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Network Working Group                                        J. LoughneyRequest for Comments: 3788                         Nokia Research CenterCategory: Standards Track                                 M. Tuexen, Ed.                                      Univ. of Applied Sciences Muenster                                                        J. Pastor-Balbas                                                    Ericsson Espana S.A.                                                               June 2004Security Considerations forSignaling Transport (SIGTRAN) ProtocolsStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).Abstract   This document discusses how Transport Layer Security (TLS) and IPsec   can be used to secure communication for SIGTRAN protocols.  The main   goal is to recommend the minimum security means that a SIGTRAN node   must implement in order to attain secured communication.  The support   of IPsec is mandatory for all nodes running SIGTRAN protocols.  TLS   support is optional.Loughney, et al.            Standards Track                     [Page 1]

RFC 3788                    SIGTRAN Security                   June 2004Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .21.1.  Overview . . . . . . . . . . . . . . . . . . . . . . . .21.2.  Abbreviations  . . . . . . . . . . . . . . . . . . . . .32.  Convention . . . . . . . . . . . . . . . . . . . . . . . . . .33.  Security in Telephony Networks . . . . . . . . . . . . . . . .44.  Threats and Goals  . . . . . . . . . . . . . . . . . . . . . .45.  IPsec Usage  . . . . . . . . . . . . . . . . . . . . . . . . .66.  TLS Usage  . . . . . . . . . . . . . . . . . . . . . . . . . .77.  Support of IPsec and TLS . . . . . . . . . . . . . . . . . . .88.  Peer-to-Peer Considerations  . . . . . . . . . . . . . . . . .99.  Security Considerations  . . . . . . . . . . . . . . . . . . .1010. IANA Considerations  . . . . . . . . . . . . . . . . . . . . .1011. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .1012. References . . . . . . . . . . . . . . . . . . . . . . . . . .1112.1. Normative References . . . . . . . . . . . . . . . . . .1112.2. Informative References . . . . . . . . . . . . . . . . .1113. Authors' Addresses . . . . . . . . . . . . . . . . . . . . . .1214. Full Copyright Statement . . . . . . . . . . . . . . . . . . .131.  Introduction1.1.  Overview   The SIGTRAN protocols are designed to carry signaling messages for   telephony services.  These protocols will be used between   o  customer premise and service provider equipment in case of ISDN      Q.921 User Adaptation Layer (IUA) [9].   o  service provider equipment only.  This is the case for SS7 MTP2      User Adaptation Layer (M2UA) [12], SS7 MTP2 Peer-to-Peer User      Adaptation Layer (M2PA) [15], SS7 MTP3 User Adaptation Layer      (M3UA) [13] and SS7 SCCP User Adaptation Layer (SUA) [16].  The      carriers may be different and may use other transport network      providers.   The security requirements for these situations may be different.   SIGTRAN protocols involve the security needs of several parties, the   end-users of the services, the service providers and the applications   involved.  Additional security requirements may come from local   regulation.  While having some overlapping security needs, any   security solution should fulfill all of the different parties' needs.   The SIGTRAN protocols assume that messages are secured by using   either IPsec or TLS.Loughney, et al.            Standards Track                     [Page 2]

RFC 3788                    SIGTRAN Security                   June 20041.2.  Abbreviations   This document uses the following abbreviations:   ASP: Application Server Process   CA: Certification Authority   DOI: Domain Of Interpretation   ESP: Encapsulating Security Payload   FQDN: Full-Qualified Domain Names   IPsec: IP Security Protocol   IKE: Internet Key Exchange Protocol   ISDN: Integrated Services Digital Network   IUA: ISDN Q.921 User Adaptation Layer   M2PA: SS7 MTP2 Peer-to-Peer User Adaptation Layer   M2UA: SS7 MTP2 User Adaptation Layer   M3UA: SS7 MTP3 User Adaptation Layer   PKI: Public Key Infrastructure   SA: Security Association   SCTP: Stream Control Transmission Protocol   SS7: Signaling System No. 7   SUA: SS7 SCCP User Adaptation Layer   TLS: Transport Layer Security2.  Convention   The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,   SHOULD NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when   they appear in this document, are to be interpreted as described in   [1].Loughney, et al.            Standards Track                     [Page 3]

