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EXPERIMENTAL
Network Working Group                                   J. Loughney, Ed.Request for Comments: 4067                                   M. NakhjiriCategory: Experimental                                        C. Perkins                                                               R. Koodli                                                               July 2005Context Transfer Protocol (CXTP)Status of This Memo   This memo defines an Experimental Protocol for the Internet   community.  It does not specify an Internet standard of any kind.   Discussion and suggestions for improvement are requested.   Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).Abstract   This document presents the Context Transfer Protocol (CXTP) that   enables authorized context transfers.  Context transfers allow better   support for node based mobility so that the applications running on   mobile nodes can operate with minimal disruption.  Key objectives are   to reduce latency and packet losses, and to avoid the re-initiation   of signaling to and from the mobile node.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .21.1.  The Problem. . . . . . . . . . . . . . . . . . . . . . .21.2.  Conventions Used in This Document. . . . . . . . . . . .31.3.  Abbreviations Used in the Document . . . . . . . . . . .32.  Protocol Overview. . . . . . . . . . . . . . . . . . . . . . .32.1.  Context Transfer Scenarios . . . . . . . . . . . . . . .42.2.  Context Transfer Message Format. . . . . . . . . . . . .52.3.  Context Types. . . . . . . . . . . . . . . . . . . . . .62.4.  Context Data Block (CDB) . . . . . . . . . . . . . . . .72.5.  Messages . . . . . . . . . . . . . . . . . . . . . . . .83.  Transport. . . . . . . . . . . . . . . . . . . . . . . . . . .163.1.  Inter-Router Transport . . . . . . . . . . . . . . . . .163.2.  MN-AR Transport. . . . . . . . . . . . . . . . . . . . .194.  Error Codes and Constants. . . . . . . . . . . . . . . . . . .205.  Examples and Signaling Flows . . . . . . . . . . . . . . . . .215.1.  Network controlled, Initiated by pAR, Predictive . . . .215.2.  Network controlled, Initiated by nAR, Reactive . . . . .21Loughney, et al.              Experimental                      [Page 1]

RFC 4067            Context Transfer Protocol (CXTP)           July 20055.3.  Mobile controlled, Predictive New L2 up/Old L2 down. . .226.  Security Considerations. . . . . . . . . . . . . . . . . . . .226.1.  Threats. . . . . . . . . . . . . . . . . . . . . . . . .226.2.  Access Router Considerations . . . . . . . . . . . . . .236.3.  Mobile Node Considerations . . . . . . . . . . . . . . .247.  Acknowledgements & Contributors. . . . . . . . . . . . . . . .258.  References . . . . . . . . . . . . . . . . . . . . . . . . . .258.1.  Normative References . . . . . . . . . . . . . . . . . .258.2.  Informative References . . . . . . . . . . . . . . . . .26Appendix A.  Timing and Trigger Considerations . . . . . . . . . .28Appendix B.  Multicast Listener Context Transfer . . . . . . . . .281.  Introduction   This document describes the Context Transfer Protocol, which   provides:      *  Representation for feature contexts.      *  Messages to initiate and authorize context transfer, and notify         a mobile node of the status of the transfer.      *  Messages for transferring contexts prior to, during and after         handovers.   The proposed protocol is designed to work in conjunction with other   protocols in order to provide seamless mobility.  The protocol   supports both IPv4 and IPv6, though support for IPv4 private   addresses is for future study.1.1.  The Problem   "Problem Description: Reasons For Performing Context Transfers   between Nodes in an IP Access Network" [RFC3374] defines the   following main reasons why Context Transfer procedures may be useful   in IP networks.   1) As mentioned in the introduction, the primary motivation is to      quickly re-establish context transfer-candidate services without      requiring the mobile host to explicitly perform all protocol flows      for those services from scratch.  An example of such a service is      included inAppendix B of this document.   2) An additional motivation is to provide an interoperable solution      that supports various Layer 2 radio access technologies.Loughney, et al.              Experimental                      [Page 2]

RFC 4067            Context Transfer Protocol (CXTP)           July 20051.2.  Conventions Used in This Document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].1.3.  Abbreviations Used in the Document   Mobility Related Terminology [TERM] defines basic mobility   terminology.  In addition to the material in that document, we use   the following terms and abbreviations in this document.      CXTP            Context Transfer Protocol      DoS             Denial-of-Service      FPT             Feature Profile Types      PCTD            Predictive Context Transfer Data2.  Protocol Overview   This section provides a protocol overview.  A context transfer can be   either started by a request from the mobile node ("mobile   controlled") or at the initiative of the new or the previous access   router ("network controlled").      *  The mobile node (MN) sends the CT Activate Request (CTAR) to         its current access router (AR) immediately prior to handover         when it is possible to initiate a predictive context transfer.         In any case, the MN always sends the CTAR message to the new AR         (nAR).  If the contexts are already present, nAR verifies the         authorization token present in CTAR with its own computation         using the parameters supplied by the previous access router         (pAR), and subsequently activates those contexts.  If the         contexts are not present, nAR requests pAR to supply them using         the Context Transfer Request message, in which it supplies the         authorization token present in CTAR.      *  Either nAR or pAR may request or start (respectively) context         transfer based on internal or network triggers (seeAppendixA).   The Context Transfer protocol typically operates between a source   node and a target node.  In the future, there may be multiple target   nodes involved; the protocol described here would work with multiple   target nodes.  For simplicity, we describe the protocol assuming a   single receiver or target node.Loughney, et al.              Experimental                      [Page 3]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   Typically, the source node is an MN's pAR and the target node is an   MN's nAR.  Context Transfer takes place when an event, such as a   handover, takes place.  We call such an event a Context Transfer   Trigger.  In response to such a trigger, the pAR may transfer the   contexts; the nAR may request contexts; and the MN may send a message   to the routers to transfer contexts.  Such a trigger must be capable   of providing the necessary information (such as the MN's IP address)   by which the contexts are identified.  In addition, the trigger must   be able to provide the IP addresses of the access routers, and the   authorization to transfer context.   Context transfer protocol messages use Feature Profile Types (FPTs)   that identify the way that data is organized for the particular   feature contexts.  The FPTs are registered in a number space (with   IANA Type Numbers) that allows a node to unambiguously determine the   type of context and the context parameters present in the protocol   messages.  Contexts are transferred by laying out the appropriate   feature data within Context Data Blocks according to the format inSection 2.3, as well as any IP addresses necessary to associate the   contexts to a particular MN.  The context transfer initiation   messages contain parameters that identify the source and target   nodes, the desired list of feature contexts, and IP addresses to   identify the contexts.  The messages that request the transfer of   context data also contain an appropriate token to authorize the   context transfer.   Performing a context transfer in advance of the MN attaching to nAR   can increase handover performance.  For this to take place, certain   conditions must be met.  For example, pAR must have sufficient time   and knowledge of the impending handover.  This is feasible, for   instance, in Mobile IP fast handovers [LLMIP][FMIPv6].  Additionally,   many cellular networks have mechanisms to detect handovers in   advance.  However, when the advance knowledge of impending handover   is not available, or if a mechanism such as fast handover fails,   retrieving feature contexts after the MN attaches to nAR is the only   available means for context transfer.  Performing context transfer   after handover might still be better than having to re-establish all   the contexts from scratch, as shown in [FHCT] and [TEXT].  Finally,   some contexts may simply need to be transferred during handover   signaling.  For instance, any context that gets updated on a per-   packet basis must clearly be transferred only after packet forwarding   to the MN on its previous link has been terminated.2.1.  Context Transfer Scenarios   The Previous Access Router transfers feature contexts under two   general scenarios.Loughney, et al.              Experimental                      [Page 4]

