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INFORMATIONAL
Network Working Group                                           R. BlessRequest for Comments: 3754                            Univ. of KarlsruheCategory: Informational                                        K. Wehrle                                                      Univ. of Tuebingen                                                              April 2004IP Multicast in Differentiated Services (DS) NetworksStatus of this Memo   This memo provides information for the Internet community.  It does   not specify an Internet standard of any kind.  Distribution of this   memo is unlimited.Copyright Notice   Copyright (C) The Internet Society (2004).  All Rights Reserved.Abstract   This document discusses the problems of IP Multicast use in   Differentiated Services (DS) networks, expanding on the discussion inRFC 2475 ("An Architecture of Differentiated Services").  It also   suggests possible solutions to these problems, describes a potential   implementation model, and presents simulation results.Table of Contents1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .21.1.  Management of Differentiated Services. . . . . . . . . .22.  Problems of IP Multicast in DS Domains . . . . . . . . . . . .32.1.  Neglected Reservation Subtree Problem (NRS Problem). . .42.2.  Heterogeneous Multicast Groups . . . . . . . . . . . . .122.3.  Dynamics of Any-Source Multicast . . . . . . . . . . . .13   3.  Solutions for Enabling IP-Multicast in Differentiated       Services Networks. . . . . . . . . . . . . . . . . . . . . . .133.1.  Solution for the NRS Problem . . . . . . . . . . . . . .13       3.2.  Solution for Supporting Heterogeneous Multicast Groups . 153.3.  Solution for Any-Source Multicast. . . . . . . . . . . .164.  Scalability Considerations . . . . . . . . . . . . . . . . . .165.  Deployment Considerations. . . . . . . . . . . . . . . . . . .176.  Security Considerations. . . . . . . . . . . . . . . . . . . .187.  Implementation Model Example . . . . . . . . . . . . . . . . .188.  Proof of the Neglected Reservation Subtree Problem . . . . . .198.1.  Implementation of the Proposed Solution. . . . . . . . .208.2.  Test Environment and Execution . . . . . . . . . . . . .219.  Simulative Study of the NRS Problem and Limited Effort PHB . .23Bless & Wehrle               Informational                      [Page 1]

RFC 3754              IP Multicast in DS Networks             April 20049.1.  Simulation Scenario. . . . . . . . . . . . . . . . . . .249.2.  Simulation Results for Different Router Types. . . . . .2610. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . .3111. References . . . . . . . . . . . . . . . . . . . . . . . . . .3111.1. Normative References . . . . . . . . . . . . . . . . . .3111.2. Informative References . . . . . . . . . . . . . . . . .3112. Authors' Addresses . . . . . . . . . . . . . . . . . . . . . .3313. Full Copyright Statement . . . . . . . . . . . . . . . . . . .341.  Introduction   This document discusses the problems of IP Multicast use in   Differentiated Services (DS) networks, expanding on the discussion inRFC 2475 ("An Architecture of Differentiated Services").  It also   suggests possible solutions to these problems, describes a potential   implementation model, and presents simulation results.   The "Differentiated Services" (DiffServ or DS) approach [1,2,3]   defines certain building blocks and mechanisms to offer qualitatively   better services than the traditional best-effort delivery service in   an IP network.  In the DiffServ Architecture [2], scalability is   achieved by avoiding complexity and maintenance of per-flow state   information in core nodes, and by pushing unavoidable complexity to   the network edges.  Therefore, individual flows belonging to the same   service are aggregated, thereby eliminating the need for complex   classification or managing state information per flow in interior   nodes.   On the other hand, the reduced complexity in DS nodes makes it more   complex to use those "better" services together with IP Multicast   (i.e., point-to-multipoint or multipoint-to-multipoint   communication).  Problems emerging from this fact are described insection 2.  Although the basic DS forwarding mechanisms also work   with IP Multicast, some facts have to be considered which are related   to the provisioning of multicast resources.  It is important to   integrate IP Multicast functionality into the architecture from the   beginning, and to provide simple solutions for those problems that   will not defeat the already gained advantages.1.1.  Management of Differentiated Services   At least for Per-Domain Behaviors and services based on the EF PHB,   admission control and resource reservation are required [14,15].   Installation and updating of traffic profiles in boundary nodes is   necessary.  Most network administrators cannot accomplish this task   manually, even for long term service level agreements (SLAs).   Furthermore, offering services on demand requires some kind of   signaling and automatic admission control procedures.Bless & Wehrle               Informational                      [Page 2]

RFC 3754              IP Multicast in DS Networks             April 2004   However, no standardized resource management architecture for   DiffServ domains exists.  The remainder of this document assumes that   at least some logical resource management entity is available to   perform resource-based admission control and allotment functions.   This entity may also be realized in a distributed fashion, e.g.,   within the routers themselves.  Detailed aspects of the resource   management realization within a DiffServ domain, as well as the   interactions between resource management and routers or end-systems   (e.g., signaling for resources), are out of scope of this document.   Protocols for signaling a reservation request to a Differentiated   Services Domain are required.  For accomplishing end-system signaling   to DS domains, RSVP [4] may be used with new DS specific reservation   objects [5].  RSVP provides support for multicast scenarios and is   already supported by many systems.  However, application of RSVP in a   DiffServ multicast context may lead to problems that are also   described in the next section. The NSIS Working Group is currently   defining new signaling protocols that may show a different behavior,   but the WG has its current focus more on unicast flows than on   multicast flows.2.  Problems of IP Multicast in DS Domains   Although potential problems and the complexity of providing multicast   with Differentiated Services are considered in a separate section of   [2], both aspects have to be discussed in greater detail.  The   simplicity of the DiffServ Architecture and its DS node types is   necessary to reach high scalability, but it also causes fundamental   problems in conjunction with the use of IP Multicast in DS domains.   The following subsections describe these problems for which a generic   solution is proposed insection 3.  This solution is as scalable as   IP Multicast and needs no resource separation by using different   codepoint values for unicast and multicast traffic.   Because Differentiated Services are unidirectional by definition, the   point-to-multipoint communication is also considered as   unidirectional.  In traditional IP Multicast, any node can send   packets spontaneously and asynchronously to a multicast group   specified by their multicast group address, i.e., traditional IP   Multicast offers a multipoint-to-multipoint service, also referred to   as Any-Source Multicast.  Implications of this feature are discussed   insection 2.3.   For subsequent considerations we assume, unless stated otherwise, at   least a unidirectional point-to-multipoint communication scenario in   which the sender generates packets which experience a "better" Per-   Hop-Behavior than the traditional default PHB, resulting in a service   of better quality than the default best-effort service.  In order toBless & Wehrle               Informational                      [Page 3]

RFC 3754              IP Multicast in DS Networks             April 2004   accomplish this, a traffic profile corresponding to the traffic   conditioning specification has to be installed in the sender's first   DS-capable boundary node.  Furthermore, it must be assured that the   corresponding resources are available on the path from the sender to   all the receivers, possibly requiring adaptation of traffic profiles   at involved domain boundaries.  Moreover, on demand resource   reservations may be receiver-initiated.2.1.  Neglected Reservation Subtree Problem (NRS Problem)   Typically, resources for Differentiated Services must be reserved   before they are used.  But in a multicast scenario, group membership   is often highly dynamic, thereby limiting the use of a sender-   initiated resource reservation in advance.  Unfortunately, dynamic   addition of new members of the multicast group using Differentiated   Services can adversely affect other existing traffic if resources   were not explicitly reserved before use.  A practical proof of this   problem is given insection 8.   IP Multicast packet replication usually takes place when the packet   is handled by the forwarding core (cf. Fig. 1), i.e., when it is   forwarded and replicated according to the multicast forwarding table.   Thus, a DiffServ capable node would also copy the content of the DS   field [1] into the IP packet header of every replicate.   Consequently, replicated packets get exactly the same DS codepoint   (DSCP) as the original packet, and therefore experience the same   forwarding treatment as the incoming packets of this multicast group.   This is also illustrated in Fig. 1, where each egress interface   comprises functions for (BA-) classification, traffic conditioning   (TC), and queueing.            Interface A        IP Forwarding        Interface B           +-----------+     +--------------+      +-----------+   MC-flow |           |     | replication  |      |  egress   |      ---->|  ingress  |---->|------+-------|----->|(class.,TC,|---->           |           |     |      |       |      | queueing) |           +-----------+     |      |       |      +-----------+                             |      |       |                             |      |       |       Interface C                             |      |       |      +-----------+                             |      |       |      |  egress   |                             |      +-------|----->|(class.,TC,|---->                             |              |      | queueing) |                             +--------------+      +-----------+        Figure 1: Multicast packet replication in a DS nodeBless & Wehrle               Informational                      [Page 4]

