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Network Working Group                                B. Ramsdell, EditorRequest for Comments: 3850                                Sendmail, Inc.Obsoletes:2632                                                July 2004Category: Standards TrackSecure/Multipurpose Internet Mail Extensions (S/MIME) Version 3.1Certificate HandlingStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).Abstract   This document specifies conventions for X.509 certificate usage by   Secure/Multipurpose Internet Mail Extensions (S/MIME) agents.  S/MIME   provides a method to send and receive secure MIME messages, and   certificates are an integral part of S/MIME agent processing.  S/MIME   agents validate certificates as described inRFC 3280, the Internet   X.509 Public Key Infrastructure Certificate and CRL Profile.  S/MIME   agents must meet the certificate processing requirements in this   document as well as those inRFC 3280.Table of Contents1.  Overview . . . . . . . . . . . . . . . . . . . . . . . . . . .21.1.  Definitions. . . . . . . . . . . . . . . . . . . . . . .21.2.  Compatibility with Prior Practice of S/MIME. . . . . . .31.3.  Terminology. . . . . . . . . . . . . . . . . . . . . . .31.4.  Changes Since S/MIME v3 (RFC 2632) . . . . . . . . . . .32.  CMS Options. . . . . . . . . . . . . . . . . . . . . . . . . .42.1 . CertificateRevocationLists . . . . . . . . . . . . . . .42.2.  CertificateChoices . . . . . . . . . . . . . . . . . . .42.3.  CertificateSet . . . . . . . . . . . . . . . . . . . . .53. Using Distinguished Names for Internet Mail . . . . . . . . . .64.  Certificate Processing . . . . . . . . . . . . . . . . . . . .74.1.  Certificate Revocation Lists . . . . . . . . . . . . . .84.2.  Certification Path Validation. . . . . . . . . . . . . .84.3.  Certificate and CRL Signing Algorithms . . . . . . . . .9Ramsdell                    Standards Track                     [Page 1]

RFC 3850            S/MIME 3.1 Certificate Handling            July 20044.4.  PKIX Certificate Extensions. . . . . . . . . . . . . . .95.  Security Considerations. . . . . . . . . . . . . . . . . . . .11A.  References . . . . . . . . . . . . . . . . . . . . . . . . . .13A.1.  Normative References . . . . . . . . . . . . . . . . . .13A.2.  Informative References . . . . . . . . . . . . . . . . .14B.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .15C.  Editor's Address . . . . . . . . . . . . . . . . . . . . . . .15   Full Copyright Statement . . . . . . . . . . . . . . . . . . . . .161.  Overview   S/MIME (Secure/Multipurpose Internet Mail Extensions), described in   [SMIME-MSG], provides a method to send and receive secure MIME   messages.  Before using a public key to provide security services,   the S/MIME agent MUST verify that the public key is valid.  S/MIME   agents MUST use PKIX certificates to validate public keys as   described in the Internet X.509 Public Key Infrastructure (PKIX)   Certificate and CRL Profile [KEYM].  S/MIME agents MUST meet the   certificate processing requirements documented in this document in   addition to those stated in [KEYM].   This specification is compatible with the Cryptographic Message   Syntax [CMS] in that it uses the data types defined by CMS.  It also   inherits all the varieties of architectures for certificate-based key   management supported by CMS.1.1.  Definitions   For the purposes of this document, the following definitions apply.   ASN.1: Abstract Syntax Notation One, as defined in ITU-T X.208   [X.208-88].   Attribute Certificate (AC): An X.509 AC is a separate structure from   a subject's public key X.509 Certificate.  A subject may have   multiple X.509 ACs associated with each of its public key X.509   Certificates.  Each X.509 AC binds one or more Attributes with one of   the subject's public key X.509 Certificates.  The X.509 AC syntax is   defined in [ACAUTH].   Certificate:  A type that binds an entity's name to a public key with   a digital signature.  This type is defined in the Internet X.509   Public Key Infrastructure (PKIX) Certificate and CRL Profile [KEYM].   This type also contains the distinguished name of the certificate   issuer (the signer), an issuer-specific serial number, the issuer's   signature algorithm identifier, a validity period, and extensions   also defined in that document.Ramsdell                    Standards Track                     [Page 2]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   Certificate Revocation List (CRL): A type that contains information   about certificates whose validity an issuer has prematurely revoked.   The information consists of an issuer name, the time of issue, the   next scheduled time of issue, a list of certificate serial numbers   and their associated revocation times, and extensions as defined in   [KEYM].  