performance when the load of each   class in the example ofSection 3.2 is varied separately.  The three   series of data in each of these figures are, respectively,Lai                         Standards Track                    [Page 10]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   class 1 blocking probability ("Class 1 B"),   class 2 blocking/preemption probability ("Class 2 B+P"), and   class 3 blocking/preemption probability ("Class 3 B+P").   For each of these series, the first set of four points is for the   performance when class 1 load is increased from half of its normal   load to twice its normal.  Similarly, the next and the last sets of   four points are when class 2 and class 3 loads are increased   correspondingly.   The following observations apply to both BCMs:   1. The performance of any class generally degrades as its load      increases.   2. The performance of class 1 is not affected by any changes      (increases or decreases) in either class 2 or class 3 traffic,      because class 1 can always preempt others.   3. Similarly, the performance of class 2 is not affected by any      changes in class 3 traffic.   4. Class 3 sees better (worse) than normal performance when either      class 1 or class 2 traffic is below (above) normal.   In contrast, the impact of the changes in class 1 traffic on class 2   performance is different for the two BCMs: It is negligible in MAM   and significant in RDM.   1. Although class 2 sees little improvement (no improvement in this      particular example) in performance when class 1 traffic is below      normal when MAM is used, it sees better than normal performance      under RDM.   2. Class 2 sees no degradation in performance when class 1 traffic is      above normal when MAM is used.  In this example, with BCs 6 + 7 <      15, class 1 and class 2 traffic is effectively being served by      separate pools.  Therefore, class 2 sees no preemption, and only      class 3 is being preempted whenever necessary.  This fact is      confirmed by the Erlang loss formula: a load of 2.7 erlangs      offered to 6 servers sees a 0.03692 blocking, and a load of 3.5      erlangs offered to 7 servers sees a 0.03961 blocking.  These      blocking probabilities are exactly the same as the corresponding      entries in Table 1: PB1 and PB2 for MAM.   3. This is not the case in RDM.  Here, the probability for class 2 to      be preempted by class 1 is nonzero because of two effects.  (1)      Through the cascaded bandwidth arrangement, class 3 is protectedLai                         Standards Track                    [Page 11]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005      somewhat from preemption.  (2) Class 2 traffic is sharing a BC      with class 1.  Consequently, class 2 suffers when class 1 traffic      increases.   Thus, it appears that although the cascaded bandwidth arrangement and   the resulting bandwidth sharing makes RDM work better under normal   conditions, such interaction makes it less effective to provide class   isolation under overload conditions.4.2.  Improving Class 2 Performance at the Expense of Class 3   We now consider a scenario in which the service requirement is to   give better blocking/preemption performance to class 2 than to class   3, while maintaining class 1 performance at the same level as in the   previous scenario.  (The use of minimum deterministic guarantee for   class 3 is to be considered in the next section.)  So that the   specified class 2 performance objective can be met, class 2 BC is   increased appropriately.  As an example, BCs (6, 9, 15) are now used   for MAM, and (6, 13, 15) for RDM.  For both BCMs, as shown in Figures   1bis and 2bis, although class 1 performance remains unchanged, class   2 now receives better performance, at the expense of class 3. This is   of course due to the increased access of bandwidth by class 2 over   class 3.  Under normal conditions, the performance of the two BCMs is   similar in terms of their blocking and preemption probabilities for   LSP setup requests, as shown in Table 2.   Table 2.  Blocking and preemption probabilities   BCM      PB1      PB2      PB3      PP2      PP3    PB2+PP2  PB3+PP3   MAM    0.03692  0.00658  0.02733     0     0.02709  0.00658  0.05441   RDM    0.03692  0.00449  0.02759  0.00272  0.02436  0.00721  0.05195   Under overload, the observations inSection 4.1 regarding the   difference in the general behavior between the two BCMs still apply,   as shown in Figures 1bis and 2bis.   The following are two frequently asked questions about the operation   of BCMs.   (1) For a link capacity of 15, would a class 1 BC of 6 and a class 2       BC of 9 in MAM result in the possibility of a total lockout for       class 3?   This will certainly be the case when there are 6 class 1 and 9 class   2 LSPs being established simultaneously.  Such an offered load (with   6 class 1 and 9 class 2 LSP requests) will not cause a lockout of   class 3 with RDM having a BC of 13 for classes 1 and 2 combined, butLai                         Standards Track                    [Page 12]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   will result in class 2 LSPs being rejected.  If class 2 traffic were   considered relatively more important than class 3 traffic, then RDM   would perform very poorly compared to MAM with BCs of (6, 9, 15).   (2) Should MAM with BCs of (6, 7, 15) be used instead so as to make       the performance of RDM look comparable?   The answer is that the above scenario is not very realistic when the   offered load is assumed to be (2.7, 3.5, 3.5) for the three classes,   as stated inSection 3.2.  Treating an overload of (6, 9, x) as a   normal operating condition is incompatible with the engineering of   BCs according to needed bandwidth from different classes.  It would   be rare for a given class to need so much more than its engineered   bandwidth level.  But if the class did, the expectation based on   design and normal traffic fluctuations is that this class would   quickly release unneeded bandwidth toward its engineered level,   freeing up bandwidth for other classes.   Service providers engineer their networks based on traffic   projections to determine network configurations and needed capacity.   All BCMs should be designed to operate under realistic network   conditions.  For any BCM to work properly, the selection of values   for different BCs must therefore be based on the projected bandwidth   needs of each class, as well as on the bandwidth allocation rules of   the BCM itself.  This is to ensure that the BCM works as expected   under the intended design conditions.  In operation, the actual load   may well turn out to be different from that of the design.  Thus, an   assessment of the performance of a BCM under overload is essential to   see how well the BCM can cope with traffic surges or network   failures.  Reflecting this view, the basis for comparison of two BCMs   is that they meet the same or similar performance requirements under   normal conditions, and how they withstand overload.   In operational practice, load measurement and forecast would be   useful to calibrate and fine-tune the BCs so that traffic from   different classes could be redistributed accordingly.  Dynamic   adjustment of the Diffserv scheduler could also be used to minimize   QoS degradation.4.3.  Comparing Bandwidth Constraints of Different Models   As is pointed out inSection 3.2, the higher degree of sharing among   the different classes in RDM means that the numerical values of the   BCs could be relatively smaller than those for MAM. We now examine   this aspect in more detail by considering the following scenario.  We   set the BCs so that (1) for both BCMs, the same value is used for   class 1, (2) the same minimum deterministic guarantee of bandwidth   for class 3 is offered by both BCMs, and (3) the blocking/preemptionLai                         Standards Track                    [Page 13]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   probability is minimized for class 2.  We want to emphasize that this   may not be the way service providers select BCs.  It is done here to   investigate the statistical behavior of such a deterministic   mechanism.   For illustration, we use BCs (6, 7, 15) for MAM, and (6, 13, 15) for   RDM.  In this case, both BCMs have 13 units of bandwidth for classes   1 and 2 together, and dedicate 2 units of bandwidth for use by class   3 only.  The performance of the two BCMs under normal conditions is   shown in Table 3.  It is clear that MAM with (6, 7, 15) gives fairly   comparable performance objectives across the three classes, whereas   RDM with (6, 13, 15) strongly favors class 2 at the expense of class   3.  They therefore cater to different service requirements.   Table 3.  Blocking and preemption probabilities   BCM      PB1      PB2      PB3      PP2      PP3    PB2+PP2  PB3+PP3   MAM    0.03692  0.03961  0.02384     0     0.02275  0.03961  0.04659   RDM    0.03692  0.00449  0.02759  0.00272  0.02436  0.00721  0.05195   By comparing Figures 1 and 2bis, it can be seen that, when being   subjected to the same set of BCs, RDM gives class 2 much better   performance than MAM, with class 3 being only slightly worse.   