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PROPOSED STANDARD
Network Working Group                                    V. Gurbani, Ed.Request for Comments: 3910                                A. BrusilovskyCategory: Standards Track                                    I. Faynberg                                               Lucent Technologies, Inc.                                                                 J. Gato                                                         Vodafone Espana                                                                   H. Lu                                           Bell Labs/Lucent Technologies                                                             M. Unmehopa                                               Lucent Technologies, Inc.                                                            October 2004The SPIRITS (Services in PSTN requesting Internet Services) ProtocolStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).Abstract   This document describes the Services in PSTN (Public Switched   Telephone Network) requesting Internet Services (SPIRITS) protocol.   The purpose of the SPIRITS protocol is to support services that   originate in the cellular or wireline PSTN and necessitate   interactions between the PSTN and the Internet.  On the PSTN side,   the SPIRITS services are most often initiated from the Intelligent   Network (IN) entities.  Internet Call Waiting and Internet Caller-ID   Delivery are examples of SPIRITS services, as are location-based   services on the cellular network.  The protocol defines the building   blocks from which many other services can be built.Table of Contents1.   Introduction  . . . . . . . . . . . . . . . . . . . . . . . .31.1.   Conventions used in this document. . . . . . . . . . .32.   Overview of operations. . . . . . . . . . . . . . . . . . . .32.1.   Terminology. . . . . . . . . . . . . . . . . . . . . .63.   Using XML for subscription and notification . . . . . . . . .74.   XML format definition . . . . . . . . . . . . . . . . . . . .8Gurbani, et al.             Standards Track                     [Page 1]

RFC 3910                    SPIRITS Protocol                October 20045.   Call-related events . . . . . . . . . . . . . . . . . . . . .105.1.   IN-specific requirements . . . . . . . . . . . . . . .115.2.   Detection points and required parameters . . . . . . .125.2.1.   Originating-side DPs. . . . . . . . . . . . .125.2.2.   Terminating-side DPs. . . . . . . . . . . . .145.3.   Services through dynamic DPs . . . . . . . . . . . . .155.3.1.   Normative usage . . . . . . . . . . . . . . .155.3.2.   Event package name. . . . . . . . . . . . . .165.3.3.   Event package parameters. . . . . . . . . . .165.3.4.   SUBSCRIBE bodies. . . . . . . . . . . . . . .165.3.5.   Subscription duration . . . . . . . . . . . .175.3.6.   NOTIFY bodies . . . . . . . . . . . . . . . .175.3.7.   Notifier processing of SUBSCRIBE requests . .185.3.8.   Notifier generation of NOTIFY requests. . . .185.3.9.   Subscriber processing of NOTIFY requests. . .195.3.10.  Handling of forked requests . . . . . . . . .195.3.11.  Rate of notifications . . . . . . . . . . . .195.3.12.  State Agents. . . . . . . . . . . . . . . . .205.3.13.  Examples. . . . . . . . . . . . . . . . . . .205.3.14.  Use of URIs to retrieve state . . . . . . . .255.4.   Services through static DPs. . . . . . . . . . . . . .255.4.1.   Internet Call Waiting . . . . . . . . . . . .265.4.2.   Call disposition choices. . . . . . . . . . .265.4.3.   Accepting an ICW session using VoIP . . . . .286.   Non-call related events . . . . . . . . . . . . . . . . . . .296.1.   Non-call events and their required parameters. . . . .296.2.   Normative usage. . . . . . . . . . . . . . . . . . . .306.3.   Event package name . . . . . . . . . . . . . . . . . .306.4.   Event package parameters . . . . . . . . . . . . . . .316.5.   SUBSCRIBE bodies . . . . . . . . . . . . . . . . . . .316.6.   Subscription duration. . . . . . . . . . . . . . . . .316.7.   NOTIFY bodies. . . . . . . . . . . . . . . . . . . . .326.8.   Notifier processing of SUBSCRIBE requests. . . . . . .326.9.   Notifier generation of NOTIFY requests . . . . . . . .326.10.  Subscriber processing of NOTIFY requests . . . . . . .336.11.  Handling of forked requests. . . . . . . . . . . . . .336.12.  Rate of notifications. . . . . . . . . . . . . . . . .336.13.  State Agents . . . . . . . . . . . . . . . . . . . . .336.14.  Examples . . . . . . . . . . . . . . . . . . . . . . .336.15.  Use of URIs to retrieve state. . . . . . . . . . . . .377.   IANA Considerations . . . . . . . . . . . . . . . . . . . . .387.1.   Registering event packages . . . . . . . . . . . . . .387.2.   Registering MIME type. . . . . . . . . . . . . . . . .387.3.   Registering URN. . . . . . . . . . . . . . . . . . . .397.4.   Registering XML schema . . . . . . . . . . . . . . . .408.   Security Considerations . . . . . . . . . . . . . . . . . . .409.   XML schema definition . . . . . . . . . . . . . . . . . . . .4210.  Acknowledgements. . . . . . . . . . . . . . . . . . . . . . .45Gurbani, et al.             Standards Track                     [Page 2]

RFC 3910                    SPIRITS Protocol                October 200411.  Acronyms. . . . . . . . . . . . . . . . . . . . . . . . . . .4512.  References. . . . . . . . . . . . . . . . . . . . . . . . . .4613.  Contributors. . . . . . . . . . . . . . . . . . . . . . . . .4814.  Authors' Addresses. . . . . . . . . . . . . . . . . . . . . .4815.  Full Copyright Statement. . . . . . . . . . . . . . . . . . .501. Introduction   SPIRITS (Services in the PSTN Requesting Internet Services) is an   IETF architecture and an associated protocol that enables call   processing elements in the telephone network to make service requests   that are then processed on Internet hosted servers.  The term Public   Switched Telephone Network (PSTN) is used here to include the   wireline circuit-switched network, as well as the wireless circuit-   switched network.   The earlier IETF work on the PSTN/Internet Interworking (PINT)   resulted in the protocol (RFC 2848) in support of the services   initiated in the reverse direction - from the Internet to PSTN.   This document has been written in response to the SPIRITS WG chairs   call for SPIRITS Protocol proposals.  Among other contributions, this   document is based on:      o  Informational  "Pre-SPIRITS implementations" [10]      o  Informational  "The SPIRITS Architecture" [1]      o  Informational  "SPIRITS Protocol Requirements" [4]1.1.  Conventions used in this document   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this   document are to be interpreted as described inBCP 14,RFC 2119 [2].2.  Overview of operations   The purpose of the SPIRITS protocol is to enable the execution of   services in the Internet based on certain events occurring in the   PSTN.  The term PSTN is used here to include all manner of switching;   i.e. wireline circuit-switched network, as well as the wireless   circuit-switched network.   In general terms, an Internet host is interested in getting   notifications of certain events occurring in the PSTN.  When the   event of interest occurs, the PSTN notifies the Internet host.  The   Internet host can execute appropriate services based on these   notifications.Gurbani, et al.             Standards Track                     [Page 3]

RFC 3910                    SPIRITS Protocol                October 2004                             +------+                             | PSTN |                             |Events|                             +------+                            /       \                           /         \                  +-------+           +--------+                  |Call   |           |Non-Call|                  |Related|           |Related |                  +-------+           +--+-----+                 /        \              |                /          \             |           +---/--+     +---\---+     +--+-----------------+           |Static|     |Dynamic|     |Mobility Management/|           |      |     |       |     |Registration/De-    |           +------+     +-------+     |registration        |                                      +--------------------+                     Figure 1: The SPIRITS Hierarchy.   Figure 1 contains the SPIRITS events hierarchy, including their   subdivision in two discrete classes for service execution: events   related to the setup, teardown and maintenance of a call and events   un-related to call setup, teardown or maintenance.  Example of the   latter class of events are geo-location mobility events that are   tracked by the cellular PSTN.  SPIRITS will specify the framework to   provide services for both of these types of events.   Call-related events, its further subdivisions, and how they enable   services in the Internet is contained inSection 5.  Services enabled   from events not related to call setup, teardown, or maintenance are   covered in detail inSection 6.   For reference, the SPIRITS architecture from [1] is reproduced below.   This document is focused on interfaces B and C only.  Interface D is   a matter of local policy; the PSTN operator may have a functional   interface between the SPIRITS client or a message passing interface.   This document does not discuss interface D in any detail.Gurbani, et al.             Standards Track                     [Page 4]

RFC 3910                    SPIRITS Protocol                October 2004             +--------------+             | Subscriber's |             |   IP Host    |              +--------------+             |              |              |              |             | +----------+ |              | +----------+ |             | | PINT     | |      A       | | PINT     | |             | |  Client  +<-------/-------->+  Gateway +<-----+             | +----------+ |              | +----------+ |    |             |              |              |              |    |             | +----------+ |              | +----------+ |    |             | | SPIRITS  | |      B       | | SPIRITS  | |    |             | |  Server  +<-------/-------->+  Gateway | |    |             | +----------+ |              | +--------+-+ |    |             |              |              |          ^   |    |             +--------------+              +----------|---+    |                                                      |        |                                      IP Network      |        |            ------------------------------------------|--------|---                                      PSTN            / C      / E                                                      |        |                                                      v        |                                                 +----+------+ |                                                 | SPIRITS   | |                                                 |   Client  | v               +-------------------+         +---+-----D-----+-++               | Service Switching |INAP/SS7 | Service Control  |               |    Function       +---------+     Function     |               +----+--------------+         +------------------+                    |                    |line                   +-+                   [0] Subscriber's telephone                    Figure 2: The SPIRITS Architecture.     (Note: The interfaces A-E are described in detail in the SPIRITS                        Architecture document [1].)   The PSTN today supports service models such as the Intelligent   Network (IN), whereby some features are executed locally on switching   elements called Service Switching Points (SSPs).  Other features are   executed on service elements called Service Control Points (SCPs).   The SPIRITS architecture [1] permits these SCP elements to act as   intelligent entities to leverage and use Internet hosts and   capabilities to further enhance the telephone end-user's experience.Gurbani, et al.             Standards Track                     [Page 5]

RFC 3910                    SPIRITS Protocol                October 2004   The protocol used on interfaces B and C consists of the SPIRITS   protocol, and is based on SIP and SIP event notification [3].  The   requirements of a SPIRITS protocol and the choice of using SIP as an   enabler are detailed in [4].   The SPIRITS protocol is a set of two "event packages" [3].  It   contains the procedural rules and semantic context that must be   applied to these rules for processing SIP transactions.  The SPIRITS   protocol has to carry subscriptions for events from the SPIRITS   server to the SPIRITS client and notifications of these events from   the SPIRITS client to the SPIRITS server.  Extensible Markup Language   (XML) [12] is used to codify the subscriptions and notifications.   Finally, in the context of ensuing discussion, the terms "SPIRITS   server" and "SPIRITS client" are somewhat confusing since the roles   appear reversed; to wit, the "SPIRITS server" issues a subscription   which is accepted by a "SPIRITS client".  To mitigate such ambiguity,   from now on, we will refer to the "SPIRITS server" as a "SPIRITS   subscriber" and to the "SPIRITS client" as a "SPIRITS notifier".   This convention adheres to the nomenclature outlined in [3]; the   SPIRITS server in Figure 2 is a subscriber (issues subscriptions to   events), and the SPIRITS client in Figure 2 is a notifier (issues   notifications whenever the event of interest occurs).2.1.  Terminology   For ease of reference, we provide a terminology of the SPIRITS actors   discussed in the preceding above:   Service Control Function (SCF): A PSTN entity that executes service   logic.  It provides capabilities to influence the call processing   occurring in the Service Switching Function (SSF).  For more   information on how a SCF participates in the SPIRITS architecture,   please see Sections5 and5.1.   SPIRITS client: see SPIRITS notifier.   SPIRITS server: see SPIRITS subscriber.   SPIRITS notifier: A User Agent (UA) in the PSTN that accepts   subscriptions from SPIRITS subscribers.  These subscriptions contain   events that the SPIRITS subscribers are interested in receiving a   notification for.  The SPIRITS notifier interfaces with the Service   Control Function such that when the said event occurs, a notification   will be sent to the relevant SPIRITS subscriber.Gurbani, et al.             Standards Track                     [Page 6]