The CRL is signed by the issuer.  The type intended by this   specification is the one defined in [KEYM].   Receiving agent: software that interprets and processes S/MIME CMS   objects, MIME body parts that contain CMS objects, or both.   Sending agent: software that creates S/MIME CMS objects, MIME body   parts that contain CMS objects, or both.   S/MIME agent: user software that is a receiving agent, a sending   agent, or both.1.2.  Compatibility with Prior Practice of S/MIME   S/MIME version 3.1 agents should attempt to have the greatest   interoperability possible with agents for prior versions of S/MIME.   S/MIME version 2 is described inRFC 2311 throughRFC 2315, inclusive   and S/MIME version 3 is described inRFC 2630 throughRFC 2634   inclusive.RFC 2311 also has historical information about the   development of S/MIME.1.3.  Terminology   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described in [MUSTSHOULD].1.4.  Changes Since S/MIME v3 (RFC 2632)   Version 1 and Version 2 CRLs MUST be supported.   Multiple CA certificates with the same subject and public key, but   with overlapping validity periods, MUST be supported.   Version 2 attribute certificates SHOULD be supported, and version 1   attributes certificates MUST NOT be used.   The use of the MD2 digest algorithm for certificate signatures is   discouraged and security language added.   Clarified use of email address use in certificates.  Certificates   that do not contain an email address have no requirements for   verifying the email address associated with the certificate.Ramsdell                    Standards Track                     [Page 3]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   Receiving agents SHOULD display certificate information when   displaying the results of signature verification.   Receiving agents MUST NOT accept a signature made with a certificate   that does not have the digitalSignature or nonRepudiation bit set.   Clarifications for the interpretation of the key usage and extended   key usage extensions.2.  CMS Options   The CMS message format allows for a wide variety of options in   content and algorithm support.  This section puts forth a number of   support requirements and recommendations in order to achieve a base   level of interoperability among all S/MIME implementations.  Most of   the CMS format for S/MIME messages is defined in [SMIME-MSG].2.1.  CertificateRevocationLists   Receiving agents MUST support the Certificate Revocation List (CRL)   format defined in [KEYM].  If sending agents include CRLs in outgoing   messages, the CRL format defined in [KEYM] MUST be used.  In all   cases, both v1 and v2 CRLs MUST be supported.   All agents MUST be capable of performing revocation checks using CRLs   as specified in [KEYM].  All agents MUST perform revocation status   checking in accordance with [KEYM].  Receiving agents MUST recognize   CRLs in received S/MIME messages.   Agents SHOULD store CRLs received in messages for use in processing   later messages.2.2.  CertificateChoices   Receiving agents MUST support v1 X.509 and v3 X.509 identity   certificates as profiled in [KEYM].  End entity certificates MAY   include an Internet mail address, as described insection 3.   Receiving agents SHOULD support X.509 version 2 attribute   certificates.  See [ACAUTH] for details about the profile for   attribute certificates.2.2.1.  Historical Note About CMS Certificates   The CMS message format supports a choice of certificate formats for   public key content types: PKIX, PKCS #6 Extended Certificates [PKCS6]   and PKIX Attribute Certificates.Ramsdell                    Standards Track                     [Page 4]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   The PKCS #6 format is not in widespread use.  In addition, PKIX   certificate extensions address much of the same functionality and   flexibility as was intended in the PKCS #6.  Thus, sending and   receiving agents MUST NOT use PKCS #6 extended certificates.   X.509 version 1 attribute certificates are also not widely   implemented, and have been superseded with version 2 attribute   certificates.  Sending agents MUST NOT send version 1 attribute   certificates.2.3.  CertificateSet   Receiving agents MUST be able to handle an arbitrary number of   certificates of arbitrary relationship to the message sender and to   each other in arbitrary order.  In many cases, the certificates   included in a signed message may represent a chain of certification   from the sender to a particular root.  There may be, however,   situations where the certificates in a signed message may be   unrelated and included for convenience.   Sending agents SHOULD include any certificates for the user's public   key(s) and associated issuer certificates.  