RFC 3754              IP Multicast in DS Networks             April 2004   Normally, the replicating node cannot test whether a corresponding   resource reservation exists for a particular flow of replicated   packets on an output link (i.e., its corresponding interface).  This   is because flow-specific information (e.g., traffic profiles) is   usually not available in every boundary and interior node.   When a new receiver joins an IP Multicast group, a multicast routing   protocol (e.g., DVMRP [6], PIM-DM [7] or PIM-SM [8]) grafts a new   branch to an existing multicast tree in order to connect the new   receiver to the tree.  As a result of tree expansion, missing per-   flow classification, and policing mechanisms, the new receiver will   implicitly use the service of better quality, because of the "better"   copied DSCP.   If the additional amount of resources which are consumed by the new   part of the multicast tree are not taken into account by the domain   resource management (cf.section 1.1), the currently provided quality   of service of other receivers (with correct reservations) will be   affected adversely or even violated.  This negative effect on   existing traffic contracts by a neglected resource reservation -- in   the following designated as the Neglected Reservation Subtree Problem   (NRS Problem) -- must be avoided under all circumstances.  Strong   admission control policies at the domain boundary will not help to   prevent this problem either, because the new flow that inadmissibly   consumes resources has its origin inside the domain.   One can distinguish two major cases of the NRS Problem.  They show a   different behavior depending on the location of the branching point.   In order to compare their different effects, a simplistic example of   a share of bandwidth is illustrated in Fig. 2 and is used in the   following explanations.  Neither the specific PHB types nor their   assigned bandwidth share are important; however, their relative   priority with respect to each other is of importance.             40%                 40%               20%   +--------------------+---------------------+------------+   |Expedited Forwarding| Assured Forwarding  | Best-Effort|   +--------------------+---------------------+------------+   ---------------------------------------------------------->                                      output link bandwidth        Figure 2: An example bandwidth share of different                  behavior aggregatesBless & Wehrle               Informational                      [Page 5]

RFC 3754              IP Multicast in DS Networks             April 2004   The bandwidth of the considered output link is shared by three types   of services (i.e., by three behavior aggregates): Expedited   Forwarding, Assured Forwarding, and the traditional Best-Effort   service.  In this example, we assume that routers perform strict   priority queueing, where EF has the highest, AF the middle, and   Best-Effort the lowest assigned scheduling priority.  Though not   mandatory for an EF implementation, a strict non-preemptive priority   scheduler is one implementation option as described insection 5.1.1   of RFC 3247 [15].  Were Weighted Fair Queueing (WFQ) to be used, the   described effects would essentially also occur, but with minor   differences.  In the following scenarios, it is illustrated that PHBs   of equal or lower priority (in comparison to the multicast flow's   PHB) are affected by the NRS problem.   The Neglected Reservation Subtree problem appears in two different   cases:   o  Case 1: If the branching point of the new subtree (at first only a      branch) and the previous multicast tree is a (egress) boundary      node, as shown in Fig. 3, the additional multicast flow now      increases the total amount of used resources for the corresponding      behavior aggregate on the affected output link.  The total amount      will be greater than the originally reserved amount.      Consequently, the policing component in the egress boundary node      drops packets until the traffic aggregate is in accordance with      the traffic contract.  But while dropping packets, the router can      not identify the responsible flow (because of missing flow      classification functionality), and thus randomly discards packets,      whether they belong to a correctly behaving flow or not.  As a      result, there will no longer be any service guarantee for the      flows with properly reserved resources.Bless & Wehrle               Informational                      [Page 6]

RFC 3754              IP Multicast in DS Networks             April 2004    Sender     +---+     | S |                 DS domains     +---+                  /       \      .||...............   /         \   ................     . ||               .<-           ->.                .    .  ||                .             .                  .    . +---+   +--+     +--+     *)    +--+    +--+      +--+    +------+    . |FHN|===|IN|=====|BN|###########|BN|####|IN|######|BN|####|Recv.B|    . +---+   +--+     +--+\\         +--+    +--+      +--+    +------+    .   \\       \        . \\         .         \        .    .  +--+     +--+      .  \\        .          \       .    .  |IN|-----|IN|      .   \\        .          +--+  .    .  +--+     +--+      .    \\        ..........|BN|..    .   ||        \      .     +------+            +--+     .  ||         \    .      |Recv.A|      .+--+        +--+.       +------+       |BN|........|BN|       +--+        +--+        ||    S: Sender    Recv.x: Receiver x    FHN: First-Hop Node    BN: Boundary Node    IN: Interior Node    ===: Multicast branch with reserved bandwidth    ###: Multicast branch without reservation    *) Bandwidth of EF aggregated on the output link is higher than       actual reservation, EF aggregate will be limited in bandwidth       without considering the responsible flow.         Figure 3: The NRS Problem (case 1) occurs when Receiver                   B joins      In figure 3, it is assumed that receiver A is already attached to      the egress boundary node (BN) of the first domain.  Furthermore,      resources are properly reserved along the path to receiver A and      used by correspondingly marked packets.  When receiver B joins the      same group as receiver A, packets are replicated and forwarded      along the new branch towards the second domain with the same PHB      as for receiver A.  If this PHB is EF, the new branch possibly      exhausts allotted resources for the EF PHB, adversely affecting      other EF users that receive their packets over the link that is      marked with the *).  The BN usually ensures that outgoing traffic      aggregates to the next domain are conforming to the agreed traffic      conditioning specification.  The egress BN will, therefore, drop      packets of the PHB type that are used for the multicast flow.Bless & Wehrle               Informational                      [Page 7]

RFC 3754              IP Multicast in DS Networks             April 2004      Other PHBs of lower or higher priority are not affected adversely      in this case.  The following example in Fig. 4.  illustrates this      for two PHBs.   +------------------+---------------------+--------------+------+   | Expedited Forw.  | Expedited Forw.     | Assured Forw.|  BE  |   |                  |                     |              |      |   | with reservation | excess flow         | with reserv. |      |   |                  | without reservation |              |      |   +------------------+---------------------+--------------+------+   | EF with and without reservation share  |    40 %      |  20% |   | 40% of reserved EF aggregate.          |              |      |   | -> EF packets with reservation and     |              |      |   |    without reservation will be         |              |      |   |    discarded!                          |              |      |   +------------------+---------------------+--------------+------+               (a) Excess flow has EF codepoint   +------------------+---------------------+--------------+------+   | Expedited Forw.  | Assured Forwarding  | Assured Forw.|  BE  |   |                  |                     |              |      |   | with reservation | excess flow         | with reserv. |      |   |                  | without reservation |              |      |   +------------------+---------------------+--------------+------+   |                  | AF with & without reservation share| 20 % |   |                  | 40% of reserved EF aggregate.      |      |   |       40%        | -> EF packets with reservation and |      |   |                  |    without reservation will be     |      |   |                  |    discarded!                      |      |   +------------------+---------------------+--------------+------+               (b) Excess flow has AF codepoint        Figure 4: Resulting share of bandwidth in a egress                  boundary node with a neglected reservation of                  (a) an Expedited Forwarding flow or (b) an                  Assured Forwarding flow.      Fig. 4 shows the resulting share of bandwidth in cases when (a)      Expedited Forwarding and (b) Assured Forwarding is used by the      additional multicast branch causing the NRS Problem.  Assuming      that the additional traffic would use another 30% of the link      bandwidth, Fig. 4 (a) illustrates that the resulting aggregate of      Expedited Forwarding (70% of the outgoing link bandwidth) is      throttled down to its originally reserved 40%.  In this case, the      amount of dropped EF bandwidth is equal to the amount of excess      bandwidth.  Consequently, the original Expedited ForwardingBless & Wehrle               Informational                      [Page 8]