RFC 3910                    SPIRITS Protocol                October 2004   SPIRITS subscriber: A UA in the Internet that issues a subscription   containing events in the PSTN that it is interested in receiving a   notification for.3.  Using XML for subscription and notification   The SPIRITS protocol requirements mandate that "SPIRITS-related   parameters be carried in a manner consistent with SIP practices"   (RFC3298:Section 3).  SIP already provides payload description   capabilities through the use of headers (Content-Type, Content-   Length).  This document defines a new MIME type --   "application/spirits-event+xml" -- and registers it with IANA   (Section 7).  This MIME type MUST be present in the "Content-Type"   header of SPIRITS requests and responses, and it describes an XML   document that contains SPIRITS-related information.   This document defines a base XML schema for subscriptions to PSTN   events.  The list of events that can be subscribed to is defined in   the SPIRITS protocol requirements document [4] and this document   provides an XML schema for it.  All SPIRITS subscribers (any SPIRITS   entity capable of issuing a SUBSCRIBE, REGISTER, or INVITE request)   MUST support this schema.  All SPIRITS notifiers (any SPIRITS entity   capable of receiving and processing a SUBSCRIBE, REGISTER, or INVITE   request) MUST support this schema.  The schema is defined inSection9.      The support for the SIP REGISTER request is included for PINT      compatibility (RFC3298:Section 6).      The support for the SIP INVITE request is mandated because pre-      existing SPIRITS implementations did not use the SIP event      notification scheme.  Instead, the initial PSTN detection point      always arrived via the SIP INVITE request.   This document also defines a base XML schema for notifications of   events (Section 9).  All SPIRITS notifiers MUST generate XML   documents that correspond to the base notification  schema.  All   SPIRITS subscribers MUST support XML documents that correspond to   this schema.   The set of events that can be subscribed to and the amount of   notification that is returned by the PSTN entity may vary among   different PSTN operators.  Some PSTN operators may have a rich set of   events that can be subscribed to, while others have only the   primitive set of events outlined in the SPIRITS protocol requirements   document [4].  This document defines a base XML schema (inSection 9)   which MUST be used for the subscription and notification of the   primitive set of events.  In order to support a richer set of eventGurbani, et al.             Standards Track                     [Page 7]

RFC 3910                    SPIRITS Protocol                October 2004   subscription and notification, implementations MAY use additional XML   namespaces corresponding to alternate schemas in a SPIRITS XML   document.  However, all implementations MUST support the base XML   schema defined inSection 9 of this document.  Use of the base schema   ensures interoperability across implementations, and the inclusion of   additional XML namespaces allows for customization.   A logical flow of the SPIRITS protocol is depicted below (note: this   example shows a temporal flow; XML documents and related SPIRITS   protocol syntax is specified in later sections of this document).  In   the flow below, S is the SPIRITS subscriber and N is the SPIRITS   notifier.  The SPIRIT Gateway is presumed to have a pure proxying   functionality and thus is omitted for simplicity:   1  S->N Subscribe (events of interest in an XML document instance                      using base subscription schema)   2  N->S 200 OK (Subscribe)   3  N->S Notify   4  S->N 200 OK (Notify communicating current resource state)   5  ...   6  N->S Notify (Notify communicating change in resource state;                   payload is an XML document instance using                   XML extensions to the base notification schema)   7  S->N 200 OK (Notify)   In line 1, the SPIRITS subscriber subscribes to certain events using   an XML document based on the base schema defined in this document.   In line 6, the SPIRITS notifier notifies the SPIRITS subscriber of   the occurrence of the event using extensions to the base notification   schema.  Note that this document defines a base schema for event   notification as well; the SPIRITS notifier could have availed itself   of these.  Instead, it chooses to pass to the SPIRITS subscriber an   XML document composed of extensions to the base notification schema.   The SPIRITS subscriber, if it understands the extensions, can   interpret the XML document accordingly.  However, in the event that   the SPIRITS subscriber is not programmed to understand the   extensions, it MUST search the XML document for the mandatory   elements.  These elements MUST be present in all notification schemas   and are detailed inSection 9.4.  XML format definition   This section defines the XML-encoded SPIRITS payload format.  Such a   payload is a well formed XML document and is produced by SPIRITS   notifiers and SPIRITS subscribers.Gurbani, et al.             Standards Track                     [Page 8]

RFC 3910                    SPIRITS Protocol                October 2004   The namespace URI for elements defined in this document is a Uniform   Resource Name (URN) [14], using the namespace identifier 'ietf'   defined in [15] and extended by [16]:      urn:ietf:params:xml:ns:spirits-1.0   SPIRITS XML documents may have a default namespace, or they may be   associated with a namespace prefix following the convention   established in XML namespaces [17].  Regardless, the elements and   attributes of SPIRITS XML documents MUST conform to the SPIRITS XML   schema specified inSection 9.   The <spirits-event> element      The root of a SPIRITS XML document (characterized by a Content-      Type header of "application/spirits-event+xml">) is the <spirits-      event> element.  This element MUST contain a namespace declaration      ('xmlns') to indicate the namespace on which the XML document is      based.  XML documents compliant to the SPIRITS protocol MUST      contain the URN "urn:ietf:params:xml:ns:spirits-1.0" in the      namespace declaration.  Other namespaces may be specified as      needed.      <spirits-event> element MUST contain at least one <Event> element,      and MAY contain more than one.   The <Event> element      The <Event> element contains three attributes, two of which are      mandatory.  The first mandatory attribute is a 'type' attribute      whose value is either "INDPs" or "userprof".      These types correspond, respectively, to call-related events      described inSection 5 and non-call related events described inSection 6.      The second mandatory attribute is a 'name' attribute.  Values for      this attribute MUST be limited to the SPIRITS mnemonics defined inSection 5.2.1,Section 5.2.2, andSection 6.1.      The third attribute, which is optional, is a 'mode' attribute.      The value of 'mode' is either "N" or "R", corresponding      respectively to (N)otification or (R)equest (RFC3298:Section 4).      The default value of this attribute is "N".      If the 'type' attribute of the <Event> element is "INDPs", then it      MUST contain at least one or more of the following elements      (unknown elements MAY be ignored):  <CallingPartyNumber>,      <CalledPartyNumber>, <DialledDigits>, or <Cause>.  These elementsGurbani, et al.             Standards Track                     [Page 9]

RFC 3910                    SPIRITS Protocol                October 2004      are defined inSection 5.2; they MUST not contain any attributes      and MUST not be used further as parent elements.  These elements      contain a string value as described inSection 5.2.1 and 5.2.2.      If the 'type' attribute of the <Event> element is "userprof", then      it MUST contain a <CalledPartyNumber> element and it MAY contain a      <Cell-ID> element.  None of these elements contain any attributes      and neither must be used further as a parent element.  These      elements contain a string value as described inSection 6.1.  All      other elements MAY be ignored if not understood.   A SPIRITS-compliant XML document using the XML namespace defined in   this document might look like the following example:   <?xml version="1.0" encoding="UTF-8"?>   <spirits-event xmlns="urn:ietf:params:xml:ns:spirits-1.0">      <Event type="INDPs" name="OD" mode="N">         <CallingPartyNumber>5551212</CallingPartyNumber>      </Event>      <Event type="INDPs" name="OAB" mode="N">         <CallingPartyNumber>5551212</CallingPartyNumber>      </Event>   </spirits-event>5.  Call-related events   For readers who may not be familiar with the service execution   aspects of PSTN/IN, we provide a brief tutorial next.  Interested   readers are urged to consult [19] for a detailed treatment of this   subject.   Services in the PSTN/IN are executed based on a call model.  A call   model is a finite state machine used in SSPs and other call   processing elements that accurately and concisely reflects the   current state of a call at any given point in time.  Call models   consist of states called PICs (Points In Call) and transitions   between states.  Inter-state transitions pass through elements called   Detection Points or DPs.  DPs house one or more triggers.  Every   trigger has a firing criteria associated with it.  When a trigger is   armed (made active), and its associated firing criteria are   satisfied, it fires.  The particulars of firing criteria may vary   based on the call model being supported.   When a trigger fires, a message is formatted with call state   information and transmitted by the SSP to the SCP.  The SCP then   reads this call related data and generates a response which the SSP   then uses in further call processing.Gurbani, et al.             Standards Track                    [Page 10]

RFC 3910                    SPIRITS Protocol                October 2004   Detection Points are of two types: TDPs (or Trigger Detection   Points), and EDPs (or Event Detection Points).  TDPs are provisioned   with statically armed triggers (armed through Service Management   Tools).  EDPs are dynamically armed triggers (armed by the SCP as   call processing proceeds).  DPs may also be classified as "Request"   or "Notification" DPs.  Thus, one can have TDP-R's, TDP-N's, EDP-R's   and EDP-N's.   The "-R" type of DPs require the SSP to suspend call processing when   communication with the SCP is initiated.  Call processing resumes   when a response is received.  The "-N" type of DPs enable the SSP to   continue with call processing when the trigger fires, after it sends   out the message to the SCP, notifying it that a certain event has   occurred.   Call models typically support different types of detection points.   Note that while INAP and the IN Capability Set (CS)-2 [7] call model   are used in this document as examples, and for ease of explanation,   other call models possess similar properties.  For example, the   Wireless Intelligent Network (WIN) call model also supports the   dynamic arming of triggers.  Thus, the essence of this discussion   applies not just to the wireline domain, but applies equally well to   the wireless domain as well.   When the SCP receives the INAP formatted message from the SSP, if the   SCP supports the SPIRITS architecture, it can encode the INAP message   contents into a SPIRITS protocol message which is then transmitted to   SPIRITS-capable elements in the IP network.  Similarly, when it   receives responses back from said SPIRITS capable elements, it can   reformat the response content into the INAP format and forward these   messages back to SSPs.  Thus the process of inter-conversion and/or   encoding between the INAP parameters and the SPIRITS protocol is of   primary interest.   An SCP is a physical manifestation of the Service Control Function.   An SSP is a physical manifestation of the Service Switching Function   (and the Call Control Function).  To support uniformity of   nomenclature between the various SPIRITS drafts, we shall use the   terms SCP and SCF, and SSP and SSF interchangeably in this document.5.1.  IN-specific requirements   Section 4 of [4] outlines the IN-related requirements on the SPIRITS   protocol.  The SUBSCRIBE request arriving at the SPIRITS notifier   MUST contain the events to be monitored (in the form of a DP list),   the mode (request or a notification, the difference being that for aGurbani, et al.             Standards Track                    [Page 11]

