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Network Working Group                                           J. ArkkoRequest for Comments: 3776                                      EricssonCategory: Standards Track                                 V. Devarapalli                                                   Nokia Research Center                                                               F. Dupont                                                       GET/ENST Bretagne                                                               June 2004Using IPsec to Protect Mobile IPv6 Signaling BetweenMobile Nodes and Home AgentsStatus of this Memo   This document specifies an Internet standards track protocol for the   Internet community, and requests discussion and suggestions for   improvements.  Please refer to the current edition of the "Internet   Official Protocol Standards" (STD 1) for the standardization state   and status of this protocol.  Distribution of this memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).Abstract   Mobile IPv6 uses IPsec to protect signaling between the home agent   and the mobile node.  Mobile IPv6 base document defines the main   requirements these nodes must follow.  This document discusses these   requirements in more depth, illustrates the used packet formats,   describes suitable configuration procedures, and shows how   implementations can process the packets in the right order.Table of Contents1.    Introduction . . . . . . . . . . . . . . . . . . . . . . . .32.    Terminology  . . . . . . . . . . . . . . . . . . . . . . . .53.    Packet Formats . . . . . . . . . . . . . . . . . . . . . . .53.1   Binding Updates and Acknowledgements . . . . . . . . .53.2   Return Routability Signaling . . . . . . . . . . . . .73.3   Prefix Discovery . . . . . . . . . . . . . . . . . . .83.4   Payload Packets  . . . . . . . . . . . . . . . . . . .94.    Requirements . . . . . . . . . . . . . . . . . . . . . . . .94.1   Mandatory Support  . . . . . . . . . . . . . . . . . .104.2   Policy Requirements  . . . . . . . . . . . . . . . . .104.3   IPsec Protocol Processing  . . . . . . . . . . . . . .134.4   Dynamic Keying . . . . . . . . . . . . . . . . . . . .155.    Example Configurations . . . . . . . . . . . . . . . . . . .16Arkko, et al.               Standards Track                     [Page 1]

RFC 3776                    Home Agent IPsec                   June 20045.1   Format . . . . . . . . . . . . . . . . . . . . . . . .175.2   Manual Configuration . . . . . . . . . . . . . . . . .185.2.1 Binding Updates and Acknowledgements . . . . . .185.2.2 Return Routability Signaling . . . . . . . . . .195.2.3 Prefix Discovery . . . . . . . . . . . . . . . .205.2.4 Payload Packets  . . . . . . . . . . . . . . . .215.3   Dynamic Keying . . . . . . . . . . . . . . . . . . . .225.3.1 Binding Updates and Acknowledgements . . . . . .225.3.2 Return Routability Signaling . . . . . . . . . .235.3.3 Prefix Discovery . . . . . . . . . . . . . . . .245.3.4 Payload Packets  . . . . . . . . . . . . . . . .256.    Processing Steps within a Node . . . . . . . . . . . . . . .256.1   Binding Update to the Home Agent . . . . . . . . . . .256.2   Binding Update from the Mobile Node  . . . . . . . . .266.3   Binding Acknowledgement to the Mobile Node . . . . . .276.4   Binding Acknowledgement from the Home Agent  . . . . .286.5   Home Test Init to the Home Agent . . . . . . . . . . .296.6   Home Test Init from the Mobile Node  . . . . . . . . .306.7   Home Test to the Mobile Node . . . . . . . . . . . . .306.8   Home Test from the Home Agent  . . . . . . . . . . . .316.9   Prefix Solicitation Message to the Home Agent  . . . .316.10  Prefix Solicitation Message from the Mobile Node . . .316.11  Prefix Advertisement Message to the Mobile Node  . . .326.12  Prefix Advertisement Message from the Home Agent . . .326.13  Payload Packet to the Home Agent . . . . . . . . . . .326.14  Payload Packet from the Mobile Node  . . . . . . . . .326.15  Payload Packet to the Mobile Node  . . . . . . . . . .326.16  Payload Packet from the Home Agent . . . . . . . . . .326.17  Establishing New Security Associations . . . . . . . .326.18  Rekeying Security Associations . . . . . . . . . . . .336.19  Movements and Dynamic Keying . . . . . . . . . . . . .347.    Implementation Considerations  . . . . . . . . . . . . . . .357.1   IPsec  . . . . . . . . . . . . . . . . . . . . . . . .357.2   IKE  . . . . . . . . . . . . . . . . . . . . . . . . .367.3   Bump-in-the-Stack  . . . . . . . . . . . . . . . . . .378.    IANA Considerations  . . . . . . . . . . . . . . . . . . . .379.    Security Considerations  . . . . . . . . . . . . . . . . . .3710    References . . . . . . . . . . . . . . . . . . . . . . . . .3810.1  Normative References . . . . . . . . . . . . . . . . .3810.2  Informative References . . . . . . . . . . . . . . . .3811.   Acknowledgements . . . . . . . . . . . . . . . . . . . . . .3912.   Authors' Addresses . . . . . . . . . . . . . . . . . . . . .3913.   Full Copyright Statement . . . . . . . . . . . . . . . . . .40Arkko, et al.               Standards Track                     [Page 2]

RFC 3776                    Home Agent IPsec                   June 20041.  Introduction   This document illustrates the use of IPsec in securing Mobile IPv6   [7] traffic between mobile nodes and home agents.  In Mobile IPv6, a   mobile node is always expected to be addressable at its home address,   whether it is currently attached to its home link or is away from   home.  The "home address" is an IP address assigned to the mobile   node within its home subnet prefix on its home link.  While a mobile   node is at home, packets addressed to its home address are routed to   the mobile node's home link.   While a mobile node is attached to some foreign link away from home,   it is also addressable at a care-of address.  A care-of address is an   IP address associated with a mobile node that has a subnet prefix   from a particular foreign link.  The association between a mobile   node's home address and care-of address is known as a "binding" for   the mobile node.  While away from home, a mobile node registers its   primary care-of address with a router on its home link, requesting   this router to function as the "home agent" for the mobile node.  The   mobile node performs this binding registration by sending a "Binding   Update" message to the home agent.  The home agent replies to the   mobile node by returning a "Binding Acknowledgement" message.   Any other nodes communicating with a mobile node are referred to as   "correspondent nodes".  Mobile nodes can provide information about   their current location to correspondent nodes, again using Binding   Updates and Acknowledgements.  Additionally, return routability test   is performed between the mobile node, home agent, and the   correspondent node in order to authorize the establishment of the   binding.  Packets between the mobile node and the correspondent node   are either tunneled via the home agent, or sent directly if a binding   exists in the correspondent node for the current location of the   mobile node.   Mobile IPv6 tunnels payload packets between the mobile node and the   home agent in both directions.  This tunneling uses IPv6   encapsulation [6].  Where these tunnels need to be secured, they are   replaced by IPsec tunnels [2].   Mobile IPv6 also provides support for the reconfiguration of the home   network.  Here, the home subnet prefixes may change over time.   Mobile nodes can learn new information about home subnet prefixes   through the "prefix discovery" mechanism.   This document discusses security mechanisms for the control traffic   between the mobile node and the home agent.  If this traffic is not   protected, mobile nodes and correspondent nodes are vulnerable to   man-in-the-middle, hijacking, passive wiretapping, impersonation, andArkko, et al.               Standards Track                     [Page 3]