RFC 3788                    SIGTRAN Security                   June 20043.  Security in Telephony Networks   The security in telephony networks is mainly based on the closed   network principle.  There are two main protocols used: Access   protocols (ISDN and others) are used for signaling in the access   network and the SS7 protocol stack in the core network.   As SS7 networks are often physically remote and/or inaccessible to   the user, it is assumed that they are protected from malicious users.   Equipment is often under lock and key.  At network boundaries between   SS7 networks, packet filtering is sometimes used.  End-users are not   directly connected to SS7 networks.   The access protocols are used for end-user signaling.  End-user   signaling protocols are translated to SS7 based protocols by   telephone switches run by network operators.   Regulatory Authorities often require SS7 switches with connections to   different SS7 switches to be conformant to national and/or   international test specifications.   There are no standardized ways of using encryption technologies for   providing confidentiality or using technologies for authentication.   This description applies to telephony networks operated by a single   operator, and also to multiple telephony networks being connected and   operated by different operators.4.  Threats and Goals   The Internet threats can be divided into one of two main types.  The   first one is called "passive attacks".  It happens whenever the   attacker reads packets off the network but does not write them.   Examples of such attacks include confidentiality violations, password   sniffing and offline cryptographic attacks amongst others.   The second kind of threat is called "active attacks".  In this case,   the attacker also writes data to the network.  Examples for this   attack include replay attacks, message insertion, message deletion,   message modification or man-in-the-middle attacks, amongst others.   In general, Internet protocols have the following security   objectives:Loughney, et al.            Standards Track                     [Page 4]

RFC 3788                    SIGTRAN Security                   June 2004   o  Communication Security:      *  Authentication of peers      *  Integrity of user data transport      *  Confidentiality of user data      *  Replay protection   o  Non-repudiation   o  System Security, avoidance of:      *  Unauthorized use      *  Inappropriate use      *  Denial of Service   Communication security is mandatory in some network scenarios to   prevent malicious attacks.  The main goal of this document is to   recommend the minimum security means that a SIGTRAN node must   implement in order to attain secured communication.  To achieve this   goal, we will explore the different existing security options   regarding communication.   All SIGTRAN protocols use the Stream Control Transmission Protocol   (SCTP) defined in [8] and [11] as its transport protocol.  SCTP   provides certain transport related security features, such as   resistance against:   o  Blind Denial of Service Attacks such as:      *  Flooding.      *  Masquerade.      *  Improper Monopolization of Services.   There is no quick fix, one-size-fits-all solution for security.   When a network using SIGTRAN protocols involves more than one party,   it may not be reasonable to expect that all parties have implemented   security in a sufficient manner.  End-to-end security should be the   goal; therefore, it is recommended that IPsec or TLS be used to   ensure confidentiality of user payload.  Consult [3] for more   information on configuring IPsec services.Loughney, et al.            Standards Track                     [Page 5]

RFC 3788                    SIGTRAN Security                   June 20045.  IPsec Usage   This section is only relevant for SIGTRAN nodes using IPsec to secure   communication between SIGTRAN nodes.   All SIGTRAN nodes using IPsec MUST implement IPsec ESP [4] in   transport mode with non-null encryption and authentication algorithms   to provide per-packet authentication, integrity protection and   confidentiality, and MUST implement the replay protection mechanisms   of IPsec.  In those scenarios where IP layer protection is needed,   ESP in tunnel mode SHOULD be used.  Non-null encryption should be   used when using IPSec ESP.   All SIGTRAN nodes MUST support IKE for peer authentication,   negotiation of security associations, and key management, using the   IPsec DOI [5].  The IPsec implementations MUST support peer   authentication using a pre-shared key, and MAY support certificate-   based peer authentication using digital signatures.  Peer   authentication using the public key encryption methods outlined in   IKE's sections5.2 and5.3 [6] SHOULD NOT be used.   Conformant implementations MUST support IKEs Main Mode and Aggressive   Mode.  For transport mode, when pre-shared keys are used for   authentication, IKE Aggressive Mode SHOULD be used, and IKE Main Mode   SHOULD NOT be used.  When digital signatures are used for   authentication, either IKE Main Mode or IKE Aggressive Mode MAY be   used.  When using ESP tunnel mode, IKE Main Mode MAY be used to   create an ISAKMP association with identity protection during Phase 1.   When digital signatures are used to achieve authentication, an IKE   negotiator SHOULD use IKE Certificate Request Payload(s) to specify   the certification authority (or authorities) that is trusted in   accordance with its local policy.  IKE negotiators SHOULD use   pertinent certificate revocation checks before accepting a PKI   certificate for use in IKE's authentication procedures.  See [10] for   certificate revocation and [7] for online-checking.   The Phase 2 Quick Mode exchanges used to negotiate protection for   SIGTRAN sessions MUST explicitly carry the Identity Payload fields   (IDci and IDcr).  The DOI provides for several types of   identification data.  However, when used in conformant   implementations, each ID Payload MUST carry a single IP address and a   single non-zero port number, and MUST NOT use the IP Subnet or IP   Address Range formats.  This allows the Phase 2 security association   to correspond to specific TCP and SCTP connections.Loughney, et al.            Standards Track                     [Page 6]