This increases the   likelihood that the intended recipient can establish trust in the   originator's public key(s).  This is especially important when   sending a message to recipients that may not have access to the   sender's public key through any other means or when sending a signed   message to a new recipient.  The inclusion of certificates in   outgoing messages can be omitted if S/MIME objects are sent within a   group of correspondents that has established access to each other's   certificates by some other means such as a shared directory or manual   certificate distribution.  Receiving S/MIME agents SHOULD be able to   handle messages without certificates using a database or directory   lookup scheme.   A sending agent SHOULD include at least one chain of certificates up   to, but not including, a Certificate Authority (CA) that it believes   that the recipient may trust as authoritative.  A receiving agent   MUST be able to handle an arbitrarily large number of certificates   and chains.   Agents MAY send CA certificates, that is, certificates which can be   considered the "root" of other chains, and which MAY be self-signed.   Note that receiving agents SHOULD NOT simply trust any self-signed   certificates as valid CAs, but SHOULD use some other mechanism to   determine if this is a CA that should be trusted.  Also note that   when certificates contain DSA public keys the parameters may be   located in the root certificate.  This would require that the   recipient possess both the end-entity certificate as well as the rootRamsdell                    Standards Track                     [Page 5]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   certificate to perform a signature verification, and is a valid   example of a case where transmitting the root certificate may be   required.   Receiving agents MUST support chaining based on the distinguished   name fields.  Other methods of building certificate chains MAY be   supported.   Receiving agents SHOULD support the decoding of X.509 attribute   certificates included in CMS objects.  All other issues regarding the   generation and use of X.509 attribute certificates are outside of the   scope of this specification.  One specification that addresses   attribute certificate use is defined in [SECLABEL].3.  Using Distinguished Names for Internet Mail   End-entity certificates MAY contain an Internet mail address as   described in [RFC-2822].  The address must be an "addr-spec" as   defined inSection 3.4.1 of that specification.  The email address   SHOULD be in the subjectAltName extension, and SHOULD NOT be in the   subject distinguished name.   Receiving agents MUST recognize and accept certificates that contain   no email address.  Agents are allowed to provide an alternative   mechanism for associating an email address with a certificate that   does not contain an email address, such as through the use of the   agent's address book, if available.  Receiving agents MUST recognize   email addresses in the subjectAltName field.  Receiving agents MUST   recognize email addresses in the Distinguished Name field in the PKCS   #9 [PKCS9] emailAddress attribute:   pkcs-9-at-emailAddress OBJECT IDENTIFIER ::=     {iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) 1 }   Note that this attribute MUST be encoded as IA5String.   Sending agents SHOULD make the address in the From or Sender header   in a mail message match an Internet mail address in the signer's   certificate.  Receiving agents MUST check that the address in the   From or Sender header of a mail message matches an Internet mail   address, if present, in the signer's certificate, if mail addresses   are present in the certificate.  A receiving agent SHOULD provide   some explicit alternate processing of the message if this comparison   fails, which may be to display a message that shows the recipient the   addresses in the certificate or other certificate details.Ramsdell                    Standards Track                     [Page 6]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   A receiving agent SHOULD display a subject name or other certificate   details when displaying an indication of successful or unsuccessful   signature verification.   All subject and issuer names MUST be populated (i.e., not an empty   SEQUENCE) in S/MIME-compliant X.509 identity certificates, except   that the subject DN in a user's (i.e., end-entity) certificate MAY be   an empty SEQUENCE in which case the subjectAltName extension will   include the subject's identifier and MUST be marked as critical.4.  Certificate Processing   A receiving agent needs to provide some certificate retrieval   mechanism in order to gain access to certificates for recipients of   digital envelopes.  There are many ways to implement certificate   retrieval mechanisms.  