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INFORMATIONAL
Network Working Group                                     M. Carugi, Ed.Request for Comments: 4031                               Nortel NetworksCategory: Informational                                  D. McDysan, Ed.                                                                     MCI                                                              April 2005Service Requirements for Layer 3Provider Provisioned Virtual Private Networks (PPVPNs)Status of This Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2005).Abstract   This document provides requirements for Layer 3 Virtual Private   Networks (L3VPNs).  It identifies requirements applicable to a number   of individual approaches that a Service Provider may use to provision   a Virtual Private Network (VPN) service.  This document expresses a   service provider perspective, based upon past experience with IP-   based service offerings and the ever-evolving needs of the customers   of such services.  Toward this end, it first defines terminology and   states general requirements.  Detailed requirements are expressed   from a customer perspective as well as that of a service provider.Table of Contents1.   Introduction. . . . . . . . . . . . . . . . . . . . . . . . .31.1.  Scope of This Document. . . . . . . . . . . . . . . . .41.2.  Outline . . . . . . . . . . . . . . . . . . . . . . . .52.   Contributing Authors. . . . . . . . . . . . . . . . . . . . .53.   Definitions . . . . . . . . . . . . . . . . . . . . . . . . .53.1.  Virtual Private Network . . . . . . . . . . . . . . . .63.2.  Users, Sites, Customers, and Agents . . . . . . . . . .63.3.  Intranets, Extranets, and VPNs. . . . . . . . . . . . .63.4.  Networks of Customer and Provider Devices . . . . . . .73.5.  Access Networks, Tunnels, and Hierarchical Tunnels. . .73.6.  Use of Tunnels and Roles of CE and PE in L3VPNs . . . .8              3.6.1.  PE-Based L3VPNs and Virtual Forwarding                      Instances . . . . . . . . . . . . . . . . . . .8              3.6.2.  CE-Based L3VPN Tunnel Endpoints and Functions . 10Carugi & McDysan            Standards Track                     [Page 1]

RFC 4031          Service Requirements for L3 PPVPNs          April 20053.7.  Customer and Provider Network Management. . . . . . . .10   4.   Service Requirements Common to Customers and Service        Providers . . . . . . . . . . . . . . . . . . . . . . . . . .114.1.  Isolated Exchange of Data and Routing Information . . .114.2.  Addressing. . . . . . . . . . . . . . . . . . . . . . .124.3.  Quality of Service. . . . . . . . . . . . . . . . . . .124.3.1.  QoS Standards . . . . . . . . . . . . . . . . .124.3.2.  Service Models. . . . . . . . . . . . . . . . .134.4.  Service Level Specification and Agreements. . . . . . .144.5.  Management. . . . . . . . . . . . . . . . . . . . . . .144.6.  Interworking. . . . . . . . . . . . . . . . . . . . . .155.   Customer Requirements . . . . . . . . . . . . . . . . . . . .155.1.  VPN Membership (Intranet/Extranet). . . . . . . . . . .155.2.  Service Provider Independence . . . . . . . . . . . . .165.3.  Addressing. . . . . . . . . . . . . . . . . . . . . . .165.4.  Routing Protocol Support. . . . . . . . . . . . . . . .165.5.  Quality of Service and Traffic Parameters . . . . . . .165.5.1.  Application Level QoS Objectives. . . . . . . .175.5.2.  DSCP Transparency . . . . . . . . . . . . . . .175.6.  Service Level Specification/Agreement . . . . . . . . .185.7.  Customer Management of a VPN. . . . . . . . . . . . . .185.8.  Isolation . . . . . . . . . . . . . . . . . . . . . . .185.9.  Security. . . . . . . . . . . . . . . . . . . . . . . .195.10. Migration Impact. . . . . . . . . . . . . . . . . . . .195.11. Network Access. . . . . . . . . . . . . . . . . . . . .195.11.1. Physical/Link Layer Technology. . . . . . . . .205.11.2. Temporary Access. . . . . . . . . . . . . . . .205.11.3. Sharing of the Access Network . . . . . . . . .205.11.4. Access Connectivity . . . . . . . . . . . . . .205.12. Service Access. . . . . . . . . . . . . . . . . . . . .235.12.1. Internet Access . . . . . . . . . . . . . . . .235.12.2. Hosting, Application Service Provider . . . . .245.12.3. Other Services. . . . . . . . . . . . . . . . .245.13. Hybrid VPN Service Scenarios. . . . . . . . . . . . . .246.   Service Provider Network Requirements . . . . . . . . . . . .246.1.  Scalability . . . . . . . . . . . . . . . . . . . . . .246.2.  Addressing. . . . . . . . . . . . . . . . . . . . . . .256.3.  Identifiers . . . . . . . . . . . . . . . . . . . . . .256.4.  Discovering VPN Related Information . . . . . . . . . .266.5.  SLA and SLS Support . . . . . . . . . . . . . . . . . .266.6.  Quality of Service (QoS) and Traffic Engineering. . . .276.7.  Routing . . . . . . . . . . . . . . . . . . . . . . . .276.8.  Isolation of Traffic and Routing. . . . . . . . . . . .286.9.  Security. . . . . . . . . . . . . . . . . . . . . . . .286.9.1.  Support for Securing Customer Flows . . . . . .286.9.2.  Authentication Services . . . . . . . . . . . .296.9.3.  Resource Protection . . . . . . . . . . . . . .306.10. Inter-AS (SP)VPNs . . . . . . . . . . . . . . . . . . .30Carugi & McDysan            Standards Track                     [Page 2]

RFC 4031          Service Requirements for L3 PPVPNs          April 20056.10.1. Routing Protocols . . . . . . . . . . . . . . .316.10.2. Management. . . . . . . . . . . . . . . . . . .316.10.3. Bandwidth and QoS Brokering . . . . . . . . . .316.10.4. Security Considerations . . . . . . . . . . . .326.11. L3VPN Wholesale . . . . . . . . . . . . . . . . . . . .326.12. Tunneling Requirements. . . . . . . . . . . . . . . . .336.13. Support for Access and Backbone Technologies. . . . . .336.13.1. Dedicated Access Networks . . . . . . . . . . .346.13.2. On-Demand Access Networks . . . . . . . . . . .346.13.3. Backbone Networks . . . . . . . . . . . . . . .356.14. Protection, Restoration . . . . . . . . . . . . . . . .356.15. Interoperability. . . . . . . . . . . . . . . . . . . .356.16. Migration Support . . . . . . . . . . . . . . . . . . .367.   Service Provider Management Requirements. . . . . . . . . . .367.1.  Fault Management. . . . . . . . . . . . . . . . . . . .377.2.  Configuration Management. . . . . . . . . . . . . . . .377.2.1.  Configuration Management for PE-Based VPNs. . .387.2.2.  Configuration Management for CE-Based VPNs. . .397.2.3.  Provisioning Routing. . . . . . . . . . . . . .397.2.4.  Provisioning Network Access . . . . . . . . . .397.2.5.  Provisioning Security Services. . . . . . . . .407.2.6.  Provisioning VPN Resource Parameters. . . . . .407.2.7.  Provisioning Value-Added Service Access . . . .407.2.8.  Provisioning Hybrid VPN Services. . . . . . . .417.3.  Accounting. . . . . . . . . . . . . . . . . . . . . . .417.4.  Performance Management. . . . . . . . . . . . . . . . .427.4.1.  Performance Monitoring. . . . . . . . . . . . .427.4.2.  SLA and QoS Management Features . . . . . . . .427.5.  Security Management . . . . . . . . . . . . . . . . . .437.5.1.  Resource Access Control . . . . . . . . . . . .437.5.2.  Authentication. . . . . . . . . . . . . . . . .437.6.  Network Management Techniques . . . . . . . . . . . . .448.   Security Considerations . . . . . . . . . . . . . . . . . . .449.   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . .4510.  References. . . . . . . . . . . . . . . . . . . . . . . . . .4510.1. Normative References. . . . . . . . . . . . . . . . . .4510.2. Informative References. . . . . . . . . . . . . . . . .46   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . .49   Full Copyright Statement . . . . . . . . . . . . . . . . . . . . .501.  Introduction   This section describes the scope and outline of the document.   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 ([RFC2119]).Carugi & McDysan            Standards Track                     [Page 3]

RFC 4031          Service Requirements for L3 PPVPNs          April 20051.1.  Scope of This Document   This document provides requirements specific to Layer 3 Virtual   Private Networks (L3VPN). (Requirements that are generic to L2 and L3   VPNs are contained in [RFC3809].)   This document identifies requirements that may apply to one or more   individual approaches that a Service Provider may use to provision a   Layer 3 (e.g., IP) VPN service.  It makes use of the terminology and   common components for Layer 3 VPNs as defined in [L3VPN-FR] and of   the generic VPN terminology defined in   [PPVPN-TERM].   The specification of technical means to provide L3VPN services is   outside the scope of this document.  Other documents are intended to   cover this aspect, such as the L3 VPN framework document [L3VPN-FR]   and several sets of documents, one for each technical approach for   providing L3VPN services.   Technical approaches targeted by this document include the network-   based (PE-based) L3VPN category (aggregated routing VPNs [2547bis]   and virtual routers [PPVPN-VR]) and the CE-based L3VPNs category   [CE-PPVPN][IPSEC-PPVPN].  The document distinguishes L3VPN categories   as to where the endpoints of tunnels exist, as detailed in the L3VPN   framework document [L3VPN-FR].  Terminology describing whether   equipment faces a customer or the service provider network is used to   define the various types of L3VPN solutions.   This document is intended as a "checklist" of requirements, providing   a consistent way to evaluate and document how well each approach   satisfies specific requirements.  The applicability statement   documents for each approach should present the results of this   evaluation.  This document is not intended to compare one approach to   another.   This document provides requirements from several points of view.  It   begins with some considerations from a point of view common to   customers and service providers not covered in the generic provider   provisioned VPN requirement document [RFC3809], continues with a   customer perspective, and concludes with specific needs of a Service   Provider (SP).   The following L3VPN deployment scenarios are considered within this   document:   1.  Internet-wide: VPN sites attached to arbitrary points in the       Internet.Carugi & McDysan            Standards Track                     [Page 4]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   2.  Single SP/single AS: VPN sites attached to the network of a       single provider within the scope of a single AS.   3.  Single SP/multiple ASes: VPN sites attached to the network of a       single provider consisting of multiple ASes.   4.  Cooperating SPs: VPN sites attached to networks of different       providers that cooperate with each other to provide the VPN       service.   The above deployment scenarios have many requirements in common.   These include SP requirements for security, privacy, manageability,   interoperability, and scalability, including service provider   projections for number, complexity, and rate of change of customer   VPNs over the next several years.  When requirements apply to a   specific deployment scenario, the above terminology is used to state   the context of those particular requirements.1.2.  Outline   The outline of the rest of the document is as follows:Section 2   lists the contributing authors.Section 3 provides definitions of   terms and concepts.Section 4 provides requirements common to both   customers and service providers that are not covered in the generic   provider provisioned VPN requirement document [RFC3809].Section 5   states requirements from a customer perspective.Section 6 states   network requirements from a service provider perspective.Section 7   states service provider management requirements.Section 8 describes   security considerations.Section 9 lists acknowledgments.Section10 provides a list of references cited herein.Section 11 lists the   authors' addresses.2.  Contributing Authors   This document is the combined effort of the two co-editors and the   following contributing authors:      Luyuan Fang      Ananth Nagarajan      Junichi Sumimoto      Rick Wilder3.  Definitions   This section provides the definition of terms and concepts used   throughout the document.  Terminology used herein is taken from   [PPVPN-TERM] and [L3VPN-FR].Carugi & McDysan            Standards Track                     [Page 5]