RFC 3776                    Home Agent IPsec                   June 2004   denial-of-service attacks.  Any third parties are also vulnerable to   denial-of-service attacks, for instance if an attacker could direct   the traffic flowing through the home agent to a innocent third party.   These attacks are discussed in more detail inSection 15.1 of the   Mobile IPv6 base specification [7].   In order to avoid these attacks, the base specification uses IPsec   Encapsulating Security Payload (ESP) [3] to protect control traffic   between the home agent and the mobile node.  This control traffic   consists of various messages carried by the Mobility Header protocol   in IPv6 [5].  The traffic takes the following forms:   o  Binding Update and Acknowledgement messages exchanged between the      mobile node and the home agent, as described in Sections10.3.1,      10.3.2, 11.7.1, and 11.7.3 of the base specification [7].   o  Return routability messages Home Test Init and Home Test that pass      through the home agent on their way to a correspondent node, as      described inSection 10.4.6 of the base specification [7].   o  ICMPv6 messages exchanged between the mobile node and the home      agent for the purposes of prefix discovery, as described in      Sections10.6 and11.4 of the base specification [7].   The nodes may also optionally protect payload traffic passing through   the home agent, as described inSection 5.5 of the base specification   [7].  If multicast group membership control protocols or stateful   address autoconfiguration protocols are supported, payload data   protection support is required.   The control traffic between the mobile node and the home agent   requires message authentication, integrity, correct ordering and   anti-replay protection.  The mobile node and the home agent must have   an IPsec security association to protect this traffic.  IPsec does   not proving correct ordering of messages.  Correct ordering of the   control traffic is ensured by a sequence number in the Binding Update   and Binding Acknowledgement messages.  The sequence number in the   Binding Updates also provides protection to a certain extent.  It   fails in some scenarios, for example, if the Home Agent loses the   Binding Cache state.  Full protection against replay attacks is   possible only when IKE is used.   Great care is needed when using IKE [4] to establish security   associations to Mobile IPv6 home agents.  The right kind of addresses   must be used for transporting IKE.  This is necessary to avoid   circular dependencies in which the use of a Binding Update triggers   the need for an IKE exchange that cannot complete prior to the   Binding Update having been completed.Arkko, et al.               Standards Track                     [Page 4]

RFC 3776                    Home Agent IPsec                   June 2004   The mobile IPv6 base document defines the main requirements the   mobile nodes and home agents must follow when securing the above   traffic.  This document discusses these requirements in more depth,   illustrates the used packet formats, describes suitable configuration   procedures, and shows how implementations can process the packets in   the right order.   We begin our description by showing the required wire formats for the   protected packets inSection 3.Section 4 describes rules which   associated Mobile IPv6, IPsec, and IKE implementations must observe.Section 5 discusses how to configure either manually keyed IPsec   security associations or how to configure IKE to establish them   automatically.Section 6 shows examples of how packets are processed   within the nodes.   All implementations of Mobile IPv6 mobile node and home agent MUST   support at least the formats described inSection 3 and obey the   rules inSection 4.   The configuration and processing sections are informative, and should   only be considered as one possible way of providing the required   functionality.   Note that where this document indicates a feature MUST be supported   and SHOULD be used, this implies that all implementations must be   capable of using the specified feature, but there may be cases where,   for instance, a configuration option disables to use of the feature   in a particular situation.2.  Terminology   The keywords "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [1].3.  Packet Formats3.1.  Binding Updates and Acknowledgements   When the mobile node is away from its home, the BUs sent by it to the   home agent MUST support at least the following headers in the   following order:      IPv6 header (source = care-of address,                   destination = home agent)      Destination Options header         Home Address option (home address)      ESP header in transport modeArkko, et al.               Standards Track                     [Page 5]

RFC 3776                    Home Agent IPsec                   June 2004      Mobility header         Binding Update            Alternate Care-of Address option (care-of address)   Note that the Alternate Care-of Address option is used to ensure that   the care-of address is protected by ESP.  The home agent considers   the address within this option as the current care-of address for the   mobile node.  The home address is not protected by ESP directly, but   the use of a specific home address with a specific security   association is required by policy.   The Binding Acknowledgements sent back to the mobile node when it is   away from home MUST support at least the following headers in the   following order:      IPv6 header (source = home agent,                   destination = care-of address)      Routing header (type 2)         home address      ESP header in transport mode      Mobility header         Binding Acknowledgement   When the mobile node is at home, the above rules are different as the   mobile node can use its home address as a source address.  This   typically happens for the de-registration Binding Update when the   mobile is returning home.  In this situation, the Binding Updates   MUST support at least the following headers in the following order:      IPv6 header (source = home address,                   destination = home agent)      ESP header in transport mode      Mobility header         Binding Update   The Binding Acknowledgement messages sent to the home address MUST   support at least the following headers in the following order:      IPv6 header (source = home agent,                   destination = home address)      ESP header in transport mode      Mobility header         Binding AcknowledgementArkko, et al.               Standards Track                     [Page 6]

RFC 3776                    Home Agent IPsec                   June 20043.2.  Return Routability Signaling   When the Home Test Init messages tunneled to the home agent are   protected by IPsec, they MUST support at least the following headers   in the following order:      IPv6 header (source = care-of address,                   destination = home agent)      ESP header in tunnel mode      IPv6 header (source = home address,                   destination = correspondent node)      Mobility Header         Home Test Init   This format assumes that the mobile node's current care-of address is   used as the outer header destination address in the security   association.  As discussed inSection 4.3, this requires the home   agent to update the destination address when the mobile node moves.   Policy entries and security association selectors stay the same,   however, as the inner packets do not change upon movements.   Note that there are trade-offs in using care-of addresses as the   destination addresses versus using the home address and attaching an   additional Home Address destination option and/or Routing header to   the packets.  The basis for requiring support for at least the   care-of address case has been discussed inSection 7.   Similarly, when the Home Test messages tunneled from the home agent   are protected by IPsec, they MUST support at least the following   headers in the following order:      IPv6 header (source = home agent,                   destination = care-of address)      ESP header in tunnel mode      IPv6 header (source = correspondent node,                   destination = home address)      Mobility Header         Home Test   The format used to protect return routability packets relies on the   destination of the tunnel packets to change for the mobile node as it   moves.  The home agent's address stays the same, but the mobile   node's address changes upon movements, as if the security   association's outer header destination address had changed.  When the   mobile node adopts a new care-of address, it adopts also a new source   address for outgoing tunnel packets.  The home agent accepts packets   sent like this, as the outer source address in tunnel packets is not   checked according to the rules inRFC 2401.  (We note, however, thatArkko, et al.               Standards Track                     [Page 7]

RFC 3776                    Home Agent IPsec                   June 2004   some implementations are known to make source address checks.) For a   discussion of the role of source addresses in outer tunnel headers,   seeSection 5.1.2.1 of RFC 2401 [2].  Note also that the home agent   requires the packets to be authenticated regardless of the source   address change, hence the "new" sender must possess the same keys for   the security association as it had in the previous location.  This   proves that the sender is the same entity, regardless of the changes   in the addresses.   The process is more complicated in the home agent side, as the home   agent has stored the previous care-of address in its Security   Association Database as the outer header destination address.  When   IKE is being used, the mobile node runs it on top of its current   care-of address, and the resulting tunnel-mode security associations   will use the same addresses as IKE run over.  In order for the home   agent to be able to tunnel a Home Test message to the mobile node, it   uses the current care-of address as the destination of the tunnel   packets, as if the home agent had modified the outer header   destination address in the security association used for this   protection.  This implies that the same security association can be   used in multiple locations, and no new configuration or   re-establishment of IKE phases is needed per movement.Section 5.2.2   discusses the security policy and security association database   entries that are needed to accomplish this.3.3.  Prefix Discovery   If IPsec is used to protect prefix discovery, requests for prefixes   from the mobile node to the home agent MUST support at least the   following headers in the following order.      IPv6 header (source = care-of address,                   destination = home agent)      Destination Options header         Home Address option (home address)      ESP header in transport mode      ICMPv6         Mobile Prefix Solicitation   Again if IPsec is used, solicited and unsolicited prefix information   advertisements from the home agent to the mobile node MUST support at   least the following headers in the following order.      IPv6 header (source = home agent,                   destination = care-of address)      Routing header (type 2)         home address      ESP header in transport modeArkko, et al.               Standards Track                     [Page 8]

RFC 3776                    Home Agent IPsec                   June 2004      ICMPv6         Mobile Prefix Advertisement3.4.  Payload Packets   If IPsec is used to protect payload packets tunneled to the home   agent from the mobile node, we use a format similar to the one inSection 3.2.  However, instead of the MobilityHeader, these packets   may contain any legal IPv6 protocol(s):      IPv6 header (source = care-of address,                   destination = home agent)      ESP header in tunnel mode      IPv6 header (source = home address,                   destination = correspondent node)      Any protocol   Similarly, when the payload packets are tunneled from the home agent   to the mobile node with ESP encapsulation, they MUST support at least   the following headers in the following order:      IPv6 header (source = home agent,                   destination = care-of address)      ESP header in tunnel mode      IPv6 header (source = correspondent node,                   destination = home address)      Any protocol4.  Requirements   This section describes mandatory rules for all Mobile IPv6 mobile   nodes and home agents.  These rules are necessary in order for it to   be possible to enable IPsec communications despite movements,   guarantee sufficient security, and to ensure correct processing order   of packets.   The rules in the following sections apply only to the communications   between home agents and mobile nodes.  They should not be taken as   requirements on how IPsec in general is used by mobile nodes.Arkko, et al.               Standards Track                     [Page 9]