X.500 directory service is an excellent   example of a certificate retrieval-only mechanism that is compatible   with classic X.500 Distinguished Names.  Another method under   consideration by the IETF is to provide certificate retrieval   services as part of the existing Domain Name System (DNS).  Until   such mechanisms are widely used, their utility may be limited by the   small number of correspondent's certificates that can be retrieved.   At a minimum, for initial S/MIME deployment, a user agent could   automatically generate a message to an intended recipient requesting   that recipient's certificate in a signed return message.   Receiving and sending agents SHOULD also provide a mechanism to allow   a user to "store and protect" certificates for correspondents in such   a way so as to guarantee their later retrieval.  In many   environments, it may be desirable to link the certificate   retrieval/storage mechanisms together in some sort of certificate   database.  In its simplest form, a certificate database would be   local to a particular user and would function in a similar way as an   "address book" that stores a user's frequent correspondents.  In this   way, the certificate retrieval mechanism would be limited to the   certificates that a user has stored (presumably from incoming   messages).  A comprehensive certificate retrieval/storage solution   may combine two or more mechanisms to allow the greatest flexibility   and utility to the user.  For instance, a secure Internet mail agent   may resort to checking a centralized certificate retrieval mechanism   for a certificate if it can not be found in a user's local   certificate storage/retrieval database.   Receiving and sending agents SHOULD provide a mechanism for the   import and export of certificates, using a CMS certs-only message.   This allows for import and export of full certificate chains as   opposed to just a single certificate.  This is described in [SMIME-   MSG].Ramsdell                    Standards Track                     [Page 7]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   Agents MUST handle multiple valid Certification Authority (CA)   certificates containing the same subject name and the same public   keys but with overlapping validity intervals.4.1.  Certificate Revocation Lists   In general, it is always better to get the latest CRL information   from a CA than to get information stored away from incoming messages.   A receiving agent SHOULD have access to some certificate revocation   list (CRL) retrieval mechanism in order to gain access to certificate   revocation information when validating certification paths.  A   receiving or sending agent SHOULD also provide a mechanism to allow a   user to store incoming certificate revocation information for   correspondents in such a way so as to guarantee its later retrieval.   Receiving and sending agents SHOULD retrieve and utilize CRL   information every time a certificate is verified as part of a   certification path validation even if the certificate was already   verified in the past.  However, in many instances (such as off-line   verification) access to the latest CRL information may be difficult   or impossible.  The use of CRL information, therefore, may be   dictated by the value of the information that is protected.  The   value of the CRL information in a particular context is beyond the   scope of this specification but may be governed by the policies   associated with particular certification paths.   All agents MUST be capable of performing revocation checks using CRLs   as specified in [KEYM].  All agents MUST perform revocation status   checking in accordance with [KEYM].  Receiving agents MUST recognize   CRLs in received S/MIME messages.4.2.  Certification Path Validation   In creating a user agent for secure messaging, certificate, CRL, and   certification path validation SHOULD be highly automated while still   acting in the best interests of the user.  Certificate, CRL, and path   validation MUST be performed as per [KEYM] when validating a   correspondent's public key.  This is necessary before using a public   key to provide security services such as: verifying a signature;   encrypting a content-encryption key (ex: RSA); or forming a pairwise   symmetric key (ex: Diffie-Hellman) to be used to encrypt or decrypt a   content-encryption key.   Certificates and CRLs are made available to the path validation   procedure in two ways: a) incoming messages, and b) certificate and   CRL retrieval mechanisms.  Certificates and CRLs in incoming messages   are not required to be in any particular order nor are they required   to be in any way related to the sender or recipient of the messageRamsdell                    Standards Track                     [Page 8]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   (although in most cases they will be related to the sender).   