RFC 4031          Service Requirements for L3 PPVPNs          April 20053.1.  Virtual Private Network   "L3 Virtual Private Network" (L3VPN) refers to the L3 communication   between a set of sites making use of a shared network infrastructure.   "Provider Provisioned VPN" (PPVPN) refers to VPNs for which the   service provider participates in management and provisioning of the   VPN.3.2.  Users, Sites, Customers, and Agents   User: A user is an entity (e.g., a human being using a host, a   server, or a system) authorized to use a VPN service.   Site: A site is a set of users that have mutual L3 (i.e., IP)   reachability without use of a specific service provider network.  A   site may consist of a set of users that are in geographic proximity.   Note that a topological definition of a site (e.g., all users at a   specific geographic location) may not always conform to this   definition.  For example, two geographic locations connected via   another provider's network would also constitute a single site as   communication between the two locations does not involve the use of   the service provider offering the L3 VPN service.   Customer: A single organization, corporation, or enterprise that   administratively controls a set of sites.   Agent: A set of users designated by a customer who has the   authorization to manage a customer's VPN service offering.3.3.  Intranets, Extranets, and VPNs   Intranet: An intranet restricts communication to a set of sites that   belong to one customer.  An example is branch offices at different   sites that require communication with a headquarters site.   Extranet: An extranet allows the specification of communication   between a set of sites that belong to different customers.  In other   words, two or more organizations have access to a specified set of   each other's sites.  Examples of extranets include multiple companies   cooperating in joint software development, a service provider having   access to information from the vendors' corporate sites, different   companies, or universities participating in a consortium.  An   extranet often has further restrictions on reachability, for example,   at a host and individual transport level.Carugi & McDysan            Standards Track                     [Page 6]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Note that an intranet or extranet can exist across a single service   provider network with one or more ASes, or across multiple service   provider networks.   L3 Virtual Private Network (L3VPN): An alternative definition of VPN   refers to a specific set of sites that have been configured to allow   communication as either an intranet or an extranet.  Note that a site   is a member of at least one VPN and may be a member of many VPNs.3.4.  Networks of Customer and Provider Devices   L3VPNs are composed of the following types of devices.   Customer Edge (CE) device: A CE device faces the users at a customer   site.  The CE has an access connection to a PE device.  It may be a   router or a switch that allows users at a customer site to   communicate over the access network with other sites in the VPN.  In   a CE-based L3VPN, as intended in this document (provider-provisioned   CE-based VPN), the service provider manages (at least partially) the   CE device.   Provider Edge (PE) device: A PE device faces the provider network on   one side and attaches via an access connection over one or more   access networks to one or more CE devices.  It participates in the   Packet Switched Network (PSN) in performing routing and forwarding   functions.   Note that the definitions of Customer Edge and Provider Edge do not   necessarily describe the physical deployment of equipment on customer   premises or a provider point of presence.   Provider (P) device: A device within a provider network that   interconnects PE (or other P) devices but does not have any direct   attachment to CE devices.  The P router does not keep VPN state and   is VPN unaware [PPVPN-TERM].   Packet Switched Network (PSN): A (IP or MPLS [RFC3031]) network   through which the tunnels supporting the VPN services are set up   [PPVPN-TERM].   Service Provider (SP) network: An SP network is a set of   interconnected PE and P devices administered by a single service   provider in one or more ASes.3.5.  Access Networks, Tunnels, and Hierarchical Tunnels   VPNs are built between CEs by using access networks, tunnels, and   hierarchical tunnels across a PSN.Carugi & McDysan            Standards Track                     [Page 7]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Access connection: An access connection provides connectivity between   a CE and a PE.  This includes dedicated physical circuits, virtual   circuits (such as Frame Relay), ATM, Ethernet (V)LAN, or IP tunnels   (e.g., IPsec, L2TP [RFC2661]).   Access network: An access network provides access connections between   CE and PE devices.  It may be a TDM network, an L2 network (e.g., FR,   ATM, and Ethernet), or an IP network over which access is tunneled   (e.g., by using L2TP).   Tunnel: A tunnel between two entities is formed by encapsulating   packets within another encapsulating header for the purposes of   transmission between those two entities in support of a VPN   application.  Examples of protocols commonly used for tunneling are   GRE, IPsec, IP-in-IP tunnels, and MPLS.   Hierarchical Tunnel: Encapsulating one tunnel within another forms a   hierarchical tunnel.  The innermost tunnel protocol header defines a   logical association between two entities (e.g., between CEs or PEs)   [VPNTUNNEL].  Note that the tunneling protocols need not be the same   at different levels in a hierarchical tunnel.3.6.  Use of Tunnels and Roles of CE and PE in L3 VPNs   This section summarizes the points where tunnels terminate and the   functions implemented in the CE and PE devices that differentiate the   two major categories of L3VPNs for which requirements are stated,   namely PE-based and CE-based L3VPNs.  See the L3VPN framework   document for more detail [L3VPN-FR].3.6.1.  PE-Based L3VPNs and Virtual Forwarding Instances   In a PE-based L3VPN service, a customer site receives IP layer (i.e.,   layer 3) service from the SP.  The PE is attached via an access   connection to one or more CEs.  The PE forwards user data packets   based on information in the IP layer header, such as an IPv4 or IPv6   destination address.  The CE sees the PE as a layer 3 device such as   an IPv4 or IPv6 router.   Virtual Forwarding Instance (VFI): In a PE-based L3VPN service, the   PE contains a VFI for each L3 VPN that it serves.  The VFI terminates   tunnels for interconnection with other VFIs and also terminates   access connections for accommodating CEs.  VFI contains information   regarding how to forward data received over the CE-PE access   connection to VFIs in other PEs supporting the same L3VPN.  The VFI   includes the router information base and the forwarding information   base for an L3VPN [L3VPN-FR].  A VFI enables router functions   dedicated to serving a particular VPN, such as separation ofCarugi & McDysan            Standards Track                     [Page 8]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   forwarding and routing and support for overlapping address spaces.   Routing protocols in the PEs and the CEs interact to populate the   VFI.   The following narrative and figures provide further explanation of   the way PE devices use tunnels and hierarchical tunnels.  Figure 1.1   illustrates the case where a PE uses a separate tunnel for each VPN.   As shown in the figure, the tunnels provide communication between the   VFIs in each of the PE devices.                  +----------+              +----------+   +-----+        |PE device |              |PE device |        +-----+   | CE  |        |          |              |          |        | CE  |   | dev | Access | +------+ |              | +------+ | Access | dev |   | of  |  conn. | |VFI of| |    Tunnel    | |VFI of| |  conn. | of  |   |VPN A|----------|VPN A |==================|VPN A |----------|VPN A|   +-----+        | +------+ |              | +------+ |        +-----+                  |          |              |          |   +-----+ Access | +------+ |              | +------+ | Access +-----+   |CE   |  conn. | |VFI of| |    Tunnel    | |VFI of| |  conn. | CE  |   | dev |----------|VPN B |==================|VPN B |----------| dev |   | of  |        | +------+ |              | +------+ |        | of  |   |VPN B|        |          |              |          |        |VPN B|   +-----+        +----------+              +----------+        +-----+        Figure 1.1.  PE Usage of Separate Tunnels to Support VPNs   Figure 1.2 illustrates the case where a single hierarchical tunnel is   used between PE devices to support communication for VPNs.  The   innermost encapsulating protocol header provides the means for the PE   to determine the VPN for which the packet is directed.                  +----------+              +----------+   +-----+        |PE device |              |PE device |        +-----+   | CE  |        |          |              |          |        | CE  |   | dev | Access | +------+ |              | +------+ | Access | dev |   | of  |  conn. | |VFI of| |              | |VFI of| |  conn. | of  |   |VPN A|----------|VPN A | | Hierarchical | |VPN A |----------|VPN A|   +-----+        | +------+\|   Tunnel     |/+------+ |        +-----+                  |          >==============<          |   +-----+ Access | +------+/|              |\+------+ | Access +-----+   | CE  |  conn. | |VFI of| |              | |VFI of| |  conn. | CE  |   | dev |----------|VPN B | |              | |VPN B |----------| dev |   | of  |        | +------+ |              | +------+ |        | of  |   |VPN B|        |          |              |          |        |VPN B|   +-----+        +----------+              +----------+        +-----+   Figure 1.2. PE Usage of Shared Hierarchical Tunnels to Support VPNsCarugi & McDysan            Standards Track                     [Page 9]

RFC 4031          Service Requirements for L3 PPVPNs          April 20053.6.2.  CE-Based L3VPN Tunnel Endpoints and Functions   Figure 1.3 illustrates the CE-based L3VPN reference model.  In this   configuration, typically a single level of tunnel (e.g., IPsec)   terminates at pairs of CEs.  Usually, a CE serves a single customer   site, and therefore the forwarding and routing is physically separate   from all other customers.  Furthermore, the PE is not aware of the   membership of specific CE devices to a particular VPN.  Hence, the   VPN functions are implemented with provisioned configurations on the   CE devices, and the shared PE and P network is used to only provide   the routing and forwarding that supports the tunnel endpoints on   between CE devices.  The tunnel topology connecting the CE devices   may be a full or partial mesh, depending on VPN customer requirements   and traffic patterns.       +---------+  +--------------------------------+  +---------+       |         |  |                                |  |         |       |         |  |                 +------+     +------+  : +------+   +------+ :    |  |                 |      |     |      |  : |  CE  |   |  CE  | :    |  |                 |  P   |     |  PE  |  : |device|   |device| :  +------+    Tunnel     |router|     |device|  : |  of  |   |  of  |=:================================================:=|VPN  A|   |VPN  A| :  |      |               +------+     +------+  : +------+   +------+ :  |  PE  |                              |  |    :    |   +------+ :  |device|                              |  |    :    |   |  CE  | :  |      |           Tunnel           +------+  : +------+   |device|=:================================================:=|  CE  |   |  of  | :  +------+                            |  PE  |  : |device|   |VPN  B| :    |  |                              |device|  : |  of  |   +------+ :    |  |  +----------+   +----------+ |      |  : |VPN  B|       |    :    |  |  | Customer |   | Network  | +------+  : +------+       |Customer |  |  |management|   |management|   |  |    :    |       |interface|  |  | function |   | function |   |  |Customer |       |         |  |  +----------+   +----------+   |  |interface|       |         |  |                                |  |         |       +---------+  +--------------------------------+  +---------+       | Access  |  |<-------- SP network(s) ------->|  | Access  |       | network |  |                                |  | network |                        Figure 1.3. CE-Based L3VPN3.7.  Customer and Provider Network Management   Customer Network Management Function: A customer network management   function provides the means for a customer agent to query or   configure customer-specific information, or to receive alarms   regarding his or her VPN.  Customer-specific information includes   data related to contact, billing, site, access network, IP address,Carugi & McDysan            Standards Track                    [Page 10]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   and routing protocol parameters.  It may use a combination of   proprietary network management system, SNMP manager, or directory   service (e.g., LDAP [RFC3377] [RFC2251]).   Provider Network Management Function: A provider network management   function provides many of the same capabilities as a customer network   management system across all customers.  This would not include   customer confidential information, such as keying material.  The   intent of giving the provider a view comparable to that of the   customer is to aid in troubleshooting and problem resolution.  Such a   system also provides the means to query, configure, or receive alarms   regarding any infrastructure supporting the L3VPN service.  It may   use a combination of proprietary network management system, SNMP   manager, or directory service (e.g., LDAP [RFC3377] [RFC2251]).4.  Service Requirements Common to Customers and Service Providers   Many of the requirements that apply to both the customer and the   provider and are of an otherwise general nature, or that apply to   both L2 and L3VPNs, are described in [RFC3809].  This section   contains requirements that are not covered in [RFC3809] and that are   specific to L3VPNs.4.1.  Isolated Exchange of Data and Routing Information   A mechanism must be provided for isolating the distribution of   reachability information to only those sites associated with a VPN.   L3VPN solutions shall define means that prevent routers in a VPN from   interacting with unauthorized entities and that avoid introducing   undesired routing information that could corrupt the VPN routing   information base [VPN-CRIT].   A means must be provided to constrain or isolate the distribution of   addressed data to only those VPN sites determined by either routing   data and/or configuration.   A single site shall be capable of being in multiple VPNs.  The VPN   solution must ensure that traffic is exchanged only with sites in the   same VPN.   The internal structure of a VPN should not be advertised or   discoverable from outside that VPN.   Note that isolation of forwarded data or exchange of reachability   information to only those sites that are part of a VPN may be viewed   as a form of security - for example, [Y.1311.1], [MPLSSEC].Carugi & McDysan            Standards Track                    [Page 11]