RFC 3776                    Home Agent IPsec                   June 20044.1.  Mandatory Support   The following requirements apply to both home agents and mobile   nodes:   o  Manual configuration of IPsec security associations MUST be      supported.  The configuration of the keys is expected to take      place out-of-band, for instance at the time the mobile node is      configured to use its home agent.   o  Automatic key management with IKE [4] MAY be supported.  Only      IKEv1 is discussed in this document.  Other automatic key      management mechanisms exist and will appear beyond IKEv1, but this      document does not address the issues related to them.   o  ESP encapsulation of Binding Updates and Acknowledgements between      the mobile node and home agent MUST be supported and MUST be used.   o  ESP encapsulation of the Home Test Init and Home Test messages      tunneled between the mobile node and home agent MUST be supported      and SHOULD be used.   o  ESP encapsulation of the ICMPv6 messages related to prefix      discovery MUST be supported and SHOULD be used.   o  ESP encapsulation of the payload packets tunneled between the      mobile node and home agent MAY be supported and used.   o  If multicast group membership control protocols or stateful      address autoconfiguration protocols are supported, payload data      protection MUST be supported for those protocols.4.2.  Policy Requirements   The following requirements apply to both home agents and mobile   nodes:   o  As required in the base specification [7], when a packet destined      to the receiving node is matched against IPsec security policy or      selectors of a security association, an address appearing in a      Home Address destination option is considered as the source      address of the packet.      Note that the home address option appears before IPsec headers.Section 11.3.2 of the base specification describes one possible      implementation approach for this: The IPsec policy operations can      be performed at the time when the packet has not yet been modified      per Mobile IPv6 rules, or has been brought back to its normal formArkko, et al.               Standards Track                    [Page 10]

RFC 3776                    Home Agent IPsec                   June 2004      after Mobile IPv6 processing.  That is, the processing of the Home      Address option is seen as a fixed transformation of the packets      that does not affect IPsec processing.   o  Similarly, a home address within a Type 2 Routing header destined      to the receiving node is considered as the destination address of      the packet, when a packet is matched against IPsec security policy      or selectors of a security association.      Similar implementation considers apply to the Routing header      processing as was described above for the Home Address destination      option.   o  When IPsec is used to protect return routability signaling or      payload packets, this protection MUST only be applied to the      return routability packets entering the IPv6 encapsulated tunnel      interface between the mobile node and the home agent.  This can be      achieved, for instance, by defining the security policy database      entries specifically for the tunnel interface.  That is, the      policy entries are not generally applied on all traffic on the      physical interface(s) of the nodes, but rather only on traffic      that enters this tunnel.   o  The authentication of mobile nodes MAY be based either on machine      or user credentials.  Note that multi-user operating systems      typically allow all users of a node to use any of the IP addresses      assigned to the node.  This limits the capability of the home      agent to restrict the use of a home address to a particular user      in such environment.  Where user credentials are applied in a      multi-user environment, the configuration should authorize all      users of the node to control all home addresses assigned to the      node.   o  When the mobile node returns home and de-registers with the Home      Agent, the tunnel between the home agent and the mobile node's      care-of address is torn down.  The security policy entries, which      were used for protecting tunneled traffic between the mobile node      and the home agent MUST be made inactive (for instance, by      removing them and installing them back later through an API).  The      corresponding security associations could be kept as they are or      deleted depending on how they were created.  If the security      associations were created dynamically using IKE, they are      automatically deleted when they expire.  If the security      associations were created through manual configuration, they MUST      be retained and used later when the mobile node moves away from      home again.  The security associations protecting Binding Updates      and Acknowledgements, and prefix discovery SHOULD NOT be deleted      as they do not depend on care-of addresses and can be used again.Arkko, et al.               Standards Track                    [Page 11]

RFC 3776                    Home Agent IPsec                   June 2004   The following rules apply to mobile nodes:   o  The mobile node MUST use the Home Address destination option in      Binding Updates and Mobile Prefix Solicitations, sent to the home      agent from a care-of address.   o  When the mobile node receives a changed set of prefixes from the      home agent during prefix discovery, there is a need to configure      new security policy entries, and there may be a need to configure      new security associations.  It is outside the scope of this      specification to discuss automatic methods for this.   The following rules apply to home agents:   o  The home agent MUST use the Type 2 Routing header in Binding      Acknowledgements and Mobile Prefix Advertisements sent to the      mobile node, again due to the need to have the home address      visible when the policy checks are made.   o  It is necessary to avoid the possibility that a mobile node could      use its security association to send a Binding Update on behalf of      another mobile node using the same home agent.  In order to do      this, the security policy database entries MUST unequivocally      identify a single security association for protecting Binding      Updates between any given home address and home agent when      manually keyed IPsec security associations are used.  When dynamic      keying is used, the security policy database entries MUST      unequivocally identify the IKE phase 1 credentials which can be      used to authorize the creation of security associations for      protecting Binding Updates for a particular home address.  How      these mappings are maintained is outside the scope of this      specification, but they may be maintained, for instance, as a      locally administered table in the home agent.  If the phase 1      identity is a Fully Qualified Domain Name (FQDN), secure forms of      DNS may also be used.   o  When the set of prefixes advertised by the home agent changes,      there is a need to configure new security policy entries, and      there may be a need to configure new security associations.  It is      outside the scope of this specification to discuss automatic      methods for this, if new home addresses are required.Arkko, et al.               Standards Track                    [Page 12]

RFC 3776                    Home Agent IPsec                   June 20044.3.  IPsec Protocol Processing   The following requirements apply to both home agents and mobile   nodes:   o  When securing Binding Updates, Binding Acknowledgements, and      prefix discovery, both the mobile nodes and the home agents MUST      support and SHOULD use the Encapsulating Security Payload (ESP)      [3] header in transport mode and MUST use a non-null payload      authentication algorithm to provide data origin authentication,      connectionless integrity and optional anti-replay protection.      Mandatory support for encryption and integrity protection      algorithms is as defined inRFC 2401 [2],RFC 2402 [8], andRFC2406 [3].  Care is needed when selecting suitable encryption      algorithms for ESP, however.  Currently available integrity      protection algorithms are in general considered to be secure.  The      encryption algorithm, DES, mandated by the current IPsec standards      is not, however.  This is particularly problematic when IPsec      security associations are configured manually, as the same key is      used for a long time.   o  Tunnel mode IPsec ESP MUST be supported and SHOULD be used for the      protection of packets belonging to the return routability      procedure.  A non-null encryption transform and a non-null      authentication algorithm MUST be applied.      Note that the return routability procedure involves two message      exchanges from the mobile node to the correspondent node.  The      purpose of these exchanges is to assure that the mobile node is      live at the claimed home and care-of addresses.  One of the      exchanges is sent directly to and from the correspondent node,      while another one is tunneled through the home agent.  If an      attacker is on the mobile node's link and the mobile node's      current link is an unprotected wireless link, the attacker would      able to see both sets of messages, and launch attacks based on it      (these attacks are discussed further inSection 15.4 of the base      specification [7].)  One can prevent the attack by making sure      that the packets tunneled through the home agent are encrypted.      Note that this specification concerns itself only with on-the-wire      formats, and does not dictate specific implementations mechanisms.      In the case of IPsec tunnel mode, the use of IP-in-IP      encapsulation followed by IPsec transport mode encapsulation may      also be possible.Arkko, et al.               Standards Track                    [Page 13]