RFC 4067            Context Transfer Protocol (CXTP)           July 20052.1.1.  Scenario 1   The pAR receives a Context Transfer Activate Request (CTAR) message   from the MN whose feature contexts are to be transferred, or it   receives an internally generated trigger (e.g., a link-layer trigger   on the interface to which the MN is connected).  The CTAR message,   described inSection 2.5, provides the IP address of nAR, the IP   address of MN on pAR, the list of feature contexts to be transferred   (by default requesting all contexts to be transferred), and a token   authorizing the transfer.  In response to a CT-Activate Request   message or to the CT trigger, pAR predictively transmits a Context   Transfer Data (CTD) message that contains feature contexts.  This   message, described inSection 2.5, contains the MN's previous IP   address.  It also contains parameters for nAR to compute an   authorization token to verify the MN's token that is present in the   CTAR message.  Recall that the MN always sends a CTAR message to nAR   regardless of whether it sent the CTAR message to pAR because there   is no means for the MN to ascertain that context transfer has   reliably taken place.  By always sending the CTAR message to nAR, the   Context Transfer Request (see below) can be sent to pAR if necessary.   When context transfer takes place without the nAR requesting it, nAR   requires MN to present its authorization token.  Doing this locally   at nAR when the MN attaches to it improves performance and increases   security, since the contexts are likely to already be present.  Token   verification takes place at the router possessing the contexts.2.1.2.  Scenario 2   In the second scenario, pAR receives a Context Transfer Request (CT-   Req) message from nAR, as described inSection 2.5.  The nAR itself   generates the CT-Req message as a result of receiving the CTAR   message, or alternatively, from receiving a context transfer trigger.   In the CT-Req message, nAR supplies the MN's previous IP address, the   FPTs for the feature contexts to be transferred, the sequence number   from the CTAR, and the authorization token from the CTAR.  In   response to a CT-Req message, pAR transmits a Context Transfer Data   (CTD) message that includes the MN's previous IP address and feature   contexts.  When it receives a corresponding CTD message, nAR may   generate a CTD Reply (CTDR) message to report the status of   processing the received contexts.  The nAR installs the contexts once   it has received them from the pAR.2.2.  Context Transfer Message Format   A CXTP message consists of a message-specific header and one or more   data blocks.  Data blocks may be bundled together to ensure a more   efficient transfer.  On the inter-AR interface, SCTP is used soLoughney, et al.              Experimental                      [Page 5]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   fragmentation should not be a problem.  On the MN-AR interface, the   total packet size, including transport protocol and IP protocol   headers, SHOULD be less than the path MTU to avoid packet   fragmentation.  Each message contains a 3 bit version number field in   the low order octet, along with the 5 bit message type code.  This   specification only applies to Version 1 of the protocol, and the   therefore version number field MUST be set to 0x1.  If future   revisions of the protocol make binary incompatible changes, the   version number MUST be incremented.2.3.  Context Types   Contexts are identified by the FPT code, which is a 16 bit unsigned   integer.  The meaning of each context type is determined by a   specification document.  The context type numbers are to be tabulated   in a registry maintained by IANA [IANA] and handled according to the   message specifications in this document.  The instantiation of each   context by nAR is determined by the messages in this document along   with the specification associated with the particular context type.   The following diagram illustrates the general format for CXTP   messages:               +----------------------+               |    Message Header    |               +----------------------+               |     CXTP Data 1      |               +----------------------+               |     CXTP Data 2      |               +----------------------+               |         ...          |   Each context type specification contains the following details:      -  Number, size (in bits), and ordering of data fields in the         state variable vector that embodies the context.      -  Default values (if any) for each individual datum of the         context state vector.      -  Procedures and requirements for creating a context at a new         access router, given the data transferred from a previous         access router and formatted according to the ordering rules and         data field sizes presented in the specification.      -  If possible, status codes for success or failure related to the         context transfer.  For instance, a QoS context transfer might         have different status codes depending on which elements of the         context data failed to be instantiated at nAR.Loughney, et al.              Experimental                      [Page 6]

RFC 4067            Context Transfer Protocol (CXTP)           July 20052.4.  Context Data Block (CDB)   The Context Data Block (CDB) is used both for request and response   operations.  When a request is constructed, only the first 4 octets   are typically necessary (See CTAR below).  When used for transferring   the actual feature context itself, the context data is present, and   the presence vector is sometimes present.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |   Feature Profile Type (FPT)  |  Length       |P|  Reserved   |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                   Presence Vector (if P = 1)                  |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~                              Data                             ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Feature Profile Type                           16 bit integer, assigned by IANA,                           indicating the type of data                           included in the Data field.      Length               Message length in units of 8 octet words.      'P' bit              0 = No presence vector.                           1 = Presence vector present.      Reserved             Reserved for future use.  Set to                           zero by the sender.      Data                 Context type-dependent data, whose                           length is defined by the Length                           Field.  If the data is not 64 bit                           aligned, the data field is                           padded with zeros.   The Feature Profile Type (FPT) code indicates the type of data in the   data field.  Typically, this will be context data, but it could be an   error indication.  The 'P' bit specifies whether the "presence   vector" is used.  When the presence vector is in use, it is   interpreted to indicate whether particular data fields are present   (and contain non-default values).  The ordering of the bits in the   presence vector is the same as the ordering of the data fields   according to the context type specification, one bit per data field   regardless of the size of the data field.  The Length field indicates   the size of the CDB in 8 octet words, including the first 4 octets   starting from FPT.Loughney, et al.              Experimental                      [Page 7]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   Notice that the length of the context data block is defined by the   sum of the lengths of each data field specified by the context type   specification, plus 4 octets if the 'P' bit is set, minus the   accumulated size of all the context data that is implicitly given as   a default value.2.5.  Messages   In this section, the CXTP messages are defined.  The MN for which   context transfer protocol operations are undertaken is always   identified by its previous IP access address.  