RFC 4031          Service Requirements for L3 PPVPNs          April 20054.2.  Addressing   IP addresses must be unique within the set of sites reachable from   the VPNs of which a particular site is a member.   A VPN solution must support IPv4 and IPv6 as both the encapsulating   and encapsulated protocol.   If a customer has private or non-unique IP addresses, then a VPN   service SHOULD be capable of translating such customer private or   non-unique IP addresses for communicating with IP systems having   public addresses.4.3.  Quality of Service   To the extent possible, L3VPN QoS should be independent of the access   network technology.4.3.1.  QoS Standards   A non-goal of the L3VPN WG effort (as chartered) is the development   of new protocols or extension of existing ones.  An L3VPN shall be   able to support QoS in one or more of the following already defined   modes:      - Best Effort  (mandatory support for all L3VPN types)      - Aggregate CE Interface Level QoS ("hose" level QoS)      - Site-to-site ("pipe" level QoS)      - Intserv (i.e., RSVP) signaled      - Diffserv marked      - Across packet-switched access networks   Note that all cases involving QoS may require that the CE and/or PE   perform shaping and/or policing.   L3VPN CEs should be capable of supporting integrated services   (Intserv) for certain customers in support of session applications,   such as switched voice or video.  Intserv-capable CE devices shall   support the following Internet standards:   -  Resource reSerVation Protocol (RSVP) [RFC2205]   -  Guaranteed Quality of Service providing a strict delay bound      [RFC2212]   -  Controlled Load Service providing performance equivalent to that      of an unloaded network [RFC2211]Carugi & McDysan            Standards Track                    [Page 12]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   L3VPN CE and PE should be capable of supporting differentiated   service (Diffserv).  Diffserv-capable L3VPN CE and PE shall support   the following per hop behavior (PHB) [RFC2475] types:   -  Expedited Forwarding (EF) - The departure rate of an aggregate      class of traffic from a device that must equal or exceed a      configured rate [RFC3246].   -  Assured Forwarding (AF) - A means for a provider Diffserv (DS)      domain to offer different levels of forwarding assurances for IP      packets received from a customer DS domain.  Four AF classes are      defined, where each AF class implies allocation in each DS node of      a certain amount of forwarding resources (e.g., buffer space and      bandwidth) [RFC2597].   A CE or PE device supporting an L3VPN service may classify a packet   for a particular Intserv or Diffserv service based on one or more of   the following IP header fields: protocol ID, source port number,   destination port number, destination address, or source address.   For a specifiable set of Internet traffic, L3VPN devices should   support Random Early Detection (RED) to provide graceful degradation   in the event of network congestion.4.3.2.  Service Models   A service provider must be able to offer QoS service to a customer   for at least the following generic service types: managed-access VPN   service or edge-to-edge QoS VPN service [RFC3809].  More detail   specific to L3VPNs is provided below.   A managed-access L3VPN service provides QoS on the access connection   between the CE and the PE.  For example, diffserv would be enabled   only on the CE router and the customer-facing ports of the PE router.   Note that this service would not require Diffserv implementation in   the SP backbone.  The SP may use policing for inbound traffic at the   PE.  The CE may perform shaping for outbound traffic.  Another   example of a managed-access L3VPN service is when the SP performs the   packet classification and diffserv marking.  An SP may provide   several packet classification profiles that customers may select or   may offer custom profiles based on customer specific requirements.   In general, more complex QoS policies should be left to the customer   for implementation.   An edge-to-edge QoS VPN service provides QoS from edge device to edge   device.  The edge device may be either PE or CE, depending on the   service demarcation point between the provider and the customer.   Such a service may be provided across one or more provider backbones.Carugi & McDysan            Standards Track                    [Page 13]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   The CE requirements for this service model are the same as the   managed access VPN service.  However, in this service QoS is provided   from one edge of the SP network(s) to the other.4.4.  Service-Level Specification and Agreements   A generic discussion of SLAs is provided in [RFC3809].  Additionally,   SLS measurements for quality based on the DiffServ scheme SHOULD be   based on the following classification:       -  A Point-to-Point SLS [Y.1311.1], sometimes also referred to as          the "Pipe" model, defines traffic parameters in conjunction          with the QoS objectives for traffic exchanged between a pair          of VPN sites (i.e., points).  A Point-to-Point SLS is          analogous to the SLS typically supported over point-to-point          Frame Relay or ATM PVCs or an edge-to-edge MPLS tunnel.  The          set of SLS specifications to all other reachable VPN sites          would define the overall Point-to-Point SLS for a specific          site.       -  A Point-to-Cloud SLS [Y.1311.1], sometimes also referred to as          the "Hose" model, defines traffic parameters in conjunction          with the QoS objectives for traffic exchanged between a CE and          a PE for traffic destined to a set (either all or a subset) of          other sites in the VPN (i.e., the cloud), as applicable.  In          other words, a point-to-cloud SLS defines compliance in terms          of all packets transmitted from a given VPN site toward the SP          network on an aggregate basis (i.e., regardless of the          destination VPN site of each packet).       -  A Cloud-to-Point SLS (a case not covered by this SLS is where          flows originating from multiple sources may congest the          interface toward a specific site).   Traffic parameters and actions SHOULD be defined for packets to and   from the demarcation between the service provider and the site.  For   example, policing may be defined on ingress, and shaping on egress.4.5.  Management   An SP and its customers MUST be able to manage the capabilities and   characteristics of their VPN services.  To the extent possible,   automated operations and interoperability with standard management   platforms SHOULD be supported.Carugi & McDysan            Standards Track                    [Page 14]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   The ITU-T Telecommunications Management Network (TMN) model has the   following generic requirements structure:   O  Engineer, deploy, and manage the switching, routing, and      transmission resources supporting the service, from a network      perspective (network element management).   O  Manage the VPN networks deployed over these resources (network      management).      o  Manage the VPN service (service management).      o  Manage the VPN business, mainly provisioning administrative and         accounting information related to the VPN service customers         (business management).   Service management should include the TMN 'FCAPS' functionalities, as   follows: Fault, Configuration, Accounting, Provisioning, and   Security, as detailed insection 7.4.6.  Interworking   Interworking scenarios among different solutions providing L3VPN   services is highly desirable.  See the L3VPN framework document for   more details on interworking scenarios [L3VPN-FR].  Interworking   SHOULD be supported in a scalable manner.   Interworking scenarios MUST at least consider traffic and routing   isolation, security, QoS, access, and management aspects.  This   requirement is essential of network migration, to ensure service   continuity among sites belonging to different portions of the   network.5.  Customer Requirements   This section captures additional requirements from a customer   perspective.5.1.  VPN Membership (Intranet/Extranet)   When an extranet is formed, a customer agent from each of the   organizations first approves addition of a site to an extranet VPN as   a business decision between the parties involved.  The solution   SHOULD provide a means for these organizations to control extranet   communication involving the L3VPN exchange of traffic and routing   information.Carugi & McDysan            Standards Track                    [Page 15]

RFC 4031          Service Requirements for L3 PPVPNs          April 20055.2.  Service Provider Independence   Customers MAY require VPN service that spans multiple administrative   domains or service provider networks.  Therefore, a VPN service MUST   be able to span multiple AS and SP networks, but still act and appear   as a single, homogeneous VPN from a customer point of view.   A customer might also start with a VPN provided in a single AS with a   certain SLA but then ask for an expansion of the service, spanning   multiple ASes/SPs.  In this case, as well as for all kinds of multi-   AS/SP VPNs, VPN service SHOULD be able to deliver the same SLA to all   sites in a VPN regardless of the AS/SP to which it homes.5.3.  Addressing   A customer requires support from an L3VPN for the following   addressing IP assignment schemes:   o  Customer-assigned, non-unique, or [RFC1918] private addresses   o  Globally unique addresses obtained by the customer   o  Globally unique addresses statically assigned by the L3VPN service      provider   o  On-demand, dynamically assigned IP addresses (e.g., DHCP),      irrespective of whether the access is temporary (e.g., remote) or      permanent (e.g., dedicated)   In the case of combined L3VPN service with non-unique or private   addresses and Internet access, mechanisms that permit the exchange of   traffic between the customer's address space and the global unique   Internet address space MAY be supported.  For example, NAT is   employed by many customers and by some service providers today to   meet this need.  A preferred solution would be to assign unique   addresses, either IPv4 or IPv6; however, some customers do not want   to renumber their networks.5.4.  Routing Protocol Support   There SHOULD be no restriction on the routing protocols used between   CE and PE routers, or between CE routers.  At least the following   protocols MUST be supported: static routing, IGP protocols such as   RIP, OSPF, IS-IS, and BGP [L3VPN-FR].5.5.  Quality of Service and Traffic Parameters   QoS is expected to be an important aspect of an L3VPN service for   some customers.  QoS requirements cover scenarios involving an   intranet, an extranet, and shared access between a VPN site and the   Internet.Carugi & McDysan            Standards Track                    [Page 16]