RFC 3910                    SPIRITS Protocol                October 2004   request, the SPIRITS subscriber can influence subsequent call   processing and for a notification, no further influence is needed),   and any DP-related parameters.   Section 4 of [4] also enumerates a list of Capability Set 3 (CS-3)   DPs for SPIRITS services.  It is a requirement (RFC3298:Section 4)   that the SPIRITS protocol specify the relevant parameters of the DPs.   These DPs and their relevant parameters to be carried in a SUBSCRIBE   request are codified in an XML schema.  All SPIRITS subscribers MUST   understand this schema for subscribing to the DPs in the PSTN.  The   schema is defined inSection 9.   When a DP fires, a notification -- using a SIP NOTIFY request -- is   transmitted from the SPIRITS notifier to the SPIRITS subscriber.  The   NOTIFY request contains an XML document which describes the DP that   fired and any relevant parameters.  The DPs and their relevant   parameters to be carried in a NOTIFY request are codified in an XML   schema.  All SPIRITS notifiers MUST understand this schema; this   schema MAY be extended.  The schema is defined inSection 9.   In addition, Appendices A and B of [6] contain a select subset of   CS-2 DPs that may be of interest to the reader.  However, this   document will only refer to CS-3 DPs outlined in [4].5.2.  Detection points and required parameters   The IN CS-3 DPs envisioned for SPIRITS services (RFC3298:Section 4)   are described next.  IN DPs are characterized by many parameters,   however, not all such parameters are required -- or even needed -- by   SPIRITS.  This section, thus, serves to list the mandatory parameters   for each DP that MUST be specified in subscriptions and   notifications.  Implementations can specify additional parameters as   XML extensions associated with a private (or public and standardized)   namespace.   The exhaustive list of IN CS-3 DPs and their parameters can be found   in reference [13].   Each DP is given a SPIRITS-specific mnemonic for use in the   subscriptions and notifications.5.2.1.  Originating-side DPs   Origination Attempt Authorized   SPIRITS mnemonic: OAA   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameters in NOTIFY: CallingPartyNumber, CalledPartyNumberGurbani, et al.             Standards Track                    [Page 12]

RFC 3910                    SPIRITS Protocol                October 2004   CallingPartyNumber: A string used to identify the calling party for   the call.  The actual length and encoding of this parameter depend on   the particulars of the dialing plan used.   CalledPartyNumber: A string containing the number (e.g., called   directory number) used to identify the called party.  The actual   length and encoding of this parameter depend on the particulars of   the dialing plan used.   Collected Information   SPIRITS mnemonic: OCI   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameters in NOTIFY: CallingPartyNumber, DialledDigits   DialledDigits: This parameter contains non-translated address   information collected/received from the originating user/line/trunk   Analyzed Information   SPIRITS mnemonic: OAI   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameters in NOTIFY: CallingPartyNumber, DialledDigits   Origination Answer   SPIRITS mnemonic: OA   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameters in NOTIFY: CallingPartyNumber, CalledPartyNumber   Origination Term Seized   SPIRITS mnemonic: OTS   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameter in NOTIFY: CallingPartyNumber, CalledPartyNumber   Origination No Answer   SPIRITS mnemonic: ONA   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameter in NOTIFY: CallingPartyNumber, CalledPartyNumber   Origination Called Party Busy   SPIRITS mnemonic: OCPB   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameters in NOTIFY: CallingPartyNumber, CalledPartyNumber   Route Select Failure   SPIRITS mnemonic: ORSF   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameter in NOTIFY: CallingPartyNumber, CalledPartyNumberGurbani, et al.             Standards Track                    [Page 13]

RFC 3910                    SPIRITS Protocol                October 2004   Origination Mid Call   SPIRITS mnemonic: OMC   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameter in NOTIFY: CallingPartyNumber   Origination Abandon   SPIRITS mnemonic: OAB   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameter in NOTIFY: CallingPartyNumber   Origination Disconnect   SPIRITS mnemonic: OD   Mandatory parameter in SUBSCRIBE: CallingPartyNumber   Mandatory parameter in NOTIFY: CallingPartyNumber, CalledPartyNumber5.2.2.  Terminating-side DPs   Termination Answer   SPIRITS mnemonic: TA   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameters in NOTIFY: CallingPartyNumber, CalledPartyNumber   Termination No Answer   SPIRITS mnemonic: TNA Mandatory parameter in SUBSCRIBE:   CalledPartyNumber   Mandatory parameters in NOTIFY: CallingPartyNumber, CalledPartyNumber   Termination Mid-Call   SPIRITS mnemonic: TMC   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber   Termination Abandon   SPIRITS mnemonic: TAB   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber   Termination Disconnect   SPIRITS mnemonic: TD   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameters in NOTIFY: CalledPartyNumber, CallingPartyNumber   Termination Attempt Authorized   SPIRITS mnemonic: TAA   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameters in NOTIFY: CalledPartyNumber, CallingPartyNumberGurbani, et al.             Standards Track                    [Page 14]

RFC 3910                    SPIRITS Protocol                October 2004   Termination Facility Selected and Available   SPIRITS mnemonic: TFSA   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber   Termination Busy   SPIRITS mnemonic: TB   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameters in NOTIFY: CalledPartyNumber,   CallingPartyNumber, Cause   Cause: This parameter contains a string value of either "Busy" or   "Unreachable".  The difference between these is translated as a   requirement (RFC3298:Section 5) to aid in the SPIRITS subscriber in   determining if the called party is indeed busy (engaged), or if the   called party is unavailable (as it would be if it were on the   cellular PSTN and the mobile subscriber was not registered with the   network).5.3.  Services through dynamic DPs   Triggers in the PSTN can be armed dynamically, often outside the   context of a call.  The SIP event notification mechanism [3] is,   therefore, a convenient means to exploit in those cases where   triggers housed in EDPs fire (see section 3 of [4]).  Note that [4]   uses the term "persistent" to refer to call-related DP arming and   associated interactions.   The SIP Events Package enables IP endpoints (or hosts) to subscribe   to and receive subsequent notification of events occurring in the   PSTN.  With reference to Figure 2, this includes communication on the   interfaces marked "B" and "C".5.3.1.  Normative usage   A subscriber will issue a SUBSCRIBE request which identifies a set of   events (DPs) it is interested in getting the notification of.  This   set MUST contain at least one DP, it MAY contain more than one.  The   SUBSCRIBE request is routed to the notifier, where it is accepted,   pending a successful authentication.   When any of the DPs identified in the set of events fires, the   notifier will format a NOTIFY request and direct it towards the   subscriber.  The NOTIFY request will contain information pertinent to   the event that was triggered.  The un-encountered DPs MUST be   subsequently dis-armed by the SPIRITS notifier and/or the SCF.Gurbani, et al.             Standards Track                    [Page 15]

RFC 3910                    SPIRITS Protocol                October 2004   The dialog established by the SUBSCRIBE terminates when the event of   interest occurs and this notification is passed to the subscriber   through a NOTIFY request.  If the subscriber is interested in the   future occurrence of the same event, it MUST issue a new SUBSCRIBE   request, establishing a new dialog.   When the subscriber receives a NOTIFY request, it can subsequently   choose to act in a manner appropriate to the notification.   The remaining sections fill in the specific package responsibilities   raised inRFC3265 [3], Section 4.4.5.3.2.  Event package name   This document defines two event packages; the first of these is   defined in this section and is called "spirits-INDPs".  This package   MUST be used for events corresponding to IN detection points in the   cellular or wireline PSTN.  All entities that implement the SPIRITS   protocol and support IN detection points MUST set the "Event" request   header [3] to "spirits-INDPs."  The "Allow-Events" general header [3]   MUST include the token "spirits-INDPs" if the entity implements the   SPIRITS protocol and supports IN detection points.      Event: spirits-INDPs      Allow-Events: spirits-INDPs   The second event package is defined and discussed inSection 6.5.3.3.  Event package parameters   The "spirits-INDPs" event package does not support any additional   parameters to the Event header.5.3.4.  SUBSCRIBE bodies   SUBSCRIBE requests that serve to terminate the subscription MAY   contain an empty body; however, SUBSCRIBE requests that establish a   dialog MUST contain a body which encodes three pieces of information:      (1) The set of events (DPs) that is being subscribed to.  A      subscriber MAY subscribe to multiple DPs in one SUBSCRIBE request,      or MAY issue a different SUBSCRIBE request for each DP it is      interested in receiving a notification for.  The protocol allows      for both forms of representation, however, it recommends the      former manner of subscribing to DPs if the service depends on any      of the DPs being triggered.Gurbani, et al.             Standards Track                    [Page 16]

RFC 3910                    SPIRITS Protocol                October 2004      (2) Because of the requirement [4] that IN be informed whether the      detection point is set as the request or notification, all events      in the "spirits-INDPs" package (but not in the "spirits-user-prof"      package) are required to provide a "mode" parameter, whose values      are "R" (for Request) and "N" for notification.      (3) A list of the values of the parameters associated with the      event detection point (Note: the term "event" here refers to the      IN usage -- a dynamically armed DP is called an Event Detection      Point).  Please seeSection 5.2.1 andSection 5.2.2 for a list of      parameters associated with each DP.   The default body type for SUBSCRIBEs in SPIRITS is denoted by the   MIME type "application/spirits-event+xml".  The "Accept" header, if   present, MUST include this MIME type.5.3.5.  Subscription duration   For package "spirits-INDPs", the purpose of the SUBSCRIBE request is   to arm the DP, since as far as IN is concerned, being armed is the   first essential pre-requisite.  A DP maybe armed either statically   (for instance, through service provisioning), or dynamically (by the   SCF).  A statically armed DP remains armed until it is disarmed   proactively.  A dynamically armed DP remains armed for the duration   of a call (or more appropriately, no longer than the duration of a   particular SSF-SCF relationship).   Dynamically armed DPs are automatically disarmed when the event of   interest occurs in the notifier.  It is up to the subscriber to re-   arm the DPs within the context of a call, if it so desires.   Statically armed DPs are considered outside the scope of the SPIRITS   protocol requirements [4] and thus will not be considered any   further.5.3.6.  NOTIFY bodies   Bodies in NOTIFY requests for the "spirits-INDPs" package are   optional.  If present, they MUST be of the MIME type   "application/spirits-event+xml".  The body in a NOTIFY request   encapsulates the following pieces of information which can be used by   the subscriber:      (1) The event that resulted in the NOTIFY being generated      (typically, but not always, this will be the same event present in      the corresponding SUBSCRIBE request).Gurbani, et al.             Standards Track                    [Page 17]