This confirms the observation inSection 3.2 that, when the same   service requirements under normal conditions are to be met, the   numerical values of the BCs for RDM can be relatively smaller than   those for MAM.  This should not be surprising in view of the hard   boundary (B3 = Nmax) in RDM versus the soft boundary (B1+B2+B3 >=   Nmax) in MAM.  The strict ordering of BCs (B1 < B2 < B3) gives RDM   the advantage of a higher degree of sharing among the different   classes; i.e., the ability to reallocate the unused bandwidth of   higher-priority classes to lower-priority ones, if needed.   Consequently, this leads to better performance when an identical set   of BCs is used as exemplified above.  Such a higher degree of sharing   may necessitate the use of minimum deterministic bandwidth guarantee   to offer some protection for lower-priority traffic from preemption.   The explicit lack of ordering of BCs in MAM and its soft boundary   imply that the use of minimum deterministic guarantees for lower-   priority classes may not need to be enforced when there is a lesser   degree of sharing.  This is demonstrated by the example inSection4.2 with BCs (6, 9, 15) for MAM.   For illustration, Table 4 shows the performance under normal   conditions of RDM with BCs (6, 15, 15).Lai                         Standards Track                    [Page 14]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   Table 4.  Blocking and preemption probabilities   BCM      PB1      PB2      PB3      PP2      PP3    PB2+PP2  PB3+PP3   RDM    0.03692  0.00060  0.02800  0.00032  0.02740  0.00092  0.05540   Regardless of whether deterministic guarantees are used, both BCMs   are bounded by the same aggregate constraint of the link capacity.   Also, in both BCMs, bandwidth access guarantees are necessarily   achieved statistically because of traffic fluctuations, as explained   inSection 4.2.  (As a result, service-level objectives are typically   specified as monthly averages, under the use of statistical   guarantees rather than deterministic guarantees.) Thus, given the   fundamentally different operating principles of the two BCMs   (ordering, hard versus soft boundary), the dimensions of one BCM   should not be adopted to design for the other.  Rather, it is the   service requirements, and perhaps also the operational needs, of a   service provider that should be used to drive how the BCs of a BCM   are selected.5.  Performance under Partial Preemption   In the previous two sections, preemption is fully enabled in the   sense that class 1 can preempt class 3 or class 2 (in that order),   and class 2 can preempt class 3.  That is, both classes 1 and 2 are   preemptor-enabled, whereas classes 2 and 3 are preemptable.  A class   that is preemptor-enabled can preempt lower-priority classes   designated as preemptable.  A class not designated as preemptable   cannot be preempted by any other classes, regardless of relative   priorities.   We now consider the three cases shown in Table 5, in which preemption   is only partially enabled.   Table 5.  Partial preemption modes   preemption modes         preemptor-enabled     preemptable   "1+2 on 3" (Fig. 3, 6)   class 1, class 2        class 3   "1 on 3"   (Fig. 4, 7)       class 1             class 3   "1 on 2+3" (Fig. 5, 8)       class 1         class 3, class 2   In this section, we evaluate how these preemption modes affect the   performance of a particular BCM.  Thus, we are comparing how a given   BCM performs when preemption is fully enabled versus how the same BCM   performs when preemption is partially enabled.  The performance of   these preemption modes is shown in Figures 3 to 5 for RDM, and in   Figures 6 through 8 for MAM, respectively.  In all of these figures,Lai                         Standards Track                    [Page 15]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   the BCs ofSection 3.2 are used for illustration; i.e., (6, 7, 15)   for MAM and (6, 11, 15) for RDM.  However, the general behavior is   similar when the BCs are changed to those in Sections4.2 and4.3;   i.e., (6, 9, 15) and (6, 13, 15), respectively.5.1.  Russian Dolls Model   Let us first examine the performance under RDM.  There are two sets   of results, depending on whether class 2 is preemptable: (1) Figures   3 and 4 for the two modes when only class 3 is preemptable, and (2)   Figure 2 in the previous section and Figure 5 for the two modes when   both classes 2 and 3 are preemptable.  By comparing these two sets of   results, the following impacts can be observed.  