RFC 4031          Service Requirements for L3 PPVPNs          April 20055.5.1.  Application-Level QoS Objectives   A customer is concerned primarily that the L3VPN service provides his   or her applications with the QoS and level of traffic so that the   applications perform acceptably.  Voice, interactive video, and   multimedia applications are expected to require the most stringent   QoS.  These real-time applications are sensitive to delay, delay   variation, loss, availability, and/or reliability.  Another set of   applications, including some multimedia and interactive video   applications, high-performance web browsing, and file transfer   intensive applications, requires near real time performance.   Finally, best effort applications are not sensitive to degradation,   that is they are elastic and can adapt to conditions of degraded   performance.   The selection of appropriate QoS and service type to meet specific   application requirements is particularly important to deal with   periods of congestion in an SP network.  Sensitive applications will   likely select per-flow Integrated service (Intserv) with precise SLA   guarantees measured on a per-flow basis.  On the other hand, non-   sensitive applications will likely rely on a Diffserv class-based   QoS.   The fundamental customer application requirement is that an L3VPN   solution MUST support both the Intserv QoS model for selected   individual flows and Diffserv for aggregated flows.   A customer application SHOULD experience consistent QoS independent   of the access network technology used at different sites connected to   the same VPN.5.5.2.  DSCP Transparency   The Diffserv Code Point (DSCP) set by a user as received by the   ingress CE SHOULD be capable of being relayed transparently to the   egress CE (seesection 2.6.2 of [RFC3270] and [Y.1311.1]).  AlthoughRFC 2475 states that interior or boundary nodes within a DS domain   can change the DSCP, customer VPNs MAY have other requirements, such   as   o  applications that use the DSCP in a manner differently from the      DSCP solution supported by the SP network(s),   o  customers using more DSCPs within their sites than the SP      network(s) supports,   o  support for a carrier's carrier service in which one SP is the      customer of another L3VPN SP.  Such an SP should be able to resell      VPN service to his or her VPN customers independently of the DSCP      mapping solution supported by the carrier's carrier SP.Carugi & McDysan            Standards Track                    [Page 17]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Note that support for DSCP transparency has no implication on the QoS   or SLA requirements.  If an SP supports DSCP transparency, then that   SP needs to carry only the DSCP values across its domain but MAY map   the received DSCP to some other value for QoS support across its   domain.5.6.  Service-Level Specification/Agreement   Most customers simply want their applications to perform well.  An   SLA is a vehicle for customer recourse in the event that SP(s) do not   perform or manage a VPN service well in a measurable sense.   Therefore, when purchasing service under an SLA, a customer agent   MUST have access to the measures from the SP(s) that support the SLA.5.7.  Customer Management of a VPN   A customer MUST have a means to view the topology, operational state,   order status, and other parameters associated with his or her VPN.   Most aspects of management information about CE devices and customer   attributes of an L3VPN manageable by an SP SHOULD be capable of being   configured and maintained by an authenticated, authorized customer   agent.  However, some aspects, such as encryption keys, SHALL NOT be   readable nor writable by management systems.   A customer agent SHOULD be able to make dynamic requests for changes   to traffic parameters.  A customer SHOULD be able to receive real-   time response from the SP network in response to these requests.  One   example of such service is a "Dynamic Bandwidth management"   capability that enables real-time response to customer requests for   changes of allocated bandwidth allocated to his or her VPN   [Y.1311.1].   A customer who may not be able to afford the resources to manage his   own sites SHOULD be able to outsource the management of the entire   VPN to the SP(s) supporting the VPN network.5.8.  Isolation   These features include traffic and routing information exchange   isolation, similar to that obtained in VPNs based on Layer 1 and   Layer 2 (e.g., private lines, FR, or ATM) [MPLSSEC].Carugi & McDysan            Standards Track                    [Page 18]

RFC 4031          Service Requirements for L3 PPVPNs          April 20055.9.  Security   The suite of L3VPN solutions SHOULD support a range of security   related features.  Higher levels of security services, such as edge-   to-edge encryption, authentication, or replay attack, should be   supported.  More details on customer requirements for security are   described in [VPNSEC].   Security in an L3VPN service SHOULD be as transparent as possible to   the customer, with the obvious exception of support for remote or   temporary user access, as detailed insection 5.11.2.   L3VPN customers MUST be able to deploy their own internal security   mechanisms in addition to those deployed by the SP, in order to   secure specific applications or traffic at a granularity finer than   that on a site-to-site basis.   If a customer requires QoS support in an L3VPN, then this request   MUST be communicated to the SP either by using unencrypted fields or   via an agreed security association.  For example, applications could   send RSVP messages in support of Intserv either in the clear or   encrypted with a key negotiated with the SP.  Another case is that   where applications using an IPsec tunnel could copy the DSCP from the   encrypted IP header to the header of the tunnel's IP header.5.10.  Migration Impact   Often, customers are migrating from an already deployed private   network toward one or more L3VPN solutions.  A typical private   network scenario is CE routers connected via real or virtual   circuits.  Ideally, minimal incremental cost SHOULD result during the   migration period.  Furthermore, if necessary, any disruption of   service SHOULD also be minimized.   A range of scenarios of customer migration MUST be supported.  Full   migration of all sites MUST be supported.  Support for cases of   partial migration is highly desirable [Y.1311.1] -  that is, legacy   private network sites that belong to the L3VPN service SHOULD still   have L3 reachability to the sites that migrate to the L3VPN service.5.11.  Network Access   Every L3 packet exchanged between the customer and the SP over the   access connection MUST appear as it would on a private network   providing an equivalent service to that offered by the L3VPN.Carugi & McDysan            Standards Track                    [Page 19]

RFC 4031          Service Requirements for L3 PPVPNs          April 20055.11.1.  Physical/Link Layer Technology   L3VPNs SHOULD support a broad range of physical and link-layer access   technologies, such as PSTN, ISDN, xDSL, cable modem, leased line,   Ethernet, Ethernet VLAN, ATM, Frame Relay, Wireless local loop, and   mobile radio access.  The capacity and QoS achievable may be   dependent on the specific access technology in use.5.11.2.  Temporary Access   The VPN service offering SHOULD allow both permanent and temporary   access to one or more L3VPNs for authenticated users across a broad   range of access technologies.  Support for remote or temporary VPN   access SHOULD include ISDN, PSTN dial-in, xDSL, or access via another   SP network.  The customer SHOULD be able to choose from alternatives   for authentication of temporary access users.  Choices for access   authentication are SP-provided, third-party, or customer-provided   authentication.   A significant number of VPN users may not be permanently attached to   one VPN site: in order to limit access to a VPN to authorized users,   it is first necessary to authenticate them.  Authentication SHALL   apply as configured by the customer agent and/or SP where a specific   user may be part of one or more VPNs.  The authentication function   SHOULD be used to invoke all actions necessary to join a user to the   VPN automatically.   A user SHOULD be able to access an L3VPN via a network having generic   Internet access.   Mobile users may move within an L3VPN site.  Mobile users may also   have temporary connections to different L3VPN sites within the same   VPN.  Authentication SHOULD be provided in both of these cases.5.11.3.  Sharing of the Access Network   In a PE-based L3VPN, if the site shares the access network with other   traffic (e.g., access to the Internet), then data security in the   access network is the responsibility of the L3VPN customer.5.11.4.  Access Connectivity   Various types of physical connectivity scenarios MUST be supported,   such as multi-homed sites, backdoor links between customer sites, and   devices homed to two or more SP networks.  L3VPN solutions SHOULD   support at least the types of physical or link-layer connectivity   arrangements shown in Figure 2.1.  Support for other physical   connectivity scenarios with arbitrary topology is desirable.Carugi & McDysan            Standards Track                    [Page 20]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Access arrangements with multiple physical or logical paths from a CE   to other CEs and PEs MUST support redundancy and SHOULD support load   balancing.  Resiliency uses redundancy to provide connectivity   between a CE site and other CE sites and, optionally, other services.   Load balancing provides a means to perform traffic engineering so   that capacity on redundant links is used to achieve improved   performance during periods when the redundant component(s) are   available.   For multi-homing to a single SP, load balancing capability SHOULD be   supported by the PE across the CE to PE links.  For example, in case   (a), load balancing SHOULD be provided by the two PEs over the two   links connecting to the single CE.  In case (c), load balancing   SHOULD be provided by the two PEs over the two links connecting to   the two CEs.   In addition, the load-balancing parameters (e.g., the ratio of   traffic on the multiple load-balanced links, or the preferred link)   SHOULD be provisionable based on customer's requirements.  The load-   balancing capability may also be used to achieve resiliency in the   event of access connectivity failures.  For example, in case (b) a CE   may connect to two different SPs via diverse access networks.   Resiliency MAY be further enhanced as shown in case (d), where CEs   connected via a "back door" connection connect to different SPs.   Furthermore, arbitrary combinations of the above methods, with a few   examples shown in cases (e) and (f), should be supportable by any   L3VPN approach.   For multi-homing to multiple SPs, load balancing capability MAY also   be supported by the PEs in the different SPs (clearly, this is a more   complex type of load balancing to realize, requiring policy and   service agreements between the SPs to interoperate).Carugi & McDysan            Standards Track                    [Page 21]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005                   +----------------                    +---------------                   |                                    |                +------+                            +------+      +---------|  PE  |                  +---------|  PE  |      |         |router|                  |         |router| SP network      |         +------+                  |         +------+   +------+         |                  +------+         |   |  CE  |         |                  |  CE  |         +---------------   |device|         |   SP network     |device|         +---------------   +------+         |                  +------+         |      |         +------+                  |         +------+      |         |  PE  |                  |         |  PE  |      +---------|router|                  +---------|router| SP network                +------+                            +------+                    |                                   |                    +----------------                   +---------------                   (a)                                 (b)                    +----------------                  +---------------                    |                                  |   +------+     +------+               +------+     +------+   |  CE  |-----|  PE  |               |  CE  |-----|  PE  |   |device|     |router|               |device|     |router| SP network   +------+     +------+               +------+     +------+      |             |                     |             |      | Backdoor    |                     | Backdoor    +---------------      | link        |   SP network        | link        +---------------      |             |                     |             |   +------+     +------+               +------+     +------+   |  CE  |     |  PE  |               |  CE  |     |  PE  |   |device|-----|router|               |device|-----|router| SP network   +------+     +------+               +------+     +------+                    |                                   |                    +----------------                   +---------------                   (c)                                  (d)Carugi & McDysan            Standards Track                    [Page 22]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005                   +----------------                    +---------------                   |                                    |  +------+     +------+                +------+     +------+  |  CE  |-----|  PE  |                |  CE  |-----|  PE  |  |device|     |router|                |device|     |router| SP network  +------+\\   +------+                +------+\\   +------+     |     \\       |                     |     \\       |     |Back  \\      |                     |Back  \\  +---------------     |door   \\     |   SP network        |door   \\  +---------------     |link    \\    |                     |link    \\    |  +------+     +------+               +------+     +------+  |  CE  |     |  PE  |               |  CE  |     |  PE  |  |device|-----|router|               |device|-----|router| SP network  +------+     +------+               +------+     +------+                   |                                   |                   +----------------                   +---------------                  (e)                                 (f)         Figure 2.1.  Representative types of access arrangements5.12.  Service Access   Customers MAY also require access to other services, as described in   this section.5.12.1.  Internet Access   Customers SHOULD be able to have L3VPN and Internet access across the   same access network for one or more of the customer's sites.   Customers SHOULD be able to direct Internet traffic from the set of   sites in the L3VPN to one or more customer sites that have firewalls,   other security-oriented devices, and/or NATs that process all traffic   between the Internet and the customer's VPN.   L3 VPN Customers SHOULD be able to receive traffic from the Internet   addressed to a publicly accessible resource that is not part of the   VPN, such as an enterprise's public web server.   As stated insection 5.3, if a customer L3VPN employs private or   non-unique IP addresses, then network address translation (NAT) or a   similar mechanism MUST be provided either by the customer or the SP   in order to allow traffic exchange with devices outside the   customer's L3VPN.Carugi & McDysan            Standards Track                    [Page 23]