Incoming certificates and CRLs SHOULD be cached for use in path   validation and optionally stored for later use.  This temporary   certificate and CRL cache SHOULD be used to augment any other   certificate and CRL retrieval mechanisms for path validation on   incoming signed messages.4.3.  Certificate and CRL Signing Algorithms   Certificates and Certificate Revocation Lists (CRLs) are signed by   the certificate issuer.  A receiving agent MUST be capable of   verifying the signatures on certificates and CRLs made with   id-dsa-with-sha1 [CMSALG].   A receiving agent MUST be capable of verifying the signatures on   certificates and CRLs made with md5WithRSAEncryption and   sha1WithRSAEncryption signature algorithms with key sizes from 512   bits to 2048 bits described in [CMSALG].   Because of the security issues surrounding MD2 [RC95], and in light   of current use, md2WithRSAEncryption MAY be supported.4.4.  PKIX Certificate Extensions   PKIX describes an extensible framework in which the basic certificate   information can be extended and how such extensions can be used to   control the process of issuing and validating certificates.  The PKIX   Working Group has ongoing efforts to identify and create extensions   which have value in particular certification environments.  Further,   there are active efforts underway to issue PKIX certificates for   business purposes.  This document identifies the minimum required set   of certificate extensions which have the greatest value in the S/MIME   environment.  The syntax and semantics of all the identified   extensions are defined in [KEYM].   Sending and receiving agents MUST correctly handle the basic   constraints, key usage, authority key identifier, subject key   identifier, and subject alternative names certificate extensions when   they appear in end-entity and CA certificates.  Some mechanism SHOULD   exist to gracefully handle other certificate extensions when they   appear in end-entity or CA certificates.   Certificates issued for the S/MIME environment SHOULD NOT contain any   critical extensions (extensions that have the critical field set to   TRUE) other than those listed here.  These extensions SHOULD be   marked as non-critical unless the proper handling of the extension isRamsdell                    Standards Track                     [Page 9]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   deemed critical to the correct interpretation of the associated   certificate.  Other extensions may be included, but those extensions   SHOULD NOT be marked as critical.   Interpretation and syntax for all extensions MUST follow [KEYM],   unless otherwise specified here.4.4.1.  Basic Constraints Certificate Extension   The basic constraints extension serves to delimit the role and   position that an issuing authority or end-entity certificate plays in   a certification path.   For example, certificates issued to CAs and subordinate CAs contain a   basic constraint extension that identifies them as issuing authority   certificates.  End-entity certificates contain an extension that   constrains the certificate from being an issuing authority   certificate.   Certificates SHOULD contain a basicConstraints extension in CA   certificates, and SHOULD NOT contain that extension in end entity   certificates.4.4.2.  Key Usage Certificate Extension   The key usage extension serves to limit the technical purposes for   which a public key listed in a valid certificate may be used.   Issuing authority certificates may contain a key usage extension that   restricts the key to signing certificates, certificate revocation   lists and other data.   For example, a certification authority may create subordinate issuer   certificates which contain a key usage extension which specifies that   the corresponding public key can be used to sign end user   certificates and sign CRLs.   If a key usage extension is included in a PKIX certificate, then it   MUST be marked as critical.   S/MIME receiving agents MUST NOT accept the signature of a message if   it was verified using a certificate which contains the key usage   extension without either the digitalSignature or nonRepudiation bit   set.  Sometimes S/MIME is used as a secure message transport for   applications beyond interpersonal messaging.  In such cases, the   S/MIME-enabled application can specify additional requirements   concerning the digitalSignature or nonRepudiation bits within this   extension.Ramsdell                    Standards Track                    [Page 10]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   If the key usage extension is not specified, receiving clients MUST   presume that the digitalSignature and nonRepudiation bits are set.4.4.3.  