RFC 3910                    SPIRITS Protocol                October 2004      (2) The "mode" parameter; it is simply reflected back from the      corresponding SUBSCRIBE request.      (3) A list of values of the parameters associated with the event      that the NOTIFY is being generated for.  Depending on the actual      event, the list of the parameters will vary.   If the subscriber armed multiple DPs as part of a single SUBSCRIBE   request, all the un-encountered DPs that were part of the same   SUBSCRIBE dialog MUST be dis-armed by the SPIRITS notifier and/or the   SCF/SCP.5.3.7.  Notifier processing of SUBSCRIBE requests   When the notifier receives a SUBSCRIBE request, it MUST authenticate   the request and ensure that the subscriber is authorized to access   the resource being subscribed to, in this case, PSTN/IN events on a   certain PSTN line.   Once the SUBSCRIBE request has been authenticated and authorized, the   notifier interfaces with the SCF over interface D to arm the   detection points corresponding to the PSTN line contained in the   SUBSCRIBE body.  The particulars about interface D is out of scope   for this document; here we will simply assume that the notifier can   affect the arming (and disarming) of triggers in the PSTN through   interface D.5.3.8.  Notifier generation of NOTIFY requests   If the notifier expects the arming of triggers to take more than 200   ms, it MUST send a 202 response to the SUBSCRIBE request immediately,   accepting the subscription.  It should then send a NOTIFY request   with an empty body.  This NOTIFY request MUST have a "Subscription-   State" header with a value of "pending".         This immediate NOTIFY with an empty body is needed since the         resource identified in the SUBSCRIBE request does not have as         yet a meaningful state.   Once the notifier has successfully interfaced with the SCF, it MUST   send a subsequent NOTIFY request with an empty body and a   "Subscription-State" header with a value of "active."   When the event of interest identified in the SUBSCRIBE request   occurs, the notifier sends out a new NOTIFY request which MUST   contain a body (seeSection 5.3.6).  The NOTIFY request MUST have a   "Subscription-State" header and its value MUST be set to "terminated"   with a reason parameter of "fired".Gurbani, et al.             Standards Track                    [Page 18]

RFC 3910                    SPIRITS Protocol                October 20045.3.9.  Subscriber processing of NOTIFY requests   The exact steps executed at the subscriber when it gets a NOTIFY   request will depend on the service being implemented.  As a   generality, the UA associated with the subscriber should somehow   impart this information to the user by visual or auditory means, if   at all possible.   If the NOTIFY request contained a "Subscription-State" header with a   value of "terminated" and a reason parameter of "fired", the UA   associated with the subscriber MAY initiate a new subscription for   the event that was just reported through the NOTIFY request.         Whether or not to initiate a new subscription when an existing         one expires is up to the context of the service that is being         implemented.  For instance, a user may configure her UA to         always re-subscribe to the same event when it fires, but this         is not necessarily the normative case.5.3.10.  Handling of forked requests   Forking of SUBSCRIBE requests is prohibited.  Since the SUBSCRIBE   request is targeted towards the PSTN, highly irregular behaviors   occur if the request is allowed to fork.  The normal SIP DNS lookup   and routing rules [11] should result in a target set with exactly one   element: the notifier.5.3.11.  Rate of notifications   For reasons of security more than network traffic, it is RECOMMENDED   that the notifier issue two or, at most three NOTIFY requests for a   subscription.  If the subscription was accepted with a 202 response,   a NOTIFY will be sent immediately towards the subscriber.  This   NOTIFY serves to inform the subscriber that the request has been   accepted and is being acted on.   Once the resource (detection points) identified in the SUBSCRIBE   request have been initialized, the notifier MUST send a second NOTIFY   request.  This request contains the base state of the resource.   When an event of interest occurs which leads to the firing of the   trigger associated with the detection points identified in the   SUBSCRIBE request, a final NOTIFY is sent to the subscriber.  This   NOTIFY request contains more information about the event of interest.Gurbani, et al.             Standards Track                    [Page 19]

RFC 3910                    SPIRITS Protocol                October 2004   If the subscription was accepted with a 200 response, the notifier   simply sends two NOTIFY requests: one containing the base state of   the resource, and the other containing information that lead to the   firing of the detection point.5.3.12.  State agents   State agents are not used in SPIRITS.5.3.13.  Examples   This section contains example call flows for a SPIRITS service called   Internet Caller-ID Delivery (ICID).  One of the benchmark SPIRITS   service, as described in section 2.2 of [1] is Internet Caller-ID   delivery:      This service allows the subscriber to see the caller's number or      name or both while being connected to the Internet.  If the      subscriber has only one telephone line and is using the very line      for the Internet connection, the service is a subset of the ICW      service and follows the relevant description inSection 2.1.      Otherwise, the subscriber's IP host serves as an auxiliary device      of the telephone to which the call is first sent.   We present an example of a SPIRITS call flow to realize this service.   Note that this is an example only, not a normative description of the   Internet Caller-ID service.   Further text and details of SIP messages below refer to the call flow   provided in Figure 3.  Figure 3 depicts the 4 entities that are an   integral part of any SPIRITS service (the headings of the entities   refer to the names established in Figure 1 in [1]) -- the SPIRITS   subscriber, the SPIRITS notifier and the SCF.  Note that the SPIRITS   gateway is not included in this figure; logically, SPIRITS messages   flow between the SPIRITS server and the SPIRITS client.  A gateway,   if present, may act as a proxy.Gurbani, et al.             Standards Track                    [Page 20]

RFC 3910                    SPIRITS Protocol                October 2004      SPIRITS server       SPIRITS client      SCF      ("subscriber")        ("notifier")         S                      N         |                      |                |         | F1 SUBSCRIBE         |                |         +--------------------->+                |         |                      |                |         |                      | F2 Arm DP      |         |     F3 200 OK (SUBS) +--------------->|         |<---------------------|                |         |                      |                |         |            F4 NOTIFY |                |         |<---------------------+                |         |                      |                |         |      F5 200 OK (NOT) |                |         +--------------------->|                |         |                      |                |         ~                      ~                ~         ~                      ~                ~         |                      |  F6 Evt. Not.  |         |                      |<---------------+         |            F7 NOTIFY +                |         |<---------------------|                |         |                      |                |         |      F8 200 OK (NOT) |                |         +--------------------->|                |         |                      |                |         |                      |                |        \|/                    \|/              \|/         v                      v                v                        Figure 3: Sample call flow   This call flow depicts an overall operation of a "subscriber"   successfully subscribing to the IN Termination_Attempt_Authorized DP   (the "subscriber" is assumed to be a user, possibly at work, who is   interested in knowing when he/she gets a phone call to his/her home   phone number) -- this interaction is captured in messages F1 through   F8 in Figure 3.  The user sends (F1) a SIP SUBSCRIBE request   identifying the DP it is interested in along with zero or more   parameters relevant to that DP (in this example, the   Termination_Attempt_DP will be employed).  The SPIRITS notifier in   turns interacts with the SCF to arm the Termination_Attempt_DP for   the service (F2).  An immediate NOTIFY with the current state   information is send to the subscriber (F4, F5).Gurbani, et al.             Standards Track                    [Page 21]

RFC 3910                    SPIRITS Protocol                October 2004   At some point  after the above sequence of events has transpired, the   PSTN gets a call to the users phone.  The SSF informs the SCF of this   event when it encounters an armed Termination_Attempt_DP (not shown   in Figure 3).  The SCF informs the SPIRITS notifier of this event   (F6).   When the SPIRITS notifier receives this event, it forms a SIP NOTIFY   request and directs it to the SPIRITS subscriber (F7).  This NOTIFY   will contain all the information elements necessary to identify the   caller to the subscriber.  The subscriber, upon receiving the   notification (F8) may pop open a window with the date/time and the   number of the caller.   The rest of this section contains the details of the SIP messages in   Figure 3.  The call flow details below assume that the SPIRITS   gateway is, for the purpose of this example, a SIP proxy that serves   as the default outbound proxy for the notifier and an ingress host of   the myprovider.com domain for the subscriber.  The subscriber and   notifier may be in separate administrative domains.   F1: S->N   SUBSCRIBE sip:myprovider.com SIP/2.0   From: <sip:vkg@example.com>;tag=8177-afd-991   To: <sip:16302240216@myprovider.com>   CSeq: 18992 SUBSCRIBE   Call-ID: 3329as77@host.example.com   Contact: <sip:vkg@host.example.com>   Via: SIP/2.0/UDP host.example.com;branch=z9hG4bK776asdhds   Expires: 3600   Event: spirits-INDPs   Allow-Events: spirits-INDPs, spirits-user-prof   Accept: application/spirits-event+xml   Content-Type: application/spirits-event+xml   Content-Length: ...   <?xml version="1.0" encoding="UTF-8"?>   <spirits-event xmlns="urn:ietf:params:xml:ns:spirits-1.0">      <Event type="INDPs" name="TAA" mode="N">            <CalledPartyNumber>6302240216</CalledPartyNumber>      </Event>   </spirits-event>   The subscriber forms a SIP SUBSCRIBE request which identifies the DP   that it wants to subscribe to (in this case, the TAA DP) and the   actual line it wants that DP armed for (in this case, the lineGurbani, et al.             Standards Track                    [Page 22]

RFC 3910                    SPIRITS Protocol                October 2004   associated with the phone number 6302240216).  This request   eventually arrives at the SIPRITS notifier, N, which authenticates it   (not shown) and sends a successful response to the subscriber:   F3: N->S   SIP/2.0 200 OK   From: <sip:vkg@example.com>;tag=8177-afd-991   To: <sip:16302240216@myprovider.com>;tag=SPIRITS-TAA-6302240216   CSeq: 18992 SUBSCRIBE   Call-ID: 3329as77@host.example.com   Contact: <sip:notifier.myprovider.com>   Via: SIP/2.0/UDP host.example.com;branch=z9hG4bK776asdhds   Expires: 3600   Accept: application/spirits-event+xml   Content-Length: 0   The notifier interacts with the SCF to arm the DP and also sends an   immediate NOTIFY towards the subscriber informing the subscriber of   the current state of the notification:   F4: N->S   NOTIFY sip:vkg@host.example.com SIP/2.0   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-TAA-6302240216   To: <sip:vkg@example.com>;tag=8177-afd-991   Via: SIP/2.0/UDP gateway.myprovider.com;branch=z9hG4bK-9$0-1   Via: SIP/2.0/UDP notifier.myprovider.com;branch=z9hG4bKqo--9   Call-ID: 3329as77@host.example.com   Contact: <sip:notifier.myprovider.com>   Subscription-State: active   CSeq: 3299 NOTIFY   Accept: application/spirits-event+xml   Content-Length: 0   F5: S->N   SIP/2.0 200 OK   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-TAA-6302240216   To: <sip:vkg@example.com>;tag=8177-afd-991   Via: SIP/2.0/UDP gateway.myprovider.com;branch=z9hG4bK-9$0-1   Via: SIP/2.0/UDP notifier.myprovider.com;branch=z9hG4bKqo--9   Call-ID: 3329as77@host.example.com   Contact: <sip:vkg@host.example.com>   CSeq: 3299 NOTIFY   Accept: application/spirits-event+xml   Content-Length: 0Gurbani, et al.             Standards Track                    [Page 23]