RFC 4031          Service Requirements for L3 PPVPNs          April 20055.12.2.  Hosting, Application Service Provider   A customer SHOULD be able to access hosting, other application   services, or other Application Service Providers (ASP) over an L3   L3VPN service.  This MAY require that an ASP participate in one or   more VPNs with the customers that use such a service.5.12.3.  Other Services   In conjunction with a VPN service, a customer MAY also wish to have   access to other services, such as DNS, FTP, HTTP, NNTP, SMTP, LDAP,   VoIP, NAT, LDAP, Videoconferencing, Application sharing, E-business,   Streaming, E-commerce, Directory, Firewall, etc.  The resources that   implement these services could be physically dedicated to each VPN.   If the resources are logically shared, then they MUST have access   separated and isolated between VPNs in a manner consistent with the   L3VPN solution to meet this requirement.5.13.  Hybrid VPN Service Scenarios   Intranet or extranet customers have a number of reasons for wanting   hybrid networks that involve more than one VPN solution type.  These   include migration, mergers, extranet customers with different VPN   types, the need for different capabilities between different sets of   sites, temporary access, and different availability of VPN solutions   as provided by different service providers.   The framework and solution approaches SHOULD include provisions for   interworking, interconnection, and/or reachability between different   L3VPN solutions in a way that does not overly complicate   provisioning, management, scalability, or performance.6.  Service Provider Network Requirements   This section describes requirements from a service provider   perspective.6.1.  Scalability   [RFC3809] lists projections of L3VPN sizing and scalability   requirements and metrics related to specific solutions.Carugi & McDysan            Standards Track                    [Page 24]

RFC 4031          Service Requirements for L3 PPVPNs          April 20056.2.  Addressing   As described insection 4.2, SPs MUST have support for public and   private IP addresses, IPv4 and IPv6, for both unicast and multicast.   In order to support this range of addressing schemes, SPs require the   following support from L3VPN solutions.   An L3VPN solution MUST be able to assign blocks of addresses from its   own public IP address space to L3VPN customer sites so that   advertisement of routes to other SPs and other sites aggregates   efficiently.   An L3VPN solution MUST be able to use address assignments made by a   customer.  These customer-assigned addresses may be public or   private.   If private IP addresses are used, an L3VPN solution MUST provide a   means for an SP to translate such addresses to public IP addresses   for communication with other VPNs by using overlapping addresses or   the Internet.6.3.  Identifiers   A number of identifiers MAY be necessary for SP use in management,   control, and routing protocols.  Requirements for at least the   following identifiers are known.   An SP domain MUST be uniquely identified at least within the set of   all interconnected SP networks when supporting a VPN that spans   multiple SPs.  Ideally, this identifier should be globally unique   (e.g., an AS number).   An identifier for each VPN SHOULD be unique, at least within each   SP's network.  Ideally, the VPN identifier SHOULD be globally unique   to support the case where a VPN spans multiple SPs (e.g., [RFC2685]).   A CE device SHOULD have a unique identifier, at least within each   SP's network.   A PE device SHOULD have a unique identifier, at least within each   SP's network.   The identifier of a device interconnecting SP networks MUST be unique   within the set of aforementioned networks.   Each site interface SHOULD have a unique identifier, at least within   each PE router supporting such an interface.Carugi & McDysan            Standards Track                    [Page 25]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Each tunnel SHOULD have a unique identifier, at least within each   router supporting the tunnel.6.4.  Discovering VPN Related Information   Configuration of CE and PE devices is a significant task for a   service provider.  Solutions SHOULD strive to contain methods that   dynamically allow VPN information to be discovered (or learned) by   the PE and/or CE to reduce configuration complexity.  The following   specific requirements apply to intra- and inter-provider VPNs   [VPNDISC].   Every device involved in a VPN SHALL be able to identify and   authenticate itself to other devices in the VPN.  After learning the   VPN membership, the devices SHOULD be able to exchange configuration   information securely.  The VPN information MUST include at least the   IP address of the PE and may be extensible to provide additional   information.   Each device in a VPN SHOULD be able to determine which other devices   belong to the same VPN.  Such a membership discovery scheme MUST   prevent unauthorized access and allow authentication of the source.   Distribution of VPN information SHOULD be limited to those devices   involved in that VPN.   In the case of a PE-based VPN, a solution SHOULD support the means   for attached CEs to authenticate each other and verify that the SP's   VPN network is correctly configured.   The mechanism SHOULD respond to VPN membership changes in a timely   manner.  This is no longer than the provisioning timeframe, typically   on the order of minutes, and could be as short as the timeframe   required for "rerouting", typically on the order of seconds.   Dynamically creating, changing, and managing multiple VPN assignments   to sites and/or customers is another aspect of membership that MUST   be addressed in an L3VPN solution.6.5.  SLA and SLS Support   Typically, a Service Provider offering an L3VPN service commits to   specific Service Level Specifications (SLS) as part of a contract   with the customer, as described insection 4.4 and [RFC3809].  Such a   Service Level Agreement (SLA) implies SP requirements for measuring   Specific Service Level Specifications (SLS) for quality,   availability, response time, and configuration intervals.Carugi & McDysan            Standards Track                    [Page 26]