Subject Alternative Name Extension   The subject alternative name extension is used in S/MIME as the   preferred means to convey theRFC-2822 email address(es) that   correspond(s) to the entity for this certificate.  AnyRFC-2822 email   addresses present MUST be encoded using the rfc822Name CHOICE of the   GeneralName type.  Since the SubjectAltName type is a SEQUENCE OF   GeneralName, multipleRFC-2822 email addresses MAY be present.4.4.4.  Extended Key Usage Extension   The extended key usage extension also serves to limit the technical   purposes for which a public key listed in a valid certificate may be   used.  The set of technical purposes for the certificate therefore   are the intersection of the uses indicated in the key usage and   extended key usage extensions.   For example, if the certificate contains a key usage extension   indicating digital signature and an extended key usage extension   which includes the email protection OID, then the certificate may be   used for signing but not encrypting S/MIME messages.  If the   certificate contains a key usage extension indicating digital   signature, but no extended key usage extension then the certificate   may also be used to sign but not encrypt S/MIME messages.   If the extended key usage extension is present in the certificate   then interpersonal message S/MIME receiving agents MUST check that it   contains either the emailProtection or the anyExtendedKeyUsage OID as   defined in [KEYM].  S/MIME uses other than interpersonal messaging   MAY require the explicit presence of the extended key usage extension   or other OIDs to be present in the extension or both.5.  Security Considerations   All of the security issues faced by any cryptographic application   must be faced by a S/MIME agent.  Among these issues are protecting   the user's private key, preventing various attacks, and helping the   user avoid mistakes such as inadvertently encrypting a message for   the wrong recipient.  The entire list of security considerations is   beyond the scope of this document, but some significant concerns are   listed here.   When processing certificates, there are many situations where the   processing might fail.  Because the processing may be done by a user   agent, a security gateway, or other program, there is no single wayRamsdell                    Standards Track                    [Page 11]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   to handle such failures.  Just because the methods to handle the   failures has not been listed, however, the reader should not assume   that they are not important.  The opposite is true: if a certificate   is not provably valid and associated with the message, the processing   software should take immediate and noticeable steps to inform the end   user about it.   Some of the many places where signature and certificate checking   might fail include:   -  no Internet mail addresses in a certificate matches the sender of      a message, if the certificate contains at least one mail address   -  no certificate chain leads to a trusted CA   -  no ability to check the CRL for a certificate   -  an invalid CRL was received   -  the CRL being checked is expired   -  the certificate is expired   -  the certificate has been revoked   There are certainly other instances where a certificate may be   invalid, and it is the responsibility of the processing software to   check them all thoroughly, and to decide what to do if the check   fails.   At the Selected Areas in Cryptography '95 conference in May 1995,   Rogier and Chauvaud presented an attack on MD2 that can nearly find   collisions [RC95].  Collisions occur when one can find two different   messages that generate the same message digest.  A checksum operation   in MD2 is the only remaining obstacle to the success of the attack.   For this reason, the use of MD2 for new applications is discouraged.   It is still reasonable to use MD2 to verify existing signatures, as   the ability to find collisions in MD2 does not enable an attacker to   find new messages having a previously computed hash value.   It is possible for there to be multiple unexpired CRLs for a CA.  If   an agent is consulting CRLs for certificate validation, it SHOULD   make sure that the most recently issued CRL for that CA is consulted,   since an S/MIME message sender could deliberately include an older   unexpired CRL in an S/MIME message.  This older CRL might not include   recent revoked certificates, which might lead an agent to accept a   certificate that has been revoked in a subsequent CRL.   When determining the time for a certificate validity check, agents   have to be careful to use a reliable time.  Unless it is from a   trusted agent, this time MUST NOT be the SigningTime attribute found   in an S/MIME message.  