RFC 3788                    SIGTRAN Security                   June 2004   Since IPsec acceleration hardware may only be able to handle a   limited number of active IKE Phase 2 SAs, Phase 2 delete messages may   be sent for idle SAs as a means of keeping the number of active Phase   2 SAs to a minimum.  The receipt of an IKE Phase 2 delete message   SHOULD NOT be interpreted as a reason for tearing down a SIGTRAN   session.  Rather, it is preferable to leave the connection up,   whereby another IKE Phase 2 SA will be brought up to protect it if   additional traffic is sent.  This avoids the potential of continually   bringing connections up and down.   It should be noted that SCTP supports multi-homed hosts and this   results in the need for having multiple security associations for one   SCTP association. This disadvantage of IPsec has been addressed by   [17]. So IPsec implementations used by SIGTRAN nodes SHOULD support   the IPsec feature described in [17].6.  TLS Usage   This section is only relevant for SIGTRAN nodes using TLS to secure   the communication between SIGTRAN nodes.   A SIGTRAN node that initiates a SCTP association to another SIGTRAN   node acts as a TLS client according to [2], and a SIGTRAN node that   accepts a connection acts as a TLS server.  SIGTRAN peers   implementing TLS for security MUST mutually authenticate as part of   TLS session establishment.  In order to ensure mutual authentication,   the SIGTRAN node acting as TLS server must request a certificate from   the SIGTRAN node acting as TLS client, and the SIGTRAN node acting as   TLS client MUST be prepared to supply a certificate on request.   [14] requires the support of the cipher suite   TLS_RSA_WITH_AES_128_CBC_SHA.  SIGTRAN nodes MAY negotiate other TLS   cipher suites.   TLS MUST be used on all bi-directional streams.  Other uni-   directional streams MUST NOT be used.   It should also be noted that a SCTP implementation used for TLS over   SCTP MUST support fragmentation of user data and might also need to   support the partial delivery API.  This holds even if all SIGTRAN   messages are small.  Furthermore, the 'unordered delivery' feature of   SCTP can not be used in conjunction with TLS.  See [14] for more   details.   Because TLS only protects the payload, the SCTP header and all   control chunks are not protected.  This can be used for DoS attacks.   This is a general problem with security provided at the transport   layer.Loughney, et al.            Standards Track                     [Page 7]

RFC 3788                    SIGTRAN Security                   June 2004   The SIGTRAN protocols use the same SCTP port number and payload   protocol identifier when run over TLS.  A session upgrade procedure   has to be used to initiate the TLS based communication.   The session upgrade procedure should be as follows:   o  If an ASP has been configured to use TLS, it sends a STARTTLS      message on stream 0 and starts a timer T_TLS.  This is the first      message sent and the ASP sends no other adaptation layer messages      until the TLS based communication has been established.   o  If the peer does not support TLS, it sends back an ERROR message      indicating an unsupported message type.  In this case, the SCTP      association is terminated and it is reported to the management      layer that the peer does not support TLS.   o  If the peer does support TLS, it sends back a STARTTLS_ACK      message.  The client then starts TLS based communication.   o  If T_TLS expires without getting any of the above answers, the      association is terminated and the failure is reported to the      management layer.   All SIGTRAN adaptation layers share a common message format.  The   STARTTLS message consists of a common header only using the message   class 10 and message type 1.  The STARTTLS_ACK message uses the same   message class 10 and the message type 2.  Neither messages contain   any parameters.   Using this procedure, it is possible for a man-in-the-middle to do a   denial of service attack by indicating that the peer does not support   TLS.  But this kind of attack is always possible for a man-in-the-   middle.7.  Support of IPsec and TLS   If content of SIGTRAN protocol messages is to be protected, either   IPsec ESP or TLS can be used.  In both IPsec ESP Transport Mode and   TLS cases, the IP header information is neither encrypted nor   protected.  If IPsec ESP is chosen, the SCTP control information is   encrypted and protected whereas in the TLS based solution, the SCTP   control information is not encrypted and only protected by SCTP   procedures.   In general, both IPsec and TLS have enough mechanisms to secure the   SIGTRAN communications.Loughney, et al.            Standards Track                     [Page 8]