RFC 4031          Service Requirements for L3 PPVPNs          April 20056.6.  Quality of Service (QoS) and Traffic Engineering   A significant aspect of an L3VPN is support for QoS.  Since an SP has   control over the provisioning of resources and configuration of   parameters in at least the PE and P devices and, in some cases, in   the CE device as well, the onus is on the SP to provide either   managed QoS access service, or edge-to-edge QoS service, as defined   insection 4.3.2.   Each L3VPN approach MUST describe the traffic engineering techniques   available for an SP to meet the QoS objectives.  These descriptions   of traffic engineering techniques SHOULD quantify scalability and   achievable efficiency.  Traffic engineering support MAY be on an   aggregate or per-VPN basis.   QoS policies MUST not be impacted by security mechanisms.  For   example, Diffserv policies MUST not be impacted by the use of IPSec   tunnels using the mechanisms explained inRFC 2983 [RFC2983].   As stated inRFC 2475, a mapping function from customer provided   Diffserv marking to marking used in an SP network should be provided   for L3 VPN services.   If a customer requires DSCP transparency, as described insection5.5.2, an L3VPN service MUST deliver the same value of DSCP field in   the IP header received from the customer to the egress demarcation of   the destination.6.7.  Routing   The distribution of reachability and routing policy SHOULD be   constrained to the sites that are members of the VPN.   Optionally, the exchange of such information MAY use some form of   authentication (e.g., MD5).   Functions to isolate the SP network and customer VPNs from anomalous   routing behavior from a specific set of customer sites SHOULD be   provided.  Examples of such functions are controls for route flap   dampening, filters that accept only prefixes configured for a   specific CE, a maximum number of routes accepted for each CE, or a   maximum rate at which route updates can be received from a CE.   When VPN customers use overlapping non-unique IP addresses, the   solution MUST define a means to distinguish between such overlapping   addresses on a per-VPN basis.Carugi & McDysan            Standards Track                    [Page 27]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Furthermore, the solution SHOULD provide an option that either allows   or prevents advertisement of VPN routes to the Internet.   Ideally, the choice of an SP's IGP SHOULD not depend on the routing   protocol(s) used between PE and CE routers in a PE-based VPN.   Furthermore, it is desirable that an SP SHOULD have a choice   regarding the IGP routing protocol.   The additional routing burden that an SP must carry should be   articulated in each specific L3VPN solution.6.8.  Isolation of Traffic and Routing   The internal structure of an L3VPN network SHOULD not be visible to   outside networks (e.g., the Internet or any connected VPN).   From a high-level SP perspective, a PE-based L3VPN MUST isolate the   exchange of traffic and routing information to only those sites that   are authenticated and authorized members of a VPN.   In a CE-based VPN, the tunnels that connect the sites effectively   meet this isolation requirement if both traffic and routing   information flow over the tunnels.   An L3VPN solution SHOULD provide a means to meet L3VPN QoS SLA   requirements that isolates VPN traffic from the effects of traffic   offered by non-VPN customers.  Also, L3VPN solutions SHOULD provide a   means to isolate the effects that traffic congestion produced by   sites as part of one VPN can have on another VPN.6.9.  Security   This section contains requirements related to securing customer   flows; providing authentication services for temporary, remote, or   mobile users; and protecting service provider resources involved in   supporting an L3VPN.  More detailed security requirements are   provided in [VPNSEC].6.9.1.  Support for Securing Customer Flows   In order to meet the general requirement for providing a range of   security options to a customer, each L3VPN solution MUST clearly   spell out the configuration options that can work together and how   they can do so.Carugi & McDysan            Standards Track                    [Page 28]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   When a VPN solution operates over a part of the Internet, it should   support a configurable option to support one or more of the following   standard IPsec methods for securing a flow for a specified subset of   a customer's VPN traffic:   o  Confidentiality, so that only authorized devices can decrypt it   o  Integrity, to ensure that the data has not been altered   o  Authentication, to ensure that the sender is indeed who he or she      claims to be   o  Replay attack prevention.   The above functions SHOULD be applicable to "data traffic" of the   customer, which includes the traffic exchanged between sites between   temporary users and sites, and even between temporary users.  It   SHOULD also be possible to apply these functions to "control   traffic", such as routing protocol exchanges, that are not   necessarily perceived by the customer but are nevertheless essential   to maintain his or her VPN.   Furthermore, such security methods MUST be configurable between   different end points, such as CE-CE, PE-PE, and CE-PE.  It is also   desirable to configure security on a per-route or per-VPN basis   [VPNSEC].   A VPN solution MAY support one or more encryption schemes, including   AES, and 3DES.  Encryption, decryption, and key management SHOULD be   included in profiles as part of the security management system.6.9.2.  Authentication Services   A service provider MUST provide authentication services in support of   temporary user access requirements, as described insection 5.11.2.   Furthermore, traffic exchanged within the scope of VPN MAY involve   several categories of equipment that must cooperate to provide the   service [Y.1311.1].  These network elements can be CE, PE, firewalls,   backbone routers, servers, management stations, etc.  These network   elements learn about each other's identity, either via manual   configuration or via discovery protocols, as described insection6.4. When network elements must cooperate, these network elements   SHALL authenticate peers before providing the requested service.   This authentication function MAY also be used to control access to   network resources.   The peer identification and authentication function described above   applies only to network elements participating in the VPN.  Examples   include:Carugi & McDysan            Standards Track                    [Page 29]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   -  traffic between a CE and a PE,   -  traffic between CEs belonging to the same VPN,   -  CE or PE routers dealing with route announcements for a VPN,   -  policy decision point [RFC3198] and a network element, and   -  management station and an SNMP agent.   For a peer authentication function, each L3VPN solution SHOULD   describe where necessary, how it shall be implemented, how secure it   must be, and the way to deploy and maintain identification and   authentication information necessary to operate the service.6.9.3.  Resource Protection   Recall from the definitions insection 3.3 that a site can be part of   an intranet with sites from the only same organization, can be part   of an extranet involving sites from other organizations, can have   access to the Internet, or can have any combination of these scopes   of communication.  Within these contexts, a site might be subject to   various attacks coming from different sources.  Potential sources of   attack include:   -  users connected to the supporting public IP backbone,   -  users from the Internet, and   -  users from temporary sites belonging to the intranet and/or      extranet VPN the site is part of.   Security threats and risks that a site may encounter include the   following:   -  Denial of service, for example mail spamming, access connection      congestion, TCP SYN attacks, and ping attacks   -  Intrusion attempts, which may eventually lead to denial of service      (e.g., a Trojan horse attack).   Additional threat scenarios are defined in [VPNSEC].  An L3VPN   solution MUST state how it addresses each potential threat scenario.   The devices in the L3VPN network must provide some means of reporting   intrusion attempts to the service provider resources.6.10.  Inter-AS (SP)VPNs   The scenario for VPNs spanning multiple Autonomous Systems (AS) or   Service Providers (SP) requires standard solutions.  The scenario   where multiple ASes are involved is the most general case and is   therefore the one described here.  The scenarios of concern are the   CE-based and PE-based L3VPNs defined insection 3.Carugi & McDysan            Standards Track                    [Page 30]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   In each scenario, all applicable SP requirements, such as traffic and   routing isolation, SLAs, management, security, and provisioning.   MUST be preserved across adjacent ASes.  The solutions MUST describe   the inter-SP network interface, encapsulation method(s), routing   protocol(s), and all applicable parameters [VPNIW].   An essential pre-condition for an inter-AS VPN is an agreement   between the ASes involved that spells out at least trust, economic,   and management responsibilities.   The overall scalability of the VPN service MUST allow the L3VPN   service to be offered across potentially hundreds of SPs, with the   overall scaling parameters per SP given in [RFC3809].6.10.1.  Routing Protocols   If the link between ASes is not trusted, routing protocols running   between those ASes MUST support some form of authentication.  For   example, the TCP option for carrying an MD5 digest may be used to   enhance security for BGP [RFC2385].   BGP MUST be supported as the standard inter-AS routing protocol to   control the path taken by L3VPN traffic.6.10.2.  Management   The general requirements for managing a single AS apply to a   concatenation of ASes.  A minimum subset of such capabilities as   follows:   - Diagnostic tools (e.g., ping, traceroute)   - Secured access to one AS management system by another   - Configuration request and status query tools   - Fault notification and trouble-tracking tools6.10.3.  Bandwidth and QoS Brokering   When a VPN spans multiple ASes, a brokering mechanism is desired that   requests certain SLA parameters, such as bandwidth and QoS, from the   other domains and/or networks involved in transferring traffic to   various sites.  Although bandwidth and QoS brokering across multiple   ASes is not common in today's networks, these may be desirable for   maintaining SLAs in inter-AS VPNs.  This section describes   requirements for features that would facilitate these mechanisms.   The objective is that a solution SHOULD be able to determine whether   a set of ASes can establish and guarantee uniform QoS in support of   an L3VPN.Carugi & McDysan            Standards Track                    [Page 31]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   The brokering mechanism can be a manual one, for example, in which   one provider requests from another a specific set of bandwidth and   QoS parameters for traffic going to and from a specific set of sites.   The mechanism could also be an automated one where a device   dynamically requests and receives certain bandwidth and SLA/QoS   parameters.  For instance, in the case of an L3VPN over MPLS, a PE   may negotiate the label for different traffic classes to reach a PE   residing in a neighboring AS.  Or, it might be a combination of both.   For additional detailed requirements on the automated approach, see   [TE-INTERAS].   Brokering on a per VPN basis is not desirable as this approach would   not scale.  A solution MUST provide some means to aggregate QoS and   bandwidth brokering requests between ASes.  One method could be for   SPs to make an agreement specifying the maximum amount of bandwidth   for specific QoS parameters for all VPN customers using the SP   network.  Alternatively, such aggregation might be on a per   hierarchical tunnel basis between PE routers in different ASes   supporting an L3VPN service [TE-INTERAS].6.10.4.  Security Considerations   If a tunnel traverses multiple SP networks and passes through an   unsecured SP, POP, NAP, or IX, then security mechanisms MUST be   employed.  These security mechanisms include encryption,   authentication, and resource protection, as described insection 6.9,   and security management, as covered insection 7.5.  For example, a   provider should consider using both authentication and encryption for   a tunnel used as part of an L3VPN that traverses another service   provider's network.6.11.  L3VPN Wholesale   The architecture MUST support the possibility of one service provider   offering VPN service to another service provider.  Another example is   when one service provider sells L3VPN service at wholesale to another   service provider, who then resells that VPN service to his or her   customers.   The wholesaler's VPN MUST be transparent to the addressing and   routing used by the reseller.   Support for additional levels of hierarchy (for example, three levels   at which a reseller can again resell the VPN service to yet another   VPN provider) SHOULD be provided.   The Carrier's Carrier scenario is the term used in this document for   this category of L3VPN wholesale (although some scenarios of Inter-Carugi & McDysan            Standards Track                    [Page 32]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   AS/Inter-Provider VPN could possibly fall in this L3VPN wholesale   category, too).  Various carrier's carrier scenarios should be   supported, such as when   -  the customer carriers do not operate L3VPN services for their      clients;   -  the customer carriers operate L3VPN services for their clients,      but these services are not linked with the L3VPN service offered      by the Carrier's Carrier and   -  the customer carriers operate L3VPN services for their clients,      and these services are linked with the L3VPN service offered by      the Carrier's Carrier ("Hierarchical VPNs" scenario).6.12.  Tunneling Requirements   Connectivity between CE sites or PE devices in the backbone SHOULD   use a range of tunneling technologies, such as L2TP, IPSEC, GRE, IP-   in-IP, and MPLS.   To set up tunnels between routers, every router MUST support static   configuration for tunneling and MAY support a tunnel setup protocol.   If employed, a tunnel establishment protocol SHOULD be capable of   conveying information such as the following:     - Relevant identifiers     - QoS/SLA parameters     - Restoration parameters     - Multiplexing identifiers     - Security parameters   There MUST be a means to monitor the following aspects of tunnels:   -  Statistics, such as amount of time spent in the up and down state.   -  Count of transitions between the up and down state.   -  Events, such as transitions between the up and down states.   The tunneling technology used by the VPN Service Provider and its   associated mechanisms for tunnel establishment, multiplexing, and   maintenance MUST meet the requirements on scaling, isolation,   security, QoS, manageability, etc.6.13.  Support for Access and Backbone Technologies   This section describes requirements for aspects of access and   backbone network technologies from an SP point of view.Carugi & McDysan            Standards Track                    [Page 33]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Some SPs MAY desire that a single network infrastructure suffices for   all services, public IP, VPNs, traffic engineering, and   differentiated services [L2VPN].6.13.1.  Dedicated Access Networks   Ideally, the L3VPN service SHOULD be independent of physical, link   layer, or even network technology of the access network.  However,   the characteristics of access networks MUST be accounted for when the   QoS aspects of SLAs for VPN service offerings are specified.6.13.2.  On-Demand Access Networks   Service providers SHOULD be able to support temporary user access, as   described insection 5.11.2, by using dedicated or dial-in access   network technology.   L3VPN solutions MUST support the case where a VPN user directly   accesses the VPN service through an access network connected to the   service provider.  They MUST also describe how they can support the   case where one or more other service provider networks are used for   access to the service provider supporting the L3VPN service.   Ideally, all information necessary to identify and authenticate users   for an intranet SHOULD be stored and maintained by the customer.  In   an extranet, one customer SHOULD be able to maintain the   authentication server, or the customers involved in the extranet MAY   choose to outsource the function to a service provider.   Identification and authentication information could be made available   to the service provider for controlling access, or the service   provider may query a customer maintained server.  Furthermore, one SP   may act as access for the SP providing the VPN service.  If the   access SP performs identification and authentication on behalf of the   VPN SP, an agreement MUST be reached on a common specification.   Support for at least the following authentication protocols SHALL be   supported: PAP, CHAP, and EAP, as they are currently used in a wide   range of equipment and services.Carugi & McDysan            Standards Track                    [Page 34]

RFC 4031          Service Requirements for L3 PPVPNs          April 20056.13.3.  Backbone Networks   Ideally, the backbone interconnecting SP, PE, and P devices SHOULD be   independent of physical and link layer technology.  Nevertheless, the   characteristics of backbone technology MUST be taken into account   when specifying the QoS aspects of SLAs for VPN service offerings.6.14.  Protection, Restoration   When primary and secondary access connections are available, an L3VPN   solution MUST provide restoration of access connectivity whenever the   primary access link from a CE site to a PE fails.  This capability   SHOULD be as automatic as possible, that is, the traffic should be   directed over the secondary link soon after failure of the primary   access link is detected.  Furthermore, reversion to the primary link   SHOULD be dynamic, if configured to do so [VPN-NEEDS].   As mentioned insection 5.11.4, in the case of multi-homing, the load   balancing capability MAY be used to achieve a degree of redundancy in   the network.  In the case of failure of one or more (but not all) of   the multi-homed links, the load balancing parameters MAY be   dynamically adjusted to redirect the traffic rapidly from the failed   link(s) to the surviving links.  Once the failed link(s) is (are)   restored, the original provisioned load balancing ratio SHOULD be   restored to its value prior to the failure.   An SP SHOULD be able to deploy protection and restoration mechanisms   within his or her backbone infrastructure to increase reliability and   fault tolerance of the VPN service offering.  These techniques SHOULD   be scalable, and therefore should strive not to perform such function   in the backbone on a per-VPN basis.   Appropriate measurements and alarms that indicate how well network   protection and restoration mechanisms are performing MUST be   supported.6.15.  Interoperability   Service providers are interested in interoperability in at least the   following scenarios:   -  Facilitating use of PE and managed CE devices within a single SP      network.   -  Implementing L3VPN services across two or more interconnected SP      networks.Carugi & McDysan            Standards Track                    [Page 35]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   -  Achieving interworking or interconnection between customer sites      using different L3VPN approaches or different implementations of      the same approach.   Each approach MUST describe whether any of the above objectives can   be met.  If an objective can be met, the approach MUST describe how   such interoperability could be achieved.  In particular, the approach   MUST describe the inter-solution network interface, encapsulation   method(s), routing protocol(s), security, isolation, management, and   all other applicable aspects of the overall VPN solution provided   [VPNIW].6.16.  Migration Support   Service providers MUST have a graceful means to migrate a customer   with minimal service disruption on a site-by-site basis to an L3VPN   approach.   If L3VPN approaches can interwork or interconnect, then service   providers MUST have a graceful means to migrate a customer with   minimal service disruption on a site-by-site basis whenever   interworking or interconnection is changed.7.  Service Provider Management Requirements   A service provider MUST have a means to view the topology,   operational state, order status, and other parameters associated with   each customer's VPN.  Furthermore, an SP MUST have a means to view   the underlying logical and physical topology, operational state,   provisioning status, and other parameters associated with the   equipment providing the VPN service(s) to its customers.   Currently, proprietary methods are often used to manage VPNs.  The   additional expense associated with operators using multiple   proprietary management methods (e.g., command line interface (CLI)   languages) to access such systems is undesirable.  Therefore, devices   SHOULD provide standards-based interfaces wherever feasible.   The remainder of this section presents detailed SP management   requirements for a Network Management System (NMS) in the traditional   fault, configuration, accounting, performance, and security (FCAPS)   management categories.  Much of this text was adapted from ITU-T   Y.1311.1.Carugi & McDysan            Standards Track                    [Page 36]