Only one context   transfer operation per MN may be in progress at a time so that the   CTDR message unambiguously identifies which CTD message is   acknowledged simply by including the MN's identifying previous IP   address.  The 'V' flag indicates whether the IP addresses are IPv4 or   IPv6.2.5.1.  Context Transfer Activate Request (CTAR) Message   This message is always sent by the MN to the nAR to request a context   transfer.  Even when the MN does not know if contexts need to be   transferred, the MN sends the CTAR message.  If an acknowledgement   for this message is needed, the MN sets the 'A' flag to 1; otherwise   the MN does not expect an acknowledgement.  This message may include   a list of FPTs that require transfer.   The MN may also send this message to pAR while still connected to   pAR.  In this case, the MN includes the nAR's IP address; otherwise,   if the message is sent to nAR, the pAR address is sent.  The MN MUST   set the sequence number to the same value as was set for the message   sent on both pAR and nAR so pAR can determine whether to use a cached   message.Loughney, et al.              Experimental                      [Page 8]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |Vers.|   Type  |V|A| Reserved  |            Length             |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~                   MN's Previous IP Address                    ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~                  Previous (New) AR IP Address                 ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                        Sequence Number                        |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                     MN Authorization Token                    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |            Requested Context Data Block (if present)          |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |          Next Requested Context Data Block (if present)       |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                           ........                            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Vers.                Version number of CXTP protocol = 0x1      Type                 CTAR = 0x1      'V' flag             When set to '0', IPv6 addresses.                           When set to '1', IPv4 addresses.      'A' bit              If set, the MN requests an acknowledgement.      Reserved             Set to zero by the sender, ignored by the                           receiver.      Length               Message length in units of octets.      MN's Previous IP Address Field contains either:                           IPv4 [RFC791] Address, 4 octets, or                           IPv6 [RFC3513] Address, 16 octets.      nAR / pAR IP Address Field contains either:                           IPv4 [RFC791] Address, 4 octets, or                           IPv6 [RFC3513] Address, 16 octets.      Sequence Number      A value used to identify requests and                           acknowledgements (seeSection 3.2).Loughney, et al.              Experimental                      [Page 9]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005      Authorization Token  An unforgeable value calculated as                           discussed below.  This authorizes the                           receiver of CTAR to perform context                           transfer.      Context Block        Variable length field defined inSection 2.4.   If no context types are specified, all contexts for the MN are   requested.   The Authorization Token is calculated as:      First (32, HMAC_SHA1              (Key, (Previous IP address | Sequence Number | CDBs)))   where Key is a shared secret between the MN and pAR, and CDB is a   concatenation of all the Context Data Blocks specifying the contexts   to be transferred that are included in the CTAR message.2.5.2.  Context Transfer Activate Acknowledge (CTAA) Message   This is an informative message sent by the receiver of CTAR to the MN   to acknowledge a CTAR message.  Acknowledgement is optional,   depending on whether the MN requested it.  This message may include a   list of FPTs that were not successfully transferred.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |Vers.|  Type   |V|  Reserved   |            Length             |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~              Mobile Node's Previous IP address                ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |       FPT (if present)        |  Status code  |   Reserved    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                           ........                            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Vers.                Version number of CXTP protocol = 0x1      Type                 CTAA = 0x2      'V' flag             When set to '0', IPv6 addresses.                           When set to '1', IPv4 addresses.      Reserved             Set to zero by the sender and ignored by                           the receiver.Loughney, et al.              Experimental                     [Page 10]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005      Length               Message length in units of octets.      MN's Previous IP Address Field contains either:                           IPv4 [RFC791] Address, 4 octets, or                           IPv6 [RFC3513] Address, 16 octets.      FPT                  16 bit unsigned integer, listing the Feature                           Profile Type that was not successfully                           transferred.      Status Code          An octet, containing failure reason.      ........             more FPTs and status codes as necessary2.5.3.  Context Transfer Data (CTD) Message   Sent by pAR to nAR, and includes feature data (CXTP data).  This   message handles both predictive and normal CT.  An acknowledgement   flag, 'A', included in this message indicates whether a reply is   required by pAR.   0                   1                   2                   3   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |Vers.|   Type  |V|A| Reserved  |          Length               |  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  |               Elapsed Time (in milliseconds)                  |  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ~            Mobile Node's Previous Care-of Address             ~  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ^  |            Algorithm          |            Key Length         |  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ PCTD  |                              Key                              | only  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ V  ~                   First Context Data Block                    ~  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ~                    Next Context Data Block                    ~  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  ~                           ........                            ~  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Vers.                Version number of CXTP protocol = 0x1      Type                 CTD =  0x3 (Context Transfer Data)                           PCTD = 0x4 (Predictive Context Transfer                                       Data)Loughney, et al.              Experimental                     [Page 11]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005      'V' flag             When set to '0', IPv6 addresses.                           When set to '1', IPv4 addresses.      'A' bit              When set, the pAR requests an                           acknowledgement.      Length               Message length in units of octets.      Elapsed Time         The number of milliseconds since the                           transmission of the first CTD message for                           this MN.      MN's Previous IP Address Field contains either:                           IPv4 [RFC791] Address, 4 octets, or                           IPv6 [RFC3513] Address, 16 octets.      Algorithm            Algorithm for carrying out the computation                           of the MN Authorization Token.  Currently                           only 1 algorithm is defined, HMAC_SHA1 = 1.      Key Length           Length of key, in octets.      Key                  Shared key between MN and AR for CXTP.      Context Data Block   The Context Data Block (seeSection 2.4).   When CTD is sent predictively, the supplied parameters (including the   algorithm, key length, and the key itself) allow the nAR to compute a   token locally and verify it against the token present in the CTAR   message.  This material is also sent if the pAR receives a CTD   message with a null Authorization Token, indicating that the CT-Req   message was sent before the nAR received the CTAR message.  CTD MUST   be protected by IPsec; seeSection 6.   