Specifically, when   class 2 is non-preemptable, the behavior of each class is as follows:   1. Class 1 generally sees a higher blocking probability.  As the      class 1 space allocated by the class 1 BC is shared with class 2,      which is now non-preemptable, class 1 cannot reclaim any such      space occupied by class 2 when needed.  Also, class 1 has less      opportunity to preempt, as it is able to preempt class 3 only.   2. Class 3 also sees higher blocking/preemption when its own load is      increased, as it is being preempted more frequently by class 1,      when class 1 cannot preempt class 2.  (See the last set of four      points in the series for class 3 shown in Figures 3 and 4, when      comparing with Figures 2 and 5.)   3. Class 2 blocking/preemption is reduced even when its own load is      increased, since it is not being preempted by class 1.  (See the      middle set of four points in the series for class 2 shown in      Figures 3 and 4, when comparing with Figures 2 and 5.)   Another two sets of results are related to whether class 2 is   preemptor-enabled.  In this case, when class 2 is not preemptor-   enabled, class 2 blocking/preemption is increased when class 3 load   is increased.  (See the last set of four points in the series for   class 2 shown in Figures 4 and 5, when comparing with Figures 2 and   3.)  This is because both classes 2 and 3 are now competing   independently with each other for resources.5.2.  Maximum Allocation Model   Turning now to MAM, the significant impact appears to be only on   class 2, when it cannot preempt class 3, thereby causing its   blocking/preemption to increase in two situations.Lai                         Standards Track                    [Page 16]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   1. When class 1 load is increased.  (See the first set of four points      in the series for class 2 shown in Figures 7 and 8, when comparing      with Figures 1 and 6.)   2. When class 3 load is increased.  (See the last set of four points      in the series for class 2 shown in Figures 7 and 8, when comparing      with Figures 1 and 6.)  This is similar to RDM; i.e., class 2 and      class 3 are now competing with each other.   When Figure 1 (for the case of fully enabled preemption) is compared   to Figures 6 through 8 (for partially enabled preemption), it can be   seen that the performance of MAM is relatively insensitive to the   different preemption modes.  This is because when each class has its   own bandwidth access limits, the degree of interference among the   different classes is reduced.   This is in contrast with RDM, whose behavior is more dependent on the   preemption mode in use.6.  Performance under Pure Blocking   This section covers the case in which preemption is completely   disabled.  We continue with the numerical example used in the   previous sections, with the same link capacity and offered load.6.1.  Russian Dolls Model   For RDM, we consider two different settings:   "Russian Dolls (1)" BCs:   up to 6 simultaneous LSPs for class 1 by itself,   up to 11 simultaneous LSPs for classes 1 and 2 together, and   up to 15 simultaneous LSPs for all three classes together.   "Russian Dolls (2)" BCs:   up to 9 simultaneous LSPs for class 3 by itself,   up to 14 simultaneous LSPs for classes 3 and 2 together, and   up to 15 simultaneous LSPs for all three classes together.   Note that the "Russian Dolls (1)" set of BCs is the same as   previously with preemption enabled, whereas the "Russian Dolls (2)"   has the cascade of bandwidth arranged in reverse order of the   classes.Lai                         Standards Track                    [Page 17]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   As observed inSection 4, the cascaded bandwidth arrangement is   intended to offer lower-priority traffic some protection from   preemption by higher-priority traffic.  This is to avoid starvation.   In a pure blocking environment, such protection is no longer   necessary.  As depicted in Figure 9, it actually produces the   opposite, undesirable effect: higher-priority traffic sees higher   blocking than lower-priority traffic.  With no preemption, higher-   priority traffic should be protected instead to ensure that it could   get through when under high load.  Indeed, when the reverse cascade   is used in "Russian Dolls (2)", the required performance of lower   blocking for higher-priority traffic is achieved, as shown in Figure   10.  In this specific example, there is very little difference among   the performance of the three classes in the first eight data points   for each of the three series.  