RFC 4031          Service Requirements for L3 PPVPNs          April 20057.1.  Fault Management   Support for fault management includes:   -  indication of customers impacted by failure,   -  fault detection (incidents reports, alarms and failure      visualization),   -  fault localization (analysis of alarms reports and diagnostics),   -  incident recording or logs (creation and follow-through of trouble      tickets), and   -  corrective actions (traffic, routing, and resource allocation).   As PE-based VPNs rely on a common network infrastructure, the NMS   MUST provide a means to inform the provider of the VPN customers   impacted by a failure in the infrastructure.  The NMS SHOULD provide   pointers to the related customer configuration information to aid in   fault isolation and determining corrective action.   Detecting faults caused by configuration errors is desirable, because   these may cause VPN service failure or may disrupt other requirements   (e.g., traffic and routing isolation).  This is a likely case of   compromised security [VPNSEC].  Detection of such errors is   inherently difficult because the problem involves more than one node   and may reach across a global perspective.  One approach could be a   protocol that systematically checks whether all constraints and   consistency checks hold among tunnel configuration parameters at the   various end points.   A capability to verify L3 reachability within a VPN MUST be provided   for diagnostic purposes.   A capability to verify the parameter configuration of a device   supporting an L3VPN MUST be provided for diagnostic purposes.7.2.  Configuration Management   Overall, the NMS must support a configuration necessary to realize   the desired L3-reachability of an L3VPN.  Toward this end, an NMS   MUST provide configuration management to provision at least the   following L3VPN components: PE,CE, hierarchical tunnels, access   connections, routing, and QoS, as detailed in this section.  If   shared access to the Internet is provided, then this option MUST also   be configurable.   As VPN configuration and topology are highly dependent on a   customer's organization, provisioning systems MUST address a broad   range of customer-specific requirements.  The NMS MUST ensure thatCarugi & McDysan            Standards Track                    [Page 37]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   these devices and protocols are provisioned consistently and   correctly.   Provisioning for adding or removing sites SHOULD be as localized and   automated as possible.   Configuration management for VPNs, according to service templates   defined by the provider MUST be supported.  A service template   contains fields that, when used, yield a definite service requirement   or policy.  For example, a template for an IPSec tunnel would contain   fields such as tunnel end points, authentication modes, encryption   and authentication algorithms, pre-shared keys (if any), and traffic   filters.  An SLA template would contain fields such as delay, jitter,   and throughput and packet loss thresholds, as well as end points over   which the SLA has to be satisfied.  In general, a customer's service   order can be regarded as a set of instantiated service templates.   This set can, in turn, be regarded as the logical service   architecture of the customer's VPN.   Service templates can also be used by the provider to define the   service architecture of the provider's own network.  For example,   OSPF templates could contain fields such as the subnets that form a   particular area, the area identifier, and the area type.  BGP service   template could contain fields that, when used, would yield a BGP   policy, such as for expressing a preference about an exit router for   a particular destination.   The set of service templates SHOULD be comprehensive in that it can   capture all service orders in some meaningful sense.   The provider SHOULD provide means to translate service templates into   device configurations so that associated services can be provisioned.   Finally, the approach SHOULD provide means to check whether a service   order is correctly provisioned.  This would represent one method of   diagnosing configuration errors.  Configuration errors can arise due   to a variety of reasons: manual configuration, intruder attacks, and   conflicting service requirements.7.2.1.  Configuration Management for PE-Based VPNs   Requirements for configuration management unique to a PE-based VPN   are as follows:   o  The NMS MUST support configuration of at least the following      aspects of L3 PE routers: intranet and extranet membership, CE      routing protocol for each access connection, routing metrics, and      tunnels.Carugi & McDysan            Standards Track                    [Page 38]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   o  The NMS SHOULD use identifiers for SPs, L3VPNs, PEs, CEs,      hierarchical tunnels, and access connections, as described insection 6.3.   o  Tunnels MUST be configured between PE and P devices.  This      requires coordination of identifiers of tunnels, hierarchical      tunnels, VPNs, and any associated service information, for      example, a QoS/SLA service.   o  Routing protocols running between PE routers and CE devices MUST      be configured per VPN.   o  For multicast service, multicast routing protocols MUST also be      configurable.   o  Routing protocols running between PE routers and between PE and P      routers MUST also be configured.   o  The configuration of a PE-based L3VPN MUST be coordinated with the      configuration of the underlying infrastructure, including Layer 1      and 2 networks interconnecting components of an L3VPN.7.2.2.  Configuration Management for CE-Based VPN   Requirements for configuration management unique to a CE-based VPN   are as follows:   o  Tunnels MUST be configured between CE devices.  This requires      coordination of identifiers of tunnels, VPNs, and any associated      service information, for example, a QoS/SLA service.   o  Routing protocols running between PE routers and CE devices MUST      be configured.  For multicast service, multicast routing protocols      MUST also be configurable.7.2.3.  Provisioning Routing   A means for a service provider to provision parameters for the IGP   for an L3VPN MUST be provided.  This includes link level metrics,   capacity, QoS capability, and restoration parameters.7.2.4.  Provisioning Network Access   A service provider MUST have the means to provision network access   between SP-managed PE and CE, as well as the case where the customer   manages the CE.Carugi & McDysan            Standards Track                    [Page 39]