As described previously, the algorithm for carrying out the   computation of the MN Authorization Token is HMAC_SHA1.  The token   authentication calculation algorithm is described inSection 2.5.1.   For predictive handover, the pAR SHOULD keep track of the CTAR   sequence number and cache the CTD message until a CTDR message for   the MN's previous IP address has been received from the pAR,   indicating that the context transfer was successful, or until   CT_MAX_HANDOVER_TIME expires.  The nAR MAY send a CT-Req message   containing the same sequence number if the predictive CTD message   failed to arrive or the context was corrupted.  In this case, the nARLoughney, et al.              Experimental                     [Page 12]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   sends a CT-Req message with a matching sequence number and pAR can   resend the context.2.5.4.  Context Transfer Data Reply (CTDR) Message   This message is sent by nAR to pAR depending on the value of the 'A'   flag in CTD, indicating success or failure.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |Vers.|  Type   |V|S| Reserved  |          Length               |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~             Mobile Node's Previous IP Address                 ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |        FPT (if present)       |  Status code  |   Reserved    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~                           ........                            ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Vers.                Version number of CXTP protocol = 0x1      Type                 CTDR = 0x5 (Context Transfer Data)      'V' flag             When set to '0', IPv6 addresses.                           When set to '1', IPv4 addresses.      'S' bit              When set to one, this bit indicates                           that all feature contexts sent in CTD                           or PCTD were received successfully.      Reserved             Set to zero by the sender and ignored by                           the receiver.      Length               Message length in units of octets.      MN's Previous IP Address Field contains either:                           IPv4 [RFC791] Address, 4 octets, or                           IPv6 [RFC3513] Address, 16 octets.      FPT                  16 bit unsigned integer, listing the Feature                           Profile Type that is being acknowledged.      Status Code          A context-specific return value,                           zero for success, nonzero when 'S' is                           not set to one.Loughney, et al.              Experimental                     [Page 13]

RFC 4067            Context Transfer Protocol (CXTP)           July 20052.5.5.  Context Transfer Cancel (CTC) Message   If transferring a context cannot be completed in a timely fashion,   then nAR may send CTC to pAR to cancel an ongoing CT process.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |Vers.|  Type   |V|   Reserved  |            Length             |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~               Mobile Node's Previous IP Address               ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Vers.                Version number of CXTP protocol = 0x1      Type                 CTC = 0x6 (Context Transfer Cancel)      Length               Message length in units of octets.      'V' flag             When set to '0', IPv6 addresses.                           When set to '1', IPv4 addresses.      Reserved             Set to zero by the sender and ignored by                           the receiver.      MN's Previous IP Address Field contains either:                           IPv4 [RFC791] Address, 4 octets, or                           IPv6 [RFC3513] Address, 16 octets.2.5.6.  Context Transfer Request (CT-Req) Message   Sent by nAR to pAR to request the start of context transfer.  This   message is sent as a response to a CTAR message.  The fields   following the Previous IP address of the MN are included verbatim   from the CTAR message.Loughney, et al.              Experimental                     [Page 14]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |Vers.|  Type   |V|  Reserved   |            Length             |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~               Mobile Node's Previous IP Address               ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                        Sequence Number                        |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                     MN Authorization Token                    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~        Next Requested Context Data Block (if present)         ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~                           ........                            ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      Vers.                Version number of CXTP protocol = 0x1      Type                 CTREQ = 0x7 (Context Transfer Request)      'V' flag             When set to '0', IPv6 addresses.                           When set to '1', IPv4 addresses.      Reserved             Set to zero by the sender and ignored                           by the receiver.      Length               Message length in units of octets.      MN's Previous IP Address Field contains either:                           IPv4 [RFC791] Address, 4 octets, or                           IPv6 [RFC3513] Address, 16 octets.      Sequence Number      Copied from the CTAR message, allows the                           pAR to distinguish requests from previously                           sent context.      MN's Authorization Token                           An unforgeable value calculated as                           discussed inSection 2.5.1.  This                           authorizes the receiver of CTAR to                           perform context transfer.  Copied from                           CTAR.      Context Data Request Block                           A request block for context data; seeSection 2.4.Loughney, et al.              Experimental                     [Page 15]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   The sequence number is used by pAR to correlate a request for   previously transmitted context.  In predictive transfer, if the MN   sends CTAR prior to handover, pAR pushes context to nAR using PCTD.   If the CTD fails, the nAR will send a CT-Req with the same sequence   number, enabling the pAR to determine which context to resend.  The   pAR deletes the context after CXTP_MAX_TRANSFER_TIME.  The sequence   number is not used in reactive transfer.   For predictive transfer, the pAR sends the keying material and other   information necessary to calculate the Authorization Token without   having processed a CT-Req message.  For reactive transfer, if the nAR   receives a context transfer trigger but has not yet received the CTAR   message with the authorization token, the Authorization Token field   in CT-Req is set to zero.  The pAR interprets this as an indication   to include the keying material and other information necessary to   calculate the Authorization Token, and includes this material into   the CTD message as if the message were being sent due to predictive   transfer.  This provides nAR with the information it needs to   calculate the authorization token when the MN sends CTAR.3.  Transport3.1.  Inter-Router Transport   Since most types of access networks in which CXTP might be useful are   not today deployed or, if they have been deployed, have not been   extensively measured, it is difficult to know whether congestion will   be a problem for CXTP.  Part of the research task in preparing CXTP   for consideration as a possible candidate for standardization is to   quantify this issue.  However, to avoid potential interference with   production applications should a prototype CXTP deployment involve   running over the public Internet, it seems prudent to recommend a   default transport protocol that accommodates congestion.  In   addition, since the feature context information has a definite   lifetime, the transport protocol must accommodate flexible   retransmission, so stale contexts that are held up by congestion are   dropped.  Finally, because the amount of context data can be   arbitrarily large, the transport protocol should not be limited to a   single packet or require implementing a custom fragmentation   protocol.   These considerations argue that implementations of CXTP MUST support,   and prototype deployments of CXTP SHOULD use, the Stream Control   Transport Protocol (SCTP) [SCTP] as the transport protocol on the   inter-router interface, especially if deployment over the public   Internet is contemplated.  