RFC 3754              IP Multicast in DS Networks             April 2004      aggregate (which had 40% of the link bandwidth reserved) is also      affected by packet losses.  The other services, e.g., Assured      Forwarding or Best-Effort, are not disadvantaged.      Fig. 4 (b) shows the same situation for Assured Forwarding.  The      only difference is that now Assured Forwarding is solely affected      by discards, as the other services will still get their      guarantees.  In either case, packet losses are restricted to the      misbehaving service class by the traffic meter and policing      mechanisms in boundary nodes.  Moreover, the latter problem (case      1) occurs only in egress boundary nodes because they are      responsible for ensuring that the traffic leaving the      Differentiated Services domain is not more than the following      ingress boundary node will accept.  Therefore, those violations of      SLAs will already be detected and processed in egress boundary      nodes.   o  Case 2: The Neglected Reservation Subtree problem can also occur      if the branching point between the previous multicast tree and the      new subtree is located in an interior node (as shown in Fig. 5).      In Fig. 5, it is assumed that receivers A and B have already      joined the multicast group and have reserved resources      accordingly.  The interior node in the second domain starts      replication of multicast packets as soon as receiver C joins.      Because the router is not equipped with metering or policing      functions, it will not recognize any amount of excess traffic and      will forward the new multicast flow.  If the latter belongs to a      higher priority service, such as Expedited Forwarding, bandwidth      of the aggregate is higher than the aggregate's reservation at the      new branch and will use bandwidth from lower priority services.Bless & Wehrle               Informational                      [Page 9]

RFC 3754              IP Multicast in DS Networks             April 2004    Sender     +---+     | S |                 DS domains     +---+                  /       \      .||...............   /         \   ................     . ||               .<-           ->.                .    .  ||                .             .                  .    . +---+   +--+     +--+           +--+    +--+      +--+   +------+    . |FHN|===|IN|=====|BN|===========|BN|====|IN|======|BN|===|Recv.B|    . +---+   +--+     +--+\\         +--+    +--+      +--+   +------+    .   \\       \        . \\         .         #        .    .  +--+     +--+      .  \\        .          # *)    .    .  |IN|-----|IN|      .   \\        .          +--+  .    .  +--+     +--+      .    \\        ..........|BN|..    .   ||        \      .     +------+            +--+     .  ||         \    .      |Recv.A|              #      .+--+        +--+.       +------+              #       |BN|........|BN|                            +------+       +--+        +--+                            |Recv.C|        ||                                         +------+    FHN: First-Hop Node, BN: Boundary Node, Recv.x: Receiver x    S: Sender, IN: Interior Node    ===: Multicast branch with reserved bandwidth    ###: Multicast branch without reservation    *) Bandwidth of EF aggregated on the output link is higher than       actual reservation, EF aggregate will be limited in bandwidth       without considering the responsible flow         Figure 5: Neglected Reservation Subtree problem case 2                   after join of receiver CBless & Wehrle               Informational                     [Page 10]

RFC 3754              IP Multicast in DS Networks             April 2004      The additional amount of EF without a corresponding reservation is      forwarded together with the aggregate which has a reservation.      This results in no packet losses for Expedited Forwarding as long      as the resulting aggregate is not higher than the output link      bandwidth.  Because of its higher priority, Expedited Forwarding      gets as much bandwidth as needed and as is available.  The effects      on other PHBs are illustrated by the following example in Fig. 6.   +------------------+---------------------+--------------+------+   | Expedited Forw.  | Expedited Forw.     | Assured Forw.|  BE  |   |                  |                     |              |      |   | with reservation | excess flow         | with reserv. |      |   |                  | without reservation |              |      |   +------------------+---------------------+--------------+------+   |      40%         |        30%          |     30%      |  0%  |   +------------------+---------------------+--------------+------+     EF with reservation and the excess flow use together 70%     of the link bandwidth because EF, with or without reservation,     has the highest priority.               (a) Excess flow has EF codepoint   +------------------+---------------------+--------------+------+   | Expedited Forw.  | Assured Forw.       | Assured Forw.|  BE  |   |                  |                     |              |      |   | with reservation | excess flow         | with reserv. |      |   |                  | without reservation |              |      |   +------------------+---------------------+--------------+------+   |      40%         |                   60%              |  0%  |   |                  |                (10% loss)          |      |   +------------------+---------------------+--------------+------+     AF with reservation and the excess flow use together 60%     of the link bandwidth because EF has the highest priority     (-> 40%).  10% of AF packets will be lost.               (b) Excess flow has AF codepoint        Figure 6: Resulting share of bandwidth in an interior                  node with a neglected reservation of (a) an                  Expedited Forwarding flow or (b) an Assured                  Forwarding flow      The result of case 2 is that there is no restriction for Expedited      Forwarding, but as Fig. 6 (a) shows, other services will be      extremely disadvantaged by this use of non-reserved resources.      Their bandwidth is used by the new additional flow.  In this case,      the additional 30% Expedited Forwarding traffic preempts resources      from the Assured Forwarding traffic, which in turn preemptsBless & Wehrle               Informational                     [Page 11]

RFC 3754              IP Multicast in DS Networks             April 2004      resources from the best-effort traffic, resulting in 10% packet      losses for the Assured Forwarding aggregate, and a complete loss      of best-effort traffic.  The example in Fig. 6 (b) shows that this      can also happen with lower priority services like Assured      Forwarding.  When a reservation for a service flow with lower      priority is neglected, other services (with even lower priority)      can be reduced in their quality (in this case the best-effort      service).  As shown in the example, the service's aggregate      causing the NRS problem can itself be affected by packet losses      (10% of the Assured Forwarding aggregate is discarded).  Besides      the described problems of case 2, case 1 will occur in the DS      boundary node of the next DS domain that performs traffic metering      and policing for the service aggregate.   Directly applying RSVP to Differentiated Services would also result   in temporary occurrence of the NRS Problem.  A receiver has to join   the IP multicast group to receive the sender's PATH messages, before   being able to send a resource reservation request (RESV message).   Thus, the join message on the link for receiving PATH messages can   cause the NRS Problem, if this situation is not handled in a special   way (e.g., by marking all PATH messages with codepoint 0 and dropping   or re-marking all other data packets of the multicast flow).2.2.  Heterogeneous Multicast Groups   Heterogeneous multicast groups contain one or more receivers, which   would like to get another service or quality of service as the sender   provides or other receiver subsets currently use.  A very important   characteristic which should be supported by Differentiated Services   is that participants requesting a best-effort quality only should   also be able to participate in a group communication which otherwise   utilizes a better service class.  The next better support for   heterogeneity provides concurrent use of more than two different   service classes within a group.  Things tend to get even more complex   when not only different service classes are required, but also   different values for quality parameters within a certain service   class.   A further problem is to support heterogeneous groups with different   service classes in a consistent way.  It is possible that some   services will not be comparable to each other so that one service   cannot be replaced by the other, and both services have to be   provided over the same link within this group.   Because an arbitrary new receiver that wants to get the different   service can be grafted to any point of the current multicast delivery   tree, even interior nodes may have to replicate packets using the   different service.  At a first glance, this seems to be aBless & Wehrle               Informational                     [Page 12]

RFC 3754              IP Multicast in DS Networks             April 2004   contradiction with respect to simplicity of the interior nodes,   because they do not even have a profile available and should now   convert the service of quality of individual receivers.   Consequently, in order to accomplish this, interior nodes have to   change the codepoint value during packet replication.2.3.  Dynamics of Any-Source Multicast   Basically, within an IP multicast group, any participant (actually,   it can be any host not even receiving packets of this multicast   group) can act as a sender.  This is an important feature which   should also be available in case a specific service other than best-   effort is used within the group.  Differentiated Services possess,   conceptually, a unidirectional character.  Therefore, for every   multicast tree implied by a sender, resources must be reserved   separately if simultaneous sending should be possible with a better   service.  This is even true if shared multicast delivery trees are   used (e.g., with PIM-SM or Core Based Trees).  If not enough   resources are reserved for a service within a multicast tree allowing   simultaneous sending of more than one participant, the NRS problem   will occur again.  The same argument applies to half-duplex   reservations which would share the reserved resources by several   senders, because it cannot be ensured by the network that exactly one   sender sends packets to the group.  Accordingly, the corresponding   RSVP reservation styles "Wildcard Filter" and "Shared-Explicit   Filter" [4] cannot be supported within Differentiated Services.  The   Integrated Services approach is able to ensure the half-duplex nature   of the traffic, because every router can check each packet for its   conformance with the installed reservation state.3.  Solutions for Enabling IP-Multicast in Differentiated Services    Networks   The problems described in the previous section are mainly caused by   the simplicity of the Differentiated Services architecture.   Solutions that do not introduce additional complexity need to be   introduced so as to not diminish the scalability of the DiffServ   approach.  This document suggests a straightforward solution for most   of the problems.3.1.  Solution for the NRS Problem   The proposed solution consists conceptually of the following three   steps that are described in more detail later.Bless & Wehrle               Informational                     [Page 13]