However, the BCs can be tuned to get a   bigger differentiation.6.2.  Maximum Allocation Model   For MAM, we also consider two different settings:   "Exp. Max. Alloc. (1)" BCs:   up to 7 simultaneous LSPs for class 1,   up to 8 simultaneous LSPs for class 2, and   up to 8 simultaneous LSPs for class 3.   "Exp. Max. Alloc. (2)" BCs:   up to 7 simultaneous LSPs for class 1, with additional bandwidth for      1 LSP privately reserved   up to 8 simultaneous LSPs for class 2, and   up to 8 simultaneous LSPs for class 3.   These BCs are chosen so that, under normal conditions, the blocking   performance is similar to all the previous scenarios.  The only   difference between these two sets of values is that the "Exp. Max.   Alloc. (2)" algorithm gives class 1 a private pool of 1 server for   class protection.  As a result, class 1 has a relatively lower   blocking especially when its traffic is above normal, as can be seen   by comparing Figures 11 and 12.  This comes, of course, with a slight   increase in the blocking of classes 2 and 3 traffic.   When comparing the "Russian Dolls (2)" in Figure 10 with MAM in   Figures 11 or 12, the difference between their behavior and the   associated explanation are again similar to the case when preemption   is used.  The higher degree of sharing in the cascaded bandwidth   arrangement of RDM leads to a tighter coupling between the different   classes of traffic when under overload.  Their performance thereforeLai                         Standards Track                    [Page 18]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   tends to degrade together when the load of any one class is   increased.  By imposing explicit maximum bandwidth usage on each   class individually, better class isolation is achieved.  The trade-   off is that, generally, blocking performance in MAM is somewhat   higher than in RDM, because of reduced sharing.   The difference in the behavior of RDM with or without preemption has   already been discussed at the beginning of this section.  For MAM,   some notable differences can also be observed from a comparison of   Figures 1 and 11.  If preemption is used, higher-priority traffic   tends to be able to maintain its performance despite the overloading   of other classes.  This is not so if preemption is not allowed.  The   trade-off is that, generally, the overloaded class sees a relatively   higher blocking/preemption when preemption is enabled than there   would be if preemption is disabled.7.  Performance under Complete Sharing   As observed towards the end ofSection 3, the partitioning of   bandwidth capacity for access by different traffic classes tends to   reduce the maximum link efficiency achievable.  We now consider the   case where there is no such partitioning, thereby resulting in full   sharing of the total bandwidth among all the classes.  This is   referred to as the Complete Sharing Model.   For MAM, this means that the BCs are such that up to 15 simultaneous   LSPs are allowed for any class.   Similarly, for RDM, the BCs are   up to 15 simultaneous LSPs for class 1 by itself,   up to 15 simultaneous LSPs for classes 1 and 2 together, and   up to 15 simultaneous LSPs for all three classes together.   Effectively, there is now no distinction between MAM and RDM.  Figure   13 shows the performance when all classes have equal access to link   bandwidth under Complete Sharing.   With preemption being fully enabled, class 1 sees virtually no   blocking, regardless of the loading conditions of the link.  Since   class 2 can only preempt class 3, class 2 sees some blocking and/or   preemption when either class 1 load or its own load is above normal;   otherwise, class 2 is unaffected by increases of class 3 load.  As   higher priority classes always preempt class 3 when the link is full,   class 3 suffers the most, with high blocking/preemption when there is   any load increase from any class.  A comparison of Figures 1, 2, and   13 shows that, although the performance of both classes 1 and 2 is   far superior under Complete Sharing, class 3 performance is muchLai                         Standards Track                    [Page 19]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   better off under either MAM or RDM.  In a sense, class 3 is starved   under overload as no protection of its traffic is being provided   under Complete Sharing.8.  Implications on Performance Criteria   Based on the previous results, a general theme is shown to be the   trade-off between bandwidth sharing and class protection/isolation.   