SCTP supports congestion control,   fragmentation, and partial retransmission based on a programmable   retransmission timer.  SCTP also supports many advanced and complexLoughney, et al.              Experimental                     [Page 16]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   features, such as multiple streams and multiple IP addresses for   failover that are not necessary for experimental implementation and   prototype deployment of CXTP.  The use of such SCTP features is not   recommended at this time.   The SCTP Payload Data Chunk carries the context transfer protocol   messages.  The User Data part of each SCTP message contains an   appropriate context transfer protocol message defined in this   document.  The messages sent using SCTP are CTD (Section 2.5.3), CTDR   (Section 2.5.4), CTC (Section 2.5.5), and CT-Req (Section 2.5.6).  In   general, each SCTP message can carry feature contexts belonging to   any MN.  If the SCTP checksum calculation fails, the nAR returns the   BAD_CHECKSUM error code in a CTDR message.   A single stream is used for context transfer without in-sequence   delivery of SCTP messages.  Each message corresponds to a single MN's   feature context collection.  A single stream provides simplicity.   The use of multiple streams to prevent head-of-line blocking is for   future study.  Unordered delivery allows the receiver to not block   for in-sequence delivery of messages that belong to different MNs.   The Payload Protocol Identifier in the SCTP header is 'CXTP'.   Inter-router CXTP uses the Seamoby SCTP port [IANA].   Timeliness of the context transfer information SHOULD be accommodated   by setting the SCTP maximum retransmission value to   CT_MAX_TRANSFER_TIME to accommodate the maximum acceptable handover   delay time.  The AR SHOULD be configured with CT_MAX_TRANSFER_TIME to   accommodate the particular wireless link technology and local   wireless propagation conditions.  SCTP message bundling SHOULD be   turned off to reduce an extra delay in sending messages.  Within   CXTP, the nAR SHOULD estimate the retransmit timer from the receipt   of the first fragment of a CXTP message and avoid processing any IP   traffic from the MN until either context transfer is complete or the   estimated retransmit timer expires.  If both routers support PR-SCTP   [PR-SCTP], then PR-SCTP SHOULD be used.  PR-SCTP modifies the   lifetime parameter of the Send() operation (defined inSection 10.1 E   in [SCTP]) so that it applies to retransmits as well as transmits;   that is, in PR-SCTP, if the lifetime expires and the data chunk has   not been acknowledged, the transmitter stops retransmitting, whereas   in the base protocol the data would be retransmitted until   acknowledged or the connection timed out.Loughney, et al.              Experimental                     [Page 17]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   The format of Payload Data Chunk taken from [SCTP] is shown in the   following diagram.    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |   Type = 0    | Reserved|U|B|E|    Length                     |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                              TSN                              |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |      Stream Identifier S      |   Stream Sequence Number n    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |                 Payload Protocol Identifier                   |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   ~                 User Data (seq n of Stream S)                 ~   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      'U' bit              The Unordered bit.  MUST be set to 1 (one).      'B' bit              The Beginning fragment bit.  See [SCTP].      'E' bit              The Ending fragment bit.  See [SCTP].      TSN                  Transmission Sequence Number.  See [SCTP].      Stream Identifier S                           Identifies the context transfer protocol                           stream.      Stream Sequence Number n                           Since the 'U' bit is set to one, the                           receiver ignores this number.  See [SCTP].      Payload Protocol Identifier                           Set to 'CXTP' (see [IANA]).      User Data            Contains the context transfer protocol                           messages.   If a CXTP deployment will never run over the public Internet, and it   is known that congestion is not a problem in the access network,   alternative transport protocols MAY be appropriate vehicles for   experimentation.  For example, piggybacking CXTP messages on top of   handover signaling for routing, such as provided by FMIPv6 in ICMP   [FMIPv6].  Implementations of CXTP MAY support ICMP for such   purposes.  If such piggybacking is used, an experimental message   extension for the protocol on which CXTP is piggybacking MUST be   designed.  Direct deployment on top of a transport protocol for   experimental purposes is also possible.  In this case, the researcherLoughney, et al.              Experimental                     [Page 18]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   MUST be careful to accommodate good Internet transport protocol   engineering practices, including using retransmits with exponential   backoff.3.2.  MN-AR Transport   The MN-AR interface MUST implement and SHOULD use ICMP to transport   the CTAR and CTAA messages.  Because ICMP contains no provisions for   retransmitting packets if signaling is lost, the CXTP protocol   incorporates provisions for improving transport performance on the   MN-AR interface.  The MN and AR SHOULD limit the number of context   data block identifiers included in the CTAR and CTAA messages so that   the message will fit into a single packet, because ICMP has no   provision for fragmentation above the IP level.  CXTP uses the   Experimental Mobility ICMP type [IANA].  The ICMP message format for   CXTP messages is as follows:    0                   1                   2                   3    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |     Type      |     Code      |           Checksum            |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |   Subtype     |                   Reserved                    |   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   |   Message...   +-+-+-+-+-+-+-+-+-+-+-+- - - -   IP Fields:      Source Address       An IP address assigned to the sending                           interface.      Destination Address                           An IP address assigned to the receiving                           interface.      Hop Limit            255   ICMP Fields:      Type           Experimental Mobility Type (To be assigned by IANA,                     for IPv4 and IPv6, see [IANA])      Code           0      Checksum       The ICMP checksum.Loughney, et al.              Experimental                     [Page 19]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005      Sub-type       The Experimental Mobility ICMP subtype for CXTP,                     see [IANA].      Reserved       Set to zero by the sender and ignored by                     the receiver.      Message        The body of the CTAR or CTAA message.      CTAR messages for which a response is requested but fail to elicit      a response are retransmitted.  The initial retransmission occurs      after a CXTP_REQUEST_RETRY wait period.  Retransmissions MUST be      made with exponentially increasing wait intervals (doubling the      wait each time).  CTAR messages should be retransmitted until      either a response (which might be an error) has been obtained, or      until CXTP_RETRY_MAX seconds after the initial transmission.      MNs SHOULD generate the sequence number in the CTAR message      randomly (also ensuring that the same sequence number has not been      used in the last 7 seconds), and, for predictive transfer, MUST      use the same sequence number in a CTAR message to the nAR as for      the pAR.  An AR MUST ignore the CTAR message if it has already      received one with the same sequence number and MN IP address.      Implementations MAY, for research purposes, try other transport      protocols.  Examples are the definition of a Mobile IPv6 Mobility      Header [MIPv6] for use with the FMIPv6 Fast Binding Update      [FMIPv6] to allow bundling of both routing change and context      transfer signaling from the MN to AR, or definition of a UDP      protocol instead of ICMP.  If such implementations are done, they      should abide carefully by good Internet transport engineering      practices and be used for prototype and demonstration purposes      only.  Deployment on large scale networks should be avoided until      the transport characteristics are well understood.4.  