RFC 3754              IP Multicast in DS Networks             April 2004      1. A new receiver joins a multicast group that is using a DiffServ         service.  Multicast routing protocols accomplish the connection         of the new branch to the (possibly already existing) multicast         delivery tree as usual.      2. The unauthorized use of resources is avoided by re-marking at         branching nodes all additional packets departing down the new         branch.  At first, the new receiver will get all packets of the         multicast group without quality of service.  The management         entity of the correspondent DiffServ domain may get informed         about the extension of the multicast tree.      3. If a pre-issued reservation is available for the new branch or         somebody (receiver, sender or a third party) issues one, the         management entity instructs the branching router to set the         corresponding codepoint for the demanded service.   Usage of resources which were not previously reserved must be   prevented.  In the following example, we consider a case where the   join of a new receiver to a DS multicast group requires grafting of a   new branch to an already existing multicast delivering tree.  The   connecting node that joins both trees converts the codepoint (and   therefore the Per-Hop Behavior) to a codepoint of a PHB which is   similar to the default PHB in order to provide a best-effort-like   service for the new branch.  More specifically, this particular PHB   can provide a service that is even worse than the best-effort service   of the default PHB.  SeeRFC 3662 [16] for a corresponding Lower   Effort Per-Domain Behavior.   The conversion to this specific PHB could be necessary in order to   avoid unfairness being introduced within the best-effort service   aggregate, and, which results from the higher amount of resource   usage of the incoming traffic belonging to the multicast group.  If   the rate at which re-marked packets are injected into the outgoing   aggregate is not reduced, those re-marked packets will probably cause   discarding of other flow's packets in the outgoing aggregate if   resources are scarce.   Therefore, the re-marked packets from this multicast group should be   discarded more aggressively than other packets in this outgoing   aggregate.  This could be accomplished by using an appropriately   configured PHB (and a related DSCP) for those packets.  In order to   distinguish this kind of PHB from the default PHB, it is referred to   as the Limited Effort (LE) PHB (which can be realized by an   appropriately configured AF PHB [9] or Class Selector Compliant PHB   [1]) throughout this document.  Merely dropping packets more   aggressively at the re-marking node is not sufficient, because there   may be enough resources in the outgoing behavior aggregate (BA) toBless & Wehrle               Informational                     [Page 14]

RFC 3754              IP Multicast in DS Networks             April 2004   transmit every re-marked packet without having to discard any other   packets within the same BA.  However, resources in the next node may   be short for this particular BA.  Those "excess" packets, therefore,   must be identifiable at this node.   Re-marking packets is only required at branching nodes, whereas all   other nodes of the multicast tree (such with outdegree 1) replicate   packets as usual.  Because a branching node may also be an interior   node of a domain, re-marking of packets requires conceptually per-   flow classification.  Though this seems to be in contradiction to the   DiffServ philosophy of a core that avoids per-flow states, IP   multicast flows are different from unicast flows: traditional IP   multicast forwarding and multicast routing are required to install   states per multicast group for every outgoing link anyway.   Therefore, re-marking in interior nodes is scalable to the same   extent as IP multicast (cf.section 4).   Re-marking with standard DiffServ mechanisms [10] for every new   branch requires activation of a default traffic profile.  The latter   accomplishes re-marking by using a combination of an MF-classifier   and a marker at an outgoing link that constitutes a new branch.  The   classifier will direct all replicated packets to a marker that sets   the new codepoint.  An alternative implementation is described insection 7.   The better service will only be provided if a reservation request was   processed and approved by the resource management function.  That   means an admission control test must be performed before resources   are actually used by the new branch.  In case the admission test is   successful, the re-marking node will be instructed by the resource   management to stop re-marking and to use the original codepoint again   (conceptually by removing the profile).   In summary, only those receivers will obtain a better service within   a DiffServ multicast group, which previously reserved the   corresponding resources in the new branch with assistance of the   resource management.  Otherwise, they get a quality which might be   even lower than best-effort.3.2.  Solution for Supporting Heterogeneous Multicast Groups   In this document, considerations are limited to provisioning   different service classes, but not different quality parameters   within a certain service class.   The proposed concept fromsection 3.1 provides a limited solution of   the heterogeneity problem.  Receivers are allowed to obtain a Limited   Effort service without a reservation, so that at least two differentBless & Wehrle               Informational                     [Page 15]

RFC 3754              IP Multicast in DS Networks             April 2004   service classes within a multicast group are possible.  Therefore, it   is possible for any receiver to participate in the multicast session   without getting any quality of service.  This is useful if a receiver   just wants to see whether the content of the multicast group is   interesting enough, before requesting a better service which must be   paid for (like snooping into a group without prior reservation).   Alternatively, a receiver might not be able to receive this better   quality of service (e.g., because it is mobile and uses a wireless   link of limited capacity), but it may be satisfied with the reduced   quality, instead of getting no content at all.   Additionally, applying the RSVP concept of listening for PATH   messages before sending any RESV message is feasible again.  Without   using the proposed solution, this would have caused the NRS Problem.   Theoretically, the proposed approach insection 7 also supports more   than two different services within one multicast group, because the   additional field in the multicast routing table can store any DSCP   value.  However, this would work only if PHBs can be ordered, so that   the "best" PHB among different required PHBs downstream is chosen to   be forwarded on a specific link.  This is mainly a management issue   and is out of the scope of this document.   More advanced concepts may also support conditional re-marking in   dependence on the group address and DSCP value.  This is useful if   the group uses different PHBs (e.g., for flows to different transport   protocol ports) and the re-marking should thus additionally depend on   the DSCP value of an incoming packet.3.3.  Solution for Any-Source Multicast   Every participant would have to initiate an explicit reservation to   ensure the possibility of sending to the group with a better service   quality, regardless of whether other senders within the group already   use the same service class simultaneously.  This would require a   separate reservation for each sender-rooted multicast tree.   However, in the specific case of best-effort service (the default   PHB), it is nevertheless possible for participants to send packets to   the group anytime without requiring any additional mechanisms.  The   reason for this is that the first DS-capable boundary node will mark   those packets with the DSCP of the default PHB because of a missing   traffic profile for this particular sender.  The first DS capable   boundary nodes should therefore always classify multicast packets   based on both the sender's address and the multicast group address.4.  Scalability ConsiderationsBless & Wehrle               Informational                     [Page 16]

RFC 3754              IP Multicast in DS Networks             April 2004   The proposed solution does not add complexity to the DS architecture   or to a DS node, nor does it change the scalability properties of   DiffServ.  With current IP multicast routing protocols, a multicast   router has to manage and hold state information per traversing   multicast flow.  The suggested solution scales to the same extent as   IP multicast itself, because the proposed re-marking may occur per   branch of a multicast flow.  This re-marking is logically associated   with an addition to the multicast routing state that is required   anyway.  In this respect, re-marking of packets for multicast flows   in interior nodes is not considered as a scalability problem or to be   in contradiction to the DiffServ approach itself.  It is important to   distinguish the multicast case from existing justifiable scalability   concerns relating to re-marking packets of unicast flows within   interior routers.  Moreover, the decision of when to change a re-   marking policy is not performed by the router, but by some management   entity at a time scale which is different from the time scale at the   packet forwarding level.5.  Deployment Considerations   The solution proposed insection 3.1 can be deployed on most router   platforms available today.  Architectures that perform routing and   forwarding functions in software could be updated by a new software   release.   However, there may be some specialized hardware platforms that are   currently not able to deploy the proposed solution fromsection 7.   This may be the case when a multicast packet is directly duplicated   on the backplane of the router, so that all outgoing interfaces read   the packet in parallel.  Consequently, the codepoint cannot be   changed for a subset of these outgoing interfaces and the NRS problem   can not be solved directly in the branching point.   In this case, there exist several alternative solutions:      1. As mentioned insection 3.1, if traffic conditioning mechanisms         can be applied on the outgoing packets at the individual output         interfaces, a combination of classifier and marker may be used         for each branch.      2. The change of the codepoint for subtrees without properly         allocated resources could take place in the following         downstream router.  There, for every incoming packet of the         considered multicast group, the codepoint would be changed to         the value that the previous router should have set.  If a LAN         (e.g., a high-speed switching LAN) is attached to the         considered outgoing interface, then on every router connected         to the LAN, packets of the considered group should be changedBless & Wehrle               Informational                     [Page 17]