RFC 3910                    SPIRITS Protocol                October 2004   At some later point in time (before the subscription established in   F1 expires at the notifier), a call arrives at the number identified   in XML-encoded body of F1 -- 6302240216.  The SCF notifies the   notifier (F6).  Included in this notification is the relevant   information from the PSTN, namely, the phone number of the party   attempting to call 6302240216.  The notifier uses this information to   create a SIP NOTIFY request and sends it to the subscriber.  The SIP   NOTIFY request has a XML-encoded body with the relevant information   from the PSTN:   F7: N->S   NOTIFY sip:vkg@host.example.com SIP/2.0   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-TAA-6302240216   To: <sip:vkg@example.com>;tag=8177-afd-991   Via: SIP/2.0/UDP notifier.myprovider.com;branch=z9hG4bK9inn-=u7   Call-ID: 3329as77@host.example.com   Contact: <sip:notifier.myprovider.com>   CSeq: 3300 NOTIFY   Subscription-State: terminated;reason=fired   Accept: application/spirits-event+xml   Event: spirits-INDPs   Allow-Events: spirits-INDPs, spirits-user-prof   Content-Type: application/spirits-event+xml   Content-Length: ...   <?xml version="1.0" encoding="UTF-8"?>   <spirits-event xmlns="urn:ietf:params:xml:ns:spirits-1.0">      <Event type="INDPs" name="TAA" mode="N">            <CalledPartyNumber>6302240216</CalledPartyNumber>            <CallingPartyNumber>3125551212</CallingPartyNumber>      </Event>   </spirits-event>   There are two important issues to note in the call flows for F7:      (1) The body of the NOTIFY request contains the information passed          to the SPIRITS notifier from the SCF.  In this particular          example, this is the phone number of the party (3125551212)          that attempted to call 6302240216.      (2) Since the notification occurred, the subscription established          in F1 terminated (as evident by the Subscription-State          header).  The subscription terminated normally due to the DP          associated with TAA firing (hence the reason code of "fired"          in the Subscription-State header).  If the subscriberGurbani, et al.             Standards Track                    [Page 24]

RFC 3910                    SPIRITS Protocol                October 2004          wants to get notified of another attempt to call the number          6302240216, he/she should send a new SUBSCRIBE request to the          notifier.   The subscriber can take any appropriate action upon the receipt of   the NOTIFY in F7.  A reasonable implementation may pop up a window   populated with the information contained in the body of F12, along   with a button asking the subscriber if they would like to re-   subscribe to the same event.  Alternatively, a re-subscription could   be generated automatically by the subscriber's UA based on his/her   preferences.   To complete the protocol, the subscriber also sends a 200 OK message   towards the notifier:   F8: S->N   200 OK SIP/2.0   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-TAA-6302240216   To: <sip:vkg@example.com>;tag=8177-afd-991   Via: SIP/2.0/UDP notifier.myprovider.com;z9hG4bK9inn-=u7   Call-ID: 3329as77@host.example.com   CSeq: 3300 NOTIFY   Content-Length: 05.3.14.  Use of URIs to retrieve state   The "spirits-INDPs" package MUST NOT use URIs to retrieve state.  It   is expected that most state information for this package is compact   enough to fit in a SIP message.  However, to err on the side of   caution, implementations MUST follow the convention outlined in   Section 18.1.1 of [5] and use a congestion controlled transport if   the size of the request is within 200 bytes of the path MTU if known,   or if the request size is larger than 1300 bytes and the path MTU is   unknown.5.4.  Services through static DPs   We mentioned inSection 5.1 that the first trigger that fires during   call processing is typically a TDP since there isn't any pre-existing   control relationship between the SSF and the SCF.  Some Internet   hosts may have expressed an interest in executing services based on   TDPs (through an a-priori arrangement, which is not a part of this   specification).  Thus, the PSTN will notify such hosts.  To do so, it   will send a SIP request (typically an INVITE) towards the Internet   host.  The body of the SIP request MUST contain multi-part MIME with   two MIME components: the first part corresponding to the normal   payload, if any, of the request; and the second part will containGurbani, et al.             Standards Track                    [Page 25]

RFC 3910                    SPIRITS Protocol                October 2004   SPIRITS-specific information (e.g., the DP that fired).  Responses to   the INVITE request, or subsequent SUBSCRIBE messages from the   Internet host to the PSTN within a current call context may result in   EDPs being armed.5.4.1.  Internet Call Waiting (ICW)   ICW as a benchmark SPIRITS service actually predates SPIRITS itself.   Pre-SPIRITS implementations of ICW are detailed in [10].  However, as   the document notes, while a diversity of implementations exists,   these implementations are not interoperable.  At the time [10] was   published, the industry did not have the depth of experience with SIP   as is the case now.  The use of SIP in [10] does not constitute   normative usage of SIP as described in [5]; for instance, no mention   is made of the SDP (if any) in the initial INVITE (especially since   this pertains to "accept the call using VoIP" case).  Thus this   section serves to provide a normative description of ICW in SPIRITS.   The description of ICW is deceptively simple: it is a service most   useful for single line phone subscribers that use the line to   establish an Internet session.  In a nutshell, the service enables a   subscriber engaged in an Internet dial-up session to      o  be notified of an incoming call to the very same telephone line         that is being used for the Internet connection,      o  specify the desirable treatment of the call, and      o  have the call handled as specified.5.4.2.  Call disposition choices   Section 2 of [10] details the call disposition outcome of a ICW   session.  They are reproduced here as a numbered list for further   discussion:      1. Accepting the call over the PSTN line, thus terminating the      Internet (modem) connection      2. Accepting the call over the Internet using Voice over IP (VoIP)      3.  Rejecting the call      4. Playing a pre-recorded message to the calling party and      disconnecting the call      5. Forwarding the call to voice mailGurbani, et al.             Standards Track                    [Page 26]

RFC 3910                    SPIRITS Protocol                October 2004      6. Forwarding the call to another number      7. Rejecting (or Forwarding) on no Response - If the subscriber      fails to respond within a certain period of time after the dialog      box has been displayed, the incoming call can be either rejected      or handled based on the treatment pre-defined by the subscriber.   It should be pointed out for the sake of completeness that ICW as a   SPIRITS service is not possible without making the SCP aware of the   fact that the subscriber line is being used for an Internet session.   That awareness, however, is not a part of the ICW service, but solely   a pre-requisite.  One of the following three methods MUST be utilized   to impart this information to the SCP:      A. ICW subscriber based method: the ICW client on the subscriber's      PC notifies the SCP of the Internet session by issuing a SIP      REGISTER request.      B. IN based method: SCP maintains a list of Internet Service      Provider (ISP) access numbers for a geographical area; when one of      these numbers is dialed and connected to, it (the SCP) assumes      that the calling party is engaged in an Internet session.      C. Any combination of methods A and B.   ICW depends on a TDP to be provisioned in the SSP.  When the said TDP   is encountered, the SSP suspends processing of the call and sends a   request to the SPIRITS-capable SCP.  The SCP determines that the   subscriber line is being used for an Internet session.  It instructs   the SPIRITS notifier on the SCP to create a SIP INVITE request and   send it to the SPIRITS subscriber running on the subscriber's IP   host.   The SPIRITS subscriber MUST return one of the possible call   disposition outcomes catalogued inSection 5.4.2.  Note that outcomes   1 and 4 through 7 can all be coalesced into one case, namely   redirecting (using the SIP 3xx response code) the call to an   alternative SIP URI.  In case of 1, the URI of the redirected call   MUST match the very same number being used by the customer to get   online.  Rejecting the call implies sending a non-2xx and non-3xx   final response; the remaining outcomes result in the call being   redirected to an alternate URI which provides the desired service   (i.e., play a pre-recorded announcement, or record a voice message).Gurbani, et al.             Standards Track                    [Page 27]

RFC 3910                    SPIRITS Protocol                October 2004   Further processing of a SPIRITS notifier when it receives a final   response can be summarized by the following steps:      1. If the response is a 4xx, 5xx, or 6xx class of response,      generate and transmit an ACK request and instruct the SSP to play      a busy tone to the caller.      2. Else, for all 3xx responses, generate and transmit an ACK      request, and compare the redirected URI to the subscriber's line      number:         2a.  If the comparison indicates a match, instruct the SSP to         hold onto the call for just enough time to allow the SPIRITS         subscriber to disconnect the modem, thus freeing up the line;         and then continue with normal call processing, which will         result in the subscriber's phone to ring.         2b.  If the comparison fails, instruct the SSP to route the         call to the redirected URI.      3. Else, for a 2xx response, follow the steps insection 5.4.3.5.4.3.  Accepting an ICW session using VoIP   One call handling option in ICW is to "accept an incoming call using   VoIP".  The SPIRITS notifier has no way of knowing a-priori if the   subscriber (callee) will be choosing this option; nonetheless, it has   to account for such a choice by adding a SDP in the body of the   INVITE request.  A possible way of accomplishing this is to have the   SPIRITS notifier control a PSTN gateway and allocate appropriate   resources on it.  Once this is done, the SPIRITS notifier adds   network information (IP address of the gateway and port numbers where   media will be received) and codec information as the SDP portion of   the body in the INVITE request.  SPIRITS requires the DP information   to be carried in the request body as well.  To that extent, the   SPIRITS notifier MUST also add the information associated with the   TDP that triggered the service.  Thus, the body of the INVITE MUST   contain multi-part MIME, with two components.   The SPIRITS notifier transmits the INVITE request to the subscriber   and now waits for a final response.  Further processing when the   SPIRITS subscriber returns a 200 OK MUST be handled as follows:      On the receipt of a 200 OK containing the SDP of the subscriber's      UA, the SPIRITS notifier will instruct the SSP to terminate the      call on a pre-allocated port on the gateway.  This port MUST be      correlated by the gateway to the SDP that was sent in the earlier      INVITE.Gurbani, et al.             Standards Track                    [Page 28]

RFC 3910                    SPIRITS Protocol                October 2004   The end result is that the caller and callee hold a voice session   with part of the session occurring over VoIP.6.  Non-call related events   There are network events that are not related to setting up,   maintaining, or tearing down voice calls.  Such events occur on the   cellular wireless network and can be used by SPIRITS to provide   services.  The SPIRITS protocol requirement explicitly includes the   following events for which SPIRITS notification is needed   (RFC3298:Section 5(b)):   1. Location update in the same Visitor Location Register (VLR)      service area   2. Location update in another VLR service area   3. International Mobile Subscriber Identity (IMSI) attach   4. Mobile Subscriber (MS) initiated IMSI detach   5. Network initiated IMSI detach6.1.  Non-call events and their required parameters   Each of the five non-call related event is given a SPIRITS-specific   mnemonic for use in subscriptions and notifications.   Location update in the same VLR area   SPIRITS mnemonic: LUSV   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber, Cell-ID   Cell-ID: A string used to identify the serving Cell-ID.  The actual   length and representation of this parameter depend on the particulars   of the cellular provider's network.   Location update in different VLR area   SPIRITS mnemonic: LUDV   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber, Cell-ID   IMSI attach   SPIRITS mnemonic: REG   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber, Cell-IDGurbani, et al.             Standards Track                    [Page 29]

RFC 3910                    SPIRITS Protocol                October 2004   MS initiated IMSI detach   SPIRITS mnemonic: UNREGMS   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber   Network initiated IMSI detach   SPIRITS mnemonic: UNREGNTWK   Mandatory parameter in SUBSCRIBE: CalledPartyNumber   Mandatory parameter in NOTIFY: CalledPartyNumber6.2.  Normative usage   A subscriber will issue a SUBSCRIBE request which identifies a set of   non-call related PSTN events it is interested in getting the   notification of.  This set MAY contain exactly one event, or it MAY   contain multiple events.  The SUBSCRIBE request is routed to the   notifier where it is accepted, pending a successful authentication.   When any of the events identified in the set occurs, the notifier   will format a NOTIFY request and direct it towards the subscriber.   The NOTIFY request will contain information pertinent to the one of   the event whose notification was requested.   The dialog established by the SUBSCRIBE persists until it expires   normally, or is explicitly expired by the subscriber.  This behavior   is different than the behavior for subscriptions associated with the   "spirits-INDPs" package.  In the cellular network, the events   subscribed for may occur at a far greater frequency than those   compared to the wireline network (consider location updates as a   cellular user moves around).  Thus it is far more expedient to allow   the subscription to expire normally.   When a subscriber receives a NOTIFY request, it can subsequently   choose to act in a manner appropriate to the notification.   The remaining sections fill in the specific package responsibilities   raised inRFC3265 [3], Section 4.4.6.3.  Event package name   This document defines two event packages; the first was defined inSection 5.3.  The second package, defined in this section is called   "spirits-user-prof".  This package MUST be used for events   corresponding to non-call related events in the cellular network.   All entities that implement the SPIRITS protocol and support the   non-call related events outlined in the SPIRITS protocol requirementsGurbani, et al.             Standards Track                    [Page 30]