To show this more concretely, let us compare the different BCMs in   terms of the overall loss probability.  This quantity is defined as   the long-term proportion of LSP requests from all classes combined   that are lost as a result of either blocking or preemption, for a   given level of offered load.   As noted in the previous sections, although RDM has a higher degree   of sharing than MAM, both ultimately converge to the Complete Sharing   Model as the degree of sharing in each of them is increased.  Figure   14 shows that, for a single link, the overall loss probability is the   smallest under Complete Sharing and the largest under MAM, with that   under RDM being intermediate.  Expressed differently, Complete   Sharing yields the highest link efficiency and MAM the lowest.  As a   matter of fact, the overall loss probability of Complete Sharing is   identical to the loss probability of a single class as computed by   the Erlang loss formula.  Yet Complete Sharing has the poorest class   protection capability.  (Note that, in a network with many links and   multiple-link routing paths, analysis in [6] showed that Complete   Sharing does not necessarily lead to maximum network-wide bandwidth   efficiency.)   Increasing the degree of bandwidth sharing among the different   traffic classes helps increase link efficiency.  Such increase,   however, will lead to a tighter coupling between different classes.   Under normal loading conditions, proper dimensioning of the link so   that there is adequate capacity for each class can minimize the   effect of such coupling.  Under overload conditions, when there is a   scarcity of capacity, such coupling will be unavoidable and can cause   severe degradation of service to the lower-priority classes.  Thus,   the objective of maximizing link usage as stated in criterion (5) ofSection 1 must be exercised with care, with due consideration to the   effect of interactions among the different classes.  Otherwise, use   of this criterion alone will lead to the selection of the Complete   Sharing Model, as shown in Figure 14.   The intention of criterion (2) in judging the effectiveness of   different BCMs is to evaluate how they help the network achieve the   expected performance.  This can be expressed in terms of the blocking   and/or preemption behavior as seen by different classes under various   loading conditions.  For example, the relative strength of a BCM canLai                         Standards Track                    [Page 20]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   be demonstrated by examining how many times the per-class blocking or   preemption probability under overload is worse than the corresponding   probability under normal load.9.  Conclusions   BCMs are used in DS-TE for path computation and admission control of   LSPs by enforcing different BCs for different classes of traffic so   that Diffserv QoS performance can be maximized.  Therefore, it is of   interest to measure the performance of a BCM by the LSP   blocking/preemption probabilities under various operational   conditions.  Based on this, the performance of RDM and MAM for LSP   establishment has been analyzed and compared.  In particular, three   different scenarios have been examined: (1) all three classes have   comparable performance objectives in terms of LSP blocking/preemption   under normal conditions, (2) class 2 is given better performance at   the expense of class 3, and (3) class 3 receives some minimum   deterministic guarantee.   A general theme is the trade-off between bandwidth sharing to achieve   greater efficiency under normal conditions, and to achieve robust   class protection/isolation under overload.  The general properties of   the two BCMs are as follows:   RDM   - allows greater sharing of bandwidth among different classes   - performs somewhat better under normal conditions   - works well when preemption is fully enabled; under partial     preemption, not all preemption modes work equally well   MAM   - does not depend on the use of preemption   - is relatively insensitive to the different preemption modes when     preemption is used   - provides more robust class isolation under overload   Generally, the use of preemption gives higher-priority traffic some   degree of immunity to the overloading of other classes.  This results   in a higher blocking/preemption for the overloaded class than that in   a pure blocking environment.Lai                         Standards Track                    [Page 21]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 200510.  