RFC 3754              IP Multicast in DS Networks             April 2004         on the incoming interface by standard DiffServ mechanisms.   Future releases of router architectures may support the change of the   codepoint directly in the replication process as proposed insection7.6.  Security Considerations   Basically, the security considerations in [1] apply.  The proposed   solution does not imply new security aspects.  If a join of arbitrary   end-systems to a multicast group is not desired (thereby receiving a   lower than best-effort quality) the application usually has to   exclude these participants.  This can be accomplished by using   authentication, authorization, or ciphering techniques at the   application level -- like in traditional IP multicast scenarios.   Moreover, it is important to consider the security of corresponding   management mechanisms, because they are used to activate re-marking   of multicast flows.  On the one hand, functions for instructing the   router to mark or re-mark packets of multicast flows are attractive   targets to perform theft of service attacks.  On the other hand,   their security depends on the router management mechanisms which are   used to realize this functionality.  Router management should   generally be protected against unauthorized use, therefore preventing   those attacks as well.7.  Implementation Model Example   One possibility of implementing the proposed solution fromsection3.1 is described in the following.  It has to be emphasized that   other realizations are also possible, and this description should not   be understood as a restriction on potential implementations.  The   benefit of the following described implementation is that it does not   require any additional classification of multicast groups within an   aggregate.  It serves as a proof of concept that no additional   complexity is necessary to implement the proposed general solution   described insection 3.   Because every multicast flow has to be considered by the multicast   routing process (in this context, this notion signifies the multicast   forwarding part and not the multicast route calculation and   maintenance part, cf. Fig. 1), the addition of an extra byte in each   multicast routing table entry containing the DS field, and thus its   DS codepoint value per output link (resp. virtual interface, see Fig.   8), results in nearly no additional cost.  Packets will be replicated   by the multicast forwarding process, so this is also the right place   for setting the correct DSCP values of the replicated packets.  Their   DSCP values are not copied from the incoming original packet, butBless & Wehrle               Informational                     [Page 18]

RFC 3754              IP Multicast in DS Networks             April 2004   from the additional DS field in the multicasting routing table entry   for the corresponding output link (only the DSCP value must be   copied, while the two remaining bits are ignored and are present for   simplification reasons only).  This field initially contains the   codepoint of the LE PHB if incoming packets for this specific group   do not carry the codepoint of the default PHB.   When a packet arrives with the default PHB, the outgoing replicates   should also get the same codepoint in order to retain the behavior of   current common multicast groups using the default PHB.  A router   configuration message changes the DSCP values in the multicast   routing table and may also carry the new DSCP value which should be   set in the replicated packets.  It should be noted that although re-   marking may also be performed by interior nodes, the forwarding   performance will not be decreased, because the decision of when and   what to re-mark is made by the management (control plane).     Multicast   Other    List     Destination Fields   of     Address              virtual                   Inter-   DS                          interfaces                face ID  Field    +--------------------------------+             +-------------------+    |    X      | .... |     *-------------------->|   C   | (DSCP,CU) |    |--------------------------------|             +-------------------+    |    Y      | .... |     *-----------+         |   D   | (DSCP,CU) |    |--------------------------------|   |         +-------------------+    |   ...     | .... |    ...      |   |    .           .      .             .   |         +-------------------+    .   ...     . .... .    ...      .   +-------->|   B   | (DSCP,CU) |    +--------------------------------+             +-------------------+    |   ...     | .... |    ...      |             |   D   | (DSCP,CU) |    +--------------------------------+             +-------------------+                                                   |  ...  |   ...     |                                                   .       .           .                                                   .       .           .         Figure 8: Multicast routing table with additional                   fields for DSCP values8.  Proof of the Neglected Reservation Subtree Problem   In the following, it is shown that the NRS problem actually exists   and occurs in reality.  Hence, the problem and its solution was   investigated using a standard Linux Kernel (v2.4.18) and the Linux-   based implementation KIDS [11].   Furthermore, the proposed solution for the NRS problem has been   implemented by enhancing the multicast routing table, as well as theBless & Wehrle               Informational                     [Page 19]

RFC 3754              IP Multicast in DS Networks             April 2004   multicast routing behavior in the Linux kernel.  In the following   section, the modifications are briefly described.   Additional measurements with the simulation model simulatedKIDS [12]   will be presented insection 9.  They show the effects of the NRS   problem in more detail and also the behavior of the BAs using or not   using the Limited Effort PHB for re-marking.8.1.  Implementation of the Proposed Solution   As described insection 3.1, the proposed solution for avoiding the   NRS Problem is an extension of each routing table entry in every   Multicast router by one byte.  In the Linux OS, the multicast routing   table is implemented by the "Multicast Forwarding Cache (MFC)".  The   MFC is a hash table consisting of an "mfc-cache"-entry for each   combination of the following three parameters: sender's IP address,   multicast group address, and incoming interface.   The routing information in a "mfc-cache"-entry is kept in an array of   TTLs for each virtual interface.  When the TTL is zero, a packet   matching to this "mfc-cache"-entry will not be forwarded on this   virtual interface.  Otherwise, if the TTL is less than the packet's   TTL, the latter will be forwarded on the interface with a decreased   TTL.   In order to set an appropriate codepoint if bandwidth is allocated on   an outgoing link, we added a second array of bytes -- similar to the   TTL array -- for specifying the codepoint that should be used on a   particular virtual interface.  The first six bits of the byte contain   the DSCP that should be used, and the seventh bit indicates whether   the original codepoint in the packet has to be changed to the   specified one (=0) or has to be left unchanged (=1).  The default   entry of the codepoint byte is zero; so initially, all packets will   be re-marked to the default DSCP.   Furthermore, we modified the multicast forwarding code for   considering this information while replicating multicast packets.  To   change an "mfc-cache"-entry we implemented a daemon for exchanging   the control information with a management entity (e.g., a bandwidth   broker).  Currently, the daemon uses a proprietary protocol, but   migration to the COPS protocol (RFC 2748) is planned.Bless & Wehrle               Informational                     [Page 20]

RFC 3754              IP Multicast in DS Networks             April 20048.2.  Test Environment and Execution   Sender    +---+             FHN: First Hop Node    | S |             BN: Boundary Node    +---+      +#      +#      +#     +---+            +--+           +------+     |FHN|++++++++++++|BN|+++++++++++| host |     |   |############|  |***********|  B   |     +---+            +--+##         +------+       +#                   #        +#                   #         +#                   #         +------+           +------+         |host A|           |host C|         +------+           +------+   +++  EF flow (group1) with reservation   ###  EF flow (group2) with reservation   ***  EF flow (group2) without reservation         Figure 8.1: Evaluation of NRS-Problem described in                     Figure 3   In order to prove case 1 of the NRS problem, as described insection2.1, the testbed shown in Figure 8.1 was built.  It is a reduced   version of the network shown in Figure 5 and consists of two DS-   capable nodes, an ingress boundary node and an egress boundary node.   The absence of interior nodes does not have any effect on to the   proof of the described problem.   The testbed is comprised of two Personal Computers (Pentium III at   450 Mhz, 128 MB Ram, 3 network cards Intel eepro100) used as DiffServ   nodes, as well as one sender and three receiver systems (also PCs).   On the routers, KIDS has been installed and an mrouted (Multicast   Routing Daemon) was used to perform multicast routing.  The network   was completely built of separate 10BaseT Ethernet segments in full-   duplex mode.  In [11], we evaluated the performance of the software   routers and found out that even a PC at 200Mhz had no problem   handling up to 10Mbps DS traffic on each link.  Therefore, the   presented measurements are not a result of performance bottlenecks   caused by these software routers.Bless & Wehrle               Informational                     [Page 21]