RFC 3910                    SPIRITS Protocol                October 2004   (RFC3298:Section 5(b)) MUST set the "Event" header request header[3]   to "spirits-user-prof."  The "Allow-Events" general header [3] MUST   include the token "spirits-user-prof" as well.   Example:   Event: spirits-user-prof   Allow-Events: spirits-user-prof, spirits-INDPs6.4.  Event package parameters   The "spirits-user-prof" event package does not support any additional   parameters to the Event header6.5.  SUBSCRIBE bodies   SUBSCRIBE requests that serve to terminate the subscriptions MAY   contain an empty body; however, SUBSCRIBE requests that establish a   dialog MUST contain a body which encodes two pieces of information:      (1) The set of events that is being subscribed to.  A subscriber      MAY subscribe to multiple events in one SUBSCRIBE request, or MAY      issue a different SUBSCRIBE request for each event it is      interested in receiving a notification for.  The protocol allows      for both forms of representation.  However, note that if one      SUBSCRIBE is used to subscribe to multiple events, then an expiry      for the dialog associated with that subscription affects all such      events.      (2) A list of values of the parameters associated with the event.      Please seeSection 6.1 for a list of parameters associated with      each event.   The default body type for SUBSCRIBEs in SPIRITS is denoted by the   MIME type "application/spirits-event+xml".  The "Accept" header, if   present, MUST include this MIME type.6.6.  Subscription duration   The duration of a dialog established by a SUBSCRIBE request is   limited to the expiration time negotiated between the subscriber and   notifier when the dialog was established.  The subscriber MUST send a   new SUBSCRIBE to refresh the dialog if it is interested in keeping it   alive.  A dialog can be terminated by sending a new SUBSCRIBE request   with an "Expires" header value of 0, as outlined in [3].Gurbani, et al.             Standards Track                    [Page 31]

RFC 3910                    SPIRITS Protocol                October 20046.7.  NOTIFY bodies   Bodies in NOTIFY requests for the "spirits-user-prof" package are   optional.  If present, they MUST be of the MIME type   "application/spirits-event+xml".  The body in a NOTIFY request   encapsulates the following pieces of information which can be used by   the subscriber:      (1) The event that resulted in the NOTIFY being generated      (typically, but not always, this will be the same event present in      the corresponding SUBSCRIBE request).      (2) A list of values of the parameters associated with the event      that the NOTIFY is being generated for.  Depending on the actual      event, the list of the parameters will vary.6.8.  Notifier processing of SUBSCRIBE requests   When the notifier receives a SUBSCRIBE request, it MUST authenticate   the request and ensure that the subscriber is authorized to access   the resource being subscribed to, in this case, non-call related   cellular events for a mobile phone.   Once the SUBSCRIBE request has been authenticated and authorized, the   notifier interfaces with the SCF over interface D to set marks in the   HLR corresponding to the mobile phone number contained in the   SUBSCRIBE body.  The particulars of interface D are outside the scope   of this document; here we simply assume that the notifier is able to   set the appropriate marks in the HLR.6.9.  Notifier generation of NOTIFY requests   If the notifier expects the setting of marks in the HLR to take more   than 200 ms, it MUST send a 202 response to the SUBSCRIBE request   immediately, accepting the subscription.  It should then send a   NOTIFY request with an empty body.  This NOTIFY request MUST have a   "Subscription-State" header with a value of "pending".      This immediate NOTIFY with an empty body is needed since the      resource identified in the SUBSCRIBE request does not have as yet      a meaningful state.   Once the notifier has successfully interfaced with the SCF, it MUST   send a subsequent NOTIFY request with an empty body and a   "Subscription-State" header with a value of "active."Gurbani, et al.             Standards Track                    [Page 32]

RFC 3910                    SPIRITS Protocol                October 2004   When the event of interest identified in the SUBSCRIBE request   occurs, the notifier sends out a new NOTIFY request which MUST   contain a body as described inSection 6.7.6.10.  Subscriber processing of NOTIFY requests   The exact steps executed at the subscriber when it receives a NOTIFY   request depend on the nature of the service that is being   implemented.  As a generality, the UA associated with the subscriber   should somehow impart this information to the user by visual or   auditory means, if at all possible.6.11.  Handling of forked requests   Forking of SUBSCRIBE requests is prohibited.  Since the SUBSCRIBE   request is targeted towards the PSTN, highly irregular behaviors   occur if the request is allowed to fork.  The normal SIP DNS lookup   and routing rules [11] should result in a target set with exactly one   element: the notifier.6.12.  Rate of notifications   For reasons of congestion control, it is important that the rate of   notifications not become excessive.  For instance, if a subscriber   subscribes to the location update event for a notifier moving through   the cellular network at a high enough velocity, it is entirely   conceivable that the notifier may generate many NOTIFY requests in a   small time frame.  Thus, within this package, the location update   event needs an appropriate throttling mechanism.   Whenever a SPIRITS notifier sends a location update NOTIFY, it MUST   start a timer (Tn) with a value of 15 seconds.  If a subsequent   location update NOTIFY request needs to be sent out before the timer   has expired, it MUST be discarded.  Any future location update NOTIFY   requests MUST be transmitted only if Tn has expired (i.e. 15 seconds   have passed since the last NOTIFY request was send out).  If a   location update NOTIFY is send out, Tn should be reset to go off   again in 15 seconds.6.13.  State agents   State agents are not used in SPIRITS.6.14.  Examples   This section contains an example of a SPIRITS service that may be   used to update the presence status of a mobile user.  The call flow   is depicted in Figure 4 below.Gurbani, et al.             Standards Track                    [Page 33]

RFC 3910                    SPIRITS Protocol                October 2004      SPIRITS server       SPIRITS client      SCF      ("subscriber")        ("notifier")         S                      N         |                      |                |         | F1 SUBSCRIBE         |                |         +--------------------->+                |         |                      |                |         |                      | F2 Set HLR mark|         |     F3 200 OK (SUBS) +--------------->|         |<---------------------|                |         |                      |                |         |            F4 NOTIFY |                |         |<---------------------+                |         |                      |                |         |      F5 200 OK (NOT) |                |         +--------------------->|                |         |                      |                |         ~                      ~                ~         ~                      ~                ~         |                      |  F6 Evt. Not.  |         |                      |<---------------+         |            F7 NOTIFY +                |         |<---------------------|                |         |                      |                |         |      F8 200 OK (NOT) |                |         +--------------------->|                |         |                      |                |         |                      |                |        \|/                    \|/              \|/         v                      v                v                     Figure 4: Sample call flow   In F1 of Figure 4, the subscriber indicates an interest in receiving   a notification when a mobile user registers with the cellular   network.  The cellular network notes this event (F2) and confirms the   subscription (F3-F5).  When the mobile user turns on her cell phone   and registers with the network, this event is detected (F6).  The   cellular network then sends out a notification to the subscriber   informing it of this event (F7-F8).   We present the details of the call flow next.   In F1, the subscriber subscribes to the registration event (REG) of a   cellular phone number.Gurbani, et al.             Standards Track                    [Page 34]

RFC 3910                    SPIRITS Protocol                October 2004   F1: S->N   SUBSCRIBE sip:myprovider.com SIP/2.0   From: <sip:vkg@example.com>;tag=8177-afd-991   To: <sip:16302240216@myprovider.com>   CSeq: 18992 SUBSCRIBE   Call-ID: 3329as77@host.example.com   Contact: <sip:vkg@host.example.com>   Via: SIP/2.0/UDP host.example.com;branch=z9hG4bK776asdhdsa8   Expires: 3600   Event: spirits-user-prof   Allow-Events: spirits-INDPs, spirits-user-prof   Accept: application/spirits-event+xml   Content-Type: application/spirits-event+xml   Content-Length: ...   <?xml version="1.0" encoding="UTF-8"?>   <spirits-event xmlns="urn:ietf:params:xml:ns:spirits-1.0">      <Event type="userprof" name="REG">            <CalledPartyNumber>6302240216</CalledPartyNumber>      </Event>   </spirits-event>   The subscription reaches the notifier which authenticates the request   (not shown) and interacts with the SCF to update the subscribers   database for this event.  The notifier sends out a successful   response to the subscription:   F3: N->S   SIP/2.0 200 OK   From: <sip:vkg@example.com>;tag=8177-afd-991   To: <sip:16302240216@myprovider.com>;tag=SPIRITS-REG-16302240216   CSeq: 18992 SUBSCRIBE   Call-ID: 3329as77@host.example.com   Contact: <sip:notifier.myprovider.com>   Via: SIP/2.0/UDP host.example.com;branch=z9hG4bK776asdhdsa8   Expires: 3600   Allow-Events: spirits-INDPs, spirits-user-prof   Accept: application/spirits-event+xml   Content-Length: 0   The notifier also sends out a NOTIFY request confirming the   subscription:   F4: N->S   NOTIFY sip:vkg@host.example.com SIP/2.0   To: <sip:vkg@example.com>;tag=8177-afd-991   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-REG-16302240216   CSeq: 9121 NOTIFYGurbani, et al.             Standards Track                    [Page 35]

RFC 3910                    SPIRITS Protocol                October 2004   Call-ID: 3329as77@host.example.com   Contact: <sip:notifier.myprovider.com>   Subscription-State: active   Via: SIP/2.0/UDP notifier.myprovider.com;branch=z9hG4bK7007-091a   Allow-Events: spirits-INDPs, spirits-user-prof   Accept: application/spirits-event+xml   Content-Length: 0   The subscriber confirms the receipt of the NOTIFY request:   F5: S->N   SIP/2.0 200 OK   To: <sip:vkg@example.com>;tag=8177-afd-991   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-REG-16302240216   CSeq: 9121 NOTIFY   Call-ID: 3329as77@host.example.com   Contact: <sip:vkg@host.example.com>   Via: SIP/2.0/UDP notifier.myprovider.com;branch=z9hG4bK7007-091a   Content-Length: 0   In F6, the mobile user identified by the PSTN number "6302240216"   turns the mobile phone on, thus causing it to register with the   cellular network.  The cellular network detects this event, and since   a subscriber has indicated an interest in receiving a notification of   this event, a SIP NOTIFY request is transmitted towards the   subscriber:   F7: N->S   NOTIFY sip:vkg@host.example.com SIP/2.0   To: <sip:vkg@example.com>;tag=8177-afd-991   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-REG-16302240216   CSeq: 9122 NOTIFY   Call-ID: 3329as77@host.example.com   Contact: <sip:notifier.myprovider.com>   Subscription-State: terminated;reason=fired   Via: SIP/2.0/UDP notifier.myprovider.com;branch=z9hG4bK7yi-p12   Event: spirits-user-prof   Allow-Events: spirits-INDPs, spirits-user-prof   Accept: application/spirits-event+xml   Content-Type: application/spirits-event+xml   Content-Length: ...Gurbani, et al.             Standards Track                    [Page 36]