For most sending agents, the SigningTime   attribute could be deliberately set to direct the receiving agent toRamsdell                    Standards Track                    [Page 12]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004   check a CRL that could have out-of-date revocation status for a   certificate, or cause an improper result when checking the Validity   field of a certificate.A.  ReferencesA.1.  Normative References   [ACAUTH]     Farrell, S. and R. Housley, "An Internet Attribute                Certificate Profile for Authorization",RFC 3281, April                2002.   [CMS]        Housely, R., "Cryptographic Message Syntax (CMS)",RFC3852, July 2004.   [CMSALG]     Housley, R., "Cryptographic Message Syntax (CMS)                Algorithms",RFC 3370, August 2002.   [KEYM]       Housley, R., Polk, W., Ford, W., and D. Solo, "Internet                X.509 Public Key Infrastructure Certificate and                Certificate Revocation List (CRL) Profile",RFC 3280,                April 2002.   [KEYMALG]    Bassham, L., Polk, W., and R. Housley, "Algorithms and                Identifiers for the Internet X.509 Public Key                Infrastructure Certificate and Certificate Revocation                List (CRL) Profile",RFC 3279, April 2002.   [MUSTSHOULD] Bradner, S., "Key words for use in RFCs to Indicate                Requirement Levels",BCP 14,RFC 2119, March 1997.   [PKCS9]      Nystrom, M. and B. Kaliski, "PKCS #9: Selected Object                Classes and Attribute Types Version 2.0",RFC 2985,                November 2000.   [RFC-2822],  Resnick, P., "Internet Message Format",RFC 2822, April                2001.   [SMIME-MSG]  Ramsdell, B., Ed., "S/MIME Version 3.1 Message                Specification",RFC 3851, July 2004.   [x.208-88]   ITU-T. Recommendation X.208: Specification of Abstract                Syntax Notation One (ASN.1). 1988.Ramsdell                    Standards Track                    [Page 13]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004A.2.  Informative References   [CERTV2]     Dusse, S., Hoffman, P., Ramsdell, B., and J. Weinstein,                "S/MIME Version 2 Certificate Handling",RFC 2312, March                1998.   [PKCS6]      RSA Laboratories, "PKCS #6: Extended-Certificate Syntax                Standard", November 1993.   [RC95]       Rogier, N. and Chauvaud, P., "The compression function                of MD2 is not collision free," Presented at Selected                Areas in Cryptography '95, May 1995.   [SECLABEL]   Nicolls, W., "Implementing Company Classification Policy                with the S/MIME Security Label",RFC 3114, May 2002.   [X.500]      ITU-T Recommendation X.500 (1997) | ISO/IEC 9594-1:1997,                Information technology - Open Systems Interconnection -                The Directory:  Overview of concepts, models and                services.   [X.501]      ITU-T Recommendation X.501 (1997) | ISO/IEC 9594-2:1997,                Information technology - Open Systems Interconnection -                The Directory:  Models.   [X.509]      ITU-T Recommendation X.509 (1997) | ISO/IEC 9594-8:1997,                Information technology - Open Systems Interconnection -                The Directory:  Authentication framework.   [X.520]      ITU-T Recommendation X.520 (1997) | ISO/IEC 9594-6:1997,                Information technology - Open Systems Interconnection -                The Directory:  Selected attribute types.Ramsdell                    Standards Track                    [Page 14]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004B.  Acknowledgements   Many thanks go out to the other authors of the S/MIME v2 RFC: Steve   Dusse, Paul Hoffman and Jeff Weinstein.  Without v2, there wouldn't   be a v3.   A number of the members of the S/MIME Working Group have also worked   very hard and contributed to this document.  Any list of people is   doomed to omission and for that I apologize.  In alphabetical order,   the following people stand out in my mind due to the fact that they   made direct contributions to this document.   Bill Flanigan   Trevor Freeman   Elliott Ginsburg   Paul Hoffman   Russ Housley   David P. Kemp   Michael Myers   John Pawling   Denis Pinkas   Jim SchaadC.  Editor's Address   Blake Ramsdell   Sendmail, Inc.   704 228th Ave NE #775   Sammamish, WA  98074   EMail: blake@sendmail.comRamsdell                    Standards Track                    [Page 15]

RFC 3850            S/MIME 3.1 Certificate Handling            July 2004Full Copyright Statement   Copyright (C) The Internet Society (2004).  This document is subject   to the rights, licenses and restrictions contained inBCP 78, and   except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Ramsdell                    Standards Track                    [Page 16]

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