RFC 3754              IP Multicast in DS Networks             April 2004   The sender generated two shaped UDP traffic flows of 500kbps (packets   of 1.000 byte constant size) each and sent them to multicast group 1   (233.1.1.1) and 2 (233.2.2.2).  In both measurements, receiver A had   a reservation along the path to the sender for each flow, receiver B   had reserved for flow 1, and C for flow 2.  Therefore, two static   profiles are installed in the ingress boundary node with 500kbps EF   bandwidth and a token bucket size of 10.000 bytes for each flow.   In the egress boundary node, one profile has been installed for the   output link to host B and one related for the output link to host C.   Each of them permits up to 500kbps Expedited Forwarding, but only the   aggregate of Expedited Forwarding traffic carried on the outgoing   link is considered.   In measurement 1, the hosts A and B joined to group 1, while A, B,   and C joined to group 2.  Those joins are using a reservation for the   group towards the sender.  Only the join of host B to group 2 has no   admitted reservation.  As described insection 2.1, this will cause   the NRS problem (case 1).  Metering and policing mechanisms in the   egress boundary node throttle down the EF aggregate to the reserved   500kbps, and do not depend on whether or not individual flows have   been reserved.                +--------+--------+--------+                | Host A | Host B | Host C |      +---------+--------+--------+--------+      | Group 1 | 500kbps| 250kbps| 500kbps|      +---------+--------+--------+--------+      | Group 2 | 500kbps| 250kbps|        |      +---------+--------+--------+--------+          Figure 8.2: Results of measurement 1 (without the                      proposed solution): Average bandwidth of                      each flow.                      --> Flows of group 1 and 2 on the link to                      host B share the reserved aggregate of                      group 1.   Figure 8.2 shows the obtained results.  Host A and C received their   flows without any interference.  But host B received data from group   1 with only half of the reserved bandwidth, so one half of the   packets have been discarded.  Figure 8.2 also shows that receiver B   got the total amount of bandwidth for group 1 and 2, that is exactly   the reserved 500kbps.  Flow 2 got Expedited Forwarding without   actually having reserved any bandwidth and additionally violated the   guarantee of group 1 on that link.Bless & Wehrle               Informational                     [Page 22]

RFC 3754              IP Multicast in DS Networks             April 2004   For measurement 2, the previously presented solution (cf.section3.1) has been installed in the boundary node.  Now, while duplicating   the packets, whether the codepoint has to be changed to Best-Effort   (or Limited Effort) or whether it can be just duplicated is checked.   In this measurement, it changed the codepoint for group 2 on the link   to Host B to Best-Effort.                +--------+--------+--------+                | Host A | Host B | Host C |      +---------+--------+--------+--------+      | Group 1 | 500kbps| 500kbps| 500kbps|      +---------+--------+--------+--------+      | Group 2 | 500kbps| 500kbps|        |      +---------+--------+--------+--------+          Figure 8.3: Results of measurement 1 (with the                      proposed solution): Average bandwidth of                      each flow.                      --> Flow of group 1 on the link to host B                      gets the reserved bandwidth of group 1.                      The flow of group 2 has been re-marked to                      Best-Effort.   Results of this measurement are presented in Figure 8.3.  Each host   received its flows with the reserved bandwidth and without any packet   loss.  Packets from group 2 are re-marked in the boundary node so   that they have been treated as best-effort traffic.  In this case,   they got the same bandwidth as the Expedited Forwarding flow, and   because there was not enough other traffic on the link present, there   was no need to discard packets.   The above measurements confirm that the Neglected Reservation Subtree   problem is to be taken seriously and that the presented solution will   solve it.9.  Simulative Study of the NRS Problem and Limited Effort PHB   This section shows some results from a simulative study which shows   the correctness of the proposed solution and the effect of re-marking   the responsible flow to Limited Effort.  A proof of the NRS problem   has also been given insection 8 and in [13].  This section shows the   benefit for the default Best Effort traffic when Limited Effort is   used for re-marking instead of Best Effort.  The results strongly   motivate the use of Limited Effort.Bless & Wehrle               Informational                     [Page 23]

RFC 3754              IP Multicast in DS Networks             April 20049.1.  Simulation Scenario   In the following scenario, the boundary nodes had a link speed of 10   Mpbs and Interior Routers had a link speed of 12 Mbps.  In boundary   nodes, a 5 Mbps aggregate for EF has been reserved.   When Limited Effort was used, LE got 10% capacity (0.5Mpbs) from the   original BE aggregate and BE 90% (4.5Mbps) of the original BE   aggregate capacity.  The bandwidth between LE and BE is shared by   using WFQ scheduling.   The following topology was used, where Sx is a sender, BRx a boundary   node, IRx an interior node, and Dx a destination/receiver.     +--+ +--+                       +---+     +--+     |S1| |S0|                     /=|BR5|=====|D0|     +--+ +--+                    // +---+     +--+       \\  ||                    //        \\ ||                   //   +--+  \+---+     +---+     +---+      +---+     +--+   |S2|===|BR1|=====|IR1|=====|IR2|======|BR3|=====|D1|   +--+   +---+    /+---+     +---+      +---+     +--+                  //                       \\        +--+                 //                         \\     /=|D2|   +--+   +---+ //                           \\   // +--+   |S3|===|BR2|=/                            +---+/   +--+   +---+                            /=|BR4|=\           ||                        +--+ // +---+ \\ +--+          +--+                       |D4|=/         \=|D3|          |S4|                       +--+             +--+          +--+              Figure 9.1: Simulation Topology   The following table shows the flows in the simulation runs, e.g., EF0   is sent from Sender S0 to Destination D0 with a rate of 4 Mbps using   an EF reservation.   In the presented cases (I to IV), different amounts of BE traffic   were used to show the effects of Limited Effort in different cases.   The intention of these four cases is described after the table.   In all simulation models, EF sources generated constant rate traffic   with constant packet sizes using UDP.   The BE sources also generated constant rate traffic, where BE0 used   UDP, and BE1 used TCP as a transport protocol.Bless & Wehrle               Informational                     [Page 24]

RFC 3754              IP Multicast in DS Networks             April 2004   +----+--------+-------+----------+-----------+-----------+---------+   |Flow| Source | Dest. |  Case I  |  Case II  |  Case III | Case IV |   +----+--------+-------+----------+-----------+-----------+---------+   | EF0|   S0   |  D0   |  4 Mbps  |   4 Mbps  |   4 Mbps  |  4 Mbps |   +----+--------+-------+----------+-----------+-----------+---------+   | EF1|   S1   |  D1   |  2 Mbps  |   2 Mbps  |   2 Mbps  |  2 Mbps |   +----+--------+-------+----------+-----------+-----------+---------+   | EF2|   S2   |  D2   |  5 Mbps  |   5 Mbps  |   5 Mbps  |  5 Mbps |   +----+--------+-------+----------+-----------+-----------+---------+   | BE0|   S3   |  D3   |  1 Mbps  | 2.25 Mbps | 0.75 Mbps |3.75 Mbps|   +----+--------+-------+----------+-----------+-----------+---------+   | BE1|   S4   |  D4   |  4 Mbps  | 2.25 Mbps | 0.75 Mbps |3.75 Mbps|   +----+--------+-------+----------+-----------+-----------+---------+   Table 9.1: Direction, amount and Codepoint of flows in the four              simulation cases (case I to IV)   The four cases (I to IV) used in the simulation runs had the   following characteristics:   Case I:   In this scenario, the BE sources sent together exactly 5             Mbps, so there is no congestion in the BE queue.   Case II:  BE is sending less than 5 Mbps, so there is space available             in the BE queue for re-marked traffic.  BE0 and BE1 are             sending together 4.5 Mbps, which is exactly the share of BE             when LE is used.  So, when multicast packets are re-marked             to LE because of the NRS problem, the LE should get 0.5             Mbps and BE 4.5 Mbps, which is still enough for BE0 and             BE1.  LE should not show a greedy behavior and should not             use resources from BE.   Case III: In this case, BE is very low.  BE0 and BE1 use together             only 1.5 Mbps.  So when LE is used, it should be able to             use the unused bandwidth resources from BE.   Case IV:  BE0 and BE1 send together 7.5 Mbps so there is congestion             in the BE queue.  In this case, LE should get 0.5 Mbps (not             more and not less).   In each scenario, loss rate and throughput of the considered flows   and aggregates have been metered.Bless & Wehrle               Informational                     [Page 25]

RFC 3754              IP Multicast in DS Networks             April 20049.2.  Simulation Results for Different Router Types9.2.1.  Interior Node   When the branching point of a newly added multicast subtree is   located in an interior node, the NRS problem can occur as described   insection 2.1 (Case 2).   In the simulation runs presented in the following four subsections,   D3 joins to the multicast group of sender S0 without making any   reservation or resource allocation.  Consequently, a new branch is   added to the existing multicast tree.  The branching point issued by   the join of D3 is located in IR2.  On the link to BR3, no bandwidth   was allocated for the new flow (EF0).   The metered throughput of flows on the link between IR2 and BR3 in   the four different cases is shown in the following four subsections.   The situation before the new receiver joins is shown in the second   column.  The situation after the join without the proposed solution   is shown in column three.  The fourth column presents the results   when the proposed solution ofsection 3.1 is used and the responsible   flow is re-marked to LE.9.2.1.1.  Case I:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0: 4.007 Mbps | LE0: 0.504 Mbps  |   |achieved| EF1: 2.001 Mbps | EF1: 2.003 Mbps | EF1: 2.000 Mbps  |   |through-| EF2: 5.002 Mbps | EF2: 5.009 Mbps | EF2: 5.000 Mbps  |   |put     | BE0: 1.000 Mbps | BE0: 0.601 Mbps | BE0: 1.000 Mbps  |   |        | BE1: 4.000 Mbps | BE1: 0.399 Mbps | BE1: 3.499 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  7.003 Mbps | EF: 11.019 Mbps | EF:  7.000 Mbps  |   |through-| BE:  5.000 Mbps | BE:  1.000 Mbps | BE:  4.499 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  0.504 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:     0 %    | LE0:  87.4 %     |   |packet  | EF1:     0 %    | EF1:     0 %    | EF1:     0 %     |   |loss    | EF2:     0 %    | EF2:     0 %    | EF2:     0 %     |   |rate    | BE0:     0 %    | BE0:  34.8 %    | BE0:     0 %     |   |        | BE1:     0 %    | BE1:  59.1 %    | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+    (*) EF0 is re-marked to LE and signed as LE0Bless & Wehrle               Informational                     [Page 26]