RFC 3910                    SPIRITS Protocol                October 2004   <?xml version="1.0" encoding="UTF-8"?>   <spirits-event xmlns="urn:ietf:params:xml:ns:spirits-1.0">      <Event type="userprof" name="REG">            <CalledPartyNumber>6302240216</CalledPartyNumber>            <Cell-ID>45987</Cell-ID>      </Event>   </spirits-event>   The subscriber receives the notification and acknowledges it by   sending a response:   F8: S->N   SIP/2.0 200 OK   To: <sip:vkg@example.com>;tag=8177-afd-991   From: <sip:16302240216@myprovider.com>;tag=SPIRITS-REG-16302240216   CSeq: 9122 NOTIFY   Call-ID: 3329as77@host.example.com   Via: SIP/2.0/UDP notifier.myprovider.com;branch=z9hG4bK7yi-p12   Content-Length: 0   Note that once the subscriber has received this notification, it can   execute appropriate services.  In this particular instance, an   appropriate service may consist of the subscriber acting as a   composer of a presence service and turning the presence status of the   user associated with the phone number "6302240216" to "on".  Also   note in F7 that the notifier included a Cell ID in the notification.   The Cell ID can be used as a basis for location specific services;   however, a discussion of such services is out of the scope of this   document.6.15.  Use of URIs to retrieve state   The "spirits-user-prof" package MUST NOT use URIs to retrieve state.   It is expected that most state information for this package is   compact enough to fit in a SIP message.  However, to err on the side   of caution, implementations MUST follow the convention outlined in   Section 18.1.1 of [5] and use a congestion controlled transport if   the size of the request is within 200 bytes of the path MTU if known,   or if the request size is larger than 1300 bytes and the path MTU is   unknown.Gurbani, et al.             Standards Track                    [Page 37]

RFC 3910                    SPIRITS Protocol                October 20047.  IANA Considerations   This document calls for IANA to:      o register two new SIP Event Packages per [3].      o register a new MIME type per [20].      o register a new namespace URN per [16].      o register a new XML schema per [16].7.1.  Registering event packages   Package Name: spirits-INDPs   Type: package   Contact: Vijay K. Gurbani, vkg@lucent.com   Reference:RFC 3910   Package Name: spirits-user-prof   Type: package   Contact: Vijay K. Gurbani, vkg@lucent.com   Reference:RFC 39107.2.  Registering MIME type   MIME media type name: application   MIME subtype name: spirits-event+xml   Mandatory parameters: none   Optional parameters: charset (same semantics of charset parameter in   application/xml [9])   Encoding considerations: same as considerations outlined for   application/xml in [9].   Security considerations: Section 10 of [9] andSection 8 of this   document.   Interoperability considerations: none.Gurbani, et al.             Standards Track                    [Page 38]

RFC 3910                    SPIRITS Protocol                October 2004   Published specifications: this document.   Applications which use this media type: SPIRITS aware entities which   adhere to this document.   Additional information:      Magic number(s): none.      File extension(s): none.      Macintosh file type code(s): none.      Object Identifier(s) or OID(s): none.   Person and email address for further information: Vijay K. Gurbani,   <vkg@lucent.com>   Intended usage: Common   Author/Change controller: The IETF7.3.  Registering URN   URI      urn:ietf:params:xml:ns:spirits-1.0   Description   This is the XML namespace URI for XML elements defined by this   document.  Such elements describe the SPIRITS information in the   "application/ spirits-event+xml" content type.   Registrant Contact   IESG.   XML     BEGIN       <?xml version="1.0"?>       <!DOCTYPE html PUBLIC "-//W3C//DTD XHTML Basic 1.0//EN"                 "http://www.w3.org/TR/xhtml-basic/xhtml-basic10.dtd">       <html xmlns="http://www.w3.org/1999/xhtml">       <head>         <meta http-equiv="content-type"            content="text/html;charset=utf-8"/>         <title>Namespace for SPIRITS-related information</title>       </head>       <body>         <h1>Namespace for SPIRITS-related information</h1>Gurbani, et al.             Standards Track                    [Page 39]

RFC 3910                    SPIRITS Protocol                October 2004         <h2>application/spirits-event+xml</h2>         <p>See <a href="[[[URL of published RFC]]]">RFC3910</a>.</p>       </body>       </html>     END7.4.  Registering XML schema   URI      urn:ietf:params:xml:schema:spirits-1.0   Description   XML base schema for SPIRITS entities.   Registrant Contact   IESG.   XML   Please see XML schema definition inSection 9 of this document.8.  Security Considerations   This section focuses on security considerations which are unique to   SPIRITS.  SIP security mechanisms are discussed in detail in the core   SIP specification [5] and are outside the scope of this document.   SPIRITS security mechanisms are based on and strengthen SIP security   [5], for example, SPIRITS mandates the support of S/MIME.  Beyond   that, any other security solutions specified in [5], i.e., TLS or   HTTP Digest authentication, may be utilized by SPIRITS operators.   As outlined in Chapter 9 (Security Consideration) ofRFC3298 [4], the   following security aspects are applicable to the SPIRITS protocol:      Authentication      Integrity      Confidentiality      Non-repudiation   The SPIRITS architecture in Figure 1 contains 5 interfaces -- A, B,   C, D, and E.  Of these, only two -- B and C -- are of interest to   SPIRITS.  Interfaces A and E are PINT interfaces and are thus assumed   secured by the PINT RFC [8].  Security for interface D is out of   scope in this document since it deals primarily with the PSTN   infrastructure.  We will discuss security aspects on interfaces B and   C predicated on certain assumptions.Gurbani, et al.             Standards Track                    [Page 40]

RFC 3910                    SPIRITS Protocol                October 2004   A driving assumption for SPIRITS security is that the SPIRITS gateway   is owned by the same PSTN operator that owns the SPIRITS notifier.   Thus, it is attractive to simply relegate security of interface C to   the PSTN operator, and in fact, there are merits to doing just that   since interface C crosses the IP Network and PSTN boundaries.   However, a closer inspection reveals that both interfaces B and C   transmit the SPIRITS protocol; thus, any security arrangement we   arrive at for interface B can be suitably applied to interface C as   well.  This makes it possible to secure interface C in case the   SPIRITS gateway is not owned by the same PSTN operator that owns the   SPIRITS notifier.   The ensuing security discussion assumes that the SPIRITS subscriber   is communicating directly to the SPIRITS notifier (and vice-versa)   and specifies a security apparatus for this arrangement.  However,   the same apparatus can be used to secure the communication between a   SPIRITS subscriber and an intermediary (like the SPIRITS gateway),   and the same intermediary and the SPIRITS notifier.   Confidentiality of the SPIRITS protocol is essential since the   information carried in the protocol data units is of a sensitive   nature and may lead to privacy concerns if revealed to non-authorized   parties.  The communication path between the SPIRITS notifier and the   SPIRITS subscriber should be secured through S/MIME [18] to alleviate   privacy concerns, as is described in the Security Consideration   section of the core SIP specification [5].      S/MIME is an end-to-end security mechanism which encrypts the      SPIRITS bodies for transit across an open network.  Intermediaries      need not be cognizant of S/MIME in order to route the messages      (routing headers travel in the clear).   S/MIME provides all the security aspects for SPIRITS outlined at the   beginning of this section: authentication, message integrity,   confidentiality, and non-repudiation.  Authentication properties   provided by S/MIME would allow the recipient of a SPIRITS message to   ensure that the SPIRITS payload was generated by an authorized   entity.  Encryption would ensure that only those SPIRITS entities   possessing a particular decryption key are capable of inspecting   encapsulated SPIRITS bodies in a SIP request.   All SPIRITS endpoints MUST support S/MIME signatures (CMS SignedData)   and MUST support encryption (CMS EnvelopedData).   If the B and C interfaces are owned by the same PSTN operator, it is   possible that public keys will be installed in the SPIRITS endpoints.Gurbani, et al.             Standards Track                    [Page 41]

RFC 3910                    SPIRITS Protocol                October 2004   S/MIME supports two methods -- issuerAndSerialNumber and   subjectKeyIdentifier -- of naming the public key needed to validate a   signature.  Between these, subjectKeyIdentifier works with X.509   certificates and other schemes as well, while issuerAndSerialNumber   works with X.509 certificates only.  If the administrator configures   the necessary public keys, providing integrity through procedural   means, then S/MIME can be used without X.509 certificates.   All requests (and responses) between SPIRITS entities MUST be   encrypted.   When a request arrives at a SPIRITS notifier from a SPIRITS   subscriber, the SPIRITS notifier MUST authenticate the request.  The   subscription (or registration) from a SPIRITS subscriber MUST be   rejected if the authentication fails.  If the SPIRITS subscriber   successfully authenticated itself to the SPIRITS notifier, the   SPIRITS notifier MUST, at the very least, ensure that the SPIRITS   subscriber is indeed allowed to receive notifications of the events   it is subscribing to.      Note that this document does not proscribe how the SPIRITS      notifier achieves this.  In practice, it could be through access      control lists (ACL) that are populated by a service management      system in the PSTN, or through a web interface of some sort.   Requests from the SPIRITS notifier to the SPIRITS subscribers MUST   also be authenticated, lest a malicious party attempts to   fraudulently pose as a SPIRITS notifier to hijack a session.9.  XML schema definition   The SPIRITS payload is specified in XML; this section defines the   base XML schema for documents that make up the SPIRITS payload.  All   SPIRITS entities that transport a payload characterized by the MIME   type "application/spirits-event+xml" MUST support documents   corresponding to the base schema below.   Multiple versions of the base schema are not expected; rather, any   additional functionality (e.g., conveying new PSTN events) must be   accomplished through the definition of a new XML namespace and a   corresponding schema.  Elements from the new XML namespace will then   co-exist with elements from the base schema in a document.Gurbani, et al.             Standards Track                    [Page 42]

RFC 3910                    SPIRITS Protocol                October 2004<xs:schema targetNamespace="urn:ietf:params:xml:ns:spirits-1.0"       xmlns:tns="urn:ietf:params:xml:ns:spirits-1.0"       xmlns:xs="http://www.w3.org/2001/XMLSchema"       elementFormDefault="qualified"       attributeFormDefault="unqualified">     <!-- This import brings in the XML language attribute xml:lang-->     <xs:import namespace="http://www.w3.org/XML/1998/namespace"                schemaLocation="http://www.w3.org/2001/xml.xsd"/>     <xs:annotation>        <xs:documentation xml:lang="en">              Describes SPIRITS events.        </xs:documentation>     </xs:annotation>     <xs:element name="spirits-event" type="tns:SpiritsEventType"/>     <xs:complexType name="SpiritsEventType">        <xs:sequence>           <xs:element name="Event" type="tns:EventType" minOccurs="1"               maxOccurs="unbounded"/>           <xs:any namespace="##other" processContents="lax"               maxOccurs="unbounded"/>        </xs:sequence>     </xs:complexType>     <xs:complexType name="EventType">        <xs:sequence>           <xs:element name="CalledPartyNumber" type="xs:token"               minOccurs="0" maxOccurs="1"/>           <xs:element name="CallingPartyNumber" type="xs:token"               minOccurs="0" maxOccurs="1"/>           <xs:element name="DialledDigits" type="xs:token"               minOccurs="0" maxOccurs="1"/>           <xs:element name="Cell-ID" type="xs:token"               minOccurs="0" maxOccurs="1"/>           <xs:element name="Cause" type="tns:CauseType"               minOccurs="0" maxOccurs="1"/>        </xs:sequence>        <xs:attribute name="type" type="tns:PayloadType"            use="required"/>        <xs:attribute name="name" type="tns:EventNameType"            use="required"/>        <xs:attribute name="mode" type="tns:ModeType"            use="optional" default="N"/>     </xs:complexType>Gurbani, et al.             Standards Track                    [Page 43]