RFC 4031          Service Requirements for L3 PPVPNs          April 20057.2.5.  Provisioning Security Services   When a security service is requested, an SP MUST have the means to   provision the entities and associated parameters involved with the   service.  For example, for IPsec service, tunnels, options, keys, and   other parameters must be provisioned at either the CE or the PE.  In   the case of an intrusion detection service, the filtering and   detection rules must be provisioned on a VPN basis.7.2.6.  Provisioning VPN Resource Parameters   A service provider MUST have a means to provision resources   associated with VPN services dynamically.  For example, in a PE-based   service, the number and size of virtual switching and forwarding   table instances must be provisionable.   Dynamic VPN resource assignment is crucial for coping with the   frequent change requests from customers (e.g., sites joining or   leaving a VPN), as well as for achieving scalability.  The PEs SHOULD   be able to dynamically assign the VPN resources dynamically.  This   capability is especially important for dial and wireless VPN   services.   If an SP supports a "Dynamic Bandwidth management" service, then the   provisioning system MUST be able to make requested changes within the   ranges and bounds specified in the SLA.  Examples of SLA parameters   are response time and probability of being able to service such a   request.7.2.7.  Provisioning Value-Added Service Access   An L3VPN service provides controlled access between a set of sites   over a common backbone.  However, many service providers also offer a   range of value-added services. (for example, Internet access,   firewall services, intrusion protection, IP telephony and IP Centrex,   application hosting, and backup).  It is outside of the scope of this   document to define whether and how these different services interact   with the VPN to solve issues such as addressing, integrity, and   security.  However, the VPN service MUST be able to provide access to   these various types of value-added services.   A VPN service SHOULD allow the SP to supply the customer with   different kinds of standard IP services, such as DNS, NTP, and   RADIUS, that are needed for ordinary network operation and   management.  The provider SHOULD be able to provide IP services to   multiple VPN customers.Carugi & McDysan            Standards Track                    [Page 40]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   A firewall function MAY be required to restrict access to the L3VPN   from the Internet [Y.1311].   A managed firewall service MUST be carrier grade.  For redundancy and   failure recovery, a means for firewall fail-over should be provided.   Managed firewall services that may be provided include dropping   specified protocol types, intrusion protection, and traffic-rate   limiting against malicious attacks.   Managed firewalls MUST be supported on a per-VPN basis, although   multiple VPNs may be supported by the same physical device (e.g., in   a PE-based solution).  Managed firewalls SHOULD be provided at the   major access point(s) for the L3VPN.  Managed firewall services may   be embedded in CE or PE device or implemented in standalone devices.   The NMS SHOULD allow a customer to outsource the management of an IP   networking service to the SP providing the VPN or to a third party.   The NMS SHOULD support collection of information necessary for   optimal allocation of IP services in response to customer orders.   Reachability to and from the Internet to sites within a VPN MUST be   configurable by an SP.  This could be controlled by configuring   routing policy to control distribution of VPN routes advertised to   the Internet.7.2.8.  Provisioning Hybrid VPN Services   Configuration of interworking or interconnection between L3VPN   solutions SHOULD be also supported.  Ensuring that security and   end-to-end QoS issues are provided consistently SHOULD be addressed.7.3.  Accounting   Many service providers require collection of measurements regarding   resource usage for accounting purposes.  The NMS MAY need to   correlate accounting information with performance and fault   management information to produce billing that takes into account SLA   provisions for periods of time when the SLS is not met.   An L3VPN solution MUST describe how the following accounting   functions can be provided:   - Measurements of resource utilization.   - collection of accounting information.   - storage and administration of measurements.Carugi & McDysan            Standards Track                    [Page 41]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   Some providers may require near - real time reporting of measurement   information and may offer this as part of a customer network   management service.   If an SP supports a "Dynamic Bandwidth management" service, then the   dates, times, amounts, and interval required to perform requested   bandwidth allocation change(s) MUST be traceable for monitoring and   accounting purposes.   Solutions should state compliance with accounting requirements, as   described insection 1.7 of RFC 2975 [RFC2975].7.4.  Performance Management   Performance management MUST support functions involved with   monitoring and collecting performance data for devices, facilities,   and services, as well as determining conformance to SLS, such as QoS   and availability measurements.   Performance management SHOULD also support analysis of important   aspects of an L3VPN, such as bandwidth utilization, response time,   availability, QoS statistics, and trends based on collected data.7.4.1.  Performance Monitoring   The NMS MUST monitor device behavior to evaluate performance metrics   associated with an SLA.  Different measurement techniques may be   necessary depending on the service for which an SLA is provided.   Example services are QoS, security, multicast, and temporary access.   These techniques MAY be either intrusive or non-intrusive depending   on the parameters being monitored.   The NMS MUST also monitor aspects of the VPN not directly associated   with an SLA, such as resource utilization, state of devices, and   transmission facilities, as well as control of monitoring resources   such as probes and remote agents at network access points used by   customers and mobile users.7.4.2.  SLA and QoS Management Features   The NMS SHOULD support SLAs between an SP and the various VPN   customers according to the corresponding SLSes by measurement of the   indicators defined within the context of the SLA, on a regular basis.   The NMS SHOULD use the QoS parameter measurement definitions,   techniques, and methods as defined by the IETF IP Performance Metrics   (IPPM) working group for delay, loss, and delay variation.Carugi & McDysan            Standards Track                    [Page 42]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   The NMS SHOULD support allocation and measurement of end-to-end QoS   requirements to QoS parameters for one or more VPN network(s).   Devices supporting L3VPN SLAs SHOULD have real-time performance   measurements that have indicators and threshold crossing alerts.   Such thresholds should be configurable.7.5.  Security Management   The security management function of the NMS MUST include management   features to guarantee the security of devices, access connections,   and protocols within the L3VPN network(s), as well as the security of   customer data and control as described insection 6.9.7.5.1.  Resource Access Control   Resource access control determines the privileges that a user has to   access particular applications and VPN network resources.  Without   such control, only the security of the data and control traffic is   protected, leaving the devices providing the L3VPN network   unprotected.  Access control capabilities protect these devices to   ensure that users have access only to the resources and applications   they are authorized to use.   In particular, access to the routing and switching resources managed   by the SP MUST be tightly controlled to prevent and/or effectively   mitigate a malicious attack.  More detailed requirements in this area   are described in [VPNSEC].7.5.2.  Authentication   Authentication is the process of verifying that the sender is   actually who he or she claims to be.  The NMS MUST support standard   methods for authenticating users attempting to access management   services.   Scalability is critical, as the number of nomadic/mobile clients is   increasing rapidly.  The authentication scheme implemented for such   deployments MUST be manageable for large numbers of users and VPN   access points.   Strong authentication schemes SHALL be supported to ensure the   security of both VPN access point-to-VPN access point  (e.g., PE to   PE in a PE-based case) and client-to-VPN access point (e.g., CE-to-PE   in a PE-based case) communications.  This is particularly important   for preventing VPN access point spoofing, a situation where an   attacker tries to convince a PE or CE that the attacker is the VPN   access point.  If an attacker can convince a PE or CE device of this,Carugi & McDysan            Standards Track                    [Page 43]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   then that device will send VPN traffic to the attacker (who could   forward it to the true access point after compromising   confidentiality or integrity).  In other words, a non-authenticated   VPN AP can be spoofed with a man-in-the-middle attack, because the   endpoints never verify each other.  A weakly authenticated VPN AP may   be subject to such an attack.  Strongly authenticated VPN APs are not   subject to such attacks, because the man-in-the-middle cannot be   authenticated as the real AP due to the strong authentication   algorithms.7.6.  Basis and Presentation Techniques of Management Information   Each L3VPN solution approach MUST specify the management information   bases (MIB) modules for the network elements involved in L3VPN   services.  This is an essential requirement in network provisioning.   The approach SHOULD identify any information not contained in a   standard MIB related to FCAPS that is necessary to meet a generic   requirement.   An IP VPN (Policy) Information model, when available, SHOULD reuse   the policy information models being developed in parallel for   specific IP network capabilities [IM-REQ].  This includes the QoS   Policy Information Model [QPIM] and the IPSEC Configuration Policy   Model [IPSECIM].  The IP VPN Information model SHOULD provide the OSS   with adequate "hooks" to correlate service level specifications with   traffic data collected from network elements.  The use of policies   includes rules that control corrective actions taken by OSS   components responsible for monitoring the network and ensuring that   it meets service requirements.   Additional requirements on VPN information models are given in   reference [IM-PPVPN].  In particular, an information model MUST allow   an SP to change VPN network dimensions with minimal influence on   provisioning issues.  The adopted model SHOULD be applicable to both   small/medium size and large-scale L3VPN scenarios.   Some service providers MAY require systems that visually, audibly, or   logically present FCAPS information to internal operators and/or   customers.8.  Security Considerations   Security considerations occur at several levels and dimensions within   L3VPNs, as detailed within this document.  This section provides a   summary with references to detailed supporting information   [L3VPN-SEC] [VPNSEC].Carugi & McDysan            Standards Track                    [Page 44]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   The requirements in this document separate traditional notions of   security requirements, such as integrity, confidentiality, and   authentication, from issues such as isolating (or separating) the   exchange of VPN data and control traffic between specific sets of   sites (as defined in sections3.3 and4.1).  Further detail on   security requirements is given from the customer and service provider   perspectives in sections5.9 and6.9, respectively.  Further detail   on data and control traffic isolation requirements are given from the   customer and service provider perspectives in sections5.1 and6.8,   respectively.   Furthermore, requirements regarding management of security from a   service provider perspective are described insection 7.5.9.  Acknowledgements   The authors of this document would like to acknowledge the   contributions from the people who launched the work on VPN   requirements inside ITU-T SG13 and the authors of the original IP VPN   requirements and framework document [RFC2764], as well as Tom   Worster, Ron Bonica, Sanjai Narain, Muneyoshi Suzuki, Tom Nadeau,   Nail Akar, Derek Atkins, Bryan Gleeson, Greg Burns, and Frederic Le   Garrec.  The authors are also grateful to the helpful suggestions and   direction provided by the technical advisors, Alex Zinin, Scott   Bradner, Bert Wijnen, and Rob Coltun.  Finally, the authors wish to   acknowledge the insights and requirements gleaned from the many   documents listed in the references section.  Citations to these   documents were made only where the authors believed that additional   insight could be obtained from reading the source document.10.  References10.1.  Normative References   [RFC3377]     Hodges, J. and R. Morgan, "Lightweight Directory Access                 Protocol (v3): Technical Specification",RFC 3377,                 September 2002.   [RFC1918]     Rekhter, Y., Moskowitz, B., Karrenberg, D., de Groot,                 G., and E. Lear, "Address Allocation for Private                 Internets",BCP 5,RFC 1918, February 1996.   [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate                 Requirement Levels",BCP 14,RFC 2119, March 1997.   [RFC2205]     Braden, R., Zhang, L., Berson, S., Herzog, S., and S.                 Jamin, "Resource ReSerVation Protocol (RSVP) -- Version                 1 Functional Specification",RFC 2205, September 1997.Carugi & McDysan            Standards Track                    [Page 45]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   [RFC2211]     Wroclawski, J., "Specification of the Controlled-Load                 Network Element Service",RFC 2211, September 1997.   [RFC2212]     Shenker, S., Partridge, C., and R. Guerin,                 "Specification of Guaranteed Quality of Service",RFC2212, September 1997.   [RFC2251]     Wahl, M., Howes, T., and S. Kille, "Lightweight                 Directory Access Protocol (v3)",RFC 2251, December                 1997.   [RFC2475]     Blake, S., Black, D., Carlson, M., Davies, E., Wang,                 Z., and W. Weiss, "An Architecture for Differentiated                 Service",RFC 2475, December 1998.   [RFC2597]     Heinanen, J., Baker, F., Weiss, W., and J. Wroclawski,                 "Assured Forwarding PHB Group",RFC 2597, June 1999.   [RFC2661]     Townsley, W., Valencia, A., Rubens, A., Pall, G., Zorn,                 G., and B. Palter, "Layer Two Tunneling Protocol                 "L2TP"",RFC 2661, August 1999.   [RFC2685]     Fox, B. and B. Gleeson, "Virtual Private Networks                 Identifier",RFC 2685, September 1999.   [RFC3246]     Davie, B., Charny, A., Bennet, J.C., Benson, K., Le                 Boudec, J., Courtney, W., Davari, S., Firoiu, V., and                 D. Stiliadis, "An Expedited Forwarding PHB (Per-Hop                 Behavior)",RFC 3246, March 2002.   [RFC3270]     Le Faucheur, F., Wu, L., Davie, B., Davari, S.,                 Vaananen, P., Krishnan, R., Cheval, P., and J.                 Heinanen, "Multi-Protocol Label Switching (MPLS)                 Support of Differentiated Services",RFC 3270, May                 2002.   [RFC3809]     Nagarajan, A., "Generic Requirements for Provider                 Provisioned Virtual Private Networks (PPVPN)",RFC3809, June 2004.10.2.  Informative References   [2547bis]     Rosen, E., Rekhter, Y. et al.,"BGP/MPLS VPNs", Work in                 Progress.   [IM-PPVPN]    Lago, P., et al., "An Information Model for Provider                 Provisioned Virtual Private Networks", Work in                 Progress.Carugi & McDysan            Standards Track                    [Page 46]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   [IM-REQ]      Iyer, M., et al., "Requirements for an IP VPN Policy                 Information Model", Work in Progress.   [IPSECIM]     Jason, J.,"IPsec Configuration Policy Model", Work in                 Progress.   [CE-PPVPN]    De Clercq, J., Paridaens, O., Krywaniuk, A., Wang, C.,                 "An Architecture for Provider Provisioned CE-based                 Virtual Private Networks using IPsec", Work in                 Progress.   [IPSEC-PPVPN] Gleeson, B., "Uses of IPsec with Provider Provisioned                 VPNs", Work in Progress.   [L2VPN]       Rosen, E., et al.,"An Architecture for L2VPNs", Work                 in Progress.   [MPLSSEC]     Behringer, M., "Analysis of the Security of the MPLS                 Architecture", Work in Progress.   [PPVPN-TERM]  Andersson, L., Madsen, T.,"PPVPN Terminology", Work in                 Progress.   [L3VPN-SEC]   Fang, L., et al., "Security Framework for Provider                 Provisioned Virtual Private Networks", Work in                 Progress.   [L3VPN-FR]    Callon, R., Suzuki, M., et al. "A Framework for Layer 3                 Provider Provisioned Virtual Private Networks", Work in                 Progress.   [PPVPN-VR]    Knight, P., Ould-Brahim, H., Gleeson, B., "Network                 based IP VPN Architecture using Virtual Routers", Work                 in Progress.   [QPIM]        Snir, Ramberg, Strassner, Cohen and Moore, "Policy QoS                 Information Model", Work in Progress.   [RFC2385]     Heffernan, A., "Protection of BGP Sessions via the TCP                 MD5 Signature Option",RFC 2385, August 1998.   [RFC2764]     Gleeson, B., Lin, A., Heinanen, J., Armitage, G., and                 A. Malis, "A Framework for IP Based Virtual Private                 Networks",RFC 2764, February 2000.   [RFC2975]     Aboba, B., Arkko, J., and D. Harrington, "Introduction                 to Accounting Management",RFC 2975, October 2000.Carugi & McDysan            Standards Track                    [Page 47]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005   [RFC2983]     Black, D., "Differentiated Services and Tunnels",RFC2983, October 2000.   [RFC3031]     Rosen, E., Viswanathan, A., and R. Callon,                 "Multiprotocol Label Switching Architecture",RFC 3031,                 January 2001.   [RFC3198]     Westerinen, A., Schnizlein, J., Strassner, J.,                 Scherling, M., Quinn, B., Herzog, S., Huynh, A.,                 Carlson, M., Perry, J., and S. Waldbusser, "Terminology                 for Policy-Based Management",RFC 3198, November 2001.   [TE-INTERAS]  Zhang, R., Vasseur, J.P., "MPLS Inter-AS Traffic                 Engineering requirements", Work in Progress.   [VPNDISC]     Squire, M. et al., "VPN Discovery Discussions and                 Options", Work in Progress.   [VPNIW]       Kurakami, H., et al., "Provider-Provisioned VPNs                 Interworking", Work in Progress.   [VPNSEC]      De Clercq, J., et al., "Considerations about possible                 security extensions to BGP/MPLS VPN", Work in Progress.   [VPNTUNNEL]   Worster, T., et al., "A PPVPN Layer Separation: VPN                 Tunnels and Core Connectivity", Work in Progress.   [VPN-CRIT]    Yu, J., Jou, L., Matthews, A ., Srinivasan, V.,                 "Criteria for Evaluating VPN Implementation                 Mechanisms", Work in Progress.   [VPN-NEEDS]   Jacquenet, C., "Functional needs for the deployment of                 an IP VPN service offering : a service provider                 perspective", Work in Progress.   [Y.1311.1]    Carugi, M. (editor), "Network Based IP VPN over MPLS                 architecture", Y.1311.1 ITU-T Recommendation, July                 2001.   [Y.1311]      Knightson, K. (editor), "Network based VPNs  - Generic                 Architecture and Service Requirements", Y.1311 ITU-T                 Recommendation, March 2002.Carugi & McDysan            Standards Track                    [Page 48]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005Authors' Addresses   Marco Carugi (co-editor)   Nortel Networks   Parc d'activites de Magny-Chateaufort   Les Jeunes Bois - MS CTF 32B5 - Chateaufort   78928 YVELINES Cedex 9  - FRANCE   EMail: marco.carugi@nortel.com   Dave McDysan (co-editor)   MCI   22001 Loudoun County Parkway   Ashburn, VA 20147, USA   EMail: dave.mcdysan@mci.com   Luyuan Fang   AT&T   200 Laurel Ave - Room C2-3B35   Middletown, NJ 07748 USA   EMail: Luyuanfang@att.com   Ananth Nagarajan   Juniper Networks   EMail: ananth@juniper.net   Junichi Sumimoto   NTT Communications Corporation   3-20-2 Nishi-Shinjuku, Shinjuku-ku, Tokyo 163-1421, Japan   EMail: j.sumimoto@ntt.com   Rick Wilder   Alcatel   EMail: rick.wilder@alcatel.comCarugi & McDysan            Standards Track                    [Page 49]

RFC 4031          Service Requirements for L3 PPVPNs          April 2005Full Copyright Statement   Copyright (C) The Internet Society (2005).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Carugi & McDysan            Standards Track                    [Page 50]

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