RFC 3776                    Home Agent IPsec                   June 2004   The following rules apply to mobile nodes:   o  When ESP is used to protect Binding Updates, there is no      protection for the care-of address which appears in the IPv6      header outside the area protected by ESP.  It is important for the      home agent to verify that the care-of address has not been      tampered with.  As a result, the attacker would have redirected      the mobile node's traffic to another address.  In order to prevent      this, Mobile IPv6 implementations MUST use the Alternate Care-of      Address mobility option in Binding Updates sent by mobile nodes      while away from home.  The exception to this is when the mobile      node returns home and sends a Binding Update to the home agent in      order to de-register.  In this case no Alternate Care-of Address      option is needed, as described inSection 3.1.      When IPsec is used to protect return routability signaling or      payload packets, the mobile node MUST set the source address it      uses for the outgoing tunnel packets to the current primary care-      of address.  The mobile node starts to use a new primary care-of      address immediately after sending a Binding Update to the home      agent to register this new address.  Similarly, it starts to use      the new address as the required destination address of tunneled      packets received from the home agent.   The following rules apply to home agents:   o  When IPsec is used to protect return routability signaling or      payload packets, IPsec security associations are needed to provide      this protection.  When the care-of address for the mobile node      changes as a result of an accepted Binding Update, special      treatment is needed for the next packets sent using these security      associations.  The home agent MUST set the new care-of address as      the destination address of these packets, as if the outer header      destination address in the security association had changed.      Similarly, the home agent starts to expect the new source address      in the tunnel packets received from the mobile node.      Such address changes can be implemented, for instance, through an      API from the Mobile IPv6 implementation to the IPsec      implementation.  It should be noted that the use of such an API      and the address changes MUST only be done based on the Binding      Updates received by the home agent and protected by the use of      IPsec.  Address modifications based on other sources, such as      Binding Updates to the correspondent nodes protected by return      routability, or open access to an API from any application may      result in security vulnerabilities.Arkko, et al.               Standards Track                    [Page 14]

RFC 3776                    Home Agent IPsec                   June 20044.4.  Dynamic Keying   The following requirements apply to both home agents and mobile   nodes:   o  If anti-replay protection is required, dynamic keying MUST be      used.  IPsec can provide anti-replay protection only if dynamic      keying is used (which may not always be the case).  IPsec also      does not guarantee correct ordering of packets, only that they      have not been replayed.  Because of this, sequence numbers within      the Mobile IPv6 messages are used to ensure correct ordering.      However, if the 16 bit Mobile IPv6 sequence number space is cycled      through, or the home agent reboots and loses its state regarding      the sequence numbers, replay and reordering attacks become      possible.  The use of dynamic keying, IPsec anti-replay      protection, and the Mobile IPv6 sequence numbers can together      prevent such attacks.   o  If IKE version 1 is used with preshared secrets in main mode, it      determines the shared secret to use from the IP address of the      peer.  With Mobile IPv6, however, this may be a care-of address      and does not indicate which mobile node attempts to contact the      home agent.  Therefore, if preshared secret authentication is used      in IKEv1 between the mobile node and the home agent then      aggressive mode MUST be used.  Note also that care needs to be      taken with phase 1 identity selection.  Where the ID_IPV6_ADDR      Identity Payloads is used, unambiguous mapping of identities to      keys is not possible.  (The next version of IKE may not have these      limitations.)   Note that the difficulties with main mode and preshared secrets in   IKE version 1 are well known for dynamic addresses.  With static   addresses, there has not been a problem.  With Mobile IPv6, however,   the use of the care-of addresses to run IKE to the home agent   presents a problem even when the home address stays stable.  Further   discussion about the use of care-of addresses in this way appears inSection 7.   The following rules apply to mobile nodes:   o  In addition to the rules above, if dynamic keying is used, the key      management protocol MUST use the care-of address as the source      address in the protocol exchanges with the mobile node's home      agent.Arkko, et al.               Standards Track                    [Page 15]

RFC 3776                    Home Agent IPsec                   June 2004   o  However, the IPsec security associations with the mobile node's      home agent use home addresses.  That is, the IPsec security      associations MUST be requested from the key management protocol      using the home address of the mobile node as the client identity.      The security associations for protecting Binding Updates and      Acknowledgements are requested for the Mobility header protocol in      transport mode and for specific IP addresses as endpoints.  No      other selectors are used.  Similarly, the security associations      for protecting prefix discovery are requested for the ICMPv6      protocol and the specific IP addresses, again without other      selectors.  Security associations for payload and return      routability protection are requested for a specific tunnel      interface and either the payload protocol or the Mobility header      protocol, in tunnel mode.  In this case one requested endpoint is      an IP address and the other one is a wildcard, and there are no      other selectors.   o  If the mobile node has used IKE version 1 to establish security      associations with its home agent, it should follow the procedures      discussed inSection 11.7.1 and 11.7.3 of the base specification      [7] to determine whether the IKE endpoints can be moved or if IKE      phase 1 has to be re-established.   The following rules apply to home agents:   o  If the home agent has used IKE version 1 to establish security      associations with the mobile node, it should follow the procedures      discussed inSection 10.3.1 and 10.3.2 of the base specification      [7] to determine whether the IKE endpoints can be moved or if IKE      phase 1 has to be re-established.5.  Example Configurations   In the following we describe the Security Policy Database (SPD) and   Security Association Database (SAD) entries necessary to protect   Binding Updates and Binding Acknowledgements exchanged between the   mobile node and the home agent.Section 5.1 introduces the format we use in the description of the   SPD and the SAD.Section 5.2 describes how to configure manually   keyed IPsec security associations without dynamic keying, andSection5.3 describes how to use dynamic keying.Arkko, et al.               Standards Track                    [Page 16]

RFC 3776                    Home Agent IPsec                   June 20045.1.  Format   The format used in the examples is as follows.  The SPD description   has the format     <node> "SPD OUT:"       "-" <spdentry>       "-" <spdentry>       ...       "-" <spdentry>     <node> "SPD IN:"       "-" <spdentry>       "-" <spdentry>       ...       "-" <spdentry>   Where <node> represents the name of the node, and <spdentry> has the   following format:     "IF" <condition> "THEN USE SA " <sa> |     "IF" <condition> "THEN USE SA " <pattern> |   Where <condition> is a boolean expression about the fields of the   IPv6 packet, <sa> is the name of a specific security association, and   <pattern> is a specification for a security association to be   negotiated via IKE [4].  The SAD description has the format     <node> "SAD:"       "-" <sadentry>       "-" <sadentry>       ...       "-" <sadentry>   Where <node> represents the name of the node, and <sadentry> has the   following format:     <sa> "(" <dir> ","              <spi> ","              <destination> ","              <ipsec-proto> ","              <mode> ")" ":"          <rule>Arkko, et al.               Standards Track                    [Page 17]

RFC 3776                    Home Agent IPsec                   June 2004   Where <dir> is "IN" or "OUT", <spi> is the SPI of the security   association, <destination> is its destination, <ipsec-proto> is in   our case "ESP", <mode> is either "TUNNEL" or "TRANSPORT", and <rule>   is an expression which describes the IPsec selectors, i.e., which   fields of the IPv6 packet must have which values.   We will be using an example mobile node in this section with the home   address "home_address_1".  The user's identity in this mobile node is   "user_1".  The home agent's address is "home_agent_1".5.2.  Manual Configuration5.2.1.  Binding Updates and Acknowledgements   Here are the contents of the SPD and SAD for protecting Binding   Updates and Acknowledgements:     mobile node SPD OUT:       - IF source = home_address_1 & destination = home_agent_1 &            proto = MH         THEN USE SA SA1     mobile node SPD IN:       - IF source = home_agent_1 & destination = home_address_1 &            proto = MH         THEN USE SA SA2     mobile node SAD:       - SA1(OUT, spi_a, home_agent_1, ESP, TRANSPORT):         source = home_address_1 & destination = home_agent_1 &         proto = MH       - SA2(IN, spi_b, home_address_1, ESP, TRANSPORT):         source = home_agent_1 & destination = home_address_1 &         proto = MH     home agent SPD OUT:       - IF source = home_agent_1 & destination = home_address_1 &            proto = MH         THEN USE SA SA2     home agent SPD IN:       - IF source = home_address_1 & destination = home_agent_1 &            proto = MH         THEN USE SA SA1     home agent SAD:       - SA2(OUT, spi_b, home_address_1, ESP, TRANSPORT):         source = home_agent_1 & destination = home_address_1 &Arkko, et al.               Standards Track                    [Page 18]