Error Codes and Constants   Error Code      Section    Value        Meaning   ------------------------------------------------------------   BAD_CHECKSUM    3.1        0x01         Error code if the                                           SCTP checksum fails.Loughney, et al.              Experimental                     [Page 20]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   Constant             Section    Default Value  Meaning   --------------------------------------------------------------------   CT_REQUEST_RATE       6.3       10 requests/   Maximum number of                                      sec.        CTAR messages before                                                  AR institutes rate                                                  limiting.   CT_MAX_TRANSFER_TIME  3.1       200 ms         Maximum amount of time                                                  pAR should wait before                                                  aborting the transfer.   CT_REQUEST_RETRY      3.2       2 seconds      Wait interval before                                                  initial retransmit                                                  on MN-AR interface.   CT_RETRY_MAX          3.2     15 seconds       Give up retrying                                                  on MN-AR interface.5.  Examples and Signaling Flows5.1.  Network Controlled, Initiated by pAR, Predictive                 MN                    nAR                     pAR                 |                      |                       |            T    |                      |                  CT trigger            I    |                      |                       |            M    |                      |<------- CTD ----------|            E    |------- CTAR -------->|                       |            :    |                      |                       |            |    |                      |-------- CTDR -------->|            V    |                      |                       |                 |                      |                       |5.2.  Network Controlled, Initiated by nAR, Reactive                 MN                    nAR                     pAR                 |                      |                       |            T    |                 CT trigger                   |            I    |                      |                       |            M    |                      |--------- CT-Req ----->|            E    |                      |                       |            :    |                      |<------- CTD ----------|            |    |                      |                       |            V    |------- CTAR -------->|                       |                 |                      |----- CTDR (opt) ----->|                 |                      |                       |Loughney, et al.              Experimental                     [Page 21]

RFC 4067            Context Transfer Protocol (CXTP)           July 20055.3.  Mobile Controlled, Predictive New L2 up/Old L2 down   CTAR request to nAR                 MN                    nAR                     pAR                 |                      |                       |           new L2 link up               |                       |                 |                      |                       |            CT trigger                  |                       |                 |                      |                       |            T    |------- CTAR -------->|                       |            I    |                      |-------- CT-Req ------>|            M    |                      |                       |            E    |                      |<-------- CTD ---------|            :    |                      |                       |            |    |                      |                       |            V    |                      |                       |                 |                      |                       |   Whether the nAR sends the MN a CTAR reject message if CT is not   supported is for future study.6.  Security Considerations   At this time, the threats to IP handover in general and context   transfer in particular are not widely understood, particularly on the   MN to AR link, and mechanisms for countering them are not well   defined.  Part of the experimental task in preparing CXTP for   eventual standards track will be to better characterize threats to   context transfer and design specific mechanisms to counter them.   This section provides some general guidelines about security based on   discussions among the Design Team and Working Group members.6.1.  Threats   The Context Transfer Protocol transfers state between access routers.   If the MNs are not authenticated and authorized before moving on the   network, there is a potential for masquerading attacks to shift state   between ARs, causing network disruptions.   Additionally, DoS attacks can be launched from MNs towards the access   routers by requesting multiple context transfers and then by   disappearing.  Finally, a rogue access router could flood mobile   nodes with packets, attempt DoS attacks, and issue bogus context   transfer requests to surrounding routers.Loughney, et al.              Experimental                     [Page 22]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   Consistency and correctness in context transfer depend on   interoperable feature context definitions and how CXTP is utilized   for a particular application.  For some considerations regarding   consistency and correctness that have general applicability but are   articulated in the context of AAA context transfer, please see [EAP].6.2.  Access Router Considerations   The CXTP inter-router interface relies on IETF standardized security   mechanisms for protecting traffic between access routers, as opposed   to creating application security mechanisms.  IPsec [RFC2401] MUST be   supported between access routers.   To avoid the introduction of additional latency due to the need for   establishing a secure channel between the context transfer peers   (ARs), the two ARs SHOULD establish such a secure channel in advance.   The two access routers need to engage in a key exchange mechanism   such as IKE [RFC2409], establish IPSec SAs, and define the keys,   algorithms, and IPSec protocols (such as ESP) in anticipation of any   upcoming context transfer.  This will save time during handovers that   require secure transfer.  Such SAs can be maintained and used for all   upcoming context transfers between the two ARs.  Security should be   negotiated prior to the sending of context.   Access Routers MUST implement IPsec ESP [ESP] in transport mode with   non-null encryption and authentication algorithms to provide per-   packet authentication, integrity protection and confidentiality, and   MUST implement the replay protection mechanisms of IPsec.  In those   scenarios where IP layer protection is needed, ESP in tunnel mode   SHOULD be used.  Non-null encryption should be used when using IPSec   ESP.  Strong security on the inter-router interface is required to   protect against attacks by rogue routers, and to ensure   confidentiality on the context transfer authorization key in   predicative transfer.   The details of IKE key exchange and other details of the IPsec   security associations between routers are to be determined as part of   the research phase associated with finalizing the protocol for   standardization.  These details must be determined prior to   standardization.  Other working groups are currently working on   general security for routing protocols.  Ideally, a possible solution   for CXTP will be based on this work to minimize the operational   configuration of routers for different protocols.  Requirements for   CXTP will be brought to the appropriate IETF routing protocol   security working groups for consideration.Loughney, et al.              Experimental                     [Page 23]