RFC 3910                    SPIRITS Protocol                October 2004     <xs:simpleType name="PayloadType">        <!-- The <spirits-event> will contain either a list of -->        <!-- INDPs events or a list of userprof events -->        <xs:restriction base="xs:string">           <xs:enumeration value="INDPs"/>           <xs:enumeration value="userprof"/>        </xs:restriction>     </xs:simpleType>     <xs:simpleType name="EventNameType">        <xs:restriction base="xs:string">           <!-- These are the call related events (DPs).  If the -->           <!-- PaylaodType is "INDPs", then the value of the "name" -->           <!-- attribute is one of these; example -->           <!-- <spirits-event type="INDPs" name="OCI"> -->           <xs:enumeration value="OAA"/>           <xs:enumeration value="OCI"/>           <xs:enumeration value="OAI"/>           <xs:enumeration value="OA"/>           <xs:enumeration value="OTS"/>           <xs:enumeration value="ONA"/>           <xs:enumeration value="OCPB"/>           <xs:enumeration value="ORSF"/>           <xs:enumeration value="OMC"/>           <xs:enumeration value="OAB"/>           <xs:enumeration value="OD"/>           <xs:enumeration value="TA"/>           <xs:enumeration value="TMC"/>           <xs:enumeration value="TAB"/>           <xs:enumeration value="TD"/>           <xs:enumeration value="TAA"/>           <xs:enumeration value="TFSA"/>           <xs:enumeration value="TB"/>           <!-- These are the non-call related events.  If the -->           <!-- PayloadType is "user-prof", then the value of the -->           <!-- "name" attribute is one of these; example -->           <!-- <spirits-event type="userprof" name="LUDV"> -->           <xs:enumeration value="LUSV"/>           <xs:enumeration value="LUDV"/>           <xs:enumeration value="REG"/>           <xs:enumeration value="UNREGMS"/>           <xs:enumeration value="UNREGNTWK"/>        </xs:restriction>     </xs:simpleType>     <xs:simpleType name="ModeType">        <!-- One of two values: "N"otification or "R"equest -->        <xs:restriction base="xs:string">Gurbani, et al.             Standards Track                    [Page 44]

RFC 3910                    SPIRITS Protocol                October 2004           <xs:enumeration value="N"/>           <xs:enumeration value="R"/>        </xs:restriction>     </xs:simpleType>     <xs:simpleType name="CauseType">        <xs:restriction base="xs:string">           <xs:enumeration value="Busy"/>           <xs:enumeration value="Unreachable"/>        </xs:restriction>     </xs:simpleType></xs:schema>10.  Acknowledgements   The authors are grateful to participants in the SPIRITS WG for the   discussion that contributed to this work.  These include J-L. Bakker,   J. Bjorkner, J. Buller, J-E. Chapron, B. Chatras, O. Cleuziou,   L. Conroy, R. Forbes, F. Haerens, J. Humphrey, J. Kozik,   W. Montgomery, S. Nyckelgard, M. O'Doherty, A. Roach, J. Rosenberg,   H. Sinnreich, L. Slutsman, D. Varney, and W. Zeuch.  The authors also   acknowledge Steve Bellovin, Allison Mankin and Jon Peterson for help   provided on the Security section.11.  Acronyms   ACL                  Access Control List   CS                   Capability Set   DP                   Detection Point   DTD                  Document Type Definition   EDP                  Event Detection Point   EDP-N                Event Detection Point "Notification"   EDP-R                Event Detection Point "Request"   IANA                 Internet Assigned Numbers Authority   ICW                  Internet Call Waiting   IMSI                 International Mobile Subscriber Identity   IN                   Intelligent Network   INAP                 Intelligent Network Application Protocol   IP                   Internet Protocol   ISP                  Internet Service Provider   ITU                  International Telecommunications Union   MIME                 Multipurpose Internet Mail Extensions   MS                   Mobile Station (or Mobile Subscriber)   OBCSM                Originating Basic Call State Model   PIC                  Point In Call   PINT                 PSTN/Internet Interworking   PSTN                 Public Switched Telephone Network   SCF                  Service Control FunctionGurbani, et al.             Standards Track                    [Page 45]

RFC 3910                    SPIRITS Protocol                October 2004   SCP                  Service Control Point   SDP                  Session Description Protocol   SIP                  Session Initiation Protocol   SIP-T                SIP for Telephones   SPIRITS              Services in the PSTN/IN Requesting InTernet                            Services   SSF                  Service Switching Function   SSP                  Service Switching Point   STD                  State Transition Diagram   TBCSM                Terminating Basic Call State Model   TDP                  Trigger Detection Point   TDP-N                Trigger Detection Point "Notification"   TDP-R                Trigger Detection Point "Request"   TLS                  Transport Layer Security   UA                   User Agent   VLR                  Visitor Location Register   WIN                  Wireless Intelligent Network   XML                  Extensible Markup Language12.  References12.1.  Normative References   [1]  Slutsman, L., Faynberg, I., Lu, H., and M. Weissman, "The        SPIRITS Architecture",RFC 3136, June 2001.   [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [3]  Roach, A., "Session Initiation Protocol (SIP)-Specific Event        Notification",RFC 3265, June 2002.   [4]  Faynberg, I., Gato, J., Lu, H., and L. Slutsman, "Service in the        Public Switched Telephone Network/Intelligent Network (PSTN/IN)        Requesting InTernet Service (SPIRITS) Protocol Requirements",RFC 3298, August 2002.   [5]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,        Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:        Session Initiation Protocol",RFC 3261, June 2002.12.2. Informative References   [6]  M. Unmehopa, K. Vemuri, A. Brusilovsky, E. Dacloush, A. Zaki, F.        Haerens, J-L. Bakker, B. Chatras, and J. Dobrowolski, "On        selection of IN parameters to be carried by the SPIRITS        Protocol", Work In Progress, January 2003.Gurbani, et al.             Standards Track                    [Page 46]

RFC 3910                    SPIRITS Protocol                October 2004   [7]  Intelligent Network Capability Set 2. ITU-T, Recommendation        Q.1228.   [8]  Petrack, S. and L. Conroy, "The PINT Service Protocol:        Extensions to SIP and SDP for IP Access to Telephone Call        Services",RFC 2848, June 2000.   [9]  Murata, M., St.Laurent, S., and D. Kohn, "XML Media Types",RFC3023, January 2001.   [10] Lu, H., Faynberg, I., Voelker, J., Weissman, M., Zhang, W.,        Rhim, S., Hwang, J., Ago, S., Moeenuddin, S., Hadvani, S.,        Nyckelgard, S., Yoakum, J., and L. Robart, "Pre-Spirits        Implementations of PSTN-initiated Services",RFC 2995, November        2000.   [11] Rosenberg, J. and H. Schulzrinne, "Session Initiation Protocol        (SIP): Locating SIP Servers",RFC 3263, June 2002.   [12] Thompson, H., Beech, D., Maloney, M. and N. Mendelsohn, "XML        Schema Part 1: Structures", W3C REC REC-xmlschema-1-20010502,        May 2001.  <http://www.w3c.org/XML/>.   [13] "Interface recommendations for intelligent network capability        set 3: SCF-SSF interface", ITU-T Recommendation Q.1238.2, June        2000.   [14] Moats, R., "URN Syntax",RFC 2141, May 1997.   [15] Moats, R., "A URN Namespace for IETF Documents",RFC 2648,        August 1999.   [16] Mealling, M., "The IETF XML Registry",BCP 81,RFC 3688, January        2004.   [17] Tim Bray, Dave Hollander, and Andrew Layman, "Namespaces in        XML", W3C recommendation: xml-names, 14th January 1999,        <http://www.w3.org/ TR/REC-xml-names>.   [18] Ramsdell, B., "Secure/Multipurpose Internet Mail Extensions        (S/MIME) Version 3.1 Message Specification",RFC 3851, July        2004.   [19] Faynberg, I., L. Gabuzda, M. Kaplan, and N.Shah, "The        Intelligent Network Standards: Their Application to Services",        McGraw-Hill, 1997.Gurbani, et al.             Standards Track                    [Page 47]

RFC 3910                    SPIRITS Protocol                October 2004   [20] Freed, N. and N. Borenstein, "Multipurpose Internet Mail        Extensions (MIME) Part One: Format of Internet Message Bodies",RFC 2045, November 1996.        Freed, N. and N. Borenstein, "Multipurpose Internet Mail        Extensions (MIME) Part Two: Media Types",RFC 2046, November        1996.        Moore, K., "MIME (Multipurpose Internet Mail Extensions) Part        Three:  Message Header Extensions for Non-ASCII Text ",RFC2047, November 1996.        Freed, N., Klensin, J., and J. Postel, "Multipurpose Internet        Mail Extensions (MIME) Part Four: Registration Procedures",BCP13,RFC 2048, November 1996.        Freed, N. and N. Borenstein, "Multipurpose Internet Mail        Extensions (MIME) Part Five: Conformance Criteria and Examples",RFC 2049, November 1996.13.  Contributors   Kumar Vemuri   Lucent Technologies, Inc.   2000 Naperville Rd.   Naperville, IL 60566   USA   EMail: vvkumar@lucent.com14.  Authors' Addresses   Vijay K. Gurbani, Editor   2000 Lucent Lane   Rm 6G-440   Naperville, IL 60566   USA   EMail: vkg@lucent.com   Alec Brusilovsky   2601 Lucent Lane   Lisle, IL 60532-3640   USA   EMail: abrusilovsky@lucent.comGurbani, et al.             Standards Track                    [Page 48]

RFC 3910                    SPIRITS Protocol                October 2004   Igor Faynberg   Lucent Technologies, Inc.   101 Crawfords Corner Rd.   Holmdel, NJ 07733   USA   EMail: faynberg@lucent.com   Jorge Gato   Vodafone Espana   Isabel Colbrand, 22   28050 Madrid   Spain   EMail: jorge.gato@vodafone.com   Hui-Lan Lu   Bell Labs/Lucent Technologies   Room 4C-607A, 101 Crawfords Corner Road   Holmdel, New Jersey, 07733   Phone: (732) 949-0321   EMail: huilanlu@lucent.com   Musa Unmehopa   Lucent Technologies, Inc.   Larenseweg 50,   Postbus 1168   1200 BD, Hilversum,   The Netherlands   EMail: unmehopa@lucent.comGurbani, et al.             Standards Track                    [Page 49]

RFC 3910                    SPIRITS Protocol                October 200415.  Full Copyright Statement   Copyright (C) The Internet Society (2004).   This document is subject to the rights, licenses and restrictions   contained inBCP 78, and except as set forth therein, the authors   retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/S HE   REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE   INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the IETF's procedures with respect to rights in IETF Documents can   be found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Gurbani, et al.             Standards Track                    [Page 50]

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