RFC 3776                    Home Agent IPsec                   June 2004         proto = MH       - SA1(IN, spi_a, home_agent_1, ESP, TRANSPORT):         source = home_address_1 & destination = home_agent_1 &         proto = MH   In the above, "MH" refers to the protocol number for the Mobility   Header [7].5.2.2.  Return Routability Signaling   In the following we describe the necessary SPD and SAD entries to   protect return routability signaling between the mobile node and the   home agent.  Note that the rules in the SPD are ordered, and the ones   in the previous section must take precedence over these ones.  In   other words, the higher precedence entries must occur first in theRFC 2401 [2] ordered list of SPD entries.     mobile node SPD OUT:       - IF interface = IPv6 IPv6 tunnel to home_agent_1 &            source = home_address_1 & destination = any &            proto = MH         THEN USE SA SA3     mobile node SPD IN:       - IF interface = IPv6 tunnel from home_agent_1 &            source = any & destination = home_address_1 &            proto = MH         THEN USE SA SA4     mobile node SAD:       - SA3(OUT, spi_c, home_agent_1, ESP, TUNNEL):         source = home_address_1 & destination = any & proto = MH       - SA4(IN, spi_d, care_of_address_1, ESP, TUNNEL):         source = any & destination = home_address_1 & proto = MH     home agent SPD OUT:       - IF interface = IPv6 tunnel to home_address_1 &            source = any & destination = home_address_1 &            proto = MH         THEN USE SA SA4     home agent SPD IN:       - IF interface = IPv6 tunnel from home_address_1 &            source = home_address_1 & destination = any &            proto = MH         THEN USE SA SA3Arkko, et al.               Standards Track                    [Page 19]

RFC 3776                    Home Agent IPsec                   June 2004     home agent SAD:       - SA4(OUT, spi_d, care_of_address_1, ESP, TUNNEL):         source = any & destination = home_address_1 & proto = MH       - SA3(IN, spi_c, home_agent_1, ESP, TUNNEL):         source = home_address_1 & destination = any & proto = MH   The security association from the home agent to the mobile node uses   the current care-of address as the destination.  As discussed   earlier, this address is updated in the SAD as the mobile node moves.   It can be initialized to the home address before the mobile node has   registered.5.2.3.  Prefix Discovery   In the following we describe some additional SPD and SAD entries to   protect prefix discovery.  Note that the SPDs described above protect   all ICMPv6 traffic between the mobile node and the home agent, as   IPsec may not have the ability to distinguish between different   ICMPv6 types.     mobile node SPD OUT:       - IF source = home_address_1 & destination = home_agent_1 &            proto = ICMPv6         THEN USE SA SA5.     mobile node SPD IN:       - IF source = home_agent_1 & destination = home_address_1 &            proto = ICMPv6         THEN USE SA SA6     mobile node SAD:       - SA5(OUT, spi_e, home_agent_1, ESP, TRANSPORT):         source = home_address_1 & destination = home_agent_1 &         proto = ICMPv6       - SA6(IN, spi_f, home_address_1, ESP, TRANSPORT):         source = home_agent_1 & destination = home_address_1 &         proto = ICMPv6     home agent SPD OUT:       - IF source = home_agent_1 & destination = home_address_1 &            proto = ICMPv6         THEN USE SA SA6     home agent SPD IN:       - IF source = home_address_1 & destination = home_agent_1 &            proto = ICMPv6         THEN USE SA SA5Arkko, et al.               Standards Track                    [Page 20]

RFC 3776                    Home Agent IPsec                   June 2004     home agent SAD:       - SA6(OUT, spi_f, home_address_1, ESP, TRANSPORT):         source = home_agent_1 & destination = home_address_1 &         proto = ICMPv6       - SA5(IN, spi_e, home_agent_1, ESP, TRANSPORT):         source = home_address_1 & destination = home_agent_1 &         proto = ICMPv65.2.4.  Payload Packets   It is also possible to perform some additional, optional, protection   of tunneled payload packets.  This protection takes place in a   similar manner to the return routability protection above, but   requires a different value for the protocol field.  The necessary SPD   and SAD entries are shown below.  It is assumed that the entries for   protecting Binding Updates and Acknowledgements, and the entries to   protect Home Test Init and Home Test messages take precedence over   these entries.     mobile node SPD OUT:       - IF interface = IPv6 tunnel to home_agent_1 &            source = home_address_1 & destination = any &            proto = X         THEN USE SA SA7     mobile node SPD IN:       - IF interface = IPv6 tunnel from home_agent_1 &            source = any & destination = home_address_1 &            proto = X         THEN USE SA SA8     mobile node SAD:       - SA7(OUT, spi_g, home_agent_1, ESP, TUNNEL):         source = home_address_1 & destination = any & proto = X       - SA8(IN, spi_h, care_of_address_1, ESP, TUNNEL):         source = any & destination = home_address_1 & proto = X     home agent SPD OUT:       - IF interface = IPv6 tunnel to home_address_1 &            source = any & destination = home_address_1 &            proto = X         THEN USE SA SA8     home agent SPD IN:       - IF interface = IPv6 tunnel from home_address_1 &            source = home_address_1 & destination = any &            proto = X         THEN USE SA SA7Arkko, et al.               Standards Track                    [Page 21]

RFC 3776                    Home Agent IPsec                   June 2004     home agent SAD:       - SA8(OUT, spi_h, care_of_address_1, ESP, TUNNEL):         source = any & destination = home_address_1 & proto = X       - SA7(IN, spi_g, home_agent_1, ESP, TUNNEL):         source = home_address_1 & destination = any & proto = X   If multicast group membership control protocols such as MLDv1 [9] or   MLDv2 [11] need to be protected, these packets may use a link-local   address rather than the home address of the mobile node.  In this   case the source and destination can be left as a wildcard and the SPD   entries will work solely based on the used interface and the   protocol, which is ICMPv6 for both MLDv1 and MLDv2.   Similar problems are encountered when stateful address   autoconfiguration protocols such as DHCPv6 [10] are used.  The same   approach is applicable for DHCPv6 as well.  DHCPv6 uses the UDP   protocol.   Support for multiple layers of encapsulation (such as ESP   encapsulated in ESP) is not required byRFC 2401 [2] and is also   otherwise often problematic.  It is therefore useful to avoid setting   the protocol X in the above entries to either AH or ESP.5.3.  Dynamic Keying   In this section we show an example configuration that uses IKE to   negotiate security associations.5.3.1.  Binding Updates and Acknowledgements   Here are the contents of the SPD for protecting Binding Updates and   Acknowledgements:     mobile node SPD OUT:       - IF source = home_address_1 & destination = home_agent_1 &            proto = MH         THEN USE SA ESP TRANSPORT: local phase 1 identity = user_1     mobile node SPD IN:       - IF source = home_agent_1 & destination = home_address_1 &            proto = MH         THEN USE SA ESP TRANSPORT: local phase 1 identity = user_1     home agent SPD OUT:       - IF source = home_agent_1 & destination = home_address_1 &            proto = MH         THEN USE SA ESP TRANSPORT: peer phase 1 identity = user_1Arkko, et al.               Standards Track                    [Page 22]

RFC 3776                    Home Agent IPsec                   June 2004     home agent SPD IN:       - IF source = home_address_1 & destination = home_agent_1 &            proto = MH         THEN USE SA ESP TRANSPORT: peer phase 1 identity = user_1   We have omitted details of the proposed transforms in the above, and   all details related to the particular authentication method such as   certificates beyond listing a specific identity that must be used.   We require IKE version 1 to be run using the care-of addresses but   still negotiate IPsec SAs that use home addresses.  The extra   conditions set by the home agent SPD for the peer phase 1 identity to   be "user_1" must be verified by the home agent.  The purpose of the   condition is to ensure that the IKE phase 2 negotiation for a given   user's home address can not be requested by another user.  In the   mobile node, we simply set our local identity to be "user_1".   These checks also imply that the configuration of the home agent is   user-specific: every user or home address requires a specific   configuration entry.  It would be possible to alleviate the   configuration tasks by using certificates that have home addresses in   the Subject AltName field.  However, it is not clear if all IKE   implementations allow one address to be used for carrying the IKE   negotiations when another address is mentioned in the used   certificates.  In any case, even this approach would have required   user-specific tasks in the certification authority.5.3.2.  Return Routability Signaling   Protection for the return routability signaling can be configured in   a similar manner as above.     mobile node SPD OUT:       - IF interface = IPv6 tunnel to home_agent_1 &            source = home_address_1 & destination = any &            proto = MH         THEN USE SA ESP TUNNEL: outer destination = home_agent_1 &                                 local phase 1 identity = user_1     mobile node SPD IN:       - IF interface = IPv6 tunnel from home_agent_1 &            source = any & destination = home_address_1 &            proto = MH         THEN USE SA ESP TUNNEL: outer destination = home_agent_1 &                                 local phase 1 identity = user_1Arkko, et al.               Standards Track                    [Page 23]