RFC 4067            Context Transfer Protocol (CXTP)           July 20056.3.  Mobile Node Considerations   The CTAR message requires the MN and AR to possess a shared secret   key to calculate the authorization token.  Validation of this token   MUST precede context transfer or installation of context for the MN,   removing the risk that an attacker could cause an unauthorized   transfer.  How the shared key is established is out of scope of this   specification.  If both the MN and AR know certified public keys of   the other party, Diffie-Hellman can be used to generate a shared   secret key [RFC2631].  If an AAA protocol of some sort is run for   network entry, the shared key can be established using that protocol   [PerkCal04].   If predictive context transfer is used, the shared key for   calculating the authorization token is transferred between ARs.  A   transfer of confidential material of this sort poses certain security   risks, even if the actual transfer itself is confidential and   authenticated, as is the case for inter-router CXTP.  The more   entities know the key, the more likely a compromise may occur.  To   mitigate this risk, nAR MUST discard the key immediately after using   it to validate the authorization token.  The MN MUST establish a new   key with the AR for future CXTP transactions.  The MN and AR SHOULD   exercise care in using a key established for other purposes for also   authorizing context transfer.  The establishment of a separate key   for context transfer authorization is RECOMMENDED.   Replay protection on the MN-AR protocol is provided by limiting the   time period in which context is maintained.  For predictive transfer,   the pAR receives a CTAR message with a sequence number, transfers the   context along with the authorization token key, and then drops the   context and the authorization token key immediately upon completion   of the transfer.  For reactive transfer, the nAR receives the CTAR,   requests the context that includes the sequence number and   authorization token from the CTAR message that allows the pAR to   check whether the transfer is authorized.  The pAR drops the context   and authorization token key after the transfer has been completed.   The pAR and nAR ignore any requests containing the same MN IP address   if an outstanding CTAR or CTD message is unacknowledged and has not   timed out.  After the key has been dropped, any attempt at replay   will fail because the authorization token will fail to validate.  The   AR MUST NOT reuse the key for any MN, including the MN that   originally possessed the key.   DoS attacks on the MN-AR interface can be limited by having the AR   rate limit the number of CTAR messages it processes.  The AR SHOULD   limit the number of CTAR messages to the CT_REQUEST_RATE.  If the   request exceeds this rate, the AR SHOULD randomly drop messages until   the rate is established.  The actual rate SHOULD be configured on theLoughney, et al.              Experimental                     [Page 24]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   AR to match the maximum number of handovers that the access network   is expected to support.7.  Acknowledgements & Contributors   This document is the result of a design team formed by the chairs of   the SeaMoby working group.  The team included John Loughney, Madjid   Nakhjiri, Rajeev Koodli and Charles Perkins.   Basavaraj Patil, Pekka Savola, and Antti Tuominen contributed to the   Context Transfer Protocol review.   The working group chairs are Pat Calhoun and James Kempf, whose   comments have been very helpful in the creation of this   specification.   The authors would also like to thank Julien Bournelle, Vijay   Devarapalli, Dan Forsberg, Xiaoming Fu, Michael Georgiades, Yusuf   Motiwala, Phil Neumiller, Hesham Soliman, and Lucian Suciu for their   help and suggestions with this document.8.  References8.1.  Normative References   [RFC791]    Postel, J., "Internet Protocol", STD 5,RFC 791,               September 1981.   [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate               Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2409]   Harkins, D. and D. Carrel, "The Internet Key Exchange               (IKE)",RFC 2409, November 1998.   [RFC3513]   Hinden, R. and S. Deering, "Internet Protocol Version 6               (IPv6) Addressing Architecture",RFC 3513, April 2003.   [ESP]       Kent, S. and R. Atkinson, "IP Encapsulating Security               Payload (ESP)",RFC 2406, November 1998.   [SCTP]      Stewart, R., Xie, Q., Morneault, K., Sharp, C.,               Schwarzbauer, H., Taylor, T., Rytina, I., Kalla, M.,               Zhang, L., and V. Paxson, "Stream Control Transmission               Protocol",RFC 2960, October 2000.   [PR-SCTP]   Stewart, R., Ramalho, M., Xie, Q., Tuexen, M., and P.               Conrad, "Stream Control Transmission Protocol (SCTP)               Partial Reliability Extension",RFC 3758, May 2004.Loughney, et al.              Experimental                     [Page 25]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   [IANA]      Kempf, J., "Instructions for Seamoby and Experimental               Mobility Protocol IANA Allocations",RFC 4065, July 2005.8.2.  Informative References   [FHCT]      R. Koodli and C. E. Perkins, "Fast Handovers and Context               Transfers", ACM Computing Communication Review, volume               31, number 5, October 2001.   [TEXT]      M. Nakhjiri, "A time efficient context transfer method               with Selective reliability for seamless IP mobility",               IEEE VTC-2003-Fall, VTC 2003 Proceedings, Vol.3, Oct.               2003.   [FMIPv6]    Koodli, R., Ed., "Fast Handovers for Mobile IPv6",RFC4068, July 2005.   [LLMIP]     K. El Malki et al., "Low Latency Handoffs in Mobile               IPv4", Work in Progress.   [RFC3374]   Kempf, J., "Problem Description: Reasons For Performing               Context Transfers Between Nodes in an IP Access Network",RFC 3374, September 2002.   [RFC2401]   Kent, S. and R. Atkinson, "Security Architecture for the               Internet Protocol",RFC 2401, November 1998.   [TERM]      Manner, J. and M. Kojo, "Mobility Related Terminology",RFC 3753, June 2004.   [RFC2631]   Rescorla, E., "Diffie-Hellman Key Agreement Method",RFC2631, June 1999.   [PerkCal04] Perkins, C. and P. Calhoun, "Authentication,               Authorization, and Accounting (AAA) Registration Keys for               Mobile IPv4",RFC 3957, March 2005.   [MIPv6]     Johnson, D., Perkins, C., and J. Arkko, "Mobility Support               in IPv6",RFC 3775, June 2004.   [RFC2710]   Deering, S., Fenner, W., and B. Haberman, "Multicast               Listener Discovery (MLD) for IPv6",RFC 2710, October               1999.   [RFC2461]   Narten, T., Nordmark, E., and W. Simpson, "Neighbor               Discovery for IP Version 6 (IPv6)",RFC 2461, December               1998.Loughney, et al.              Experimental                     [Page 26]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   [RFC2462]   Thomson, S. and T. Narten, "IPv6 Stateless Address               Autoconfiguration",RFC 2462, December 1998.   [RFC3095]   Bormann, C., Burmeister, C., Degermark, M., Fukushima,               H., Hannu, H., Jonsson, L-E., Hakenberg, R., Koren, T.,               Le, K., Liu, Z., Martensson, A., Miyazaki, A., Svanbro,               K., Wiebke, T., Yoshimura, T., and H. Zheng, "RObust               Header Compression (ROHC): Framework and four profiles:               RTP, UDP, ESP, and uncompressed ",RFC 3095, July 2001.   [BT]        IEEE, "IEEE Standard for information technology -               Telecommunication and information exchange between               systems - LAN/MAN - Part 15.1: Wireless Medium Access               Control (MAC) and Physical Layer (PHY) specifications for               Wireless Personal Area Networks (WPANs)", IEEE Standard               802.15.1, 2002.   [EAP]       Aboba, B., Simon, D., Arkko, J., Eron, P., and H.               Levokowetz, "Extensible Authentication Protocol (EAP) Key               Management Framework", Work in Progress.Loughney, et al.              Experimental                     [Page 27]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005Appendix A.  Timing and Trigger Considerations   Basic Mobile IP handover signaling can introduce disruptions to the   services running on top of Mobile IP, which may introduce unwanted   latencies that practically prohibit its use for certain types of   services.  Mobile IP latency and packet loss are optimized through   several alternative procedures, such as Fast Mobile IP [FMIPv6] and   Low Latency Mobile IP [LLMIP].   Feature re-establishment through context transfer should contribute   zero (optimally) or minimal extra disruption of services in   conjunction with handovers.  This means that the timing of context   transfer SHOULD be carefully aligned with basic Mobile IP handover   events, and with optimized Mobile IP handover signaling mechanisms,   as those protocols become available.   Furthermore, some of those optimized mobile IP handover mechanisms   may provide more flexibility in choosing the timing and ordering for   the transfer of various context information.Appendix B.  Multicast Listener Context Transfer   In the past, credible proposals have been made in the Seamoby Working   Group and elsewhere for using context transfer to the speed of   handover of authentication, authorization, and accounting context,   distributed firewall context, PPP context, and header compression   context.  