RFC 3754              IP Multicast in DS Networks             April 20049.2.1.2.  Case II:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0: 4.003 Mbps | LE0: 0.500 Mbps  |   |achieved| EF1: 2.000 Mbps | EF1: 2.001 Mbps | EF1: 2.001 Mbps  |   |through-| EF2: 5.002 Mbps | EF2: 5.005 Mbps | EF2: 5.002 Mbps  |   |put     | BE0: 2.248 Mbps | BE0: 0.941 Mbps | BE0: 2.253 Mbps  |   |        | BE1: 2.252 Mbps | BE1: 0.069 Mbps | BE1: 2.247 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  7.002 Mbps | EF: 11.009 Mbps | EF:  7.003 Mbps. |   |through-| BE:  4.500 Mbps | BE:  1.010 Mbps | BE:  4.500 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  0.500 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:     0 %    | LE0:  87.4 %     |   |packet  | EF1:     0 %    | EF1:     0 %    | EF1:     0 %     |   |loss    | EF2:     0 %    | EF2:     0 %    | EF2:     0 %     |   |rate    | BE0:     0 %    | BE0:  58.0 %    | BE0:     0 %     |   |        | BE1:     0 %    | BE1:  57.1 %    | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+    (*) EF0 is re-marked to LE and signed as LE09.2.1.3.  Case III:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0: 3.998 Mbps | LE0: 3.502 Mbps  |   |achieved| EF1: 2.000 Mbps | EF1: 2.001 Mbps | EF1: 2.001 Mbps  |   |through-| EF2: 5.000 Mbps | EF2: 5.002 Mbps | EF2: 5.003 Mbps  |   |put     | BE0: 0.749 Mbps | BE0: 0.572 Mbps | BE0: 0.748 Mbps  |   |        | BE1: 0.749 Mbps | BE1: 0.429 Mbps | BE1: 0.748 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  7.000 Mbps | EF: 11.001 Mbps | EF:  7.004 Mbps  |   |through-| BE:  1.498 Mbps | BE:  1.001 Mbps | BE:  1.496 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  3.502 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:     0 %    | LE0:  12.5 %     |   |packet  | EF1:     0 %    | EF1:     0 %    | EF1:     0 %     |   |loss    | EF2:     0 %    | EF2:     0 %    | EF2:     0 %     |   |rate    | BE0:     0 %    | BE0:  19.7 %    | BE0:     0 %     |   |        | BE1:     0 %    | BE1:  32.6 %    | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+    (*) EF0 is re-marked to LE and signed as LE0Bless & Wehrle               Informational                     [Page 27]

RFC 3754              IP Multicast in DS Networks             April 20049.2.1.4.  Case IV:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0: 4.001 Mbps | LE0: 0.500 Mbps  |   |achieved| EF1: 2.018 Mbps | EF1: 2.000 Mbps | EF1: 2.003 Mbps  |   |through-| EF2: 5.005 Mbps | EF2: 5.001 Mbps | EF2: 5.007 Mbps  |   |put     | BE0: 2.825 Mbps | BE0: 1.000 Mbps | BE0: 3.425 Mbps  |   |        | BE1: 2.232 Mbps | BE1:   ---      | BE1: 1.074 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  7.023 Mbps | EF: 11.002 Mbps | EF:  7.010 Mbps  |   |through-| BE:  5.057 Mbps | BE:  1.000 Mbps | BE:  4.499 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  0.500 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:     0 %    | LE0:  75.0 %     |   |packet  | EF1:     0 %    | EF1:     0 %    | EF1:     0 %     |   |loss    | EF2:     0 %    | EF2:     0 %    | EF2:     0 %     |   |rate    | BE0:  23.9 %    | BE0:  73.3 %    | BE0:     0 %     |   |        | BE1:  41.5 %    | BE1:   ---      | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+   (*) EF0 is re-marked to LE and signed as LE0   NOTE: BE1 has undefined throughput and loss in situation "after join   (no re-marking)", because TCP is going into retransmission back-off   timer phase and closes the connection after 512 seconds.9.2.2.  Boundary Node   When the branching point of a newly added multicast subtree is   located in a boundary node, the NRS problem can occur as described insection 2.1 (Case 1).   In the simulation runs presented in the following four subsections,   D3 joins to the multicast group of sender S1 without making any   reservation or resource allocation.  Consequently, a new branch is   added to the existing multicast tree.  The branching point issued by   the join of D3 is located in BR3.  On the link to BR4, no bandwidth   was allocated for the new flow (EF1).   The metered throughput of the flows on the link between BR3 and BR4   in the four different cases is shown in the following four   subsections.  The situation before the new receiver joins is shown in   the second column.  The situation after the join but without the   proposed solution is shown in column three.  The fourth column   presents results when the proposed solution ofsection 3.1 is used   and the responsible flow is re-marked to LE.Bless & Wehrle               Informational                     [Page 28]

RFC 3754              IP Multicast in DS Networks             April 20049.2.2.1.  Case I:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |achieved| EF1:   ---      | EF1: 1.489 Mbps | LE1: 0.504 Mbps  |   |through-| EF2: 5.002 Mbps | EF2: 3.512 Mbps | EF2: 5.002 Mbps  |   |put     | BE0: 1.000 Mbps | BE0: 1.000 Mbps | BE0: 1.004 Mbps  |   |        | BE1: 4.000 Mbps | BE1: 4.002 Mbps | BE1: 3.493 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  5.002 Mbps | EF:  5.001 Mbps | EF:  5.002 Mbps  |   |through-| BE:  5.000 Mbps | BE:  5.002 Mbps | BE:  4.497 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  0.504 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |packet  | EF1:   ---      | EF1:  25.6 %    | LE1:  73.4 %     |   |loss    | EF2:     0 %    | EF2:  29.7 %    | EF2:     0 %     |   |rate    | BE0:     0 %    | BE0:     0 %    | BE0:     0 %     |   |        | BE1:     0 %    | BE1:     0 %    | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+    (*) EF1 is re-marked to LE and signed as LE19.2.2.2.  Case II:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |achieved| EF1:   ---      | EF1: 1.520 Mbps | LE1: 0.504 Mbps  |   |through-| EF2: 5.003 Mbps | EF2: 3.482 Mbps | EF2: 5.002 Mbps  |   |put     | BE0: 2.249 Mbps | BE0: 2.249 Mbps | BE0: 2.245 Mbps  |   |        | BE1: 2.252 Mbps | BE1: 2.252 Mbps | BE1: 2.252 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  5.003 Mbps | EF:  5.002 Mbps | EF:  5.002 Mbps  |   |through-| BE:  4.501 Mbps | BE:  4.501 Mbps | BE:  4.497 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  0.504 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |packet  | EF1:   ---      | EF1:  24.0 %    | LE1:  74.8 %     |   |loss    | EF2:     0 %    | EF2:  30.4 %    | EF2:     0 %     |   |rate    | BE0:     0 %    | BE0:     0 %    | BE0:     0 %     |   |        | BE1:     0 %    | BE1:     0 %    | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+    (*) EF1 is re-marked to LE and signed as LE1Bless & Wehrle               Informational                     [Page 29]