RFC 3776                    Home Agent IPsec                   June 2004     home agent SPD OUT:       - IF interface = IPv6 tunnel to home_address_1 &            source = any & destination = home_address_1 &            proto = MH         THEN USE SA ESP TUNNEL: outer destination = home_address_1 &                                 peer phase 1 identity = user_1     home agent SPD IN:       - IF interface = IPv6 tunnel from home_address_1 &            source = home_address_1 & destination = any &            proto = MH         THEN USE SA ESP TUNNEL: outer destination = home_address_1 &                                 peer phase 1 identity = user_1   The security association from the home agent to the mobile node uses   the current care-of address as the destination.  As discussed   earlier, this address is updated in the SAD as the mobile node moves.   The SPD entries can be written using the home address (as above), if   the care-of address update in the SAD is also done upon the creation   of security associations.5.3.3.  Prefix Discovery   In the following we describe some additional SPD entries to protect   prefix discovery with IKE.  (Note that when actual new prefixes are   discovered, there may be a need to enter new manually configured SPD   entries to specify the authorization policy for the resulting new   home addresses.)     mobile node SPD OUT:       - IF source = home_address_1 & destination = home_agent_1 &            proto = ICMPv6         THEN USE SA ESP TRANSPORT: local phase 1 identity = user_1     mobile node SPD IN:       - IF source = home_agent_1 & destination = home_address_1 &            proto = ICMPv6         THEN USE SA ESP TRANSPORT: local phase 1 identity = user_1     home agent SPD OUT:       - IF source = home_agent_1 & destination = home_address_1 &            proto = ICMPv6         THEN USE SA ESP TRANSPORT: peer phase 1 identity = user_1     home agent SPD IN:       - IF source = home_address_1 & destination = home_agent_1 &            proto = ICMPv6         THEN USE SA ESP TRANSPORT: peer phase 1 identity = user_1Arkko, et al.               Standards Track                    [Page 24]

RFC 3776                    Home Agent IPsec                   June 20045.3.4.  Payload Packets   Protection for the payload packets happens similarly to the   protection of return routability signaling.  As in the manually keyed   case, these SPD entries have lower priority than the above ones.      mobile node SPD OUT:        - IF interface = IPv6 tunnel to home_agent_1 &             source = home_address_1 & destination = any &             proto = X          THEN USE SA ESP TUNNEL: outer destination = home_agent_1 &                                  local phase 1 identity = user_1      mobile node SPD IN:        - IF interface = IPv6 tunnel from home_agent_1 &             source = any & destination = home_address_1 &             proto = X          THEN USE SA ESP TUNNEL: outer destination = home_agent_1 &                                  local phase 1 identity = user_1      home agent SPD OUT:        - IF interface = IPv6 tunnel to home_address_1 &             source = any & destination = home_address_1 &             proto = X          THEN USE SA ESP TUNNEL: outer destination = home_address_1 &                                  peer phase 1 identity = user_1      home agent SPD IN:        - IF interface = IPv6 tunnel from home_address_1 &             source = home_address_1 & destination = any &             proto = X          THEN USE SA ESP TUNNEL: outer destination = home_address_1 &                                  peer phase 1 identity = user_16.  Processing Steps within a Node6.1.  Binding Update to the Home Agent   Step 1.  At the mobile node, Mobile IPv6 module first produces the   following packet:      IPv6 header (source = home address,                   destination = home agent)      Mobility header         Binding Update   Step 2.  This packet is matched against the IPsec SPD on the mobile   node and we make a note that IPsec must be applied.Arkko, et al.               Standards Track                    [Page 25]

RFC 3776                    Home Agent IPsec                   June 2004   Step 3.  Then, we add the necessary Mobile IPv6 options but do not   change the addresses yet, as described inSection 11.3.2 of the base   specification [7].  This results in:      IPv6 header (source = home address,                   destination = home agent)      Destination Options header         Home Address option (care-of address)      Mobility header         Binding Update   Step 4.  Finally, IPsec headers are added and the necessary   authenticator values are calculated:      IPv6 header (source = home address,                   destination = home agent)      Destination Options header         Home Address option (care-of address)      ESP header (SPI = spi_a)      Mobility header         Binding Update   Here spi_a is the SPI value that was either configured manually, or   agreed upon in an earlier IKE negotiation.   Step 5.  Before sending the packet, the addresses in the IPv6 header   and the Destination Options header are changed:      IPv6 header (source = care-of address,                   destination = home agent)      Destination Options header         Home Address option (home address)      ESP header (SPI = spi_a)      Mobility header         Binding Update6.2.  Binding Update from the Mobile Node   Step 1.  The following packet is received at the home agent:      IPv6 header (source = care-of address,                   destination = home agent)      Destination Options header         Home Address option (home address)      ESP header (SPI = spi_a)      Mobility header         Binding UpdateArkko, et al.               Standards Track                    [Page 26]

RFC 3776                    Home Agent IPsec                   June 2004   Step 2.  The home address option is processed first, which results in      IPv6 header (source = home address,                   destination = home agent)      Destination Options header         Home Address option (care-of address)      ESP header (SPI = spi_a)      Mobility header         Binding Update   Step 3.  ESP header is processed next, resulting in       IPv6 header (source = home address,                    destination = home agent)       Destination Options header          Home Address option (care-of address)       Mobility header          Binding Update   Step 4.  This packet matches the policy required for this security   association (source = home address, destination = home agent, proto =   MH).   Step 5.  Mobile IPv6 processes the Binding Update.  The Binding   Update is delivered to the Mobile IPv6 module.   Step 6.  If there are any security associations in the security   association database for the protection of return routability or   payload packets for this mobile node, those security associations are   updated with the new care-of address.6.3.  Binding Acknowledgement to the Mobile Node   Step 1.  Mobile IPv6 produces the following packet:      IPv6 header (source = home agent,                   destination = home address)      Mobility header         Binding Acknowledgement   Step 2.  This packet matches the IPsec policy entries, and we   remember that IPsec has to be applied.Arkko, et al.               Standards Track                    [Page 27]

RFC 3776                    Home Agent IPsec                   June 2004   Step 3.  Then, we add the necessary Route Headers but do not change   the addresses yet, as described inSection 9.5.4 of the base   specification [7].  This results in:      IPv6 header (source = home agent,                   destination = home address)      Routing header (type 2)         care-of address      Mobility header         Binding Acknowledgement   Step 4.  We apply IPsec:      IPv6 header (source = home agent,                   destination = home address)      Routing header (type 2)         care-of address      ESP header (SPI = spi_b)      Mobility header         Binding Acknowledgement   Step 5.  Finally, before sending the packet out we change the   addresses in the IPv6 header and the Route header:      IPv6 header (source = home agent,                   destination = care-of address)      Routing header (type 2)         home address      ESP header (SPI = spi_b)      Mobility header         Binding Acknowledgement6.4.  Binding Acknowledgement from the Home Agent   Step 1.  The following packet is received at the mobile node      IPv6 header (source = home agent,                   destination = care-of address)      Routing header (type 2)         home address      ESP header (SPI = spi_b)      Mobility header         Binding AcknowledgementArkko, et al.               Standards Track                    [Page 28]

RFC 3776                    Home Agent IPsec                   June 2004   Step 2.  After the routing header is processed the packet becomes      IPv6 header (source = home agent,                   destination = home address)      Routing header (type 2)         care-of address      ESP header (SPI = spi_b)      Mobility header         Binding Acknowledgement   Step 3.  ESP header is processed next, resulting in:      IPv6 header (source = home agent,                   destination = home address)      Routing header (type 2)         care-of address      Mobility header         Binding Acknowledgement   Step 4.  This packet matches the policy required for this security   association (source = home agent, destination = home address, proto =   MH).   Step 5.  The Binding Acknowledgement is delivered to the Mobile IPv6   module.6.5.  Home Test Init to the Home Agent   Step 1.  The mobile node constructs a Home Test Init message:      IPv6 header (source = home address,                   destination = correspondent node)      Mobility header         Home Test Init   Step 2.  Mobile IPv6 determines that this packet should go to the   tunnel to the home agent.   Step 3.  The packet is matched against IPsec policy entries for the   interface, and we find that IPsec needs to be applied.   Step 4.  IPsec tunnel mode headers are added.  Note that we use a   care-of address as a source address for the tunnel packet.      IPv6 header (source = care-of address,                   destination = home agent)      ESP header (SPI = spi_c)      IPv6 header (source = home address,Arkko, et al.               Standards Track                    [Page 29]