Because the Working Group was not chartered to develop   context profile definitions for specific applications, none of the   documents submitted to Seamoby were accepted as Working Group items.   At this time, work to develop a context profile definition forRFC3095 header compression context [RFC3095] and to characterize the   performance gains obtainable by using header compression continues,   but is not yet complete.  In addition, there are several commercial   wireless products that reportedly use non-standard, non-interoperable   context transfer protocols, though none is as yet widely deployed.   As a consequence, it is difficult at this time to point to a solid   example of how context transfer could result in a commercially   viable, widely deployable, interoperable benefit for wireless   networks.  This is one reason why CXTP is being proposed as an   Experimental protocol, rather than Standards Track.  Nevertheless, it   seems valuable to have a simple example that shows how handover could   benefit from using CXTP.  The example we consider here is   transferring IPv6 MLD state [RFC2710].  MLD state is a particularly   good example because every IPv6 node must perform at least one MLD   messaging sequence on the wireless link to establish itself as an MLD   listener prior to performing router discovery [RFC2461] or duplicate   address detection [RFC2462] or before sending/receiving anyLoughney, et al.              Experimental                     [Page 28]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   application-specific traffic (including Mobile IP handover signaling,   if any).  The node must subscribe to the Solicited Node Multicast   Address as soon as it comes up on the link.  Any application-specific   multicast addresses must be re-established as well.  Context transfer   can significantly speed up re-establishing multicast state by   allowing the nAR to initialize MLD for a node that just completed   handover without any MLD signaling on the new wireless link.  The   same approach could be used for transferring multicast context in   IPv4.   An approximate quantitative estimate for the amount of savings in   handover time can be obtained as follows: MLD messages are 24 octets,   to which the headers must be added, because there is no header   compression on the new link, where the IPv6 header is 40 octets, and   a required Router Alert Hop-by-Hop option is 8 octets including   padding.  The total MLD message size is 72 octets per subscribed   multicast address.RFC 2710 recommends that nodes send 2 to 3 MLD   Report messages per address subscription, since the Report message is   unacknowledged.  Assuming 2 MLD messages sent for a subscribed   address, the MN would need to send 144 octets per address   subscription.  If MLD messages are sent for both the All Nodes   Multicast address and the Solicited Node Multicast address for the   node's link local address, a total of 288 octets are required when   the node hands over to the new link.  Note that some implementations   of IPv6 are optimized by not sending an MLD message for the All Nodes   Multicast Address, since the router can infer that at least one node   is on the link (itself) when it comes up and always will be.   However, for purposes of this calculation, we assume that the IPv6   implementation is conformant and that the message is sent.  The   amount of time required for MLD signaling will depend on the per node   available wireless link bandwidth, but some representative numbers   can be obtained by assuming bandwidths of 20 kbps or 100 kbps.  With   these 2 bit rates, the savings from not having to perform the pre-   router discovery messages are 115 msec. and 23 msec., respectively.   If any application-specific multicast addresses are subscribed, the   amount of time saved could be more substantial.   This example might seem a bit contrived as MLD is not used in the 3G   cellular protocols, and wireless local area network protocols   typically have enough bandwidth if radio propagation conditions are   optimal.  Therefore, sending a single MLD message might not be viewed   as a performance burden.  An example of a wireless protocol where MLD   context transfer might be useful is IEEE 802.15.1 (Bluetooth)[BT].   IEEE 802.15.1 has two IP "profiles": one with PPP and one without.   The profile without PPP would use MLD.  The 802.15.1 protocol has a   maximum bandwidth of about 800 kbps, shared between all nodes on the   link, so a host on a moderately loaded 802.15.1 access point could   experience the kind of bandwidth described in the previous paragraph.Loughney, et al.              Experimental                     [Page 29]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005   In addition, 802.15.1 handover times are typically run upwards of a   second or more because the host must resynchronize its frequency   hopping pattern with the access point, so anything the IP layer could   do to alleviate further delay would be beneficial.   The context-specific data field for MLD context transfer included in   the CXTP Context Data Block message for a single IPv6 multicast   address has the following format:       0                   1                   2                   3       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                                                               |      +             Subnet Prefix on nAR Wireless Interface           +      |                                                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+      |                                                               |      +                                                               +      |                                                               |      +               Subscribed IPv6 Multicast Address               +      |                                                               |      +                                                               +      |                                                               |      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   The Subnet Prefix on a nAR Wireless Interface field contains a subnet   prefix that identifies the interface on which multicast routing   should be established.  The Subscribed IPv6 Multicast Address field   contains the multicast address for which multicast routing should be   established.   The pAR sends one MLD context block per subscribed IPv6 multicast   address.   No changes are required in the MLD state machine.   Upon receipt of a CXTP Context Data Block for MLD, the state machine   takes the following actions:      -  If the router is in the No Listeners present state on the         wireless interface on which the Subnet Prefix field in the         Context Data Block is advertised, it transitions into the         Listeners Present state for the Subscribed IPv6 Multicast         Address field in the Context Data Block.  This transition is         exactly the same as if the router had received a Report         message.Loughney, et al.              Experimental                     [Page 30]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005      -  If the router is in the Listeners present state on that         interface, it remains in that state but restarts the timer, as         if it had received a Report message.   If more than one MLD router is on the link, a router receiving an MLD   Context Data Block SHOULD send the block to the other routers on the   link.  If wireless bandwidth is not an issue, the router MAY instead   send a proxy MLD Report message on the wireless interface that   advertises the Subnet Prefix field from the Context Data Block.   Since MLD routers do not keep track of which nodes are listening to   multicast addresses (only whether a particular multicast address is   being listened to) proxying the subscription should cause no   difficulty.Loughney, et al.              Experimental                     [Page 31]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005Authors' Addresses   Rajeev Koodli   Nokia Research Center   313 Fairchild Drive   Mountain View, California 94043   USA   EMail: rajeev.koodli@nokia.com   John Loughney   Nokia   Itdmerenkatu 11-13   00180 Espoo   Finland   EMail: john.loughney@nokia.com   Madjid F. Nakhjiri   Motorola Labs   1301 East Algonquin Rd., Room 2240   Schaumburg, IL, 60196   USA   EMail: madjid.nakhjiri@motorola.com   Charles E. Perkins   Nokia Research Center   313 Fairchild Drive   Mountain View, California 94043   USA   EMail: charles.perkins@.nokia.comLoughney, et al.              Experimental                     [Page 32]

RFC 4067            Context Transfer Protocol (CXTP)           July 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Loughney, et al.              Experimental                     [Page 33]

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