RFC 3788                    SIGTRAN Security                   June 2004   Therefore, in order to have a secured model working as soon as   possible, the following recommendation is made: A SIGTRAN node MUST   support IPsec and MAY support TLS.8.  Peer-to-Peer Considerations   M2PA, M3UA and SUA support the peer-to-peer model as a generalization   to the client-server model which is supported by IUA and M2UA.  A   SIGTRAN node running M2PA, M3UA or SUA and operating in the peer-to-   peer mode is called a SIGTRAN peer.   As with any peer-to-peer protocol, proper configuration of the trust   model within a peer is essential to security.  When certificates are   used, it is necessary to configure the trust anchors trusted by the   peer.  These trust anchors are likely to be unique to SIGTRAN usage   and distinct from the trust anchors that might be trusted for other   purposes such as Web browsing.  In general, it is expected that those   trust anchors will be configured so as to reflect the business   relationships between the organization hosting the peer and other   organizations.  As a result, a peer will not typically be configured   to allow connectivity with any arbitrary peer.  When certificate   authentication peers may not be known beforehand, peer discovery may   be required.   Note that IPsec is considerably less flexible than TLS when it comes   to configuring trust anchors.  Since use of Port identifiers is   prohibited within IKE Phase 1, it is not possible to uniquely   configure trusted trust anchors for each application individually   within IPsec; the same policy must be used for all applications.   This implies, for example, that a trust anchor trusted for use with a   SIGTRAN protocol must also be trusted to protect other protocols (for   example SNMP).  These restrictions are awkward at best.   When pre-shared key authentication is used with IPsec to protect   SIGTRAN based communication, unique pre-shared keys are configured   with peers that are identified by their IP address (Main Mode), or   possibly their FQDN (AggressivenMode).  As a result, it is necessary   for the set of peers to be known beforehand.  Therefore, peer   discovery is typically not necessary.   The following is intended to provide some guidance on the issue.   It is recommended that SIGTRAN peers use the same security mechanism   (IPsec or TLS) across all its sessions with other SIGTRAN peers.   Inconsistent use of security mechanisms can result in redundant   security mechanisms being used (e.g., TLS over IPsec) or worse,   potential security vulnerabilities.  When IPsec is used with a   SIGTRAN protocol, a typical security policy for outbound traffic isLoughney, et al.            Standards Track                     [Page 9]

RFC 3788                    SIGTRAN Security                   June 2004   "Initiate IPsec, from me to any, destination port P"; for inbound   traffic, the policy would be "Require IPsec, from any to me,   destination port P".  Here, P denotes one of the registered port   numbers for a SIGTRAN protocol.   This policy causes IPsec to be used whenever a SIGTRAN peer initiates   a session to another SIGTRAN peer, and to be required whenever an   inbound SIGTRAN session occurs.  This policy is attractive, since it   does not require policy to be set for each peer or dynamically   modified each time a new SIGTRAN session is created; an IPsec SA is   automatically created based on a simple static policy.  Since IPsec   extensions are typically not available to the sockets API on most   platforms, and IPsec policy functionality is implementation   dependent, use of a simple static policy is the often the simplest   route to IPsec-enabling a SIGTRAN peer.   If IPsec is used to secure a SIGTRAN peer-to-peer session, IPsec   policy SHOULD be set so as to require IPsec protection for inbound   connections, and to initiate IPsec protection for outbound   connections.  This can be accomplished via use of inbound and   outbound filter policy.9.  Security Considerations   This document discusses the usage of IPsec and TLS for securing   SIGTRAN traffic.10.  IANA Considerations   The message class 12 has been reserved in the Signaling User Adaption   Layer Assignments Registry.  For this message class, message type 1   has been reserved for the STARTTLS message, and message type 2 for   the STARTTLS_ACK message.11.  Acknowledgements   The authors would like to thank B. Aboba, K. Morneault and many   others for their invaluable comments and suggestions.Loughney, et al.            Standards Track                    [Page 10]