RFC 3776                    Home Agent IPsec                   June 2004                   destination = correspondent node)      Mobility header         Home Test Init   Step 5.  The packet is sent directly to the home agent using IPsec   encapsulation.6.6.  Home Test Init from the Mobile Node   Step 1.  The home agent receives the following packet:      IPv6 header (source = care-of address,                   destination = home agent)      ESP header (SPI = spi_c)      IPv6 header (source = home address,                   destination = correspondent node)      Mobility Header         Home Test Init   Step 2.  IPsec processing is performed, resulting in:      IPv6 header (source = home address,                   destination = correspondent node)      Mobility Header         Home Test Init   Step 3.  The resulting packet matches the policy required for this   security association and the packet can be processed further.   Step 4.  The packet is then forwarded to the correspondent node.6.7.  Home Test to the Mobile Node   Step 1.  The home agent receives a Home Test packet from the   correspondent node:      IPv6 header (source = correspondent node,                   destination = home address)      Mobility Header         Home Test Init   Step 2.  The home agent determines that this packet is destined to a   mobile node that is away from home, and decides to tunnel it.   Step 3.  The packet matches the IPsec policy entries for the tunnel   interface, and we note that IPsec needs to be applied.Arkko, et al.               Standards Track                    [Page 30]

RFC 3776                    Home Agent IPsec                   June 2004   Step 4.  IPsec is applied, resulting in a new packet.  Note that the   home agent must keep track of the location of the mobile node, and   update the tunnel endpoint address in the security association(s)   accordingly.      IPv6 header (source = home agent,                   destination = care-of address)      ESP header (SPI = spi_d)      IPv6 header (source = correspondent node,                   destination = home address)      Mobility Header         Home Test Init   Step 5.  The packet is sent directly to the care-of address using   IPsec encapsulation.6.8.  Home Test from the Home Agent   Step 1.  The mobile node receives the following packet:      IPv6 header (source = home agent,                   destination = care-of address)      ESP header (SPI = spi_d)      IPv6 header (source = correspondent node,                   destination = home address)      Mobility Header         Home Test Init   Step 2.  IPsec is processed, resulting in:      IPv6 header (source = correspondent node,                   destination = home address)      Mobility Header         Home Test Init   Step 3.  This matches the policy required for this security   association (source = any, destination = home address).   Step 4.  The packet is given to Mobile IPv6 processing.6.9.  Prefix Solicitation Message to the Home Agent   This procedure is similar to the one presented inSection 6.1.6.10.  Prefix Solicitation Message from the Mobile Node   This procedure is similar to the one presented inSection 6.2.Arkko, et al.               Standards Track                    [Page 31]

RFC 3776                    Home Agent IPsec                   June 20046.11.  Prefix Advertisement Message to the Mobile Node   This procedure is similar to the one presented inSection 6.3.6.12.  Prefix Advertisement Message from the Home Agent   This procedure is similar to the one presented inSection 6.4.6.13.  Payload Packet to the Home Agent   This procedure is similar to the one presented inSection 6.5.6.14.  Payload Packet from the Mobile Node   This procedure is similar to the one presented inSection 6.6.6.15.  Payload Packet to the Mobile Node   This procedure is similar to the one presented inSection 6.7.6.16.  Payload Packet from the Home Agent   This procedure is similar to the one presented inSection 6.8.6.17.  Establishing New Security Associations   Step 1.  The mobile node wishes to send a Binding Update to the home   agent.     IPv6 header (source = home address,                  destination = home agent)     Mobility header        Binding Update   Step 2.  There is no existing security association to protect the   Binding Update, so the mobile node initiates IKE.  The IKE packets   are sent as shown in the following examples.  The first packet is an   example of an IKE packet sent from the mobile node, and the second   one is from the home agent.  The examples shows also that the phase 1   identity used for the mobile node is a FQDN.     IPv6 header (source = care-of address,                  destination = home agent)        UDP        IKE           ... IDii = ID_FQDN mn123.ha.net ...Arkko, et al.               Standards Track                    [Page 32]

RFC 3776                    Home Agent IPsec                   June 2004     IPv6 header (source = home agent                  destination = care-of address)        UDP        IKE           ... IDir = ID_FQDN ha.net ...   Step 3.  IKE phase 1 completes, and phase 2 is initiated to request   security associations for protecting traffic between the mobile   node's home address and the home agent.  These addresses will be used   as selectors.  This involves sending and receiving additional IKE   packets.  The below example shows again one packet sent by the mobile   node and another sent by the home agent.  The example shows also that   the phase 2 identity used for the mobile node is the mobile node's   home address.     IPv6 header (source = care-of address,                  destination = home agent)        UDP        IKE           ... IDci = ID_IPV6_ADDR home address ...     IPv6 header (source = home agent,                  destination = care-of address)        UDP        IKE           ... IDcr = ID_IPV6_ADDR home agent ...   Step 4.  The remaining steps are as shown inSection 6.1.6.18.  Rekeying Security Associations   Step 1.  The mobile node and the home agent have existing security   associations.  Either side may decide at any time that the security   associations need to be rekeyed, for instance, because the specified   lifetime is approaching.   Step 2.  Mobility header packets sent during rekey may be protected   by the existing security associations.   Step 3.  When the rekeying is finished, new security associations are   established.  In practice there is a time interval during which an   old, about-to-expire security association and newly established   security association will both exist.  The new ones should be used as   soon as they become available.   Step 4.  A notification of the deletion of the old security   associations is received.  After this, only the new security   associations can be used.Arkko, et al.               Standards Track                    [Page 33]

RFC 3776                    Home Agent IPsec                   June 2004   Note that there is no requirement that the existence of the IPsec and   IKE security associations is tied to the existence of bindings.  It   is not necessary to delete a security association if a binding is   removed, as a new binding may soon be established after this.   Since cryptographic acceleration hardware may only be able to handle   a limited number of active security associations, security   associations may be deleted via IKE in order to keep the number of   active cryptographic contexts to a minimum.  Such deletions should   not be interpreted as a sign of losing a contact to the peer or as a   reason to remove a binding.  Rather, if additional traffic needs to   be sent, it is preferable to bring up another security association to   protect it.6.19.  Movements and Dynamic Keying   In this section we describe the sequence of events that relate to   movement with IKE-based security associations.  In the initial state,   the mobile node is not registered in any location and has no security   associations with the home agent.  Depending on whether the peers   will be able to move IKE endpoints to new care-of addresses, the   actions taken in Step 9 and 10 are different.   Step 1.  Mobile node with the home address A moves to care-of address   B.   Step 2.  Mobile node runs IKE from care-of address B to the home   agent, establishing a phase 1.  The home agent can only act as the   responder before it knows the current location of the mobile node.   Step 3.  Protected by this phase 1, mobile node establishes a pair of   security associations for protecting Mobility Header traffic to and   from the home address A.   Step 4.  Mobile node sends a Binding Update and receives a Binding   Acknowledgement using the security associations created in Step 3.   Step 5.  Mobile node establishes a pair of security associations for   protecting return routability packets.  These security associations   are in tunnel mode and their endpoint in the mobile node side is   care-of address B.  For the purposes of our example, this step uses   the phase 1 connection established in Step 2.  Multiple phase 1   connections are also possible.   Step 6.  The mobile node uses the security associations created in   Step 5 to run return routability.Arkko, et al.               Standards Track                    [Page 34]