RFC 3754              IP Multicast in DS Networks             April 20049.2.2.3.  Case III:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |achieved| EF1:   ---      | EF1: 1.084 Mbps | LE1: 2.000 Mbps  |   |through-| EF2: 5.001 Mbps | EF2: 3.919 Mbps | EF2: 5.000 Mbps  |   |put     | BE0: 0.749 Mbps | BE0: 0.752 Mbps | BE0: 0.750 Mbps  |   |        | BE1: 0.749 Mbps | BE1: 0.748 Mbps | BE1: 0.750 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  5.001 Mbps | EF:  5.003 Mbps | EF:  5.000 Mbps  |   |through-| BE:  1.498 Mbps | BE:  1.500 Mbps | BE:  1.500 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  2.000 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |packet  | EF1:   ---      | EF1:  45.7 %    | LE1:     0 %     |   |loss    | EF2:     0 %    | EF2:  21.7 %    | EF2:     0 %     |   |rate    | BE0:     0 %    | BE0:     0 %    | BE0:     0 %     |   |        | BE1:     0 %    | BE1:     0 %    | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+    (*) EF1 is re-marked to LE and signed as LE19.2.2.4.  Case IV:   +--------+-----------------+-----------------+------------------+   |        |  before join    | after join      |after join,       |   |        |                 | (no re-marking) |(re-marking to LE)|   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |achieved| EF1:   ---      | EF1: 1.201 Mbps | LE1: 0.500 Mbps  |   |through-| EF2: 5.048 Mbps | EF2: 3.803 Mbps | EF2: 5.004 Mbps  |   |put     | BE0: 2.638 Mbps | BE0: 2.535 Mbps | BE0: 3.473 Mbps  |   |        | BE1: 2.379 Mbps | BE1: 2.536 Mbps | BE1: 1.031 Mbps  |   +--------+-----------------+-----------------+------------------+   |BA      | EF:  5.048 Mbps | EF:  5.004 Mbps | EF:  5.004 Mbps  |   |through-| BE:  5.017 Mbps | BE:  5.071 Mbps | BE:  4.504 Mbps  |   |put     | LE:    ---      | LE:    ---      | LE:  0.500 Mbps  |   +--------+-----------------+-----------------+------------------+   |        | EF0:   ---      | EF0:   ---      | EF0:   ---       |   |packet  | EF1:   ---      | EF1:  40.0 %    | LE1:  68.6 %     |   |loss    | EF2:     0 %    | EF2:  23.0 %    | EF2:     0 %     |   |rate    | BE0:  30.3 %    | BE0:  32.1 %    | BE0:     0 %     |   |        | BE1:  33.3 %    | BE1:  32.7 %    | BE1:     0 %     |   +--------+-----------------+-----------------+------------------+    (*) EF1 is re-marked to LE and signed as LE1Bless & Wehrle               Informational                     [Page 30]

RFC 3754              IP Multicast in DS Networks             April 200410.  Acknowledgements   The authors wish to thank Mark Handley and Bill Fenner for their   valuable comments on this document.  Special thanks go to Milena   Neumann for her extensive efforts in performing the simulations.  We   would also like to thank the KIDS simulation team [12].11.  References11.1.  Normative References   [1]  Nichols, K., Blake, S., Baker, F. and D. Black, "Definition of        the Differentiated Services Field (DS Field) in the IPv4 and        IPv6 Headers",RFC 2474, December 1998.   [2]  Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z. and W.        Weiss, "An Architecture for Differentiated Services",RFC 2475,        December 1998.11.2.  Informative References   [3]  Nichols, K. and B. Carpenter, "Definition of Differentiated        Services Per Domain Behaviors and Rules for their        Specification",RFC 3086, April 2001.   [4]  Braden, R., Ed., Zhang, L., Berson, S., Herzog, S. and S. Jamin,        "Resource ReSerVation Protocol (RSVP) -- Version 1",RFC 2205,        September 1997.   [5]  Bernet, Y., "Format of the RSVP DCLASS Object",RFC 2996,        November 2000.   [6]  Waitzman, D., Partridge, C. and S. Deering, "Distance Vector        Multicast Routing Protocol",RFC 1075, November 1988.   [7]  Estrin, D., Farinacci, D., Helmy, A., Thaler, D., Deering, S.,        Handley, M., Jacobson, V., Liu, L., Sharma, P. and L. Wei,        "Protocol Independent Multicast-Sparse Mode (PIM-SM): Protocol        Specification",RFC 2362, June 1998.   [8]  Adams, A., Nicholas, J. and W. Siadak, "Protocol Independent        Multicast - Dense Mode (PIM-DM) Protocol Specification        (Revised)", Work in Progress.   [9]  Heinanen, J., Baker, F., Weiss, W. and J. Wroclawski, "Assured        Forwarding PHB Group"RFC 2597, June 1999.Bless & Wehrle               Informational                     [Page 31]

RFC 3754              IP Multicast in DS Networks             April 2004   [10] Bernet, Y., Blake, S., Grossman, D. and A. Smith, "An Informal        Management Model for DiffServ Routers",RFC 3290, May 2002.   [11] R. Bless, K. Wehrle. Evaluation of Differentiated Services using        an Implementation under Linux, Proceedings of the Intern.        Workshop on Quality of Service (IWQOS'99), London, 1999.   [12] K. Wehrle, J. Reber, V. Kahmann. A simulation suite for Internet        nodes with the ability to integrate arbitrary Quality of Service        behavior, Proceedings of Communication Networks And Distributed        Systems Modeling And Simulation Conference (CNDS 2001), Phoenix        (AZ), January 2001.   [13] R. Bless, K. Wehrle. Group Communication in Differentiated        Services Networks, Internet QoS for the Global Computing 2001        (IQ 2001), IEEE International Symposium on Cluster Computing and        the Grid, May 2001, Brisbane, Australia, IEEE Press.   [14] Davie, B., Charny, A., Bennett, J.C.R., Benson, K., Le Boudec,        J.Y., Courtney, W., Davari, S., Firoiu, V. and D. Stiliadis, "An        Expedited Forwarding PHB (Per-Hop Behavior)",RFC 3246, March        2002.   [15] Charny, A., Bennett, J.C.R., Benson, K., Le Boudec, J.Y., Chiu,        A., Courtney, W., Davari, S., Firoiu, V., Kalmanek, C. and K.K.        Ramakrishnan, "Supplemental Information for the New Definition        of the EF PHB (Expedited Forwarding Per-Hop Behavior)",RFC3247, March 2002.   [16] Bless, R., Nichols, K. and K. Wehrle, "A Lower Effort Per-Domain        Behavior (PDB) for Differentiated Services",RFC 3662, December        2003.Bless & Wehrle               Informational                     [Page 32]

RFC 3754              IP Multicast in DS Networks             April 200412.  Authors' Addresses   Comments and questions related to this document can be addressed to   one of the authors listed below.   Roland Bless   Institute of Telematics   Universitaet Karlsruhe (TH)   Zirkel 2   76128 Karlsruhe, Germany   Phone: +49 721 608 6413   EMail: bless@tm.uka.de   URI:http://www.tm.uka.de/~bless   Klaus Wehrle   University of Tuebingen   WSI - Computer Networks and Internet /   Protocol Engineering & Distributed Systems   Morgenstelle 10c   72076 Tuebingen, Germany   EMail: Klaus.Wehrle@uni-tuebingen.de   URI:http://net.informatik.uni-tuebingen.de/~wehrle/Bless & Wehrle               Informational                     [Page 33]

RFC 3754              IP Multicast in DS Networks             April 200413.  Full Copyright Statement   Copyright (C) The Internet Society (2004).  This document is subject   to the rights, licenses and restrictions contained inBCP 78 and   except as set forth therein, the authors retain all their rights.   This document and the information contained herein are provided on an   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Intellectual Property   The IETF takes no position regarding the validity or scope of any   Intellectual Property Rights or other rights that might be claimed to   pertain to the implementation or use of the technology described in   this document or the extent to which any license under such rights   might or might not be available; nor does it represent that it has   made any independent effort to identify any such rights.  Information   on the procedures with respect to rights in RFC documents can be   found inBCP 78 andBCP 79.   Copies of IPR disclosures made to the IETF Secretariat and any   assurances of licenses to be made available, or the result of an   attempt made to obtain a general license or permission for the use of   such proprietary rights by implementers or users of this   specification can be obtained from the IETF on-line IPR repository athttp://www.ietf.org/ipr.   The IETF invites any interested party to bring to its attention any   copyrights, patents or patent applications, or other proprietary   rights that may cover technology that may be required to implement   this standard.  Please address the information to the IETF at ietf-   ipr@ietf.org.Acknowledgement   Funding for the RFC Editor function is currently provided by the   Internet Society.Bless & Wehrle               Informational                     [Page 34]

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