RFC 3788                    SIGTRAN Security                   June 200412.  References12.1.  Normative References   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.12.2.  Informative References   [2]   Dierks, T. and C. Allen, "The TLS Protocol Version 1.0",RFC2246, January 1999.   [3]   Kent, S. and R. Atkinson, "Security Architecture for the         Internet Protocol",RFC 2401, November 1998.   [4]   Kent, S. and R. Atkinson, "IP Encapsulating Security Payload         (ESP)",RFC 2406, November 1998.   [5]   Piper, D., "The Internet IP Security Domain of Interpretation         for ISAKMP",RFC 2407, November 1998.   [6]   Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",RFC 2409, November 1998.   [7]   Myers, M., Ankney, R., Malpani, A., Galperin, S. and C. Adams,         "X.509 Internet Public Key Infrastructure Online Certificate         Status Protocol - OCSP",RFC 2560, June 1999.   [8]   Stewart, R., Xie, Q., Morneault, K., Sharp, C., Schwarzbauer,         H., Taylor, T., Rytina, I., Kalla, M., Zhang, L. and V. Paxson,         "Stream Control Transmission Protocol",RFC 2960, October 2000.   [9]   Morneault, K., Rengasami, S., Kalla, M. and G. Sidebottom,         "ISDN Q.921-User Adaptation Layer",RFC 3057, February 2001.   [10]  Housley, R., Polk, W., Ford, W. and D. Solo, "Internet X.509         Public Key Infrastructure Certificate and Certificate         Revocation List (CRL) Profile",RFC 3280, April 2002.   [11]  Stone, J., Stewart, R. and D. Otis, "Stream Control         Transmission Protocol (SCTP) Checksum Change",RFC 3309,         September 2002.   [12]  Morneault, K., Dantu, R., Sidebottom, G., Bidulock, B. and J.         Heitz, "Signaling System 7 (SS7) Message Transfer Part 2 (MTP2)         - User Adaptation Layer",RFC 3331, September 2002.Loughney, et al.            Standards Track                    [Page 11]

RFC 3788                    SIGTRAN Security                   June 2004   [13]  Sidebottom, G., Ed., Morneault, K., Ed. and J. Pastor-Balbas,         Ed., "Signaling System 7 (SS7) Message Transfer Part 3 (MTP3) -         User Adaptation Layer (M3UA)",RFC 3332, September 2002.   [14]  Jungmaier, A., Rescorla, E. and M. Tuexen, "Transport Layer         Security over Stream Control Transmission Protocol",RFC 3436,         December 2002.   [15]  George, T.,"SS7 MTP2-User Peer-to-Peer Adaptation Layer", Work         in Progress, February 2004.   [16]  Loughney, J., "Signalling Connection Control Part User         Adaptation  Layer (SUA)", Work in Progress, December 2003.   [17]  Bellovin, S., Ioannidis, J., Keromytis, A. and R. Stewart, "On         the Use of Stream Control Transmission Protocol (SCTP) with         IPsec",RFC 3554, July 2003.13.  Authors' Addresses   John Loughney   Nokia Research Center   PO Box 407   FIN-00045 Nokia Group   Finland   EMail: john.loughney@nokia.com   Michael Tuexen (editor)   Univ. of Applied Sciences Muenster   Stegerwaldstr. 39   48565 Steinfurt   Germany   EMail: tuexen@fh-muenster.de   Javier Pastor-Balbas   Ericsson Espana S.A.   Via de los Poblados, 13   28033 Madrid   Spain   EMail: j.javier.pastor@ericsson.comLoughney, et al.            Standards Track                    [Page 12]

RFC 3788                    SIGTRAN Security                   June 200414.  Full Copyright Statement   Copyright (C) The Internet Society (2004).  This document is subject   to the rights, licenses and restrictions contained inBCP 78, and   except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Loughney, et al.            Standards Track                    [Page 13]

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