RFC 3776                    Home Agent IPsec                   June 2004   Step 7.  The mobile node moves to a new location and adopts a new   care-of address C.   Step 8.  Mobile node sends a Binding Update and receives a Binding   Acknowledgement using the security associations created in Step 3.   The home agent ensures that the next packets sent using the security   associations created in Step 5 will have the new care-of address as   their destination address, as if the outer header destination address   in the security association had changed.   Step 9.  If the mobile node and the HA have the capability to change   the IKE endpoints, they change the address to C.  If they do not have   the capability, both nodes remove their phase 1 connections created   on top of the care-of address B and will establish a new IKE phase 1   on top of the care-of address C.  This capability to change the IKE   phase 1 end points is indicated through setting the Key Management   Mobility Capability (K) flag [7] in the Binding Update and Binding   Acknowledgement messages.   Step 10.  If a new IKE phase 1 connection was setup after movement,   the MN will not be able to receive any notifications delivered on top   of the old IKE phase 1 security association.  Notifications delivered   on top of the new security association are received and processed   normally.  If the mobile node and HA were able to update the IKE   endpoints, they can continue using the same IKE phase 1 connection.7.  Implementation Considerations7.1.  IPsec   Note that packet formats and header ordering discussed inSection 3   must be supported, but implementations may also support other   formats.  In general, the use of formats not required here may lead   to incorrect processing of the packets by the peer (such as silently   discarding them), unless support for these formats has been verified   off-line.  Such verification can take place at the same time the   parameters of the security associations are agreed upon.  In some   cases, however, basic IPv6 specifications call for support of options   not discussed here.  In these cases, such a verification step might   be unnecessary as long as the peer fully supports the relevant IPv6   specifications.  However, no claims are made in this document about   the validity of these other formats in the context of Mobile IPv6.   It is also likely that systems that support Mobile IPv6 have been   tested more extensively with the required formats.   We have chosen to require an encapsulation format for return   routability and payload packet protection which can only be realized   if the destination of the IPsec packets sent from the home agent canArkko, et al.               Standards Track                    [Page 35]

RFC 3776                    Home Agent IPsec                   June 2004   be changed as the mobile node moves.  One of the main reasons for   choosing such a format is that it removes the overhead of twenty four   bytes when a home address option or routing header is added to the   tunneled packet.  Such an overhead would not be significant for the   protection of the return routability packets, but would create an   additional overhead if IPsec is used to protect the tunneling of   payload packets to the home agent.  This overhead may be significant   for real-time traffic.  Given that the use of the shorter packet   formats for any traffic requires the existence of suitable APIs, we   have chosen to require support for the shorter packet formats both   for payload and return routability packets.   In order to support the care-of address as the destination address on   the mobile node side, the home agent must act as if the outer header   destination address in the security association to the mobile node   would have changed upon movements.  Implementations are free to   choose any particular method to make this change, such as using an   API to the IPsec implementation to change the parameters of the   security association, removing the security association and   installing a new one, or modification of the packet after it has gone   through IPsec processing.  The only requirement is that after   registering a new binding at the home agent, the next IPsec packets   sent on this security association will be addressed to the new   care-of address.   We have chosen to require policy entries that are specific to a   tunnel interface.  This means that implementations have to regard the   Home Agent - Mobile Node tunnel as a separate interface on which   IPsec SPDs can be based.  A further complication of the IPsec   processing on a tunnel interface is that this requires access to the   BITS implementation before the packet actually goes out.7.2.  IKE   We have chosen to require that a dynamic key management protocol must   be able to make an authorization decision for IPsec security   association creation with different addresses than with what the key   management protocol is run.  We expect this to be done typically by   configuring the allowed combinations of phase 1 user identities and   home addresses.   When certificate authentication is used, IKE fragmentation can be   encountered.  This can occur when certificate chains are used, or   even with single certificates if they are large.  Many firewalls do   not handle fragments properly, and may drop them.  Routers in the   path may also discard fragments after the initial one, since theyArkko, et al.               Standards Track                    [Page 36]

RFC 3776                    Home Agent IPsec                   June 2004   typically will not contain full IP headers that can be compared   against an access list.  Where fragmentation occurs, the endpoints   will not always be able to establish a security association.   Fortunately, typical Mobile IPv6 deployment uses short certificate   chains, as the mobile node is communicating directly with its home   network.  Where the problem appears, it may be difficult (at least   away from home) to replace the firewalls or routers with equipment   that can properly support fragments.  It may help to store the peer   certificates locally, or to obtain them through other means.7.3.  Bump-in-the-Stack   Mobile IPv6 sets high requirements for a so-called Bump-In-The-Stack   (BITS) implementation model of IPsec.  As Mobile IPv6 specific   modifications of the packets are required before or after IPsec   processing, the BITS implementation has to perform also some tasks   related to mobility.  This may increase the complexity of the   implementation, even if it already performs some tasks of the IP   layer (such as fragmentation).   Specifically, Bump-in-the-Stack implementations may have to deal with   the following issues:   o  Processing the Home Address destination option and Routing header      type 2 to a form suitable for IPsec processing to take place.      This is needed, among other things, for the security association      and policy lookups.  While relatively straightforward, the      required processing may have a hardware effect in BITS      implementations, if they use hardware support beyond the      cryptographic operations.   o  Detecting packets sent between the mobile node and its home agent      using IPv6 encapsulation.   o  Offering the necessary APIs for updating the IPsec and IKE      security association endpoints.8.  IANA Considerations   No IANA actions are necessary based on this document.  IANA actions   for the Mobile IPv6 protocol itself have been covered in [7].9.  Security Considerations   The Mobile IPv6 base specification [7] requires strong security   between the mobile node and the home agent.  This memo discusses how   that security can be arranged in practice, using IPsec.  The securityArkko, et al.               Standards Track                    [Page 37]

RFC 3776                    Home Agent IPsec                   June 2004   considerations related to this are documented in the base   specification, including a discussion of the implications of using   either manual or dynamic keying.10.  References10.1.  Normative References   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement        Levels",BCP 14,RFC 2119, March 1997.   [2]  Kent, S. and R. Atkinson, "Security Architecture for the        Internet Protocol",RFC 2401, November 1998.   [3]  Kent, S. and R. Atkinson, "IP Encapsulating Security Payload        (ESP)",RFC 2406, November 1998.   [4]  Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",RFC 2409, November 1998.   [5]  Deering, S. and R. Hinden, "Internet Protocol, Version 6 (IPv6)        Specification",RFC 2460, December 1998.   [6]  Conta, A. and S. Deering, "Generic Packet Tunneling in IPv6        Specification",RFC 2473, December 1998.   [7]  Johnson, D., Perkins, C. and J. Arkko, "Mobility Support in        IPv6",RFC 3775, June 2004.10.2.  Informative References   [8]  Kent, S. and R. Atkinson, "IP Authentication Header",RFC 2402,        November 1998.   [9]  Deering, S., Fenner, W. and B. Haberman, "Multicast Listener        Discovery (MLD) for IPv6",RFC 2710, October 1999.   [10] Droms, R., Ed., Bound, J., Volz, B., Lemon, T., Perkins, C. and        M. Carney, "Dynamic Host Configuration Protocol for IPv6        (DHCPv6)",RFC 3315, July 2003.   [11] Vida, R. and L. Costa, Eds., "Multicast Listener Discovery        Version 2 (MLDv2) for IPv6",RFC 3810, June 2004.Arkko, et al.               Standards Track                    [Page 38]

RFC 3776                    Home Agent IPsec                   June 200411.  Acknowledgements   The authors would like to thank Greg O'Shea, Michael Thomas, Kevin   Miles, Cheryl Madson, Bernard Aboba, Erik Nordmark, Gabriel   Montenegro, Steven Kent, and Santeri Paavolainen for interesting   discussions in this problem space.12.  Authors' Addresses   Jari Arkko   Ericsson   02420  Jorvas   Finland   EMail: jari.arkko@ericsson.com   Vijay Devarapalli   Nokia Research Center   313 Fairchild Drive   Mountain View  CA 94043   USA   EMail: vijayd@iprg.nokia.com   Francis Dupont   ENST Bretagne   Campus de Rennes   2, rue de la Chataigneraie   CS 17607   35576 Cesson-Sevigne Cedex   France   EMail: Francis.Dupont@enst-bretagne.frArkko, et al.               Standards Track                    [Page 39]

RFC 3776                    Home Agent IPsec                   June 200413.  Full Copyright Statement   Copyright (C) The Internet Society (2004).  This document is subject   to the rights, licenses and restrictions contained inBCP 78, and   except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Arkko, et al.               Standards Track                    [Page 40]

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