Security Considerations   This document does not introduce additional security threats beyond   those described for Diffserv [10] and MPLS Traffic Engineering [11,   12, 13, 14], and the same security measures and procedures described   in those documents apply here.  For example, the approach for defense   against theft- and denial-of-service attacks discussed in [10], which   consists of the combination of traffic conditioning at Diffserv   boundary nodes along with security and integrity of the network   infrastructure within a Diffserv domain, may be followed when DS-TE   is in use.   Also, as stated in [11], it is specifically important that   manipulation of administratively configurable parameters (such as   those related to DS-TE LSPs) be executed in a secure manner by   authorized entities.  For example, as preemption is an   administratively configurable parameter, it is critical that its   values be set properly throughout the network.  Any misconfiguration   in any label switch may cause new LSP setup requests either to be   blocked or to unnecessarily preempt LSPs already established.   Similarly, the preemption values of LSP setup requests must be   configured properly; otherwise, they may affect the operation of   existing LSPs.11.  Acknowledgements   Inputs from Jerry Ash, Jim Boyle, Anna Charny, Sanjaya Choudhury,   Dimitry Haskin, Francois Le Faucheur, Vishal Sharma, and Jing Shen   are much appreciated.12.  References12.1.  Normative References   [1]  Le Faucheur, F. and W. Lai, "Requirements for Support of        Differentiated Services-aware MPLS Traffic Engineering",RFC3564, July 2003.12.2.  Informative References   [2]  Le Faucheur, F., Ed., "Protocol Extensions for Support of        Diffserv-aware MPLS Traffic Engineering",RFC 4124, June 2005.   [3]  Boyle, J., Gill, V., Hannan, A., Cooper, D., Awduche, D.,        Christian, B., and W. Lai, "Applicability Statement for Traffic        Engineering with MPLS",RFC 3346, August 2002.Lai                         Standards Track                    [Page 22]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005   [4]  Le Faucheur, F. and W. Lai, "Maximum Allocation Bandwidth        Constraints Model for Diffserv-aware MPLS Traffic Engineering",RFC 4125, June 2005.   [5]  Le Faucheur, F., Ed., "Russian Dolls Bandwidth Constraints Model        for Diffserv-aware MPLS Traffic Engineering",RFC 4127, June        2005.   [6]  Ash, J., "Max Allocation with Reservation Bandwidth Constraint        Model for MPLS/DiffServ TE & Performance Comparisons",RFC 4126,        June 2005.   [7]  F. Le Faucheur, "Considerations on Bandwidth Constraints Models        for DS-TE", Work in Progress.   [8]  W.S. Lai, "Traffic Engineering for MPLS," Internet Performance        and Control of Network Systems III Conference, SPIE Proceedings        Vol. 4865, Boston, Massachusetts, USA, 30-31 July 2002, pp.        256-267.   [9]  W.S. Lai, "Traffic Measurement for Dimensioning and Control of        IP Networks," Internet Performance and Control of Network        Systems II Conference, SPIE Proceedings Vol. 4523, Denver,        Colorado, USA, 21-22 August 2001, pp. 359-367.   [10] Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z., and W.        Weiss, "An Architecture for Differentiated Service",RFC 2475,        December 1998.   [11] Awduche, D., Malcolm, J., Agogbua, J., O'Dell, M., and J.        McManus, "Requirements for Traffic Engineering Over MPLS",RFC2702, September 1999.   [12] Awduche, D., Berger, L., Gan, D., Li, T., Srinivasan, V., and G.        Swallow, "RSVP-TE: Extensions to RSVP for LSP Tunnels",RFC3209, December 2001.   [13] Katz, D., Kompella, K., and D. Yeung, "Traffic Engineering (TE)        Extensions to OSPF Version 2",RFC 3630, September 2003.   [14] Smit, H. and T. Li, "Intermediate System to Intermediate System        (IS-IS) Extensions for Traffic Engineering (TE)",RFC 3784, June        2004.Lai                         Standards Track                    [Page 23]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005Author's Address   Wai Sum Lai   AT&T Labs   Room D5-3D18   200 Laurel Avenue   Middletown, NJ 07748   USA   Phone: +1 732-420-3712   EMail: wlai@att.comLai                         Standards Track                    [Page 24]

RFC 4128          BC Models for Diffserv-aware MPLS TE         June 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78 and at www.rfc-editor.org/copyright.html, and   except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Lai                         Standards Track                    [Page 25]

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